FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
WILLIAM C. COFFEY, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 1/31, 2/28, 7/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/09/2019 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2019 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY FLEX REAL ESTATE FUND
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John 'Jack' Corrigan | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred 'Wendy' Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICOLD REALTY TRUST MEETING DATE: MAY 22, 2019 | ||||
| TICKER: COLD SECURITY ID: 03064D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Fred W. Boehler | Management | For | For |
| 1B | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1C | Elect Director James R. Heistand | Management | For | For |
| 1D | Elect Director Michelle M. MacKay | Management | For | For |
| 1E | Elect Director Mark R. Patterson | Management | For | For |
| 1F | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 30, 2019 | ||||
| TICKER: AIV SECURITY ID: 03748R754 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director J. Landis Martin | Management | For | For |
| 1.4 | Elect Director Robert A. Miller | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director Ann Sperling | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A.Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.4 | Elect Director Carol B. Einiger | Management | For | For |
| 1.5 | Elect Director Diane J. Hoskins | Management | For | For |
| 1.6 | Elect Director Joel I. Klein | Management | For | For |
| 1.7 | Elect Director Douglas T. Linde | Management | For | For |
| 1.8 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.9 | Elect Director Owen D. Thomas | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director William H. Walton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration of Non-Employee Directors | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRAEMAR HOTELS & RESORTS, INC. MEETING DATE: JUL 03, 2018 | ||||
| TICKER: BHR SECURITY ID: 10482B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | Did Not Vote |
| 1.2 | Elect Director Stefani D. Carter | Management | For | Did Not Vote |
| 1.3 | Elect Director Kenneth H. Fearn | Management | For | Did Not Vote |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | Did Not Vote |
| 1.5 | Elect Director Matthew D. Rinaldi | Management | For | Did Not Vote |
| 1.6 | Elect Director Abteen Vaziri | Management | For | Did Not Vote |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | Did Not Vote |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 22, 2019 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1g | Elect Director Charles P. Pizzi | Management | For | For |
| 1h | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COUSINS PROPERTIES INCORPORATED MEETING DATE: JUN 12, 2019 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| COUSINS PROPERTIES, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Edward M. Casal | Management | For | For |
| 1c | Elect Director Robert M. Chapman | Management | For | For |
| 1d | Elect Director M. Colin Connolly | Management | For | For |
| 1e | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1f | Elect Director Lillian C. Giornelli | Management | For | For |
| 1g | Elect Director S. Taylor Glover | Management | For | For |
| 1h | Elect Director Donna W. Hyland | Management | For | For |
| 1i | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUBESMART MEETING DATE: MAY 14, 2019 | ||||
| TICKER: CUBE SECURITY ID: 229663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah Ratner Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUSHMAN & WAKEFIELD PLC MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CWK SECURITY ID: G2717B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Coslet | Management | For | For |
| 1.2 | Elect Director Qi Chen | Management | For | For |
| 1.3 | Elect Director Michelle MacKay | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Ratify KPMG LLP as UK Statutory Auditor | Management | For | For |
| 4 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 8 | Approve Director Compensation Policy | Management | For | For |
| DCT INDUSTRIAL TRUST, INC. MEETING DATE: AUG 20, 2018 | ||||
| TICKER: DCT SECURITY ID: 233153204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Mark W. Brugger | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Kathleen A. Wayton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurence A. Chapman | Management | For | For |
| 1B | Elect Director Michael A. Coke | Management | For | For |
| 1C | Elect Director Kevin J. Kennedy | Management | For | For |
| 1D | Elect Director William G. LaPerch | Management | For | For |
| 1E | Elect Director Afshin Mohebbi | Management | For | For |
| 1F | Elect Director Mark R. Patterson | Management | For | For |
| 1G | Elect Director Mary Hogan Preusse | Management | For | For |
| 1H | Elect Director Dennis E. Singleton | Management | For | For |
| 1I | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Norman K. Jenkins | Management | For | For |
| 1f | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1g | Elect Director Peter M. Scott, III | Management | For | For |
| 1h | Elect Director David P. Stockert | Management | For | For |
| 1i | Elect Director Chris Sultemeier | Management | For | For |
| 1j | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1k | Elect Director Warren M. Thompson | Management | For | For |
| 1l | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| EQUINIX, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Scott Peppet | Management | For | For |
| 1.8 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 27, 2019 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Raymond Bennett | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Amal M. Johnson | Management | For | For |
| 1.3 | Elect Director Mary Kasaris | Management | For | For |
| 1.4 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.5 | Elect Director George M. Marcus | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Michael J. Schall | Management | For | For |
| 1.8 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Ashley Dreier | Management | For | For |
| 1.6 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.7 | Elect Director Dennis J. Letham | Management | For | For |
| 1.8 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Carlos E. Evans | Management | For | For |
| 1.4 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Richard E. Marriott | Management | For | For |
| 1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.8 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.9 | Elect Director James F. Risoleo | Management | For | For |
| 1.10 | Elect Director Gordon H. Smith | Management | For | For |
| 1.11 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTONE REAL ESTATE GROUP AG MEETING DATE: JUN 13, 2019 | ||||
| TICKER: INS SECURITY ID: D3706C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Ratify Deloitte GmbH as Auditors | Management | For | For |
| 5.1 | Elect Dietmar Binkowska to Supervisory Board | Management | For | For |
| 5.2 | Elect Thomas Hegel to Supervisory Board | Management | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Affiliation Agreement with Instone Real Estate Development GmbH | Management | For | For |
| INVITATION HOMES, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: INVH SECURITY ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Kenneth A. Caplan | Management | For | For |
| 1.6 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.7 | Elect Director Robert G. Harper | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.9 | Elect Director John B. Rhea | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 1.12 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KIMCO REALTY CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| LEXINGTON REALTY TRUST MEETING DATE: MAY 21, 2019 | ||||
| TICKER: LXP SECURITY ID: 529043101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.2 | Elect Director Richard S. Frary | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gray | Management | For | For |
| 1.4 | Elect Director Jamie Handwerker | Management | For | For |
| 1.5 | Elect Director Claire A. Koeneman | Management | For | For |
| 1.6 | Elect Director Howard Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank C. McDowell | Management | For | For |
| 1.2 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director Barbara B. Lang | Management | For | For |
| 1.5 | Elect Director Donald A. Miller | Management | For | For |
| 1.6 | Elect Director C. Brent Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROLOGIS, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director Lydia H. Kennard | Management | For | For |
| 1f | Elect Director J. Michael Losh | Management | For | For |
| 1g | Elect Director Irving F. Lyons, III | Management | For | For |
| 1h | Elect Director David P. O'Connor | Management | For | For |
| 1i | Elect Director Olivier Piani | Management | For | For |
| 1j | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1k | Elect Director Carl B. Webb | Management | For | For |
| 1l | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 24, 2019 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.11 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENCY CENTERS CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: REG SECURITY ID: 758849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Thomas W. Furphy | Management | For | For |
| 1g | Elect Director Karin M. Klein | Management | For | For |
| 1h | Elect Director Peter D. Linneman | Management | For | For |
| 1i | Elect Director David P. O'Connor | Management | For | For |
| 1j | Elect Director Lisa Palmer | Management | For | For |
| 1k | Elect Director John C. Schweitzer | Management | For | For |
| 1l | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 03, 2019 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Sexual Harassment | Shareholder | Against | Against |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| SL GREEN REALTY CORP. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Edwin T. Burton, III | Management | For | For |
| 1c | Elect Director Lauren B. Dillard | Management | For | For |
| 1d | Elect Director Stephen L. Green | Management | For | For |
| 1e | Elect Director Craig M. Hatkoff | Management | For | For |
| 1f | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT REALTY CAPITAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SRC SECURITY ID: 84860W300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.5 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.6 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.7 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 1.8 | Elect Director Diana M. Laing | Management | For | For |
| 1.9 | Elect Director Elizabeth F. Frank | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary A. Shiffman | Management | For | For |
| 1B | Elect Director Meghan G. Baivier | Management | For | For |
| 1C | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1D | Elect Director Brian M. Hermelin | Management | For | For |
| 1E | Elect Director Ronald A. Klein | Management | For | For |
| 1F | Elect Director Clunet R. Lewis | Management | For | For |
| 1G | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE MACERICH COMPANY MEETING DATE: JUN 07, 2019 | ||||
| TICKER: MAC SECURITY ID: 554382101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| UDR, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: VTR SECURITY ID: 92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Roxanne M. Martino | Management | For | For |
| 1G | Elect Director Walter C. Rakowich | Management | For | For |
| 1H | Elect Director Robert D. Reed | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: VER SECURITY ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VICI PROPERTIES INC. MEETING DATE: JUL 31, 2018 | ||||
| TICKER: VICI SECURITY ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Abrahamson | Management | For | For |
| 1.2 | Elect Director Diana F. Cantor | Management | For | For |
| 1.3 | Elect Director Eugene I. Davis | Management | For | For |
| 1.4 | Elect Director Eric L. Hausler | Management | For | For |
| 1.5 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.6 | Elect Director Craig Macnab | Management | For | For |
| 1.7 | Elect Director Edward B. Pitoniak | Management | For | For |
| 1.8 | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VICI PROPERTIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: VICI SECURITY ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Eric L. Hausler | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VORNADO REALTY TRUST MEETING DATE: MAY 16, 2019 | ||||
| TICKER: VNO SECURITY ID: 929042109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director William W. Helman, IV | Management | For | For |
| 1.5 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.6 | Elect Director Mandakini Puri | Management | For | For |
| 1.7 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.8 | Elect Director Richard R. West | Management | For | For |
| 1.9 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| WASHINGTON REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 30, 2019 | ||||
| TICKER: WRE SECURITY ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WELLTOWER INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Timothy J. Naughton | Management | For | For |
| 1f | Elect Director Sharon M. Oster | Management | For | For |
| 1g | Elect Director Sergio D. Rivera | Management | For | For |
| 1h | Elect Director Johnese M. Spisso | Management | For | For |
| 1i | Elect Director Kathryn M. Sullivan | Management | For | For |
| 1j | Elect Director R. Scott Trumbull | Management | For | For |
| 1k | Elect Director Gary Whitelaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL REAL ESTATE FUND
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 360 CAPITAL GROUP MEETING DATE: NOV 29, 2018 | ||||
| TICKER: TGP SECURITY ID: Q91631103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect David van Aanholt as Director | Management | For | For |
| 3 | Elect Graham E Lenzner as Director | Management | For | For |
| ABACUS PROPERTY GROUP MEETING DATE: NOV 15, 2018 | ||||
| TICKER: ABP SECURITY ID: Q0015N187 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Mark Haberlin as Director | Management | For | For |
| 4 | Approve Grant of Security Acquisition Rights to Steven Sewell | Management | For | For |
| AEDIFICA SA MEETING DATE: OCT 23, 2018 | ||||
| TICKER: AED SECURITY ID: B0130A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Announcements on Company's Remuneration Policy | Management | None | None |
| 4 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 5a | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5b | Approve Dividends of EUR 2.50 Per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7a | Approve Discharge of Serge Wibaut as Director | Management | For | For |
| 7b | Approve Discharge of Stefaan Gielens as Director | Management | For | For |
| 7c | Approve Discharge of Adeline Simont as Director | Management | For | For |
| 7d | Approve Discharge of Jean Kotarakos as Director | Management | For | For |
| 7e | Approve Discharge of Jean Franken as Director | Management | For | For |
| 7f | Approve Discharge of Eric Hohl as Director | Management | For | For |
| 7g | Approve Discharge of Katrien Kesteloot as Director | Management | For | For |
| 7h | Approve Discharge of Sophie Maes as Director | Management | For | For |
| 7i | Approve Discharge of Elisabeth May-Roberti as Director | Management | For | For |
| 7j | Approve Discharge of Luc Plasman as Director | Management | For | For |
| 7k | Approve Discharge of Marleen Wilekens as Director | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9a | Reelect Stefaan Gielens as Executive Director | Management | For | For |
| 9b | Reelect Serge Wibaut as Independent Non-Executive Director | Management | For | For |
| 9c | Reelect Katrien Kesteloot as Independent Non-Executive Director | Management | For | For |
| 9d | Reelect Elisabeth May-Roberti as Independent Non-Executive Director | Management | For | For |
| 10a | Approve Long Term Incentive Plan | Management | For | For |
| 10b | Approve Grant of Shares under Long Term Incentive Plan up to EUR 175,000 | Management | For | For |
| 11a | Approve Change-of-Control Clause Re: Credit Agreement with Belfius Banque NV/SA | Management | For | For |
| 11b | Approve Change-of-Control Clause Re: Credit Agreements with ING Belgium NV/SA | Management | For | For |
| 11c | Approve Change-of-Control Clause Re: Credit Agreement with Triodos Bank NV | Management | For | For |
| 11d | Approve Change-of-Control Clause Re: Credit Agreement with Banque Europeenne du Credit Mutuel SAS (BECM) | Management | For | For |
| 11e | Approve Change-of-Control Clause Re: Credit Agreement with Banks of the BPCE Group | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 31, 2018 | ||||
| TICKER: BABA SECURITY ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect J. Michael Evans as Director | Management | For | For |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALSTRIA OFFICE REIT-AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: AOX SECURITY ID: D0378R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.52 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| 6.1 | Elect Benoit Herault to the Supervisory Board | Management | For | For |
| 6.2 | Elect Richard Mully to the Supervisory Board | Management | For | For |
| 7.1 | Approve Creation of EUR 35.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7.2 | Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash for the Capital Pool Proposed under Item 7.1 | Management | For | For |
| 7.3 | Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool Proposed under Item 7.1 | Management | For | For |
| ALTAREA SCA MEETING DATE: MAY 23, 2019 | ||||
| TICKER: ALTA SECURITY ID: F0261X121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 12.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Remuneration of General Manager | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Ratify Appointment of Leonore Reviron as Supervisory Board Member | Management | For | Against |
| 8 | Ratify Appointment of Philippe Mauro as Supervisory Board Member | Management | For | Against |
| 9 | Reelect Francoise Debrus as Supervisory Board Member | Management | For | Against |
| 10 | Reelect Eliane Fremeaux as Supervisory Board Member | Management | For | For |
| 11 | Reelect Christian de Gournay as Supervisory Board Member | Management | For | Against |
| 12 | Reelect Jacques Nicolet as Supervisory Board Member | Management | For | Against |
| 13 | Reelect Stichting Depositary APG Strategic Real Estate Pool as Supervisory Board Member | Management | For | For |
| 14 | Reelect PREDICA as Supervisory Board Member | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Against |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | Management | For | Against |
| 25 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 17-19, 21-24 and 27-30 at EUR 95 Million | Management | For | For |
| 26 | Authorize Capitalization of Reserves of Up to EUR 95 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize up to 350,000 Shares for Use in Restricted Stock Plans | Management | For | For |
| 29 | Authorize up to 350,000 Shares for Use in Stock Option Plans | Management | For | For |
| 30 | Approve Issuance of Warrants (BSA, BSAANE, BSAAR) Without Preemptive Rights Reserved for Corporate Officers, Executives and Key Employees | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMASTEN FASTIGHETS AB MEETING DATE: DEC 07, 2018 | ||||
| TICKER: AMAST SECURITY ID: W0R88G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Approve Convertibles Program 2018/2022 for Key Employees | Management | For | Did Not Vote |
| 8a | Approve Transaction with a Related Party; Approve Acquisition of Fastighets AB Vatten 1 and Riki Properties AB | Management | For | Did Not Vote |
| 8b | Approve Issuance of 2 Million Class A Shares for a Private Placement for Sterner Stenhus Forvaltning AB | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | None |
| AMASTEN FASTIGHETS AB MEETING DATE: MAY 16, 2019 | ||||
| TICKER: AMAST SECURITY ID: W0R88G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 7.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8 | Determine Number of Members (7) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.4 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10 | Reelect Rickard Backlund (Chair), Magnus Bakke, Elias Georgiadis, Jenny Warme and Peter Wagstrom as Directors; Elect Stig Svedberg and Jonas Grander as New Directors; Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 11 | Approve Instructions for Nominating Committee | Management | For | Did Not Vote |
| 12 | Amend Articles Re: Set Minimum (SEK 215 Million) and Maximum (SEK 860 Million) Share Capital; Set Minimum (215 Million) and Maximum (860 Million) Number of Shares | Management | For | Did Not Vote |
| 13 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 14 | Approve Stock Option Plan for Key Employees | Management | For | Did Not Vote |
| 15 | Approve Transaction with Related Parties; Approve Acquisition of Stenhus Koping Stadskanten AB, Stenhus Fenja Agne AB, Stenhus Koping Saga & Ale AB and Stenhus Koping Innerstaden 1:38 AB | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| ARENA REIT MEETING DATE: NOV 20, 2018 | ||||
| TICKER: ARF SECURITY ID: Q0457C152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Dennis Wildenburg as Director | Management | For | For |
| 3 | Approve Grant of Short Term Incentive Rights to Bryce Mitchelson | Management | For | For |
| 4 | Approve Grant of Long Term Incentive Performance Rights to Bryce Mitchelson | Management | For | For |
| 5 | Approve Grant of Short Term Incentive Rights to Gareth Winter | Management | For | For |
| 6 | Approve Grant of Long Term Incentive Performance Rights to Gareth Winter | Management | For | For |
| ARGAN SA MEETING DATE: MAR 21, 2019 | ||||
| TICKER: ARG SECURITY ID: F0378V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Management Board and Supervisory Board | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Dividends of EUR 1.35 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 8 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
| 9 | Approve Compensation of Ronan Le Lan, Chairman of the Management Board | Management | For | For |
| 10 | Approve Compensation of Francis Albertinelli, Management Board Member | Management | For | For |
| 11 | Approve Compensation of Frederic Larroumets, Management Board Member | Management | For | For |
| 12 | Approve Compensation of Jean-Claude Le Lan Junior, Management Board Member | Management | For | For |
| 13 | Approve Compensation of Jean-Claude Le Lan, Chairman of the Supervisory Board | Management | For | For |
| 14 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 60,000 | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 16 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 23 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 27 | Authorize Filing of Required Documents | Management | For | For |
| ASSURA PLC MEETING DATE: JUL 10, 2018 | ||||
| TICKER: AGR SECURITY ID: G2386T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Ed Smith as Director | Management | For | For |
| 6 | Re-elect Jonathan Murphy as Director | Management | For | For |
| 7 | Re-elect Jenefer Greenwood as Director | Management | For | For |
| 8 | Re-elect David Richardson as Director | Management | For | For |
| 9 | Elect Jayne Cottam as Director | Management | For | For |
| 10 | Elect Jonathan Davies as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AUCKLAND INTERNATIONAL AIRPORT LTD. MEETING DATE: OCT 31, 2018 | ||||
| TICKER: AIA SECURITY ID: Q06213146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Patrick Strange as Director | Management | For | For |
| 2 | Elect Brett Godfrey as Director | Management | For | For |
| 3 | Elect Mark Binns as Director | Management | For | For |
| 4 | Elect Dean Hamilton as Director | Management | For | For |
| 5 | Elect Tania Simpson as Director | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| BIG YELLOW GROUP PLC MEETING DATE: JUL 19, 2018 | ||||
| TICKER: BYG SECURITY ID: G1093E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Richard Cotton as Director | Management | For | For |
| 6 | Re-elect James Gibson as Director | Management | For | For |
| 7 | Re-elect Georgina Harvey as Director | Management | For | For |
| 8 | Re-elect Steve Johnson as Director | Management | For | For |
| 9 | Elect Anna Keay as Director | Management | For | For |
| 10 | Re-elect Adrian Lee as Director | Management | For | For |
| 11 | Re-elect Vince Niblett as Director | Management | For | For |
| 12 | Re-elect John Trotman as Director | Management | For | For |
| 13 | Re-elect Nicholas Vetch as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Deferred Bonus Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CATENA AB MEETING DATE: APR 25, 2019 | ||||
| TICKER: CATE SECURITY ID: W2356E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Board's Report and Report on Committee Work | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 11 | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | Management | For | Did Not Vote |
| 12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 330,000 for Chairman, SEK 165,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Reelect Henry Klotz, Gustaf Hermelin (Chairman), Katarina Wallin, Helene Briggert, Tomas Andersson and Ingela Bendrot as Directors; Elect Magnus Sward as New Director | Management | For | Did Not Vote |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 17 | Authorize Chairman of the Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 20 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 21 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 22 | Other Business | Management | None | None |
| 23 | Close Meeting | Management | None | None |
| CK ASSET HOLDINGS LTD. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: 1113 SECURITY ID: G2177B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Kam Hing Lam as Director | Management | For | Against |
| 3.2 | Elect Chung Sun Keung, Davy as Director | Management | For | Against |
| 3.3 | Elect Pau Yee Wan, Ezra as Director | Management | For | Against |
| 3.4 | Elect Woo Chia Ching, Grace as Director | Management | For | Against |
| 3.5 | Elect Donald Jeffrey Roberts as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Fees Payable to the Directors of the Company for each Financial Year | Management | For | For |
| 6.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| COIMA RES SPA MEETING DATE: APR 17, 2019 | ||||
| TICKER: CRES SECURITY ID: T3R2BL101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4.1 | Fix Number of Directors | Shareholder | None | For |
| 4.2 | Fix Board Terms for Directors | Shareholder | None | For |
| 4.3 | Slate Submitted by Qatar Holding LLC, COIMA SGR SpA, COIMA Srl, and Manfredi Catella | Shareholder | None | For |
| 4.4 | Elect Massimo Capuano as Board Chair | Shareholder | None | For |
| 4.5 | Approve Remuneration of Directors | Shareholder | None | For |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Approve Capital Increase with Preemptive Rights | Management | For | For |
| CORPORACION INMOBILIARIA VESTA SAB DE CV MEETING DATE: MAR 13, 2019 | ||||
| TICKER: VESTA SECURITY ID: P9781N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CEO's Report | Management | For | For |
| 2 | Approve Board's Report | Management | For | For |
| 3 | Approve Audited and Consolidated Financial Statements | Management | For | For |
| 4 | Approve Cash Dividends, Considering Current Dividend Policy and Board's Recommendation | Management | For | For |
| 5 | Receive Report on Adherence to Fiscal Obligations | Management | For | For |
| 6 | Approve Report on Share Repurchase | Management | For | For |
| 7 | Authorize Share Repurchase Reserve | Management | For | For |
| 8 | Approve Report of Audit, Corporate Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees | Management | For | For |
| 9 | Elect or Ratify Directors; Elect Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration | Management | For | For |
| 10 | Appoint Legal Representatives | Management | For | For |
| COSTAR GROUP, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CSGP SECURITY ID: 22160N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael R. Klein | Management | For | For |
| 1b | Elect Director Andrew C. Florance | Management | For | For |
| 1c | Elect Director Laura Cox Kaplan | Management | For | For |
| 1d | Elect Director Michael J. Glosserman | Management | For | For |
| 1e | Elect Director John W. Hill | Management | For | For |
| 1f | Elect Director Christopher J. Nassetta | Management | For | For |
| 1g | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| D. CARNEGIE & CO. AB MEETING DATE: OCT 16, 2018 | ||||
| TICKER: DCAR.B SECURITY ID: W2R68N134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Change Company Name to Hembla AB | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
| DAIBIRU CORP. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: 8806 SECURITY ID: J08463101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10.5 | Management | For | For |
| 2.1 | Elect Director Sonobe, Toshiyuki | Management | For | For |
| 2.2 | Elect Director Narita, Junichi | Management | For | For |
| 2.3 | Elect Director Yada, Takeo | Management | For | For |
| 2.4 | Elect Director Tanaka, Kensuke | Management | For | For |
| 2.5 | Elect Director Ota, Takehiko | Management | For | For |
| 2.6 | Elect Director Oi, Atsushi | Management | For | For |
| 2.7 | Elect Director Miyanoya, Atsushi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Tanaka, Hiroshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Taenaka, Shigeki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Morimoto, Hiroshi | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| DIC ASSET AG MEETING DATE: MAR 22, 2019 | ||||
| TICKER: DIC SECURITY ID: D2837E191 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.48 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify Roedl & Partner GmbH as Auditors for Fiscal 2019 | Management | For | For |
| ENTRA ASA MEETING DATE: APR 26, 2019 | ||||
| TICKER: ENTRA SECURITY ID: R2R8A2105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.30 Per Share | Management | For | Did Not Vote |
| 6 | Authorize Board to Declare Semi-Annual Dividends | Management | For | Did Not Vote |
| 7 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 8.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 8.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 9 | Approve NOK 1.6 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 11 | Approve Repurchase Program as Funding for Incentive Plans | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Auditors for 2018 | Management | For | Did Not Vote |
| 13.1 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 13.2 | Approve Remuneration for Work in Audit Committee | Management | For | Did Not Vote |
| 13.3 | Approve Remuneration for Work in Compensation Committee | Management | For | Did Not Vote |
| 14 | Elect Camilla AC Tepfers as New Director | Management | For | Did Not Vote |
| 15.1 | Elect Ingebret G. Hisdal (Chair) as Member of Nominating Committee | Management | For | Did Not Vote |
| 15.2 | Reelect Hege Sjo as Member of Nominating Committee | Management | For | Did Not Vote |
| 15.3 | Reelect Gisele Marchand as Member of Nominating Committee | Management | For | Did Not Vote |
| 15.4 | Elect Tine Fossland as New Member of Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
| FASTIGHETS AB TRIANON MEETING DATE: MAY 07, 2019 | ||||
| TICKER: TRIAN.B SECURITY ID: W30318104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 1.15 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (6) and Deputy Members (2) of Board; Determine Number of Auditors (2) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 875,000; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Olof Andersson, Mats Cederholm (Chairman), Jan Barchan, Viktoria Bergman, Boris Lennerhov and Elin Thott as Directors; Reelect Sofie Karlsryd and Ebba Leijonhufvud as Deputy Directors; Ratify Tomas Ahlgren and Anders O Persson as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Issuance of Convertibles to Employees | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 2.1 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| FLUGHAFEN ZUERICH AG MEETING DATE: APR 25, 2019 | ||||
| TICKER: FHZN SECURITY ID: H26552135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5 | Approve Discharge of Board of Directors | Management | For | For |
| 6.1 | Approve Allocation of Income and Ordinary Dividends of CHF 3.70 per Share | Management | For | For |
| 6.2 | Approve Dividends from Capital Contribution Reserves of CHF 3.20 per Share | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 1.7 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 4.5 Million | Management | For | For |
| 8.1.1 | Reelect Guglielmo Brentel as Director | Management | For | For |
| 8.1.2 | Reelect Josef Felder as Director | Management | For | For |
| 8.1.3 | Reelect Stephan Gemkow as Director | Management | For | For |
| 8.1.4 | Reelect Corine Mauch as Director | Management | For | For |
| 8.1.5 | Reelect Andreas Schmid as Director | Management | For | For |
| 8.2 | Elect Andreas Schmid as Board Chairman | Management | For | For |
| 8.3.1 | Appoint Vincent Albers as Member of the Nomination and Compensation Committee | Management | For | For |
| 8.3.2 | Appoint Guglielmo Brentel as Member of the Nomination and Compensation Committee | Management | For | For |
| 8.3.3 | Appoint Eveline Saupper as Member of the Nomination and Compensation Committee | Management | For | For |
| 8.3.4 | Appoint Andreas Schmid as Non-Voting Member of the Nomination and Compensation Committee | Management | For | For |
| 8.4 | Designate Marianne Sieger as Independent Proxy | Management | For | For |
| 8.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| GRAINGER PLC MEETING DATE: NOV 30, 2018 | ||||
| TICKER: GRI SECURITY ID: G40432117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of GRIP REIT plc | Management | For | For |
| GRAINGER PLC MEETING DATE: FEB 06, 2019 | ||||
| TICKER: GRI SECURITY ID: G40432117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Re-elect Mark Clare as Director | Management | For | For |
| 5 | Re-elect Helen Gordon as Director | Management | For | For |
| 6 | Re-elect Vanessa Simms as Director | Management | For | For |
| 7 | Re-elect Andrew Carr-Locke as Director | Management | For | For |
| 8 | Re-elect Rob Wilkinson as Director | Management | For | For |
| 9 | Re-elect Justin Read as Director | Management | For | For |
| 10 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| GREAT EAGLE HOLDINGS LIMITED MEETING DATE: MAY 22, 2019 | ||||
| TICKER: 41 SECURITY ID: G4069C148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lo Hong Sui, Antony as Director | Management | For | For |
| 4 | Elect Law Wai Duen as Director | Management | For | For |
| 5 | Elect Lo Ying Sui as Director | Management | For | For |
| 6 | Elect Lo Chun Him, Alexander as Director | Management | For | For |
| 7 | Elect Poon Ka Yeung, Larry as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 12 | Terminate Existing Share Option Scheme | Management | For | For |
| 13 | Adopt New Share Option Scheme | Management | For | For |
| GREAT PORTLAND ESTATES PLC MEETING DATE: JUL 05, 2018 | ||||
| TICKER: GPOR SECURITY ID: G40712211 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Toby Courtauld as Director | Management | For | For |
| 5 | Re-elect Nick Sanderson as Director | Management | For | For |
| 6 | Re-elect Martin Scicluna as Director | Management | For | For |
| 7 | Re-elect Charles Philipps as Director | Management | For | For |
| 8 | Re-elect Wendy Becker as Director | Management | For | For |
| 9 | Re-elect Nick Hampton as Director | Management | For | For |
| 10 | Re-elect Richard Mully as Director | Management | For | For |
| 11 | Elect Alison Rose as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO. MEETING DATE: DEC 17, 2018 | ||||
| TICKER: GRIV SECURITY ID: X3260A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Issued Share Capital via Share Cancellation | Management | For | For |
| 2 | Approve Reduction in Issued Share Capital via Decrease of Par Value | Management | For | For |
| 3 | Approve Profit Sharing to Directors and Employees | Management | For | Abstain |
| 4 | Approve Related Party Transaction | Management | For | For |
| 5 | Other Business | Management | For | Against |
| GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO. MEETING DATE: APR 05, 2019 | ||||
| TICKER: GRIV SECURITY ID: X3260A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Absorption into Eurobank Ergasias SA | Management | For | For |
| 2 | Various Announcements | Management | None | None |
| HARWORTH GROUP PLC MEETING DATE: MAY 21, 2019 | ||||
| TICKER: HWG SECURITY ID: G4401F130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ruth Cooke as Director | Management | For | For |
| 4 | Elect Angela Bromfield as Director | Management | For | For |
| 5 | Re-elect Alastair Lyons as Director | Management | For | For |
| 6 | Re-elect Owen Michaelson as Director | Management | For | For |
| 7 | Re-elect Lisa Clement as Director | Management | For | For |
| 8 | Re-elect Anthony Donnelly as Director | Management | For | For |
| 9 | Re-elect Andrew Cunningham as Director | Management | For | For |
| 10 | Re-elect Steven Underwood as Director | Management | For | For |
| 11 | Re-elect Martyn Bowes as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Approve Share Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HELICAL PLC MEETING DATE: JUL 12, 2018 | ||||
| TICKER: HLCL SECURITY ID: G43904195 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Michael Slade as Director | Management | For | Against |
| 4 | Re-elect Richard Grant as Director | Management | For | For |
| 5 | Re-elect Gerald Kaye as Director | Management | For | Against |
| 6 | Re-elect Tim Murphy as Director | Management | For | Against |
| 7 | Re-elect Matthew Bonning-Snook as Director | Management | For | Against |
| 8 | Re-elect Susan Clayton as Director | Management | For | For |
| 9 | Re-elect Richard Cotton as Director | Management | For | For |
| 10 | Re-elect Michael O'Donnell as Director | Management | For | For |
| 11 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Annual Bonus Scheme 2018 | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HEMBLA AB MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HEM.B SECURITY ID: W3994A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (2) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 325,000 for Fredrik Brodin and Karolina Keyzer; Approve Omission of Remuneration of Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15.a | Reelect James Seppala as Director | Management | For | Did Not Vote |
| 15.b | Reelect Melissa Pianko as Director | Management | For | Did Not Vote |
| 15.c | Reelect Karolina Keyzer as Director | Management | For | Did Not Vote |
| 15.d | Reelect Fredrik Brodin as Director | Management | For | Did Not Vote |
| 15.e | Reelect Donatella Fanti as Director | Management | For | Did Not Vote |
| 15.f | Elect Patrick Forslund as New Director | Management | For | Did Not Vote |
| 15.g | Reelect James Seppala as Board Chair | Management | For | Did Not Vote |
| 16.a | Ratify Ingemar Rindstig as Auditor | Management | For | Did Not Vote |
| 16.b | Ratify Mikael Ikonen as Auditor | Management | For | Did Not Vote |
| 17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 20 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 21 | Approve Warrant Plan for Key Employees; Approve Issuance of up to 500,000 Warrants; Approve Transfer of Warrants to Participants | Management | For | Did Not Vote |
| 22 | Close Meeting | Management | None | None |
| HIBERNIA REIT PLC MEETING DATE: JUL 31, 2018 | ||||
| TICKER: HBRN SECURITY ID: G4432Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Daniel Kitchen as Director | Management | For | For |
| 3b | Re-elect Kevin Nowlan as Director | Management | For | For |
| 3c | Re-elect Thomas Edwards-Moss as Director | Management | For | For |
| 3d | Re-elect Colm Barrington as Director | Management | For | For |
| 3e | Re-elect Stewart Harrington as Director | Management | For | For |
| 3f | Re-elect Terence O'Rourke as Director | Management | For | For |
| 3g | Elect Frank Kenny as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Annual and Deferred Bonus Share Plan | Management | For | For |
| 10 | Approve Long Term Incentive Plan | Management | For | For |
| 11 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| HOME INVEST BELGIUM SA MEETING DATE: MAY 07, 2019 | ||||
| TICKER: HOMI SECURITY ID: B4872Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 4.75 per Share | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Remuneration of Executive Directors | Management | For | For |
| 7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Approve Discharge of Auditor | Management | For | For |
| 10 | Elect Sven Janssens as Director | Management | For | For |
| 11 | Reelect Eric Spiessens as Independent Director | Management | For | For |
| 12 | Reelect Koen Dejonckheere as Independent Director | Management | For | For |
| 13 | Reelect Wim Aurousseau as Director | Management | For | For |
| 14 | Reelect Johan Van Overstraeten as Director | Management | For | For |
| 15 | Elect Christel Gijsbrechts as Independent Director | Management | For | For |
| 16 | Elect Helene Bostoen as Independent Director | Management | For | For |
| 17 | Elect Suzy Denys as Independent Director | Management | For | For |
| 18 | Ratify Ernst & Young as Auditor and Approve Auditors' Remuneration | Management | For | For |
| 19 | Adopt Financial Statements of Investers | Management | For | For |
| 20 | Approve Discharge of Directors of Investers | Management | For | For |
| 21 | Approve Discharge of Auditors of Investers | Management | For | For |
| 22 | Adopt Financial Statements of Immobiliere S ET F | Management | For | For |
| 23 | Approve Discharge of Directors of Immobiliere S ET F | Management | For | For |
| 24 | Approve Discharge of Auditor of Immobiliere S ET F | Management | For | For |
| 25 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 26 | Transact Other Business | Management | None | None |
| HONGKONG LAND HOLDINGS LTD. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: H78 SECURITY ID: G4587L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports and Declare Final Dividend | Management | For | For |
| 2 | Re-elect Adam Keswick as Director | Management | For | For |
| 3 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 4 | Elect Christina Ong as Director | Management | For | For |
| 5 | Re-elect Lord Sassoon as Director | Management | For | For |
| 6 | Re-elect Michael Wu as Director | Management | For | For |
| 7 | Approve Directors' Fees | Management | For | For |
| 8 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| HUFVUDSTADEN AB MEETING DATE: MAR 21, 2019 | ||||
| TICKER: HUFV.A SECURITY ID: W30061126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 3.70 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.2 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Claes Boustedt, Peter Egardt, Liv Forhaug, Louise Lindh, Fredrik Lundberg (Chairman), Fredrik Persson, Sten Peterson, Anna-Greta Sjoberg and Ivo Stopner as Directors; Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Class A Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| HYSAN DEVELOPMENT CO., LTD. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: 14 SECURITY ID: Y38203124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Churchouse Frederick Peter as Director | Management | For | For |
| 2.2 | Elect Jebsen Hans Michael as Director | Management | For | Against |
| 2.3 | Elect Lee Anthony Hsien Pin as Director | Management | For | Against |
| 2.4 | Elect Lee Chien as Director | Management | For | Against |
| 2.5 | Elect Wong Ching Ying Belinda as Director | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| ICHIGO, INC. MEETING DATE: MAY 26, 2019 | ||||
| TICKER: 2337 SECURITY ID: J2382Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Callon | Management | For | For |
| 1.2 | Elect Director Hasegawa, Takuma | Management | For | For |
| 1.3 | Elect Director Ishihara, Minoru | Management | For | For |
| 1.4 | Elect Director Murai, Eri | Management | For | For |
| 1.5 | Elect Director Fujita, Tetsuya | Management | For | For |
| 1.6 | Elect Director Kawate, Noriko | Management | For | For |
| 1.7 | Elect Director Suzuki, Yukio | Management | For | For |
| 1.8 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
| 1.9 | Elect Director Nakaido, Nobuhide | Management | For | For |
| IRISH RESIDENTIAL PROPERTIES REIT PLC MEETING DATE: MAY 28, 2019 | ||||
| TICKER: IRES SECURITY ID: G49456109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Mark Kenney as Director | Management | For | For |
| 3a | Re-elect Phillip Burns as Director | Management | For | For |
| 3b | Re-elect Joan Garahy as Director | Management | For | For |
| 3c | Re-elect Tom Kavanagh as Director | Management | For | For |
| 3d | Re-elect Declan Moylan as Director | Management | For | For |
| 3e | Re-elect Aidan O'Hogan as Director | Management | For | For |
| 3f | Re-elect Margaret Sweeney as Director | Management | For | For |
| 4 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 9 | Authorise Reissuance of Treasury Shares | Management | For | For |
| KENEDIX, INC. MEETING DATE: MAR 26, 2019 | ||||
| TICKER: 4321 SECURITY ID: J3243N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| 2.1 | Elect Director Miyajima, Taisuke | Management | For | For |
| 2.2 | Elect Director Ikeda, Soshi | Management | For | For |
| 2.3 | Elect Director Tanaka, Akira | Management | For | For |
| 2.4 | Elect Director Komatsu, Koju | Management | For | For |
| 2.5 | Elect Director Kitsuda, Marie | Management | For | For |
| 2.6 | Elect Director Shiozawa, Shuhei | Management | For | For |
| 2.7 | Elect Director Yaze, Hiroki | Management | For | For |
| 2.8 | Elect Director Kotaka, Koji | Management | For | For |
| 2.9 | Elect Director Hara, Shinzo | Management | For | For |
| 3 | Appoint Statutory Auditor Matsumoto, Kazuo | Management | For | Against |
| KOJAMO OYJ MEETING DATE: MAR 14, 2019 | ||||
| TICKER: KOJAMO SECURITY ID: X4543E117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.29 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 60,000 for Chair, EUR 36,000 for Vice Chair and EUR 30,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Seven | Management | For | For |
| 12 | Reelect Mikko Mursula, Matti Harjuniemi, Anne Leskela, Minna Metsala and Reima Rytsola as Directors; Elect Mikael Aro (Chair) and Heli Puura as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify KPMG as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 24.7 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| LAND SECURITIES GROUP PLC MEETING DATE: JUL 12, 2018 | ||||
| TICKER: LAND SECURITY ID: G5375M142 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Colette O'Shea as Director | Management | For | For |
| 6 | Elect Scott Parsons as Director | Management | For | For |
| 7 | Re-elect Robert Noel as Director | Management | For | For |
| 8 | Re-elect Martin Greenslade as Director | Management | For | For |
| 9 | Re-elect Christopher Bartram as Director | Management | For | For |
| 10 | Re-elect Edward Bonham Carter as Director | Management | For | For |
| 11 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 12 | Re-elect Cressida Hogg as Director | Management | For | For |
| 13 | Re-elect Simon Palley as Director | Management | For | For |
| 14 | Re-elect Stacey Rauch as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| LEG IMMOBILIEN AG MEETING DATE: MAY 29, 2019 | ||||
| TICKER: LEG SECURITY ID: D4960A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.53 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| MAGNIFICENT HOTEL INVESTMENTS LIMITED MEETING DATE: MAY 27, 2019 | ||||
| TICKER: 201 SECURITY ID: Y53776178 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect William Cheng Kai Man as Director | Management | For | For |
| 3a2 | Elect Chan Kim Fai as Director | Management | For | For |
| 3a3 | Elect Lam Kwai Cheung as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| MELIA HOTELS INTERNATIONAL SA MEETING DATE: JUN 18, 2019 | ||||
| TICKER: MEL SECURITY ID: E7366C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Consolidated Financial Statements | Management | For | For |
| 1.3 | Approve Non-Financial Information Report | Management | For | For |
| 1.4 | Approve Discharge of Board | Management | For | For |
| 1.5 | Approve Allocation of Income and Dividends | Management | For | For |
| 2.1 | Reelect Gabriel Escarrer Julia as Director | Management | For | For |
| 2.2 | Elect Hoteles Mallorquines Asociados SL as Director | Management | For | For |
| 2.3 | Elect Cristina Henriquez de Luna Basagoiti as Director | Management | For | For |
| 3 | Fix Number of Directors at 11 | Management | For | For |
| 4 | Amend Remuneration Policy | Management | For | For |
| 5 | Advisory Vote on Remuneration Report | Management | For | For |
| 6.1 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 6.2 | Receive Information on Euro Commercial Paper Program | Management | None | None |
| 6.3 | Receive Information on Issuance of Bonds | Management | None | None |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MIRVAC GROUP MEETING DATE: NOV 16, 2018 | ||||
| TICKER: MGR SECURITY ID: Q62377108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Samantha Mostyn as Director | Management | For | For |
| 2.2 | Elect John Peters as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Participation of Susan Lloyd-Hurwitz in the Mirvac Group Long Term Performance Plan | Management | For | For |
| MITSUBISHI ESTATE CO., LTD. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: 8802 SECURITY ID: J43916113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2.1 | Elect Director Sugiyama, Hirotaka | Management | For | Against |
| 2.2 | Elect Director Yoshida, Junichi | Management | For | Against |
| 2.3 | Elect Director Tanisawa, Junichi | Management | For | Against |
| 2.4 | Elect Director Arimori, Tetsuji | Management | For | Against |
| 2.5 | Elect Director Katayama, Hiroshi | Management | For | Against |
| 2.6 | Elect Director Naganuma, Bunroku | Management | For | Against |
| 2.7 | Elect Director Kato, Jo | Management | For | Against |
| 2.8 | Elect Director Okusa, Toru | Management | For | Against |
| 2.9 | Elect Director Okamoto, Tsuyoshi | Management | For | Against |
| 2.10 | Elect Director Ebihara, Shin | Management | For | Against |
| 2.11 | Elect Director Narukawa, Tetsuo | Management | For | Against |
| 2.12 | Elect Director Shirakawa, Masaaki | Management | For | Against |
| 2.13 | Elect Director Nagase, Shin | Management | For | Against |
| 2.14 | Elect Director Egami, Setsuko | Management | For | Against |
| 2.15 | Elect Director Taka, Iwao | Management | For | Against |
| MITSUI FUDOSAN CO., LTD. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: 8801 SECURITY ID: J4509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | Against |
| 2.1 | Elect Director Iwasa, Hiromichi | Management | For | Against |
| 2.2 | Elect Director Komoda, Masanobu | Management | For | Against |
| 2.3 | Elect Director Kitahara, Yoshikazu | Management | For | Against |
| 2.4 | Elect Director Fujibayashi, Kiyotaka | Management | For | Against |
| 2.5 | Elect Director Onozawa, Yasuo | Management | For | Against |
| 2.6 | Elect Director Ishigami, Hiroyuki | Management | For | Against |
| 2.7 | Elect Director Yamamoto, Takashi | Management | For | Against |
| 2.8 | Elect Director Hamamoto, Wataru | Management | For | Against |
| 2.9 | Elect Director Egawa, Masako | Management | For | Against |
| 2.10 | Elect Director Nogimori, Masafumi | Management | For | Against |
| 2.11 | Elect Director Nakayama, Tsunehiro | Management | For | Against |
| 2.12 | Elect Director Ito, Shinichiro | Management | For | Against |
| 3.1 | Appoint Statutory Auditor Sato, Masatoshi | Management | For | Against |
| 3.2 | Appoint Statutory Auditor Kato, Yoshitaka | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Manago, Yasushi | Management | For | Against |
| 4 | Approve Annual Bonus | Management | For | Against |
| NATIONAL STORAGE REIT MEETING DATE: NOV 14, 2018 | ||||
| TICKER: NSR SECURITY ID: Q6605D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Laurence Brindle as Director | Management | For | For |
| 4 | Ratify Past Issuance of 33.33 Million Stapled Securities to Institutional and Professional Investors | Management | For | For |
| 5 | Ratify Past Issuance of 30.12 Million Stapled Securities to Institutional and Professional Investors | Management | For | For |
| NOMURA REAL ESTATE HOLDINGS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: 3231 SECURITY ID: J5893B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshikawa, Atsushi | Management | For | For |
| 1.2 | Elect Director Kutsukake, Eiji | Management | For | For |
| 1.3 | Elect Director Miyajima, Seiichi | Management | For | For |
| 1.4 | Elect Director Seki, Toshiaki | Management | For | For |
| 1.5 | Elect Director Haga, Makoto | Management | For | For |
| 1.6 | Elect Director Shinohara, Satoko | Management | For | For |
| 1.7 | Elect Director Higashi, Tetsuro | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Orihara, Takao | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Takayama, Yasushi | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Ono, Akira | Management | For | For |
| 2.4 | Elect Director and Audit Committee Member Mogi, Yoshio | Management | For | For |
| 2.5 | Elect Director and Audit Committee Member Miyakawa, Akiko | Management | For | For |
| NSI NV MEETING DATE: APR 17, 2019 | ||||
| TICKER: NSI SECURITY ID: N6S10A115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3.a | Discuss Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 2.16 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger or Acquisition | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Outlook for 2019 | Management | None | None |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| PARKWAY LIFE REAL ESTATE INVESTMENT TRUST MEETING DATE: APR 26, 2019 | ||||
| TICKER: C2PU SECURITY ID: Y67202104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Elect Ho Kian Guan as Director | Management | For | For |
| 4 | Elect Low Soon Teck as Director | Management | For | Against |
| 5 | Approve Electronic Communications Trust Deed Supplement | Management | For | For |
| PROLOGIS, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director Lydia H. Kennard | Management | For | For |
| 1f | Elect Director J. Michael Losh | Management | For | For |
| 1g | Elect Director Irving F. Lyons, III | Management | For | For |
| 1h | Elect Director David P. O'Connor | Management | For | For |
| 1i | Elect Director Olivier Piani | Management | For | For |
| 1j | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1k | Elect Director Carl B. Webb | Management | For | For |
| 1l | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PROPERTYLINK GROUP MEETING DATE: NOV 15, 2018 | ||||
| TICKER: PLG SECURITY ID: Q7773M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nicholas Collishaw as Director | Shareholder | Against | Against |
| 2 | Elect Evelyn Horton as Director | Shareholder | Against | Against |
| 3 | Elect Michael Figg as Director | Shareholder | Against | Against |
| 4 | Elect Ellis Varejes as Director | Shareholder | Against | Against |
| 5 | Elect Gregory Dyer as Director | Shareholder | Against | Against |
| 6 | Elect Maxwell Green as Director | Shareholder | Against | Against |
| 7 | Remove Peter Andrew Lancken as Director | Shareholder | Against | Against |
| 8 | Remove Christopher John Ryan as Director | Shareholder | Abstain | Against |
| 9 | Remove Stephen Lawrence Day as Director | Shareholder | Against | Against |
| 10 | Remove Ian Farley Hutchinson as Director | Shareholder | Against | Against |
| 11 | Remove Anthony Damien Ryan as Director | Shareholder | Against | Against |
| 12 | Remove Sarah Kenny as Director | Shareholder | Against | Against |
| 13 | Approve Removal of Additional Directors Appointed Prior to the Meeting | Shareholder | Against | Against |
| PROPERTYLINK GROUP MEETING DATE: NOV 30, 2018 | ||||
| TICKER: PLG SECURITY ID: Q7773M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Anthony Ryan as Director | Management | For | For |
| 3 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Allocation of Performance Rights and Deferred Restricted Securities to Stuart Dawes | Management | For | For |
| 6 | Approve Allocation of Performance Rights and Deferred Restricted Securities to Stephen Day | Management | For | For |
| 7 | Approve Renewal of Proportional Takeover Provisions | Management | For | For |
| PSP SWISS PROPERTY AG MEETING DATE: APR 04, 2019 | ||||
| TICKER: PSPN SECURITY ID: H64687124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.50 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Reelect Luciano Gabriel as Director | Management | For | For |
| 5.2 | Reelect Corinne Denzler as Director | Management | For | For |
| 5.3 | Reelect Adrian Dudle as Director | Management | For | For |
| 5.4 | Reelect Peter Forstmoser as Director | Management | For | For |
| 5.5 | Reelect Nathan Hetz as Director | Management | For | For |
| 5.6 | Reelect Josef Stadler as Director | Management | For | For |
| 5.7 | Reelect Aviram Wertheim as Director | Management | For | For |
| 6 | Relect Luciano Gabriel as Board Chairman | Management | For | For |
| 7.1 | Reappoint Peter Forstmoser as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Adrian Dudle as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Nathan Hetz as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint Josef Stadler as Member of the Compensation Committee | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 1 Million | Management | For | For |
| 9 | Approve Remuneration of Executive Committee in the Amount of CHF 4.5 Million | Management | For | For |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 11 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| RIGHTMOVE PLC MEETING DATE: MAY 10, 2019 | ||||
| TICKER: RMV SECURITY ID: G7565D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Scott Forbes as Director | Management | For | For |
| 7 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 8 | Re-elect Robyn Perriss as Director | Management | For | For |
| 9 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 10 | Re-elect Jacqueline de Rojas as Director | Management | For | For |
| 11 | Re-elect Andrew Findlay as Director | Management | For | For |
| 12 | Re-elect Lorna Tilbian as Director | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SAFESTORE HOLDINGS PLC MEETING DATE: MAR 20, 2019 | ||||
| TICKER: SAFE SECURITY ID: G77733106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect Alan Lewis as Director | Management | For | For |
| 7 | Re-elect Frederic Vecchioli as Director | Management | For | For |
| 8 | Re-elect Andy Jones as Director | Management | For | For |
| 9 | Re-elect Ian Krieger as Director | Management | For | For |
| 10 | Re-elect Joanne Kenrick as Director | Management | For | For |
| 11 | Re-elect Claire Balmforth as Director | Management | For | For |
| 12 | Re-elect Bill Oliver as Director | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SELF STORAGE GROUP ASA MEETING DATE: MAY 23, 2019 | ||||
| TICKER: SSG SECURITY ID: R6S49B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | For | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of NOK 250,000 for Chair and NOK 150,000 for Other Directors; Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 3.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Elect Martin Nes (Chair), Yvonne Sandvold, Runar Vatne, Ingrid Elvira Leisner and Gustav Sobak as Directors | Management | For | Did Not Vote |
| 10 | Elect Lars Christian Stugaard (Chair), Johan Henrik Krefting and Andreas Berdal Lorentzen as Members of Nominating Committee | Management | For | Did Not Vote |
| SHAFTESBURY PLC MEETING DATE: FEB 08, 2019 | ||||
| TICKER: SHB SECURITY ID: G80603106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Jennelle Tilling as Director | Management | For | For |
| 6 | Re-elect Jonathan Nicholls as Director | Management | For | For |
| 7 | Re-elect Brian Bickell as Director | Management | For | For |
| 8 | Re-elect Simon Quayle as Director | Management | For | For |
| 9 | Re-elect Thomas Welton as Director | Management | For | For |
| 10 | Re-elect Christopher Ward as Director | Management | For | For |
| 11 | Re-elect Richard Akers as Director | Management | For | For |
| 12 | Re-elect Jill Little as Director | Management | For | For |
| 13 | Re-elect Dermot Mathias as Director | Management | For | For |
| 14 | Re-elect Sally Walden as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Increase in the Aggregate Sum of Fees Payable to Non-executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SINO LAND CO. LTD. MEETING DATE: OCT 25, 2018 | ||||
| TICKER: 83 SECURITY ID: Y80267126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Ronald Joseph Arculli as Director | Management | For | For |
| 3.2 | Elect Allan Zeman as Director | Management | For | For |
| 3.3 | Elect Steven Ong Kay Eng as Director | Management | For | For |
| 3.4 | Elect Wong Cho Bau as Director | Management | For | For |
| 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SIRIUS REAL ESTATE LTD. MEETING DATE: SEP 21, 2018 | ||||
| TICKER: SRE SECURITY ID: G8187C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Jill May as Director | Management | For | For |
| 3 | Re-elect Andrew Coombs as Director | Management | For | Against |
| 4 | Re-elect Wessel Hamman as Director | Management | For | Against |
| 5 | Re-elect Alistair Marks as Director | Management | For | Against |
| 6 | Re-elect James Peggie as Director | Management | For | For |
| 7 | Re-elect Justin Atkinson as Director | Management | For | For |
| 8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Final Dividend | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Implementation Report | Management | For | For |
| 13 | Approve Scrip Dividend | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SIRIUS REAL ESTATE LTD. MEETING DATE: DEC 05, 2018 | ||||
| TICKER: SRE SECURITY ID: G8187C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Policy | Management | For | For |
| 2 | Approve Long Term Incentive Plan | Management | For | For |
| SOCIETE FONCIERE LYONNAISE SA MEETING DATE: APR 05, 2019 | ||||
| TICKER: FLY SECURITY ID: F38493114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
| 4 | Ratify Appointment of Arielle Malard de Rothschild as Director | Management | For | For |
| 5 | Reelect Arielle Malard de Rothschild as Director | Management | For | For |
| 6 | Ratify Appointment of Alexandra Rocca as Director | Management | For | For |
| 7 | Reelect Chantal du Rivau as Director | Management | For | For |
| 8 | Reelect Juan Jose Brugera Clavero as Director | Management | For | For |
| 9 | Relect Jean-Jacques Duchamp as Director | Management | For | For |
| 10 | Reelect Carlos Fernandez-Lerga Garralda as Director | Management | For | For |
| 11 | Reelect Pere Vinolas Serra as Director | Management | For | For |
| 12 | Reelect Anthony Wyand as Director | Management | For | For |
| 13 | Renew Appointment of Pricewaterhousecoopers Audit as Auditor | Management | For | For |
| 14 | Acknowledge End of Mandate of Anik Chaumartin as Alternate Auditor and Decision to Neither Replace Nor Renew | Management | For | For |
| 15 | Approve Compensation of Juan Jose Brugera Clavero, Chairman of the Board | Management | For | Against |
| 16 | Approve Compensation of Nicolas Reynaud, CEO | Management | For | For |
| 17 | Approve Remuneration Policy of Juan Jose Brugera Clavero, Chairman of the Board | Management | For | Against |
| 18 | Approve Remuneration Policy of Nicolas Reynaud, CEO | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | Against |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | Against |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 100 Million | Management | For | Against |
| 4 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 6 | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | Management | For | Against |
| 7 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 8 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 100 Million | Management | For | Against |
| 9 | Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | Against |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ST. MODWEN PROPERTIES PLC MEETING DATE: MAR 29, 2019 | ||||
| TICKER: SMP SECURITY ID: G61824101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Danuta Gray as Director | Management | For | For |
| 5 | Re-elect Mark Allan as Director | Management | For | For |
| 6 | Re-elect Ian Bull as Director | Management | For | For |
| 7 | Re-elect Simon Clarke as Director | Management | For | For |
| 8 | Re-elect Jenefer Greenwood as Director | Management | For | For |
| 9 | Re-elect Jamie Hopkins as Director | Management | For | For |
| 10 | Re-elect Rob Hudson as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| STENDORREN FASTIGHETER AB MEETING DATE: MAY 22, 2019 | ||||
| TICKER: STEF.B SECURITY ID: W8782D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (2) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Extra Remuneration of Jenny Warme and Hans Runesten; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Seth Lieberman (Chair), Helena Levander, Andreas Philipson, Carl Mork, Henrik Orrbeck and Anders Tagt as Directors; Ratify Ingemar Rindstig and Ernst & Young as Auditors | Management | For | Did Not Vote |
| 13 | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 14 | Authorize Chairman of the Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| SUOMEN HOIVATILAT OYJ MEETING DATE: MAR 26, 2019 | ||||
| TICKER: HOIVA SECURITY ID: X87257105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Chairman's Report | Management | None | None |
| 7 | Receive CEO's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of EUR 0.17 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Approve Monthly Remuneration of Directors in the Amount of EUR 4,167 for Chairman and EUR 1,875 for Other Directors; Approve Meeting Fees | Management | For | For |
| 13 | Fix Number of Directors at Six | Management | For | For |
| 14 | Reelect Pertti Huuskonen (Chairman), Satu Ahlman, Kari Nenonen and Reijo Tauriainen as Directors; Elect Nathalie Clement and Paul Hartwall as New Directors | Management | For | For |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| 16 | Ratify KPMG as Auditors | Management | For | For |
| 17 | Amend Articles Re: Change Company Name to Hoivatilat Oyj; Change Company's Domicile to Oulu | Management | For | For |
| 18 | Approve Issuance of up to 5,080,000 Shares without Preemptive Rights | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| TAI CHEUNG HOLDINGS LTD. MEETING DATE: AUG 30, 2018 | ||||
| TICKER: 88 SECURITY ID: G8659B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Karl Chi Leung Kwok as Director | Management | For | For |
| 3b | Elect Man Sing Kwong as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| UNITED INDUSTRIAL CORP. LTD. MEETING DATE: APR 23, 2019 | ||||
| TICKER: U06 SECURITY ID: V93768105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Lim Hock San as Director | Management | For | For |
| 5 | Elect Antonio L. Go as Director | Management | For | For |
| 6 | Elect Hwang Soo Jin as Director | Management | For | For |
| 7 | Elect Yang Soo Suan as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Grant of Options and Issuance of Shares Under the United Industrial Corporation Limited Share Option Scheme | Management | For | For |
| UOL GROUP LTD. MEETING DATE: APR 25, 2019 | ||||
| TICKER: U14 SECURITY ID: Y9299W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Wee Ee Lim, as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Sim Hwee Cher as Director | Management | For | For |
| 7 | Elect Liam Wee Sin as Director | Management | For | For |
| 8 | Approve Grant of Options and Issuance of Shares Under the UOL 2012 Share Option Scheme | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | Against |
| VONOVIA SE MEETING DATE: MAY 16, 2019 | ||||
| TICKER: VNA SECURITY ID: D9581T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.44 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| WAREHOUSES DE PAUW SCA MEETING DATE: SEP 28, 2018 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Amend Article 4 Re: Act of 12 May 2014 on Governing Regulated Real Estate Companies | Management | For | For |
| B | Amend Articles of Association | Management | For | For |
| C | Amend Article 25 Re: Provision of Option to Vote by Letter | Management | For | For |
| D.1 | Authorize Implementation of Formalities at Trade Registry Re: Delegation of Powers | Management | For | For |
| D.2 | Authorize Implementation of Approved Resolutions | Management | For | For |
| D.3 | Authorize Coordination of Articles of Association | Management | For | For |
| WAREHOUSES DE PAUW SCA MEETING DATE: APR 24, 2019 | ||||
| TICKER: WDP SECURITY ID: B9774V120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports on Statutory and Consolidated Financial Statements (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports Re: Item 1 | Management | None | None |
| 3 | Receive Explanation of Company's Dividend Policy | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5.a | Approve Discharge of the Statutory Manager | Management | For | For |
| 5.b | Approve Discharge of Permanent Representative of the Statutory Manager | Management | For | For |
| 5.c | Approve Discharge of Auditor | Management | For | For |
| 6 | Approve Remuneration of the Manager | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Receive Information on End of Mandate of Mark Duyck as Executive Director and Chairman | Management | None | None |
| 9 | Acknowledge Information on Appointment of Rik Vandenberghe as Independent Director and Chairman | Management | None | None |
| 10 | Acknowledge Information on Reappointment of Tony De Pauw as Director | Management | None | None |
| 11 | Acknowledge Information on Appointment of Rik Vandenberghe as Responsible for the Internal Audit Function and Chairman of the Nomination Committee | Management | None | None |
| 12 | Acknowledge Information on Appointment of Rick Neckebroeck as Permanent Representative for Auditor | Management | None | None |
| 13.1 | Approve Change-of-Control Clause Re: Revolving Credit Loan Facility Agreement with ABN AMRO Bank N.V. | Management | For | For |
| 13.2 | Approve Change-of-Control Clause Re: Term Loan Facility Agreement with Argenta Spaarbank NV | Management | For | For |
| 13.3 | Approve Change-of-Control Clause Re: Term Loan Facility Agreement with Argenta Assuranties NV | Management | For | For |
| 13.4 | Approve Change-of-Control Clause Re: Finance Contract with European Investment Bank | Management | For | For |
| 13.5 | Approve Change-of-Control Clause Re: Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting | Management | For | For |
| 14 | Transact Other Business | Management | None | None |
| WING TAI HOLDINGS LTD. MEETING DATE: OCT 26, 2018 | ||||
| TICKER: W05 SECURITY ID: V97973107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve First and Final Dividend and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Cheng Wai Keung as Director | Management | For | For |
| 5 | Elect Tan Hwee Bin as Director | Management | For | For |
| 6 | Elect Cheng Man Tak as Director | Management | For | For |
| 7 | Elect Guy Daniel Harvey-Samuel as Director | Management | For | For |
| 8 | Elect Zulkurnain bin Hj. Awang as Director | Management | For | For |
| 9 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Adopt Performance Share Plan 2018 | Management | For | For |
| 12 | Adopt Restricted Share Plan 2018 | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| WING TAI PROPERTIES LIMITED MEETING DATE: MAY 31, 2019 | ||||
| TICKER: 369 SECURITY ID: G9716V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Cheng Wai Sun, Edward as Director | Management | For | Against |
| 3.1b | Elect Ng Tak Wai, Frederick as Director | Management | For | Against |
| 3.1c | Elect Chen Chou Mei Mei, Vivien as Director | Management | For | Against |
| 3.1d | Elect Haider Hatam Tyebjee Barma as Director | Management | For | For |
| 3.1e | Elect Cheng Hoi Chuen, Vincent as Director | Management | For | For |
| 3.1f | Elect Lam Kin Fung, Jeffrey as Director | Management | For | For |
| 3.2 | Approve the Revision of Annual Fees of Directors and Committee Chairmen | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| XIOR STUDENT HOUSING NV MEETING DATE: DEC 14, 2018 | ||||
| TICKER: XIOR SECURITY ID: B9901Y104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Special Board Report Re: Change of Corporate Purpose | Management | None | None |
| 1.2 | Special Auditor Report Re: Statement of Assets and Liabilities | Management | None | None |
| 1.3 | Amend Articles Re: Textual Change | Management | For | For |
| 2.1 | Receive Special Board Report Re: Renewal of Authorization on Authorized Capital | Management | None | None |
| 2.2a1 | Approve Authorization to Increase Share Capital up to 100 Percent by Way of Cash Contributions and Amend Article 7 Accordingly | Management | For | For |
| 2.2a2 | If item 2.2a.1 is not Approved: Approve Authorization to Increase Share Capital up to 50 Percent by Way of Cash Contributions and Amend Article 7 Accordingly | Management | For | For |
| 2.2b1 | Approve Authorization to Increase Share Capital up to 50 Percent by Distribution of Optional Dividend and Amend Article 7 Accordingly | Management | For | For |
| 2.2b2 | If item 2.2b.1 is not Approved: Approve Authorization to Increase Share Capital up to 20 Percent by Distribution of Optional Dividend and Amend Article 7 Accordingly | Management | For | For |
| 2.2b3 | If items 2.2b.1 and 2.2b.2 are not Approved: Approve Authorization to Increase Share Capital up to 10 Percent by Distribution of Optional Dividend and Amend Article 7 Accordingly | Management | For | For |
| 2.2c1 | Approve Authorization to Increase Share Capital up to 50 Percent by Way of Contribution in Kind and Amend Article 7 Accordingly | Management | For | For |
| 2.2c2 | If items 2.2c.1 is not Approved: Approve Authorization to Increase Share Capital up to 20 Percent by Way of Contribution in Kind and Amend Article 7 Accordingly | Management | For | For |
| 2.2c3 | If items 2.2c.1 and 2.2c.2 are not Approved: Approve Authorization to Increase Share Capital up to 10 Percent by Way of Contribution in Kind and Amend Article 7 Accordingly | Management | For | For |
| 2.3 | Amend Article 7 to Reflect Changes in Capital In Accordance with the Relevant Approved Proposals | Management | For | For |
| 3 | Amend Articles of Association Re: Article 5 | Management | For | For |
| 4.1 | Authorize Implementation of Approved Resolutions | Management | For | For |
| 4.2 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AKR SECURITY ID: 004239109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John 'Jack' Corrigan | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred 'Wendy' Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICOLD REALTY TRUST MEETING DATE: MAY 22, 2019 | ||||
| TICKER: COLD SECURITY ID: 03064D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Fred W. Boehler | Management | For | For |
| 1B | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1C | Elect Director James R. Heistand | Management | For | For |
| 1D | Elect Director Michelle M. MacKay | Management | For | For |
| 1E | Elect Director Mark R. Patterson | Management | For | For |
| 1F | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 30, 2019 | ||||
| TICKER: AIV SECURITY ID: 03748R754 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director J. Landis Martin | Management | For | For |
| 1.4 | Elect Director Robert A. Miller | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director Ann Sperling | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A.Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOSTON PROPERTIES, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: BXP SECURITY ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.4 | Elect Director Carol B. Einiger | Management | For | For |
| 1.5 | Elect Director Diane J. Hoskins | Management | For | For |
| 1.6 | Elect Director Joel I. Klein | Management | For | For |
| 1.7 | Elect Director Douglas T. Linde | Management | For | For |
| 1.8 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.9 | Elect Director Owen D. Thomas | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director William H. Walton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration of Non-Employee Directors | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRAEMAR HOTELS & RESORTS, INC. MEETING DATE: JUL 03, 2018 | ||||
| TICKER: BHR SECURITY ID: 10482B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | Did Not Vote |
| 1.2 | Elect Director Stefani D. Carter | Management | For | Did Not Vote |
| 1.3 | Elect Director Kenneth H. Fearn | Management | For | Did Not Vote |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | Did Not Vote |
| 1.5 | Elect Director Matthew D. Rinaldi | Management | For | Did Not Vote |
| 1.6 | Elect Director Abteen Vaziri | Management | For | Did Not Vote |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | Did Not Vote |
| BRANDYWINE REALTY TRUST MEETING DATE: MAY 22, 2019 | ||||
| TICKER: BDN SECURITY ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1g | Elect Director Charles P. Pizzi | Management | For | For |
| 1h | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COUSINS PROPERTIES INCORPORATED MEETING DATE: JUN 12, 2019 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| COUSINS PROPERTIES, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: CUZ SECURITY ID: 222795106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Edward M. Casal | Management | For | For |
| 1c | Elect Director Robert M. Chapman | Management | For | For |
| 1d | Elect Director M. Colin Connolly | Management | For | For |
| 1e | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1f | Elect Director Lillian C. Giornelli | Management | For | For |
| 1g | Elect Director S. Taylor Glover | Management | For | For |
| 1h | Elect Director Donna W. Hyland | Management | For | For |
| 1i | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUBESMART MEETING DATE: MAY 14, 2019 | ||||
| TICKER: CUBE SECURITY ID: 229663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah Ratner Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DCT INDUSTRIAL TRUST, INC. MEETING DATE: AUG 20, 2018 | ||||
| TICKER: DCT SECURITY ID: 233153204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DRH SECURITY ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Mark W. Brugger | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Kathleen A. Wayton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| DIGITAL REALTY TRUST, INC. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: DLR SECURITY ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurence A. Chapman | Management | For | For |
| 1B | Elect Director Michael A. Coke | Management | For | For |
| 1C | Elect Director Kevin J. Kennedy | Management | For | For |
| 1D | Elect Director William G. LaPerch | Management | For | For |
| 1E | Elect Director Afshin Mohebbi | Management | For | For |
| 1F | Elect Director Mark R. Patterson | Management | For | For |
| 1G | Elect Director Mary Hogan Preusse | Management | For | For |
| 1H | Elect Director Dennis E. Singleton | Management | For | For |
| 1I | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOUGLAS EMMETT, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DEI SECURITY ID: 25960P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUKE REALTY CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: DRE SECURITY ID: 264411505 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Norman K. Jenkins | Management | For | For |
| 1f | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1g | Elect Director Peter M. Scott, III | Management | For | For |
| 1h | Elect Director David P. Stockert | Management | For | For |
| 1i | Elect Director Chris Sultemeier | Management | For | For |
| 1j | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1k | Elect Director Warren M. Thompson | Management | For | For |
| 1l | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| EQUINIX, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Scott Peppet | Management | For | For |
| 1.8 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 27, 2019 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Raymond Bennett | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Amal M. Johnson | Management | For | For |
| 1.3 | Elect Director Mary Kasaris | Management | For | For |
| 1.4 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.5 | Elect Director George M. Marcus | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Michael J. Schall | Management | For | For |
| 1.8 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: EXR SECURITY ID: 30225T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Ashley Dreier | Management | For | For |
| 1.6 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.7 | Elect Director Dennis J. Letham | Management | For | For |
| 1.8 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: HIW SECURITY ID: 431284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Carlos E. Evans | Management | For | For |
| 1.4 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HST SECURITY ID: 44107P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Richard E. Marriott | Management | For | For |
| 1.5 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.8 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.9 | Elect Director James F. Risoleo | Management | For | For |
| 1.10 | Elect Director Gordon H. Smith | Management | For | For |
| 1.11 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTONE REAL ESTATE GROUP AG MEETING DATE: JUN 13, 2019 | ||||
| TICKER: INS SECURITY ID: D3706C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Ratify Deloitte GmbH as Auditors | Management | For | For |
| 5.1 | Elect Dietmar Binkowska to Supervisory Board | Management | For | For |
| 5.2 | Elect Thomas Hegel to Supervisory Board | Management | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Affiliation Agreement with Instone Real Estate Development GmbH | Management | For | For |
| INVITATION HOMES, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: INVH SECURITY ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Kenneth A. Caplan | Management | For | For |
| 1.6 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.7 | Elect Director Robert G. Harper | Management | For | For |
| 1.8 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.9 | Elect Director John B. Rhea | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 1.12 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KIMCO REALTY CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: KIM SECURITY ID: 49446R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| LEXINGTON REALTY TRUST MEETING DATE: MAY 21, 2019 | ||||
| TICKER: LXP SECURITY ID: 529043101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.2 | Elect Director Richard S. Frary | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gray | Management | For | For |
| 1.4 | Elect Director Jamie Handwerker | Management | For | For |
| 1.5 | Elect Director Claire A. Koeneman | Management | For | For |
| 1.6 | Elect Director Howard Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: PDM SECURITY ID: 720190206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank C. McDowell | Management | For | For |
| 1.2 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director Barbara B. Lang | Management | For | For |
| 1.5 | Elect Director Donald A. Miller | Management | For | For |
| 1.6 | Elect Director C. Brent Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROLOGIS, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: PLD SECURITY ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director Lydia H. Kennard | Management | For | For |
| 1f | Elect Director J. Michael Losh | Management | For | For |
| 1g | Elect Director Irving F. Lyons, III | Management | For | For |
| 1h | Elect Director David P. O'Connor | Management | For | For |
| 1i | Elect Director Olivier Piani | Management | For | For |
| 1j | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1k | Elect Director Carl B. Webb | Management | For | For |
| 1l | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE MEETING DATE: APR 24, 2019 | ||||
| TICKER: PSA SECURITY ID: 74460D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.11 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| REGENCY CENTERS CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: REG SECURITY ID: 758849103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Thomas W. Furphy | Management | For | For |
| 1g | Elect Director Karin M. Klein | Management | For | For |
| 1h | Elect Director Peter D. Linneman | Management | For | For |
| 1i | Elect Director David P. O'Connor | Management | For | For |
| 1j | Elect Director Lisa Palmer | Management | For | For |
| 1k | Elect Director John C. Schweitzer | Management | For | For |
| 1l | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| RLJ LODGING TRUST MEETING DATE: MAY 03, 2019 | ||||
| TICKER: RLJ SECURITY ID: 74965L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Sexual Harassment | Shareholder | Against | Against |
| SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: SPG SECURITY ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| SL GREEN REALTY CORP. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: SLG SECURITY ID: 78440X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Edwin T. Burton, III | Management | For | For |
| 1c | Elect Director Lauren B. Dillard | Management | For | For |
| 1d | Elect Director Stephen L. Green | Management | For | For |
| 1e | Elect Director Craig M. Hatkoff | Management | For | For |
| 1f | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SPIRIT REALTY CAPITAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SRC SECURITY ID: 84860W300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.5 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.6 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.7 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 1.8 | Elect Director Diana M. Laing | Management | For | For |
| 1.9 | Elect Director Elizabeth F. Frank | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUN COMMUNITIES, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: SUI SECURITY ID: 866674104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary A. Shiffman | Management | For | For |
| 1B | Elect Director Meghan G. Baivier | Management | For | For |
| 1C | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1D | Elect Director Brian M. Hermelin | Management | For | For |
| 1E | Elect Director Ronald A. Klein | Management | For | For |
| 1F | Elect Director Clunet R. Lewis | Management | For | For |
| 1G | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE MACERICH COMPANY MEETING DATE: JUN 07, 2019 | ||||
| TICKER: MAC SECURITY ID: 554382101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| UDR, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: UDR SECURITY ID: 902653104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VENTAS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: VTR SECURITY ID: ��92276F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Roxanne M. Martino | Management | For | For |
| 1G | Elect Director Walter C. Rakowich | Management | For | For |
| 1H | Elect Director Robert D. Reed | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: VER SECURITY ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VICI PROPERTIES INC. MEETING DATE: JUL 31, 2018 | ||||
| TICKER: VICI SECURITY ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Abrahamson | Management | For | For |
| 1.2 | Elect Director Diana F. Cantor | Management | For | For |
| 1.3 | Elect Director Eugene I. Davis | Management | For | For |
| 1.4 | Elect Director Eric L. Hausler | Management | For | For |
| 1.5 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.6 | Elect Director Craig Macnab | Management | For | For |
| 1.7 | Elect Director Edward B. Pitoniak | Management | For | For |
| 1.8 | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VICI PROPERTIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: VICI SECURITY ID: 925652109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Eric L. Hausler | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VORNADO REALTY TRUST MEETING DATE: MAY 16, 2019 | ||||
| TICKER: VNO SECURITY ID: 929042109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director William W. Helman, IV | Management | For | For |
| 1.5 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.6 | Elect Director Mandakini Puri | Management | For | For |
| 1.7 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.8 | Elect Director Richard R. West | Management | For | For |
| 1.9 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| WASHINGTON REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 30, 2019 | ||||
| TICKER: WRE SECURITY ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WELLTOWER INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: WELL SECURITY ID: 95040Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Timothy J. Naughton | Management | For | For |
| 1f | Elect Director Sharon M. Oster | Management | For | For |
| 1g | Elect Director Sergio D. Rivera | Management | For | For |
| 1h | Elect Director Johnese M. Spisso | Management | For | For |
| 1i | Elect Director Kathryn M. Sullivan | Management | For | For |
| 1j | Elect Director R. Scott Trumbull | Management | For | For |
| 1k | Elect Director Gary Whitelaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TELECOM AND UTILITIES FUND
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMERICAN ELECTRIC POWER CO., INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: AEP SECURITY ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AT&T INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AVANGRID, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: AGR SECURITY ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ignacio Sanchez Galan | Management | For | For |
| 1.2 | Elect Director John E. Baldacci | Management | For | For |
| 1.3 | Elect Director Robert Duffy | Management | For | For |
| 1.4 | Elect Director Carol L. Folt | Management | For | For |
| 1.5 | Elect Director Teresa Herbert | Management | For | For |
| 1.6 | Elect Director Patricia Jacobs | Management | For | For |
| 1.7 | Elect Director John L. Lahey | Management | For | For |
| 1.8 | Elect Director Santiago Martinez Garrido | Management | For | For |
| 1.9 | Elect Director Sonsoles Rubio Reinoso | Management | For | For |
| 1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | For |
| 1.11 | Elect Director Jose Sainz Armada | Management | For | For |
| 1.12 | Elect Director Alan D. Solomont | Management | For | For |
| 1.13 | Elect Director Elizabeth Timm | Management | For | For |
| 1.14 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHARAH SOLUTIONS, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: CHRA SECURITY ID: 15957P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mignon L. Clyburn | Management | For | For |
| 1.2 | Elect Director Robert C. Flexon | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DOMINION ENERGY, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bennett | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director D. Maybank Hagood | Management | For | For |
| 1.6 | Elect Director John W. Harris | Management | For | For |
| 1.7 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.8 | Elect Director Mark J. Kington | Management | For | For |
| 1.9 | Elect Director Joseph M. Rigby | Management | For | For |
| 1.10 | Elect Director Pamela J. Royal | Management | For | For |
| 1.11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 1.13 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| EDISON INTERNATIONAL MEETING DATE: APR 25, 2019 | ||||
| TICKER: EIX SECURITY ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Linda G. Stuntz | Management | For | For |
| 1h | Elect Director William P. Sullivan | Management | For | For |
| 1i | Elect Director Ellen O. Tauscher | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 1l | Elect Director Brett White -Withdrawn Resolution | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ENTERGY CORPORATION MEETING DATE: MAY 03, 2019 | ||||
| TICKER: ETR SECURITY ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director M. Elise Hyland | Management | For | For |
| 1h | Elect Director Stuart L. Levenick | Management | For | For |
| 1i | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1j | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EVERGY, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: EVRG SECURITY ID: 30034W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Bassham | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Charles Q. Chandler, IV | Management | For | For |
| 1.4 | Elect Director Gary D. Forsee | Management | For | For |
| 1.5 | Elect Director Scott D. Grimes | Management | For | For |
| 1.6 | Elect Director Richard L. Hawley | Management | For | For |
| 1.7 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.8 | Elect Director B. Anthony Isaac | Management | For | For |
| 1.9 | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1.10 | Elect Director Ann D. Murtlow | Management | For | For |
| 1.11 | Elect Director Sandra J. Price | Management | For | For |
| 1.12 | Elect Director Mark A. Ruelle | Management | For | For |
| 1.13 | Elect Director John J. Sherman | Management | For | For |
| 1.14 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1.15 | Elect Director John Arthur Stall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVERSOURCE ENERGY MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ES SECURITY ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.3 | Elect Director James S. DiStasio | Management | For | For |
| 1.4 | Elect Director Francis A. Doyle | Management | For | For |
| 1.5 | Elect Director Linda Dorcena Forry | Management | For | For |
| 1.6 | Elect Director James J. Judge | Management | For | For |
| 1.7 | Elect Director John Y. Kim | Management | For | For |
| 1.8 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.9 | Elect Director William C. Van Faasen | Management | For | For |
| 1.10 | Elect Director Frederica M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul L. Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director Richard W. Mies | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Stephen D. Steinour | Management | For | For |
| 1m | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Costs and Benefits of Environment-related Activities | Shareholder | Against | Against |
| FIRSTENERGY CORP. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Proxy Access Right | Management | For | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| NEXTERA ENERGY PARTNERS LP MEETING DATE: APR 22, 2019 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Robert J. Byrne | Management | For | For |
| 1c | Elect Director Peter H. Kind | Management | For | For |
| 1d | Elect Director James L. Robo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| NRG ENERGY, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1c | Elect Director Lawrence S. Coben | Management | For | For |
| 1d | Elect Director Heather Cox | Management | For | For |
| 1e | Elect Director Terry G. Dallas | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director William E. Hantke | Management | For | For |
| 1h | Elect Director Paul W. Hobby | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| PG&E CORPORATION MEETING DATE: JUN 21, 2019 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard R. Barrera | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleich | Management | For | For |
| 1.3 | Elect Director Nora Mead Brownell | Management | For | For |
| 1.4 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.5 | Elect Director Cheryl F. Campbell | Management | For | For |
| 1.6 | Elect Director Fred J. Fowler | Management | For | For |
| 1.7 | Elect Director William "Bill" D. Johnson | Management | For | For |
| 1.8 | Elect Director Michael J. Leffell | Management | For | For |
| 1.9 | Elect Director Kenneth Liang | Management | For | For |
| 1.10 | Elect Director Dominique Mielle | Management | For | For |
| 1.11 | Elect Director Meridee A. Moore | Management | For | For |
| 1.12 | Elect Director Eric D. Mullins | Management | For | For |
| 1.13 | Elect Director Kristine M. Schmidt | Management | For | For |
| 1.14 | Elect Director Alejandro D. Wolff | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Corporation Structure Reform | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 16, 2019 | ||||
| TICKER: PEG SECURITY ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director William V. Hickey | Management | For | For |
| 1.3 | Elect Director Ralph Izzo | Management | For | For |
| 1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.7 | Elect Director Laura A. Sugg | Management | For | For |
| 1.8 | Elect Director Richard J. Swift | Management | For | For |
| 1.9 | Elect Director Susan Tomasky | Management | For | For |
| 1.10 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SCANA CORP. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: SCG SECURITY ID: 80589M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bennett | Management | For | For |
| 1.2 | Elect Director Lynne M. Miller | Management | For | For |
| 1.3 | Elect Director James W. Roquemore | Management | For | For |
| 1.4 | Elect Director Maceo K. Sloan | Management | For | For |
| 1.5 | Elect Director John E. Bachman | Management | For | For |
| 1.6 | Elect Director Patricia D. Galloway | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| SEMPRA ENERGY MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Michael N. Mears | Management | For | For |
| 1.9 | Elect Director William C. Rusnack | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| SOUTHWEST GAS HOLDINGS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: SWX SECURITY ID: 844895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director John. P. Hester | Management | For | For |
| 1.6 | Elect Director Jane Lewis-Raymond | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director A. Randall Thoman | Management | For | For |
| 1.10 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.11 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change State of Incorporation from California to Delaware | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Srini Gopalan | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Christian P. Illek | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director G. Michael "Mike" Sievert | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Wade Oosterman | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| THE AES CORPORATION MEETING DATE: APR 18, 2019 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Charles L. Harrington | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| THE SOUTHERN COMPANY MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SO SECURITY ID: 842587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director Larry D. Thompson | Management | For | For |
| 1o | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: JUL 27, 2018 | ||||
| TICKER: FOXA SECURITY ID: 90130A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Distribution Agreement | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.9 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.10 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Online Child Exploitation | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| VISTRA ENERGY CORP. MEETING DATE: MAY 20, 2019 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul M. Barbas | Management | For | For |
| 1.2 | Elect Director Cyrus Madon | Management | For | For |
| 1.3 | Elect Director Geoffrey D. Strong | Management | For | For |
| 1.4 | Elect Director Bruce E. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZAYO GROUP HOLDINGS, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: ZAYO SECURITY ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan Caruso | Management | For | For |
| 1.2 | Elect Director Don Gips | Management | For | For |
| 1.3 | Elect Director Scott Drake | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Certificate of Incorporation | Management | For | For |
| 6 | Amend Stock Ownership Limitations | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Current Bylaws | Management | For | For |
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR CANADA MEETING DATE: MAY 06, 2019 | ||||
| TICKER: AC SECURITY ID: 008911877 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.2 | Elect Director Gary A. Doer | Management | For | For |
| 1.3 | Elect Director Rob Fyfe | Management | For | For |
| 1.4 | Elect Director Michael M. Green | Management | For | For |
| 1.5 | Elect Director Jean Marc Huot | Management | For | For |
| 1.6 | Elect Director Madeleine Paquin | Management | For | For |
| 1.7 | Elect Director Calin Rovinescu | Management | For | For |
| 1.8 | Elect Director Vagn Sorensen | Management | For | For |
| 1.9 | Elect Director Kathleen Taylor | Management | For | For |
| 1.10 | Elect Director Annette Verschuren | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Articles Re: Alignment of Restrictions on the Level of Non-Canadian Ownership and Voting Control | Management | For | For |
| 5 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. | Management | None | Abstain |
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Phyllis J. Campbell | Management | For | For |
| 1e | Elect Director Raymond L. Conner | Management | For | For |
| 1f | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Helvi K. Sandvik | Management | For | For |
| 1i | Elect Director J. Kenneth Thompson | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 27, 2019 | ||||
| TICKER: ALGT SECURITY ID: 01748X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
| 1B | Elect Director Montie Brewer | Management | For | For |
| 1C | Elect Director Gary Ellmer | Management | For | For |
| 1D | Elect Director Linda A. Marvin | Management | For | For |
| 1E | Elect Director Charles W. Pollard | Management | For | For |
| 1F | Elect Director John T. Redmond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Susan D. Kronick | Management | For | For |
| 1g | Elect Director Martin H. Nesbitt | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| BOMBARDIER INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Alain Bellemare | Management | For | For |
| 1.3 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.4 | Elect Director Charles Bombardier | Management | For | For |
| 1.5 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.6 | Elect Director Diane Fontaine | Management | For | For |
| 1.7 | Elect Director Diane Giard | Management | For | For |
| 1.8 | Elect Director Anthony R. Graham | Management | For | For |
| 1.9 | Elect Director August W. Henningsen | Management | For | For |
| 1.10 | Elect Director Pierre Marcouiller | Management | For | For |
| 1.11 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.12 | Elect Director Vikram Pandit | Management | For | For |
| 1.13 | Elect Director Antony N. Tyler | Management | For | For |
| 1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Integration of Environmental, Social and Corporate Governance (ESG) Criteria in Senior Executive Compensation | Shareholder | Against | Against |
| 5 | SP 3: Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
| 6 | SP 4: Threshold of Control | Shareholder | Against | Against |
| 7 | SP 5: Decline of Multiple Voting Shares | Shareholder | Against | For |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert C. Biesterfeld Jr. | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Timothy C. Gokey | Management | For | Against |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Jodee A. Kozlak | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director Paula C. Tolliver | Management | For | For |
| 1j | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
| CAE INC. MEETING DATE: AUG 14, 2018 | ||||
| TICKER: CAE SECURITY ID: 124765108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret S. (Peg) Billson | Management | For | For |
| 1.2 | Elect Director Michael M. Fortier | Management | For | For |
| 1.3 | Elect Director Alan N. MacGibbon | Management | For | For |
| 1.4 | Elect Director John P. Manley | Management | For | For |
| 1.5 | Elect Director Francois Olivier | Management | For | For |
| 1.6 | Elect Director Marc Parent | Management | For | For |
| 1.7 | Elect Director Michael E. Roach | Management | For | For |
| 1.8 | Elect Director Norton A. Schwartz | Management | For | For |
| 1.9 | Elect Director Andrew J. Stevens | Management | For | For |
| 1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| DART GROUP PLC MEETING DATE: SEP 06, 2018 | ||||
| TICKER: DTG SECURITY ID: G2657C132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Gary Brown as Director | Management | For | Against |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Christopher A. Hazleton | Management | For | For |
| 1h | Elect Director Michael P. Huerta | Management | For | For |
| 1i | Elect Director Jeanne P. Jackson | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: EXPD SECURITY ID: 302130109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director Robert P. Carlile | Management | For | For |
| 1.4 | Elect Director James M. "Jim" DuBois | Management | For | For |
| 1.5 | Elect Director Mark A. Emmert | Management | For | For |
| 1.6 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.7 | Elect Director Richard B. McCune | Management | For | For |
| 1.8 | Elect Director Alain Monie | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.10 | Elect Director Liane J. Pelletier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| FEDEX CORP. MEETING DATE: SEP 24, 2018 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Edwardson | Management | For | For |
| 1.2 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.3 | Elect Director Susan Patricia Griffith | Management | For | For |
| 1.4 | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Bylaw Amendment Confirmation by Shareholders | Shareholder | Against | Against |
| FORWARD AIR CORP. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director C. Robert Campbell | Management | For | For |
| 1.5 | Elect Director R. Craig Carlock | Management | For | For |
| 1.6 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.7 | Elect Director G. Michael Lynch | Management | For | For |
| 1.8 | Elect Director Thomas Schmitt | Management | For | For |
| 1.9 | Elect Director W. Gilbert West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENESEE & WYOMING INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: GWR SECURITY ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Oivind Lorentzen, III | Management | For | For |
| 1c | Elect Director Mark A. Scudder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HA SECURITY ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Abhinav Dhar | Management | For | For |
| 1.3 | Elect Director Earl E. Fry | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Peter R. Ingram | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 1.8 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A | Please Check if Owner is a U.S. Citizen | Management | None | For |
| B | Please Check if Owner is Not a U.S. Citizen | Management | None | Against |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.4 | Elect Director Charles W. Peffer | Management | For | For |
| 1.5 | Elect Director James A. Rubright | Management | For | For |
| 1.6 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| HEXCEL CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: HXL SECURITY ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.6 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.8 | Elect Director Guy C. Hachey | Management | For | For |
| 1.9 | Elect Director Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: JBLU SECURITY ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Ben Baldanza | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephan Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Joel Peterson | Management | For | For |
| 1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MESA AIR GROUP, INC. MEETING DATE: APR 09, 2019 | ||||
| TICKER: MESA SECURITY ID: 590479135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan G. Ornstein | Management | For | For |
| 1.2 | Elect Director G. Grant Lyon | Management | For | Withhold |
| 1.3 | Elect Director Ellen N. Artist | Management | For | For |
| 1.4 | Elect Director Mitchell I. Gordon | Management | For | For |
| 1.5 | Elect Director Dana J. Lockhart | Management | For | For |
| 1.6 | Elect Director Spyridon Skiados | Management | For | For |
| 1.7 | Elect Director Harvey W. Schiller | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MOOG, INC. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: MOG.A SECURITY ID: 615394202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bradley R. Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Daniel A. Carp | Management | For | For |
| 1c | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1d | Elect Director Marcela E. Donadio | Management | For | For |
| 1e | Elect Director Thomas C. Kelleher | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1j | Elect Director James A. Squires | Management | For | For |
| 1k | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | Against | For |
| PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: PKOH SECURITY ID: 700666100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew V. Crawford | Management | For | Withhold |
| 1.2 | Elect Director John D. Grampa | Management | For | Withhold |
| 1.3 | Elect Director Steven H. Rosen | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| SKY WEST, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: SKYW SECURITY ID: 830879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles L. Chadwell | Management | For | For |
| 1b | Elect Director Irene M. Esteves | Management | For | For |
| 1c | Elect Director Paul E. Fulchino | Management | For | For |
| 1d | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1e | Elect Director Richard A. Gephardt | Management | For | For |
| 1f | Elect Director Robert D. Johnson | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director John L. Plueger | Management | For | For |
| 1i | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| SPIRIT AIRLINES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlton D. Donaway | Management | For | For |
| 1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
| 1.3 | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Jane C. Sherburne | Management | For | For |
| 1.4 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Paul E. Gagne | Management | For | For |
| 1g | Elect Director Ralph D. Heath | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Lloyd G. Trotter | Management | For | For |
| 1j | Elect Director James L. Ziemer | Management | For | For |
| 1k | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 29, 2019 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| TRANSDIGM GROUP, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barney Harford | Management | For | For |
| 1.4 | Elect Director Michele J. Hooper | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director Edward M. Philip | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Christopher J. Kearney | Management | For | For |
| 1g | Elect Director Ellen J. Kullman | Management | For | For |
| 1h | Elect Director Marshall O. Larsen | Management | For | For |
| 1i | Elect Director Harold W. McGraw, III | Management | For | For |
| 1j | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Fredric G. Reynolds | Management | For | For |
| 1m | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADIENT PLC MEETING DATE: MAR 11, 2019 | ||||
| TICKER: ADNT SECURITY ID: G0084W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Barth | Management | For | For |
| 1b | Elect Director Julie L. Bushman | Management | For | For |
| 1c | Elect Director Peter H. Carlin | Management | For | For |
| 1d | Elect Director Raymond L. Conner | Management | For | For |
| 1e | Elect Director Douglas G. Del Grosso | Management | For | For |
| 1f | Elect Director Richard Goodman | Management | For | For |
| 1g | Elect Director Frederick A. Henderson | Management | For | For |
| 1h | Elect Director Barb J. Samardzich | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: AAP SECURITY ID: 00751Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Bergstrom | Management | For | For |
| 1b | Elect Director Brad W. Buss | Management | For | For |
| 1c | Elect Director John F. Ferraro | Management | For | For |
| 1d | Elect Director Thomas R. Greco | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director Adriana Karaboutis | Management | For | For |
| 1g | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1h | Elect Director Sharon L. McCollam | Management | For | For |
| 1i | Elect Director Douglas A. Pertz | Management | For | For |
| 1j | Elect Director Jeffrey C. Smith | Management | For | For |
| 1k | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director William R. Harker | Management | For | For |
| 1h | Elect Director Carolann I. Haznedar | Management | For | For |
| 1i | Elect Director Richard P. Lavin | Management | For | For |
| 1j | Elect Director Thomas W. Rabaut | Management | For | For |
| 1k | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| APTIV PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: APTV SECURITY ID: G6095L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kevin P. Clark | Management | For | For |
| 2 | Elect Director Nancy E. Cooper | Management | For | For |
| 3 | Elect Director Frank J. Dellaquila | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Robert K. Ortberg | Management | For | For |
| 9 | Elect Director Colin J. Parris | Management | For | For |
| 10 | Elect Director Ana G. Pinczuk | Management | For | For |
| 11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOLIV, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ALV SECURITY ID: 052800109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mikael Bratt | Management | For | For |
| 1.2 | Elect Director Jan Carlson | Management | For | For |
| 1.3 | Elect Director Hasse Johansson | Management | For | For |
| 1.4 | Elect Director Leif Johansson | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Franz-Josef Kortum | Management | For | For |
| 1.7 | Elect Director Xiaozhi Liu | Management | For | For |
| 1.8 | Elect Director Min Liu | Management | For | For |
| 1.9 | Elect Director James M. Ringler | Management | For | For |
| 1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young AB as Auditor | Management | For | For |
| AUTONATION, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: AN SECURITY ID: 05329W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike Jackson | Management | For | For |
| 1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.3 | Elect Director Rick L. Burdick | Management | For | For |
| 1.4 | Elect Director David B. Edelson | Management | For | For |
| 1.5 | Elect Director Steven L. Gerard | Management | For | For |
| 1.6 | Elect Director Robert R. Grusky | Management | For | For |
| 1.7 | Elect Director Carl C. Liebert, III | Management | For | For |
| 1.8 | Elect Director G. Mike Mikan | Management | For | For |
| 1.9 | Elect Director Jacqueline A. Travisano | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| AUTOZONE, INC. MEETING DATE: DEC 19, 2018 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.6 | Elect Director Gale V. King | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.11 | Elect Director Jill Ann Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BORGWARNER INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.3 | Elect Director Michael S. Hanley | Management | For | For |
| 1.4 | Elect Director Frederic B. Lissalde | Management | For | For |
| 1.5 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.6 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah D. McWhinney | Management | For | For |
| 1.8 | Elect Director Alexis P. Michas | Management | For | For |
| 1.9 | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| CARVANA CO. MEETING DATE: APR 23, 2019 | ||||
| TICKER: CVNA SECURITY ID: 146869102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Danforth "Dan" Quayle | Management | For | For |
| 1.2 | Elect Director Gregory Sullivan | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COPART, INC. MEETING DATE: DEC 17, 2018 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Cash and Equity Director Compensation Program for Executive Chairman and Non-Employee Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| DANA, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: DAN SECURITY ID: 235825205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rachel A. Gonzalez | Management | For | For |
| 1.2 | Elect Director James K. Kamsickas | Management | For | For |
| 1.3 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.4 | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1.5 | Elect Director Michael J. Mack, Jr. | Management | For | For |
| 1.6 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.7 | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 1.8 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DELPHI TECHNOLOGIES PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: DLPH SECURITY ID: G2709G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Joseph S. Cantie | Management | For | For |
| 3 | Elect Director Nelda J. Connors | Management | For | For |
| 4 | Elect Director Gary L. Cowger | Management | For | For |
| 5 | Elect Director Richard F. Dauch | Management | For | For |
| 6 | Elect Director David S. Haffner | Management | For | For |
| 7 | Elect Director Helmut Leube | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Hari N. Nair | Management | For | For |
| 10 | Elect Director MaryAnn Wright | Management | For | For |
| 11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FERRARI NV MEETING DATE: SEP 07, 2018 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Louis C. Camilleri as Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| FERRARI NV MEETING DATE: APR 12, 2019 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Implementation of Remuneration Policy | Management | None | None |
| 2.c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Elect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Louis C. Camilleri as Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Management | For | Against |
| 3.e | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
| 3.f | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | Against |
| 3.g | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 3.j | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
| 4 | Appoint EY as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Cancellation of Special Voting Shares in Treasury | Management | For | For |
| 7.a | Approve CEO Award | Management | For | For |
| 7.b | Approve New Equity Incentive Plan 2019-2021 | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| FIAT CHRYSLER AUTOMOBILES NV MEETING DATE: SEP 07, 2018 | ||||
| TICKER: FCA SECURITY ID: N31738102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Michael Manley as Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| FIAT CHRYSLER AUTOMOBILES NV MEETING DATE: APR 12, 2019 | ||||
| TICKER: FCA SECURITY ID: N31738102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Report (Non-Voting) | Management | None | None |
| 2.b | Implementation of Remuneration Policy | Management | None | None |
| 2.c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 0.65 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Michael Manley as Executive Director | Management | For | For |
| 3.c | Elect Richard Palmer as Executive Director | Management | For | For |
| 4.a | Reelect Ronald L. Thompson as Non-Executive Director | Management | For | For |
| 4.b | Reelect John Abbott as Non-Executive Director | Management | For | For |
| 4.c | Reelect Andrea Agnelli as Non-Executive Director | Management | For | For |
| 4.d | Reelect Tiberto Brandolini d'Adda as Non-Executive Director | Management | For | For |
| 4.e | Reelect Glenn Earle as Non-Executive Director | Management | For | For |
| 4.f | Reelect Valerie A. Mars as Non-Executive Director | Management | For | For |
| 4.g | Reelect Michelangelo A. Volpi Non-Executive as Director | Management | For | For |
| 4.h | Reelect Patience Wheatcroft Non-Executive as Director | Management | For | For |
| 4.i | Reelect Ermenegildo Zegna Non-Executive as Director | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors | Management | For | For |
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Acquisition | Management | For | For |
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 6.1 | Management | For | For |
| 6.3 | Grant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Cancellation of Special Voting Shares | Management | For | For |
| 9.a | Approve CEO Bonus | Management | For | Against |
| 9.b | Approve Award of Performance Shares to Executive Directors | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| FORD MOTOR COMPANY MEETING DATE: MAY 09, 2019 | ||||
| TICKER: F SECURITY ID: 345370860 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen G. Butler | Management | For | For |
| 1b | Elect Director Kimberly A. Casiano | Management | For | For |
| 1c | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1d | Elect Director Edsel B. Ford, II | Management | For | For |
| 1e | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1f | Elect Director James P. Hackett | Management | For | For |
| 1g | Elect Director William W. Helman, IV | Management | For | For |
| 1h | Elect Director William E. Kennard | Management | For | For |
| 1i | Elect Director John C. Lechleiter | Management | For | For |
| 1j | Elect Director John L. Thornton | Management | For | For |
| 1k | Elect Director John B. Veihmeyer | Management | For | For |
| 1l | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1m | Elect Director John S. Weinberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| GENERAL MOTORS COMPANY MEETING DATE: JUN 04, 2019 | ||||
| TICKER: GM SECURITY ID: 37045V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| GENTEX CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: GNTX SECURITY ID: 371901109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Brown | Management | For | For |
| 1.2 | Elect Director Gary Goode | Management | For | For |
| 1.3 | Elect Director James Hollars | Management | For | For |
| 1.4 | Elect Director John Mulder | Management | For | For |
| 1.5 | Elect Director Richard Schaum | Management | For | For |
| 1.6 | Elect Director Frederick Sotok | Management | For | For |
| 1.7 | Elect Director Kathleen Starkoff | Management | For | For |
| 1.8 | Elect Director Brian Walker | Management | For | For |
| 1.9 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| GENUINE PARTS COMPANY MEETING DATE: APR 22, 2019 | ||||
| TICKER: GPC SECURITY ID: 372460105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth W. Camp | Management | For | For |
| 1.2 | Elect Director Paul D. Donahue | Management | For | For |
| 1.3 | Elect Director Gary P. Fayard | Management | For | For |
| 1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
| 1.5 | Elect Director P. Russell Hardin | Management | For | For |
| 1.6 | Elect Director John R. Holder | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director John D. Johns | Management | For | For |
| 1.9 | Elect Director Robert C. "Robin" Loudermilk, Jr. | Management | For | For |
| 1.10 | Elect Director Wendy B. Needham | Management | For | For |
| 1.11 | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| HONDA MOTOR CO., LTD. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: 7267 SECURITY ID: 438128308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 1.2 | Elect Director Hachigo, Takahiro | Management | For | For |
| 1.3 | Elect Director Kuraishi, Seiji | Management | For | For |
| 1.4 | Elect Director Yamane, Yoshi | Management | For | For |
| 1.5 | Elect Director Takeuchi, Kohei | Management | For | For |
| 1.6 | Elect Director Ozaki, Motoki | Management | For | For |
| 1.7 | Elect Director Koide, Hiroko | Management | For | For |
| 1.8 | Elect Director Ito, Takanobu | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Yoshida, Masahiro | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Suzuki, Masafumi | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Takaura, Hideo | Management | For | For |
| 2.4 | Elect Director and Audit Committee Member Tamura, Mayumi | Management | For | For |
| 2.5 | Elect Director and Audit Committee Member Sakai, Kunihiko | Management | For | For |
| KAR AUCTION SERVICES, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: KAR SECURITY ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna R. Ecton | Management | For | For |
| 1b | Elect Director James P. "Jim" Hallett | Management | For | For |
| 1c | Elect Director Mark E. Hill | Management | For | For |
| 1d | Elect Director J. Mark Howell | Management | For | For |
| 1e | Elect Director Stefan Jacoby | Management | For | For |
| 1f | Elect Director Lynn Jolliffe | Management | For | For |
| 1g | Elect Director Michael T. Kestner | Management | For | For |
| 1h | Elect Director John P. Larson | Management | For | For |
| 1i | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEAR CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LEA SECURITY ID: 521865204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas P. Capo | Management | For | For |
| 1b | Elect Director Mei-Wei Cheng | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Mary Lou Jepsen | Management | For | For |
| 1e | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1f | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1g | Elect Director Raymond E. Scott | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D.G. Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LITHIA MOTORS, INC. MEETING DATE: JAN 21, 2019 | ||||
| TICKER: LAD SECURITY ID: 536797103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend the Transition Agreement with Sidney B. DeBoer | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| LITHIA MOTORS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: LAD SECURITY ID: 536797103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sidney B. DeBoer | Management | For | For |
| 1.2 | Elect Director Susan O. Cain | Management | For | For |
| 1.3 | Elect Director Bryan B. DeBoer | Management | For | For |
| 1.4 | Elect Director Shauna F. McIntyre | Management | For | For |
| 1.5 | Elect Director Louis P. Miramontes | Management | For | For |
| 1.6 | Elect Director Kenneth E. Roberts | Management | For | For |
| 1.7 | Elect Director David J. Robino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Clinton Allen | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director John F. O'Brien | Management | For | For |
| 1i | Elect Director Guhan Subramanian | Management | For | For |
| 1j | Elect Director William M. Webster, IV | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAGNA INTERNATIONAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: MG SECURITY ID: 559222401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director Mary S. Chan | Management | For | For |
| 1.4 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.5 | Elect Director Robert F. MacLellan | Management | For | Withhold |
| 1.6 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.7 | Elect Director William A. Ruh | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lisa S. Westlake | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Expand Annual Disclosure to Shareholders | Shareholder | Against | Against |
| MONRO, INC. MEETING DATE: AUG 14, 2018 | ||||
| TICKER: MNRO SECURITY ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Auerbach | Management | For | For |
| 1.2 | Elect Director Donald Glickman | Management | For | For |
| 1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
| 1.4 | Elect Director Brett T. Ponton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| STONERIDGE, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SRI SECURITY ID: 86183P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan B. DeGaynor | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director George S. Mayes, Jr. | Management | For | For |
| 1.8 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUBARU CORP. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: 7270 SECURITY ID: J7676H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 72 | Management | For | For |
| 2.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
| 2.2 | Elect Director Nakamura, Tomomi | Management | For | For |
| 2.3 | Elect Director Hosoya, Kazuo | Management | For | For |
| 2.4 | Elect Director Okada, Toshiaki | Management | For | For |
| 2.5 | Elect Director Kato, Yoichi | Management | For | For |
| 2.6 | Elect Director Onuki, Tetsuo | Management | For | For |
| 2.7 | Elect Director Aoyama, Shigehiro | Management | For | For |
| 2.8 | Elect Director Abe, Yasuyuki | Management | For | For |
| 2.9 | Elect Director Yago, Natsunosuke | Management | For | For |
| 3.1 | Appoint Statutory Auditor Mabuchi, Akira | Management | For | For |
| 3.2 | Appoint Statutory Auditor Nosaka, Shigeru | Management | For | For |
| 3.3 | Appoint Statutory Auditor Okada, Kyoko | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director SungHwan Cho | Management | For | For |
| 1b | Elect Director Thomas C. Freyman | Management | For | For |
| 1c | Elect Director Denise Gray | Management | For | For |
| 1d | Elect Director Brian J. Kesseler | Management | For | For |
| 1e | Elect Director Dennis J. Letham | Management | For | For |
| 1f | Elect Director James S. Metcalf | Management | For | For |
| 1g | Elect Director Roger B. Porter | Management | For | For |
| 1h | Elect Director David B. Price, Jr. | Management | For | For |
| 1i | Elect Director Gregg M. Sherrill | Management | For | For |
| 1j | Elect Director Jane L. Warner | Management | For | For |
| 1k | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENNECO, INC. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reclassify Common Stock as Class A Voting Common Stock, Authorize New Class of Non-Voting Common Stock, and Increase Authorized Capital Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 08, 2019 | ||||
| TICKER: GT SECURITY ID: 382550101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Firestone | Management | For | For |
| 1b | Elect Director Werner Geissler | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director Laurette T. Koellner | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 1m | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| TOYOTA MOTOR CORP. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: 7203 SECURITY ID: 892331307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Uchiyamada, Takeshi | Management | For | Against |
| 1.2 | Elect Director Hayakawa, Shigeru | Management | For | For |
| 1.3 | Elect Director Toyoda, Akio | Management | For | For |
| 1.4 | Elect Director Kobayashi, Koji | Management | For | For |
| 1.5 | Elect Director Didier Leroy | Management | For | For |
| 1.6 | Elect Director Terashi, Shigeki | Management | For | For |
| 1.7 | Elect Director Sugawara, Ikuro | Management | For | For |
| 1.8 | Elect Director Sir Philip Craven | Management | For | For |
| 1.9 | Elect Director Kudo, Teiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Kato, Haruhiko | Management | For | For |
| 2.2 | Appoint Statutory Auditor Ogura, Katsuyuki | Management | For | For |
| 2.3 | Appoint Statutory Auditor Wake, Yoko | Management | For | For |
| 2.4 | Appoint Statutory Auditor Ozu, Hiroshi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | For |
| 4 | Approve Cash Compensation Ceiling and Restricted Stock Plan for Directors | Management | For | For |
| VEONEER, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: VNE SECURITY ID: 92336X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Durcan | Management | For | For |
| 1.2 | Elect Director Jonas Synnergren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
| 5 | Advisory Vote to Ratify Jurisdiction of Incorporation as the Exclusive Forum Provision for Certain Disputes | Management | For | For |
| 6 | Ratify Ernst & Young AB as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 1ST SOURCE CORP. MEETING DATE: APR 18, 2019 | ||||
| TICKER: SRCE SECURITY ID: 336901103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel B. Fitzpatrick | Management | For | For |
| 1b | Elect Director Najeeb A. Khan | Management | For | For |
| 1c | Elect Director Christopher J. Murphy, IV | Management | For | For |
| 2 | Ratify BKD LLP as Auditor | Management | For | For |
| AMERICAN NATIONAL BANKSHARES INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMNB SECURITY ID: 027745108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy Howell Agee | Management | For | For |
| 1.2 | Elect Director Jeffrey V. Haley | Management | For | For |
| 1.3 | Elect Director John H. Love | Management | For | For |
| 1.4 | Elect Director Ronda M. Penn | Management | For | For |
| 1.5 | Elect Director Susan K. Still | Management | For | For |
| 2 | Elect Director Kenneth S. Bowling | Management | For | For |
| 3 | Ratify Yount, Hyde & Barbour P.C. as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN NATIONAL BANKSHARES, INC. (VIRGINIA) MEETING DATE: MAR 19, 2019 | ||||
| TICKER: AMNB SECURITY ID: 027745108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| BANK OZK MEETING DATE: MAY 06, 2019 | ||||
| TICKER: OZK SECURITY ID: 06417N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nicholas Brown | Management | For | For |
| 1b | Elect Director Paula Cholmondeley | Management | For | For |
| 1c | Elect Director Beverly Cole | Management | For | For |
| 1d | Elect Director Robert East | Management | For | For |
| 1e | Elect Director Kathleen Franklin | Management | For | For |
| 1f | Elect Director Catherine B. Freedberg | Management | For | For |
| 1g | Elect Director Jeffrey Gearhart | Management | For | For |
| 1h | Elect Director George Gleason | Management | For | For |
| 1i | Elect Director Peter Kenny | Management | For | For |
| 1j | Elect Director William A. Koefoed, Jr. | Management | For | For |
| 1k | Elect Director Walter J. "Jack" Mullen, III | Management | For | For |
| 1l | Elect Director Christopher Orndorff | Management | For | For |
| 1m | Elect Director Robert Proost | Management | For | For |
| 1n | Elect Director John Reynolds | Management | For | For |
| 1o | Elect Director Steven Sadoff | Management | For | For |
| 1p | Elect Director Ross Whipple | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BAYCOM CORP MEETING DATE: JUL 17, 2018 | ||||
| TICKER: BCML SECURITY ID: 07272M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd W. Kendall, Jr. | Management | For | For |
| 1.2 | Elect Director George J. Guarini | Management | For | For |
| 1.3 | Elect Director James S. Camp | Management | For | For |
| 1.4 | Elect Director Harpreet S. Chaudhary | Management | For | For |
| 1.5 | Elect Director Rocco Davis | Management | For | For |
| 1.6 | Elect Director Malcolm F. Hotchkiss | Management | For | For |
| 1.7 | Elect Director Robert G. Laverne | Management | For | For |
| 1.8 | Elect Director David M. Spatz | Management | For | For |
| 2 | Ratify Moss Adams, LLP as Auditors | Management | For | For |
| BAYCOM CORP MEETING DATE: JUN 18, 2019 | ||||
| TICKER: BCML SECURITY ID: 07272M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd W. Kendall, Jr. | Management | For | For |
| 1.2 | Elect Director George J. Guarini | Management | For | For |
| 1.3 | Elect Director James S. Camp | Management | For | For |
| 1.4 | Elect Director Harpreet S. Chaudhary | Management | For | For |
| 1.5 | Elect Director Rocco Davis | Management | For | For |
| 1.6 | Elect Director Malcolm F. Hotchkiss | Management | For | For |
| 1.7 | Elect Director Robert G. Laverne | Management | For | For |
| 1.8 | Elect Director David M. Spatz | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditor | Management | For | For |
| BENEFICIAL BANCORP, INC. MEETING DATE: DEC 06, 2018 | ||||
| TICKER: BNCL SECURITY ID: 08171T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| CADENCE BANCORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: CADE SECURITY ID: 12739A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Richard Fredericks | Management | For | For |
| 1.2 | Elect Director Virginia A. Hepner | Management | For | For |
| 1.3 | Elect Director Kathy Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CAMDEN NATIONAL CORP. (MAINE) MEETING DATE: APR 30, 2019 | ||||
| TICKER: CAC SECURITY ID: 133034108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig N. Denekas | Management | For | For |
| 1.2 | Elect Director David C. Flanagan | Management | For | For |
| 1.3 | Elect Director Marie J. McCarthy | Management | For | For |
| 1.4 | Elect Director James H. Page | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditor | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2019 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CARDLYTICS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: CDLX SECURITY ID: 14161W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Adams | Management | For | For |
| 1.2 | Elect Director Scott D. Grimes | Management | For | For |
| 1.3 | Elect Director Mark A. Johnson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 16, 2019 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Duncan P. Hennes | Management | For | For |
| 1f | Elect Director Peter B. Henry | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1i | Elect Director Renee J. James | Management | For | For |
| 1j | Elect Director Eugene M. McQuade | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| COMMUNITY TRUST BANCORP, INC. (KENTUCKY) MEETING DATE: APR 23, 2019 | ||||
| TICKER: CTBI SECURITY ID: 204149108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Franklin H. Farris, Jr. | Management | For | For |
| 1.4 | Elect Director Jean R. Hale | Management | For | For |
| 1.5 | Elect Director James E. McGhee, II | Management | For | For |
| 1.6 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONNECTONE BANCORP, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: CNOB SECURITY ID: 20786W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Alexander A. Bol | Management | For | For |
| 1.4 | Elect Director Stephen T. Boswell | Management | For | For |
| 1.5 | Elect Director Katherin Nukk-Freeman | Management | For | For |
| 1.6 | Elect Director Frank Huttle, III | Management | For | For |
| 1.7 | Elect Director Michael Kempner | Management | For | For |
| 1.8 | Elect Director Nicholas Minoia | Management | For | For |
| 1.9 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.10 | Elect Director Daniel Rifkin | Management | For | For |
| 1.11 | Elect Director William A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| CULLEN/FROST BANKERS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: CFR SECURITY ID: 229899109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos Alvarez | Management | For | For |
| 1.2 | Elect Director Chris M. Avery | Management | For | For |
| 1.3 | Elect Director Cynthia J. Comparin | Management | For | For |
| 1.4 | Elect Director Samuel G. Dawson | Management | For | For |
| 1.5 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.6 | Elect Director Patrick B. Frost | Management | For | For |
| 1.7 | Elect Director Phillip D. Green | Management | For | For |
| 1.8 | Elect Director David J. Haemisegger | Management | For | For |
| 1.9 | Elect Director Jarvis V. Hollingsworth | Management | For | For |
| 1.10 | Elect Director Karen E. Jennings | Management | For | For |
| 1.11 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.12 | Elect Director Charles W. Matthews | Management | For | For |
| 1.13 | Elect Director Ida Clement Steen | Management | For | For |
| 1.14 | Elect Director Graham Weston | Management | For | For |
| 1.15 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EAST WEST BANCORP, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: EWBC SECURITY ID: 27579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Herman Y. Li | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESSENT GROUP LTD. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ESNT SECURITY ID: G3198U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angela L. Heise | Management | For | For |
| 1.2 | Elect Director Robert Glanville | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY SOUTHERN CORP. MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LION SECURITY ID: 316394105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. (NORTH CAROLINA) MEETING DATE: APR 30, 2019 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| FIRST HAWAIIAN, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: FHB SECURITY ID: 32051X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew J. Cox | Management | For | For |
| 1.2 | Elect Director W. Allen Doane | Management | For | For |
| 1.3 | Elect Director Faye Watanabe Kurren | Management | For | For |
| 1.4 | Elect Director Robert S. Harrison | Management | For | For |
| 1.5 | Elect Director Allen B. Uyeda | Management | For | For |
| 1.6 | Elect Director Jenai S. Wall | Management | For | For |
| 1.7 | Elect Director C. Scott Wo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST HORIZON NATIONAL CORP. (TENNESSEE) MEETING DATE: APR 23, 2019 | ||||
| TICKER: FHN SECURITY ID: 320517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Wendy P. Davidson | Management | For | For |
| 1.4 | Elect Director Mark A. Emkes | Management | For | For |
| 1.5 | Elect Director Peter N. Foss | Management | For | For |
| 1.6 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.9 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.10 | Elect Director Colin V. Reed | Management | For | For |
| 1.11 | Elect Director Cecelia D. Stewart | Management | For | For |
| 1.12 | Elect Director Rajesh Subramaniam | Management | For | For |
| 1.13 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.14 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST INTERSTATE BANCSYSTEM, INC. (MONTANA) MEETING DATE: MAY 02, 2019 | ||||
| TICKER: FIBK SECURITY ID: 32055Y201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Scott, Jr. | Management | For | For |
| 1.2 | Elect Director Randall I. Scott | Management | For | For |
| 2 | Ratify RSM US LLP as Auditor | Management | For | For |
| 3 | Adopt Majority Voting for Election of Directors | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GREAT WESTERN BANCORP, INC. (SOUTH DAKOTA) MEETING DATE: FEB 21, 2019 | ||||
| TICKER: GWB SECURITY ID: 391416104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Spies | Management | For | For |
| 1.2 | Elect Director Kenneth Karels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HANMI FINANCIAL CORPORATION MEETING DATE: MAY 22, 2019 | ||||
| TICKER: HAFC SECURITY ID: 410495204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Ahn | Management | For | For |
| 1b | Elect Director Kiho Choi | Management | For | For |
| 1c | Elect Director Christie K. Chu | Management | For | For |
| 1d | Elect Director Harry H. Chung | Management | For | For |
| 1e | Elect Director Scott R. Diehl | Management | For | For |
| 1f | Elect Director Bonita I. Lee | Management | For | For |
| 1g | Elect Director David L. Rosenblum | Management | For | For |
| 1h | Elect Director Thomas J. Williams | Management | For | For |
| 1i | Elect Director Michael M. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| HILLTOP HOLDINGS INC. MEETING DATE: JUL 25, 2018 | ||||
| TICKER: HTH SECURITY ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director W. Joris Brinkerhoff | Management | For | Withhold |
| 1.5 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.6 | Elect Director Charles R. Cummings | Management | For | For |
| 1.7 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.8 | Elect Director Gerald J. Ford | Management | For | For |
| 1.9 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.10 | Elect Director J. Markham Green | Management | For | For |
| 1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.12 | Elect Director Lee Lewis | Management | For | For |
| 1.13 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.14 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.15 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.16 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.17 | Elect Director A. Haag Sherman | Management | For | For |
| 1.18 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.19 | Elect Director Carl B. Webb | Management | For | For |
| 1.20 | Elect Director Alan B. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 18, 2019 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KEYCORP MEETING DATE: MAY 23, 2019 | ||||
| TICKER: KEY SECURITY ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Charles P. Cooley | Management | For | For |
| 1.3 | Elect Director Gary M. Crosby | Management | For | For |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.5 | Elect Director H. James Dallas | Management | For | For |
| 1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.9 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.10 | Elect Director Richard J. Hipple | Management | For | For |
| 1.11 | Elect Director Kristen L. Manos | Management | For | For |
| 1.12 | Elect Director Beth E. Mooney | Management | For | For |
| 1.13 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.14 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| LAKELAND FINANCIAL CORP. (INDIANA) MEETING DATE: APR 09, 2019 | ||||
| TICKER: LKFN SECURITY ID: 511656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Blake W. Augsburger | Management | For | For |
| 1b | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1c | Elect Director Darrianne P. Christian | Management | For | For |
| 1d | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1e | Elect Director David M. Findlay | Management | For | For |
| 1f | Elect Director Thomas A. Hiatt | Management | For | For |
| 1g | Elect Director Michael L. Kubacki | Management | For | For |
| 1h | Elect Director Emily E. Pichon | Management | For | For |
| 1i | Elect Director Steven D. Ross | Management | For | For |
| 1j | Elect Director Brian J. Smith | Management | For | For |
| 1k | Elect Director Bradley J. Toothaker | Management | For | For |
| 1l | Elect Director Ronald D. Truex | Management | For | For |
| 1m | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditor | Management | For | For |
| M&T BANK CORPORATION MEETING DATE: APR 16, 2019 | ||||
| TICKER: MTB SECURITY ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Richard S. Gold | Management | For | For |
| 1.7 | Elect Director Richard A. Grossi | Management | For | For |
| 1.8 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERIDIAN BANCORP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: EBSB SECURITY ID: 58958U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anna R. DiMaria | Management | For | For |
| 1.2 | Elect Director Domenic A. Gambardella | Management | For | For |
| 1.3 | Elect Director Thomas J. Gunning | Management | For | For |
| 1.4 | Elect Director Peter F. Scolaro | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORP. MEETING DATE: APR 24, 2019 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Gary A. Poliner | Management | For | For |
| 1.11 | Elect Director Patrick Sinks | Management | For | For |
| 1.12 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: JUL 25, 2018 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Melissa B. Lora | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NMI HOLDINGS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: NMIH SECURITY ID: 629209305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Claudia J. Merkle | Management | For | For |
| 1.3 | Elect Director Michael Embler | Management | For | For |
| 1.4 | Elect Director James G. Jones | Management | For | For |
| 1.5 | Elect Director Lynn S. McCreary | Management | For | For |
| 1.6 | Elect Director Michael Montgomery | Management | For | For |
| 1.7 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORP. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. "Bobby" Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| NORTHRIM BANCORP, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NRIM SECURITY ID: 666762109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry S. Cash | Management | For | For |
| 1.2 | Elect Director Anthony Drabek | Management | For | For |
| 1.3 | Elect Director Karl L. Hanneman | Management | For | For |
| 1.4 | Elect Director David W. Karp | Management | For | For |
| 1.5 | Elect Director David J. McCambridge | Management | For | For |
| 1.6 | Elect Director Krystal M. Nelson | Management | For | For |
| 1.7 | Elect Director Joseph M. Schierhorn | Management | For | For |
| 1.8 | Elect Director Aaron M. Schutt | Management | For | For |
| 1.9 | Elect Director John C. Swalling | Management | For | For |
| 1.10 | Elect Director Linda C. Thomas | Management | For | For |
| 1.11 | Elect Director David G. Wight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditor | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneek S. Mamik | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Valerie Soranno Keating | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PACWEST BANCORP MEETING DATE: MAY 13, 2019 | ||||
| TICKER: PACW SECURITY ID: 695263103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Tanya M. Acker | Management | For | For |
| 1B | Elect Director Paul R. Burke | Management | For | For |
| 1C | Elect Director Craig A. Carlson | Management | For | For |
| 1D | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1E | Elect Director C. William Hosler | Management | For | For |
| 1F | Elect Director Susan E. Lester | Management | For | For |
| 1G | Elect Director Roger H. Molvar | Management | For | For |
| 1H | Elect Director James J. Pieczynski | Management | For | For |
| 1I | Elect Director Daniel B. Platt | Management | For | For |
| 1J | Elect Director Robert A. Stine | Management | For | For |
| 1K | Elect Director Matthew P. Wagner | Management | For | For |
| 1L | Elect Director Mark T. Yung | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| POPULAR, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: BPOP SECURITY ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
| 1b | Elect Director Robert Carrady | Management | For | For |
| 1c | Elect Director John W. Diercksen | Management | For | For |
| 1d | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PREFERRED BANK MEETING DATE: MAY 21, 2019 | ||||
| TICKER: PFBC SECURITY ID: 740367404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C.Y. Cheng | Management | For | For |
| 1.2 | Elect Director Chih-Wei Wu | Management | For | For |
| 1.3 | Elect Director Wayne Wu | Management | For | For |
| 1.4 | Elect Director Shirley Wang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| PROSPERITY BANCSHARES, INC. MEETING DATE: APR 16, 2019 | ||||
| TICKER: PB SECURITY ID: 743606105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leah Henderson | Management | For | For |
| 1.2 | Elect Director Ned S. Holmes | Management | For | For |
| 1.3 | Elect Director Jack Lord | Management | For | For |
| 1.4 | Elect Director David Zalman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RADIAN GROUP INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Gaetano Muzio | Management | For | For |
| 1g | Elect Director Gregory V. Serio | Management | For | For |
| 1h | Elect Director Noel J. Spiegel | Management | For | For |
| 1i | Elect Director David H. Stevens *Withdrawn Resolution* | Management | None | None |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SIERRA BANCORP MEETING DATE: MAY 22, 2019 | ||||
| TICKER: BSRR SECURITY ID: 82620P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert L. Berra | Management | For | For |
| 1.2 | Elect Director Vonn R. Christenson | Management | For | For |
| 1.3 | Elect Director Laurence S. Dutto | Management | For | For |
| 1.4 | Elect Director Kevin J. McPhaill | Management | For | For |
| 1.5 | Elect Director Gordon T. Woods | Management | For | For |
| 2 | Ratify Vavrinek, Trine, Day & Co., LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: OCT 17, 2018 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: APR 18, 2019 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derrick D. Cephas | Management | For | For |
| 1.2 | Elect Director Judith A. Huntington | Management | For | For |
| 1.3 | Elect Director John Tamberlane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Joseph L. Hooley | Management | For | For |
| 1g | Elect Director Sara Mathew | Management | For | For |
| 1h | Elect Director William L. Meaney | Management | For | For |
| 1i | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1j | Elect Director Sean O'Sullivan | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.2 | Elect Director Dallas S. Clement | Management | For | For |
| 1.3 | Elect Director Paul D. Donahue | Management | For | For |
| 1.4 | Elect Director Paul R. Garcia | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| SVB FINANCIAL GROUP MEETING DATE: APR 25, 2019 | ||||
| TICKER: SIVB SECURITY ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alvarado | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.5 | Elect Director William S. Demchak | Management | For | For |
| 1.6 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.7 | Elect Director Richard J. Harshman | Management | For | For |
| 1.8 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.9 | Elect Director Richard B. Kelson | Management | For | For |
| 1.10 | Elect Director Linda R. Medler | Management | For | For |
| 1.11 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.12 | Elect Director Toni Townes-Whitley | Management | For | For |
| 1.13 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRICO BANCSHARES MEETING DATE: MAY 21, 2019 | ||||
| TICKER: TCBK SECURITY ID: 896095106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Casey | Management | For | For |
| 1.2 | Elect Director Donald J. Amaral | Management | For | For |
| 1.3 | Elect Director Thomas G. Atwood | Management | For | For |
| 1.4 | Elect Director L. Gage Chrysler, III | Management | For | For |
| 1.5 | Elect Director Craig S. Compton | Management | For | For |
| 1.6 | Elect Director Cory W. Giese | Management | For | For |
| 1.7 | Elect Director John S. A. Hasbrook | Management | For | For |
| 1.8 | Elect Director Michael W. Koehnen | Management | For | For |
| 1.9 | Elect Director Martin A. Mariani | Management | For | For |
| 1.10 | Elect Director Thomas C. McGraw | Management | For | For |
| 1.11 | Elect Director Richard P. Smith | Management | For | For |
| 1.12 | Elect Director W. Virginia Walker | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| UMB FINANCIAL CORP. MEETING DATE: APR 23, 2019 | ||||
| TICKER: UMBF SECURITY ID: 902788108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.3 | Elect Director Greg M. Graves | Management | For | For |
| 1.4 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.5 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.6 | Elect Director Gordon E. Lansford, III | Management | For | For |
| 1.7 | Elect Director Timothy R. Murphy | Management | For | For |
| 1.8 | Elect Director Tamara M. Peterman | Management | For | For |
| 1.9 | Elect Director Kris A. Robbins | Management | For | For |
| 1.10 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.11 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.12 | Elect Director Leroy J. Williams, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| UNIVEST FINANCIAL CORP. MEETING DATE: APR 16, 2019 | ||||
| TICKER: UVSP SECURITY ID: 915271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd S. Benning | Management | For | For |
| 1.2 | Elect Director Glenn E. Moyer | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Schweitzer | Management | For | For |
| 1.4 | Elect Director Michael L. Turner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VALLEY NATIONAL BANCORP MEETING DATE: APR 17, 2019 | ||||
| TICKER: VLY SECURITY ID: 919794107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew B. Abramson | Management | For | For |
| 1b | Elect Director Peter J. Baum | Management | For | For |
| 1c | Elect Director Eric P. Edelstein | Management | For | For |
| 1d | Elect Director Graham O. Jones | Management | For | For |
| 1e | Elect Director Michael L. LaRusso | Management | For | For |
| 1f | Elect Director Marc J. Lenner | Management | For | For |
| 1g | Elect Director Gerald H. Lipkin | Management | For | For |
| 1h | Elect Director Ira Robbins | Management | For | For |
| 1i | Elect Director Suresh L. Sani | Management | For | For |
| 1j | Elect Director Melissa (Lisa) J. Schultz | Management | For | For |
| 1k | Elect Director Jennifer W. Steans | Management | For | For |
| 1l | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| WELLS FARGO & COMPANY MEETING DATE: APR 23, 2019 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Donald M. James | Management | For | For |
| 1g | Elect Director Maria R. Morris | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director C. Allen Parker | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| WESBANCO, INC. MEETING DATE: APR 17, 2019 | ||||
| TICKER: WSBC SECURITY ID: 950810101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen J. Callen | Management | For | For |
| 1.2 | Elect Director Christopher V. Criss | Management | For | For |
| 1.3 | Elect Director Lisa A. Knutson | Management | For | For |
| 1.4 | Elect Director Joseph R. Robinson | Management | For | For |
| 1.5 | Elect Director Kerry M. Stemler | Management | For | For |
| 1.6 | Elect Director Michael J. Crawford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: WTFC SECURITY ID: 97650W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Marla F. Glabe | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
| 1.11 | Elect Director Karin Gustafson Teglia | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ZIONS BANCORPORATION MEETING DATE: SEP 14, 2018 | ||||
| TICKER: ZION SECURITY ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Restructuring Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| A | Other Business | Management | For | Against |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION MEETING DATE: MAY 31, 2019 | ||||
| TICKER: ZION SECURITY ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jerry C. Atkin | Management | For | For |
| 1B | Elect Director Gary L. Crittenden | Management | For | For |
| 1C | Elect Director Suren K. Gupta | Management | For | For |
| 1D | Elect Director J. David Heaney | Management | For | For |
| 1E | Elect Director Vivian S. Lee | Management | For | For |
| 1F | Elect Director Scott J. McLean | Management | For | For |
| 1G | Elect Director Edward F. Murphy | Management | For | For |
| 1H | Elect Director Stephen D. Quinn | Management | For | For |
| 1I | Elect Director Harris H. Simmons | Management | For | For |
| 1J | Elect Director Aaron B. Skonnard | Management | For | For |
| 1K | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: ABBV SECURITY ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Amendments to the By-Law and Certificate of Incorporation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ABEONA THERAPEUTICS INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ABEO SECURITY ID: 00289Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Alvino | Management | For | For |
| 1.2 | Elect Director Stefano Buono | Management | For | For |
| 1.3 | Elect Director Joao Siffert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| AC IMMUNE SA MEETING DATE: JUL 06, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 547,000 | Management | For | Did Not Vote |
| 4.2 | Approve Equity Remuneration for Directors in the Amount of CHF 515,000 | Management | For | Did Not Vote |
| 4.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 1.8 Million | Management | For | Did Not Vote |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 799,000 | Management | For | Did Not Vote |
| 4.5 | Approve Equity Remuneration for Executive Committee in the Amount of CHF 2.5 Million | Management | For | Did Not Vote |
| 5.1 | Reelect Martin Velasco as Director and Board Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Peter Bollmann as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Friedrich von Bohnen as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Andrea Pfeifer as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Detlev Riesner as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Tom Graney as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Douglas Williams as Director | Management | For | Did Not Vote |
| 5.8 | Elect Werner Lanthaler as Director | Management | For | Did Not Vote |
| 6.1 | Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.2 | Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.3 | Reappoint Doug Williams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 7 | Designate Bugnion Ballansat Ehrler as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| 9.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 9.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| AC IMMUNE SA MEETING DATE: JUN 28, 2019 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 547,000 | Management | For | For |
| 4.2 | Approve Equity Remuneration for Directors in the Amount of CHF 626,000 | Management | For | For |
| 4.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 2.4 Million | Management | For | For |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.2 Million | Management | For | For |
| 4.5 | Approve Equity Remuneration for Executive Committee in the Amount of CHF 3.1 Million | Management | For | For |
| 5.1 | Reelect Douglas Williams as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect Martin Velasco as Director and Vice Chairman | Management | For | For |
| 5.3 | Reelect Peter Bollmann as Director | Management | For | For |
| 5.4 | Reelect Friedrich von Bohnen as Director | Management | For | For |
| 5.5 | Reelect Andrea Pfeifer as Director | Management | For | For |
| 5.6 | Reelect Tom Graney as Director | Management | For | For |
| 5.7 | Reelect Werner Lanthaler as Director | Management | For | For |
| 5.8 | Elect Roy Twyman as Director | Management | For | For |
| 6.1 | Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | For |
| 6.2 | Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | For |
| 6.3 | Reappoint Douglas Williams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | For |
| 7 | Designate Reymond & Associes as Independent Proxy | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 9 | Approve CHF 270,000 Share Capital Increase without Preemptive Rights | Management | For | Against |
| 10 | Approve CHF 91,560 Conditional Capital Increase without Preemptive Rights to Cover Exercise of Bonds and Similar Debt Instruments | Management | For | Against |
| 11 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: ACAD SECURITY ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tom Maniatis | Management | For | Against |
| 1b | Elect Director Richard F. Pops | Management | For | Against |
| 1c | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AERIE PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: AERI SECURITY ID: 00771V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald D. Cagle | Management | For | For |
| 1.2 | Elect Director Richard Croarkin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AGIOS PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: AGIO SECURITY ID: 00847X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.2 | Elect Director David Scadden | Management | For | For |
| 1.3 | Elect Director David P. Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AIMMUNE THERAPEUTICS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: AIMT SECURITY ID: 00900T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jayson D.A. Dallas | Management | For | For |
| 1.2 | Elect Director Mark T. Iwicki | Management | For | For |
| 1.3 | Elect Director Gregory Behar | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKEBIA THERAPEUTICS, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: AKBA SECURITY ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AKEBIA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: AKBA SECURITY ID: 00972D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Butler | Management | For | For |
| 1.2 | Elect Director Michael T. Heffernan | Management | For | For |
| 1.3 | Elect Director Jodie P. Morrison | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ALBIREO PHARMA, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: ALBO SECURITY ID: 01345P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Chiswell | Management | For | For |
| 1.2 | Elect Director Davey S. Scoon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALDER BIOPHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: ALDR SECURITY ID: 014339105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Carter | Management | For | For |
| 1.2 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALDEYRA THERAPEUTICS, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ALDX SECURITY ID: 01438T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Douglas | Management | For | For |
| 1.2 | Elect Director Gary Phillips | Management | For | For |
| 1.3 | Elect Director Neal S. Walker | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| ALECTOR, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: ALEC SECURITY ID: 014442107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnon Rosenthal | Management | For | For |
| 1.2 | Elect Director David Wehner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALKERMES PLC MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ALKS SECURITY ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ALLAKOS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: ALLK SECURITY ID: 01671P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Alexander | Management | For | Withhold |
| 1.2 | Elect Director Steven P. James | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLENA PHARMACEUTICALS, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ALNA SECURITY ID: 018119107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis Brenner | Management | For | For |
| 1.2 | Elect Director Allene Diaz | Management | For | For |
| 1.3 | Elect Director Robert Tepper | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLOGENE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: ALLO SECURITY ID: 019770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Arie Belldegrun | Management | For | For |
| 1b | Elect Director David Bonderman | Management | For | For |
| 1c | Elect Director David Chang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret A. Hamburg | Management | For | For |
| 1b | Elect Director Steven M. Paul | Management | For | For |
| 1c | Elect Director Colleen F. Reitan | Management | For | For |
| 1d | Elect Director Amy W. Schulman | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| AMARIN CORPORATION PLC MEETING DATE: MAY 20, 2019 | ||||
| TICKER: AMRN SECURITY ID: 023111206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jan van Heek | Management | For | For |
| 2 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Issue of Equity | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| AMGEN, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.11 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.12 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: FOLD SECURITY ID: 03152W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Michael G. Raab | Management | For | For |
| 1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANAPTYSBIO, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamza Suria | Management | For | For |
| 1.2 | Elect Director J. Anthony Ware | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| APELLIS PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: APLS SECURITY ID: 03753U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Sinclair Dunlop | Management | For | For |
| 1.2 | Elect Director Alec Machiels | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: ARNA SECURITY ID: 040047607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jayson Dallas | Management | For | For |
| 1.2 | Elect Director Oliver Fetzer | Management | For | For |
| 1.3 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.4 | Elect Director Jennifer Jarrett | Management | For | For |
| 1.5 | Elect Director Amit D. Munshi | Management | For | For |
| 1.6 | Elect Director Garry A. Neil | Management | For | For |
| 1.7 | Elect Director Tina S. Nova | Management | For | For |
| 1.8 | Elect Director Manmeet S. Soni | Management | For | For |
| 1.9 | Elect Director Randall E. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditor | Management | For | For |
| ARGENX SE MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discuss Annual Report for FY 2018 | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5 | Reelect Donald deBethizy as Non-Executive Director | Management | For | For |
| 6 | Approve Amended Argenx Stock Option Plan | Management | For | Against |
| 7 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 8 | Grant Board Authority to Issue Shares up to 20 Percent of Issued Capital | Management | For | For |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| ARIX BIOSCIENCE PLC MEETING DATE: JUN 03, 2019 | ||||
| TICKER: ARIX SECURITY ID: G0477B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Re-elect Jonathan Peacock as Director | Management | For | For |
| 5 | Re-elect Dr Franz Humer as Director | Management | For | Against |
| 6 | Re-elect Trevor Jones as Director | Management | For | Against |
| 7 | Re-elect Giles Kerr as Director | Management | For | For |
| 8 | Re-elect Dr Joseph Anderson as Director | Management | For | For |
| 9 | Re-elect James Rawlingson as Director | Management | For | For |
| 10 | Elect Art Pappas as Director | Management | For | Against |
| 11 | Elect Mark Breuer as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ARRAY BIOPHARMA, INC. MEETING DATE: OCT 25, 2018 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Baum | Management | For | For |
| 1b | Elect Director Gwen A. Fyfe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARROWHEAD PHARMACEUTICALS, INC. MEETING DATE: MAR 14, 2019 | ||||
| TICKER: ARWR SECURITY ID: 04280A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Mauro Ferrari | Management | For | For |
| 1.3 | Elect Director Douglass Given | Management | For | For |
| 1.4 | Elect Director Michael S. Perry | Management | For | For |
| 1.5 | Elect Director William Waddill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | For | For |
| ARVINAS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: ARVN SECURITY ID: 04335A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Houston | Management | For | For |
| 1.2 | Elect Director Jakob Loven | Management | For | Withhold |
| 1.3 | Elect Director Kush Parmar | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: NOV 02, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Elect Lars Holtug as New Director | Management | For | Did Not Vote |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2019 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Report on Company's Activities Past Year | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Treatment of Net Loss | Management | For | For |
| 5a | Reelect James I. Healy as Director (Class I) | Management | For | For |
| 5b | Reelect Jan Moller Mikkelsen as Director (Class I) | Management | For | For |
| 5c | Reelect Lisa Morrison as Director (Class I) | Management | For | For |
| 5d | Reelect Michael Wolff Jensen as Director (Class I) | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7A | Approve Creation of DKK 9 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7B | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7C | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of DKK 9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| ASSEMBLY BIOSCIENCES, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: ASMB SECURITY ID: 045396108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Mark Auerbach | Management | For | For |
| 1.3 | Elect Director Richard D. DiMarchi | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director Helen S. Kim | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis | Management | For | For |
| 1.7 | Elect Director Susan Mahony | Management | For | For |
| 1.8 | Elect Director William R. Ringo, Jr. | Management | For | For |
| 1.9 | Elect Director Derek A. Small | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director Roy Baynes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| ATYR PHARMA, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: LIFE SECURITY ID: 002120103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John K. Clarke | Management | For | For |
| 1.2 | Elect Director Paul Schimmel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| AUDENTES THERAPEUTICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: BOLD SECURITY ID: 05070R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Morrison | Management | For | For |
| 1.2 | Elect Director Matthew R. Patterson | Management | For | For |
| 1.3 | Elect Director Julie Anne Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BELLICUM PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: BLCM SECURITY ID: 079481107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Brown | Management | For | For |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | For |
| 1.3 | Elect Director Judith Klimovsky | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: BCRX SECURITY ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: OCT 30, 2018 | ||||
| TICKER: BCRX SECURITY ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: BCRX SECURITY ID: 09058V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen J. Aselage | Management | For | For |
| 1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| BIOGEN INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: BIIB SECURITY ID: 09062X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Chiminski *Withdrawn Resolution* | Management | None | None |
| 1b | Elect Director Alexander J. Denner | Management | For | For |
| 1c | Elect Director Caroline D. Dorsa | Management | For | For |
| 1d | Elect Director William A. Hawkins | Management | For | For |
| 1e | Elect Director Nancy L. Leaming | Management | For | For |
| 1f | Elect Director Jesus B. Mantas | Management | For | For |
| 1g | Elect Director Richard C. Mulligan | Management | For | For |
| 1h | Elect Director Robert W. Pangia | Management | For | For |
| 1i | Elect Director Stelios Papadopoulos | Management | For | For |
| 1j | Elect Director Brian S. Posner | Management | For | For |
| 1k | Elect Director Eric K. Rowinsky | Management | For | For |
| 1l | Elect Director Lynn Schenk | Management | For | For |
| 1m | Elect Director Stephen A. Sherwin | Management | For | For |
| 1n | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: BHVN SECURITY ID: G11196105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gregory H. Bailey | Management | For | For |
| 1B | Elect Director John W. Childs | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Willard Dere | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Elaine J. Heron | Management | For | For |
| 1.5 | Elect Director Robert J. Hombach | Management | For | For |
| 1.6 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BIOXCEL THERAPEUTICS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: BTAI SECURITY ID: 09075P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Krishnan Nandabalan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| BLUEBIRD BIO, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BLUE SECURITY ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wendy L. Dixon | Management | For | For |
| 1b | Elect Director David P. Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 18, 2019 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Albers | Management | For | For |
| 1.2 | Elect Director Mark Goldberg | Management | For | For |
| 1.3 | Elect Director Nicholas Lydon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARA THERAPEUTICS, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CARA SECURITY ID: 140755109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey L. Ives | Management | For | For |
| 1.2 | Elect Director Christopher Posner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHEMOCENTRYX, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: CCXI SECURITY ID: 16383L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1b | Elect Director Geoffrey M. Parker | Management | For | For |
| 1c | Elect Director James L. Tyree | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHIASMA, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: CHMA SECURITY ID: 16706W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Fitzpatrick | Management | For | For |
| 1.2 | Elect Director David Stack | Management | For | For |
| 1.3 | Elect Director John A. Scarlett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: CMRX SECURITY ID: 16934W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Machado | Management | For | For |
| 1.2 | Elect Director Fred A. Middleton | Management | For | For |
| 1.3 | Elect Director Catherine L. Gilliss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CLVS SECURITY ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian G. Atwood | Management | For | For |
| 1.2 | Elect Director James C. Blair | Management | For | For |
| 1.3 | Elect Director Richard A. Fair | Management | For | For |
| 1.4 | Elect Director Paul H. Klingenstein | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COHERUS BIOSCIENCES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: CHRS SECURITY ID: 19249H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel Nussbaum | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | For |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CONSTELLATION PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CNST SECURITY ID: 210373106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Evnin | Management | For | For |
| 1.2 | Elect Director Elizabeth G. Trehu | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| CORBUS PHARMACEUTICALS HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: CRBP SECURITY ID: 21833P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yuval Cohen | Management | For | For |
| 1.2 | Elect Director Alan Holmer | Management | For | For |
| 1.3 | Elect Director David P. Hochman | Management | For | For |
| 1.4 | Elect Director Avery W. "Chip" Catlin | Management | For | For |
| 1.5 | Elect Director Paris Panayiotopoulos | Management | For | Withhold |
| 1.6 | Elect Director John K. Jenkins | Management | For | For |
| 1.7 | Elect Director Rachelle S. Jacques | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| CORCEPT THERAPEUTICS INCORPORATED MEETING DATE: JUN 18, 2019 | ||||
| TICKER: CORT SECURITY ID: 218352102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James N. Wilson | Management | For | For |
| 1.2 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.3 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.4 | Elect Director David L. Mahoney | Management | For | For |
| 1.5 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CORVUS PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: CRVS SECURITY ID: 221015100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian T. Clark | Management | For | For |
| 1.2 | Elect Director Elisha P. 'Terry" Gould, III | Management | For | For |
| 1.3 | Elect Director Peter A. Thompson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CRINETICS PHARMACEUTICALS, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: CRNX SECURITY ID: 22663K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Struthers | Management | For | For |
| 1.2 | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CRISPR THERAPEUTICS AG MEETING DATE: JUN 11, 2019 | ||||
| TICKER: CRSP SECURITY ID: H17182108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Reelect Rodger Novak as Director and Board Chairman | Management | For | For |
| 4b | Reelect Director Samarth Kulkarni | Management | For | For |
| 4c | Reelect Director Ali Behbahani | Management | For | For |
| 4d | Reelect Director Bradley Bolzon | Management | For | For |
| 4e | Reelect Director Pablo Cagnoni | Management | For | For |
| 4f | Reelect Director Simeon J. George | Management | For | For |
| 4g | Elect Director John T. Greene | Management | For | For |
| 4h | Elect Director Katherine A. High | Management | For | For |
| 5a | Appoint Simeon J. George as Member of the Compensation Committee | Management | For | For |
| 5b | Appoint Pablo Cagnoni as Member of the Compensation Committee | Management | For | For |
| 5c | Appoint John T. Greene as Member of the Compensation Committee | Management | For | For |
| 6a | Approve Remuneration of Directors in the Amount of USD 350,000 | Management | For | For |
| 6b | Approve Remuneration of Directors in the Amount of USD 5,950,000 | Management | For | For |
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,050,000 | Management | For | For |
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 1,950,000 | Management | For | For |
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 48,150,000 | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | Against |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Approve 26,134,003 Authorized Capital Increase | Management | For | Against |
| 12 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 13 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 14 | Amend Articles Re: Article 17 | Management | For | Against |
| 15 | Amend Articles Re: Article 41 | Management | For | For |
| 16 | Designate Marius Meier as Independent Proxy | Management | For | For |
| 17 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| CYTOKINETICS, INCORPORATED MEETING DATE: MAY 15, 2019 | ||||
| TICKER: CYTK SECURITY ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Santo J. Costa | Management | For | For |
| 1.2 | Elect Director John T. Henderson | Management | For | For |
| 1.3 | Elect Director B. Lynne Parshall | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTOMX THERAPEUTICS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: CTMX SECURITY ID: 23284F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sean A. McCarthy | Management | For | For |
| 1b | Elect Director John Scarlett | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DENALI THERAPEUTICS INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DNLI SECURITY ID: 24823R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Klein | Management | For | For |
| 1.2 | Elect Director Robert Nelsen | Management | For | For |
| 1.3 | Elect Director Vicki Sato | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DERMIRA, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: DERM SECURITY ID: 24983L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene A. Bauer | Management | For | For |
| 1.2 | Elect Director David E. Cohen | Management | For | For |
| 1.3 | Elect Director Fred B. Craves | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DICERNA PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: DRNA SECURITY ID: 253031108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1B | Elect Director J. Kevin Buchi | Management | For | For |
| 1C | Elect Director Martin Freed | Management | For | For |
| 1D | Elect Director Stephen J. Hoffman | Management | For | For |
| 1E | Elect Director Peter Kolchinsky | Management | For | For |
| 1F | Elect Director Adam M. Koppel | Management | For | For |
| 1G | Elect Director Dennis H. Langer | Management | For | For |
| 1H | Elect Director Cynthia Smith | Management | For | For |
| 1I | Elect Director Marc Kozin | Management | For | For |
| 1J | Elect Director Anna Protopapas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOVA PHARMACEUTICALS, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: DOVA SECURITY ID: 25985T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger A. Jeffs | Management | For | For |
| 1.2 | Elect Director David S. Zaccardelli | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DVAX SECURITY ID: 268158201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Carson | Management | For | For |
| 1.2 | Elect Director Eddie Gray | Management | For | For |
| 1.3 | Elect Director Laura Brege | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EAGLE PHARMACEUTICALS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: EGRX SECURITY ID: 269796108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Tarriff | Management | For | For |
| 1.2 | Elect Director Sander A. Flaum | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EDITAS MEDICINE, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: EDIT SECURITY ID: 28106W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jessica Hopfield | Management | For | For |
| 1.2 | Elect Director David T. Scadden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: EBS SECURITY ID: 29089Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fuad El-Hibri | Management | For | For |
| 1b | Elect Director Ronald B. Richard | Management | For | For |
| 1c | Elect Director Kathryn C. Zoon | Management | For | For |
| 1d | Elect Director Seamus Mulligan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENANTA PHARMACEUTICALS, INC. MEETING DATE: FEB 28, 2019 | ||||
| TICKER: ENTA SECURITY ID: 29251M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Buckley, Jr. | Management | For | For |
| 1.2 | Elect Director Lesley Russell | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EPIZYME, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: EPZM SECURITY ID: 29428V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Giordano | Management | For | For |
| 1.2 | Elect Director David M. Mott | Management | For | For |
| 1.3 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EQUILLIUM, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: EQ SECURITY ID: 29446K106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Connelly | Management | For | For |
| 1.2 | Elect Director Bala S. Manian | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESPERION THERAPEUTICS, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: ESPR SECURITY ID: 29664W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott Braunstein | Management | For | For |
| 1b | Elect Director Jay P. Shepard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EVELO BIOSCIENCES, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: EVLO SECURITY ID: 299734103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodose Melas-Kyriazi | Management | For | For |
| 1.2 | Elect Director David P. Perry | Management | For | For |
| 1.3 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EVOTEC SE MEETING DATE: JUN 19, 2019 | ||||
| TICKER: EVT SECURITY ID: D1646D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5.1 | Elect Wolfgang Plischke to the Supervisory Board | Management | For | For |
| 5.2 | Elect Iris Loew-Friedrich to the Supervisory Board | Management | For | For |
| 5.3 | Elect Mario Polywka to the Supervisory Board | Management | For | For |
| 5.4 | Elect Roland Sackers to the Supervisory Board | Management | For | For |
| 5.5 | Elect Michael Shalmi to the Supervisory Board | Management | For | For |
| 5.6 | Elect Elaine Sullivan to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 30 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| EXACT SCIENCES CORPORATION MEETING DATE: JUL 26, 2018 | ||||
| TICKER: EXAS SECURITY ID: 30063P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Carey | Management | For | For |
| 1.2 | Elect Director Daniel J. Levangie | Management | For | For |
| 1.3 | Elect Director Michael S. Wyzga | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXELIXIS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: EXEL SECURITY ID: 30161Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Maria C. Freire | Management | For | For |
| 1.3 | Elect Director Alan M. Garber | Management | For | For |
| 1.4 | Elect Director Vincent T. Marchesi | Management | For | For |
| 1.5 | Elect Director Julie Anne Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FATE THERAPEUTICS, INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: FATE SECURITY ID: 31189P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Coughlin | Management | For | For |
| 1.2 | Elect Director J. Scott Wolchko | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIBROGEN, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Edwards | Management | For | For |
| 1b | Elect Director Rory B. Riggs | Management | For | For |
| 1c | Elect Director Roberto Pedro Rosenkranz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIVE PRIME THERAPEUTICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: FPRX SECURITY ID: 33830X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Franklin M. Berger | Management | For | For |
| 1b | Elect Director William Ringo | Management | For | For |
| 1c | Elect Director Lewis T. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | Against |
| FORTY SEVEN, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FTSV SECURITY ID: 34983P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis J. Henner | Management | For | For |
| 1b | Elect Director Ravindra Majeti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth A. Rudnick | Management | For | For |
| 1.2 | Elect Director Fredric N. Eshelman | Management | For | For |
| 1.3 | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GALAPAGOS NV MEETING DATE: APR 30, 2019 | ||||
| TICKER: GLPG SECURITY ID: 36315X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Discharge of Directors and Auditor | Management | For | For |
| 7 | Approve Auditors' Remuneration | Management | For | For |
| 8 | Elect Peter Guenter as Independent Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Galapagos Warrant Plan 2019 | Management | For | Against |
| 11 | Approve Change-of-Control Clause | Management | For | For |
| 12 | Transact Other Business | Management | None | None |
| GENMAB A/S MEETING DATE: MAR 29, 2019 | ||||
| TICKER: GEN SECURITY ID: K3967W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4a | Reelect Mats Pettersson as Director | Management | For | For |
| 4b | Reelect Deirdre P. Connelly as Director | Management | For | For |
| 4c | Reelect Pernille Erenbjerg as Director | Management | For | For |
| 4d | Reelect Rolf Hoffmann as Director | Management | For | For |
| 4e | Reelect Paolo Paoletti as Director | Management | For | For |
| 4f | Reelect Anders Gersel Pedersen as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Against |
| 6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 6c | Approve Equity Plan Financing Through Issuance of Warrants up to a Nominal Value of DKK 500,000 | Management | For | For |
| 6d | Authorize Share Repurchase Program | Management | For | For |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 8 | Other Business | Management | None | None |
| GENOMIC HEALTH, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: GHDX SECURITY ID: 37244C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Barry P. Flannelly | Management | For | For |
| 1.6 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.7 | Elect Director Ginger L. Graham | Management | For | For |
| 1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| GERON CORPORATION MEETING DATE: JUN 06, 2019 | ||||
| TICKER: GERN SECURITY ID: 374163103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dawn C. Bir | Management | For | For |
| 1.2 | Elect Director Elizabeth G. O'Farrell | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: GILD SECURITY ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director John F. Cogan | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted W. Love | Management | For | For |
| 1.2 | Elect Director Glenn F. Pierce | Management | For | For |
| 1.3 | Elect Director Dawn Svoronos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GOSSAMER BIO, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: GOSS SECURITY ID: 38341P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheila Gujrathi | Management | For | For |
| 1.2 | Elect Director Kristina Burow | Management | For | For |
| 1.3 | Elect Director Thomas Daniel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GRITSTONE ONCOLOGY, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GRTS SECURITY ID: 39868T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Allen | Management | For | For |
| 1.2 | Elect Director Judith Li | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GW PHARMACEUTICALS PLC MEETING DATE: JUN 13, 2019 | ||||
| TICKER: GWPH SECURITY ID: 36197T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect James Noble as Director | Management | For | For |
| 2 | Re-elect Thomas Lynch as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 9 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 11 | Authorise Issue of Equity | Management | For | For |
| 12 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: HALO SECURITY ID: 40637H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.2 | Elect Director Connie L. Matsui | Management | For | For |
| 1.3 | Elect Director Helen I. Torley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| HERON THERAPEUTICS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: HRTX SECURITY ID: 427746102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Tang | Management | For | For |
| 1.2 | Elect Director Barry Quart | Management | For | For |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director John Poyhonen | Management | For | For |
| 1.5 | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HOMOLOGY MEDICINES, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: FIXX SECURITY ID: 438083107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Cameron Wheeler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HORIZON PHARMA PLC MEETING DATE: MAY 02, 2019 | ||||
| TICKER: HZNP SECURITY ID: G4617B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Grey | Management | For | Against |
| 1b | Elect Director Jeff Himawan | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital | Management | For | For |
| 6 | Authorize Issuance of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| 8 | Adjourn Meeting | Management | For | For |
| 9 | Change Company Name to Horizon Therapeutics Public Limited Company | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| IDERA PHARMACEUTICALS, INC. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: IDRA SECURITY ID: 45168K306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| IDORSIA LTD. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: IDIA SECURITY ID: H3879B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Creation of CHF 2.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5.1.1 | Reelect Jean-Pierre Garnier as Director | Management | For | For |
| 5.1.2 | Reelect Jean-Paul Clozel as Director | Management | For | For |
| 5.1.3 | Reelect Robert Bertolini as Director | Management | For | For |
| 5.1.4 | Reelect John Greisch as Director | Management | For | For |
| 5.1.5 | Reelect Viviane Monges as Director | Management | For | For |
| 5.2 | Elect Mathieu Simon as Director | Management | For | For |
| 5.3 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | For |
| 5.4.1 | Appoint Jean-Pierre Garnier as Member of the Nominating, Governance & Compensation Committee | Management | For | For |
| 5.4.2 | Appoint John Greisch as Member of the Nominating, Governance & Compensation Committee | Management | For | For |
| 5.4.3 | Appoint Viviane Monges as Member of the Nominating, Governance & Compensation Committee | Management | For | For |
| 5.4.4 | Appoint Mathieu Simon as Member of the Nominating, Governance & Compensation Committee, if Item 5.2 is Approved | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 1.3 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 10.7 Million | Management | For | For |
| 7 | Designate Marc Schaffner as Independent Proxy | Management | For | For |
| 8 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| IMMUNOMEDICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election Director Behzad Aghazadeh | Management | For | Against |
| 1.2 | Election Director Charles M. Baum | Management | For | For |
| 1.3 | Election Director Scott Canute | Management | For | Against |
| 1.4 | Election Director Barbara G. Duncan | Management | For | For |
| 1.5 | Election Director Peter Barton Hutt | Management | For | Against |
| 1.6 | Election Director Khalid Islam | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INCYTE CORPORATION MEETING DATE: APR 26, 2019 | ||||
| TICKER: INCY SECURITY ID: 45337C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.3 | Elect Director Paul A. Brooke | Management | For | For |
| 1.4 | Elect Director Paul J. Clancy | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.7 | Elect Director Paul A. Friedman | Management | For | For |
| 1.8 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| INFLARX NV MEETING DATE: MAY 23, 2019 | ||||
| TICKER: IFRX SECURITY ID: N44821101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 7 | Elect Richard Brudnick as Non-Executive Director | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares | Management | For | For |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11 | Authorize Repurchase of Shares | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| INSMED INCORPORATED MEETING DATE: MAY 16, 2019 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred F. Altomari | Management | For | For |
| 1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
| 1.3 | Elect Director William H. Lewis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paolo Fundaro | Management | For | For |
| 1B | Elect Director Mark Pruzanski | Management | For | For |
| 1C | Elect Director Srinivas Akkaraju | Management | For | For |
| 1D | Elect Director Luca Benatti | Management | For | For |
| 1E | Elect Director Daniel Bradbury | Management | For | For |
| 1F | Elect Director Keith Gottesdiener | Management | For | For |
| 1G | Elect Director Nancy Miller-Rich | Management | For | For |
| 1H | Elect Director Gino Santini | Management | For | For |
| 1I | Elect Director Glenn Sblendorio | Management | For | For |
| 1J | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: ITCI SECURITY ID: 46116X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Mates | Management | For | For |
| 1.2 | Elect Director Rory B. Riggs | Management | For | For |
| 1.3 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IONIS PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: IONS SECURITY ID: 462222100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director Joseph Loscalzo | Management | For | For |
| 1.4 | Elect Director Michael Hayden | Management | For | For |
| 2 | Ratify the Appointment Peter N. Reikes as Director | Management | For | For |
| 3 | Ratify the Appointment Brett Monia as Director | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| IOVANCE BIOTHERAPEUTICS, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: IOVA SECURITY ID: 462260100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Iain Dukes | Management | For | For |
| 1.2 | Elect Director Maria Fardis | Management | For | For |
| 1.3 | Elect Director Ryan D. Maynard | Management | For | For |
| 1.4 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.5 | Elect Director Wayne P. Rothbaum | Management | For | For |
| 1.6 | Elect Director Michael Weiser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: IRWD SECURITY ID: 46333X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Dreyfus | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Edward P. Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 02, 2018 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JOUNCE THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: JNCE SECURITY ID: 481116101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Luis Diaz, Jr. | Management | For | For |
| 1.2 | Elect Director Barbara Duncan | Management | For | For |
| 1.3 | Elect Director Robert Kamen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| KARYOPHARM THERAPEUTICS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: KPTI SECURITY ID: 48576U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Garen G. Bohlin | Management | For | For |
| 1.2 | Elect Director Mikael Dolsten | Management | For | For |
| 1.3 | Elect Director Michael G. Kauffman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: KERX SECURITY ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| KEZAR LIFE SCIENCES, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: KZR SECURITY ID: 49372L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jason R. Dinges | Management | For | For |
| 1b | Elect Director Michael Kauffman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| KRYSTAL BIOTECH, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: KRYS SECURITY ID: 501147102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Janney | Management | For | For |
| 1.2 | Elect Director Dino A. Rossi | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C as Auditors | Management | For | For |
| KURA ONCOLOGY, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: KURA SECURITY ID: 50127T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Hoffman | Management | For | For |
| 1.2 | Elect Director Thomas Malley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LA JOLLA PHARMACEUTICAL CO. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | Withhold |
| 1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| LEAP THERAPEUTICS, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: LPTX SECURITY ID: 52187K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Li | Management | For | For |
| 1.2 | Elect Director Thomas Dietz | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: LXRX SECURITY ID: 528872302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Robert J. Lefkowitz | Management | For | For |
| 1.3 | Elect Director Alan S. Nies | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 06, 2019 | ||||
| TICKER: LGND SECURITY ID: 53220K504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director Nancy Ryan Gray | Management | For | For |
| 1.4 | Elect Director John L. Higgins | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MACROGENICS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: MGNX SECURITY ID: 556099109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paulo Costa | Management | For | For |
| 1.2 | Elect Director Karen Ferrante | Management | For | For |
| 1.3 | Elect Director Edward Hurwitz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MADRIGAL PHARMACEUTICALS, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: MDGL SECURITY ID: 558868105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Gollust | Management | For | For |
| 1.2 | Elect Director Richard S. Levy | Management | For | For |
| 1.3 | Elect Director David Milligan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MANNKIND CORPORATION MEETING DATE: MAY 14, 2019 | ||||
| TICKER: MNKD SECURITY ID: 56400P706 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kent Kresa | Management | For | For |
| 1.2 | Elect Director Michael E. Castagna | Management | For | For |
| 1.3 | Elect Director Ronald J. Consiglio | Management | For | For |
| 1.4 | Elect Director Michael A. Friedman | Management | For | For |
| 1.5 | Elect Director Christine Mundkur | Management | For | For |
| 1.6 | Elect Director Henry L. Nordhoff | Management | For | For |
| 1.7 | Elect Director James S. Shannon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDICINOVA, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: MNOV SECURITY ID: 58468P206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yutaka Kobayashi | Management | For | For |
| 1.2 | Elect Director Yoshio Ishizaka | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MELINTA THERAPEUTICS, INC. MEETING DATE: DEC 20, 2018 | ||||
| TICKER: MLNT SECURITY ID: 58549G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Purchase Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MELINTA THERAPEUTICS, INC. MEETING DATE: FEB 19, 2019 | ||||
| TICKER: MLNT SECURITY ID: 58549G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4A | Amend Omnibus Stock Plan | Management | For | Against |
| 4B | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | Against |
| MELINTA THERAPEUTICS, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: MLNT SECURITY ID: 58549G209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Galeota, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas P. Koestler | Management | For | For |
| 1.3 | Elect Director David Zaccardelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MINERVA NEUROSCIENCES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: NERV SECURITY ID: 603380106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Remy Luthringer | Management | For | For |
| 1.2 | Elect Director Fouzia Laghrissi-Thode | Management | For | For |
| 1.3 | Elect Director Jeryl Hilleman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MIRAGEN THERAPEUTICS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: MGEN SECURITY ID: 60463E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William S. Marshall | Management | For | For |
| 1.2 | Elect Director Thomas E. Hughes | Management | For | For |
| 1.3 | Elect Director Kevin Koch | Management | For | For |
| 1.4 | Elect Director Joseph L. Turner | Management | For | For |
| 1.5 | Elect Director Arlene M. Morris | Management | For | For |
| 1.6 | Elect Director Jeffrey S. Hatfield | Management | For | For |
| 1.7 | Elect Director Christopher J. Bowden | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: MRTX SECURITY ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Aaron I. Davis | Management | For | For |
| 1.4 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.5 | Elect Director Michael Grey | Management | For | For |
| 1.6 | Elect Director Faheem Hasnain | Management | For | For |
| 1.7 | Elect Director Craig Johnson | Management | For | For |
| 1.8 | Elect Director Maya Martinez-Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| MODERNA, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: MRNA SECURITY ID: 60770K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Noubar B. Afeyan | Management | For | For |
| 1.2 | Elect Director Stephane Bancel | Management | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JAN 30, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven C. Gilman | Management | For | For |
| 1b | Elect Director Thomas P. Koestler | Management | For | For |
| 1c | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MOR SECURITY ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5 | Approve Increase in Size of Board to Seven Members | Management | For | For |
| 6.1 | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| 6.2 | Elect Sharon Curran to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Elections | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Restricted Stock Unit Program; Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MOR SECURITY ID: 617760202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5 | Approve Increase in Size of Board to Seven Members | Management | For | For |
| 6a | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| 6b | Elect Sharon Curran to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Elections | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Restricted Stock Unit Program; Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Agarwal | Management | For | For |
| 1.2 | Elect Director Kimberly Popovits | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NATERA, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: NTRA SECURITY ID: 632307104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy Baynes | Management | For | For |
| 1.2 | Elect Director James I. Healy | Management | For | For |
| 1.3 | Elect Director Gail Marcus | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 12, 2019 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Greer | Management | For | For |
| 1b | Elect Director Lutz Lingnau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEON THERAPEUTICS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: NTGN SECURITY ID: 64050Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Bazemore | Management | For | For |
| 1.2 | Elect Director Robert Kamen | Management | For | For |
| 1.3 | Elect Director Eric S. Lander | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard F. Pops | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVELION THERAPEUTICS INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: NVLN SECURITY ID: 67001K202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Suzanne Bruhn | Management | For | For |
| 1.2 | Elect Director Mark Corrigan | Management | For | For |
| 1.3 | Elect Director Mark DiPaolo | Management | For | For |
| 1.4 | Elect Director Kevin Kotler | Management | For | For |
| 1.5 | Elect Director John Orloff | Management | For | For |
| 1.6 | Elect Director Stephen Sabba | Management | For | For |
| 1.7 | Elect Director Donald K. Stern | Management | For | For |
| 1.8 | Elect Director John C. Thomas, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NOVOCURE LIMITED MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NVCR SECURITY ID: G6674U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1B | Elect Director Kinyip Gabriel Leung | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OBSEVA SA MEETING DATE: MAY 08, 2019 | ||||
| TICKER: OBSV SECURITY ID: H5861P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4.1 | Reelect Franciscus Verwiel as Director and Board Chairman | Management | For | For |
| 4.2 | Reelect Annette Clancy as Director | Management | For | For |
| 4.3 | Reelect Barbara Duncan as Director | Management | For | For |
| 4.4 | Reelect Jim Healy as Director | Management | For | For |
| 4.5 | Reelect Ernest Loumaye as Director | Management | For | For |
| 4.6 | Reelect Edward Mathers as Director | Management | For | For |
| 4.7 | Reelect Rafaele Tordjman as Director | Management | For | For |
| 4.8 | Reelect Jacky Vonderscher as Director | Management | For | For |
| 5.1 | Reappoint Annette Clancy as Member of the Compensation Committee | Management | For | For |
| 5.2 | Reappoint Jim Healy as Member of the Compensation Committee | Management | For | For |
| 5.3 | Reappoint Rafaele Tordjman as Member of the Compensation Committee | Management | For | For |
| 5.4 | Appoint Edward Mathers as Member of the Compensation Committee | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 7 | Designate Perreard de Boccard SA as Independent Proxy | Management | For | For |
| 8.1 | Approve Remuneration of Directors in the Amount of USD 2.5 Million | Management | For | For |
| 8.2 | Approve Remuneration of Executive Committee in the Amount of USD 15 Million for Fiscal 2020 | Management | For | For |
| 9 | Approve CHF 1.7 Million Authorized Capital Increase without Preemptive Rights | Management | For | Against |
| 10 | Approve CHF 1.3 Million Conditional Capital Increase for Financing Purposes without Preemptive Rights | Management | For | For |
| 11 | Approve Increase in Conditional Capital Reserved for Stock Option Plan | Management | For | Against |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: OCUL SECURITY ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seung Suh Hong | Management | For | For |
| 1.2 | Elect Director Richard L. Lindstrom | Management | For | Withhold |
| 1.3 | Elect Director Leslie J. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OPTINOSE, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: OPTN SECURITY ID: 68404V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wilhelmus Groenhuysen | Management | For | For |
| 1.2 | Elect Director Sandra L. Helton | Management | For | For |
| 1.3 | Elect Director Joseph C. Scodari | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORAGENICS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: OGEN SECURITY ID: 684023302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick W. Telling | Management | For | For |
| 1.2 | Elect Director Alan F. Joslyn | Management | For | For |
| 1.3 | Elect Director Robert C. Koski | Management | For | For |
| 1.4 | Elect Director Charles L. Pope | Management | For | For |
| 1.5 | Elect Director Alan W. Dunton | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| PHARMING GROUP NV MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PHARM SECURITY ID: N69603145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Explanation on the Business, the Operations and the Results for the Year Ending on 31 December 2018 | Management | None | None |
| 2.b | Discuss Implementation of Remuneration Policy | Management | None | None |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Adopt Financial Statements | Management | For | For |
| 2.f | Approve Discharge of Management Board | Management | For | For |
| 2.g | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Grant 2019 LTIP Shares to Supervisory Board Members | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Reelect Bruno Giannetti to Management Board | Management | For | For |
| 6 | Elect Deborah Jorn to Supervisory Board | Management | For | For |
| 7.a | Reelect Paul Sekhri to Supervisory Board | Management | For | For |
| 7.b | Reelect Barrie Ward to Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Location Options for the Venue for Future General Meetings | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| PORTOLA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PTLA SECURITY ID: 737010108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Scott Garland | Management | For | For |
| 1.3 | Elect Director Hollings C. Renton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRECIPIO, INC. MEETING DATE: JUL 06, 2018 | ||||
| TICKER: PRPO SECURITY ID: 74019L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Rimer | Management | For | For |
| 1.2 | Elect Director Michael A. Luther | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Marcum LLP as Auditors | Management | For | For |
| 5 | Approve Issuance of Shares Pursuant to the Purchase Agreement | Management | For | For |
| 6 | Approve Issuance of Shares Pursuant to the Settlement Issuances Transaction | Management | For | For |
| PRECIPIO, INC. MEETING DATE: DEC 20, 2018 | ||||
| TICKER: PRPO SECURITY ID: BIG915000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Approve Issuance of Shares Pursuant to the Purchase Agreement with Lincoln Park Capital Fund, LLC | Management | For | For |
| 4 | Approve Issuance of Shares Pursuant to the Convertible Note Transaction | Management | For | For |
| 5 | Approve Issuance of Shares Pursuant to the Settlement Issuances Transaction | Management | For | For |
| 6 | Approve Issuance of Shares in Connection with Certain Offering | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| PRECIPIO, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: PRPO SECURITY ID: 74019L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ilan Danieli | Management | For | For |
| 1.2 | Elect Director David S. Cohen | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| PRINCIPIA BIOPHARMA INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: PRNB SECURITY ID: 74257L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Shao-Lee Lin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROQR THERAPEUTICS NV MEETING DATE: MAY 21, 2019 | ||||
| TICKER: PRQR SECURITY ID: N71542109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7.i | Elect Theresa Heggie to Supervisory Board | Management | For | For |
| 7.ii | Elect Bart Filius to Supervisory Board | Management | For | For |
| 8 | Amend Remuneration Policy for Management Board | Management | For | Against |
| 9 | Amend Remuneration Policy for Supervisory Board | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Authorize Board to Repurchase Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| PROTAGONIST THERAPEUTICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: PTGX SECURITY ID: 74366E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold E. Selick | Management | For | For |
| 1.2 | Elect Director Bryan Giraudo | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC MEETING DATE: MAY 21, 2019 | ||||
| TICKER: PRTA SECURITY ID: G72800108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director K. Anders O. Harfstrand | Management | For | For |
| 1b | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allan Jacobson | Management | For | For |
| 1.2 | Elect Director David P. Southwell | Management | For | For |
| 1.3 | Elect Director Dawn Svoronos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: PBYI SECURITY ID: 74587V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Michael P. Miller | Management | For | For |
| 1.3 | Elect Director Jay M. Moyes | Management | For | For |
| 1.4 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.5 | Elect Director Troy E. Wilson | Management | For | For |
| 1.6 | Elect Director Frank E. Zavrl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: RARX SECURITY ID: 74933V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aoife M. Brennan | Management | For | For |
| 1.2 | Elect Director Timothy R. Pearson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| RADIUS HEALTH, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: RDUS SECURITY ID: 750469207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Catherine J. Friedman | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Jessica Hopfield | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REATA PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: RETA SECURITY ID: 75615P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Warren Huff | Management | For | For |
| 1.2 | Elect Director Jack B. Nielsen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| REDHILL BIOPHARMA LTD. MEETING DATE: JUN 24, 2019 | ||||
| TICKER: RDHL SECURITY ID: 757468103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint Kesselman & Kesselmanas Auditors and Report on Fees Paid to the Auditor for 2018 | Management | For | For |
| 2A | Reelect Dror Ben-Asher as Director | Management | For | For |
| 2B | Reelect Kenneth Reed as Director | Management | For | For |
| 3 | Reelect Alla Felder as Director | Management | For | For |
| 4 | Amend Articles Re: Preferred Shares to the Company's Registered Share Capital | Management | For | Against |
| 5 | Amend Articles to Reflect the Number of Board Members | Management | For | For |
| 6 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 6, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 7 | Approve Grant of Option to Certain Directors | Management | For | For |
| 8 | Approve Grant of Options Exercisable into Ordinary Shares to Dror Ben-Asher, Chairman and CEO | Management | For | For |
| 8a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 8, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 9 | Approve Extension of the Exercise Period of Certain Options to Dror Ben-Asher, Chairman and CEO | Management | For | Against |
| 9a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 9, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 10 | Approve Employment Terms and Grant of Options to Purchase American Depositary Shares of the Company to Mr. Rick Scruggs, Director and COO | Management | For | For |
| REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: REGN SECURITY ID: 75886F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bonnie L. Bassler | Management | For | Against |
| 1b | Elect Director Michael S. Brown | Management | For | Against |
| 1c | Elect Director Leonard S. Schleifer | Management | For | Against |
| 1d | Elect Director George D. Yancopoulos | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGENXBIO INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: RGNX SECURITY ID: 75901B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
| 1.2 | Elect Director Allan M. Fox | Management | For | For |
| 1.3 | Elect Director Alexandra Glucksmann | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REGULUS THERAPEUTICS, INC. MEETING DATE: SEP 28, 2018 | ||||
| TICKER: RGLS SECURITY ID: 75915K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| REPLIGEN CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RGEN SECURITY ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1B | Elect Director Glenn L. Cooper | Management | For | For |
| 1C | Elect Director John G. Cox | Management | For | For |
| 1D | Elect Director Karen A. Dawes | Management | For | For |
| 1E | Elect Director Tony J. Hunt | Management | For | For |
| 1F | Elect Director Glenn P. Muir | Management | For | For |
| 1G | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RETROPHIN, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: RTRX SECURITY ID: 761299106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Roy D. Baynes | Management | For | For |
| 1.3 | Elect Director Timothy "Tim" Coughlin | Management | For | For |
| 1.4 | Elect Director Eric M. Dube | Management | For | For |
| 1.5 | Elect Director John Kozarich | Management | For | For |
| 1.6 | Elect Director Gary Lyons | Management | For | For |
| 1.7 | Elect Director Jeffrey Meckler | Management | For | For |
| 1.8 | Elect Director John A. Orwin | Management | For | For |
| 1.9 | Elect Director Ron Squarer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA LLP as Auditors | Management | For | For |
| RHYTHM PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: RYTM SECURITY ID: 76243J105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jennifer Good | Management | For | For |
| 1.2 | Elect Director Todd Foley | Management | For | For |
| 1.3 | Elect Director Ed Mathers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: RIGL SECURITY ID: 766559603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradford S. Goodwin | Management | For | For |
| 1b | Elect Director Keith A. Katkin | Management | For | For |
| 1c | Elect Director Jane Wasman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROCKET PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2019 | ||||
| TICKER: RCKT SECURITY ID: 77313F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roderick Wong | Management | For | For |
| 1b | Elect Director Carsten Boess | Management | For | For |
| 1c | Elect Director Pedro Granadillo | Management | For | For |
| 1d | Elect Director Gotham Makker | Management | For | For |
| 1e | Elect Director Gaurav Shah | Management | For | For |
| 1f | Elect Director David P. Southwell | Management | For | For |
| 1g | Elect Director Naveen Yalamanchi | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| RUBIUS THERAPEUTICS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: RUBY SECURITY ID: 78116T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Epstein | Management | For | For |
| 1.2 | Elect Director Natalie Holles | Management | For | For |
| 1.3 | Elect Director Robert S. Langer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin P. Starr | Management | For | For |
| 1.2 | Elect Director James M. Frates | Management | For | For |
| 1.3 | Elect Director George Golumbeski | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANGAMO THERAPEUTICS, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: SGMO SECURITY ID: 800677106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Stewart Parker | Management | For | For |
| 1.2 | Elect Director Robert F. Carey | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director Alexander D. Macrae | Management | For | For |
| 1.5 | Elect Director Saira Ramasastry | Management | For | For |
| 1.6 | Elect Director Karen L. Smith | Management | For | For |
| 1.7 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCHOLAR ROCK HOLDING CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: SRRK SECURITY ID: 80706P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nagesh K. Mahanthappa | Management | For | For |
| 1b | Elect Director Edward H. Myles | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SEATTLE GENETICS, INC. MEETING DATE: MAY 20, 2019 | ||||
| TICKER: SGEN SECURITY ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Marc E. Lippman | Management | For | For |
| 1.3 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SELECTA BIOSCIENCES, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: SELB SECURITY ID: 816212104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy C. Barabe | Management | For | For |
| 1.2 | Elect Director Carsten Brunn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SERES THERAPEUTICS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: MCRB SECURITY ID: 81750R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Willard H. Dere | Management | For | For |
| 1.3 | Elect Director Roger J. Pomerantz | Management | For | For |
| 1.4 | Elect Director Eric D. Shaff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SIENNA BIOPHARMACEUTICALS, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: SNNA SECURITY ID: 82622H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis M. Fenton | Management | For | For |
| 1.2 | Elect Director Robert More | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| SOLID BIOSCIENCES INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: SLDB SECURITY ID: 83422E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Huffines | Management | For | For |
| 1.2 | Elect Director Adam Koppel | Management | For | For |
| 1.3 | Elect Director Sukumar Nagendran | Management | For | For |
| 1.4 | Elect Director Rajeev Shah | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: SPPI SECURITY ID: 84763A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Czerepak | Management | For | For |
| 1.4 | Elect Director Joseph W. Turgeon | Management | For | For |
| 1.5 | Elect Director Jeffrey L. Vacirca | Management | For | For |
| 1.6 | Elect Director Dolatrai M. Vyas | Management | For | For |
| 1.7 | Elect Director Bernice R. Welles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SPERO THERAPEUTICS, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SPRO SECURITY ID: 84833T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Vink | Management | For | For |
| 1.2 | Elect Director Frank E. Thomas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STEMLINE THERAPEUTICS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: STML SECURITY ID: 85858C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Sard | Management | For | For |
| 1.2 | Elect Director Kenneth Zuerblis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| SURFACE ONCOLOGY, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SURF SECURITY ID: 86877M209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Jeffrey Goater | Management | For | For |
| 1.2 | Elect Director David S. Grayzel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SUTRO BIOPHARMA, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: STRO SECURITY ID: 869367102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Dybbs | Management | For | For |
| 1.2 | Elect Director John G. Freund | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYNTHORX, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: THOR SECURITY ID: 87167A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vickie Capps | Management | For | For |
| 1.2 | Elect Director Laura K. Shawver | Management | For | For |
| 1.3 | Elect Director Peter Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SYROS PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SYRS SECURITY ID: 87184Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.2 | Elect Director Nancy A. Simonian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TG THERAPEUTICS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: TGTX SECURITY ID: 88322Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurence N. Charney | Management | For | For |
| 1.2 | Elect Director Yann Echelard | Management | For | For |
| 1.3 | Elect Director William J. Kennedy | Management | For | For |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For |
| 1.5 | Elect Director Daniel Hume | Management | For | For |
| 1.6 | Elect Director Mark Schoenebaum | Management | For | Withhold |
| 1.7 | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| THE MEDICINES COMPANY MEETING DATE: MAY 30, 2019 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Geno J. Germano | Management | For | For |
| 1C | Elect Director John C. Kelly | Management | For | For |
| 1D | Elect Director Clive Meanwell | Management | For | For |
| 1E | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1F | Elect Director Sarah J. Schlesinger | Management | For | For |
| 1G | Elect Director Mark Timney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: TXMD SECURITY ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jane F. Barlow | Management | For | For |
| 1.2 | Elect Director Brian Bernick | Management | For | For |
| 1.3 | Elect Director J. Martin Carroll | Management | For | For |
| 1.4 | Elect Director Cooper C. Collins | Management | For | For |
| 1.5 | Elect Director Robert G. Finizio | Management | For | For |
| 1.6 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.7 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Nicholas Segal | Management | For | For |
| 1.11 | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E. Winningham | Management | For | For |
| 1.2 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 1.4 | Elect Director Donal O'Connor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRANSLATE BIO, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: TBIO SECURITY ID: 89374L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Francois Formela | Management | For | For |
| 1.2 | Elect Director Robert J. Meyer | Management | For | For |
| 1.3 | Elect Director Robert M. Plenge | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| TRICIDA, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: TCDA SECURITY ID: 89610F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra I. Coufal | Management | For | For |
| 1.2 | Elect Director David Hirsch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: RARE SECURITY ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director Matthew Kapusta | Management | For | For |
| 4 | Grant Board Authority to Issue Shares and Options | Management | For | For |
| 5 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UNIQURE NV MEETING DATE: OCT 24, 2018 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert Gut as Executive Director | Management | For | For |
| UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2019 | ||||
| TICKER: UTHR SECURITY ID: 91307C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher Causey | Management | For | For |
| 1b | Elect Director Richard Giltner | Management | For | For |
| 1c | Elect Director Nilda Mesa | Management | For | For |
| 1d | Elect Director Judy Olian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | For | For |
| UNITY BIOTECHNOLOGY, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: UBX SECURITY ID: 91381U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nathaniel E. David | Management | For | For |
| 1.2 | Elect Director David L. Lacey | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UROGEN PHARMA LTD. MEETING DATE: JUN 03, 2019 | ||||
| TICKER: URGN SECURITY ID: M96088105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Arie Belldegrun as Director | Management | For | For |
| 1.2 | Reelect Elizabeth Barrett as Director | Management | For | For |
| 1.3 | Reelect Cynthia Buttita as Director | Management | For | For |
| 1.4 | Reelect Fred Cohen as Director | Management | For | For |
| 1.5 | Reelect Kathryn Falberg as Director | Management | For | For |
| 1.6 | Reelect Stuart Holden as Director | Management | For | For |
| 1.7 | Reelect Ran Nussbaum as Director | Management | For | For |
| 1.8 | Reelect Shawn Tomasello as Director | Management | For | For |
| 2 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3 | Approve Payment of Special Cash Compensation to Arie Belldegrun, Non-Employee Director & Chairman | Management | For | For |
| 4 | Approve Grant of Options to Shawn Tomasello, Non-Employee Director | Management | For | Against |
| 5 | Approve Amended Employment Terms and Grant Options for Elizabeth Barrett, President, CEO & Director | Management | For | For |
| 6 | Approve Amended Employment Terms and Grant Options for Stephen Mullennix, COO | Management | For | For |
| 7 | Approve 2018 Annual Goals and Objectives Cash Bonus to Ron Bentsur, Exiting President, CEO & Director | Management | For | For |
| 8 | Approve 2018 Annual Goals and Objectives Cash Bonus to Stephen Mullennix, COO | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| VANDA PHARMACEUTICALS INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: VNDA SECURITY ID: 921659108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Cola | Management | For | For |
| 1.2 | Elect Director H. Thomas Watkins | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERASTEM, INC. MEETING DATE: DEC 18, 2018 | ||||
| TICKER: VSTM SECURITY ID: 92337C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| VERASTEM, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: VSTM SECURITY ID: 92337C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Kauffman | Management | For | For |
| 1.2 | Elect Director Eric Rowinsky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERRICA PHARMACEUTICALS INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: VRCA SECURITY ID: 92511W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenn Oclassen | Management | For | For |
| 1.2 | Elect Director Sean Stalfort | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 05, 2019 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.4 | Elect Director Yuchun Lee | Management | For | For |
| 1.5 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.6 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| VIKING THERAPEUTICS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: VKTX SECURITY ID: 92686J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew W. Foehr | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| VOYAGER THERAPEUTICS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: VYGR SECURITY ID: 92915B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Mark Levin | Management | For | For |
| 1.3 | Elect Director Glenn Pierce | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WAVE LIFE SCIENCES LTD. MEETING DATE: AUG 07, 2018 | ||||
| TICKER: WVE SECURITY ID: Y95308105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul B. Bolno | Management | For | For |
| 1b | Elect Director Christian O. Henry | Management | For | For |
| 1c | Elect Director Peter Kolchinsky | Management | For | For |
| 1d | Elect Director Koji Miura | Management | For | For |
| 1e | Elect Director Adrian Rawcliffe | Management | For | For |
| 1f | Elect Director Ken Takanashi | Management | For | For |
| 1g | Elect Director Gregory L. Verdine | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Approve Non-Employee Directors' Compensation | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| X4 PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2019 | ||||
| TICKER: XFOR SECURITY ID: 98420X103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rene Russo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Gorman | Management | For | For |
| 1.2 | Elect Director Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.7 | Elect Director Ellen G. Feigal | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XERIS PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: XERS SECURITY ID: 98422L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Schmid | Management | For | For |
| 1.2 | Elect Director BJ Bormann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Y-MABS THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: YMAB SECURITY ID: 984241109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerard Ber | Management | For | For |
| 1.2 | Elect Director David N. Gill | Management | For | For |
| 1.3 | Elect Director Ashutosh Tyagi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ZAFGEN, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: ZFGN SECURITY ID: 98885E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Barrett | Management | For | For |
| 1.2 | Elect Director Wendy Everett | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ZEALAND PHARMA A/S MEETING DATE: APR 04, 2019 | ||||
| TICKER: ZEAL SECURITY ID: K9898X127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4a | Reelect Alain Munoz as Director | Management | For | For |
| 4b | Reelect Martin Nicklasson as Director | Management | For | For |
| 4c | Reelect Michael Owen as Director | Management | For | For |
| 4d | Reelect Kirsten Aarup Drejer as Director | Management | For | For |
| 4e | Elect Bernadette Connaughton as New Director | Management | For | For |
| 4f | Elect Jeffrey Berkowitz as New Director | Management | For | For |
| 4g | Elect Leonard Kruimer as New Director | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Amend Articles Re: Election of Vice Chairman; Vice-Chairman's Casting Vote in the Absence of the Chairman | Management | For | For |
| 8 | Approve Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management | Management | For | For |
| 9 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Other Business | Management | None | None |
| ZOGENIX, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ZGNX SECURITY ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Erle T. Mast | Management | For | For |
| 1B | Elect Director Renee P. Tannenbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| ZYMEWORKS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: ZYME SECURITY ID: 98985W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Hillan | Management | For | For |
| 1.2 | Elect Director Natalie Sacks | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: AMP SECURITY ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director W. Edward Walter, III | Management | For | For |
| 1h | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BGC PARTNERS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: BGCP SECURITY ID: 05541T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard W. Lutnick | Management | For | For |
| 1.2 | Elect Director Stephen T. Curwood | Management | For | Withhold |
| 1.3 | Elect Director William J. Moran | Management | For | Withhold |
| 1.4 | Elect Director Linda A. Bell | Management | For | Withhold |
| 1.5 | Elect Director David P. Richards | Management | For | For |
| BLACKROCK, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: BLK SECURITY ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director William S. Demchak | Management | For | For |
| 1e | Elect Director Jessica P. Einhorn | Management | For | For |
| 1f | Elect Director Laurence D. Fink | Management | For | For |
| 1g | Elect Director William E. Ford | Management | For | For |
| 1h | Elect Director Fabrizio Freda | Management | For | For |
| 1i | Elect Director Murry S. Gerber | Management | For | For |
| 1j | Elect Director Margaret L. Johnson | Management | For | For |
| 1k | Elect Director Robert S. Kapito | Management | For | For |
| 1l | Elect Director Cheryl D. Mills | Management | For | For |
| 1m | Elect Director Gordon M. Nixon | Management | For | For |
| 1n | Elect Director Charles H. Robbins | Management | For | For |
| 1o | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1q | Elect Director Susan L. Wagner | Management | For | For |
| 1r | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| CBOE GLOBAL MARKETS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CBOE SECURITY ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward T. Tilly | Management | For | For |
| 1.2 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.7 | Elect Director Jill R. Goodman | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director James E. Parisi | Management | For | For |
| 1.10 | Elect Director Joseph P. Ratterman | Management | For | For |
| 1.11 | Elect Director Michael L. Richter | Management | For | For |
| 1.12 | Elect Director Jill E. Sommers | Management | For | For |
| 1.13 | Elect Director Carole E. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CME GROUP INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: CME SECURITY ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Daniel G. Kaye | Management | For | For |
| 1j | Elect Director Phyllis M. Lockett | Management | For | For |
| 1k | Elect Director Deborah J. Lucas | Management | For | For |
| 1l | Elect Director Alex J. Pollock | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director William R. Shepard | Management | For | For |
| 1o | Elect Director Howard J. Siegel | Management | For | For |
| 1p | Elect Director Michael A. Spencer | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CME GROUP, INC. MEETING DATE: NOV 29, 2018 | ||||
| TICKER: CME SECURITY ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Eliminate All or Some of the Class B Election Rights | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Robert J. Chersi | Management | For | For |
| 1c | Elect Director Jaime W. Ellertson | Management | For | For |
| 1d | Elect Director James P. Healy | Management | For | For |
| 1e | Elect Director Kevin T. Kabat | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Karl A. Roessner | Management | For | For |
| 1j | Elect Director Rebecca Saeger | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 1l | Elect Director Joshua A. Weinreich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GAIN CAPITAL HOLDINGS, INC. MEETING DATE: JUL 12, 2018 | ||||
| TICKER: GCAP SECURITY ID: 36268W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex Goor | Management | For | For |
| 1.2 | Elect Director Mark William Lane Richards | Management | For | For |
| 1.3 | Elect Director Christopher S. Sugden | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERCONTINENTAL EXCHANGE, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: ICE SECURITY ID: 45866F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. The Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Frederick W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: ITG SECURITY ID: 46145F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEGG MASON, INC. MEETING DATE: JUL 31, 2018 | ||||
| TICKER: LM SECURITY ID: 524901105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Angelica | Management | For | For |
| 1.2 | Elect Director Carol Anthony "John" Davidson | Management | For | For |
| 1.3 | Elect Director Michelle J. Goldberg | Management | For | For |
| 1.4 | Elect Director Barry W. Huff | Management | For | For |
| 1.5 | Elect Director John V. Murphy | Management | For | For |
| 1.6 | Elect Director Alison A. Quirk | Management | For | For |
| 1.7 | Elect Director W. Allen Reed | Management | For | For |
| 1.8 | Elect Director Margaret Milner Richardson | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Joseph A. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: LPLA SECURITY ID: 50212V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan H. Arnold | Management | For | For |
| 1.2 | Elect Director H. Paulett Eberhart | Management | For | For |
| 1.3 | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1.4 | Elect Director Allison H. Mnookin | Management | For | For |
| 1.5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.6 | Elect Director James S. Putnam | Management | For | For |
| 1.7 | Elect Director James S. Riepe | Management | For | For |
| 1.8 | Elect Director Richard P. Schifter | Management | For | For |
| 1.9 | Elect Director Corey E. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: MKTX SECURITY ID: 57060D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Nancy Altobello | Management | For | For |
| 1c | Elect Director Steven L. Begleiter | Management | For | For |
| 1d | Elect Director Stephen P. Casper | Management | For | For |
| 1e | Elect Director Jane Chwick | Management | For | For |
| 1f | Elect Director Christopher R. Concannon | Management | For | For |
| 1g | Elect Director William F. Cruger | Management | For | For |
| 1h | Elect Director Richard G. Ketchum | Management | For | For |
| 1i | Elect Director Emily H. Portney | Management | For | For |
| 1j | Elect Director John Steinhardt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOELIS & COMPANY MEETING DATE: JUN 05, 2019 | ||||
| TICKER: MC SECURITY ID: 60786M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Moelis | Management | For | For |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | For |
| 1.3 | Elect Director Jeffrey Raich | Management | For | For |
| 1.4 | Elect Director Eric Cantor | Management | For | For |
| 1.5 | Elect Director Elizabeth Crain | Management | For | For |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yolonda Richardson | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| MOODY'S CORPORATION MEETING DATE: APR 16, 2019 | ||||
| TICKER: MCO SECURITY ID: 615369105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
| 1.3 | Elect Director Therese Esperdy | Management | For | For |
| 1.4 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.5 | Elect Director Kathryn M. Hill | Management | For | For |
| 1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1.8 | Elect Director Leslie F. Seidman | Management | For | For |
| 1.9 | Elect Director Bruce Van Saun | Management | For | For |
| 1.10 | Elect Director Gerrit Zalm | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MORGAN STANLEY MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MS SECURITY ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair M. Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Jami Miscik | Management | For | For |
| 1h | Elect Director Dennis M. Nally | Management | For | For |
| 1i | Elect Director Takeshi Ogasawara | Management | For | For |
| 1j | Elect Director Hutham S. Olayan | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director Perry M. Traquina | Management | For | For |
| 1m | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| MSCI INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: MSCI SECURITY ID: 55354G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director Alice W. Handy | Management | For | For |
| 1f | Elect Director Catherine R. Kinney | Management | For | For |
| 1g | Elect Director Jacques P. Perold | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director George W. Siguler | Management | For | For |
| 1j | Elect Director Marcus L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NASDAQ, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NDAQ SECURITY ID: 631103108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director Thomas A. Kloet | Management | For | For |
| 1g | Elect Director John D. Rainey | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Jacob Wallenberg | Management | For | For |
| 1j | Elect Director Lars R. Wedenborn | Management | For | For |
| 1k | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NORTHERN TRUST CORP. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NTRS SECURITY ID: 665859104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. "Bobby" Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| PJT PARTNERS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: PJT SECURITY ID: 69343T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Taubman | Management | For | For |
| 1b | Elect Director Emily K. Rafferty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 28, 2019 | ||||
| TICKER: RJF SECURITY ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Shelley G. Broader | Management | For | For |
| 1.3 | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1.4 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.5 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.6 | Elect Director Anne Gates | Management | For | For |
| 1.7 | Elect Director Francis S. Godbold | Management | For | For |
| 1.8 | Elect Director Thomas A. James | Management | For | For |
| 1.9 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.10 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.11 | Elect Director Paul C. Reilly | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| S&P GLOBAL INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SPGI SECURITY ID: 78409V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.6 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.7 | Elect Director Monique F. Leroux | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STATE STREET CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: STT SECURITY ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Joseph L. Hooley | Management | For | For |
| 1g | Elect Director Sara Mathew | Management | For | For |
| 1h | Elect Director William L. Meaney | Management | For | For |
| 1i | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1j | Elect Director Sean O'Sullivan | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| T. ROWE PRICE GROUP, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: TROW SECURITY ID: 74144T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Mary K. Bush | Management | For | For |
| 1c | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1d | Elect Director Robert F. MacLellan | Management | For | For |
| 1e | Elect Director Olympia J. Snowe | Management | For | For |
| 1f | Elect Director William J. Stromberg | Management | For | For |
| 1g | Elect Director Richard R. Verma | Management | For | For |
| 1h | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1i | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 13, 2019 | ||||
| TICKER: AMTD SECURITY ID: 87236Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bharat B. Masrani | Management | For | For |
| 1.2 | Elect Director Irene R. Miller | Management | For | For |
| 1.3 | Elect Director Todd M. Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 09, 2019 | ||||
| TICKER: BK SECURITY ID: 064058100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Linda Z. Cook | Management | For | For |
| 1c | Elect Director Joseph J. Echevarria | Management | For | For |
| 1d | Elect Director Edward P. Garden | Management | For | For |
| 1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1f | Elect Director John M. Hinshaw | Management | For | For |
| 1g | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1h | Elect Director Jennifer B. Morgan | Management | For | For |
| 1i | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1j | Elect Director Charles W. Scharf | Management | For | For |
| 1k | Elect Director Samuel C. Scott, III | Management | For | For |
| 1l | Elect Director Alfred "Al" W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: SCHW SECURITY ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| VIRTU FINANCIAL, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: VIRT SECURITY ID: 928254101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Cruger, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.3 | Elect Director Christopher C. Quick | Management | For | For |
| 1.4 | Elect Director Vincent J. Viola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR PRODUCTS & CHEMICALS, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: APD SECURITY ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Seifi Ghasemi | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officer Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CABOT CORP. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: CBT SECURITY ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Morrow | Management | For | For |
| 1.2 | Elect Director Sue H. Rataj | Management | For | For |
| 1.3 | Elect Director Frank A. Wilson | Management | For | For |
| 1.4 | Elect Director Matthias L. Wolfgruber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CALYXT, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: CLXT SECURITY ID: 13173L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Choulika | Management | For | For |
| 1.2 | Elect Director Philippe Dumont | Management | For | For |
| 1.3 | Elect Director Jonathan B. Fassberg | Management | For | For |
| 1.4 | Elect Director Anna Ewa Kozicz-Stankiewicz | Management | For | For |
| 1.5 | Elect Director Kimberly K. Nelson | Management | For | For |
| 1.6 | Elect Director Christopher J. Neugent | Management | For | For |
| 1.7 | Elect Director Yves J. Ribeill | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELANESE CORP. MEETING DATE: SEP 17, 2018 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Eliminate Series B Common Stock and to Redesignate Series A as Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CELANESE CORPORATION MEETING DATE: APR 18, 2019 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Marc C. Rohr | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director John D. Johnson | Management | For | For |
| 1h | Elect Director Anne P. Noonan | Management | For | For |
| 1i | Elect Director Michael J. Toelle | Management | For | For |
| 1j | Elect Director Theresa E. Wagler | Management | For | For |
| 1k | Elect Director Celso L. White | Management | For | For |
| 1l | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DOWDUPONT INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: DWDP SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DUPONT DE NEMOURS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: DD SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward D. Breen | Management | For | For |
| 1b | Elect Director Ruby R. Chandy | Management | For | For |
| 1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1d | Elect Director Terrence R. Curtin | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director C. Marc Doyle | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| 6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2019 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Michael P. Connors | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.6 | Elect Director Julie F. Holder | Management | For | For |
| 1.7 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.8 | Elect Director Lewis M. Kling | Management | For | For |
| 1.9 | Elect Director Kim Ann Mink | Management | For | For |
| 1.10 | Elect Director James J. O'Brien | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ECOLAB INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: ECL SECURITY ID: 278865100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Leslie S. Biller | Management | For | For |
| 1e | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1f | Elect Director Arthur J. Higgins | Management | For | For |
| 1g | Elect Director Michael Larson | Management | For | For |
| 1h | Elect Director David W. MacLennan | Management | For | For |
| 1i | Elect Director Tracy B. McKibben | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Victoria J. Reich | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1m | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ELEMENT SOLUTIONS INC MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ESI SECURITY ID: 28618M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Benjamin Gliklich | Management | For | For |
| 1c | Elect Director Scot R. Benson | Management | For | For |
| 1d | Elect Director Ian G.H. Ashken | Management | For | For |
| 1e | Elect Director Christopher T. Fraser | Management | For | For |
| 1f | Elect Director Michael F. Goss | Management | For | For |
| 1g | Elect Director Nichelle Maynard-Elliott | Management | For | For |
| 1h | Elect Director E. Stanley O'Neal | Management | For | For |
| 1i | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INGEVITY CORP. MEETING DATE: APR 25, 2019 | ||||
| TICKER: NGVT SECURITY ID: 45688C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director Luis Fernandez-Moreno | Management | For | For |
| 1.3 | Elect Director J. Michael Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.5 | Elect Director Richard B. Kelson | Management | For | For |
| 1.6 | Elect Director Frederick J. Lynch | Management | For | For |
| 1.7 | Elect Director Karen G. Narwold | Management | For | For |
| 1.8 | Elect Director Daniel F. Sansone | Management | For | For |
| 1.9 | Elect Director D. Michael Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements | Management | For | For |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: IFF SECURITY ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda Buck | Management | For | For |
| 1c | Elect Director Michael L. Ducker | Management | For | For |
| 1d | Elect Director David R. Epstein | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Katherine M. Hudson | Management | For | For |
| 1j | Elect Director Dale F. Morrison | Management | For | For |
| 1k | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIVENT CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: LTHM SECURITY ID: 53814L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael F. Barry | Management | For | For |
| 1b | Elect Director Steven T. Merkt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet "Jeet" Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella "Bella" Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh "Bob" Patel | Management | For | For |
| 1l | Elect Director Rudy van der Meer | Management | For | For |
| 2 | Approve Discharge of Executive Director and Prior Management Board | Management | For | For |
| 3 | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Approve Dividends of USD 4.00 Per Share | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| OLIN CORP. MEETING DATE: APR 25, 2019 | ||||
| TICKER: OLN SECURITY ID: 680665205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Robert Bunch | Management | For | For |
| 1.2 | Elect Director Randall W. Larrimore | Management | For | For |
| 1.3 | Elect Director John M. B. O'Connor | Management | For | For |
| 1.4 | Elect Director Scott M. Sutton | Management | For | For |
| 1.5 | Elect Director William H. Weideman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: OCT 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Information on Resignation of Romeo Kreinberg as Director | Management | None | None |
| 2 | Ratify Co-optation of Kerry Galvin as Director | Management | For | For |
| 3 | Elect Jack Clem as Director | Management | For | For |
| 4 | Elect Corning Painter as Director | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2019 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Appoint Ernst & Young as Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2019 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Renewal of Authorized Share Capital | Management | For | For |
| PPG INDUSTRIES, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: PPG SECURITY ID: 693506107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Gary R. Heminger | Management | For | For |
| 1.4 | Elect Director Michael H. McGarry | Management | For | For |
| 2.1 | Elect Director Steven A. Davis | Management | For | For |
| 2.2 | Elect Director Catherine R. Smith | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THE CHEMOURS CO. MEETING DATE: APR 30, 2019 | ||||
| TICKER: CC SECURITY ID: 163851108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Sean D. Keohane | Management | For | For |
| 1h | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Pay Disparity | Shareholder | Against | Against |
| THE MOSAIC COMPANY MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MOS SECURITY ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl K. Beebe | Management | For | For |
| 1b | Elect Director Oscar P. Bernardes | Management | For | For |
| 1c | Elect Director Nancy E. Cooper | Management | For | For |
| 1d | Elect Director Gregory L. Ebel | Management | For | For |
| 1e | Elect Director Timothy S. Gitzel | Management | For | For |
| 1f | Elect Director Denise C. Johnson | Management | For | For |
| 1g | Elect Director Emery N. Koenig | Management | For | For |
| 1h | Elect Director William T. Monahan | Management | For | For |
| 1i | Elect Director James 'Joc' C. O'Rourke | Management | For | For |
| 1j | Elect Director Steven M. Seibert | Management | For | For |
| 1k | Elect Director Luciano Siani Pires | Management | For | For |
| 1l | Elect Director Kelvin W. Westbrook | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 17, 2019 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director John G. Morikis | Management | For | For |
| 1.8 | Elect Director Christine A. Poon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Michael H. Thaman | Management | For | For |
| 1.11 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.12 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TRONOX HOLDINGS PLC MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TROX SECURITY ID: G9087Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Mutlaq Al-Morished | Management | For | For |
| 1.4 | Elect Director Vanessa Guthrie | Management | For | For |
| 1.5 | Elect Director Andrew P. Hines | Management | For | For |
| 1.6 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.7 | Elect Director Peter B. Johnston | Management | For | For |
| 1.8 | Elect Director Ginger M. Jones | Management | For | For |
| 1.9 | Elect Director Stephen Jones | Management | For | For |
| 1.10 | Elect Director Moazzam Khan | Management | For | For |
| 1.11 | Elect Director Mxolisi Mgojo - Withdrawn | Management | None | None |
| 1.12 | Elect Director Sipho Nkosi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRONOX LTD. MEETING DATE: MAR 08, 2019 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Re-domicile Transaction | Management | For | For |
| UNIVAR, INC. MEETING DATE: FEB 27, 2019 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| UNIVAR, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Byrne | Management | For | For |
| 1.2 | Elect Director David C. Jukes | Management | For | For |
| 1.3 | Elect Director Kerry J. Preete | Management | For | For |
| 1.4 | Elect Director William S. Stavropoulos | Management | For | For |
| 1.5 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| W.R. GRACE & CO. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: GRA SECURITY ID: 38388F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julie Fasone Holder | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.4 | Elect Director Henry R. Slack | Management | For | For |
| 1.5 | Elect Director Kathleen G. Reiland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WLK SECURITY ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert Chao | Management | For | For |
| 1.2 | Elect Director David T. Chao | Management | For | For |
| 1.3 | Elect Director Michael J. Graff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATION SERVICES PORTFOLIO (FORMERLY KNOWN AS SELECT MULTIMEDIA PORTFOLIO)
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | For |
| 1b | Elect Director Dexter Goei | Management | For | For |
| 1c | Elect Director Dennis Okhuijsen | Management | For | For |
| 1d | Elect Director Raymond Svider | Management | For | For |
| 1e | Elect Director Mark Mullen | Management | For | For |
| 1f | Elect Director Manon Brouillette | Management | For | For |
| 1g | Elect Director Charles Stewart | Management | For | For |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | For |
| 1i | Elect Director David Drahi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AT&T INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ATN INTERNATIONAL, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ATNI SECURITY ID: 00215F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin L. Budd | Management | For | For |
| 1b | Elect Director Bernard J. Bulkin | Management | For | For |
| 1c | Elect Director Richard J. Ganong | Management | For | For |
| 1d | Elect Director John C. Kennedy | Management | For | For |
| 1e | Elect Director Liane J. Pelletier | Management | For | For |
| 1f | Elect Director Michael T. Prior | Management | For | For |
| 1g | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BOINGO WIRELESS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: WIFI SECURITY ID: 09739C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Lance Rosenzweig | Management | For | For |
| 1B | Elect Director Michele Choka | Management | For | For |
| 1C | Elect Director David Hagan | Management | For | For |
| 1D | Elect Director Terrell Jones | Management | For | For |
| 1E | Elect Director Kathy Misunas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martha H. Bejar | Management | For | For |
| 1b | Elect Director Virginia Boulet | Management | For | For |
| 1c | Elect Director Peter C. Brown | Management | For | For |
| 1d | Elect Director Kevin P. Chilton | Management | For | For |
| 1e | Elect Director Steven T. Clontz | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director W. Bruce Hanks | Management | For | For |
| 1h | Elect Director Mary L. Landrieu | Management | For | For |
| 1i | Elect Director Harvey P. Perry | Management | For | For |
| 1j | Elect Director Glen F. Post, III | Management | For | For |
| 1k | Elect Director Michael J. Roberts | Management | For | For |
| 1l | Elect Director Laurie A. Siegel | Management | For | For |
| 1m | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: CHTR SECURITY ID: 16119P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | For |
| 1e | Elect Director John D. Markley, Jr. | Management | For | For |
| 1f | Elect Director David C. Merritt | Management | For | For |
| 1g | Elect Director James E. Meyer | Management | For | For |
| 1h | Elect Director Steven A. Miron | Management | For | For |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael A. Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| CHINA LITERATURE LTD. MEETING DATE: OCT 19, 2018 | ||||
| TICKER: 772 SECURITY ID: G2121R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Purchase Agreement and Related Transactions | Management | For | For |
| 2 | Approve Distribution Framework Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| CINCINNATI BELL, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: CBB SECURITY ID: 171871502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Meredith J. Ching | Management | For | For |
| 1b | Elect Director Walter A. Dods, Jr. | Management | For | For |
| 1c | Elect Director John W. Eck | Management | For | For |
| 1d | Elect Director Leigh R. Fox | Management | For | For |
| 1e | Elect Director Jakki L. Haussler | Management | For | For |
| 1f | Elect Director Craig F. Maier | Management | For | For |
| 1g | Elect Director Russel P. Mayer | Management | For | For |
| 1h | Elect Director Theodore H. Torbeck | Management | For | For |
| 1i | Elect Director Lynn A. Wentworth | Management | For | For |
| 1j | Elect Director Martin J. Yudkovitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 1.7 | Elect Director Lewis H. Ferguson, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DESPEGAR.COM CORP. MEETING DATE: NOV 29, 2018 | ||||
| TICKER: DESP SECURITY ID: G27358103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael James Doyle, II | Management | For | Against |
| 1.2 | Elect Director Adam Jay | Management | For | Against |
| DISH NETWORK CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
| 1.2 | Elect Director George R. Brokaw | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Charles M. Lillis | Management | For | For |
| 1.7 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| FACEBOOK, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 9 | Report on Content Governance | Shareholder | Against | Against |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | For |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Against |
| GCI LIBERTY, INC. MEETING DATE: JUN 24, 2019 | ||||
| TICKER: GLIBA SECURITY ID: 36164V305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Richard R. Green | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ILIAD SA MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 230,000 | Management | For | For |
| 6 | Approve Compensation of Maxime Lombardini, Chairman of the Board Since May 21, 2018 | Management | For | For |
| 7 | Approve Compensation of Maxime Lombardini, CEO Until May 21, 2018 | Management | For | For |
| 8 | Approve Compensation of Thomas Reynaud, CEO Since May 21, 2018 | Management | For | For |
| 9 | Approve Compensation of Thomas Reynaud, Vice-CEO Until May 21, 2018 | Management | For | For |
| 10 | Approve Compensation of Cyril Poidatz, Chairman of the Board Until May 21, 2018 | Management | For | For |
| 11 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Alexis Bidinot, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board | Management | For | Against |
| 16 | Approve Remuneration Policy of CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEOs | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Authorize Capital Increase of up to 3 Percent of Issued Capital for Contributions in Kind from Employees and Corporate Officers | Management | For | Against |
| 26 | Authorize Capital Increase of Up to EUR 2 Million for Future Exchange Offers | Management | For | Against |
| 27 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Amend Article 12 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| IRIDIUM COMMUNICATIONS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY BROADBAND CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: LBRDA SECURITY ID: 530307107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard R. Green | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| LIBERTY MEDIA CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: FWONA SECURITY ID: 531229409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LIBERTY MEDIA CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: FWONA SECURITY ID: 531229870 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: LYV SECURITY ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Maverick Carter | Management | For | For |
| 1.3 | Elect Director Ariel Emanuel | Management | For | For |
| 1.4 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.5 | Elect Director Ping Fu | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.7 | Elect Director James Iovine | Management | For | For |
| 1.8 | Elect Director James S. Kahan | Management | For | For |
| 1.9 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.10 | Elect Director Randall T. Mays | Management | For | For |
| 1.11 | Elect Director Michael Rapino | Management | For | For |
| 1.12 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.13 | Elect Director Dana Walden | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MASMOVIL IBERCOM SA MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MAS SECURITY ID: E7386C164 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 2.1 | Approve Consolidated Financial Statements | Management | For | For |
| 2.2 | Approve Non-Financial Information Report | Shareholder | None | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 6.1 | Reelect Eduardo Diez-Hochleitner Rodriguez as Director | Management | For | For |
| 6.2 | Reelect Felipe Fernandez Atela as Director | Management | For | For |
| 6.3 | Ratify Appointment of and Elect Nathalie-Sophie Picquot as Director | Management | For | For |
| 6.4 | Ratify Appointment of and Elect Rafael Canales Abaitua as Director | Management | For | Against |
| 6.5 | Dismiss Aldebaran Riesgo SCR SA as Director | Management | For | For |
| 6.6 | Elect Rafael Dominguez de la Maza as Director | Management | For | Against |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8.1 | Amend Article 34 Re: Adoption of Resolutions | Management | For | For |
| 8.2 | Remove Articles 50 and 51 | Management | For | For |
| 9 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MATCH GROUP, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: MTCH SECURITY ID: 57665R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amanda Ginsberg | Management | For | For |
| 1.2 | Elect Director Joseph Levin | Management | For | For |
| 1.3 | Elect Director Ann L. McDaniel | Management | For | For |
| 1.4 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.5 | Elect Director Glenn H. Schiffman | Management | For | For |
| 1.6 | Elect Director Pamela S. Seymon | Management | For | For |
| 1.7 | Elect Director Alan G. Spoon | Management | For | For |
| 1.8 | Elect Director Mark Stein | Management | For | For |
| 1.9 | Elect Director Gregg Winiarski | Management | For | For |
| 1.10 | Elect Director Sam Yagan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MEITUAN DIANPING MEETING DATE: MAY 17, 2019 | ||||
| TICKER: 3690 SECURITY ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Xing as Director | Management | For | Against |
| 3 | Elect Mu Rongjun as Director | Management | For | Against |
| 4 | Elect Wang Huiwen as Director | Management | For | Against |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy M. Haley | Management | For | Withhold |
| 1b | Elect Director Leslie Kilgore | Management | For | Withhold |
| 1c | Elect Director Ann Mather | Management | For | Withhold |
| 1d | Elect Director Susan Rice | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ORBCOMM, INC. MEETING DATE: APR 17, 2019 | ||||
| TICKER: ORBC SECURITY ID: 68555P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise Gibson | Management | For | For |
| 1.2 | Elect Director Karen Gould | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIRIUS XM HOLDINGS INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SIRI SECURITY ID: 82968B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | Withhold |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | Withhold |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Srini Gopalan | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Christian P. Illek | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director G. Michael "Mike" Sievert | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| THE MADISON SQUARE GARDEN CO. MEETING DATE: DEC 06, 2018 | ||||
| TICKER: MSG SECURITY ID: 55825T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.3 | Elect Director Richard D. Parsons | Management | For | For |
| 1.4 | Elect Director Nelson Peltz | Management | For | For |
| 1.5 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE NEW YORK TIMES CO. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: NYT SECURITY ID: 650111107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amanpal S. Bhutani | Management | For | For |
| 1.2 | Elect Director Joichi Ito | Management | For | For |
| 1.3 | Elect Director Brian P. McAndrews | Management | For | For |
| 1.4 | Elect Director Doreen Toben | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE WALT DISNEY CO. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| THE WALT DISNEY COMPANY MEETING DATE: JUL 27, 2018 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TRIPADVISOR, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: TRIP SECURITY ID: 896945201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | For |
| 1.3 | Elect Director Trynka Shineman Blake | Management | For | For |
| 1.4 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.5 | Elect Director Betsy L. Morgan | Management | For | For |
| 1.6 | Elect Director Jeremy Philips | Management | For | For |
| 1.7 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.8 | Elect Director Albert E. Rosenthaler | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: JUL 27, 2018 | ||||
| TICKER: FOXA SECURITY ID: 90130A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Distribution Agreement | Management | For | For |
| 3 | Amend Charter Regarding Hook Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: JUL 27, 2018 | ||||
| TICKER: FOXA SECURITY ID: 90130A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Distribution Agreement | Management | For | For |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: FOXA SECURITY ID: 90130A200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director K. Rupert Murdoch AC | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Delphine Arnault | Management | For | For |
| 1d | Elect Director James W. Breyer | Management | For | For |
| 1e | Elect Director Chase Carey | Management | For | For |
| 1f | Elect Director David F. DeVoe | Management | For | For |
| 1g | Elect Director Roderick I. Eddington | Management | For | For |
| 1h | Elect Director James R. Murdoch | Management | For | For |
| 1i | Elect Director Jacques Nasser AC | Management | For | For |
| 1j | Elect Director Robert S. Silberman | Management | For | For |
| 1k | Elect Director Tidjane Thiam | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TWITTER, INC. MEETING DATE: MAY 20, 2019 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jack Dorsey | Management | For | For |
| 1b | Elect Director Patrick Pichette | Management | For | For |
| 1c | Elect Director Robert Zoellick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Report on Content Enforcement Policies | Shareholder | Against | Against |
| 6 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| VONAGE HOLDINGS CORP. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: VG SECURITY ID: 92886T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan Masarek | Management | For | For |
| 1b | Elect Director Hamid Akhavan | Management | For | For |
| 1c | Elect Director Michael J. McConnell | Management | For | For |
| 1d | Elect Director Gary Steele | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Tax Benefits Preservation Plan | Management | For | Against |
| WORLD WRESTLING ENTERTAINMENT, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: WWE SECURITY ID: 98156Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vincent K. McMahon | Management | For | For |
| 1.2 | Elect Director George A. Barrios | Management | For | For |
| 1.3 | Elect Director Michelle D. Wilson | Management | For | For |
| 1.4 | Elect Director Stephanie McMahon Levesque | Management | For | For |
| 1.5 | Elect Director Paul "Triple H" Levesque | Management | For | For |
| 1.6 | Elect Director Stuart U. Goldfarb | Management | For | For |
| 1.7 | Elect Director Patricia A. Gottesman | Management | For | For |
| 1.8 | Elect Director Laureen Ong | Management | For | For |
| 1.9 | Elect Director Robyn W. Peterson | Management | For | For |
| 1.10 | Elect Director Frank A. Riddick, III | Management | For | For |
| 1.11 | Elect Director Man Jit Singh | Management | For | For |
| 1.12 | Elect Director Jeffrey R. Speed | Management | For | For |
| 1.13 | Elect Director Alan M. Wexler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZILLOW GROUP, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: Z SECURITY ID: 98954M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | For |
| 1.2 | Elect Director Lloyd D. Frink | Management | For | For |
| 1.3 | Elect Director April Underwood | Management | For | For |
| 1.4 | Elect Director Amy C. Bohutinsky | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| ZYNGA INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ZNGA SECURITY ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Ellen F. Siminoff | Management | For | For |
| 1g | Elect Director Carol G. Mills | Management | For | For |
| 1h | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACACIA COMMUNICATIONS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: ACIA SECURITY ID: 00401C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Y. Chung | Management | For | For |
| 1.2 | Elect Director John Ritchie | Management | For | For |
| 1.3 | Elect Director Vincent T. Roche | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADTRAN, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ADTN SECURITY ID: 00738A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Gregory J. McCray | Management | For | For |
| 1.4 | Elect Director Anthony J. Melone | Management | For | For |
| 1.5 | Elect Director Balan Nair | Management | For | For |
| 1.6 | Elect Director Jacqueline H. "Jackie" Rice | Management | For | For |
| 1.7 | Elect Director Kathryn A. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| AMDOCS LTD. MEETING DATE: JAN 31, 2019 | ||||
| TICKER: DOX SECURITY ID: G02602103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.3 | Elect Director Adrian Gardner | Management | For | For |
| 1.4 | Elect Director Eli Gelman | Management | For | For |
| 1.5 | Elect Director James S. Kahan | Management | For | For |
| 1.6 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.7 | Elect Director Ariane de Rothschild | Management | For | For |
| 1.8 | Elect Director Shuky Sheffer | Management | For | For |
| 1.9 | Elect Director Rafael de la Vega | Management | For | For |
| 1.10 | Elect Director Giora Yaron | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ARISTA NETWORKS, INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ANET SECURITY ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Ann Mather | Management | For | For |
| 1.3 | Elect Director Daniel Scheinman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ARRIS INTERNATIONAL PLC MEETING DATE: FEB 01, 2019 | ||||
| TICKER: ARRS SECURITY ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Matters Relating to the Offer | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| CASA SYSTEMS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CASA SECURITY ID: 14713L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce R. Evans | Management | For | For |
| 1.2 | Elect Director Susana D'Emic | Management | For | For |
| 1.3 | Elect Director Jerry Guo | Management | For | For |
| 1.4 | Elect Director Daniel S. Mead | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: AUG 20, 2018 | ||||
| TICKER: CHKP SECURITY ID: M22465104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Gil Shwed as Director | Management | For | For |
| 1.2 | Reelect Marius Nacht as Director | Management | For | For |
| 1.3 | Reelect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Reelect Dan Propper as Director | Management | For | For |
| 1.5 | Reelect David Rubner as Director | Management | For | For |
| 1.6 | Reelect Tal Shavit as Director | Management | For | For |
| 2.1 | Reelect Yoav Chelouche as External Director | Management | For | For |
| 2.2 | Reelect Guy Gecht as External Director | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Employment Terms of Gil Shwed, CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CIENA CORP. MEETING DATE: MAR 28, 2019 | ||||
| TICKER: CIEN SECURITY ID: 171779309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lawton W. Fitt | Management | For | For |
| 1b | Elect Director Patrick H. Nettles | Management | For | For |
| 1c | Elect Director Joanne B. Olsen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC. MEETING DATE: DEC 12, 2018 | ||||
| TICKER: CSCO SECURITY ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Michael D. Capellas | Management | For | For |
| 1c | Elect Director Mark Garrett | Management | For | For |
| 1d | Elect Director Kristina M. Johnson | Management | For | For |
| 1e | Elect Director Roderick C. McGeary | Management | For | For |
| 1f | Elect Director Charles H. Robbins | Management | For | For |
| 1g | Elect Director Arun Sarin | Management | For | For |
| 1h | Elect Director Brenton L. Saunders | Management | For | For |
| 1i | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| COMCAST CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marvin "Eddie" S. Edwards, Jr. | Management | For | For |
| 1b | Elect Director Claudius "Bud" E. Watts, IV | Management | For | For |
| 1c | Elect Director Timothy T. Yates | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 04, 2018 | ||||
| TICKER: CMTL SECURITY ID: 205826209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert G. Paul | Management | For | For |
| 1b | Elect Director Lawrence J. Waldman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| CORNING INCORPORATED MEETING DATE: MAY 02, 2019 | ||||
| TICKER: GLW SECURITY ID: 219350105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald W. Blair | Management | For | For |
| 1b | Elect Director Leslie A. Brun | Management | For | For |
| 1c | Elect Director Stephanie A. Burns | Management | For | For |
| 1d | Elect Director John A. Canning, Jr. | Management | For | For |
| 1e | Elect Director Richard T. Clark | Management | For | For |
| 1f | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1g | Elect Director Deborah A. Henretta | Management | For | For |
| 1h | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1i | Elect Director Kurt M. Landgraf | Management | For | For |
| 1j | Elect Director Kevin J. Martin | Management | For | For |
| 1k | Elect Director Deborah D. Rieman | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1m | Elect Director Wendell P. Weeks | Management | For | For |
| 1n | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| DELL TECHNOLOGIES, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| ECHOSTAR CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: SATS SECURITY ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.8 | Elect Director William D. Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| EXTREME NETWORKS, INC. MEETING DATE: NOV 08, 2018 | ||||
| TICKER: EXTR SECURITY ID: 30226D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 1.3 | Elect Director Rajendra Khanna | Management | For | For |
| 1.4 | Elect Director Edward H. Kennedy | Management | For | For |
| 1.5 | Elect Director Edward B. Meyercord | Management | For | For |
| 1.6 | Elect Director John C. Shoemaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 14, 2019 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Michel Combes | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director John McAdam | Management | For | For |
| 1j | Elect Director Nikhil Mehta | Management | For | For |
| 1k | Elect Director Marie E. Myers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FABRINET MEETING DATE: DEC 13, 2018 | ||||
| TICKER: FN SECURITY ID: G3323L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank H. Levinson | Management | For | For |
| 1.2 | Elect Director David T. Mitchell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FINISAR CORP. MEETING DATE: SEP 04, 2018 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Child | Management | For | For |
| 1.2 | Elect Director Roger C. Ferguson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FINISAR CORP. MEETING DATE: MAR 26, 2019 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| HARMONIC INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: HLIT SECURITY ID: 413160102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director Deborah L. Clifford | Management | For | For |
| 1.4 | Elect Director David Krall | Management | For | For |
| 1.5 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.6 | Elect Director Susan G. Swenson | Management | For | For |
| 1.7 | Elect Director Nikos Theodosopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Armanino LLP as Auditors | Management | For | For |
| HARRIS CORP. MEETING DATE: OCT 26, 2018 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Sallie B. Bailey | Management | For | For |
| 1c | Elect Director William M. Brown | Management | For | For |
| 1d | Elect Director Peter W. Chiarelli | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1i | Elect Director Leslie F. Kenne | Management | For | For |
| 1j | Elect Director Gregory T. Swienton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INFINERA CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: INFN SECURITY ID: 45667G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcel Gani | Management | For | For |
| 1b | Elect Director Mark A. Wegleitner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INPHI CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chenming C. Hu | Management | For | For |
| 1.2 | Elect Director Elissa Murphy | Management | For | For |
| 1.3 | Elect Director Sam S. Srinivasan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTERDIGITAL, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: IDCC SECURITY ID: 45867G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joan H. Gillman | Management | For | For |
| 1b | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1c | Elect Director John A. Kritzmacher | Management | For | For |
| 1d | Elect Director John D. Markley, Jr. | Management | For | For |
| 1e | Elect Director William J. Merritt | Management | For | For |
| 1f | Elect Director Jean F. Rankin | Management | For | For |
| 1g | Elect Director Philip P. Trahanas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| JABIL, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JUNIPER NETWORKS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: JNPR SECURITY ID: 48203R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gary Daichendt | Management | For | For |
| 1b | Elect Director Anne DelSanto | Management | For | For |
| 1c | Elect Director Kevin DeNuccio | Management | For | For |
| 1d | Elect Director James Dolce | Management | For | For |
| 1e | Elect Director Scott Kriens | Management | For | For |
| 1f | Elect Director Rahul Merchant | Management | For | For |
| 1g | Elect Director Rami Rahim | Management | For | For |
| 1h | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| LUMENTUM HOLDINGS, INC. MEETING DATE: NOV 09, 2018 | ||||
| TICKER: LITE SECURITY ID: 55024U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin A. Kaplan | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Penelope A. Herscher | Management | For | For |
| 1d | Elect Director Julia S. Johnson | Management | For | For |
| 1e | Elect Director Brian J. Lillie | Management | For | For |
| 1f | Elect Director Alan S. Lowe | Management | For | For |
| 1g | Elect Director Samuel F. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 08, 2018 | ||||
| TICKER: MXIM SECURITY ID: 57772K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director William D. Watkins | Management | For | For |
| 1h | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICRO FOCUS INTERNATIONAL PLC MEETING DATE: AUG 21, 2018 | ||||
| TICKER: MCRO SECURITY ID: G6117L186 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of SUSE Business to Marcel BidCo GmbH | Management | For | For |
| MITEL NETWORKS CORPORATION MEETING DATE: JUL 10, 2018 | ||||
| TICKER: MITL SECURITY ID: 60671Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| NETGEAR, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: NTGR SECURITY ID: 64111Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Patrick C.S. Lo | Management | For | For |
| 1B | Elect Director Jef T. Graham | Management | For | For |
| 1C | Elect Director Bradley L. Maiorino | Management | For | For |
| 1D | Elect Director Janice M. Roberts | Management | For | For |
| 1E | Elect Director Gregory J. Rossmann | Management | For | For |
| 1F | Elect Director Barbara V. Scherer | Management | For | For |
| 1G | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: NTCT SECURITY ID: 64115T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred Grasso | Management | For | For |
| 1.2 | Elect Director Vincent J. Mullarkey | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NOKIA OYJ MEETING DATE: MAY 21, 2019 | ||||
| TICKER: NOKIA SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as Dividend from the Retained Earnings and/or as Repayment of Capital from Company's Invested Non-Restricted Equity Reserve in Four Installments during the Authorization | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Ten | Management | For | For |
| 12.1 | Reelect Sari Baldauf as Director | Management | For | For |
| 12.2 | Reelect Bruce Brown as Director | Management | For | For |
| 12.3 | Reelect Jeanette Horan as Director | Management | For | For |
| 12.4 | Reelect Edward Kozel as Director | Management | For | For |
| 12.5 | Reelect Elizabeth Nelson as Director | Management | For | For |
| 12.6 | Reelect Olivier Piou as Director | Management | For | For |
| 12.7 | Reelect Risto Siilasmaa as Director | Management | For | For |
| 12.8 | Elect Soren Skou as Director | Management | For | For |
| 12.9 | Reelect Carla Smits-Nusteling as Director | Management | For | For |
| 12.10 | Reelect Kari Stadigh as Director | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019 | Management | For | For |
| 14 | Ratify Deloitte as Auditors for Financial Year 2020 | Management | For | For |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| OCLARO, INC. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: OCLR SECURITY ID: 67555N206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ORACLE CORP. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Mark V. Hurd | Management | For | For |
| 1.10 | Elect Director Renee J. James | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.12 | Elect Director Leon E. Panetta | Management | For | For |
| 1.13 | Elect Director William G. Parrett | Management | For | For |
| 1.14 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| PALO ALTO NETWORKS, INC. MEETING DATE: DEC 07, 2018 | ||||
| TICKER: PANW SECURITY ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John M. Donovan | Management | For | For |
| 1b | Elect Director Mary Pat McCarthy | Management | For | For |
| 1c | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PIVOTAL SOFTWARE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PVTL SECURITY ID: 72582H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcy S. Klevorn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PLANTRONICS, INC. MEETING DATE: AUG 02, 2018 | ||||
| TICKER: PLT SECURITY ID: 727493108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1aa | Elect Director Robert Hagerty | Management | For | For |
| 1ab | Elect Director Marv Tseu | Management | For | For |
| 1ac | Elect Director Joe Burton | Management | For | For |
| 1ad | Elect Director Brian Dexheimer | Management | For | For |
| 1ae | Elect Director Gregg Hammann | Management | For | For |
| 1af | Elect Director John Hart | Management | For | For |
| 1ag | Elect Director Guido Jouret | Management | For | For |
| 1ah | Elect Director Marshall Mohr | Management | For | For |
| 1ba | Elect Director Robert Hagerty | Management | For | For |
| 1bb | Elect Director Marv Tseu | Management | For | For |
| 1bc | Elect Director Joe Burton | Management | For | For |
| 1bd | Elect Director Brian Dexheimer | Management | For | For |
| 1be | Elect Director Gregg Hammann | Management | For | For |
| 1bf | Elect Director John Hart | Management | For | For |
| 1bg | Elect Director Guido Jouret | Management | For | For |
| 1bh | Elect Director Marshall Mohr | Management | For | For |
| 1bi | Elect Director Frank Baker | Management | For | For |
| 1bj | Elect Director Daniel Moloney | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLANTRONICS, INC. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: PLT SECURITY ID: 727493108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert Hagerty | Management | For | For |
| 1b | Elect Director Marv Tseu | Management | For | For |
| 1c | Elect Director Joe Burton | Management | For | For |
| 1d | Elect Director Frank Baker | Management | For | For |
| 1e | Elect Director Kathy Crusco | Management | For | For |
| 1f | Elect Director Brian Dexheimer | Management | For | For |
| 1g | Elect Director Gregg Hammann | Management | For | For |
| 1h | Elect Director John Hart | Management | For | For |
| 1i | Elect Director Guido Jouret | Management | For | Against |
| 1j | Elect Director Marshall Mohr | Management | For | For |
| 1k | Elect Director Daniel Moloney | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRESIDIO, INC. MEETING DATE: NOV 07, 2018 | ||||
| TICKER: PSDO SECURITY ID: 74102M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher L. Edson | Management | For | For |
| 1.2 | Elect Director Salim Hirji | Management | For | For |
| 1.3 | Elect Director Steven Lerner | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| RADWARE LTD. MEETING DATE: SEP 06, 2018 | ||||
| TICKER: RDWR SECURITY ID: M81873107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Yehuda Zisapel as Director | Management | For | For |
| 1.2 | Reelect Avraham Asheri as Director | Management | For | For |
| 2 | Reelect David Rubner as External Director | Management | For | For |
| 3 | Approve grants of RSUs | Management | For | Against |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 5 | Approve Net (Cashless) Exercise of Stock Options | Management | For | For |
| 6 | Approve Amendments to Annual Bonus Terms | Management | For | For |
| 7 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | For |
| RIBBON COMMUNICATIONS INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: RBBN SECURITY ID: 762544104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kim S. Fennebresque | Management | For | For |
| 1b | Elect Director Bruns H. Grayson | Management | For | For |
| 1c | Elect Director Franklin (Fritz) W. Hobbs | Management | For | For |
| 1d | Elect Director Beatriz V. Infante | Management | For | For |
| 1e | Elect Director Kent J. Mathy | Management | For | For |
| 1f | Elect Director Richard J. Lynch | Management | For | For |
| 1g | Elect Director Scott E. Schubert | Management | For | For |
| 1h | Elect Director Richard W. Smith | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAILPOINT TECHNOLOGIES HOLDINGS, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: SAIL SECURITY ID: 78781P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark McClain | Management | For | For |
| 1.2 | Elect Director Kenneth (Chip) J. Virnig, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | For |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SIERRA WIRELESS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: SW SECURITY ID: 826516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director Paul G. Cataford | Management | For | For |
| 1.4 | Elect Director Joy Chik | Management | For | For |
| 1.5 | Elect Director Russell N. Jones | Management | For | For |
| 1.6 | Elect Director Thomas Sieber | Management | For | For |
| 1.7 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: MAR 27, 2019 | ||||
| TICKER: ERIC.B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 1.02 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17.1 | Approve Long-Term Variable Compensation Program 2018 (LTV 2019) | Management | For | Did Not Vote |
| 17.2 | Approve Equity Plan Financing of LTV 2019 | Management | For | Did Not Vote |
| 17.3 | Approve Alternative Equity Plan Financing of LTV 2019 | Management | For | Did Not Vote |
| 18.1 | Approve Equity Plan Financing of LTV 2018 | Management | For | Did Not Vote |
| 18.2 | Approve Alternative Equity Plan Financing of LTV 2018 | Management | For | Did Not Vote |
| 19 | Approve Equity Plan Financing of LTV 2015, 2016 and 2017 | Management | For | Did Not Vote |
| 20 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2020 | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| VIASAT, INC. MEETING DATE: SEP 06, 2018 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Johnson | Management | For | For |
| 1.3 | Elect Director John Stenbit | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VIAVI SOLUTIONS, INC. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: VIAV SECURITY ID: 925550105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Laura Black | Management | For | For |
| 1.4 | Elect Director Tor Braham | Management | For | For |
| 1.5 | Elect Director Timothy Campos | Management | For | For |
| 1.6 | Elect Director Donald Colvin | Management | For | For |
| 1.7 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.8 | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WNS (HOLDINGS) LTD. MEETING DATE: SEP 27, 2018 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Renu S. Karnad as a Director | Management | For | For |
| 5 | Reelect John Freeland as a Director | Management | For | For |
| 6 | Reelect Francoise Gri as a Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| APPLE, INC. MEETING DATE: MAR 01, 2019 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| ARISTA NETWORKS, INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ANET SECURITY ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Ann Mather | Management | For | For |
| 1.3 | Elect Director Daniel Scheinman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CANON, INC. MEETING DATE: MAR 28, 2019 | ||||
| TICKER: 7751 SECURITY ID: J05124144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2.1 | Elect Director Mitarai, Fujio | Management | For | For |
| 2.2 | Elect Director Maeda, Masaya | Management | For | For |
| 2.3 | Elect Director Tanaka, Toshizo | Management | For | For |
| 2.4 | Elect Director Homma, Toshio | Management | For | For |
| 2.5 | Elect Director Saida, Kunitaro | Management | For | For |
| 2.6 | Elect Director Kato, Haruhiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sato, Hiroaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Tanaka, Yutaka | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| CRAY, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: CRAY SECURITY ID: 225223304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1b | Elect Director Catriona M. Fallon | Management | For | For |
| 1c | Elect Director Stephen E. Gold | Management | For | For |
| 1d | Elect Director Stephen C. Kiely | Management | For | For |
| 1e | Elect Director Sally G. Narodick | Management | For | For |
| 1f | Elect Director Daniel C. Regis | Management | For | For |
| 1g | Elect Director Max L. Schireson | Management | For | For |
| 1h | Elect Director Brian V. Turner | Management | For | For |
| 1i | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Peterson Sullivan LLP as Auditors | Management | For | For |
| DELL TECHNOLOGIES, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| DIEBOLD NIXDORF, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: DBD SECURITY ID: 253651103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick W. Allender | Management | For | For |
| 1b | Elect Director Arthur F. Anton | Management | For | For |
| 1c | Elect Director Bruce H. Besanko | Management | For | For |
| 1d | Elect Director Reynolds C. Bish | Management | For | For |
| 1e | Elect Director Ellen M. Costello | Management | For | For |
| 1f | Elect Director Phillip R. Cox | Management | For | For |
| 1g | Elect Director Alexander Dibelius | Management | For | For |
| 1h | Elect Director Dieter W. Dusedau | Management | For | For |
| 1i | Elect Director Matthew Goldfarb | Management | For | For |
| 1j | Elect Director Gary G. Greenfield | Management | For | For |
| 1k | Elect Director Gerrard B. Schmid | Management | For | For |
| 1l | Elect Director Kent M. Stahl | Management | For | For |
| 1m | Elect Director Alan J. Weber | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ELECTRONICS FOR IMAGING, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: EFII SECURITY ID: 286082102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Janice Durbin Chaffin | Management | For | For |
| 1.3 | Elect Director Gill Cogan | Management | For | For |
| 1.4 | Elect Director Guy Gecht | Management | For | For |
| 1.5 | Elect Director Thomas Georgens | Management | For | For |
| 1.6 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.7 | Elect Director Dan Maydan | Management | For | For |
| 1.8 | Elect Director William D. Muir, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ENTEGRIS, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ENTG SECURITY ID: 29362U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director James F. Gentilcore | Management | For | For |
| 1d | Elect Director James P. Lederer | Management | For | For |
| 1e | Elect Director Bertrand Loy | Management | For | For |
| 1f | Elect Director Paul L. H. Olson | Management | For | For |
| 1g | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1h | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FUJIFILM HOLDINGS CORP. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: 4901 SECURITY ID: J14208102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Komori, Shigetaka | Management | For | For |
| 2.2 | Elect Director Sukeno, Kenji | Management | For | For |
| 2.3 | Elect Director Tamai, Koichi | Management | For | For |
| 2.4 | Elect Director Okada, Junji | Management | For | For |
| 2.5 | Elect Director Iwasaki, Takashi | Management | For | For |
| 2.6 | Elect Director Goto, Teiichi | Management | For | For |
| 2.7 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.8 | Elect Director Kaiami, Makoto | Management | For | For |
| 2.9 | Elect Director Kitamura, Kunitaro | Management | For | For |
| 2.10 | Elect Director Eda, Makiko | Management | For | For |
| 2.11 | Elect Director Ishikawa, Takatoshi | Management | For | For |
| 3 | Appoint Statutory Auditor Mitsuhashi, Masataka | Management | For | For |
| HEWLETT PACKARD ENTERPRISE COMPANY MEETING DATE: APR 03, 2019 | ||||
| TICKER: HPE SECURITY ID: 42824C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Michael J. Angelakis | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Jean M. Hobby | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Raymond E. Ozzie | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Lip-Bu Tan | Management | For | For |
| 1l | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HP INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: HPQ SECURITY ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Yoky Matsuoka | Management | For | For |
| 1i | Elect Director Stacey Mobley | Management | For | For |
| 1j | Elect Director Subra Suresh | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| KYOCERA CORP. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: 6971 SECURITY ID: J37479110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2.1 | Elect Director Yamaguchi, Goro | Management | For | For |
| 2.2 | Elect Director Tanimoto, Hideo | Management | For | For |
| 2.3 | Elect Director Ishii, Ken | Management | For | For |
| 2.4 | Elect Director Fure, Hiroshi | Management | For | For |
| 2.5 | Elect Director Date, Yoji | Management | For | For |
| 2.6 | Elect Director Ina, Norihiko | Management | For | For |
| 2.7 | Elect Director Itsukushima, Keiji | Management | For | For |
| 2.8 | Elect Director Kano, Koichi | Management | For | For |
| 2.9 | Elect Director Aoki, Shoichi | Management | For | For |
| 2.10 | Elect Director Sato, Takashi | Management | For | For |
| 2.11 | Elect Director Jinno, Junichi | Management | For | For |
| 2.12 | Elect Director John Sarvis | Management | For | For |
| 2.13 | Elect Director Robert Wisler | Management | For | For |
| 2.14 | Elect Director Mizobata, Hiroto | Management | For | For |
| 2.15 | Elect Director Aoyama, Atsushi | Management | For | For |
| 2.16 | Elect Director Koyano, Akiko | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| LG DISPLAY CO., LTD. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: 034220 SECURITY ID: Y5255T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Kwon Young-su as Non-independent Non-executive Director | Management | For | For |
| 3.2 | Elect Han Geun-tae as Outside Director | Management | For | For |
| 3.3 | Elect Lee Chang-yang as Outside Director | Management | For | For |
| 3.4 | Elect Seo Dong-hui as Inside Director | Management | For | For |
| 4.1 | Elect Han Geun-tae as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Lee Chang-yang as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LG ELECTRONICS, INC. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: 066570 SECURITY ID: Y5275H177 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Electronic Registration) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Transfer Agent) | Management | For | For |
| 2.3 | Amend Articles of Incorporation (Reports of Addresses, Names and Signatures of Shareholders) | Management | For | For |
| 2.4 | Amend Articles of Incorporation (Adoption of Electronic Securities) | Management | For | For |
| 2.5 | Amend Articles of Incorporation (Resolution of Board Meeting) | Management | For | For |
| 2.6 | Amend Articles of Incorporation (Addenda) | Management | For | For |
| 3.1 | Elect Jung Do-hyun as Inside Director | Management | For | Against |
| 3.2 | Elect Kwon Young-soo as Non-Independent Non-Executive Director | Management | For | Against |
| 3.3 | Elect Lee Sang-goo as Outside Director | Management | For | For |
| 3.4 | Elect Kim Dae-hyung as Outside Director | Management | For | For |
| 4.1 | Elect Baek Yong-ho as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Kim Dae-hyung as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LOGITECH INTERNATIONAL SA MEETING DATE: SEP 05, 2018 | ||||
| TICKER: LOGN SECURITY ID: H50430232 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Appropriation of Retained Earnings and Declaration of Dividend | Management | For | Did Not Vote |
| 4 | Approve Creation of CHF 8.7 Million Pool of Authorized Capital Without Preemptive Rights | Management | For | Did Not Vote |
| 5 | Amend Articles of Incorporation Regarding the Convening of Shareholder Meetings | Management | For | Did Not Vote |
| 6 | Amend Articles of Incorporation Regarding the Maximum Number of Mandates that Members of the Board of Directors and Management Team May Accept for Charitable Organizations | Management | For | Did Not Vote |
| 7 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 8A | Elect Director Patrick Aebischer | Management | For | Did Not Vote |
| 8B | Elect Director Wendy Becker | Management | For | Did Not Vote |
| 8C | Elect Director Edouard Bugnion | Management | For | Did Not Vote |
| 8D | Elect Director Bracken Darrell | Management | For | Did Not Vote |
| 8E | Elect Director Guerrino De Luca | Management | For | Did Not Vote |
| 8F | Elect Director Didier Hirsch | Management | For | Did Not Vote |
| 8G | Elect Director Neil Hunt | Management | For | Did Not Vote |
| 8H | Elect Director Neela Montgomery | Management | For | Did Not Vote |
| 8I | Elect Director Dimitri Panayotopoulos | Management | For | Did Not Vote |
| 8J | Elect Director Lung Yeh | Management | For | Did Not Vote |
| 8K | Elect Director Marjorie Lao | Management | For | Did Not Vote |
| 9 | Elect Guerrino De Luca as Board Chairman | Management | For | Did Not Vote |
| 10A | Appoint Edouard Bugnion as Member of the Compensation Committee | Management | For | Did Not Vote |
| 10B | Appoint Neil Hunt as Member of the Compensation Committee | Management | For | Did Not Vote |
| 10C | Appoint Dimitri Panayotopoulos as Member of the Compensation Committee | Management | For | Did Not Vote |
| 10D | Appoint Wendy Becker as Member of the Compensation Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 12 | Approve Remuneration of the Group Management Team in the Amount of USD 23,700,000 | Management | For | Did Not Vote |
| 13 | Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | Management | For | Did Not Vote |
| 14 | Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative | Management | For | Did Not Vote |
| A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Did Not Vote |
| MASTERCARD INCORPORATED MEETING DATE: JUN 25, 2019 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| MELLANOX TECHNOLOGIES, LTD. MEETING DATE: JUL 25, 2018 | ||||
| TICKER: MLNX SECURITY ID: M51363113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Irwin Federman | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Jack Lazar | Management | For | For |
| 1.5 | Elect Director Jon A. Olson | Management | For | For |
| 1.6 | Elect Director Umesh Padval | Management | For | For |
| 1.7 | Elect Director David Perlmutter | Management | For | For |
| 1.8 | Elect Director Steve Sanghi | Management | For | For |
| 1.9 | Elect Director Eyal Waldman | Management | For | For |
| 1.10 | Elect Director Gregory Waters | Management | For | For |
| 1.11 | Elect Director Thomas Weatherford | Management | For | For |
| 2a | If You Do Not Have a Personal Interest in 2b Please Select "FOR". If You Do Have a Personal Interest in 2b Please Select "AGAINST". | Management | None | For |
| 2b | Approve Grant of Performance Based Cash Incentive Award to Eyal Waldman | Management | For | For |
| 3a | If You Do Not Have a Personal Interest in 3b Please Select "FOR". If You Do Have a Personal Interest in 3b Please Select "AGAINST". | Management | None | For |
| 3b | Approve the Grant of Restricted Share Units and Performance Share Units to Eyal Waldman | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve the Cash Compensation and Vesting of Restricted Shares for Certain Directors | Management | For | For |
| 7 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MELLANOX TECHNOLOGIES, LTD. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: MLNX SECURITY ID: M51363113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | If You Are Not a Parent Affiliate Vote FOR. Otherwise, Vote AGAINST | Management | None | For |
| 1b | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4a | If You Do Not Have a Personal Interest in Item 4b Please Select "FOR". If You Do Have a Personal Interest in Item 4b Please Select "AGAINST" | Management | None | For |
| 4b | Approve Increase in Annual Base Cash Compensation for Eyal Waldman | Management | For | For |
| 5a | If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST" | Management | None | For |
| 5b | Approve Grant of 2019 Performance-Based Cash Incentive Award to Eyal Waldman | Management | For | For |
| 6a | If You Do Not Have a Personal Interest in Item 6b Please Select "FOR". If You Do Have a Personal Interest in Item 6b Please Select "AGAINST" | Management | None | For |
| 6b | Amend Executive Severance Benefits Agreement of Eyal Waldman | Management | For | For |
| 7 | If You Do Not Have a Personal Interest in Item 7b Please Select "FOR". If You Do Have a Personal Interest in Item 7b Please Select "AGAINST" | Management | None | For |
| 7b | Approve Grant of Restricted Share Units to Eyal Waldman | Management | For | For |
| 8a | If You Do Not Have a Personal Interest in Item 8b Please Select "FOR". If You Do Have a Personal Interest in Item 8b Please Select "AGAINST" | Management | None | For |
| 8b | Approve Tax Equalization Payments to Eyal Waldman | Management | For | For |
| 9 | Approve Payment of Cash Bonus to Greg Waters | Management | For | For |
| MICROSOFT CORP. MEETING DATE: NOV 28, 2018 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NCR CORP. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: NCR SECURITY ID: 62886E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Robert P. DeRodes | Management | For | For |
| 1.3 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.4 | Elect Director Michael D. Hayford | Management | For | For |
| 1.5 | Elect Director Kurt P. Kuehn | Management | For | For |
| 1.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.7 | Elect Director Frank R. Martire | Management | For | For |
| 1.8 | Elect Director Matthew A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| NETAPP, INC. MEETING DATE: SEP 13, 2018 | ||||
| TICKER: NTAP SECURITY ID: 64110D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Gerald Held | Management | For | For |
| 1c | Elect Director Kathryn M. Hill | Management | For | For |
| 1d | Elect Director Deborah L. Kerr | Management | For | For |
| 1e | Elect Director George Kurian | Management | For | For |
| 1f | Elect Director Scott F. Schenkel | Management | For | For |
| 1g | Elect Director George T. Shaheen | Management | For | For |
| 1h | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| PEGASYSTEMS INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: PEGA SECURITY ID: 705573103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Ronald Hovsepian | Management | For | For |
| 1.3 | Elect Director Richard Jones | Management | For | For |
| 1.4 | Elect Director Christopher Lafond | Management | For | For |
| 1.5 | Elect Director Dianne Ledingham | Management | For | For |
| 1.6 | Elect Director James O'Halloran | Management | For | For |
| 1.7 | Elect Director Sharon Rowlands | Management | For | For |
| 1.8 | Elect Director Alan Trefler | Management | For | For |
| 1.9 | Elect Director Larry Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PIVOTAL SOFTWARE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PVTL SECURITY ID: 72582H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcy S. Klevorn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PURE STORAGE, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: PSTG SECURITY ID: 74624M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Scott Dietzen | Management | For | For |
| 1.3 | Elect Director John "Coz" Colgrove | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: 005930 SECURITY ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Bahk Jae-wan as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Han-jo as Outside Director | Management | For | For |
| 2.1.3 | Elect Ahn Curie as Outside Director | Management | For | For |
| 2.2.1 | Elect Bahk Jae-wan as a Member of Audit Committee | Management | For | For |
| 2.2.2 | Elect Kim Han-jo as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SEAGATE TECHNOLOGY PLC MEETING DATE: OCT 30, 2018 | ||||
| TICKER: STX SECURITY ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William D. Mosley | Management | For | For |
| 1b | Elect Director Stephen J. Luczo | Management | For | For |
| 1c | Elect Director Mark W. Adams | Management | For | For |
| 1d | Elect Director Judy Bruner | Management | For | For |
| 1e | Elect Director Michael R. Cannon | Management | For | For |
| 1f | Elect Director William T. Coleman | Management | For | For |
| 1g | Elect Director Jay L. Geldmacher | Management | For | For |
| 1h | Elect Director Dylan Haggart | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| SEAGATE TECHNOLOGY PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: STX SECURITY ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| SONY CORP. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: 6758 SECURITY ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.6 | Elect Director Miyata, Koichi | Management | For | For |
| 1.7 | Elect Director John V. Roos | Management | For | For |
| 1.8 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.9 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.10 | Elect Director Oka, Toshiko | Management | For | For |
| 1.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.12 | Elect Director Wendy Becker | Management | For | For |
| 1.13 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| VISA, INC. MEETING DATE: JAN 29, 2019 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORP. MEETING DATE: NOV 07, 2018 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Michael D. Lambert | Management | For | For |
| 1f | Elect Director Len J. Lauer | Management | For | For |
| 1g | Elect Director Matthew E. Massengill | Management | For | For |
| 1h | Elect Director Stephen D. Milligan | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| XEROX CORPORATION MEETING DATE: JUL 31, 2018 | ||||
| TICKER: XRX SECURITY ID: 984121608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory Q. Brown | Management | For | Against |
| 1.2 | Elect Director Keith Cozza | Management | For | For |
| 1.3 | Elect Director Jonathan Christodoro | Management | For | Against |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Nicholas Graziano | Management | For | For |
| 1.6 | Elect Director Cheryl Gordon Krongard | Management | For | Against |
| 1.7 | Elect Director Scott Letier | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.9 | Elect Director Giovanni ('John') Visentin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| XIAOMI CORPORATION MEETING DATE: MAY 14, 2019 | ||||
| TICKER: 1810 SECURITY ID: G9830T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Koh Tuck Lye as Director | Management | For | For |
| 3 | Elect Liu Qin as Director | Management | For | For |
| 4 | Elect Wong Shun Tak as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABM INDUSTRIES, INC. MEETING DATE: MAR 27, 2019 | ||||
| TICKER: ABM SECURITY ID: 000957100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director LeighAnne G. Baker | Management | For | For |
| 1b | Elect Director Sudhakar Kesavan | Management | For | For |
| 1c | Elect Director Filippo Passerini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ALLEGION PLC MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ALLE SECURITY ID: G0176J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carla Cico | Management | For | For |
| 1b | Elect Director Kirk S. Hachigian | Management | For | For |
| 1c | Elect Director Nicole Parent Haughey | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Charles L. Szews | Management | For | For |
| 1g | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| AMERICAN HOMES 4 RENT MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AMH SECURITY ID: 02665T306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director John 'Jack' Corrigan | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred 'Wendy' Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN WOODMARK CORP. MEETING DATE: AUG 23, 2018 | ||||
| TICKER: AMWD SECURITY ID: 030506109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director S. Cary Dunston | Management | For | For |
| 1.4 | Elect Director Martha M. Hayes | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.7 | Elect Director David W. Moon | Management | For | For |
| 1.8 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 12, 2018 | ||||
| TICKER: AWI SECURITY ID: 04247X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Victor D. Grizzle | Management | For | For |
| 1.3 | Elect Director Tao Huang | Management | For | For |
| 1.4 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.5 | Elect Director James C. Melville | Management | For | For |
| 1.6 | Elect Director John J. Roberts | Management | For | For |
| 1.7 | Elect Director Gregory P. Spivy | Management | For | For |
| 1.8 | Elect Director Roy W. Templin | Management | For | For |
| 1.9 | Elect Director Cherryl T. Thomas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: AVB SECURITY ID: 053484101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CPT SECURITY ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Renu Khator | Management | For | For |
| 1.5 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUSHMAN & WAKEFIELD PLC MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CWK SECURITY ID: G2717B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Coslet | Management | For | For |
| 1.2 | Elect Director Qi Chen | Management | For | For |
| 1.3 | Elect Director Michelle MacKay | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Ratify KPMG LLP as UK Statutory Auditor | Management | For | For |
| 4 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 8 | Approve Director Compensation Policy | Management | For | For |
| D.R. HORTON, INC. MEETING DATE: JAN 23, 2019 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EMCOR GROUP, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EME SECURITY ID: 29084Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director David A. B. Brown | Management | For | For |
| 1c | Elect Director Anthony J. Guzzi | Management | For | For |
| 1d | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1e | Elect Director David H. Laidley | Management | For | For |
| 1f | Elect Director Carol P. Lowe | Management | For | For |
| 1g | Elect Director M. Kevin McEvoy | Management | For | For |
| 1h | Elect Director William P. Reid | Management | For | For |
| 1i | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1j | Elect Director Robin Walker-Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EQUINIX, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EQIX SECURITY ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ELS SECURITY ID: 29472R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Constance Freedman | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Scott Peppet | Management | For | For |
| 1.8 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.9 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| EQUITY RESIDENTIAL MEETING DATE: JUN 27, 2019 | ||||
| TICKER: EQR SECURITY ID: 29476L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles L. Atwood | Management | For | For |
| 1.2 | Elect Director Raymond Bennett | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ESS SECURITY ID: 297178105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Amal M. Johnson | Management | For | For |
| 1.3 | Elect Director Mary Kasaris | Management | For | For |
| 1.4 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.5 | Elect Director George M. Marcus | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Michael J. Schall | Management | For | For |
| 1.8 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JACOBS ENGINEERING GROUP, INC. MEETING DATE: JAN 16, 2019 | ||||
| TICKER: JEC SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph R. Bronson | Management | For | For |
| 1b | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1c | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1d | Elect Director Steven J. Demetriou | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Dawne S. Hickton | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Robert A. McNamara | Management | For | For |
| 1i | Elect Director Peter J. Robertson | Management | For | For |
| 1j | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1k | Elect Director Barry L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JELD-WEN HOLDING, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: JELD SECURITY ID: 47580P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Banholzer | Management | For | For |
| 1.2 | Elect Director Martha "Stormy" Byorum | Management | For | For |
| 1.3 | Elect Director Greg G. Maxwell | Management | For | For |
| 1.4 | Elect Director Matthew Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JOHNSON CONTROLS INTERNATIONAL PLC MEETING DATE: MAR 06, 2019 | ||||
| TICKER: JCI SECURITY ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| KB HOME MEETING DATE: APR 11, 2019 | ||||
| TICKER: KBH SECURITY ID: 48666K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorene C. Dominguez | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Stuart A. Gabriel | Management | For | For |
| 1.4 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.5 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Melissa Lora | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director James C. Weaver | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Max H. Mitchell | Management | For | For |
| 1.3 | Elect Director Kim K.W. Rucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| MASCO CORPORATION MEETING DATE: MAY 10, 2019 | ||||
| TICKER: MAS SECURITY ID: 574599106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marie A. Ffolkes | Management | For | For |
| 1b | Elect Director Donald R. Parfet | Management | For | For |
| 1c | Elect Director Lisa A. Payne | Management | For | For |
| 1d | Elect Director Reginald M. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MASTEC, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MTZ SECURITY ID: 576323109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Dwyer | Management | For | For |
| 1.2 | Elect Director Jose S. Sorzano | Management | For | For |
| 1.3 | Elect Director C. Robert Campbell | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NVR, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: NVR SECURITY ID: 62944T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.3 | Elect Director Alfred E. Festa | Management | For | For |
| 1.4 | Elect Director Ed Grier | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OWENS CORNING MEETING DATE: APR 18, 2019 | ||||
| TICKER: OC SECURITY ID: 690742101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Adrienne D. Elsner | Management | For | For |
| 1B | Elect Director J. Brian Ferguson | Management | For | For |
| 1C | Elect Director Ralph F. Hake | Management | For | For |
| 1D | Elect Director Edward F. Lonergan | Management | For | For |
| 1E | Elect Director Maryann T. Mannen | Management | For | For |
| 1F | Elect Director W. Howard Morris | Management | For | For |
| 1G | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1H | Elect Director Michael H. Thaman | Management | For | For |
| 1I | Elect Director John D. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PATRICK INDUSTRIES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: PATK SECURITY ID: 703343103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | For |
| 1.4 | Elect Director Michael A. Kitson | Management | For | For |
| 1.5 | Elect Director Pamela R. Klyn | Management | For | For |
| 1.6 | Elect Director Derrick B. Mayes | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Denis G. Suggs | Management | For | For |
| 1.9 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| QUANTA SERVICES, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: PWR SECURITY ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Earl C. "Duke" Austin, Jr. | Management | For | For |
| 1b | Elect Director Doyle N. Beneby | Management | For | For |
| 1c | Elect Director J. Michal Conaway | Management | For | For |
| 1d | Elect Director Vincent D. Foster | Management | For | For |
| 1e | Elect Director Bernard Fried | Management | For | For |
| 1f | Elect Director Worthing F. Jackman | Management | For | For |
| 1g | Elect Director David M. McClanahan | Management | For | For |
| 1h | Elect Director Margaret B. Shannon | Management | For | For |
| 1i | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SIMPSON MANUFACTURING CO., INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: SSD SECURITY ID: 829073105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Karen Colonias | Management | For | For |
| 1b | Elect Director James S. Andrasick | Management | For | For |
| 1c | Elect Director Jennifer A. Chatman | Management | For | For |
| 1d | Elect Director Robin G. MacGillivray | Management | For | For |
| 1e | Elect Director Gary M. Cusumano | Management | For | For |
| 1f | Elect Director Celeste Volz Ford | Management | For | For |
| 1g | Elect Director Michael A. Bless | Management | For | For |
| 1h | Elect Director Philip E. Donaldson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SKYLINE CHAMPION CORP. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: SKY SECURITY ID: 830830105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith Anderson | Management | For | For |
| 1.2 | Elect Director Timothy Bernlohr | Management | For | For |
| 1.3 | Elect Director Michael Bevacqua | Management | For | For |
| 1.4 | Elect Director John C. Firth | Management | For | For |
| 1.5 | Elect Director Richard W. Florea | Management | For | For |
| 1.6 | Elect Director Michael Kaufman | Management | For | For |
| 1.7 | Elect Director Daniel R. Osnoss | Management | For | For |
| 1.8 | Elect Director Gary E. Robinette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUMMIT MATERIALS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SUM SECURITY ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Hill | Management | For | For |
| 1.2 | Elect Director Joseph S. Cantie | Management | For | For |
| 1.3 | Elect Director Anne M. Cooney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE HOWARD HUGHES CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HHC SECURITY ID: 44267D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William A. Ackman | Management | For | For |
| 1B | Elect Director Adam Flatto | Management | For | For |
| 1C | Elect Director Jeffrey Furber | Management | For | For |
| 1D | Elect Director Beth Kaplan | Management | For | For |
| 1E | Elect Director Allen Model | Management | For | For |
| 1F | Elect Director R. Scot Sellers | Management | For | For |
| 1G | Elect Director Steven Shepsman | Management | For | For |
| 1H | Elect Director Mary Ann Tighe | Management | For | For |
| 1I | Elect Director David R. Weinreb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TOPBUILD CORP. MEETING DATE: APR 29, 2019 | ||||
| TICKER: BLD SECURITY ID: 89055F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alec C. Covington | Management | For | For |
| 1b | Elect Director Gerald Volas | Management | For | For |
| 1c | Elect Director Carl T. Camden | Management | For | For |
| 1d | Elect Director Joseph S. Cantie | Management | For | For |
| 1e | Elect Director Tina M. Donikowski | Management | For | For |
| 1f | Elect Director Mark A. Petrarca | Management | For | For |
| 1g | Elect Director Nancy M. Taylor | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 4 | Amend Articles of Incorporation Regarding Indemnification of Directors and Officers | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UMH PROPERTIES, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: UMH SECURITY ID: 903002103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. Landy | Management | For | For |
| 1.2 | Elect Director William E. Mitchell | Management | For | For |
| 1.3 | Elect Director Stephen B. Wolgin | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| UNIVERSAL FOREST PRODUCTS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: UFPI SECURITY ID: 913543104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joan A. Budden | Management | For | For |
| 1b | Elect Director William G. Currie | Management | For | For |
| 1c | Elect Director Bruce A. Merino | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VULCAN MATERIALS COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: VMC SECURITY ID: 929160109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathleen L. Quirk | Management | For | For |
| 1b | Elect Director David P. Steiner | Management | For | For |
| 1c | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEYERHAEUSER COMPANY MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WY SECURITY ID: 962166104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Emmert | Management | For | For |
| 1.2 | Elect Director Rick R. Holley | Management | For | For |
| 1.3 | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1.4 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.5 | Elect Director Marc F. Racicot | Management | For | For |
| 1.6 | Elect Director Lawrence A. Selzer | Management | For | For |
| 1.7 | Elect Director D. Michael Steuert | Management | For | For |
| 1.8 | Elect Director Devin W. Stockfish | Management | For | For |
| 1.9 | Elect Director Kim Williams | Management | For | For |
| 1.10 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WILLSCOT CORPORATION MEETING DATE: JUN 18, 2019 | ||||
| TICKER: WSC SECURITY ID: 971375126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerard E. Holthaus | Management | For | For |
| 1.2 | Elect Director Rebecca L. Owen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: TWOU SECURITY ID: 90214J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Valerie B. Jarett | Management | For | For |
| 1.3 | Elect Director Earl Lewis | Management | For | For |
| 1.4 | Elect Director Coretha M. Rushing | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADIDAS AG MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ADS SECURITY ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Reelect Ian Gallienne to the Supervisory Board | Management | For | For |
| 5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | For |
| 5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | For |
| 5.4 | Reelect Kathrin Menges to the Supervisory Board | Management | For | For |
| 5.5 | Reelect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 5.6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 5.7 | Elect Bodo Uebber to the Supervisory Board | Management | For | For |
| 5.8 | Elect Jing Ulrich to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Cancellation of Conditional Capital Authorization | Management | For | For |
| 8 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ADOBE INC. MEETING DATE: APR 11, 2019 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ADT, INC. MEETING DATE: SEP 21, 2018 | ||||
| TICKER: ADT SECURITY ID: 00090Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Ryan | Management | For | For |
| 1.2 | Elect Director Lee J. Solomon | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADTALEM GLOBAL EDUCATION, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: ATGE SECURITY ID: 00737L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lyle Logan | Management | For | For |
| 1.2 | Elect Director Michael W. Malafronte | Management | For | For |
| 1.3 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.4 | Elect Director Ann Weaver Hart | Management | For | For |
| 1.5 | Elect Director James D. White | Management | For | For |
| 1.6 | Elect Director William W. Burke | Management | For | For |
| 1.7 | Elect Director Donna J. Hrinak | Management | For | For |
| 1.8 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.9 | Elect Director Georgette Kiser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Against |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Sexual Harassment | Shareholder | Against | For |
| 11 | Report on Climate Change | Shareholder | Against | Against |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | For |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE, INC. MEETING DATE: MAR 01, 2019 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| APTIV PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: APTV SECURITY ID: G6095L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kevin P. Clark | Management | For | For |
| 2 | Elect Director Nancy E. Cooper | Management | For | For |
| 3 | Elect Director Frank J. Dellaquila | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Robert K. Ortberg | Management | For | For |
| 9 | Elect Director Colin J. Parris | Management | For | For |
| 10 | Elect Director Ana G. Pinczuk | Management | For | For |
| 11 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARAMARK MEETING DATE: JAN 30, 2019 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Election Director Eric J. Foss | Management | For | For |
| 1b | Election Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1c | Election Director Lisa G. Bisaccia | Management | For | For |
| 1d | Election Director Calvin Darden | Management | For | For |
| 1e | Election Director Richard W. Dreiling | Management | For | For |
| 1f | Election Director Irene M. Esteves | Management | For | For |
| 1g | Election Director Daniel J. Heinrich | Management | For | For |
| 1h | Election Director Patricia B. Morrison | Management | For | For |
| 1i | Election Director John A. Quelch | Management | For | For |
| 1j | Election Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOZONE, INC. MEETING DATE: DEC 19, 2018 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.6 | Elect Director Gale V. King | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.11 | Elect Director Jill Ann Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 30, 2018 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Amend Long Term Incentive Plan | Management | For | For |
| 10 | Approve Deferred Bonus Share Plan | Management | For | For |
| 11 | Approve Discharge of Directors | Management | For | For |
| 12 | Re-elect Peter Bamford as Director | Management | For | For |
| 13 | Re-elect Simon Arora as Director | Management | For | For |
| 14 | Re-elect Paul McDonald as Director | Management | For | For |
| 15 | Re-elect Thomas Hubner as Director | Management | For | For |
| 16 | Re-elect Kathleen Guion as Director | Management | For | For |
| 17 | Re-elect Ron McMillan as Director | Management | For | For |
| 18 | Re-elect Harry Brouwer as Director | Management | For | For |
| 19 | Approve Discharge of Auditor | Management | For | For |
| 20 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 30, 2018 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association re: Article 1.1 | Management | For | For |
| 2 | Amend Articles of Association re: Article 2.2 | Management | For | For |
| 3 | Amend Articles of Association re: Article 24.6.3 | Management | For | For |
| 4 | Amend Articles of Association re: Article 5.2 | Management | For | For |
| 5 | Amend Articles of Association re: Authorised Share Capital | Management | For | For |
| 6 | Authorise the Board to Increase the Authorised Share Capital | Management | For | For |
| 7 | Amend Articles of Association re: Articles 10.1 and 10.4 | Management | For | For |
| 8 | Amend Articles of Association re: Article 26 | Management | For | For |
| 9 | Amend Articles of Association re: Increase in the Maximum Aggregate Cap on Directors' Fees | Management | For | For |
| 10 | Amend Articles of Association re: Article 24.6 | Management | For | For |
| 11 | Amend Articles of Association re: Article 24.9 | Management | For | For |
| 12 | Amend Articles of Association re: Article 25 | Management | For | For |
| 13 | Amend Articles of Association re: Article 31.4 | Management | For | For |
| 14 | Amend Articles of Association re: Miscellaneous Technical References and Typographical Points | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA MEETING DATE: SEP 18, 2018 | ||||
| TICKER: BME SECURITY ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tiffany Hall as Director | Management | For | For |
| BEST BUY CO., INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: BBY SECURITY ID: 086516101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director Russell P. Fradin | Management | For | For |
| 1e | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1f | Elect Director Hubert Joly | Management | For | For |
| 1g | Elect Director David W. Kenny | Management | For | For |
| 1h | Elect Director Cindy R. Kent | Management | For | For |
| 1i | Elect Director Karen A. McLoughlin | Management | For | For |
| 1j | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1k | Elect Director Claudia F. Munce | Management | For | For |
| 1l | Elect Director Richelle P. Parham | Management | For | For |
| 1m | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BJ'S WHOLESALE CLUB HOLDINGS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: BJ SECURITY ID: 05550J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishad Chande | Management | For | For |
| 1.2 | Elect Director Christopher H. Peterson | Management | For | For |
| 1.3 | Elect Director Judith L. Werthauser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
| BOYD GAMING CORP. MEETING DATE: APR 11, 2019 | ||||
| TICKER: BYD SECURITY ID: 103304101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Bailey | Management | For | For |
| 1.2 | Elect Director Robert L. Boughner | Management | For | For |
| 1.3 | Elect Director William R. Boyd | Management | For | For |
| 1.4 | Elect Director William S. Boyd | Management | For | For |
| 1.5 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Keith E. Smith | Management | For | For |
| 1.8 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.9 | Elect Director Peter M. Thomas | Management | For | For |
| 1.10 | Elect Director Paul W. Whetsell | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: BURL SECURITY ID: 122017106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Mahoney | Management | For | For |
| 1.2 | Elect Director Laura J. Sen | Management | For | For |
| 1.3 | Elect Director Paul J. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CANADA GOOSE HOLDINGS INC. MEETING DATE: AUG 10, 2018 | ||||
| TICKER: GOOS SECURITY ID: 135086106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dani Reiss | Management | For | For |
| 1.2 | Elect Director Ryan Cotton | Management | For | For |
| 1.3 | Elect Director Joshua Bekenstein | Management | For | For |
| 1.4 | Elect Director Stephen Gunn | Management | For | For |
| 1.5 | Elect Director Jean-Marc Huet | Management | For | For |
| 1.6 | Elect Director John Davison | Management | For | For |
| 1.7 | Elect Director Maureen Chiquet | Management | For | Withhold |
| 1.8 | Elect Director Jodi Butts | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CAPRI HOLDINGS LIMITED MEETING DATE: AUG 01, 2018 | ||||
| TICKER: KORS SECURITY ID: G60754101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. William Benedetto | Management | For | For |
| 1b | Elect Director Stephen F. Reitman | Management | For | For |
| 1c | Elect Director Jean Tomlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Feasibility of Adopting Quantitative Renewable Energy Goals | Shareholder | Against | For |
| CARNIVAL CORPORATION MEETING DATE: APR 16, 2019 | ||||
| TICKER: CCL SECURITY ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Elect Director Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 18 | Authorize Issue of Equity | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Authorize Share Repurchase Program | Management | For | For |
| CARTER'S, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CRI SECURITY ID: 146229109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy Woods Brinkley | Management | For | For |
| 1b | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1c | Elect Director Michael D. Casey | Management | For | For |
| 1d | Elect Director A. Bruce Cleverly | Management | For | For |
| 1e | Elect Director Jevin S. Eagle | Management | For | For |
| 1f | Elect Director Mark P. Hipp | Management | For | For |
| 1g | Elect Director William J. Montgoris | Management | For | For |
| 1h | Elect Director David Pulver | Management | For | For |
| 1i | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CAVCO INDUSTRIES, INC. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: CVCO SECURITY ID: 149568107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven G. Bunger | Management | For | For |
| 1.2 | Elect Director Jack Hanna | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Steve Ells | Management | For | For |
| 1.4 | Elect Director Patricia Fili-Krushe | Management | For | For |
| 1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.6 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.7 | Elect Director Scott Maw | Management | For | For |
| 1.8 | Elect Director Ali Namvar | Management | For | For |
| 1.9 | Elect Director Brian Niccol | Management | For | For |
| 1.10 | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHURCHILL DOWNS, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: CHDN SECURITY ID: 171484108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.2 | Elect Director R. Alex Rankin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: STZ SECURITY ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.6 | Elect Director James A. Locke, III | Management | For | For |
| 1.7 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.8 | Elect Director Richard Sands | Management | For | For |
| 1.9 | Elect Director Robert Sands | Management | For | For |
| 1.10 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.11 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COPART, INC. MEETING DATE: DEC 17, 2018 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Cash and Equity Director Compensation Program for Executive Chairman and Non-Employee Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| COSTCO WHOLESALE CORP. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamilton E. James | Management | For | For |
| 1.2 | Elect Director John W. Stanton | Management | For | For |
| 1.3 | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| D.R. HORTON, INC. MEETING DATE: JAN 23, 2019 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DARDEN RESTAURANTS, INC. MEETING DATE: SEP 19, 2018 | ||||
| TICKER: DRI SECURITY ID: 237194105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.4 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
| 1.5 | Elect Director Nana Mensah | Management | For | For |
| 1.6 | Elect Director William S. Simon | Management | For | For |
| 1.7 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
| 1.8 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Assess Feasibility of Adopting a Policy to Phase Out Use of Antibiotics | Shareholder | Against | For |
| DEL FRISCO'S RESTAURANT GROUP, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DFRG SECURITY ID: 245077102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ian R. Carter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DICK'S SPORTING GOODS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: DKS SECURITY ID: 253393102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark J. Barrenchea | Management | For | For |
| 1b | Elect Director Emanuel Chirico | Management | For | For |
| 1c | Elect Director Allen R. Weiss | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Carrie A. Wheeler | Management | For | For |
| 1.12 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.13 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DRIVE SHACK INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: DS SECURITY ID: 262077100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Clifford | Management | For | Withhold |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Benjamin M. Crane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EBAY INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EBAY SECURITY ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
| 1b | Elect Director Anthony J. Bates | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Jesse A. Cohn | Management | For | For |
| 1e | Elect Director Diana Farrell | Management | For | For |
| 1f | Elect Director Logan D. Green | Management | For | For |
| 1g | Elect Director Bonnie S. Hammer | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Thomas J. Tierney | Management | For | For |
| 1n | Elect Director Perry M. Traquina | Management | For | For |
| 1o | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholder to Call Special Meetings | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ELDORADO RESORTS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Bonnie Biumi | Management | For | For |
| 1.3 | Elect Director Frank J. Fahrenkopf | Management | For | For |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.6 | Elect Director Michael E. Pegram | Management | For | For |
| 1.7 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.8 | Elect Director David P. Tomick | Management | For | For |
| 1.9 | Elect Director Roger P. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Shareholder | Against | For |
| 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1A | Management Nominee Gary L. Carano | Shareholder | None | Did Not Vote |
| 1B | Management Nominee Bonnie Biumi | Shareholder | None | Did Not Vote |
| 1C | Management Nominee Frank J. Fahrenkopf | Shareholder | None | Did Not Vote |
| 1D | Management Nominee James B. Hawkins | Shareholder | None | Did Not Vote |
| 1E | Management Nominee Gregory J. Kozicz | Shareholder | None | Did Not Vote |
| 1F | Management Nominee Michael E. Pegram | Shareholder | None | Did Not Vote |
| 1G | Management Nominee Thomas R. Reeg | Shareholder | None | Did Not Vote |
| 1H | Management Nominee David P. Tomick | Shareholder | None | Did Not Vote |
| 1I | Management Nominee Roger P. Wagner | Shareholder | None | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | None | Did Not Vote |
| 3 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Shareholder | For | Did Not Vote |
| 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Shareholder | For | Did Not Vote |
| 7 | Adopt Simple Majority Vote | Shareholder | For | Did Not Vote |
| 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | Did Not Vote |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | For | Did Not Vote |
| ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 28, 2019 | ||||
| TICKER: ENR SECURITY ID: 29272W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Bill G. Armstrong | Management | For | For |
| 1B | Elect Director Alan R. Hoskins | Management | For | For |
| 1C | Elect Director Kevin J. Hunt | Management | For | For |
| 1D | Elect Director James C. Johnson | Management | For | For |
| 1E | Elect Director W. Patrick McGinnis | Management | For | For |
| 1F | Elect Director Patrick J. Moore | Management | For | For |
| 1G | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1H | Elect Director Nneka L. Rimmer | Management | For | For |
| 1I | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FERRARI NV MEETING DATE: SEP 07, 2018 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Louis C. Camilleri as Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| FERRARI NV MEETING DATE: APR 12, 2019 | ||||
| TICKER: RACE SECURITY ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Implementation of Remuneration Policy | Management | None | None |
| 2.c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Elect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Louis C. Camilleri as Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Management | For | Against |
| 3.e | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
| 3.f | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | Against |
| 3.g | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 3.j | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
| 4 | Appoint EY as Auditors | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Cancellation of Special Voting Shares in Treasury | Management | For | For |
| 7.a | Approve CEO Award | Management | For | For |
| 7.b | Approve New Equity Incentive Plan 2019-2021 | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| FIVE BELOW, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: FIVE SECURITY ID: 33829M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Catherine E. Buggeln | Management | For | For |
| 1b | Elect Director Michael F. Devine, III | Management | For | For |
| 1c | Elect Director Ronald L. Sargent | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FLOOR & DECOR HOLDINGS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: FND SECURITY ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Fung | Management | For | For |
| 1b | Elect Director John M. Roth | Management | For | For |
| 1c | Elect Director Thomas V. Taylor, Jr. | Management | For | For |
| 1d | Elect Director Rachel H. Lee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FUTURE RETAIL LTD. MEETING DATE: AUG 29, 2018 | ||||
| TICKER: 540064 SECURITY ID: Y0R8CN111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Rakesh Biyani as Director | Management | For | Against |
| 3 | Approve Revision in the Remuneration of Kishore Biyani as Managing Director | Management | For | For |
| 4 | Approve Revision in the Remuneration of Rakesh Biyani as Jt. Managing Director | Management | For | For |
| 5 | Approve Commission to Directors | Management | For | For |
| 6 | Approve Related Party Transactions | Management | For | For |
| 7 | Elect Rahul Garg as Director | Management | For | For |
| FUTURE RETAIL LTD. MEETING DATE: JAN 27, 2019 | ||||
| TICKER: 540064 SECURITY ID: Y0R8CN111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acceptance of Deposits from Public and/or Members of the Company | Management | For | For |
| FUTURE RETAIL LTD. MEETING DATE: MAR 05, 2019 | ||||
| TICKER: 540064 SECURITY ID: Y0R8CN111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Warrants on a Preferential Basis | Management | For | For |
| 2 | Approve Issuance of Secured/Unsecured/Redeemable/Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| G-III APPAREL GROUP, LTD. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: GIII SECURITY ID: 36237H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Victor Herrero | Management | For | For |
| 1.7 | Elect Director Jeanette Nostra | Management | For | For |
| 1.8 | Elect Director Laura Pomerantz | Management | For | For |
| 1.9 | Elect Director Willem Van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.2 | Elect Director Ruth Ann Marshall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GRAND CANYON EDUCATION, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: LOPE SECURITY ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| HILTON GRAND VACATIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: HLT SECURITY ID: 43300A203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 17, 2018 | ||||
| TICKER: ITX SECURITY ID: E6282J125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 4.b | Elect Pilar Lopez Alvarez as Director | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| KERING SA MEETING DATE: APR 24, 2019 | ||||
| TICKER: KER SECURITY ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 10.50 per Share | Management | For | For |
| 4 | Ratify Appointment of Ginevra Elkann as Director | Management | For | For |
| 5 | Ratify Appointment of Financiere Pinault as Director | Management | For | For |
| 6 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy for Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy for Jean-Francois Palus, Vice-CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 13 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 14 and 15 | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 14 and 15 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LEAR CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LEA SECURITY ID: 521865204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas P. Capo | Management | For | For |
| 1b | Elect Director Mei-Wei Cheng | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Mary Lou Jepsen | Management | For | For |
| 1e | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1f | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1g | Elect Director Raymond E. Scott | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D.G. Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LENNAR CORPORATION MEETING DATE: APR 10, 2019 | ||||
| TICKER: LEN SECURITY ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick Beckwitt | Management | For | For |
| 1.2 | Elect Director Irving Bolotin | Management | For | For |
| 1.3 | Elect Director Steven L. Gerard | Management | For | For |
| 1.4 | Elect Director Tig Gilliam | Management | For | For |
| 1.5 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.6 | Elect Director Jonathan M. Jaffe | Management | For | For |
| 1.7 | Elect Director Sidney Lapidus | Management | For | For |
| 1.8 | Elect Director Teri P. McClure | Management | For | For |
| 1.9 | Elect Director Stuart Miller | Management | For | For |
| 1.10 | Elect Director Armando Olivera | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 1.12 | Elect Director Scott Stowell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: LYV SECURITY ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Maverick Carter | Management | For | For |
| 1.3 | Elect Director Ariel Emanuel | Management | For | For |
| 1.4 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.5 | Elect Director Ping Fu | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.7 | Elect Director James Iovine | Management | For | For |
| 1.8 | Elect Director James S. Kahan | Management | For | For |
| 1.9 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.10 | Elect Director Randall T. Mays | Management | For | For |
| 1.11 | Elect Director Michael Rapino | Management | For | For |
| 1.12 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.13 | Elect Director Dana Walden | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Clinton Allen | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director John F. O'Brien | Management | For | For |
| 1i | Elect Director Guhan Subramanian | Management | For | For |
| 1j | Elect Director William M. Webster, IV | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn Henry | Management | For | For |
| 1b | Elect Director Jon McNeill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE MEETING DATE: APR 18, 2019 | ||||
| TICKER: MC SECURITY ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Sophie Chassat as Director | Management | For | For |
| 6 | Reelect Bernard Arnault as Director | Management | For | For |
| 7 | Reelect Sophie Chassat as Director | Management | For | For |
| 8 | Reelect Clara Gaymard as Director | Management | For | For |
| 9 | Reelect Hubert Vedrine as Director | Management | For | For |
| 10 | Elect Iris Knobloch as Director | Management | For | For |
| 11 | Appoint Yann Arthus-Bertrand as Censor | Management | For | Against |
| 12 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of CEO and Chairman | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 24 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.5 | Elect Director Frederick A. "Fritz" Henderson | Management | For | For |
| 1.6 | Elect Director Eric Hippeau | Management | For | For |
| 1.7 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.8 | Elect Director Debra L. Lee | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.11 | Elect Director George Munoz | Management | For | For |
| 1.12 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement for the Removal of Directors | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement for Future Amendments to the Certificate Approved by Our Stockholders | Management | For | For |
| 4c | Eliminate Supermajority Vote Requirement for Future Amendments to Certain Bylaw Provisions | Management | For | For |
| 4d | Remove the Requirement for a Supermajority Stockholder Vote for Certain Transactions | Management | For | For |
| 4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MARRIOTT VACATIONS WORLDWIDE CORP. MEETING DATE: AUG 28, 2018 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: MAY 10, 2019 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas J. Hutchison, III | Management | For | For |
| 1.3 | Elect Director Dianna F. Morgan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MATTEL, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: MAT SECURITY ID: 577081102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Todd Bradley | Management | For | For |
| 1b | Elect Director Adriana Cisneros | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Ynon Kreiz | Management | For | For |
| 1e | Elect Director Soren T. Laursen | Management | For | For |
| 1f | Elect Director Ann Lewnes | Management | For | For |
| 1g | Elect Director Roger Lynch | Management | For | For |
| 1h | Elect Director Dominic Ng | Management | For | For |
| 1i | Elect Director Judy D. Olian | Management | For | For |
| 1j | Elect Director Vasant M. Prabhu | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| MCDONALD'S CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Richard Lenny | Management | For | For |
| 1g | Elect Director John Mulligan | Management | For | For |
| 1h | Elect Director Sheila Penrose | Management | For | For |
| 1i | Elect Director John Rogers, Jr. | Management | For | For |
| 1j | Elect Director Paul Walsh | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Change Range for Size of the Board | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MHK SECURITY ID: 608190104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.2 | Elect Director William H. Runge, III | Management | For | For |
| 1.3 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONRO, INC. MEETING DATE: AUG 14, 2018 | ||||
| TICKER: MNRO SECURITY ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Auerbach | Management | For | For |
| 1.2 | Elect Director Donald Glickman | Management | For | For |
| 1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
| 1.4 | Elect Director Brett T. Ponton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NASPERS LTD. MEETING DATE: AUG 24, 2018 | ||||
| TICKER: NPN SECURITY ID: S53435103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2018 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4 | Re-elect Mark Sorour as Director | Management | For | For |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Hendrik du Toit as Director | Management | For | For |
| 5.4 | Re-elect Guijin Liu as Director | Management | For | For |
| 5.5 | Re-elect Roberto Oliveira de Lima as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Implementation of the Remuneration Policy | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy M. Haley | Management | For | Withhold |
| 1b | Elect Director Leslie Kilgore | Management | For | Withhold |
| 1c | Elect Director Ann Mather | Management | For | Withhold |
| 1d | Elect Director Susan Rice | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| NIKE, INC. MEETING DATE: SEP 20, 2018 | ||||
| TICKER: NKE SECURITY ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NVR, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: NVR SECURITY ID: 62944T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.3 | Elect Director Alfred E. Festa | Management | For | For |
| 1.4 | Elect Director Ed Grier | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: OLLI SECURITY ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Stanley Fleishman | Management | For | For |
| 1B | Elect Director Stephen White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Charter | Management | For | For |
| 6 | Ratify KPMG LLP as Auditor | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PERFORMANCE FOOD GROUP CO. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: PFGC SECURITY ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
| 1.2 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.3 | Elect Director Kimberly S. Grant | Management | For | For |
| 1.4 | Elect Director Randall N. Spratt | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PLANET FITNESS, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: PLNT SECURITY ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig Benson | Management | For | For |
| 1.2 | Elect Director Cambria Dunaway | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PLAYAGS, INC. MEETING DATE: SEP 19, 2018 | ||||
| TICKER: AGS SECURITY ID: 72814N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Cohen | Management | For | For |
| 1.2 | Elect Director Yvette E. Landau | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| POOL CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: POOL SECURITY ID: 73278L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew W. Code | Management | For | For |
| 1b | Elect Director Timothy M. Graven | Management | For | For |
| 1c | Elect Director Debra S. Oler | Management | For | For |
| 1d | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1e | Elect Director Harlan F. Seymour | Management | For | For |
| 1f | Elect Director Robert C. Sledd | Management | For | For |
| 1g | Elect Director John E. Stokely | Management | For | For |
| 1h | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PUMA SE MEETING DATE: APR 18, 2019 | ||||
| TICKER: PUM SECURITY ID: D62318148 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 3 | Approve Discharge of Managing Directors for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Board of Directors for Fiscal 2018 | Management | For | For |
| 5 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 6 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 7 | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 8.1 | Elect Heloise Temple-Boyer to the Supervisory Board | Management | For | For |
| 8.2 | Elect Fiona Oly to the Supervisory Board | Management | For | For |
| 9 | Approve EUR 151 Million Capitalization of Reserves for Purpose of Stock Split | Management | For | For |
| 10 | Approve 10:1 Stock Split | Management | For | For |
| 11 | Approve Variable Remuneration of Supervisory Board | Management | For | For |
| 12 | Amend Articles Re: Supervisory Board Entitlement to Adopt Editorial Changes to the Articles of Association; Company Transactions with Subsidiaries | Management | For | For |
| PVH CORP. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Juan R. Figuereo | Management | For | For |
| 1e | Elect Director Joseph B. Fuller | Management | For | For |
| 1f | Elect Director V. James Marino | Management | For | For |
| 1g | Elect Director G. Penny McIntyre | Management | For | For |
| 1h | Elect Director Amy McPherson | Management | For | For |
| 1i | Elect Director Henry Nasella | Management | For | For |
| 1j | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1k | Elect Director Craig Rydin | Management | For | For |
| 1l | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for By-Law Amendments | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| QURATE RETAIL, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: QRTEA SECURITY ID: 74915M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 1.3 | Elect Director Mark C. Vadon | Management | For | Withhold |
| 1.4 | Elect Director Andrea L. Wong | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| RESTAURANT BRANDS INTERNATIONAL INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: QSR SECURITY ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Marc Caira | Management | For | For |
| 1.3 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.4 | Elect Director Martin E. Franklin | Management | For | For |
| 1.5 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.6 | Elect Director Neil Golden | Management | For | For |
| 1.7 | Elect Director Ali G. Hedayat | Management | For | For |
| 1.8 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 1.12 | Elect Director Alexandre Van Damme | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Report on Minimum Requirements and Standards Related to Workforce Practices | Shareholder | Against | Against |
| 5 | Report on Policy to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| 6 | Report on Sustainable Packaging | Shareholder | Against | Against |
| ROSS STORES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan *Withdrawn Resolution* | Management | None | None |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: RCL SECURITY ID: V7780T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director Stephen R. Howe, Jr. | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Maritza G. Montiel | Management | For | For |
| 1f | Elect Director Ann S. Moore | Management | For | For |
| 1g | Elect Director Eyal M. Ofer | Management | For | For |
| 1h | Elect Director Thomas J. Pritzker | Management | For | For |
| 1i | Elect Director William K. Reilly | Management | For | For |
| 1j | Elect Director Vagn O. Sorensen | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| STARBUCKS CORP. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosalind G. Brewer | Management | For | For |
| 1b | Elect Director Mary N. Dillon | Management | For | For |
| 1c | Elect Director Mellody Hobson | Management | For | For |
| 1d | Elect Director Kevin R. Johnson | Management | For | For |
| 1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1f | Elect Director Satya Nadella | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Clara Shih | Management | For | For |
| 1i | Elect Director Javier G. Teruel | Management | For | For |
| 1j | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Against |
| TAPESTRY, INC. MEETING DATE: NOV 08, 2018 | ||||
| TICKER: TPR SECURITY ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Darrell Cavens | Management | For | For |
| 1b | Elect Director David Denton | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Andrea Guerra | Management | For | For |
| 1e | Elect Director Susan Kropf | Management | For | For |
| 1f | Elect Director Annabelle Yu Long | Management | For | For |
| 1g | Elect Director Victor Luis | Management | For | For |
| 1h | Elect Director Ivan Menezes | Management | For | For |
| 1i | Elect Director William Nuti | Management | For | Against |
| 1j | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| TENNECO, INC. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reclassify Common Stock as Class A Voting Common Stock, Authorize New Class of Non-Voting Common Stock, and Increase Authorized Capital Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| THE CHILDREN'S PLACE, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: PLCE SECURITY ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Malcolm Beck | Management | For | For |
| 1.4 | Elect Director Elizabeth J. Boland | Management | For | For |
| 1.5 | Elect Director Jane Elfers | Management | For | For |
| 1.6 | Elect Director Joseph Gromek | Management | For | For |
| 1.7 | Elect Director Norman Matthews | Management | For | For |
| 1.8 | Elect Director Robert L. Mettler | Management | For | For |
| 1.9 | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE ESTEE LAUDER COMPANIES, INC. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: EL SECURITY ID: 518439104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.3 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.4 | Elect Director Jennifer Hyman | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 17, 2019 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director John G. Morikis | Management | For | For |
| 1.8 | Elect Director Christine A. Poon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Michael H. Thaman | Management | For | For |
| 1.11 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.12 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director Rosemary T. Berkery | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Equity | Shareholder | Against | For |
| 5 | Report on Prison Labor in Supply Chain | Shareholder | Against | Against |
| 6 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| THE TJX COS., INC. MEETING DATE: OCT 22, 2018 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| THE WALT DISNEY COMPANY MEETING DATE: JUL 27, 2018 | ||||
| TICKER: DIS SECURITY ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| THOR INDUSTRIES, INC. MEETING DATE: DEC 14, 2018 | ||||
| TICKER: THO SECURITY ID: 885160101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew E. Graves | Management | For | For |
| 1.2 | Elect Director Amelia A. Huntington | Management | For | For |
| 1.3 | Elect Director Christopher Klein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| TIFFANY & CO. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1d | Elect Director Roger N. Farah | Management | For | For |
| 1e | Elect Director Jane Hertzmark Hudis | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director William A. Shutzer | Management | For | For |
| 1i | Elect Director Robert S. Singer | Management | For | For |
| 1j | Elect Director Francesco Trapani | Management | For | For |
| 1k | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TWENTY-FIRST CENTURY FOX, INC. MEETING DATE: JUL 27, 2018 | ||||
| TICKER: FOXA SECURITY ID: 90130A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Distribution Agreement | Management | For | For |
| ULTA BEAUTY, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sally E. Blount | Management | For | For |
| 1.2 | Elect Director Mary N. Dillon | Management | For | For |
| 1.3 | Elect Director Charles Heilbronn | Management | For | For |
| 1.4 | Elect Director Michael R. MacDonald | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1b | Elect Director Sunil Gupta | Management | For | For |
| 1c | Elect Director Pietro Satriano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 06, 2018 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Michele Romanow | Management | For | For |
| 1f | Elect Director Hilary A. Schneider | Management | For | For |
| 1g | Elect Director D. Bruce Sewell | Management | For | For |
| 1h | Elect Director John F. Sorte | Management | For | For |
| 1i | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WALMART INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Stephen "Steve" J. Easterbrook | Management | For | For |
| 1c | Elect Director Timothy "Tim" P. Flynn | Management | For | For |
| 1d | Elect Director Sarah J. Friar | Management | For | For |
| 1e | Elect Director Carla A. Harris | Management | For | For |
| 1f | Elect Director Thomas "Tom" W. Horton | Management | For | For |
| 1g | Elect Director Marissa A. Mayer | Management | For | For |
| 1h | Elect Director C. Douglas "Doug" McMillon | Management | For | For |
| 1i | Elect Director Gregory "Greg" B. Penner | Management | For | For |
| 1j | Elect Director Steven "Steve" S Reinemund | Management | For | For |
| 1k | Elect Director S. Robson "Rob" Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Sexual Harassment | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| WAYFAIR INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: W SECURITY ID: 94419L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Niraj Shah | Management | For | For |
| 1b | Elect Director Steven K. Conine | Management | For | For |
| 1c | Elect Director Julie Bradley | Management | For | For |
| 1d | Elect Director Robert Gamgort | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Michael Kumin | Management | For | For |
| 1g | Elect Director James Miller | Management | For | For |
| 1h | Elect Director Jeffrey Naylor | Management | For | For |
| 1i | Elect Director Romero Rodrigues | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WORLD WRESTLING ENTERTAINMENT, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: WWE SECURITY ID: 98156Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vincent K. McMahon | Management | For | For |
| 1.2 | Elect Director George A. Barrios | Management | For | For |
| 1.3 | Elect Director Michelle D. Wilson | Management | For | For |
| 1.4 | Elect Director Stephanie McMahon Levesque | Management | For | For |
| 1.5 | Elect Director Paul "Triple H" Levesque | Management | For | For |
| 1.6 | Elect Director Stuart U. Goldfarb | Management | For | For |
| 1.7 | Elect Director Patricia A. Gottesman | Management | For | For |
| 1.8 | Elect Director Laureen Ong | Management | For | For |
| 1.9 | Elect Director Robyn W. Peterson | Management | For | For |
| 1.10 | Elect Director Frank A. Riddick, III | Management | For | For |
| 1.11 | Elect Director Man Jit Singh | Management | For | For |
| 1.12 | Elect Director Jeffrey R. Speed | Management | For | For |
| 1.13 | Elect Director Alan M. Wexler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WYNDHAM DESTINATIONS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WYND SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louise F. Brady | Management | For | For |
| 1.2 | Elect Director Michael D. Brown | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.6 | Elect Director Denny Marie Post | Management | For | For |
| 1.7 | Elect Director Ronald L. Rickles | Management | For | For |
| 1.8 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| WYNDHAM HOTELS & RESORTS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: WH SECURITY ID: 98311A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mukul V. Deoras | Management | For | For |
| 1.2 | Elect Director Brian Mulroney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| YUM! BRANDS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Michael J. Cavanagh | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Brian C. Cornell | Management | For | For |
| 1e | Elect Director Greg Creed | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director P. Justin Skala | Management | For | For |
| 1j | Elect Director Elane B. Stock | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Use of Renewable Energy *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
| 6 | Report on Sustainable Packaging | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER FINANCE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADYEN NV MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ADYEN SECURITY ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.c | Adopt Annual Accounts | Management | For | For |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Elect Pamela Ann Joseph to Supervisory Board | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 6.a | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Ratify PWC as Auditors | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| AGNC INVESTMENT CORP. MEETING DATE: APR 18, 2019 | ||||
| TICKER: AGNC SECURITY ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Kain | Management | For | For |
| 1.2 | Elect Director Donna J. Blank | Management | For | For |
| 1.3 | Elect Director Morris A. Davis | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey *Withdrawn Resolution* | Management | None | None |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Paul E. Mullings | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.5 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.6 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.7 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.9 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALLY FINANCIAL, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ALLY SECURITY ID: 02005N100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Franklin W. Hobbs | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Katryn "Trynka" Shineman Blake | Management | For | For |
| 1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | For |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Mayree C. Clark | Management | For | For |
| 1.7 | Elect Director Kim S. Fennebresque | Management | For | For |
| 1.8 | Elect Director Marjorie Magner | Management | For | For |
| 1.9 | Elect Director Brian H. Sharples | Management | For | For |
| 1.10 | Elect Director John J. Stack | Management | For | For |
| 1.11 | Elect Director Michael F. Steib | Management | For | For |
| 1.12 | Elect Director Jeffrey J. Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 07, 2019 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Peter Chernin | Management | For | For |
| 1d | Elect Director Ralph de la Vega | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Stephen J. Squeri | Management | For | For |
| 1i | Elect Director Daniel L. Vasella | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Christopher D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NLY SECURITY ID: 035710409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin G. Keyes | Management | For | For |
| 1b | Elect Director Thomas Hamilton | Management | For | For |
| 1c | Elect Director Kathy Hopinkah Hannan | Management | For | For |
| 1d | Elect Director Vicki Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AXOS FINANCIAL, INC. MEETING DATE: OCT 25, 2018 | ||||
| TICKER: AX SECURITY ID: 05566U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul J. Grinberg | Management | For | For |
| 1.2 | Elect Director Gregory Garrabrants | Management | For | For |
| 1.3 | Elect Director Uzair Dada | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| BLACK KNIGHT, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David K. Hunt | Management | For | For |
| 1.2 | Elect Director Ganesh B. Rao | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2019 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CREDIT ACCEPTANCE CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CACC SECURITY ID: 225310101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenda J. Flanagan | Management | For | For |
| 1.2 | Elect Director Brett A. Roberts | Management | For | For |
| 1.3 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.4 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 16, 2019 | ||||
| TICKER: DFS SECURITY ID: 254709108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| FIRSTCASH, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: FCFS SECURITY ID: 33767D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel R. Feehan | Management | For | For |
| 2 | Ratify RSM US LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Clawback Policy | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 18, 2019 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL, INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: IVR SECURITY ID: 46131B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Day | Management | For | For |
| 1.2 | Elect Director Carolyn B. Handlon | Management | For | For |
| 1.3 | Elect Director Edward J. Hardin | Management | For | For |
| 1.4 | Elect Director James R. Lientz, Jr | Management | For | For |
| 1.5 | Elect Director Dennis P. Lockhart | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 1.7 | Elect Director Colin D. Meadows | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LENDINGCLUB CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: LC SECURITY ID: 52603A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan Athey | Management | For | For |
| 1b | Elect Director John C. (Hans) Morris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 25, 2019 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| MERCHANTS BANCORP MEETING DATE: MAY 16, 2019 | ||||
| TICKER: MBIN SECURITY ID: 58844R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Petrie | Management | For | For |
| 1.2 | Elect Director Randall D. Rogers | Management | For | For |
| 1.3 | Elect Director Michael J. Dunlap | Management | For | For |
| 1.4 | Elect Director Scott A. Evans | Management | For | For |
| 1.5 | Elect Director Sue Anne Gilroy | Management | For | For |
| 1.6 | Elect Director Andrew A. Juster | Management | For | For |
| 1.7 | Elect Director Patrick D. O'Brien | Management | For | For |
| 1.8 | Elect Director Anne E. Sellers | Management | For | For |
| 1.9 | Elect Director David N. Shane | Management | For | For |
| 2 | Ratify BKD, LLP as Auditor | Management | For | For |
| MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MFA SECURITY ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Francis J. Oelerich, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORP. MEETING DATE: APR 24, 2019 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Gary A. Poliner | Management | For | For |
| 1.11 | Elect Director Patrick Sinks | Management | For | For |
| 1.12 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: JUL 25, 2018 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Melissa B. Lora | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NAVIENT CORPORATION MEETING DATE: JUN 06, 2019 | ||||
| TICKER: NAVI SECURITY ID: 63938C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick Arnold | Management | For | For |
| 1.2 | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1.3 | Elect Director William M. Diefenderfer, III *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Katherine A. Lehman | Management | For | For |
| 1.5 | Elect Director Linda A. Mills | Management | For | For |
| 1.6 | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1.7 | Elect Director Jane J. Thompson | Management | For | For |
| 1.8 | Elect Director Laura S. Unger | Management | For | For |
| 1.9 | Elect Director Barry L. Williams | Management | For | For |
| 1.10 | Elect Director David L. Yowan | Management | For | For |
| 1.11 | Elect Director Marjorie Bowen | Management | For | For |
| 1.12 | Elect Director Larry Klane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| NEW RESIDENTIAL INVESTMENT CORP. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NRZ SECURITY ID: 64828T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
| 1.2 | Elect Director Robert J. McGinnis | Management | For | Withhold |
| 1.3 | Elect Director Andrew Sloves | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 4 | Adopt a Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NYCB SECURITY ID: 649445103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Levine | Management | For | For |
| 1b | Elect Director Ronald A. Rosenfeld | Management | For | For |
| 1c | Elect Director Lawrence J. Savarese | Management | For | For |
| 1d | Elect Director John M. Tsimbinos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Limit Executive Compensation | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| NMI HOLDINGS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: NMIH SECURITY ID: 629209305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Claudia J. Merkle | Management | For | For |
| 1.3 | Elect Director Michael Embler | Management | For | For |
| 1.4 | Elect Director James G. Jones | Management | For | For |
| 1.5 | Elect Director Lynn S. McCreary | Management | For | For |
| 1.6 | Elect Director Michael Montgomery | Management | For | For |
| 1.7 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| NORTHWEST BANCSHARES, INC. (PENNSYLVANIA) MEETING DATE: APR 17, 2019 | ||||
| TICKER: NWBI SECURITY ID: 667340103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Meegan | Management | For | For |
| 1.2 | Elect Director Timothy B. Fannin | Management | For | For |
| 1.3 | Elect Director Robert M. Campana | Management | For | For |
| 1.4 | Elect Director Mark A. Paup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneek S. Mamik | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Valerie Soranno Keating | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ORITANI FINANCIAL CORP. MEETING DATE: NOV 20, 2018 | ||||
| TICKER: ORIT SECURITY ID: 68633D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert S. Hekemian, Jr. | Management | For | For |
| 1.2 | Elect Director John M. Fields, Jr. | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| RADIAN GROUP INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RDN SECURITY ID: 750236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Gaetano Muzio | Management | For | For |
| 1g | Elect Director Gregory V. Serio | Management | For | For |
| 1h | Elect Director Noel J. Spiegel | Management | For | For |
| 1i | Elect Director David H. Stevens *Withdrawn Resolution* | Management | None | None |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REDWOOD TRUST, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RWT SECURITY ID: 758075402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Christopher J. Abate | Management | For | For |
| 1.3 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.4 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.5 | Elect Director Debora D. Horvath | Management | For | For |
| 1.6 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.7 | Elect Director Fred J. Matera | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.9 | Elect Director Georganne C. Proctor | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SANTANDER CONSUMER USA HOLDINGS INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SC SECURITY ID: 80283M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mahesh Aditya | Management | For | For |
| 1.2 | Elect Director Jose Doncel | Management | For | For |
| 1.3 | Elect Director Stephen A. Ferriss | Management | For | For |
| 1.4 | Elect Director Victor Hill | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Javier Maldonado | Management | For | Withhold |
| 1.7 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.8 | Elect Director William F. Muir | Management | For | For |
| 1.9 | Elect Director Scott Powell | Management | For | For |
| 1.10 | Elect Director William Rainer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Risk of Racial Discrimination in Vehicle Lending | Shareholder | Against | Against |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: OCT 17, 2018 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: APR 18, 2019 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derrick D. Cephas | Management | For | For |
| 1.2 | Elect Director Judith A. Huntington | Management | For | For |
| 1.3 | Elect Director John Tamberlane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 20, 2019 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Mary Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Mark L. Lavelle | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SYNCHRONY FINANCIAL MEETING DATE: MAY 23, 2019 | ||||
| TICKER: SYF SECURITY ID: 87165B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TFS FINANCIAL CORP. MEETING DATE: FEB 21, 2019 | ||||
| TICKER: TFSL SECURITY ID: 87240R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Martin J. Cohen | Management | For | For |
| 1B | Elect Director Robert A. Fiala | Management | For | For |
| 1C | Elect Director John P. Ringenbach | Management | For | For |
| 1D | Elect Director Ashley H. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director Joia M. Johnson | Management | For | For |
| 1f | Elect Director Connie D. McDaniel | Management | For | For |
| 1g | Elect Director Richard A. Smith | Management | For | For |
| 1h | Elect Director John T. Turner | Management | For | For |
| 1i | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| VISA, INC. MEETING DATE: JAN 29, 2019 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC. MEETING DATE: JAN 16, 2019 | ||||
| TICKER: WAFD SECURITY ID: 938824109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.2 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 23, 2019 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Donald M. James | Management | For | For |
| 1g | Elect Director Maria R. Morris | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director C. Allen Parker | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| WEX INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Melissa D. Smith | Management | For | For |
| 1.4 | Elect Director Daniel Callahan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| WORLDPAY INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WSFS FINANCIAL CORP. MEETING DATE: APR 25, 2019 | ||||
| TICKER: WSFS SECURITY ID: 929328102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1a | Elect Director Francis B. "Ben" Brake, Jr. | Management | For | For |
| 1.1b | Elect Director Karen Dougherty Buchholz | Management | For | For |
| 1.1c | Elect Director Christopher T. Gheysens | Management | For | For |
| 1.1d | Elect Director Rodger Levenson | Management | For | For |
| 1.2a | Elect Director Marvin N. Schoenhals | Management | For | For |
| 1.3a | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1.3b | Elect Director David G. Turner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALTRIA GROUP, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: MO SECURITY ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Casteen, III | Management | For | For |
| 1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Mark E. Newman | Management | For | For |
| 1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1.10 | Elect Director Virginia E. Shanks | Management | For | For |
| 1.11 | Elect Director Howard A. Willard, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 24, 2019 | ||||
| TICKER: ABI SECURITY ID: B639CJ108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1.a | Receive Special Board Report Re: Article 559 of the Companies Code | Management | None | None |
| A1.b | Receive Special Auditor Report Re: Article 559 of the Companies Code | Management | None | None |
| A1.c | Amend Article 4 Re: Corporate Purpose | Management | For | For |
| B2 | Amend Article 23 Re: Requirements of the Chairperson of the Board | Management | For | For |
| C3 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C4 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C5 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C6 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share | Management | For | For |
| C7 | Approve Discharge of Directors | Management | For | For |
| C8 | Approve Discharge of Auditor | Management | For | For |
| C9.a | Elect Xiaozhi Liu as Independent Director | Management | For | For |
| C9.b | Elect Sabine Chalmers as Director | Management | For | Against |
| C9.c | Elect Cecilia Sicupira as Director | Management | For | Against |
| C9.d | Elect Claudio Garcia as Director | Management | For | Against |
| C9.e | Reelect Martin J. Barrington as Director | Management | For | Against |
| C9.f | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
| C9.g | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| C10 | Ratify PwC as Auditors and Approve Auditors' Remuneration | Management | For | For |
| C11.a | Approve Remuneration Report | Management | For | Against |
| C11.b | Approve Fixed Remuneration of Directors | Management | For | For |
| C11.c | Approve Grant of Restricted Stock Units | Management | For | For |
| D12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| AVON PRODUCTS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: AVP SECURITY ID: 054303102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Armario | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Nancy Killefer | Management | For | For |
| 1.4 | Elect Director Susan J. Kropf | Management | For | For |
| 1.5 | Elect Director Helen McCluskey | Management | For | For |
| 1.6 | Elect Director Andrew G. McMaster, Jr. | Management | For | For |
| 1.7 | Elect Director James A. Mitarotonda | Management | For | For |
| 1.8 | Elect Director Jan Zijderveld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP, United Kingdom as Auditors | Management | For | For |
| BEIJING YANJING BREWERY CO., LTD. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: 000729 SECURITY ID: Y0771Z102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor and Payment of Remuneration | Management | For | For |
| 7 | Approve Appoint of Internal Control Auditor and Payment of Remuneration | Management | For | For |
| 8 | Approve External Guarantee Management System | Management | For | For |
| 9 | Approve Related Party Transaction Decision System | Management | For | For |
| 10 | Approve Amendments to Articles of Association | Management | For | For |
| 11 | Elect Deng Qihua as Supervisor | Management | For | For |
| BJ'S WHOLESALE CLUB HOLDINGS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: BJ SECURITY ID: 05550J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishad Chande | Management | For | For |
| 1.2 | Elect Director Christopher H. Peterson | Management | For | For |
| 1.3 | Elect Director Judith L. Werthauser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: BATS SECURITY ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect Jack Bowles as Director | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BUNGE LIMITED MEETING DATE: MAY 23, 2019 | ||||
| TICKER: BG SECURITY ID: G16962105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vinita Bali | Management | For | For |
| 1b | Elect Director Carol M. Browner | Management | For | For |
| 1c | Elect Director Andrew Ferrier | Management | For | For |
| 1d | Elect Director Paul Fribourg | Management | For | For |
| 1e | Elect Director J. Erik Fyrwald | Management | For | For |
| 1f | Elect Director Gregory A. Heckman | Management | For | For |
| 1g | Elect Director Kathleen Hyle | Management | For | For |
| 1h | Elect Director John E. McGlade | Management | For | For |
| 1i | Elect Director Henry W. "Jay" Winship | Management | For | For |
| 1j | Elect Director Mark N. Zenuk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C&S PAPER CO., LTD. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: 002511 SECURITY ID: Y1822U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration of Supervisors | Management | For | For |
| 9 | Approve to Adjust the Remuneration of Directors and Senior Management | Management | For | For |
| 10 | Approve to Adjust the Remuneration of Supervisors | Management | For | For |
| 11 | Approve Increase in Registered Capital and Amend Articles of Association | Management | For | For |
| 12 | Amend Management System of Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
| CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED MEETING DATE: MAY 24, 2019 | ||||
| TICKER: 291 SECURITY ID: Y15037107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Jian Yi as Director | Management | For | For |
| 3.2 | Elect Chen Rong as Director | Management | For | Against |
| 3.3 | Elect Lai Ni Hium, Frank as Director | Management | For | For |
| 3.4 | Elect Houang Tai Ninh as Director | Management | For | For |
| 3.5 | Elect Siu Kwing Chue, Gordon as Director | Management | For | For |
| 3.6 | Elect Rudolf Gijsbert Servaas Van Den Brink as Director | Management | For | For |
| 3.7 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| COCA-COLA BOTTLERS JAPAN HOLDINGS, INC. MEETING DATE: MAR 26, 2019 | ||||
| TICKER: 2579 SECURITY ID: J0815C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Yoshimatsu, Tamio | Management | For | For |
| 2.2 | Elect Director Calin Dragan | Management | For | For |
| 2.3 | Elect Director Bjorn Ivar Ulgenes | Management | For | For |
| 2.4 | Elect Director Yoshioka, Hiroshi | Management | For | For |
| 2.5 | Elect Director Wada, Hiroko | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Irial Finan | Management | For | Against |
| 3.2 | Elect Director and Audit Committee Member Jennifer Mann | Management | For | Against |
| 3.3 | Elect Director and Audit Committee Member Guiotoko, Celso | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Hamada, Nami | Management | For | For |
| COCA-COLA CONSOLIDATED, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: COKE SECURITY ID: 191098102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director Morgan H. Everett | Management | For | For |
| 1.4 | Elect Director Henry W. Flint | Management | For | For |
| 1.5 | Elect Director James R. Helvey, III | Management | For | For |
| 1.6 | Elect Director William H. Jones | Management | For | For |
| 1.7 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.8 | Elect Director David M. Katz | Management | For | For |
| 1.9 | Elect Director Jennifer K. Mann | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.13 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.14 | Elect Director Richard T. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| COCA-COLA EUROPEAN PARTNERS PLC MEETING DATE: MAY 29, 2019 | ||||
| TICKER: CCEP SECURITY ID: G25839104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Nathalie Gaveau as Director | Management | For | For |
| 4 | Elect Dagmar Kollmann as Director | Management | For | For |
| 5 | Elect Lord Mark Price as Director | Management | For | For |
| 6 | Re-elect Jose Ignacio Comenge Sanchez-Real as Director | Management | For | For |
| 7 | Re-elect Francisco Crespo Benitez as Director | Management | For | For |
| 8 | Re-elect Irial Finan as Director | Management | For | For |
| 9 | Re-elect Damian Gammell as Director | Management | For | For |
| 10 | Re-elect Alvaro Gomez-Trenor Aguilar as Director | Management | For | For |
| 11 | Re-elect Alfonso Libano Daurella as Director | Management | For | For |
| 12 | Re-elect Mario Rotllant Sola as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | Against |
| COCA-COLA FEMSA SAB DE CV MEETING DATE: MAR 14, 2019 | ||||
| TICKER: KOFL SECURITY ID: 191241108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | None | None |
| 2 | Approve Allocation of Income and Cash Dividends | Management | None | None |
| 3 | Set Maximum Amount of Share Repurchase Reserve | Management | None | None |
| 4 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Remuneration | Management | For | Abstain |
| 5 | Elect Members of Planning and Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration | Management | None | None |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | None | None |
| 7 | Approve Minutes of Meeting | Management | None | None |
| COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: CL SECURITY ID: 194162103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles A. Bancroft | Management | For | For |
| 1b | Elect Director John P. Bilbrey | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Lisa M. Edwards | Management | For | For |
| 1f | Elect Director Helene D. Gayle | Management | For | For |
| 1g | Elect Director C. Martin Harris | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Michael B. Polk | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 1k | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| COMPASS GROUP PLC MEETING DATE: FEB 07, 2019 | ||||
| TICKER: CPG SECURITY ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect John Bryant as Director | Management | For | For |
| 5 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 9 | Re-elect John Bason as Director | Management | For | For |
| 10 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 11 | Re-elect Nelson Silva as Director | Management | For | For |
| 12 | Re-elect Ireena Vittal as Director | Management | For | For |
| 13 | Re-elect Paul Walsh as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Payment of Full Fees Payable to Non-executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| CONAGRA BRANDS, INC. MEETING DATE: SEP 21, 2018 | ||||
| TICKER: CAG SECURITY ID: 205887102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anil Arora | Management | For | For |
| 1.2 | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Butler | Management | For | For |
| 1.4 | Elect Director Sean M. Connolly | Management | For | For |
| 1.5 | Elect Director Joie A. Gregor | Management | For | For |
| 1.6 | Elect Director Rajive Johri | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Craig P. Omtvedt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONSTELLATION BRANDS, INC. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: STZ SECURITY ID: 21036P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.6 | Elect Director James A. Locke, III | Management | For | For |
| 1.7 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.8 | Elect Director Richard Sands | Management | For | For |
| 1.9 | Elect Director Robert Sands | Management | For | For |
| 1.10 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.11 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COSTCO WHOLESALE CORP. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: COST SECURITY ID: 22160K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamilton E. James | Management | For | For |
| 1.2 | Elect Director John W. Stanton | Management | For | For |
| 1.3 | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| COTY, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: COTY SECURITY ID: 222070203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
| 1.2 | Elect Director Sabine Chalmers | Management | For | For |
| 1.3 | Elect Director Joachim Faber | Management | For | For |
| 1.4 | Elect Director Olivier Goudet | Management | For | For |
| 1.5 | Elect Director Peter Harf | Management | For | For |
| 1.6 | Elect Director Paul S. Michaels | Management | For | For |
| 1.7 | Elect Director Camillo Pane | Management | For | For |
| 1.8 | Elect Director Erhard Schoewel | Management | For | For |
| 1.9 | Elect Director Robert Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DANONE SA MEETING DATE: APR 25, 2019 | ||||
| TICKER: BN SECURITY ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.94 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect Clara Gaymard as Director | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 42 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DARLING INGREDIENTS, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DAR SECURITY ID: 237266101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director D. Eugene Ewing | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Cynthia Pharr Lee | Management | For | For |
| 1h | Elect Director Charles Macaluso | Management | For | For |
| 1i | Elect Director Gary W. Mize | Management | For | For |
| 1j | Elect Director Michael E. Rescoe | Management | For | For |
| 1k | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Carrie A. Wheeler | Management | For | For |
| 1.12 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.13 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 28, 2019 | ||||
| TICKER: ENR SECURITY ID: 29272W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Bill G. Armstrong | Management | For | For |
| 1B | Elect Director Alan R. Hoskins | Management | For | For |
| 1C | Elect Director Kevin J. Hunt | Management | For | For |
| 1D | Elect Director James C. Johnson | Management | For | For |
| 1E | Elect Director W. Patrick McGinnis | Management | For | For |
| 1F | Elect Director Patrick J. Moore | Management | For | For |
| 1G | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1H | Elect Director Nneka L. Rimmer | Management | For | For |
| 1I | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ESSITY AB MEETING DATE: APR 04, 2019 | ||||
| TICKER: ESSITY.B SECURITY ID: W3R06F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | Management | For | Did Not Vote |
| 8.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.31 Million for Chairman and SEK 770,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Reelect Ewa Bjorling as Director | Management | For | Did Not Vote |
| 12.b | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 12.c | Reelect Maija-Liisa Friman as Director | Management | For | Did Not Vote |
| 12.d | Reelect Annemarie Gardshol as Director | Management | For | Did Not Vote |
| 12.e | Reelect Magnus Groth as Director | Management | For | Did Not Vote |
| 12.f | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 12.g | Reelect Louise Svanberg as Director | Management | For | Did Not Vote |
| 12.h | Reelect Lars Rebien Sorensen as Director | Management | For | Did Not Vote |
| 12.i | Reelect Barbara M. Thoralfsson as Director | Management | For | Did Not Vote |
| 13 | Reelect Par Boman as Board Chairman | Management | For | Did Not Vote |
| 14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| FEVERTREE DRINKS PLC MEETING DATE: MAY 24, 2019 | ||||
| TICKER: FEVR SECURITY ID: G33929103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect William Ronald as Director | Management | For | For |
| 5 | Re-elect Timothy Warrillow as Director | Management | For | For |
| 6 | Re-elect Charles Rolls as Director | Management | For | For |
| 7 | Re-elect Andrew Branchflower as Director | Management | For | For |
| 8 | Re-elect Coline McConville as Director | Management | For | For |
| 9 | Re-elect Kevin Havelock as Director | Management | For | For |
| 10 | Re-elect Jeff Popkin as Director | Management | For | For |
| 11 | Elect Domenico De Lorenzo as Director | Management | For | For |
| 12 | Reappoint BDO LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HAIN CELESTIAL GROUP, INC. MEETING DATE: DEC 05, 2018 | ||||
| TICKER: HAIN SECURITY ID: 405217100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Celeste A. Clark | Management | For | For |
| 1.2 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.3 | Elect Director R. Dean Hollis | Management | For | For |
| 1.4 | Elect Director Shervin J. Korangy | Management | For | For |
| 1.5 | Elect Director Roger Meltzer | Management | For | For |
| 1.6 | Elect Director Mark Schiller | Management | For | For |
| 1.7 | Elect Director Jack L. Sinclair | Management | For | Against |
| 1.8 | Elect Director Glenn W. Welling | Management | For | Against |
| 1.9 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INGREDION INCORPORATED MEETING DATE: MAY 15, 2019 | ||||
| TICKER: INGR SECURITY ID: 457187102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Paul Hanrahan | Management | For | For |
| 1d | Elect Director Rhonda L. Jordan | Management | For | For |
| 1e | Elect Director Gregory B. Kenny | Management | For | For |
| 1f | Elect Director Barbara A. Klein | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Jorge A. Uribe | Management | For | For |
| 1i | Elect Director Dwayne A. Wilson | Management | For | For |
| 1j | Elect Director James P. Zallie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| JBS SA MEETING DATE: APR 30, 2019 | ||||
| TICKER: JBSS3 SECURITY ID: P59695109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors at Nine | Management | For | For |
| 4 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Against |
| 6.1 | Elect Jeremiah Alphonsus OCallaghan as Director | Management | For | For |
| 6.2 | Elect Jose Batista Sobrinho as Director | Management | For | For |
| 6.3 | Elect Aguinaldo Gomes Ramos Filho as Director | Management | For | For |
| 6.4 | Elect Gilberto Meirelles Xando Baptista as Director | Management | For | For |
| 6.5 | Elect Wesley Mendonca Batista Filho as Director | Management | For | For |
| 6.6 | Elect Cledorvino Belini as Director | Management | For | For |
| 6.7 | Elect Jose Guimaraes Monforte as Director | Management | For | For |
| 6.8 | Elect Marcio Guedes Pereira Junior as Director | Management | For | For |
| 6.9 | Elect Alba Pethengill as Director | Management | For | For |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | Abstain |
| 8.1 | Percentage of Votes to Be Assigned - Elect Jeremiah Alphonsus OCallaghan as Director | Management | None | Abstain |
| 8.2 | Percentage of Votes to Be Assigned - Elect Jose Batista Sobrinho as Director | Management | None | Abstain |
| 8.3 | Percentage of Votes to Be Assigned - Elect Aguinaldo Gomes Ramos Filho as Director | Management | None | Abstain |
| 8.4 | Percentage of Votes to Be Assigned - Elect Gilberto Meirelles Xando Baptista as Director | Management | None | Abstain |
| 8.5 | Percentage of Votes to Be Assigned - Elect Wesley Mendonca Batista Filho as Director | Management | None | Abstain |
| 8.6 | Percentage of Votes to Be Assigned - Elect Cledorvino Belini as Director | Management | None | Abstain |
| 8.7 | Percentage of Votes to Be Assigned - Elect Jose Guimaraes Monforte as Director | Management | None | Abstain |
| 8.8 | Percentage of Votes to Be Assigned - Elect Marcio Guedes Pereira Junior as Director | Management | None | Abstain |
| 8.9 | Percentage of Votes to Be Assigned - Elect Alba Pethengill as Director | Management | None | Abstain |
| 9 | Fix Number of Fiscal Council Members at Four | Management | For | For |
| 10 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 11.1 | Elect Adrian Lima Da Hora as Fiscal Council Member and Andre Alcantara Ocampos as Alternate | Management | For | For |
| 11.2 | Elect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate | Management | For | For |
| 11.3 | Elect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate | Management | For | For |
| 11.4 | Elect Mauricio Wanderley Estanislau da Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate | Management | For | For |
| 12 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Against |
| KELLOGG COMPANY MEETING DATE: APR 26, 2019 | ||||
| TICKER: K SECURITY ID: 487836108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roderick D. "Rod" Gillum | Management | For | For |
| 1b | Elect Director Mary Laschinger | Management | For | For |
| 1c | Elect Director Erica Mann | Management | For | For |
| 1d | Elect Director Carolyn Tastad | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| KEURIG DR PEPPER INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: KDP SECURITY ID: 49271V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Gamgort | Management | For | For |
| 1b | Elect Director Olivier Goudet | Management | For | For |
| 1c | Elect Director Peter Harf | Management | For | For |
| 1d | Elect Director Genevieve Hovde | Management | For | For |
| 1e | Elect Director Anna-Lena Kamenetzky | Management | For | For |
| 1f | Elect Director Paul S. Michaels | Management | For | For |
| 1g | Elect Director Pamela H. Patsley | Management | For | For |
| 1h | Elect Director Gerhard Pleuhs | Management | For | For |
| 1i | Elect Director Fabien Simon | Management | For | For |
| 1j | Elect Director Robert Singer | Management | For | For |
| 1k | Elect Director Dirk Van de Put | Management | For | For |
| 1l | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: SEP 28, 2018 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: OCT 16, 2018 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wang Yan as Non-Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: NOV 28, 2018 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Li Jingren as Non-Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: 600519 SECURITY ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial and Internal Control Auditor | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: MDLZ SECURITY ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Crew | Management | For | For |
| 1d | Elect Director Lois D. Juliber | Management | For | For |
| 1e | Elect Director Mark D. Ketchum | Management | For | For |
| 1f | Elect Director Peter W. May | Management | For | For |
| 1g | Elect Director Jorge S. Mesquita | Management | For | For |
| 1h | Elect Director Joseph Neubauer | Management | For | For |
| 1i | Elect Director Fredric G. Reynolds | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1m | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Mitigating Impacts of Deforestation in Company's Supply Chain | Shareholder | Against | Against |
| 5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 06, 2019 | ||||
| TICKER: MNST SECURITY ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Kathleen E. Ciaramello | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Sydney Selati | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MUYUAN FOODS CO., LTD. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: 002714 SECURITY ID: Y6149B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements and Financial Budget Report | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Application of Bank Credit Lines | Management | For | For |
| 7 | Approve Use of Idle Funds for Entrusted Asset Management | Management | For | For |
| 8 | Approve Use of Idle Raised Funds from Private Placement of Shares to Purchase Financial Products | Management | For | For |
| 9 | Approve Use of Idle Raised Funds from Private Placement of Preferred Shares to Purchase Financial Products | Management | For | For |
| 10 | Approve Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 11 | Approve Provision of Guarantee | Management | For | For |
| 12 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
| 13 | Approve Appointment of Auditor | Management | For | For |
| NOMAD FOODS LIMITED MEETING DATE: JUN 19, 2019 | ||||
| TICKER: NOMD SECURITY ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Mohamed Elsarky | Management | For | For |
| 1.6 | Elect Director Jeremy Isaacs | Management | For | For |
| 1.7 | Elect Director James E. Lillie | Management | For | For |
| 1.8 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.9 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.10 | Elect Director Victoria Parry | Management | For | For |
| 1.11 | Elect Director Simon White | Management | For | For |
| 1.12 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OCADO GROUP PLC MEETING DATE: MAY 01, 2019 | ||||
| TICKER: OCDO SECURITY ID: G6718L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Re-elect Lord Rose as Director | Management | For | For |
| 5 | Re-elect Tim Steiner as Director | Management | For | For |
| 6 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
| 7 | Re-elect Neill Abrams as Director | Management | For | For |
| 8 | Re-elect Mark Richardson as Director | Management | For | For |
| 9 | Re-elect Luke Jensen as Director | Management | For | For |
| 10 | Re-elect Jorn Rausing as Director | Management | For | For |
| 11 | Re-elect Ruth Anderson as Director | Management | For | For |
| 12 | Re-elect Douglas McCallum as Director | Management | For | For |
| 13 | Re-elect Andrew Harrison as Director | Management | For | For |
| 14 | Re-elect Emma Lloyd as Director | Management | For | For |
| 15 | Elect Julie Southern as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Value Creation Plan | Management | For | Against |
| 20 | Approve Annual Incentive Plan | Management | For | For |
| 21 | Approve Sharesave Scheme | Management | For | For |
| 22 | Approve Executive Share Option Scheme | Management | For | For |
| 23 | Approve the Amendment to the Chairman's Share Matching Award | Management | For | For |
| 24 | Authorise Issue of Equity | Management | For | For |
| 25 | Authorise Issue of Equity in Connection with a Rights Issue | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 29 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| OCADO GROUP PLC MEETING DATE: MAY 20, 2019 | ||||
| TICKER: OCDO SECURITY ID: G6718L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the M&S Arrangements | Management | For | For |
| ONTEX GROUP NV MEETING DATE: MAY 24, 2019 | ||||
| TICKER: ONTEX SECURITY ID: B6S9X0109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7a | Elect Desarrollo Empresarial Joven Sustentable SC, Permanently Represented by Juan Gilberto Marin Quintero, as Director | Management | For | For |
| 7b | Elect Aldo Cardoso as Director | Management | For | For |
| 7c | Elect Esther Berrozpe as Independent Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Approve Change-of-Control Clause Re: Guarantee Agreement with Euler Hermes NV | Management | For | For |
| 10 | Authorize Implementation of Approved Resolutions | Management | For | For |
| PEPSICO, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: PEP SECURITY ID: 713448108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director Cesar Conde | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Ramon Laguarta | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Pesticide Management | Shareholder | Against | Against |
| PERNOD RICARD SA MEETING DATE: NOV 21, 2018 | ||||
| TICKER: RI SECURITY ID: F72027109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.36 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | For |
| 6 | Reelect Ian Gallienne as Director | Management | For | For |
| 7 | Reelect Gilles Samyn as Director | Management | For | For |
| 8 | Elect Patricia Barbizet as Director | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 10 | Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 15 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds, Notification Limit | Management | For | Against |
| 16 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds, Shares Held Indirectly | Management | For | For |
| 17 | Amend Article 29 of Bylaws Re: Alternate Auditors | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: PM SECURITY ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.2 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.3 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Lisa A. Hook | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Jun Makihara | Management | For | For |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| POST HOLDINGS, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: POST SECURITY ID: 737446104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory L. Curl | Management | For | For |
| 1.2 | Elect Director Ellen F. Harshman | Management | For | For |
| 1.3 | Elect Director David P. Skarie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| PROCTER & GAMBLE CO. MEETING DATE: OCT 09, 2018 | ||||
| TICKER: PG SECURITY ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Kenneth I. Chenault | Management | For | For |
| 1e | Elect Director Scott D. Cook | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 1m | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 09, 2019 | ||||
| TICKER: RB SECURITY ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Elect Andrew Bonfield as Director | Management | For | For |
| 13 | Elect Mehmood Khan as Director | Management | For | For |
| 14 | Elect Elane Stock as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Deferred Bonus Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RITE AID CORP. MEETING DATE: OCT 30, 2018 | ||||
| TICKER: RAD SECURITY ID: 767754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1b | Elect Director Bruce G. Bodaken | Management | For | For |
| 1c | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Louis P. Miramontes | Management | For | For |
| 1f | Elect Director Arun Nayar | Management | For | For |
| 1g | Elect Director Michael N. Regan | Management | For | For |
| 1h | Elect Director John T. Standley | Management | For | For |
| 1i | Elect Director Marcy Syms | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| SKSHU PAINT CO., LTD. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: 603737 SECURITY ID: Y806G4107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of Board of Directors | Management | For | For |
| 2 | Approve Report of Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor | Management | For | For |
| 7 | Approve External Guarantee Plan and Bank Credit Line Application | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| SPECTRUM BRANDS HOLDINGS, INC. MEETING DATE: JUL 13, 2018 | ||||
| TICKER: SPB SECURITY ID: 84763R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Amend Charter | Management | For | For |
| 5 | Reduce Authorized Common Stock | Management | For | For |
| 6 | Increase Authorized Preferred Stock | Management | For | For |
| 7 | Amend Security Transfer Restrictions | Management | For | For |
| 8 | Amend Charter | Management | For | For |
| SPROUTS FARMERS MARKETS, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: SFM SECURITY ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kristen E. Blum | Management | For | For |
| 1.2 | Elect Director Shon A. Boney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SUNOPTA, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: SOY SECURITY ID: 8676EP108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret Shan Atkins | Management | For | For |
| 1b | Elect Director Albert Bolles | Management | For | For |
| 1c | Elect Director Derek Briffett | Management | For | For |
| 1d | Elect Director Joseph Ennen | Management | For | For |
| 1e | Elect Director Michael Detlefsen | Management | For | For |
| 1f | Elect Director R. Dean Hollis | Management | For | For |
| 1g | Elect Director Katrina Houde | Management | For | For |
| 1h | Elect Director Brendan Springstubb | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Shareholder Rights Plan | Management | For | For |
| SYSCO CORP. MEETING DATE: NOV 16, 2018 | ||||
| TICKER: SYY SECURITY ID: 871829107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas L. Bene | Management | For | For |
| 1b | Elect Director Daniel J. Brutto | Management | For | For |
| 1c | Elect Director John M. Cassaday | Management | For | For |
| 1d | Elect Director Joshua D. Frank | Management | For | For |
| 1e | Elect Director Larry C. Glasscock | Management | For | For |
| 1f | Elect Director Bradley M. Halverson | Management | For | For |
| 1g | Elect Director John M. Hinshaw | Management | For | For |
| 1h | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1i | Elect Director Nancy S. Newcomb | Management | For | For |
| 1j | Elect Director Nelson Peltz | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| THE COCA-COLA COMPANY MEETING DATE: APR 24, 2019 | ||||
| TICKER: KO SECURITY ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Christopher C. Davis | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Alexis M. Herman | Management | For | For |
| 1.9 | Elect Director Robert A. Kotick | Management | For | For |
| 1.10 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.13 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| THE ESTEE LAUDER COMPANIES, INC. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: EL SECURITY ID: 518439104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.3 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.4 | Elect Director Jennifer Hyman | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| THE J. M. SMUCKER COMPANY MEETING DATE: AUG 15, 2018 | ||||
| TICKER: SJM SECURITY ID: 832696405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Paul J. Dolan | Management | For | For |
| 1c | Elect Director Jay L. Henderson | Management | For | For |
| 1d | Elect Director Elizabeth Valk Long | Management | For | For |
| 1e | Elect Director Gary A. Oatey | Management | For | For |
| 1f | Elect Director Kirk L. Perry | Management | For | For |
| 1g | Elect Director Sandra Pianalto | Management | For | For |
| 1h | Elect Director Nancy Lopez Russell | Management | For | For |
| 1i | Elect Director Alex Shumate | Management | For | For |
| 1j | Elect Director Mark T. Smucker | Management | For | For |
| 1k | Elect Director Richard K. Smucker | Management | For | For |
| 1l | Elect Director Timothy P. Smucker | Management | For | For |
| 1m | Elect Director Dawn C. Willoughby | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE KROGER CO. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: KR SECURITY ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Susan J. Kropf | Management | For | For |
| 1d | Elect Director W. Rodney McMullen | Management | For | For |
| 1e | Elect Director Jorge P. Montoya | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director James A. Runde | Management | For | For |
| 1h | Elect Director Ronald L. Sargent | Management | For | For |
| 1i | Elect Director Bobby S. Shackouls | Management | For | For |
| 1j | Elect Director Mark S. Sutton | Management | For | For |
| 1k | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE SIMPLY GOOD FOODS CO. MEETING DATE: JAN 23, 2019 | ||||
| TICKER: SMPL SECURITY ID: 82900L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.2 | Elect Director Nomi P. Ghez | Management | For | For |
| 1.3 | Elect Director James E. Healey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TREEHOUSE FOODS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: THS SECURITY ID: 89469A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda K. Massman | Management | For | For |
| 1.2 | Elect Director Gary D. Smith | Management | For | For |
| 1.3 | Elect Director Jason J. Tyler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| TYSON FOODS, INC. MEETING DATE: FEB 07, 2019 | ||||
| TICKER: TSN SECURITY ID: 902494103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Kevin M. McNamara | Management | For | For |
| 1g | Elect Director Cheryl S. Miller | Management | For | For |
| 1h | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1i | Elect Director Robert Thurber | Management | For | For |
| 1j | Elect Director Barbara A. Tyson | Management | For | For |
| 1k | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| UNILEVER NV MEETING DATE: MAY 01, 2019 | ||||
| TICKER: UNA SECURITY ID: N8981F271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2018 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
| 10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect M Ma as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
| 17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
| 18 | Elect A Jope as Executive Director | Management | For | For |
| 19 | Elect S Kilsby as Non-Executive Director | Management | For | For |
| 20 | Ratify KPMG as Auditors | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital and Depositary Receipts | Management | For | For |
| 22 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
| 23 | Grant Board Authority to Issue Shares | Management | For | For |
| 24 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
| UNILEVER NV MEETING DATE: JUN 26, 2019 | ||||
| TICKER: UNA SECURITY ID: N8981F271 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Abolish Depositary Receipt Structure | Management | For | For |
| 3 | Allow Questions | Management | None | None |
| 4 | Close Meeting | Management | None | None |
| UNITED NATURAL FOODS, INC. MEETING DATE: DEC 18, 2018 | ||||
| TICKER: UNFI SECURITY ID: 911163103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric F. Artz | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Denise M. Clark | Management | For | For |
| 1d | Elect Director Daphne J. Dufresne | Management | For | For |
| 1e | Elect Director Michael S. Funk | Management | For | For |
| 1f | Elect Director James P. Heffernan | Management | For | For |
| 1g | Elect Director Peter A. Roy | Management | For | For |
| 1h | Elect Director Steven L. Spinner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| US FOODS HOLDING CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1b | Elect Director Sunil Gupta | Management | For | For |
| 1c | Elect Director Pietro Satriano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. MEETING DATE: JAN 25, 2019 | ||||
| TICKER: WBA SECURITY ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| 7 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| WALMART INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Stephen "Steve" J. Easterbrook | Management | For | For |
| 1c | Elect Director Timothy "Tim" P. Flynn | Management | For | For |
| 1d | Elect Director Sarah J. Friar | Management | For | For |
| 1e | Elect Director Carla A. Harris | Management | For | For |
| 1f | Elect Director Thomas "Tom" W. Horton | Management | For | For |
| 1g | Elect Director Marissa A. Mayer | Management | For | For |
| 1h | Elect Director C. Douglas "Doug" McMillon | Management | For | For |
| 1i | Elect Director Gregory "Greg" B. Penner | Management | For | For |
| 1j | Elect Director Steven "Steve" S Reinemund | Management | For | For |
| 1k | Elect Director S. Robson "Rob" Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Sexual Harassment | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIRBUS SE MEETING DATE: APR 10, 2019 | ||||
| TICKER: AIR SECURITY ID: N0280G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Implementation of the Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR of 1.65 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4.6 | Amend Remuneration Policy | Management | For | For |
| 4.7 | Elect Guillaume Faury as Executive Director | Management | For | For |
| 4.8 | Reelect Catherine Guillouard as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Claudia Nemat as Non-Executive Director | Management | For | For |
| 4.10 | Reelect Carlos Tavares as Non-Executive Director | Management | For | Against |
| 4.11 | Grant Board Authority to Issue Shares Up To 0.52 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.12 | Grant Board Authority to Issue Shares Up To 1.16 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.14 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| ARCONIC INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ARNC SECURITY ID: 03965L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Albaugh | Management | For | For |
| 1.2 | Elect Director Amy E. Alving | Management | For | For |
| 1.3 | Elect Director Christopher L. Ayers | Management | For | For |
| 1.4 | Elect Director Elmer L. Doty | Management | For | For |
| 1.5 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.6 | Elect Director Sean O. Mahoney | Management | For | For |
| 1.7 | Elect Director David J. Miller | Management | For | For |
| 1.8 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.9 | Elect Director John C. Plant | Management | For | For |
| 1.10 | Elect Director Ulrich R. Schmidt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ASTRONICS CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: ATRO SECURITY ID: 046433108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.4 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.5 | Elect Director Warren C. Johnson | Management | For | For |
| 1.6 | Elect Director Kevin T. Keane | Management | For | For |
| 1.7 | Elect Director Neil Y. Kim | Management | For | For |
| 1.8 | Elect Director Mark Moran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASTRONICS CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: ATRO SECURITY ID: 046433207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.4 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.5 | Elect Director Warren C. Johnson | Management | For | For |
| 1.6 | Elect Director Kevin T. Keane | Management | For | For |
| 1.7 | Elect Director Neil Y. Kim | Management | For | For |
| 1.8 | Elect Director Mark Moran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AXON ENTERPRISE, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: AAXN SECURITY ID: 05464C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Garnreiter | Management | For | For |
| 1.2 | Elect Director Hadi Partovi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| BOMBARDIER INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: BBD.B SECURITY ID: 097751200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Alain Bellemare | Management | For | For |
| 1.3 | Elect Director Joanne Bissonnette | Management | For | For |
| 1.4 | Elect Director Charles Bombardier | Management | For | For |
| 1.5 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.6 | Elect Director Diane Fontaine | Management | For | For |
| 1.7 | Elect Director Diane Giard | Management | For | For |
| 1.8 | Elect Director Anthony R. Graham | Management | For | For |
| 1.9 | Elect Director August W. Henningsen | Management | For | For |
| 1.10 | Elect Director Pierre Marcouiller | Management | For | For |
| 1.11 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.12 | Elect Director Vikram Pandit | Management | For | For |
| 1.13 | Elect Director Antony N. Tyler | Management | For | For |
| 1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Integration of Environmental, Social and Corporate Governance (ESG) Criteria in Senior Executive Compensation | Shareholder | Against | Against |
| 5 | SP 3: Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
| 6 | SP 4: Threshold of Control | Shareholder | Against | Against |
| 7 | SP 5: Decline of Multiple Voting Shares | Shareholder | Against | For |
| BWX TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: BWXT SECURITY ID: 05605H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Fees | Management | For | For |
| 1b | Elect Director Robb A. LeMasters | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CUBIC CORP. MEETING DATE: FEB 18, 2019 | ||||
| TICKER: CUB SECURITY ID: 229669106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Prithviraj Banerjee | Management | For | For |
| 1.2 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1.4 | Elect Director Bradley H. Feldmann | Management | For | For |
| 1.5 | Elect Director Edwin A. Guiles | Management | For | For |
| 1.6 | Elect Director Janice M. Hamby | Management | For | For |
| 1.7 | Elect Director David F. Melcher | Management | For | For |
| 1.8 | Elect Director Steven J. Norris | Management | For | For |
| 1.9 | Elect Director John H. Warner, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3a | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 3b | Eliminate Supermajority Vote Requirement to Amend Bylaws Regarding Authorized Number of Directors | Management | For | For |
| 3c | Eliminate Supermajority Vote Requirement for Amendments to Bylaws | Management | For | For |
| 3d | Eliminate Supermajority Vote Requirement for Amendments to Certificate | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ELBIT SYSTEMS LTD. MEETING DATE: OCT 18, 2018 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of Options to CEO | Management | For | Against |
| 2.1 | Reelect Michael Federmann as Director | Management | For | For |
| 2.2 | Reelect Rina Baum as Director | Management | For | For |
| 2.3 | Reelect Yoram Ben-Zeev as Director | Management | For | For |
| 2.4 | Reelect David Federmann as Director | Management | For | For |
| 2.5 | Reelect Dov Ninveh as Director | Management | For | For |
| 2.6 | Reelect Ehood (Udi) Nisan as Director | Management | For | For |
| 2.7 | Reelect Yuli Tamir as Director | Management | For | For |
| 3 | Reappoint Kost, Forer,Gabbay & Kasierer as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| ELBIT SYSTEMS LTD. MEETING DATE: MAR 06, 2019 | ||||
| TICKER: ESLT SECURITY ID: M3760D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Yehoshua Gleitman as External Director | Management | For | For |
| 2 | Approve CEO Grant of Cyberbit Ltd. Options | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Lester L. Lyles | Management | For | For |
| 1e | Elect Director Mark M. Malcolm | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| HARRIS CORPORATION MEETING DATE: APR 04, 2019 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| HEICO CORP. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: HEI SECURITY ID: 422806208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.5 | Elect Director Victoria D. Harker | Management | For | For |
| 1.6 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.7 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.8 | Elect Director C. Michael Petters | Management | For | For |
| 1.9 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.10 | Elect Director John K. Welch | Management | For | For |
| 1.11 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte and Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| KLX, INC. MEETING DATE: AUG 24, 2018 | ||||
| TICKER: KLXI SECURITY ID: 482539103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| KONGSBERG GRUPPEN ASA MEETING DATE: NOV 02, 2018 | ||||
| TICKER: KOG SECURITY ID: R60837102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Approve Creation of NOK 125 Million Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| KONGSBERG GRUPPEN ASA MEETING DATE: MAY 14, 2019 | ||||
| TICKER: KOG SECURITY ID: R60837102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | For |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Receive President's Report | Management | None | None |
| 4 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Allocation of Income and Dividends of NOK 2.50 Per Share | Management | For | For |
| 7 | Approve Remuneration of Directors in the Amount of NOK 544,000 for Chairman, NOK 291,000 for Deputy Chairman and NOK 273,000 for Other Directors; Approve Remuneration for Committee Work and Nominating Committee | Management | For | For |
| 8 | Approve Remuneration of Auditors | Management | For | For |
| 9a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | For |
| 9b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | For |
| 10 | Elect Directors | Management | For | For |
| 10a | Elect Per Sorlie as New Director | Management | For | For |
| 10b | Reelect Morten Henriksen as Director | Management | For | For |
| 10c | Reelect Anne-Grete Strom-Erichsen as Director | Management | For | For |
| 10d | Reelect Eivind Reiten as Director | Management | For | For |
| 10e | Reelect Martha Bakkevig as Director | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| LEIDOS HOLDINGS, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LOCKHEED MARTIN CORPORATION MEETING DATE: APR 25, 2019 | ||||
| TICKER: LMT SECURITY ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.5 | Elect Director Thomas J. Falk | Management | For | For |
| 1.6 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.7 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.8 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
| MOOG, INC. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: MOG.A SECURITY ID: 615394202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bradley R. Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Kathy J. Warden | Management | For | For |
| 1.13 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Implementation of Human Rights Policy | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| RAYTHEON COMPANY MEETING DATE: MAY 30, 2019 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Stephen J. Hadley | Management | For | For |
| 1e | Elect Director Thomas A. Kennedy | Management | For | For |
| 1f | Elect Director Letitia A. Long | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 1k | Elect Director Marta R. Stewart | Management | For | For |
| 1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1m | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: SPR SECURITY ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles L. Chadwell | Management | For | For |
| 1b | Elect Director Irene M. Esteves | Management | For | For |
| 1c | Elect Director Paul E. Fulchino | Management | For | For |
| 1d | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1e | Elect Director Richard A. Gephardt | Management | For | For |
| 1f | Elect Director Robert D. Johnson | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director John L. Plueger | Management | For | For |
| 1i | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| TELEDYNE TECHNOLOGIES, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Jane C. Sherburne | Management | For | For |
| 1.4 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE BOEING COMPANY MEETING DATE: APR 29, 2019 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| THE KEYW HOLDING CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: KEYW SECURITY ID: 493723100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Deborah Bonanni | Management | For | For |
| 1b | Elect Director Bill Campbell | Management | For | For |
| 1c | Elect Director Shep Hill | Management | For | For |
| 1d | Elect Director Chris Inglis | Management | For | For |
| 1e | Elect Director Ken Minihan | Management | For | For |
| 1f | Elect Director Art Money | Management | For | For |
| 1g | Elect Director Caroline Pisano | Management | For | For |
| 1h | Elect Director Mark Sopp | Management | For | For |
| 1i | Elect Director Bill Weber | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRANSDIGM GROUP, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Christopher J. Kearney | Management | For | For |
| 1g | Elect Director Ellen J. Kullman | Management | For | For |
| 1h | Elect Director Marshall O. Larsen | Management | For | For |
| 1i | Elect Director Harold W. McGraw, III | Management | For | For |
| 1j | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Fredric G. Reynolds | Management | For | For |
| 1m | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | Management | For | For |
| WOODWARD, INC. MEETING DATE: JAN 30, 2019 | ||||
| TICKER: WWD SECURITY ID: 980745103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Cohn | Management | For | For |
| 1.2 | Elect Director Eileen P. Drake | Management | For | For |
| 1.3 | Elect Director James R. Rulseh | Management | For | For |
| 1.4 | Elect Director Gregg C. Sengstack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ANDEAVOR MEETING DATE: SEP 24, 2018 | ||||
| TICKER: ANDV SECURITY ID: 03349M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| APERGY CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: APY SECURITY ID: 03755L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mamatha Chamarthi | Management | For | For |
| 1.2 | Elect Director Stephen M. Todd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.6 | Elect Director Jamie S. Miller | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BERRY PETROLEUM CORPORATION MEETING DATE: MAY 14, 2019 | ||||
| TICKER: BRY SECURITY ID: 08579X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cary Baetz | Management | For | For |
| 1b | Elect Director Brent S. Buckley | Management | For | For |
| 1c | Elect Director Anne L. Mariucci | Management | For | For |
| 1d | Elect Director Donald L. Paul | Management | For | For |
| 1e | Elect Director C. Kent Potter | Management | For | For |
| 1f | Elect Director A. T. "Trem" Smith | Management | For | For |
| 1g | Elect Director Eugene "Gene" Voiland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CACTUS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: WHD SECURITY ID: 127203107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel Bender | Management | For | For |
| 1.2 | Elect Director Alan Semple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CENTENNIAL RESOURCE DEVELOPMENT, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: CDEV SECURITY ID: 15136A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark G. Papa | Management | For | For |
| 1.2 | Elect Director David M. Leuschen | Management | For | For |
| 1.3 | Elect Director Pierre F. Lapeyre, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Charter to Eliminate Certain Provisions Relating to the Company's Business Combination and its Capital Structure pPeceding the Business Combination | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHEVRON CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director Inge G. Thulin | Management | For | For |
| 1j | Elect Director D. James Umpleby, III | Management | For | For |
| 1k | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Right to Water | Shareholder | Against | Against |
| 5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | Against |
| 6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CONCHO RESOURCES INC. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| CONCHO RESOURCES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven D. Gray | Management | For | For |
| 1.2 | Elect Director Susan J. Helms | Management | For | For |
| 1.3 | Elect Director Gary A. Merriman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CONOCOPHILLIPS MEETING DATE: MAY 14, 2019 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CLR SECURITY ID: 212015101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| DELEK US HOLDINGS, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: DK SECURITY ID: 24665A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director Vicky Sutil | Management | For | For |
| 1.6 | Elect Director David Wiessman | Management | For | For |
| 1.7 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIAMONDBACK ENERGY, INC. MEETING DATE: NOV 27, 2018 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael L. Hollis | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.7 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ENCANA CORP. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ENCANA CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Steven W. Nance | Management | For | For |
| 1.7 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.8 | Elect Director Thomas G. Ricks | Management | For | For |
| 1.9 | Elect Director Brian G. Shaw | Management | For | For |
| 1.10 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.11 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.12 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Shareholder Rights Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENERGEN CORP. MEETING DATE: NOV 27, 2018 | ||||
| TICKER: EGN SECURITY ID: 29265N108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| EOG RESOURCES, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EURONAV NV MEETING DATE: MAY 09, 2019 | ||||
| TICKER: EURN SECURITY ID: B38564108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Renew Authorization to Increase Share Capital up to USD 150 Million and Amend Articles Accordingly | Management | For | For |
| 1.2 | If Item 1.1 is not Approved: Renew Authorization to Increase Share Capital up to USD 130 Million and Amend Articles Accordingly | Management | For | For |
| 1.3 | If Items 1.1 and 1.2 are not Approved: Renew Authorization to Increase Share Capital up to USD 110 Million and Amend Articles Accordingly | Management | For | For |
| 2 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
| 3 | Authorize Board and Direct Subsidiaries to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | For | Against |
| 4.1 | Authorize Board to Reissue Repurchased Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
| 4.2 | Authorize Direct Subsidiaries to Reissue Repurchased Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
| 5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 6 | Amend Article 32 Re: Date and Time of Ordinary General Meeting | Management | For | For |
| 7 | Approve Coordination of Articles of Association | Management | For | For |
| 8 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of USD 0.12 per Share | Management | For | For |
| 5.1 | Approve Discharge of Directors | Management | For | For |
| 5.2 | Approve Discharge of Auditor | Management | For | For |
| 6.1 | Elect Anita Odedra as Independent Director | Management | For | For |
| 6.2 | Elect Carl Trowell as Independent Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Auditors' Remuneration | Management | For | For |
| 9 | Approve Change-of-Control Clause Re: Long Term Incentive Plan | Management | For | Abstain |
| 10 | Transact Other Business | Management | None | None |
| 10.1 | Receive Information on Resignation of William Thomson as Director | Management | None | None |
| EURONAV NV MEETING DATE: JUN 18, 2019 | ||||
| TICKER: EURN SECURITY ID: B38564108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Renew Authorization to Increase Share Capital up to USD 150 Million and Amend Articles Accordingly | Management | For | For |
| 1.2 | If Item 1.1 is not Approved: Renew Authorization to Increase Share Capital up to USD 130 Million and Amend Articles Accordingly | Management | For | For |
| 1.3 | If Items 1.1 and 1.2 are not Approved: Renew Authorization to Increase Share Capital up to USD 110 Million and Amend Articles Accordingly | Management | For | For |
| 2 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Against |
| 3 | Authorize Board and Direct Subsidiaries to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | For | Against |
| 4.1 | Authorize Board to Reissue Repurchased Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
| 4.2 | Authorize Direct Subsidiaries to Reissue Repurchased Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
| 5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 6 | Amend Article 32 Re: Date and Time of Ordinary General Meeting | Management | For | For |
| 7 | Approve Coordination of Articles of Association | Management | For | For |
| 8 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: XOM SECURITY ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.7 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.8 | Elect Director Steven S Reinemund | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
| 6 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 7 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
| 8 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Against |
| 10 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Christopher Gaut | Management | For | For |
| 1.2 | Elect Director David C. Baldwin | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GARDNER DENVER HOLDINGS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: GDI SECURITY ID: 36555P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vicente Reynal | Management | For | For |
| 1b | Elect Director John Humphrey | Management | For | For |
| 1c | Elect Director Joshua T. Weisenbeck | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GEOPARK LIMITED MEETING DATE: JUL 27, 2018 | ||||
| TICKER: GPRK SECURITY ID: G38327105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gerald Eugene O' Shaughnessy | Management | For | Against |
| 2 | Elect Director James Franklin Park | Management | For | Against |
| 3 | Elect Director Juan Cristobal Pavez | Management | For | For |
| 4 | Elect Director Carlos Alberto Gulisano | Management | For | Against |
| 5 | Elect Director Pedro Enrique Aylwin Chiorrini | Management | For | Against |
| 6 | Elect Director Robert Bedingfield | Management | For | For |
| 7 | Elect Director Jamie B. Coulter | Management | For | For |
| 8 | Elect Director Constantin Papadimitriou | Management | For | For |
| 9 | Ratify Price Waterhouse & Co S.R.L. as Auditors | Management | For | For |
| 10 | Authorize Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
| GOLAR LNG LTD. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Thorleif Egeli as Director | Management | For | For |
| 4 | Reelect Carl Steen as Director | Management | For | For |
| 5 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 6 | Reelect Lori Wheeler Naess as Director | Management | For | For |
| 7 | Reelect Michael Ashford as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| GRAN TIERRA ENERGY, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: GTE SECURITY ID: 38500T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary S. Guidry | Management | For | For |
| 1.2 | Elect Director Peter J. Dey | Management | For | For |
| 1.3 | Elect Director Evan Hazell | Management | For | For |
| 1.4 | Elect Director Robert B. Hodgins | Management | For | For |
| 1.5 | Elect Director Ronald W. Royal | Management | For | For |
| 1.6 | Elect Director Sondra Scott | Management | For | For |
| 1.7 | Elect Director David P. Smith | Management | For | For |
| 1.8 | Elect Director Brooke Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HLX SECURITY ID: 42330P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amerino Gatti | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Jan Rask | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HESS CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: HES SECURITY ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director John B. Hess | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.7 | Elect Director Marc S. Lipschultz | Management | For | For |
| 1.8 | Elect Director David McManus | Management | For | For |
| 1.9 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.10 | Elect Director James H. Quigley | Management | For | For |
| 1.11 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUNTING PLC MEETING DATE: APR 17, 2019 | ||||
| TICKER: HTG SECURITY ID: G46648104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Carol Chesney as Director | Management | For | For |
| 5 | Elect Keith Lough as Director | Management | For | For |
| 6 | Re-elect Annell Bay as Director | Management | For | For |
| 7 | Re-elect John Glick as Director | Management | For | For |
| 8 | Re-elect Richard Hunting as Director | Management | For | For |
| 9 | Re-elect Jim Johnson as Director | Management | For | For |
| 10 | Re-elect Peter Rose as Director | Management | For | For |
| 11 | Appoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 12 | Authorise Issue of Equity | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INDRAPRASTHA GAS LTD. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: 532514 SECURITY ID: Y39881126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Ramesh Srinivasan as Director | Management | For | Against |
| 4 | Approve Remuneration of Statutory Auditors | Management | For | For |
| 5 | Elect Satyabrata Bairagi as Director | Management | For | Against |
| 6 | Elect Rajiv Sikka as Director | Management | For | Against |
| 7 | Approve Appointment and Remuneration of Rajiv Sikka as Director (Commercial) | Management | For | For |
| 8 | Reelect Raghu Nayyar as Director | Management | For | For |
| 9 | Reelect Sudha Sharma as Director | Management | For | For |
| 10 | Approve Remuneration of Cost Auditors | Management | For | For |
| 11 | Approve Material Related Party Transactions with GAIL (India) Limited | Management | For | For |
| KOSMOS ENERGY LTD. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: KOS SECURITY ID: 500688106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LG CHEM LTD. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: 051910 SECURITY ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Shin Hak-cheol as Inside Director | Management | For | For |
| 3.2 | Elect Ahn Young-ho as Outside Director | Management | For | For |
| 3.3 | Elect Cha Guk-heon as Outside Director | Management | For | For |
| 4 | Elect Ahn Young-ho as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LIBERTY OILFIELD SERVICES, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: LBRT SECURITY ID: 53115L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher A. Wright | Management | For | For |
| 1.2 | Elect Director William F. Kimble | Management | For | For |
| 1.3 | Elect Director Cary D. Steinbeck | Management | For | For |
| 1.4 | Elect Director N. John Lancaster, Jr. | Management | For | For |
| 1.5 | Elect Director Brett Staffieri | Management | For | For |
| 1.6 | Elect Director Peter A. Dea | Management | For | For |
| 1.7 | Elect Director Ken Babcock | Management | For | For |
| 1.8 | Elect Director Jesal Shah | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LUNDIN PETROLEUM AB MEETING DATE: MAR 29, 2019 | ||||
| TICKER: LUPE SECURITY ID: W64566107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of USD 1.48 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Receive Nomination Committee's Report | Management | None | None |
| 13 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.15 Million for the Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 15.a | Reelect Peggy Bruzelius as Director | Management | For | Did Not Vote |
| 15.b | Reelect Ashley Heppenstall as Director | Management | For | Did Not Vote |
| 15.c | Reelect Ian Lundin as Director | Management | For | Did Not Vote |
| 15.d | Reelect Lukas Lundin as Director | Management | For | Did Not Vote |
| 15.e | Reelect Grace Skaugen as Director | Management | For | Did Not Vote |
| 15.f | Reelect Torstein Sanness as Director | Management | For | Did Not Vote |
| 15.g | Reelect Alex Schneiter as Director | Management | For | Did Not Vote |
| 15.h | Reelect Jakob Thomasen as Director | Management | For | Did Not Vote |
| 15.i | Reelect Cecilia Vieweg as Director | Management | For | Did Not Vote |
| 15.j | Reelect Ian Lundin as Board Chairman | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 17 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve Restricted Stock Plan LTIP 2019 | Management | For | Did Not Vote |
| 20 | Approve Issuance of up to 34 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 21 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 22.a | Request Board of Directors to Resign | Shareholder | Against | Did Not Vote |
| 22.b | Call Chairman of Board to Resign | Shareholder | Against | Did Not Vote |
| 22.c | Call Board of Directors to Dismiss the CEO of the Company | Shareholder | Against | Did Not Vote |
| 22.d | Call Board of Directors to Dismiss the Members of the Senior Management | Shareholder | Against | Did Not Vote |
| 23 | Close Meeting | Management | None | None |
| MAGNOLIA OIL & GAS CORPORATION MEETING DATE: JUN 07, 2019 | ||||
| TICKER: MGY SECURITY ID: 559663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Michael G. MacDougall | Management | For | For |
| 1g | Elect Director Dan F. Smith | Management | For | For |
| 1h | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARATHON PETROLEUM CORP. MEETING DATE: SEP 24, 2018 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evan Bayh | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kim K.W. Rucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director Anthony R. Chase | Management | For | For |
| 1.3 | Elect Director James R. Crane | Management | For | Withhold |
| 1.4 | Elect Director John P. Kotts | Management | For | Withhold |
| 1.5 | Elect Director Michael C. Linn | Management | For | Withhold |
| 1.6 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew Fitzgerald | Management | For | For |
| 1.2 | Elect Director David McKenna | Management | For | For |
| 1.3 | Elect Director Robert Nipper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NOBLE ENERGY, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director James E. Craddock | Management | For | For |
| 1d | Elect Director Barbara J. Duganier | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NOG SECURITY ID: 665531109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bahram Akradi | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Roy "Ernie" Easley | Management | For | For |
| 1.4 | Elect Director Michael Frantz | Management | For | For |
| 1.5 | Elect Director Robert Grabb | Management | For | For |
| 1.6 | Elect Director Jack King | Management | For | For |
| 1.7 | Elect Director Joseph Lenz | Management | For | For |
| 1.8 | Elect Director Michael Popejoy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 10, 2019 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | Against |
| 1b | Elect Director Eugene L. Batchelder | Management | For | Against |
| 1c | Elect Director Margaret M. Foran | Management | For | Against |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | Against |
| 1e | Elect Director Vicki Hollub | Management | For | Against |
| 1f | Elect Director William R. Klesse | Management | For | Against |
| 1g | Elect Director Jack B. Moore | Management | For | Against |
| 1h | Elect Director Avedick B. Poladian | Management | For | Against |
| 1i | Elect Director Elisse B. Walter | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ODFJELL DRILLING LTD. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Confirm Notice and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Board's Report on Relocation | Management | None | None |
| 5 | Change Location of Registered Office/Headquarters to Aberdeen | Management | For | For |
| 6 | Elect Alasdair Shiach and Thomas Marsoner as Directors | Management | For | For |
| 7 | Amend Articles Re: Location of Registered Office | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | For |
| 1.2 | Elect Susanne Munch Thore as Director | Management | For | For |
| 1.3 | Elect Thomas Marsoner as Director | Management | For | For |
| 1.4 | Elect Alasdair Shiach as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 280,000 | Management | For | For |
| PAREX RESOURCES INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: PXT SECURITY ID: 69946Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Curtis Bartlett | Management | For | For |
| 2.2 | Elect Director Lisa Colnett | Management | For | For |
| 2.3 | Elect Director Robert Engbloom | Management | For | For |
| 2.4 | Elect Director Wayne Foo | Management | For | For |
| 2.5 | Elect Director G.R. (Bob) MacDougall | Management | For | For |
| 2.6 | Elect Director Glenn McNamara | Management | For | For |
| 2.7 | Elect Director Ron Miller | Management | For | For |
| 2.8 | Elect Director Carmen Sylvain | Management | For | For |
| 2.9 | Elect Director David Taylor | Management | For | For |
| 2.10 | Elect Director Paul Wright | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 24, 2019 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Browning | Management | For | For |
| 1B | Elect Director David H. Smith | Management | For | For |
| 1C | Elect Director Jerry Windlinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barton R. Brookman | Management | For | Did Not Vote |
| 1.2 | Elect Director Mark E. Ellis | Management | For | Did Not Vote |
| 1.3 | Elect Director Larry F. Mazza | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director Benjamin Dell | Shareholder | For | For |
| 1.2 | Elect Director James F. Adelson | Shareholder | For | For |
| 1.3 | Elect Director Alice E. Gould | Shareholder | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| PEABODY ENERGY CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: BTU SECURITY ID: 704551100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bob Malone | Management | For | For |
| 1b | Elect Director Andrea E. Bertone | Management | For | For |
| 1c | Elect Director Nicholas J. Chirekos | Management | For | For |
| 1d | Elect Director Stephen E. Gorman | Management | For | For |
| 1e | Elect Director Glenn L. Kellow | Management | For | For |
| 1f | Elect Director Joe W. Laymon | Management | For | For |
| 1g | Elect Director Teresa S. Madden | Management | For | For |
| 1h | Elect Director Kenneth W. Moore | Management | For | For |
| 1i | Elect Director Michael W. Sutherlin | Management | For | For |
| 1j | Elect Director Shaun A. Usmar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| PHILLIPS 66 MEETING DATE: MAY 08, 2019 | ||||
| TICKER: PSX SECURITY ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Greg C. Garland | Management | For | For |
| 1b | Elect Director Gary K. Adams | Management | For | For |
| 1c | Elect Director John E. Lowe | Management | For | For |
| 1d | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Plastic Pollution *Withdrawn Resolution* | Shareholder | None | None |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 16, 2019 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.4 | Elect Director Larry R. Grillot | Management | For | For |
| 1.5 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.6 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.7 | Elect Director Frank A. Risch | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.12 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRECISION DRILLING CORP. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: PD SECURITY ID: 74022D308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Culbert | Management | For | For |
| 1.2 | Elect Director William T. Donovan | Management | For | For |
| 1.3 | Elect Director Brian J. Gibson | Management | For | For |
| 1.4 | Elect Director Allen R. Hagerman | Management | For | For |
| 1.5 | Elect Director Steven W. Krablin | Management | For | For |
| 1.6 | Elect Director Susan M. MacKenzie | Management | For | For |
| 1.7 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Director Kevin A. Neveu | Management | For | For |
| 1.9 | Elect Director David W. Williams | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Shareholder Rights Plan | Management | For | For |
| PROPETRO HOLDING CORP. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: PUMP SECURITY ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Redman | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Steven Beal | Management | For | For |
| 1.4 | Elect Director Mark S. Berg | Management | For | For |
| 1.5 | Elect Director Anthony Best | Management | For | For |
| 1.6 | Elect Director Pryor Blackwell | Management | For | For |
| 1.7 | Elect Director Alan E. Douglas | Management | For | For |
| 1.8 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.9 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: JUL 05, 2018 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect P. M. S. Prasad as Director | Management | For | For |
| 4 | Elect Nikhil R. Meswani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Mukesh D. Ambani as Managing Director | Management | For | For |
| 6 | Reelect Adil Zainulbhai as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RING ENERGY, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: REI SECURITY ID: 76680V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly Hoffman | Management | For | For |
| 1.2 | Elect Director David A. Fowler | Management | For | For |
| 1.3 | Elect Director Lloyd T. ('Tim') Rochford | Management | For | For |
| 1.4 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.5 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.6 | Elect Director Clayton E. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Eide Bailly LLP as Auditors | Management | For | For |
| RSP PERMIAN, INC. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: RSPP SECURITY ID: 74978Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 03, 2019 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Mark G. Papa | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SHELF DRILLING LTD. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SHLF SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Amend Articles Re: Board-Related | Management | For | Did Not Vote |
| 3 | Elect David Pittaway as Director | Management | For | Did Not Vote |
| 4 | Elect John Reynolds as Director | Management | For | Did Not Vote |
| 5 | Elect Tyson Smith as Director | Management | For | Did Not Vote |
| 6 | Elect WANG Hongyuan as Director | Management | For | Did Not Vote |
| 7 | Elect ZHANG Menggui Morgan as Director | Management | For | Did Not Vote |
| SMART SAND, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: SND SECURITY ID: 83191H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Young | Management | For | For |
| 1.2 | Elect Director Jose E. Feliciano | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOLARIS OILFIELD INFRASTRUCTURE, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SOI SECURITY ID: 83418M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 1.2 | Elect Director Ray N. Walker, Jr. | Management | For | For |
| 1.3 | Elect Director Cynthia M. Durrett | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| SUNCOR ENERGY, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TEEKAY LNG PARTNERS LP MEETING DATE: DEC 18, 2018 | ||||
| TICKER: TGP SECURITY ID: Y8564M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Partnership to Elect to be Treated as a Corporation for U.S. Federal Income Tax Purposes | Management | For | For |
| 2 | Approve the Fourth Amended and Restated Partnership Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TEXAS PACIFIC LAND TRUST MEETING DATE: JUN 06, 2019 | ||||
| TICKER: TPL SECURITY ID: 882610108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1 | Elect Director Donald G. Cook | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1 | Elect Directors Eric L. Oliver | Shareholder | For | Did Not Vote |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.7 | Elect Director Michael A. Creel | Management | For | For |
| 1.8 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.9 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.10 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TPG PACE ENERGY HOLDINGS CORP. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: TPGE SECURITY ID: 872656103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve SPAC Transaction | Management | For | For |
| A | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Authorize a New Class of Common Stock | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Amend Charter to Change Term of Office of Members of the Board | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | Against |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 7 | Approve Amendments to the Charter | Management | For | Against |
| 8 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11 | Adjourn Meeting | Management | For | Against |
| TRINIDAD DRILLING LTD. MEETING DATE: JAN 31, 2019 | ||||
| TICKER: TDG SECURITY ID: 896356102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amalgamation with Ensign Holdings Inc., an Indirect Wholly-Owned Subsidiary of Ensign Energy Services Inc. | Management | For | For |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| W&T OFFSHORE, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: WTI SECURITY ID: 92922P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Virginia Boulet | Management | For | For |
| 1b | Elect Director Stuart B. Katz | Management | For | For |
| 1c | Elect Director Tracy W. Krohn | Management | For | For |
| 1d | Elect Director S. James Nelson, Jr. | Management | For | For |
| 1e | Elect Director B. Frank Stanley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| WHITING PETROLEUM CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: WLL SECURITY ID: 966387409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Michael B. Walen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WPX ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WPX SECURITY ID: 98212B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Robert K. Herdman | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Karl F. Kurz | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.7 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.8 | Elect Director Valerie M. Williams | Management | For | For |
| 1.9 | Elect Director David F. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: AUG 13, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by AKITA Drilling Ltd. | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| APERGY CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: APY SECURITY ID: 03755L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mamatha Chamarthi | Management | For | For |
| 1.2 | Elect Director Stephen M. Todd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ARCHROCK, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: AROC SECURITY ID: 03957W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1.2 | Elect Director Wendell R. Brooks | Management | For | For |
| 1.3 | Elect Director D. Bradley Childers | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director Frances Powell Hawes | Management | For | For |
| 1.6 | Elect Director J.W.G. "Will" Honeybourne | Management | For | For |
| 1.7 | Elect Director James H. Lytal | Management | For | For |
| 1.8 | Elect Director Edmund P. Segner, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.6 | Elect Director Jamie S. Miller | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BORR DRILLING LTD. MEETING DATE: SEP 25, 2018 | ||||
| TICKER: BDRILL SECURITY ID: G1466R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 2 | Reelect Tor Olav Troim as Director | Management | For | Did Not Vote |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | Did Not Vote |
| 4 | Reelect Jan Rask as Director | Management | For | Did Not Vote |
| 5 | Reelect Patrick Schorn as Director | Management | For | Did Not Vote |
| 6 | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of USD 800,000 | Management | For | Did Not Vote |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: CJ SECURITY ID: 12674R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Kennedy | Management | For | For |
| 1.2 | Elect Director Michael Roemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| CACTUS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: WHD SECURITY ID: 127203107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel Bender | Management | For | For |
| 1.2 | Elect Director Alan Semple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CORE LABORATORIES NV MEETING DATE: MAY 23, 2019 | ||||
| TICKER: CLB SECURITY ID: N22717107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martha Z. Carnes | Management | For | For |
| 1b | Elect Director Michael Straughen | Management | For | For |
| 1c | Elect Director Gregory B. Barnett | Management | For | For |
| 2 | Ratify KPMG as Auditors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander P. Shukis | Management | For | For |
| 1.2 | Elect Director Terence B. Jupp | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENSCO PLC MEETING DATE: FEB 21, 2019 | ||||
| TICKER: ESV SECURITY ID: G3157S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Rowan Companies plc | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Christopher Gaut | Management | For | For |
| 1.2 | Elect Director David C. Baldwin | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| FRANK'S INTERNATIONAL NV MEETING DATE: JAN 15, 2019 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Size of Supervisory Board to 9 Members and Elect Melanie Montague Trent to Supervisory Board | Management | For | For |
| FRANK'S INTERNATIONAL NV MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FI SECURITY ID: N33462107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William B. Berry to Supervisory Board | Management | For | For |
| 1b | Elect Robert W. Drummond to Supervisory Board | Management | For | For |
| 1c | Elect Michael C. Kearney to Supervisory Board | Management | For | For |
| 1d | Elect Michael E. McMahon to Supervisory Board | Management | For | For |
| 1e | Elect D. Keith Mosing to Supervisory Board | Management | For | For |
| 1f | Elect Kirkland D. Mosing to Supervisory Board | Management | For | For |
| 1g | Elect S. Brent Mosing to Supervisory Board | Management | For | For |
| 1h | Elect Melanie M. Trent to Supervisory Board | Management | For | For |
| 1i | Elect Alexander Vriesendorp to Supervisory Board | Management | For | For |
| 2 | Appoint Steven Russell and John Symington as Managing Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 9 | Ratify KPMG LLP as Auditors | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| FTS INTERNATIONAL INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: FTSI SECURITY ID: 30283W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryan J. Lemmerman | Management | For | For |
| 1.2 | Elect Director Boon Sim | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| GOLAR LNG LTD. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Thorleif Egeli as Director | Management | For | For |
| 4 | Reelect Carl Steen as Director | Management | For | For |
| 5 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 6 | Reelect Lori Wheeler Naess as Director | Management | For | For |
| 7 | Reelect Michael Ashford as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HLX SECURITY ID: 42330P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amerino Gatti | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Jan Rask | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: OCT 01, 2018 | ||||
| TICKER: ICD SECURITY ID: 453415309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ICD SECURITY ID: 453415309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.2 | Elect Director J. Anthony Gallegos, Jr. | Management | For | For |
| 1.3 | Elect Director James D. Crandell | Management | For | For |
| 1.4 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Daniel F. McNease | Management | For | For |
| 1.6 | Elect Director James G. Minmier | Management | For | For |
| 1.7 | Elect Director Adam J. Piekarski | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: MDR SECURITY ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I.J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director Gary P. Luquette | Management | For | For |
| 1.8 | Elect Director James H. Miller | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: MDR SECURITY ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I. J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe C. Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Gary P. Luquette | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director Anthony R. Chase | Management | For | For |
| 1.3 | Elect Director James R. Crane | Management | For | Withhold |
| 1.4 | Elect Director John P. Kotts | Management | For | Withhold |
| 1.5 | Elect Director Michael C. Linn | Management | For | Withhold |
| 1.6 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew Fitzgerald | Management | For | For |
| 1.2 | Elect Director David McKenna | Management | For | For |
| 1.3 | Elect Director Robert Nipper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NINE ENERGY SERVICE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: NINE SECURITY ID: 65441V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Director David C. Baldwin | Management | For | For |
| 1.2 | Director Curtis F. Harrell | Management | For | For |
| 1.3 | Director Darryl K. Willis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roderick A. Larson | Management | For | For |
| 1.2 | Elect Director Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Confirm Notice and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Board's Report on Relocation | Management | None | None |
| 5 | Change Location of Registered Office/Headquarters to Aberdeen | Management | For | For |
| 6 | Elect Alasdair Shiach and Thomas Marsoner as Directors | Management | For | For |
| 7 | Amend Articles Re: Location of Registered Office | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | For |
| 1.2 | Elect Susanne Munch Thore as Director | Management | For | For |
| 1.3 | Elect Thomas Marsoner as Director | Management | For | For |
| 1.4 | Elect Alasdair Shiach as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 280,000 | Management | For | For |
| OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: OIS SECURITY ID: 678026105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darrell E. Hollek | Management | For | For |
| 1.2 | Elect Director Robert L. Potter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: PTEN SECURITY ID: 703481101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Charles O. Buckner | Management | For | For |
| 1.3 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
| 1.4 | Elect Director Michael W. Conlon | Management | For | For |
| 1.5 | Elect Director William A. Hendricks, Jr. | Management | For | For |
| 1.6 | Elect Director Curtis W. Huff | Management | For | For |
| 1.7 | Elect Director Terry H. Hunt | Management | For | For |
| 1.8 | Elect Director Janeen S. Judah | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROPETRO HOLDING CORP. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: PUMP SECURITY ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Redman | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Steven Beal | Management | For | For |
| 1.4 | Elect Director Mark S. Berg | Management | For | For |
| 1.5 | Elect Director Anthony Best | Management | For | For |
| 1.6 | Elect Director Pryor Blackwell | Management | For | For |
| 1.7 | Elect Director Alan E. Douglas | Management | For | For |
| 1.8 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.9 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RANGER ENERGY SERVICES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RNGR SECURITY ID: 75282U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darron M. Anderson | Management | For | For |
| 1.2 | Elect Director Merrill A. 'Pete'Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Brett T. Agee | Management | For | For |
| 1.4 | Elect Director Richard E. Agee | Management | For | For |
| 1.5 | Elect Director William M. Austin | Management | For | For |
| 1.6 | Elect Director Charles S. Leykum | Management | For | For |
| 1.7 | Elect Director Gerald C. Cimador | Management | For | For |
| 1.8 | Elect Director Krishna Shivram | Management | For | For |
| 1.9 | Elect Director Michael C. Kearney | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 03, 2019 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Mark G. Papa | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SEACOR MARINE HOLDINGS INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SMHI SECURITY ID: 78413P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Fabrikant | Management | For | For |
| 1.2 | Elect Director John Gellert | Management | For | For |
| 1.3 | Elect Director Andrew R. Morse | Management | For | For |
| 1.4 | Elect Director R. Christopher Regan | Management | For | For |
| 1.5 | Elect Director Robert D. Abendschein | Management | For | For |
| 1.6 | Elect Director Julie Persily | Management | For | For |
| 1.7 | Elect Director Alfredo Miguel Bejos | Management | For | For |
| 2 | Amend Certificate of Incorporation to Reduce the Share Ownership Required for Stockholders to Act by Written Consent | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce the Share Ownership Required for Stockholders to Approve Mergers and Certain Extraordinary Transactions | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| SHELF DRILLING LTD. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SHLF SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Amend Articles Re: Board-Related | Management | For | For |
| 3 | Elect David Pittaway as Director | Management | For | Against |
| 4 | Elect John Reynolds as Director | Management | For | Against |
| 5 | Elect Tyson Smith as Director | Management | For | Against |
| 6 | Elect WANG Hongyuan as Director | Management | For | For |
| 7 | Elect ZHANG Menggui Morgan as Director | Management | For | For |
| SMART SAND, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: SND SECURITY ID: 83191H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Young | Management | For | For |
| 1.2 | Elect Director Jose E. Feliciano | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STEALTHGAS, INC. MEETING DATE: SEP 13, 2018 | ||||
| TICKER: GASS SECURITY ID: Y81669106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry N. Vafias | Management | For | For |
| 1.2 | Elect Director Markos Drakos | Management | For | For |
| 2 | Ratify Deloitte Certified Public Accountants S.A. as Auditors | Management | For | For |
| SUPERIOR DRILLING PRODUCTS, INC. MEETING DATE: AUG 03, 2018 | ||||
| TICKER: SDPI SECURITY ID: 868153107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Ronca | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| SUPERIOR ENERGY SERVICES, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: SPN SECURITY ID: 868157108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Dunlap | Management | For | For |
| 1.2 | Elect Director James M. Funk | Management | For | For |
| 1.3 | Elect Director Terence E. Hall | Management | For | For |
| 1.4 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.5 | Elect Director Janiece M. Longoria | Management | For | For |
| 1.6 | Elect Director Michael M. McShane | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| TECHNIPFMC PLC MEETING DATE: MAY 01, 2019 | ||||
| TICKER: FTI SECURITY ID: G87110105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas J. Pferdehirt | Management | For | For |
| 1b | Elect Director Arnaud Caudoux | Management | For | For |
| 1c | Elect Director Pascal Colombani | Management | For | For |
| 1d | Elect Director Marie-Ange Debon | Management | For | For |
| 1e | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1f | Elect Director Claire S. Farley | Management | For | For |
| 1g | Elect Director Didier Houssin | Management | For | For |
| 1h | Elect Director Peter Mellbye | Management | For | For |
| 1i | Elect Director John O'Leary | Management | For | For |
| 1j | Elect Director Kay G. Priestly | Management | For | For |
| 1k | Elect Director Joseph Rinaldi | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Directors' Remuneration Report | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: TTI SECURITY ID: 88162F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director John F. Glick | Management | For | For |
| 1.6 | Elect Director Gina A. Luna | Management | For | For |
| 1.7 | Elect Director Brady M. Murphy | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 1.9 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRANSOCEAN LTD. MEETING DATE: NOV 29, 2018 | ||||
| TICKER: RIG SECURITY ID: H8817H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Create Additional Authorized Share Capital to Pay the Share Consideration in the Merger | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Amend Articles Re: (Non-Routine) | Management | For | For |
| TRANSOCEAN LTD. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: RIG SECURITY ID: H8817H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2018 | Management | For | For |
| 4A | Elect Director Glyn A. Barker | Management | For | For |
| 4B | Elect Director Vanessa C.L. Chang | Management | For | For |
| 4C | Elect Director Frederico F. Curado | Management | For | For |
| 4D | Elect Director Chadwick C. Deaton | Management | For | For |
| 4E | Elect Director Vincent J. Intrieri | Management | For | For |
| 4F | Elect Director Samuel J. Merksamer | Management | For | For |
| 4G | Elect Director Frederik W. Mohn | Management | For | For |
| 4H | Elect Director Edward R. Muller | Management | For | For |
| 4I | Elect Director Tan Ek Kia | Management | For | For |
| 4J | Elect Director Jeremy D. Thigpen | Management | For | For |
| 5 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
| 6A | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
| 6B | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | For |
| 6C | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 7 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
| 8 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
| 10B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million | Management | For | For |
| 11 | Other Business | Management | For | Against |
| U.S. SILICA HOLDINGS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SLCA SECURITY ID: 90346E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter C. Bernard | Management | For | For |
| 1B | Elect Director Diane K. Duren | Management | For | For |
| 1C | Elect Director William J. Kacal | Management | For | For |
| 1D | Elect Director Charles W. Shaver | Management | For | For |
| 1E | Elect Director Bryan A. Shinn | Management | For | For |
| 1F | Elect Director J. Michael Stice | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 25, 2019 | ||||
| TICKER: WFTIF SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director John D. Gass | Management | For | For |
| 1d | Elect Director Emyr Jones Parry | Management | For | For |
| 1e | Elect Director Francis S. Kalman | Management | For | For |
| 1f | Elect Director David S. King | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Mark A. McCollum | Management | For | For |
| 1i | Elect Director Angela A. Minas | Management | For | For |
| 1j | Elect Director Guillermo Ortiz | Management | For | For |
| 2 | Approve KPMG LLP as Auditor and KPMG Chartered Accountants, Dublin as Statutory Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: AUG 13, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by AKITA Drilling Ltd. | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY MEETING DATE: MAY 14, 2019 | ||||
| TICKER: MMM SECURITY ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Edward M. Liddy | Management | For | For |
| 1i | Elect Director Dambisa F. Moyo | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Michael F. Roman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| A. O. SMITH CORPORATION MEETING DATE: APR 09, 2019 | ||||
| TICKER: AOS SECURITY ID: 831865209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ACUITY BRANDS, INC. MEETING DATE: JAN 04, 2019 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director James H. Hance, Jr. | Management | For | For |
| 1d | Elect Director Vernon J. Nagel | Management | For | For |
| 1e | Elect Director Julia B. North | Management | For | For |
| 1f | Elect Director Ray M. Robinson | Management | For | For |
| 1g | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: AEIS SECURITY ID: 007973100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Grant H. Beard | Management | For | For |
| 1.3 | Elect Director Tina M. Donikowski | Management | For | For |
| 1.4 | Elect Director Ronald C. Foster | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.7 | Elect Director John A. Roush | Management | For | For |
| 1.8 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| AECOM MEETING DATE: MAR 06, 2019 | ||||
| TICKER: ACM SECURITY ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Burke | Management | For | Withhold |
| 1.2 | Elect Director James H. Fordyce | Management | For | Withhold |
| 1.3 | Elect Director William H. Frist | Management | For | Withhold |
| 1.4 | Elect Director Linda Griego | Management | For | Withhold |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | Withhold |
| 1.6 | Elect Director Robert J. Routs | Management | For | Withhold |
| 1.7 | Elect Director Clarence T. Schmitz | Management | For | Withhold |
| 1.8 | Elect Director Douglas W. Stotlar | Management | For | Withhold |
| 1.9 | Elect Director Daniel R. Tishman | Management | For | Withhold |
| 1.10 | Elect Director Janet C. Wolfenbarger | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| AIR PRODUCTS & CHEMICALS, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: APD SECURITY ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Seifi Ghasemi | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officer Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BEMIS COMPANY, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: BMS SECURITY ID: 081437105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Approve Provision of the New Amcor Articles of Association Relating to Requirements for Shareholder Nominations and Other Proposals | Management | For | For |
| 4 | Provide Directors May Only Be Removed for Cause | Management | For | Against |
| 5 | Amend Quorum Requirements | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| BOISE CASCADE CO. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: BCC SECURITY ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Steven C. Cooper | Management | For | For |
| 1B | Elect Director Karen E. Gowland | Management | For | For |
| 1C | Elect Director David H. Hannah | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BORGWARNER INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: BWA SECURITY ID: 099724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.3 | Elect Director Michael S. Hanley | Management | For | For |
| 1.4 | Elect Director Frederic B. Lissalde | Management | For | For |
| 1.5 | Elect Director Paul A. Mascarenas | Management | For | For |
| 1.6 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah D. McWhinney | Management | For | For |
| 1.8 | Elect Director Alexis P. Michas | Management | For | For |
| 1.9 | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert C. Biesterfeld Jr. | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Timothy C. Gokey | Management | For | Against |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Jodee A. Kozlak | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director Paula C. Tolliver | Management | For | For |
| 1j | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
| CHINA AGRI-INDUSTRIES HOLDINGS LIMITED MEETING DATE: MAY 31, 2019 | ||||
| TICKER: 606 SECURITY ID: Y1375F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3A | Elect Wang Zhen as Director | Management | For | For |
| 3B | Elect Xu Guanghong as Director | Management | For | For |
| 3C | Elect Hua Jian as Director | Management | For | For |
| 3D | Elect Luan Richeng as Director | Management | For | For |
| 3E | Elect Meng Qingguo as Director | Management | For | For |
| 3F | Elect Lam Wai Hon, Ambrose as Director | Management | For | For |
| 3G | Elect Ong Teck Chye as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA AGRI-INDUSTRIES HOLDINGS LTD. MEETING DATE: NOV 02, 2018 | ||||
| TICKER: 606 SECURITY ID: Y1375F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve COFCO International Master Agreement and Related Transactions | Management | For | For |
| 2 | Approve Capital Increase Agreement and Related Transactions | Management | For | For |
| 3 | Approve Supplemental Deed and Related Transactions | Management | For | For |
| COLBUN SA MEETING DATE: APR 25, 2019 | ||||
| TICKER: COLBUN SECURITY ID: P2867K130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Present Current Company Standing Report and Reports of External Auditors and Supervisory Account Inspectors | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of USD 0.009 Per Share | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | Abstain |
| 5 | Approve Dividend Policy and Distribution Procedures | Management | For | For |
| 6 | Appoint Auditors | Management | For | For |
| 7 | Elect Supervisory Account Inspectors; Approve their Remunerations | Management | For | For |
| 8 | Elect Directors | Management | For | Abstain |
| 9 | Approve Remuneration of Directors | Management | For | Abstain |
| 10 | Present Report on Activities Carried Out by Directors' Committee | Management | For | For |
| 11 | Approve Remuneration and Budget of Directors' Committee | Management | For | Abstain |
| 12 | Receive Report Regarding Related-Party Transactions | Management | For | For |
| 13 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 14 | Other Business | Management | For | Against |
| COMFORT SYSTEMS USA, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: FIX SECURITY ID: 199908104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darcy G. Anderson | Management | For | For |
| 1.2 | Elect Director Herman E. Bulls | Management | For | For |
| 1.3 | Elect Director Alan P. Krusi | Management | For | For |
| 1.4 | Elect Director Brian E. Lane | Management | For | For |
| 1.5 | Elect Director Pablo G. Mercado | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director William J. Sandbrook | Management | For | For |
| 1.8 | Elect Director James H. Schultz | Management | For | For |
| 1.9 | Elect Director Constance E. Skidmore | Management | For | For |
| 1.10 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COPART, INC. MEETING DATE: DEC 17, 2018 | ||||
| TICKER: CPRT SECURITY ID: 217204106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Cash and Equity Director Compensation Program for Executive Chairman and Non-Employee Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| COSAN SA MEETING DATE: NOV 30, 2018 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify SOPARC - Auditores Independentes S.S. Ltda. as the Firm to Appraise Proposed Transaction | Management | For | For |
| 2 | Approve Agreement for Partial Spin-Off of Cosan Lubrificantes e Especialidades S.A. (CLE) and Absorption of Spun-Off Assets | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Partial Spin-Off of Cosan Lubrificantes e Especialidades S.A. (CLE) and Absorption of Spun-Off Assets | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| COSAN SA MEETING DATE: FEB 01, 2019 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify ValorUp Auditores Independentes as the Independent Firm to Appraise Proposed Transactions | Management | For | For |
| 2 | Approve Agreement for Spin-Off of Usina Santa Luiza S.A. (USL) and Absorption of Spun-Off Assets by Company and Sao Martinho SA | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of Spun-Off Assets without Capital Increase | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| COSAN SA MEETING DATE: APR 26, 2019 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors at Six | Management | For | For |
| 4 | Approve Characterization of Dan Ioschpe and Mailson Ferreira da Nobrega as Independent Directors | Management | For | For |
| 5 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Against |
| 6.1 | Elect Rubens Ometto Silveira Mello as Director | Management | For | For |
| 6.2 | Elect Marcos Marinho Lutz as Director | Management | For | For |
| 6.3 | Elect Marcelo de Souza Scarcela Portela as Director | Management | For | For |
| 6.4 | Elect Burkhard Otto Cordes as Director | Management | For | For |
| 6.5 | Elect Dan Ioschpe as Director | Management | For | For |
| 6.6 | Elect Mailson Ferreira da Nobrega as Director | Management | For | For |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Among the Nominees? | Management | None | Abstain |
| 8.1 | Percentage of Votes to Be Assigned - Elect Rubens Ometto Silveira Mello as Director | Management | None | Abstain |
| 8.2 | Percentage of Votes to Be Assigned - Elect Marcos Marinho Lutz as Director | Management | None | Abstain |
| 8.3 | Percentage of Votes to Be Assigned - Elect Marcelo de Souza Scarcela Portela as Director | Management | None | Abstain |
| 8.4 | Percentage of Votes to Be Assigned - Elect Burkhard Otto Cordes as Director | Management | None | Abstain |
| 8.5 | Percentage of Votes to Be Assigned - Elect Dan Ioschpe as Director | Management | None | Abstain |
| 8.6 | Percentage of Votes to Be Assigned - Elect Mailson Ferreira da Nobrega as Director | Management | None | Abstain |
| 9 | Install Fiscal Council | Management | For | For |
| 10 | Fix Number of Fiscal Council Members at Five | Management | For | For |
| 11.1 | Elect Luiz Carlos Nannini as Fiscal Council Member and Nadir Dancini Barsnulfo as Alternate | Management | For | For |
| 11.2 | Elect Marcelo Curti as Fiscal Council Member and Henrique Ache Pillar as Alternate | Management | For | For |
| 11.3 | Elect Edison Carlos Fernandes as Fiscal Council Member and Francisco Silverio Morales Cespede as Alternate | Management | For | For |
| 11.4 | Elect Vanessa Claro Lopes as Fiscal Council Member and Carla Alessandra Trematore as Alternate | Management | For | For |
| 11.5 | Elect Alberto Asato as Fiscal Council Member and Edison Andrade de Souza as Alternate | Management | For | For |
| 12 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | For |
| COSAN SA MEETING DATE: APR 26, 2019 | ||||
| TICKER: CSAN3 SECURITY ID: P31573101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Cancellation of Treasury Shares and Amend Article 5 Accordingly | Management | For | For |
| 2 | Authorize Capitalization of Reserves and Amend Article 5 Accordingly | Management | For | For |
| 3 | Approve Decrease in Board Size and Amend Article 15 Accordingly | Management | For | For |
| 4 | Amend Articles 26 and 29 | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| CRANE CO. MEETING DATE: APR 29, 2019 | ||||
| TICKER: CR SECURITY ID: 224399105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin R. Benante | Management | For | For |
| 1.2 | Elect Director Donald G. Cook | Management | For | For |
| 1.3 | Elect Director Michael Dinkins | Management | For | For |
| 1.4 | Elect Director R. S. Evans | Management | For | For |
| 1.5 | Elect Director Ronald C. Lindsay | Management | For | For |
| 1.6 | Elect Director Ellen McClain | Management | For | For |
| 1.7 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.8 | Elect Director Max H. Mitchell | Management | For | For |
| 1.9 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.10 | Elect Director James L. L. Tullis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUMMINS INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: CMI SECURITY ID: 231021106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Richard J. Freeland | Management | For | For |
| 3 | Elect Director Robert J. Bernhard | Management | For | For |
| 4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 6 | Elect Director Stephen B. Dobbs | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | For |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Karen H. Quintos | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DELPHI TECHNOLOGIES PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: DLPH SECURITY ID: G2709G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Joseph S. Cantie | Management | For | For |
| 3 | Elect Director Nelda J. Connors | Management | For | For |
| 4 | Elect Director Gary L. Cowger | Management | For | For |
| 5 | Elect Director Richard F. Dauch | Management | For | For |
| 6 | Elect Director David S. Haffner | Management | For | For |
| 7 | Elect Director Helmut Leube | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Hari N. Nair | Management | For | For |
| 10 | Elect Director MaryAnn Wright | Management | For | For |
| 11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOVER CORPORATION MEETING DATE: MAY 02, 2019 | ||||
| TICKER: DOV SECURITY ID: 260003108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. John Gilbertson, Jr. | Management | For | For |
| 1b | Elect Director Kristiane C. Graham | Management | For | For |
| 1c | Elect Director Michael F. Johnston | Management | For | For |
| 1d | Elect Director Eric A. Spiegel | Management | For | For |
| 1e | Elect Director Richard J. Tobin | Management | For | For |
| 1f | Elect Director Stephen M. Todd | Management | For | For |
| 1g | Elect Director Stephen K. Wagner | Management | For | For |
| 1h | Elect Director Keith E. Wandell | Management | For | For |
| 1i | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Amendments to Article 15 | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement for Amendments to Article 16 | Management | For | For |
| EATON CORPORATION PLC MEETING DATE: APR 24, 2019 | ||||
| TICKER: ETN SECURITY ID: G29183103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Richard H. Fearon | Management | For | For |
| 1f | Elect Director Arthur E. Johnson | Management | For | For |
| 1g | Elect Director Olivier Leonetti | Management | For | For |
| 1h | Elect Director Deborah L. McCoy | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Sandra Pianalto | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| EMCOR GROUP, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EME SECURITY ID: 29084Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director David A. B. Brown | Management | For | For |
| 1c | Elect Director Anthony J. Guzzi | Management | For | For |
| 1d | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1e | Elect Director David H. Laidley | Management | For | For |
| 1f | Elect Director Carol P. Lowe | Management | For | For |
| 1g | Elect Director M. Kevin McEvoy | Management | For | For |
| 1h | Elect Director William P. Reid | Management | For | For |
| 1i | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1j | Elect Director Robin Walker-Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ENERSYS MEETING DATE: AUG 02, 2018 | ||||
| TICKER: ENS SECURITY ID: 29275Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Nelda J. Connors | Management | For | For |
| 1.3 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.4 | Elect Director Robert Magnus | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.4 | Elect Director Charles W. Peffer | Management | For | For |
| 1.5 | Elect Director James A. Rubright | Management | For | For |
| 1.6 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| HENRY SCHEIN, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: HSIC SECURITY ID: 806407102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barry J. Alperin | Management | For | For |
| 1b | Elect Director Gerald A. Benjamin | Management | For | For |
| 1c | Elect Director Stanley M. Bergman | Management | For | For |
| 1d | Elect Director James P. Breslawski | Management | For | For |
| 1e | Elect Director Paul Brons | Management | For | For |
| 1f | Elect Director Shira Goodman | Management | For | For |
| 1g | Elect Director Joseph L. Herring | Management | For | For |
| 1h | Elect Director Kurt P. Kuehn | Management | For | For |
| 1i | Elect Director Philip A. Laskawy | Management | For | For |
| 1j | Elect Director Anne H. Margulies | Management | For | For |
| 1k | Elect Director Mark E. Mlotek | Management | For | For |
| 1l | Elect Director Steven Paladino | Management | For | For |
| 1m | Elect Director Carol Raphael | Management | For | For |
| 1n | Elect Director E. Dianne Rekow | Management | For | For |
| 1o | Elect Director Bradley T. Sheares | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director Jaime Chico Pardo | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| INGERSOLL-RAND PUBLIC LIMITED COMPANY MEETING DATE: JUN 06, 2019 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| INNOSPEC, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: IOSP SECURITY ID: 45768S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David F. Landless | Management | For | For |
| 1.2 | Elect Director Lawrence J. Padfield | Management | For | For |
| 1.3 | Elect Director Patrick S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| JOHNSON & JOHNSON MEETING DATE: APR 25, 2019 | ||||
| TICKER: JNJ SECURITY ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Mark B. McClellan | Management | For | For |
| 1h | Elect Director Anne M. Mulcahy | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Max H. Mitchell | Management | For | For |
| 1.3 | Elect Director Kim K.W. Rucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MERCURY NZ LTD. MEETING DATE: SEP 28, 2018 | ||||
| TICKER: MCY SECURITY ID: Q60770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Keith Smith as Director | Management | For | For |
| 2 | Elect Prue Flacks as Director | Management | For | For |
| 3 | Elect Mike Taitoko as Director | Management | For | For |
| MINERALS TECHNOLOGIES INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: MTX SECURITY ID: 603158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas T. Dietrich | Management | For | For |
| 1b | Elect Director Carolyn K. Pittman | Management | For | For |
| 1c | Elect Director Donald C. Winter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MKS INSTRUMENTS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MKSI SECURITY ID: 55306N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacqueline F. Moloney | Management | For | For |
| 1.2 | Elect Director Michelle M. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NHPC LTD. MEETING DATE: SEP 27, 2018 | ||||
| TICKER: 533098 SECURITY ID: Y6268G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Nikhil Kumar Jain as Director | Management | For | For |
| 4 | Reelect Mahesh Kumar Mittal as Director | Management | For | For |
| 5 | Approve Remuneration of Joint Statutory Auditors | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| 7 | Elect Bhagwat Prasad as Director | Management | For | For |
| 8 | Elect Jugal Kishore Mohapatra as Director | Management | For | For |
| 9 | Elect Nalini Kant Jha as Director | Management | For | For |
| 10 | Elect Janardan Choudhary as Director (Technical) | Management | For | For |
| 11 | Approve Issuance of Secured/Unsecured Redeemable Non-Convertible Debentures/Bonds on Private Placement Basis | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| OCI CO., LTD. MEETING DATE: MAR 26, 2019 | ||||
| TICKER: 010060 SECURITY ID: Y6435J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Financial Statements | Management | For | For |
| 1.2 | Approve Appropriation of Income | Management | For | For |
| 2.1 | Elect Kim Taek-jung as Inside Director | Management | For | For |
| 2.2 | Elect Ahn Mi-jeong as Outside Director | Management | For | For |
| 2.3 | Elect Kang Jin-ah as Outside Director | Management | For | For |
| 3.1 | Elect Ahn Mi-jeong as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Kang Jin-ah as a Member of Audit Committee | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Curtis J. Crawford | Management | For | For |
| 1d | Elect Director Gilles Delfassy | Management | For | For |
| 1e | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1f | Elect Director Keith D. Jackson | Management | For | For |
| 1g | Elect Director Paul A. Mascarenas | Management | For | For |
| 1h | Elect Director Daryl A. Ostrande | Management | For | For |
| 1i | Elect Director Teresa M. Ressel | Management | For | For |
| 1j | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PARKER-HANNIFIN CORP. MEETING DATE: OCT 24, 2018 | ||||
| TICKER: PH SECURITY ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.5 | Elect Director Candy M. Obourn | Management | For | For |
| 1.6 | Elect Director Joseph Scaminace | Management | For | For |
| 1.7 | Elect Director Ake Svensson | Management | For | For |
| 1.8 | Elect Director James R. Verrier | Management | For | For |
| 1.9 | Elect Director James L. Wainscott | Management | For | For |
| 1.10 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Amend Code of Regulations | Management | For | For |
| QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 14, 2019 | ||||
| TICKER: DGX SECURITY ID: 74834L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director Denise M. Morrison | Management | For | For |
| 1.4 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 1.5 | Elect Director Timothy M. Ring | Management | For | For |
| 1.6 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1.7 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.8 | Elect Director Helen I. Torley | Management | For | For |
| 1.9 | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| REGAL BELOIT CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: RBC SECURITY ID: 758750103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen M. Burt | Management | For | For |
| 1b | Elect Director Anesa T. Chaibi | Management | For | For |
| 1c | Elect Director Christopher L. Doerr | Management | For | For |
| 1d | Elect Director Thomas J. Fischer | Management | For | For |
| 1e | Elect Director Dean A. Foate | Management | For | For |
| 1f | Elect Director Rakesh Sachdev | Management | For | For |
| 1g | Elect Director Curtis W. Stoelting | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| SAO MARTINHO SA MEETING DATE: FEB 01, 2019 | ||||
| TICKER: SMTO3 SECURITY ID: P8493J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Agreement for Spin-Off of Usina Santa Luiza S.A. (USL) and Absorption of Spun-Off Assets and Approve Agreement to Absorb Pulisic Participacoes Ltda. (Pulisic) | Management | For | For |
| 2 | Appoint ValorUp Auditores Independentes (ValorUp) as Independent Firm to Appraise Proposed Transactions and Approve Independent Firm's Appraisals | Management | For | For |
| 3 | Approve Spin-Off of Usina Santa Luiza S.A. (USL) and Absorption of Spun-Off Assets and Approve Absorption of Pulisic Participacoes Ltda. (Pulisic) | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| SIGNIFY NV MEETING DATE: MAY 14, 2019 | ||||
| TICKER: LIGHT SECURITY ID: N8063K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Presentation by Eric Rondolat, CEO | Management | None | None |
| 2 | Discuss Remuneration Report | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 1.30 Per Share | Management | For | For |
| 6.a | Approve Discharge of Management Board | Management | For | For |
| 6.b | Approve Discharge of Supervisory Board | Management | For | For |
| 7.a | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
| 7.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| SPX FLOW, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: FLOW SECURITY ID: 78469X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne K. Altman | Management | For | For |
| 1.2 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.3 | Elect Director Marcus G. Michael | Management | For | For |
| 1.4 | Elect Director Suzanne B. Rowland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STEEL DYNAMICS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: STLD SECURITY ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 13, 2019 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director William A. Jeffrey | Management | For | For |
| 1e | Elect Director David M. Kerko | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Yong Nam | Management | For | For |
| 1h | Elect Director Daniel J. Phelan | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1k | Elect Director Mark C. Trudeau | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 28, 2018 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Approve Reduction of Share Capital | Management | For | For |
| 15 | Adjourn Meeting | Management | For | For |
| TENNECO INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director SungHwan Cho | Management | For | For |
| 1b | Elect Director Thomas C. Freyman | Management | For | For |
| 1c | Elect Director Denise Gray | Management | For | For |
| 1d | Elect Director Brian J. Kesseler | Management | For | For |
| 1e | Elect Director Dennis J. Letham | Management | For | For |
| 1f | Elect Director James S. Metcalf | Management | For | For |
| 1g | Elect Director Roger B. Porter | Management | For | For |
| 1h | Elect Director David B. Price, Jr. | Management | For | For |
| 1i | Elect Director Gregg M. Sherrill | Management | For | For |
| 1j | Elect Director Jane L. Warner | Management | For | For |
| 1k | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENNECO, INC. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: TEN SECURITY ID: 880349105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reclassify Common Stock as Class A Voting Common Stock, Authorize New Class of Non-Voting Common Stock, and Increase Authorized Capital Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNC INVESTMENT CORP. MEETING DATE: APR 18, 2019 | ||||
| TICKER: AGNC SECURITY ID: 00123Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Kain | Management | For | For |
| 1.2 | Elect Director Donna J. Blank | Management | For | For |
| 1.3 | Elect Director Morris A. Davis | Management | For | For |
| 1.4 | Elect Director Larry K. Harvey *Withdrawn Resolution* | Management | None | None |
| 1.5 | Elect Director Prue B. Larocca | Management | For | For |
| 1.6 | Elect Director Paul E. Mullings | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMERICAN EXPRESS COMPANY MEETING DATE: MAY 07, 2019 | ||||
| TICKER: AXP SECURITY ID: 025816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Peter Chernin | Management | For | For |
| 1d | Elect Director Ralph de la Vega | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Stephen J. Squeri | Management | For | For |
| 1i | Elect Director Daniel L. Vasella | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Christopher D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Peter R. Porrino | Management | For | For |
| 1k | Elect Director Amy L. Schioldager | Management | For | For |
| 1l | Elect Director Douglas M. Steenland | Management | For | For |
| 1m | Elect Director Therese M. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ASPEN INSURANCE HOLDINGS LTD. MEETING DATE: DEC 10, 2018 | ||||
| TICKER: AHL SECURITY ID: G05384105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reduce Supermajority Vote Requirement to Approve a Merger | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 02, 2019 | ||||
| TICKER: AXS SECURITY ID: G0692U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert A. Benchimol | Management | For | For |
| 1.2 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.3 | Elect Director Maurice A. Keane | Management | For | For |
| 1.4 | Elect Director Henry B. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BANK OF AMERICA CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: BAC SECURITY ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| BEAZLEY PLC MEETING DATE: MAR 21, 2019 | ||||
| TICKER: BEZ SECURITY ID: G0936K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Second Interim Dividend | Management | For | For |
| 4 | Re-elect Martin Bride as Director | Management | For | For |
| 5 | Re-elect Adrian Cox as Director | Management | For | For |
| 6 | Re-elect Angela Crawford-Ingle as Director | Management | For | For |
| 7 | Re-elect Andrew Horton as Director | Management | For | For |
| 8 | Re-elect Christine LaSala as Director | Management | For | For |
| 9 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect John Sauerland as Director | Management | For | For |
| 12 | Re-elect Robert Stuchbery as Director | Management | For | For |
| 13 | Re-elect Catherine Woods as Director | Management | For | For |
| 14 | Appoint EY as Auditors | Management | For | For |
| 15 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2019 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffet | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Susan L. Decker | Management | For | For |
| 1.7 | Elect Director William H. Gates, III | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| BLACK KNIGHT, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David K. Hunt | Management | For | For |
| 1.2 | Elect Director Ganesh B. Rao | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOK FINANCIAL CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: BOKF SECURITY ID: 05561Q201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director C. Fred Ball, Jr. | Management | For | For |
| 1.3 | Elect Director Steven Bangert | Management | For | For |
| 1.4 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.5 | Elect Director Steven G. Bradshaw | Management | For | For |
| 1.6 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.7 | Elect Director Gerard P. Clancy | Management | For | For |
| 1.8 | Elect Director John W. Coffey | Management | For | For |
| 1.9 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.10 | Elect Director Jack E. Finley | Management | For | For |
| 1.11 | Elect Director David F. Griffin | Management | For | For |
| 1.12 | Elect Director V. Burns Hargis | Management | For | For |
| 1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
| 1.14 | Elect Director Kimberley D. Henry | Management | For | For |
| 1.15 | Elect Director E. Carey Joullian, IV | Management | For | For |
| 1.16 | Elect Director George B. Kaiser | Management | For | For |
| 1.17 | Elect Director Stanley A. Lybarger | Management | For | For |
| 1.18 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.19 | Elect Director Steven E. Nell | Management | For | For |
| 1.20 | Elect Director E. C. Richards | Management | For | For |
| 1.21 | Elect Director Claudia San Pedro | Management | For | For |
| 1.22 | Elect Director Michael C. Turpen | Management | For | For |
| 1.23 | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2019 | ||||
| TICKER: COF SECURITY ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Peter Thomas Killalea | Management | For | For |
| 1E | Elect Director Cornelis Petrus Adrianus Joseph "Eli" Leenaars | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Francois Locoh-Donou | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CBOE GLOBAL MARKETS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CBOE SECURITY ID: 12503M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward T. Tilly | Management | For | For |
| 1.2 | Elect Director Eugene S. Sunshine | Management | For | For |
| 1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director Janet P. Froetscher | Management | For | For |
| 1.7 | Elect Director Jill R. Goodman | Management | For | For |
| 1.8 | Elect Director Roderick A. Palmore | Management | For | For |
| 1.9 | Elect Director James E. Parisi | Management | For | For |
| 1.10 | Elect Director Joseph P. Ratterman | Management | For | For |
| 1.11 | Elect Director Michael L. Richter | Management | For | For |
| 1.12 | Elect Director Jill E. Sommers | Management | For | For |
| 1.13 | Elect Director Carole E. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CITIGROUP INC. MEETING DATE: APR 16, 2019 | ||||
| TICKER: C SECURITY ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Duncan P. Hennes | Management | For | For |
| 1f | Elect Director Peter B. Henry | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1i | Elect Director Renee J. James | Management | For | For |
| 1j | Elect Director Eugene M. McQuade | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| COBIZ FINANCIAL, INC. MEETING DATE: SEP 27, 2018 | ||||
| TICKER: COBZ SECURITY ID: 190897108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| D.R. HORTON, INC. MEETING DATE: JAN 23, 2019 | ||||
| TICKER: DHI SECURITY ID: 23331A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ETFC SECURITY ID: 269246401 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Robert J. Chersi | Management | For | For |
| 1c | Elect Director Jaime W. Ellertson | Management | For | For |
| 1d | Elect Director James P. Healy | Management | For | For |
| 1e | Elect Director Kevin T. Kabat | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Karl A. Roessner | Management | For | For |
| 1j | Elect Director Rebecca Saeger | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 1l | Elect Director Joshua A. Weinreich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| ESSENT GROUP LTD. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ESNT SECURITY ID: G3198U102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angela L. Heise | Management | For | For |
| 1.2 | Elect Director Robert Glanville | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Massey | Management | For | For |
| 1.2 | Elect Director Daniel D. "Ron" Lane | Management | For | For |
| 1.3 | Elect Director Cary H. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC. (NORTH CAROLINA) MEETING DATE: APR 30, 2019 | ||||
| TICKER: FCNCA SECURITY ID: 31946M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| FIRST HAWAIIAN, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: FHB SECURITY ID: 32051X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew J. Cox | Management | For | For |
| 1.2 | Elect Director W. Allen Doane | Management | For | For |
| 1.3 | Elect Director Faye Watanabe Kurren | Management | For | For |
| 1.4 | Elect Director Robert S. Harrison | Management | For | For |
| 1.5 | Elect Director Allen B. Uyeda | Management | For | For |
| 1.6 | Elect Director Jenai S. Wall | Management | For | For |
| 1.7 | Elect Director C. Scott Wo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST HORIZON NATIONAL CORP. (TENNESSEE) MEETING DATE: APR 23, 2019 | ||||
| TICKER: FHN SECURITY ID: 320517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Wendy P. Davidson | Management | For | For |
| 1.4 | Elect Director Mark A. Emkes | Management | For | For |
| 1.5 | Elect Director Peter N. Foss | Management | For | For |
| 1.6 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.9 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.10 | Elect Director Colin V. Reed | Management | For | For |
| 1.11 | Elect Director Cecelia D. Stewart | Management | For | For |
| 1.12 | Elect Director Rajesh Subramaniam | Management | For | For |
| 1.13 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.14 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST REPUBLIC BANK MEETING DATE: MAY 14, 2019 | ||||
| TICKER: FRC SECURITY ID: 33616C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1.5 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.6 | Elect Director Boris Groysberg | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Duncan L. Niederauer | Management | For | For |
| 1.11 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GREENHILL & CO., INC. MEETING DATE: JUL 25, 2018 | ||||
| TICKER: GHL SECURITY ID: 395259104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Greenhill | Management | For | For |
| 1.2 | Elect Director Scott L. Bok | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Stephen L. Key | Management | For | For |
| 1.5 | Elect Director John D. Liu | Management | For | For |
| 1.6 | Elect Director Karen P. Robards | Management | For | For |
| 1.7 | Elect Director Meryl D. Hartzband | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HAMILTON LANE, INC. MEETING DATE: SEP 06, 2018 | ||||
| TICKER: HLNE SECURITY ID: 407497106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erik R. Hirsch | Management | For | Proportional |
| 1.2 | Elect Director Leslie F. Varon | Management | For | Proportional |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Proportional |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | Proportional |
| HISCOX LTD. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HSX SECURITY ID: G4593F138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Robert Childs as Director | Management | For | For |
| 5 | Re-elect Caroline Foulger as Director | Management | For | For |
| 6 | Re-elect Michael Goodwin as Director | Management | For | For |
| 7 | Re-elect Thomas Hurlimann as Director | Management | For | For |
| 8 | Re-elect Hamayou Akbar Hussain as Director | Management | For | For |
| 9 | Re-elect Colin Keogh as Director | Management | For | For |
| 10 | Re-elect Anne MacDonald as Director | Management | For | For |
| 11 | Re-elect Bronislaw Masojada as Director | Management | For | For |
| 12 | Re-elect Constantinos Miranthis as Director | Management | For | For |
| 13 | Re-elect Lynn Pike as Director | Management | For | For |
| 14 | Re-elect Richard Watson as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers Ltd as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HISCOX LTD. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: HSX SECURITY ID: G4593F138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scrip Dividend Scheme | Management | For | For |
| 2 | Authorise the Directors to Capitalise Sums in Connection with the Scrip Dividend Scheme | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 18, 2019 | ||||
| TICKER: HBAN SECURITY ID: 446150104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.3 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Gina D. France | Management | For | For |
| 1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.7 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.8 | Elect Director Peter J. Kight | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: ITG SECURITY ID: 46145F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: JPM SECURITY ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| KEYCORP MEETING DATE: MAY 23, 2019 | ||||
| TICKER: KEY SECURITY ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Charles P. Cooley | Management | For | For |
| 1.3 | Elect Director Gary M. Crosby | Management | For | For |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.5 | Elect Director H. James Dallas | Management | For | For |
| 1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.9 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.10 | Elect Director Richard J. Hipple | Management | For | For |
| 1.11 | Elect Director Kristen L. Manos | Management | For | For |
| 1.12 | Elect Director Beth E. Mooney | Management | For | For |
| 1.13 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.14 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| M&T BANK CORPORATION MEETING DATE: APR 16, 2019 | ||||
| TICKER: MTB SECURITY ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Richard S. Gold | Management | For | For |
| 1.7 | Elect Director Richard A. Grossi | Management | For | For |
| 1.8 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| METLIFE, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl W. Grise | Management | For | For |
| 1b | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1c | Elect Director Gerald L. Hassell | Management | For | For |
| 1d | Elect Director David L. Herzog | Management | For | For |
| 1e | Elect Director R. Glenn Hubbard | Management | For | For |
| 1f | Elect Director Edward J. Kelly, III | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director Michel A. Khalaf | Management | For | For |
| 1i | Elect Director James M. Kilts | Management | For | For |
| 1j | Elect Director Catherine R. Kinney | Management | For | For |
| 1k | Elect Director Diana L. McKenzie | Management | For | For |
| 1l | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MFA SECURITY ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Francis J. Oelerich, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MGIC INVESTMENT CORP. MEETING DATE: APR 24, 2019 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Gary A. Poliner | Management | For | For |
| 1.11 | Elect Director Patrick Sinks | Management | For | For |
| 1.12 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| MGIC INVESTMENT CORPORATION MEETING DATE: JUL 25, 2018 | ||||
| TICKER: MTG SECURITY ID: 552848103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Melissa B. Lora | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MORGAN STANLEY MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MS SECURITY ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair M. Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Jami Miscik | Management | For | For |
| 1h | Elect Director Dennis M. Nally | Management | For | For |
| 1i | Elect Director Takeshi Ogasawara | Management | For | For |
| 1j | Elect Director Hutham S. Olayan | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director Perry M. Traquina | Management | For | For |
| 1m | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneek S. Mamik | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Valerie Soranno Keating | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PJT PARTNERS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: PJT SECURITY ID: 69343T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Taubman | Management | For | For |
| 1b | Elect Director Emily K. Rafferty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| POPULAR, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: BPOP SECURITY ID: 733174700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
| 1b | Elect Director Robert Carrady | Management | For | For |
| 1c | Elect Director John W. Diercksen | Management | For | For |
| 1d | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 22, 2019 | ||||
| TICKER: RGA SECURITY ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Christine R. Detrick | Management | For | For |
| 1B | Elect Director John J. Gauthier | Management | For | For |
| 1C | Elect Director Alan C. Henderson | Management | For | For |
| 1D | Elect Director Anna Manning | Management | For | For |
| 1E | Elect Director Hazel M. McNeilage | Management | For | For |
| 1F | Elect Director Steven C. Van Wyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RSA INSURANCE GROUP PLC MEETING DATE: MAY 10, 2019 | ||||
| TICKER: RSA SECURITY ID: G7705H157 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Martin Scicluna as Director | Management | For | For |
| 5 | Re-elect Stephen Hester as Director | Management | For | For |
| 6 | Re-elect Scott Egan as Director | Management | For | For |
| 7 | Re-elect Alastair Barbour as Director | Management | For | For |
| 8 | Elect Sonia Baxendale as Director | Management | For | For |
| 9 | Re-elect Kath Cates as Director | Management | For | For |
| 10 | Re-elect Enrico Cucchiani as Director | Management | For | For |
| 11 | Re-elect Isabel Hudson as Director | Management | For | For |
| 12 | Re-elect Charlotte Jones as Director | Management | For | For |
| 13 | Re-elect Martin Strobel as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve Sharesave Plan | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
| 25 | Approve Scrip Dividend Scheme | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: OCT 17, 2018 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| SIGNATURE BANK (NEW YORK, NEW YORK) MEETING DATE: APR 18, 2019 | ||||
| TICKER: SBNY SECURITY ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derrick D. Cephas | Management | For | For |
| 1.2 | Elect Director Judith A. Huntington | Management | For | For |
| 1.3 | Elect Director John Tamberlane | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| SLM CORPORATION MEETING DATE: JUN 20, 2019 | ||||
| TICKER: SLM SECURITY ID: 78442P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Mary Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Mark L. Lavelle | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Raymond J. Quinlan | Management | For | For |
| 1i | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1j | Elect Director William N. Shiebler | Management | For | For |
| 1k | Elect Director Robert S. Strong | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SUNTRUST BANKS, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: STI SECURITY ID: 867914103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.2 | Elect Director Dallas S. Clement | Management | For | For |
| 1.3 | Elect Director Paul D. Donahue | Management | For | For |
| 1.4 | Elect Director Paul R. Garcia | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 13, 2019 | ||||
| TICKER: AMTD SECURITY ID: 87236Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bharat B. Masrani | Management | For | For |
| 1.2 | Elect Director Irene R. Miller | Management | For | For |
| 1.3 | Elect Director Todd M. Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 09, 2019 | ||||
| TICKER: BK SECURITY ID: 064058100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Linda Z. Cook | Management | For | For |
| 1c | Elect Director Joseph J. Echevarria | Management | For | For |
| 1d | Elect Director Edward P. Garden | Management | For | For |
| 1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1f | Elect Director John M. Hinshaw | Management | For | For |
| 1g | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1h | Elect Director Jennifer B. Morgan | Management | For | For |
| 1i | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1j | Elect Director Charles W. Scharf | Management | For | For |
| 1k | Elect Director Samuel C. Scott, III | Management | For | For |
| 1l | Elect Director Alfred "Al" W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: GS SECURITY ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Carlos Dominguez | Management | For | For |
| 1c | Elect Director Trevor Fetter | Management | For | For |
| 1d | Elect Director Stephen P. McGill - withdrawn | Management | None | None |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 1h | Elect Director Teresa Wynn Roseborough | Management | For | For |
| 1i | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1j | Elect Director Christopher J. Swift | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: PNC SECURITY ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alvarado | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.5 | Elect Director William S. Demchak | Management | For | For |
| 1.6 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.7 | Elect Director Richard J. Harshman | Management | For | For |
| 1.8 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.9 | Elect Director Richard B. Kelson | Management | For | For |
| 1.10 | Elect Director Linda R. Medler | Management | For | For |
| 1.11 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.12 | Elect Director Toni Townes-Whitley | Management | For | For |
| 1.13 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Philip T. "Pete" Ruegger, III | Management | For | For |
| 1g | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1h | Elect Director Alan D. Schnitzer | Management | For | For |
| 1i | Elect Director Donald J. Shepard | Management | For | For |
| 1j | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report, Including EEOC Data | Shareholder | Against | For |
| TORCHMARK CORPORATION MEETING DATE: APR 25, 2019 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Linda L. Addison | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Cheryl D. Alston | Management | For | For |
| 1.5 | Elect Director Jane M. Buchan | Management | For | For |
| 1.6 | Elect Director Gary L. Coleman | Management | For | For |
| 1.7 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.8 | Elect Director Robert W. Ingram | Management | For | For |
| 1.9 | Elect Director Steven P. Johnson | Management | For | For |
| 1.10 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.11 | Elect Director Lamar C. Smith | Management | For | For |
| 1.12 | Elect Director Mary E. Thigpen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| U.S. BANCORP MEETING DATE: APR 16, 2019 | ||||
| TICKER: USB SECURITY ID: 902973304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Marc N. Casper | Management | For | For |
| 1e | Elect Director Andrew Cecere | Management | For | For |
| 1f | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1g | Elect Director Kimberly J. Harris | Management | For | For |
| 1h | Elect Director Roland A. Hernandez | Management | For | For |
| 1i | Elect Director Doreen Woo Ho | Management | For | For |
| 1j | Elect Director Olivia F. Kirtley | Management | For | For |
| 1k | Elect Director Karen S. Lynch | Management | For | For |
| 1l | Elect Director Richard P. McKenney | Management | For | For |
| 1m | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1n | Elect Director David B. O'Maley | Management | For | For |
| 1o | Elect Director O'dell M. Owens | Management | For | For |
| 1p | Elect Director Craig D. Schnuck | Management | For | For |
| 1q | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIRTU FINANCIAL, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: VIRT SECURITY ID: 928254101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Cruger, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.3 | Elect Director Christopher C. Quick | Management | For | For |
| 1.4 | Elect Director Vincent J. Viola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY MEETING DATE: APR 23, 2019 | ||||
| TICKER: WFC SECURITY ID: 949746101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Donald M. James | Management | For | For |
| 1g | Elect Director Maria R. Morris | Management | For | For |
| 1h | Elect Director Juan A. Pujadas | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director C. Allen Parker | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY MEETING DATE: MAY 20, 2019 | ||||
| TICKER: WLTW SECURITY ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director Brendan R. O'Neill | Management | For | For |
| 1f | Elect Director Jaymin B. Patel | Management | For | For |
| 1g | Elect Director Linda D. Rabbitt | Management | For | For |
| 1h | Elect Director Paul D. Thomas | Management | For | For |
| 1i | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNICO EAGLE MINES LTD. MEETING DATE: APR 26, 2019 | ||||
| TICKER: AEM SECURITY ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Share Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ALAMOS GOLD, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: AGI SECURITY ID: 011532108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elaine Ellingham | Management | For | For |
| 1.2 | Elect Director David Fleck | Management | For | For |
| 1.3 | Elect Director David Gower | Management | For | For |
| 1.4 | Elect Director Claire M. Kennedy | Management | For | For |
| 1.5 | Elect Director John A. McCluskey | Management | For | For |
| 1.6 | Elect Director Monique Mercier | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.9 | Elect Director Ronald E. Smith | Management | For | For |
| 1.10 | Elect Director Kenneth G. Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Long-Term Incentive Plan | Management | For | For |
| 4 | Amend Employee Share Purchase Plan | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ANGLOGOLD ASHANTI LTD. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ANG SECURITY ID: 035128206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-elect Maria Richter as Director | Management | For | For |
| 2.1 | Elect Kelvin Dushnisky as Director | Management | For | For |
| 2.2 | Elect Alan Ferguson as Director | Management | For | For |
| 2.3 | Elect Jochen Tilk as Director | Management | For | For |
| 3.1 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 3.2 | Re-elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 3.3 | Re-elect Maria Richter as Member of the Audit and Risk Committee | Management | For | For |
| 3.4 | Elect Alan Ferguson as Member of the Audit and Risk Committee | Management | For | For |
| 4 | Reappoint Ernst & Young Inc as Auditors of the Company with Ernest Botha as the Lead Audit Partner | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6.1 | Approve Remuneration Policy | Management | For | For |
| 6.2 | Approve Remuneration Implementation Report | Management | For | For |
| 7 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 8 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| B2GOLD CORP. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: BTO SECURITY ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Kevin Bullock | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Clive Johnson | Management | For | For |
| 2.5 | Elect Director George Johnson | Management | For | For |
| 2.6 | Elect Director Jerry Korpan | Management | For | For |
| 2.7 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.8 | Elect Director Robin Weisman | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Performance Share Unit Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| BARRICK GOLD CORP. MEETING DATE: NOV 05, 2018 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Continuance of Company [OBCA to BCBCA] | Management | For | For |
| BARRICK GOLD CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Bristow | Management | For | For |
| 1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.3 | Elect Director Christopher L. Coleman | Management | For | For |
| 1.4 | Elect Director J. Michael Evans | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Andrew J. Quinn | Management | For | For |
| 1.8 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| COMPANIA DE MINAS BUENAVENTURA SAA MEETING DATE: MAR 25, 2019 | ||||
| TICKER: BUENAVC1 SECURITY ID: 204448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Authorize Board to Approve Dividends | Management | For | For |
| 4 | Approve Distribution of Dividends | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Abstain |
| 6 | Approve Remuneration of Directors | Management | For | Abstain |
| 7 | Appoint Auditors | Management | For | For |
| CONTINENTAL GOLD INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: CNL SECURITY ID: 21146A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon Teicher | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Martin Carrizosa | Management | For | For |
| 1.4 | Elect Director Stephen Gottesfeld | Management | For | For |
| 1.5 | Elect Director Claudia Jimenez | Management | For | For |
| 1.6 | Elect Director Paul J. Murphy | Management | For | For |
| 1.7 | Elect Director Christopher Sattler | Management | For | For |
| 1.8 | Elect Director Kenneth G. Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Common Shares Upon Conversion of Debentures | Management | For | For |
| DACIAN GOLD LTD. MEETING DATE: NOV 26, 2018 | ||||
| TICKER: DCN SECURITY ID: Q3080T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Ian Cochrane as Director | Management | For | For |
| 4 | Ratify Past Issuance of Shares to Institutional Investors and Eligible Shareholders | Management | For | For |
| 5 | Approve Dacian Gold Limited Employee Option Plan | Management | For | For |
| 6 | Appoint KPMG as Auditor of the Company | Management | For | For |
| DETOUR GOLD CORP. MEETING DATE: DEC 13, 2018 | ||||
| TICKER: DGC SECURITY ID: 250669108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Remove Director Lisa Colnett | Management | For | Did Not Vote |
| 2 | Remove Director Jonathan Rubenstein | Management | For | Did Not Vote |
| 3 | Remove Director Edward C. Dowling, Jr. | Management | Against | Did Not Vote |
| 4 | Remove Director Alan Edwards | Management | Against | Did Not Vote |
| 5 | Remove Director Andre Falzon | Management | Against | Did Not Vote |
| 6 | Remove Director J. Michael Kenyon | Management | Against | Did Not Vote |
| 7 | Remove Director Judy Kirk | Management | Against | Did Not Vote |
| 8 | Remove Director Alex G. Morrison | Management | Against | Did Not Vote |
| 9 | Fix Number of Directors at Eight | Management | Against | Did Not Vote |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Steven Mark Feldman | Management | For | Did Not Vote |
| 10.2 | Elect Director Christopher James Robison | Management | For | Did Not Vote |
| 10.3 | Elect Director Ronald Stanley Simkus | Management | Withhold | Did Not Vote |
| 10.4 | Elect Director Dawn Patricia Whittaker | Management | Withhold | Did Not Vote |
| 10.5 | Elect Director Maria S. Jelescu Dreyfus | Management | Withhold | Did Not Vote |
| 10.6 | Elect Director William C. Williams | Management | Withhold | Did Not Vote |
| 10.7 | Elect Director Michael D. Woollcombe | Management | Withhold | Did Not Vote |
| 10.8 | Elect Director Marcelo Kim | Management | Withhold | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1 | Remove Director Lisa Colnett | Shareholder | For | For |
| 2 | Remove Director Edward C. Dowling, Jr. | Shareholder | For | For |
| 3 | Remove Director Alan Edwards | Shareholder | For | For |
| 4 | Remove Director Andre Falzon | Shareholder | For | For |
| 5 | Remove Director J. Michael Kenyon | Shareholder | For | For |
| 6 | Remove Director Judy Kirk | Shareholder | For | For |
| 7 | Remove Director Alex G. Morrison | Shareholder | For | For |
| 8 | Remove Director Jonathan Rubenstein | Shareholder | For | For |
| 9 | Fix Number of Directors at Eight | Shareholder | Against | Against |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Maria S. Jelescu Dreyfus | Shareholder | For | For |
| 10.2 | Elect Director Steven Mark Feldman | Shareholder | For | For |
| 10.3 | Elect Director Marcelo Kim | Shareholder | For | For |
| 10.4 | Elect Director Christopher James Robison | Shareholder | For | For |
| 10.5 | Elect Director Ronald Stanley Simkus | Shareholder | For | For |
| 10.6 | Elect Director Dawn Patricia Whittaker | Shareholder | For | For |
| 10.7 | Elect Director William C. Williams | Shareholder | For | For |
| 10.8 | Elect Director Michael D. Woollcombe | Shareholder | For | For |
| DETOUR GOLD CORP. MEETING DATE: DEC 13, 2018 | ||||
| TICKER: DGC SECURITY ID: 250669306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Remove Director Lisa Colnett | Management | For | Did Not Vote |
| 2 | Remove Director Jonathan Rubenstein | Management | For | Did Not Vote |
| 3 | Remove Director Edward C. Dowling, Jr. | Management | Against | Did Not Vote |
| 4 | Remove Director Alan Edwards | Management | Against | Did Not Vote |
| 5 | Remove Director Andre Falzon | Management | Against | Did Not Vote |
| 6 | Remove Director J. Michael Kenyon | Management | Against | Did Not Vote |
| 7 | Remove Director Judy Kirk | Management | Against | Did Not Vote |
| 8 | Remove Director Alex G. Morrison | Management | Against | Did Not Vote |
| 9 | Fix Number of Directors at Eight | Management | Against | Did Not Vote |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Steven Mark Feldman | Management | For | Did Not Vote |
| 10.2 | Elect Director Christopher James Robison | Management | For | Did Not Vote |
| 10.3 | Elect Director Ronald Stanley Simkus | Management | Withhold | Did Not Vote |
| 10.4 | Elect Director Dawn Patricia Whittaker | Management | Withhold | Did Not Vote |
| 10.5 | Elect Director Maria S. Jelescu Dreyfus | Management | Withhold | Did Not Vote |
| 10.6 | Elect Director William C. Williams | Management | Withhold | Did Not Vote |
| 10.7 | Elect Director Michael D. Woollcombe | Management | Withhold | Did Not Vote |
| 10.8 | Elect Director Marcelo Kim | Management | Withhold | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1 | Remove Director Lisa Colnett | Shareholder | For | For |
| 2 | Remove Director Edward C. Dowling, Jr. | Shareholder | For | For |
| 3 | Remove Director Alan Edwards | Shareholder | For | For |
| 4 | Remove Director Andre Falzon | Shareholder | For | For |
| 5 | Remove Director J. Michael Kenyon | Shareholder | For | For |
| 6 | Remove Director Judy Kirk | Shareholder | For | For |
| 7 | Remove Director Alex G. Morrison | Shareholder | For | For |
| 8 | Remove Director Jonathan Rubenstein | Shareholder | For | For |
| 9 | Fix Number of Directors at Eight | Shareholder | Against | Against |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Maria S. Jelescu Dreyfus | Shareholder | For | For |
| 10.2 | Elect Director Steven Mark Feldman | Shareholder | For | For |
| 10.3 | Elect Director Marcelo Kim | Shareholder | For | For |
| 10.4 | Elect Director Christopher James Robison | Shareholder | For | For |
| 10.5 | Elect Director Ronald Stanley Simkus | Shareholder | For | For |
| 10.6 | Elect Director Dawn Patricia Whittaker | Shareholder | For | For |
| 10.7 | Elect Director William C. Williams | Shareholder | For | For |
| 10.8 | Elect Director Michael D. Woollcombe | Shareholder | For | For |
| DETOUR GOLD CORP. MEETING DATE: DEC 13, 2018 | ||||
| TICKER: DGC SECURITY ID: ADPC00733 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Remove Director Lisa Colnett | Management | For | Did Not Vote |
| 2 | Remove Director Jonathan Rubenstein | Management | For | Did Not Vote |
| 3 | Remove Director Edward C. Dowling, Jr. | Management | Against | Did Not Vote |
| 4 | Remove Director Alan Edwards | Management | Against | Did Not Vote |
| 5 | Remove Director Andre Falzon | Management | Against | Did Not Vote |
| 6 | Remove Director J. Michael Kenyon | Management | Against | Did Not Vote |
| 7 | Remove Director Judy Kirk | Management | Against | Did Not Vote |
| 8 | Remove Director Alex G. Morrison | Management | Against | Did Not Vote |
| 9 | Fix Number of Directors at Eight | Management | Against | Did Not Vote |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Steven Mark Feldman | Management | For | Did Not Vote |
| 10.2 | Elect Director Christopher James Robison | Management | For | Did Not Vote |
| 10.3 | Elect Director Ronald Stanley Simkus | Management | Withhold | Did Not Vote |
| 10.4 | Elect Director Dawn Patricia Whittaker | Management | Withhold | Did Not Vote |
| 10.5 | Elect Director Maria S. Jelescu Dreyfus | Management | Withhold | Did Not Vote |
| 10.6 | Elect Director William C. Williams | Management | Withhold | Did Not Vote |
| 10.7 | Elect Director Michael D. Woollcombe | Management | Withhold | Did Not Vote |
| 10.8 | Elect Director Marcelo Kim | Management | Withhold | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1 | Remove Director Lisa Colnett | Shareholder | For | For |
| 2 | Remove Director Edward C. Dowling, Jr. | Shareholder | For | For |
| 3 | Remove Director Alan Edwards | Shareholder | For | For |
| 4 | Remove Director Andre Falzon | Shareholder | For | For |
| 5 | Remove Director J. Michael Kenyon | Shareholder | For | For |
| 6 | Remove Director Judy Kirk | Shareholder | For | For |
| 7 | Remove Director Alex G. Morrison | Shareholder | For | For |
| 8 | Remove Director Jonathan Rubenstein | Shareholder | For | For |
| 9 | Fix Number of Directors at Eight | Shareholder | Against | Against |
| You May Vote "FOR" up to Eight Nominees in Total. If the Number of Nominees is Greater than the Number of Vacancies Created by Resolutions 1-8, then Nominees Receiving the Greatest Number of Votes will be Declared Elected. | ||||
| 10.1 | Elect Director Maria S. Jelescu Dreyfus | Shareholder | For | For |
| 10.2 | Elect Director Steven Mark Feldman | Shareholder | For | For |
| 10.3 | Elect Director Marcelo Kim | Shareholder | For | For |
| 10.4 | Elect Director Christopher James Robison | Shareholder | For | For |
| 10.5 | Elect Director Ronald Stanley Simkus | Shareholder | For | For |
| 10.6 | Elect Director Dawn Patricia Whittaker | Shareholder | For | For |
| 10.7 | Elect Director William C. Williams | Shareholder | For | For |
| 10.8 | Elect Director Michael D. Woollcombe | Shareholder | For | For |
| ENDEAVOUR MINING CORPORATION MEETING DATE: JUN 24, 2019 | ||||
| TICKER: EDV SECURITY ID: G3040R158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Beckett | Management | For | For |
| 1.2 | Elect Director James Askew | Management | For | For |
| 1.3 | Elect Director Olivier Colom | Management | For | For |
| 1.4 | Elect Director Livia Mahler | Management | For | For |
| 1.5 | Elect Director Wayne McManus | Management | For | For |
| 1.6 | Elect Director Sebastien De Montessus | Management | For | For |
| 1.7 | Elect Director Naguib Sawiris | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| EVOLUTION MINING LTD. MEETING DATE: NOV 22, 2018 | ||||
| TICKER: EVN SECURITY ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2 | Elect Graham Freestone as Director | Management | For | For |
| 3 | Elect Lawrence (Lawrie) Conway as Director | Management | For | For |
| 4 | Approve the Issuance of Performance Rights to Jacob (Jake) Klein | Management | For | For |
| 5 | Approve the Issuance of Performance Rights to Lawrence (Lawrie) Conway | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Catharine Farrow | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Jennifer Maki | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GOLD STANDARD VENTURES CORP. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: GSV SECURITY ID: 380738104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan T. Awde | Management | For | For |
| 1.2 | Elect Director D. Bruce McLeod | Management | For | For |
| 1.3 | Elect Director Robert J. McLeod | Management | For | For |
| 1.4 | Elect Director Jamie D. Strauss | Management | For | For |
| 1.5 | Elect Director William E. Threlkeld | Management | For | For |
| 1.6 | Elect Director Alex Morrison | Management | For | For |
| 1.7 | Elect Director Zara Boldt | Management | For | For |
| 1.8 | Elect Director Ron Clayton | Management | For | For |
| 2 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| GOLDCORP, INC. MEETING DATE: APR 04, 2019 | ||||
| TICKER: G SECURITY ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Newmont Mining Corporation | Management | For | For |
| HARMONY GOLD MINING CO. LTD. MEETING DATE: DEC 07, 2018 | ||||
| TICKER: HAR SECURITY ID: S34320101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Max Sisulu as Director | Management | For | For |
| 2 | Re-elect Joaquim Chissano as Director | Management | For | Against |
| 3 | Re-elect Fikile De Buck as Director | Management | For | For |
| 4 | Re-elect Modise Motloba as Director | Management | For | For |
| 5 | Re-elect Patrice Motsepe as Director | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | Against |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Implementation Report | Management | For | Against |
| 14 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 15 | Approve Deferred Share Plan | Management | For | For |
| 1 | Place Authorised but Unissued Shares under Control of Directors Pursuant to the Deferred Share Plan | Management | For | For |
| 2 | Approve Non-Executive Directors' Remuneration | Management | For | For |
| HARMONY GOLD MINING CO. LTD. MEETING DATE: DEC 07, 2018 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Max Sisulu as Director | Management | For | For |
| 2 | Re-elect Joaquim Chissano as Director | Management | For | Against |
| 3 | Re-elect Fikile De Buck as Director | Management | For | For |
| 4 | Re-elect Modise Motloba as Director | Management | For | For |
| 5 | Re-elect Patrice Motsepe as Director | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | Against |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Implementation Report | Management | For | Against |
| 14 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 15 | Approve Deferred Share Plan | Management | For | For |
| 1 | Place Authorised but Unissued Shares under Control of Directors Pursuant to the Deferred Share Plan | Management | For | For |
| 2 | Approve Non-Executive Directors' Remuneration | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: JUL 12, 2018 | ||||
| TICKER: HAR SECURITY ID: S34320101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issuance of Shares to ARM Pursuant to a Vendor Consideration Placing | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD MEETING DATE: JUL 12, 2018 | ||||
| TICKER: HAR SECURITY ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issuance of Shares to ARM Pursuant to a Vendor Consideration Placing | Management | For | For |
| KIRKLAND LAKE GOLD LTD. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: KL SECURITY ID: 49741E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2a | Elect Director Jonathan Gill | Management | For | For |
| 2b | Elect Director Arnold Klassen | Management | For | For |
| 2c | Elect Director Pamela Klessig | Management | For | For |
| 2d | Elect Director Anthony Makuch | Management | For | For |
| 2e | Elect Director Barry Olson | Management | For | For |
| 2f | Elect Director Jeffrey Parr | Management | For | For |
| 2g | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| MAG SILVER CORP. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: MAG SECURITY ID: 55903Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Peter D. Barnes | Management | For | For |
| 2.2 | Elect Director Richard P. Clark | Management | For | For |
| 2.3 | Elect Director Jill D. Leversage | Management | For | For |
| 2.4 | Elect Director Daniel T. MacInnis | Management | For | For |
| 2.5 | Elect Director George N. Paspalas | Management | For | For |
| 2.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 2.7 | Elect Director Derek C. White | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| NEWCREST MINING LTD. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: NCM SECURITY ID: Q6651B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Peter Tomsett as Director | Management | For | For |
| 2b | Elect Philip Aiken as Director | Management | For | For |
| 3a | Approve Grant of Performance Rights to Sandeep Biswas | Management | For | Against |
| 3b | Approve Grant of Performance Rights to Gerard Bond | Management | For | Against |
| 4 | Approve the Remuneration Report | Management | For | Against |
| 5 | Approve Termination Benefits | Management | For | Against |
| NEWMONT MINING CORPORATION MEETING DATE: APR 11, 2019 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Arrangement Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NEWMONT MINING CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Sheri E. Hickok | Management | For | For |
| 1.9 | Elect Director Rene Medori | Management | For | For |
| 1.10 | Elect Director Jane Nelson | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 1.12 | Elect Director Molly P. Zhang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORTHERN STAR RESOURCES LTD. MEETING DATE: NOV 15, 2018 | ||||
| TICKER: NST SECURITY ID: Q6951U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | Against |
| 2 | Elect Shirley In'tVeld as Director | Management | For | For |
| 3 | Ratify Past Issuance of Shares to Institutional Investors | Management | For | For |
| NOVAGOLD RESOURCES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: NG SECURITY ID: 66987E206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Sharon Dowdall | Management | For | For |
| 2.2 | Elect Director Diane Garrett | Management | For | For |
| 2.3 | Elect Director Thomas Kaplan | Management | For | For |
| 2.4 | Elect Director Gregory A. Lang | Management | For | For |
| 2.5 | Elect Director Igor Levental | Management | For | For |
| 2.6 | Elect Director Kalidas Madhavpeddi | Management | For | For |
| 2.7 | Elect Director Clynton Nauman | Management | For | For |
| 2.8 | Elect Director Ethan Schutt | Management | For | For |
| 2.9 | Elect Director Anthony P. Walsh | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OCEANAGOLD CORPORATION MEETING DATE: JUN 14, 2019 | ||||
| TICKER: OGC SECURITY ID: 675222103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian M. Reid | Management | For | For |
| 1.2 | Elect Director Geoff W. Raby | Management | For | For |
| 1.3 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.4 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.5 | Elect Director Nora L. Scheinkestel | Management | For | For |
| 1.6 | Elect Director Craig J. Nelsen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OSISKO GOLD ROYALTIES LTD. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: OR SECURITY ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director John Burzynski | Management | For | For |
| 1.3 | Elect Director Christopher C. Curfman | Management | For | For |
| 1.4 | Elect Director Joanne Ferstman | Management | For | For |
| 1.5 | Elect Director Pierre Labbe | Management | For | For |
| 1.6 | Elect Director Oskar Lewnowski | Management | For | Withhold |
| 1.7 | Elect Director Charles E. Page | Management | For | For |
| 1.8 | Elect Director Sean Roosen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Deferred Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OSISKO MINING INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: OSK SECURITY ID: 688281104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Burzynski | Management | For | For |
| 1b | Elect Director Jose Vizquerra | Management | For | For |
| 1c | Elect Director Sean Roosen | Management | For | For |
| 1d | Elect Director Patrick F.N. Anderson | Management | For | For |
| 1e | Elect Director Keith McKay | Management | For | For |
| 1f | Elect Director Amy Satov | Management | For | For |
| 1g | Elect Director Bernardo Alvarez Calderon | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PAN AFRICAN RESOURCES PLC MEETING DATE: NOV 20, 2018 | ||||
| TICKER: PAF SECURITY ID: G6882W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Cobus Loots as Director | Management | For | For |
| 3 | Re-elect Deon Louw as Director | Management | For | For |
| 4 | Re-elect Hester Hickey as Member of the Audit Committee | Management | For | For |
| 5 | Re-elect Keith Spencer as Member of the Audit Committee | Management | For | For |
| 6 | Re-elect Thabo Mosololi as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Implementation Report | Management | For | Against |
| 9 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PAN AMERICAN SILVER CORP. MEETING DATE: JAN 08, 2019 | ||||
| TICKER: PAAS SECURITY ID: 697900108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition of Tahoe Resources Inc. | Management | For | For |
| PERSEUS MINING LTD. MEETING DATE: NOV 23, 2018 | ||||
| TICKER: PRU SECURITY ID: ADPC00845 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect John McGloin as Director | Management | For | For |
| 3 | Elect Colin Carson as Director | Management | For | For |
| 4 | Approve Issuance of Performance Rights to Jeffrey Quartermaine | Management | For | For |
| 5 | Approve Issuance of Performance Rights to Colin Carson | Management | For | For |
| PERSEUS MINING LTD. MEETING DATE: NOV 23, 2018 | ||||
| TICKER: PRU SECURITY ID: Q74174105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect John McGloin as Director | Management | For | For |
| 3 | Elect Colin Carson as Director | Management | For | For |
| 4 | Approve Issuance of Performance Rights to Jeffrey Quartermaine | Management | For | For |
| 5 | Approve Issuance of Performance Rights to Colin Carson | Management | For | For |
| PREMIER GOLD MINES LIMITED MEETING DATE: JUN 25, 2019 | ||||
| TICKER: PG SECURITY ID: 74051D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Begeman | Management | For | For |
| 1b | Elect Director Ewan S. Downie | Management | For | For |
| 1c | Elect Director Claude Lemasson | Management | For | For |
| 1d | Elect Director Ronald Little | Management | For | For |
| 1e | Elect Director Anthony Makuch | Management | For | For |
| 1f | Elect Director John Seaman | Management | For | For |
| 1g | Elect Director Michael Vitton | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | For |
| 5 | Amend Deferred Share Unit Plan | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: PVG SECURITY ID: 74139C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.3 | Elect Director George Paspalas | Management | For | For |
| 2.4 | Elect Director Peter Birkey | Management | For | For |
| 2.5 | Elect Director David Smith | Management | For | For |
| 2.6 | Elect Director Faheem Tejani | Management | For | For |
| 2.7 | Elect Director Robin Bienenstock | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Re-approve Restricted Share Unit Plan | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| 7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PRETIUM RESOURCES INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: PVG SECURITY ID: ADPC01574 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.3 | Elect Director George Paspalas | Management | For | For |
| 2.4 | Elect Director Peter Birkey | Management | For | For |
| 2.5 | Elect Director David Smith | Management | For | For |
| 2.6 | Elect Director Faheem Tejani | Management | For | For |
| 2.7 | Elect Director Robin Bienenstock | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Re-approve Restricted Share Unit Plan | Management | For | For |
| 6 | Amend Articles | Management | For | For |
| 7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| RANDGOLD RESOURCES LTD. MEETING DATE: NOV 07, 2018 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Matters Relating to the All-Share Merger of Randgold Resources Limited with Barrick Gold Corporation | Management | For | For |
| RESOLUTE MINING LTD. MEETING DATE: OCT 26, 2018 | ||||
| TICKER: RSG SECURITY ID: Q81068100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Sabina Shugg as Director | Management | For | For |
| 3 | Elect Peter Sullivan as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights to John Welborn | Management | For | For |
| 5 | Ratify Past Issuance of Shares to Arnold Kondrat | Management | For | For |
| 6 | Ratify Past Issuance of Shares to Orca Gold Inc. | Management | For | For |
| 7 | Ratify Past Issuance of Shares to Global Iron Ore HK Ltd | Management | For | For |
| ROYAL GOLD, INC. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tony A. Jensen | Management | For | For |
| 1b | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SARACEN MINERAL HOLDINGS LTD. MEETING DATE: NOV 22, 2018 | ||||
| TICKER: SAR SECURITY ID: Q8309T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Anthony (Tony) Kiernan as Director | Management | For | For |
| 2 | Elect Geoffrey Clifford as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Ratify Past Issuance of Shares to Employees | Management | For | For |
| 5 | Approve Employee Incentive Share Plan | Management | None | For |
| 6 | Approve Issuance of Performance Rights to Raleigh Finlayson | Management | For | For |
| 7 | Approve Issuance of "One Off" Retention Performance Rights to Raleigh Finlayson | Management | For | For |
| SEABRIDGE GOLD INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: SEA SECURITY ID: 811916105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director A. Frederick Banfield | Management | For | For |
| 2.2 | Elect Director Rudi P. Fronk | Management | For | For |
| 2.3 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 2.4 | Elect Director Richard C. Kraus | Management | For | For |
| 2.5 | Elect Director Jay S. Layman | Management | For | For |
| 2.6 | Elect Director Melanie Miller | Management | For | For |
| 2.7 | Elect Director Clem Pelletier | Management | For | For |
| 2.8 | Elect Director John W. Sabine | Management | For | For |
| 2.9 | Elect Director Gary A. Sugar | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Restricted Stock Plan | Management | For | Against |
| 6 | Amend Stock Option Plan and Restricted Share Unit Plan | Management | For | Against |
| 7 | Approve Stock Option Plan Grants to Directors | Management | For | Against |
| 8 | Approve Stock Option Plan Grants to Melanie Miller | Management | For | Against |
| 9 | Other Business | Management | For | Against |
| SILVER LAKE RESOURCES LTD. MEETING DATE: NOV 23, 2018 | ||||
| TICKER: SLR SECURITY ID: Q85014100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect David Quinlivan as Director | Management | For | For |
| 3 | Elect Les Davis as Director | Management | For | Against |
| 4 | Approve the Employee Incentive Plan | Management | None | For |
| 5 | Approve Grant of Performance Rights to Luke Tonkin | Management | For | For |
| 6 | Approve Renewal of Proportional Takeover Provisions | Management | For | For |
| 7 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| SOLGOLD PLC MEETING DATE: DEC 20, 2018 | ||||
| TICKER: SOLG SECURITY ID: G8255T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Re-elect Craig Jones as Director | Management | For | For |
| 5 | Re-elect Robert Weinberg as Director | Management | For | For |
| 6 | Elect James Clare as Director | Management | For | For |
| 7 | Reappoint BDO (UK) LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Approve Grant of Options to Nicholas Mather | Management | For | For |
| 9 | Approve Grant of Options to Brian Moller | Management | For | For |
| 10 | Approve Grant of Options to Robert Weinberg | Management | For | For |
| 11 | Approve Grant of Options to Craig Jones | Management | For | For |
| 12 | Approve Grant of Options to James Clare | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SSR MINING INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SSRM SECURITY ID: 784730103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.2 | Elect Director Paul Benson | Management | For | For |
| 2.3 | Elect Director Brian R. Booth | Management | For | For |
| 2.4 | Elect Director Simon A. Fish | Management | For | For |
| 2.5 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.6 | Elect Director Beverlee F. Park | Management | For | For |
| 2.7 | Elect Director Richard D. Paterson | Management | For | For |
| 2.8 | Elect Director Steven P. Reid | Management | For | For |
| 2.9 | Elect Director Elizabeth A. Wademan | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ST. BARBARA LTD. MEETING DATE: OCT 24, 2018 | ||||
| TICKER: SBM SECURITY ID: Q8744Q173 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Kerry Gleeson as Director | Management | For | For |
| 3 | Approve Issuance of Performance Rights to Robert (Bob) Vassie | Management | For | For |
| TAHOE RESOURCES, INC. MEETING DATE: JAN 08, 2019 | ||||
| TICKER: THO SECURITY ID: 873868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Pan American Silver Corp. | Management | For | For |
| TOREX GOLD RESOURCES INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: TXG SECURITY ID: 891054603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.2 | Elect Director Andrew B. Adams | Management | For | For |
| 1.3 | Elect Director James A. Crombie | Management | For | For |
| 1.4 | Elect Director Franklin L. Davis | Management | For | For |
| 1.5 | Elect Director David A. Fennell | Management | For | For |
| 1.6 | Elect Director Michael D. Murphy | Management | For | For |
| 1.7 | Elect Director William M. Shaver | Management | For | For |
| 1.8 | Elect Director Elizabeth A. Wademan | Management | For | For |
| 1.9 | Elect Director Frederick M. Stanford | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Employee Share Unit Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| WHEATON PRECIOUS METALS CORP. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WPM SECURITY ID: 962879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a1 | Elect Director George L. Brack | Management | For | For |
| a2 | Elect Director John A. Brough | Management | For | For |
| a3 | Elect Director R. Peter Gillin | Management | For | For |
| a4 | Elect Director Chantal Gosselin | Management | For | For |
| a5 | Elect Director Douglas M. Holtby | Management | For | For |
| a6 | Elect Director Charles A. Jeannes | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | For |
| a8 | Elect Director Marilyn Schonberner | Management | For | For |
| a9 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABEONA THERAPEUTICS INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ABEO SECURITY ID: 00289Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Alvino | Management | For | For |
| 1.2 | Elect Director Stefano Buono | Management | For | For |
| 1.3 | Elect Director Joao Siffert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| AC IMMUNE SA MEETING DATE: JUL 06, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 547,000 | Management | For | Did Not Vote |
| 4.2 | Approve Equity Remuneration for Directors in the Amount of CHF 515,000 | Management | For | Did Not Vote |
| 4.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 1.8 Million | Management | For | Did Not Vote |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 799,000 | Management | For | Did Not Vote |
| 4.5 | Approve Equity Remuneration for Executive Committee in the Amount of CHF 2.5 Million | Management | For | Did Not Vote |
| 5.1 | Reelect Martin Velasco as Director and Board Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Peter Bollmann as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Friedrich von Bohnen as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Andrea Pfeifer as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Detlev Riesner as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Tom Graney as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Douglas Williams as Director | Management | For | Did Not Vote |
| 5.8 | Elect Werner Lanthaler as Director | Management | For | Did Not Vote |
| 6.1 | Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.2 | Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.3 | Reappoint Doug Williams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 7 | Designate Bugnion Ballansat Ehrler as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| 9.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 9.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tom Maniatis | Management | For | Against |
| 1b | Elect Director Richard F. Pops | Management | For | Against |
| 1c | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: ACOR SECURITY ID: 00484M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: ALXN SECURITY ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: ALGN SECURITY ID: 016255101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Dallas | Management | For | For |
| 1.2 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.3 | Elect Director Joseph Lacob | Management | For | For |
| 1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.5 | Elect Director George J. Morrow | Management | For | For |
| 1.6 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.7 | Elect Director Andrea L. Saia | Management | For | For |
| 1.8 | Elect Director Greg J. Santora | Management | For | For |
| 1.9 | Elect Director Susan E. Siegel | Management | For | For |
| 1.10 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLAKOS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: ALLK SECURITY ID: 01671P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Alexander | Management | For | Withhold |
| 1.2 | Elect Director Steven P. James | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLERGAN PLC MEETING DATE: MAY 01, 2019 | ||||
| TICKER: AGN SECURITY ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Adriane M. Brown | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1g | Elect Director Thomas C. Freyman | Management | For | For |
| 1h | Elect Director Michael E. Greenberg | Management | For | For |
| 1i | Elect Director Robert J. Hugin | Management | For | For |
| 1j | Elect Director Peter J. McDonnell | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALLOGENE THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: ALLO SECURITY ID: 019770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Arie Belldegrun | Management | For | For |
| 1b | Elect Director David Bonderman | Management | For | For |
| 1c | Elect Director David Chang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret A. Hamburg | Management | For | For |
| 1b | Elect Director Steven M. Paul | Management | For | For |
| 1c | Elect Director Colleen F. Reitan | Management | For | For |
| 1d | Elect Director Amy W. Schulman | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| AMERISOURCEBERGEN CORP. MEETING DATE: FEB 28, 2019 | ||||
| TICKER: ABC SECURITY ID: 03073E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Jane E. Henney | Management | For | For |
| 1.7 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| AMGEN, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.11 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.12 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: FOLD SECURITY ID: 03152W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Michael G. Raab | Management | For | For |
| 1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMNEAL PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2019 | ||||
| TICKER: AMRX SECURITY ID: 03168L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Emily Peterson Alva | Management | For | For |
| 1b | Elect Director Paul Bisaro | Management | For | For |
| 1c | Elect Director J. Kevin Buchi | Management | For | For |
| 1d | Elect Director Robert L. Burr | Management | For | For |
| 1e | Elect Director Jean Selden Greene | Management | For | For |
| 1f | Elect Director Ted Nark | Management | For | For |
| 1g | Elect Director Chintu Patel | Management | For | For |
| 1h | Elect Director Chirag Patel | Management | For | For |
| 1i | Elect Director Gautam Patel | Management | For | For |
| 1j | Elect Director Dharmendra Rama | Management | For | For |
| 1k | Elect Director Robert A. Stewart | Management | For | For |
| 1l | Elect Director Peter R. Terreri | Management | For | For |
| 1m | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANAPTYSBIO, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamza Suria | Management | For | For |
| 1.2 | Elect Director J. Anthony Ware | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARGENX SE MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ARGX SECURITY ID: 04016X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discuss Annual Report for FY 2018 | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5 | Reelect Donald deBethizy as Non-Executive Director | Management | For | For |
| 6 | Approve Amended Argenx Stock Option Plan | Management | For | Against |
| 7 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 8 | Grant Board Authority to Issue Shares up to 20 Percent of Issued Capital | Management | For | For |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| ARRAY BIOPHARMA, INC. MEETING DATE: OCT 25, 2018 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Baum | Management | For | For |
| 1b | Elect Director Gwen A. Fyfe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: NOV 02, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Elect Lars Holtug as New Director | Management | For | Did Not Vote |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2019 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Report on Company's Activities Past Year | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Treatment of Net Loss | Management | For | For |
| 5a | Reelect James I. Healy as Director (Class I) | Management | For | For |
| 5b | Reelect Jan Moller Mikkelsen as Director (Class I) | Management | For | For |
| 5c | Reelect Lisa Morrison as Director (Class I) | Management | For | For |
| 5d | Reelect Michael Wolff Jensen as Director (Class I) | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7A | Approve Creation of DKK 9 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7B | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7C | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of DKK 9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| ASTRAZENECA PLC MEETING DATE: APR 26, 2019 | ||||
| TICKER: AZN SECURITY ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Sheri McCoy as Director | Management | For | For |
| 5i | Elect Tony Mok as Director | Management | For | For |
| 5j | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ATARA BIOTHERAPEUTICS, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: ATRA SECURITY ID: 046513107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director Roy Baynes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael H. Carrel | Management | For | For |
| 1b | Elect Director Mark A. Collar | Management | For | For |
| 1c | Elect Director Scott W. Drake | Management | For | For |
| 1d | Elect Director Regina E. Groves | Management | For | For |
| 1e | Elect Director B. Kristine Johnson | Management | For | For |
| 1f | Elect Director Mark R. Lanning | Management | For | For |
| 1g | Elect Director Sven A. Wehrwein | Management | For | For |
| 1h | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BECTON, DICKINSON & CO. MEETING DATE: JAN 22, 2019 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Claire Pomeroy | Management | For | For |
| 1.10 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.11 | Elect Director Timothy M. Ring | Management | For | For |
| 1.12 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| BEIGENE LTD. MEETING DATE: DEC 07, 2018 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Official Chinese Company Name | Management | For | For |
| 2 | Amend Articles of Association of the Company | Management | For | For |
| 3 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
| 4 | Approve the Connected Person Placing Authorization | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BEIGENE LTD. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: 6160 SECURITY ID: 07725L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ranjeev Krishana | Management | For | For |
| 2 | Elect Director Xiaodong Wang | Management | For | Against |
| 3 | Elect Director Qingqing Yi | Management | For | For |
| 4 | Elect Director Jing-Shyh (Sam) Su | Management | For | For |
| 5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
| 6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
| 7 | Approve Connected Person Placing Authorization | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BENEFITFOCUS, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: BNFT SECURITY ID: 08180D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Dennerline | Management | For | For |
| 1.2 | Elect Director Francis J. Pelzer, V | Management | For | For |
| 1.3 | Elect Director Ana M. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: BMRN SECURITY ID: 09061G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Willard Dere | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Elaine J. Heron | Management | For | For |
| 1.5 | Elect Director Robert J. Hombach | Management | For | For |
| 1.6 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BLUEBIRD BIO, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BLUE SECURITY ID: 09609G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wendy L. Dixon | Management | For | For |
| 1b | Elect Director David P. Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORPORATION MEETING DATE: JUN 18, 2019 | ||||
| TICKER: BPMC SECURITY ID: 09627Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Albers | Management | For | For |
| 1.2 | Elect Director Mark Goldberg | Management | For | For |
| 1.3 | Elect Director Nicholas Lydon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: APR 12, 2019 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy | ||||
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
| 2 | Adjourn Meeting | Management | Against | Did Not Vote |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 29, 2019 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert J. Bertolini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Matthew W. Emmens | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CARRIAGE SERVICES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: CSV SECURITY ID: 143905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry K. Fingerhut | Management | For | For |
| 1.2 | Elect Director Bryan D. Leibman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Park | Management | For | For |
| 1.2 | Elect Director David B. Singer | Management | For | For |
| 1.3 | Elect Director Judith K. Verhave | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELLECTIS SA MEETING DATE: JUN 25, 2019 | ||||
| TICKER: ALCLS SECURITY ID: 15117K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Andre Choulika Re: Share Purchase Agreement | Management | For | For |
| 5 | Approve Transaction with Jean-Marie Messier Re: Share Purchase Agreement | Management | For | For |
| 6 | Ratify Amendment of Transaction with Godard et Co Re: Consultant Agreement | Management | For | For |
| 7 | Approve Board's Special Report on Stock Option Grants | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries in the Framework of an Equity Line up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors and/or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 1,060,751 | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 10 to 16 at EUR 1,060,751 | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize up to 4,243,006 Shares for Use in Stock Option Plans | Management | For | Against |
| 20 | Authorize up to 4,243,006 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Authorize Issuance of 3,394,405 Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 22 | Approve Issuance of 4,243,006 Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 23 | Authorize up to 1,272,902 Shares for Use in Preference Share Plans | Management | For | Against |
| 24 | Set Limit for Potential Share Grants Pursuant to Items 19-23 Above at 4,243,006 Shares | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| CENTENE CORP. MEETING DATE: JAN 28, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| CENTENE CORPORATION MEETING DATE: APR 23, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Orlando Ayala | Management | For | For |
| 1B | Elect Director John R. Roberts | Management | For | For |
| 1C | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| CENTENE CORPORATION MEETING DATE: JUN 24, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CIGNA CORP. MEETING DATE: AUG 24, 2018 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| CIGNA CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: CI SECURITY ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.13 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Cyber Risk *Withdrawn Resolution* | Shareholder | None | None |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 19, 2018 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tony Rice as Director | Management | For | For |
| 5 | Re-elect Ian Page as Director | Management | For | For |
| 6 | Re-elect Richard Cotton as Director | Management | For | For |
| 7 | Re-elect Anthony Griffin as Director | Management | For | For |
| 8 | Re-elect Julian Heslop as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Lawson Macartney as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Approve Save As You Earn Plan | Management | For | For |
| EBOS GROUP LTD. MEETING DATE: OCT 16, 2018 | ||||
| TICKER: EBO SECURITY ID: Q33853112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Elizabeth Coutts as Director | Management | For | For |
| 3 | Elect Peter Williams as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LLY SECURITY ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph Alvarez | Management | For | For |
| 1b | Elect Director Carolyn R. Bertozzi | Management | For | For |
| 1c | Elect Director Juan R. Luciano | Management | For | For |
| 1d | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| FIBROGEN, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: FGEN SECURITY ID: 31572Q808 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Edwards | Management | For | For |
| 1b | Elect Director Rory B. Riggs | Management | For | For |
| 1c | Elect Director Roberto Pedro Rosenkranz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| G1 THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: GTHX SECURITY ID: 3621LQ109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seth A. Rudnick | Management | For | For |
| 1.2 | Elect Director Fredric N. Eshelman | Management | For | For |
| 1.3 | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa M. Giles | Management | For | For |
| 1.2 | Elect Director Michael S. Kagnoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GLYCOMIMETICS, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: GLYC SECURITY ID: 38000Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Jackson | Management | For | For |
| 1.2 | Elect Director Scott Koenig | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| GRITSTONE ONCOLOGY, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GRTS SECURITY ID: 39868T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Allen | Management | For | For |
| 1.2 | Elect Director Judith Li | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HCA HEALTHCARE, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Frist, III | Management | For | For |
| 1b | Elect Director Samuel N. Hazen | Management | For | For |
| 1c | Elect Director Meg G. Crofton | Management | For | For |
| 1d | Elect Director Robert J. Dennis | Management | For | For |
| 1e | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1f | Elect Director William R. Frist | Management | For | For |
| 1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| HUMANA INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director James J. O'Brien | Management | For | For |
| 1j | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| IMMUNOMEDICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election Director Behzad Aghazadeh | Management | For | Against |
| 1.2 | Election Director Charles M. Baum | Management | For | For |
| 1.3 | Election Director Scott Canute | Management | For | Against |
| 1.4 | Election Director Barbara G. Duncan | Management | For | For |
| 1.5 | Election Director Peter Barton Hutt | Management | For | Against |
| 1.6 | Election Director Khalid Islam | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INSMED INCORPORATED MEETING DATE: MAY 16, 2019 | ||||
| TICKER: INSM SECURITY ID: 457669307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred F. Altomari | Management | For | For |
| 1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
| 1.3 | Elect Director William H. Lewis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jessica Hopfield | Management | For | For |
| 1.2 | Elect Director David Lemoine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: IART SECURITY ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1.3 | Elect Director Keith Bradley | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ICPT SECURITY ID: 45845P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paolo Fundaro | Management | For | For |
| 1B | Elect Director Mark Pruzanski | Management | For | For |
| 1C | Elect Director Srinivas Akkaraju | Management | For | For |
| 1D | Elect Director Luca Benatti | Management | For | For |
| 1E | Elect Director Daniel Bradbury | Management | For | For |
| 1F | Elect Director Keith Gottesdiener | Management | For | For |
| 1G | Elect Director Nancy Miller-Rich | Management | For | For |
| 1H | Elect Director Gino Santini | Management | For | For |
| 1I | Elect Director Glenn Sblendorio | Management | For | For |
| 1J | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Gary S. Guthart | Management | For | For |
| 1c | Elect Director Amal M. Johnson | Management | For | For |
| 1d | Elect Director Don R. Kania | Management | For | For |
| 1e | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1f | Elect Director Alan J. Levy | Management | For | For |
| 1g | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1h | Elect Director Mark J. Rubash | Management | For | For |
| 1i | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 02, 2018 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: JUL 30, 2018 | ||||
| TICKER: 600276 SECURITY ID: Y4446S105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger by Absorption of Wholly-owned Subsidiary | Management | For | For |
| 2 | Approve Adjustment to Number of Stocks and Repurchase Price in Connection to the Performance Shares Incentive Plan | Shareholder | For | For |
| 3 | Approve Repurchase and Cancellation of Partial Granted But Not Yet Unlocked Performance Shares | Shareholder | For | For |
| LA JOLLA PHARMACEUTICAL CO. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: LJPC SECURITY ID: 503459604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | Withhold |
| 1.4 | Elect Director Craig A. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| LONZA GROUP AG MEETING DATE: APR 18, 2019 | ||||
| TICKER: LONN SECURITY ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1.8 | Reelect Juergen Steinemann as Director | Management | For | Against |
| 5.1.9 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | Against |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million | Management | For | For |
| 10 | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| MASIMO CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: MASI SECURITY ID: 574795100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Mikkelson | Management | For | For |
| 1.2 | Elect Director Craig Reynolds | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| MOLINA HEALTHCARE, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MOH SECURITY ID: 60855R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Barbara L. Brasier | Management | For | For |
| 1B | Elect Director Steven J. Orlando | Management | For | For |
| 1C | Elect Director Richard C. Zoretic | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JAN 30, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven C. Gilman | Management | For | For |
| 1b | Elect Director Thomas P. Koestler | Management | For | For |
| 1c | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MOR SECURITY ID: D55040105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5 | Approve Increase in Size of Board to Seven Members | Management | For | For |
| 6.1 | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| 6.2 | Elect Sharon Curran to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Elections | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Restricted Stock Unit Program; Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MOR SECURITY ID: 617760202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5 | Approve Increase in Size of Board to Seven Members | Management | For | For |
| 6a | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| 6b | Elect Sharon Curran to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Elections | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Restricted Stock Unit Program; Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights | Management | For | For |
| MYOKARDIA, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Agarwal | Management | For | For |
| 1.2 | Elect Director Kimberly Popovits | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 12, 2019 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Greer | Management | For | For |
| 1b | Elect Director Lutz Lingnau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NBIX SECURITY ID: 64125C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard F. Pops | Management | For | For |
| 1.2 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOTRE DAME INTERMEDICA PARTICIPACOES SA MEETING DATE: MAR 28, 2019 | ||||
| TICKER: GNDI3 SECURITY ID: P7S227106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Against |
| 4 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5 | Elect Directors | Management | For | For |
| 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | Management | None | Abstain |
| 8.1 | Percentage of Votes to Be Assigned - Elect Christopher Riley Gordon as Director | Management | None | Abstain |
| 8.2 | Percentage of Votes to Be Assigned - Elect T. Devin O'Reilly as Director | Management | None | Abstain |
| 8.3 | Percentage of Votes to Be Assigned - Elect Wayne Scott de Veydt as Director | Management | None | Abstain |
| 8.4 | Percentage of Votes to Be Assigned - Elect Michel David Freund as Director | Management | None | Abstain |
| 8.5 | Percentage of Votes to Be Assigned - Elect Irlau Machado Filho as Director | Management | None | Abstain |
| 8.6 | Percentage of Votes to Be Assigned - Elect Leonardo Porcincula Gomes Pereira as Independent Director | Management | None | Abstain |
| 8.7 | Percentage of Votes to Be Assigned - Elect Jose Luiz Teixeira Rossi as Independent Director | Management | None | Abstain |
| 9 | Approve Remuneration of Company's Management | Management | For | For |
| 10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 11 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| NOTRE DAME INTERMEDICA PARTICIPACOES SA MEETING DATE: MAR 28, 2019 | ||||
| TICKER: GNDI3 SECURITY ID: P7S227106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Election of Leonardo Porciuncula Gomes Pereira as Independent Director | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Abstain |
| 3 | Amend Article 5, 6 and 15 and Consolidate bylaws | Management | For | For |
| 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| PENUMBRA, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: PEN SECURITY ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don Kassing | Management | For | For |
| 1.2 | Elect Director Thomas Wilder | Management | For | For |
| 1.3 | Elect Director Janet Leeds | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PREMIER, INC. (NORTH CAROLINA) MEETING DATE: DEC 07, 2018 | ||||
| TICKER: PINC SECURITY ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barclay E. Berdan | Management | For | For |
| 1.2 | Elect Director William E. Mayer | Management | For | For |
| 1.3 | Elect Director Scott Reiner | Management | For | For |
| 1.4 | Elect Director Terry D. Shaw | Management | For | For |
| 1.5 | Elect Director Richard J. Statuto | Management | For | For |
| 1.6 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRINCIPIA BIOPHARMA INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: PRNB SECURITY ID: 74257L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Shao-Lee Lin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RECORDATI SPA MEETING DATE: FEB 05, 2019 | ||||
| TICKER: REC SECURITY ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Fix Number of Directors | Shareholder | None | Against |
| 1b | Fix Board Terms for Directors | Management | For | For |
| 1c.1 | Slate Submitted by FIMEI SpA | Shareholder | None | For |
| 1c.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 1d | Approve Remuneration of Directors | Management | For | Abstain |
| RECORDATI SPA MEETING DATE: APR 11, 2019 | ||||
| TICKER: REC SECURITY ID: T78458139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Amend 2018-2022 Stock Option Plan | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| SAGE THERAPEUTICS, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SAGE SECURITY ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin P. Starr | Management | For | For |
| 1.2 | Elect Director James M. Frates | Management | For | For |
| 1.3 | Elect Director George Golumbeski | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SCHOLAR ROCK HOLDING CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: SRRK SECURITY ID: 80706P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nagesh K. Mahanthappa | Management | For | For |
| 1b | Elect Director Edward H. Myles | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STRYKER CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELADOC HEALTH, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: TDOC SECURITY ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Helen Darling | Management | For | For |
| 1.2 | Elect Director William H. Frist | Management | For | For |
| 1.3 | Elect Director Michael Goldstein | Management | For | For |
| 1.4 | Elect Director Jason Gorevic | Management | For | For |
| 1.5 | Elect Director Brian McAndrews | Management | For | For |
| 1.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 1.7 | Elect Director Arneek Multani | Management | For | For |
| 1.8 | Elect Director Kenneth H. Paulus | Management | For | For |
| 1.9 | Elect Director David Shedlarz | Management | For | For |
| 1.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 1.11 | Elect Director Mark Douglas Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TELEFLEX INCORPORATED MEETING DATE: MAY 03, 2019 | ||||
| TICKER: TFX SECURITY ID: 879369106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John C. Heinmiller | Management | For | For |
| 1b | Elect Director Andrew A. Krakauer | Management | For | For |
| 1c | Elect Director Richard A. Packer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE MEDICINES COMPANY MEETING DATE: MAY 30, 2019 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Geno J. Germano | Management | For | For |
| 1C | Elect Director John C. Kelly | Management | For | For |
| 1D | Elect Director Clive Meanwell | Management | For | For |
| 1E | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1F | Elect Director Sarah J. Schlesinger | Management | For | For |
| 1G | Elect Director Mark Timney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E. Winningham | Management | For | For |
| 1.2 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 1.4 | Elect Director Donal O'Connor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of the Company's Shares by Auction Trading | Management | For | For |
| 1.1 | Approve Share Repurchase Purpose and Usage | Management | For | For |
| 1.2 | Approve Share Repurchase Type | Management | For | For |
| 1.3 | Approve Share Repurchase Manner | Management | For | For |
| 1.4 | Approve Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.5 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.6 | Approve Number and Proportion of the Share Repurchase | Management | For | For |
| 1.7 | Approve Implementation Period of the Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| UDG HEALTHCARE PLC MEETING DATE: JAN 29, 2019 | ||||
| TICKER: UDG SECURITY ID: G9285S108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Re-elect Chris Brinsmead as Director | Management | For | For |
| 4b | Elect Nigel Clerkin as Director | Management | For | For |
| 4c | Re-elect Chris Corbin as Director | Management | For | For |
| 4d | Re-elect Peter Gray as Director | Management | For | For |
| 4e | Re-elect Myles Lee as Director | Management | For | For |
| 4f | Re-elect Brendan McAtamney as Director | Management | For | For |
| 4g | Re-elect Nancy Miller-Rich as Director | Management | For | For |
| 4h | Re-elect Lisa Ricciardi as Director | Management | For | For |
| 4i | Elect Erik Van Snippenberg as Director | Management | For | For |
| 4j | Re-elect Linda Wilding as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Shares | Management | For | For |
| 11 | Fix the Maximum and Minimum Prices at Which Treasury Shares May Be Re-issued Off-market | Management | For | For |
| 12 | Approve Performance Share Plan | Management | For | For |
| 13 | Approve Share Option Plan | Management | For | For |
| UNIQURE N.V. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director Matthew Kapusta | Management | For | For |
| 4 | Grant Board Authority to Issue Shares and Options | Management | For | For |
| 5 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UNIQURE NV MEETING DATE: OCT 24, 2018 | ||||
| TICKER: QURE SECURITY ID: N90064101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert Gut as Executive Director | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2019 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director John H. Noseworthy | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 05, 2019 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.4 | Elect Director Yuchun Lee | Management | For | For |
| 1.5 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.6 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| VIKING THERAPEUTICS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: VKTX SECURITY ID: 92686J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew W. Foehr | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| WELLCARE HEALTH PLANS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: WCG SECURITY ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Kenneth A. Burdick | Management | For | For |
| 1c | Elect Director Amy L. Compton-Phillips | Management | For | For |
| 1d | Elect Director H. James Dallas | Management | For | For |
| 1e | Elect Director Kevin F. Hickey | Management | For | For |
| 1f | Elect Director Christian P. Michalik | Management | For | For |
| 1g | Elect Director Bobby Jindal | Management | For | For |
| 1h | Elect Director William L. Trubeck | Management | For | For |
| 1i | Elect Director Kathleen E. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLCARE HEALTH PLANS, INC. MEETING DATE: JUN 24, 2019 | ||||
| TICKER: WCG SECURITY ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| WRIGHT MEDICAL GROUP N.V. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: WMGI SECURITY ID: N96617118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director J. Patrick Mackin | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditor | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Board to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Gorman | Management | For | For |
| 1.2 | Elect Director Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.7 | Elect Director Ellen G. Feigal | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZOGENIX, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ZGNX SECURITY ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Erle T. Mast | Management | For | For |
| 1B | Elect Director Renee P. Tannenbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| ZYMEWORKS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: ZYME SECURITY ID: 98985W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Hillan | Management | For | For |
| 1.2 | Elect Director Natalie Sacks | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE SERVICES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMEDISYS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: AMED SECURITY ID: 023436108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Julie D. Klapstein | Management | For | For |
| 1B | Elect Director Paul B. Kusserow | Management | For | For |
| 1C | Elect Director Richard A. Lechleiter | Management | For | For |
| 1D | Elect Director Jake L. Netterville | Management | For | For |
| 1E | Elect Director Bruce D. Perkins | Management | For | For |
| 1F | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1G | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERISOURCEBERGEN CORP. MEETING DATE: FEB 28, 2019 | ||||
| TICKER: ABC SECURITY ID: 03073E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Jane E. Henney | Management | For | For |
| 1.7 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| ANTHEM, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: ANTM SECURITY ID: 036752103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bahija Jallal | Management | For | For |
| 1.2 | Elect Director Elizabeth E. Tallett | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| BENEFITFOCUS, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: BNFT SECURITY ID: 08180D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Dennerline | Management | For | For |
| 1.2 | Elect Director Francis J. Pelzer, V | Management | For | For |
| 1.3 | Elect Director Ana M. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BROOKDALE SENIOR LIVING, INC. MEETING DATE: OCT 04, 2018 | ||||
| TICKER: BKD SECURITY ID: 112463104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Marcus E. Bromley | Management | For | For |
| 1B | Elect Director Rita Johnson-Mills | Management | For | For |
| 1C | Elect Director Denise W. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 6 | Amend Certificate of Incorporation | Management | For | For |
| CENTENE CORP. MEETING DATE: JAN 28, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| CENTENE CORPORATION MEETING DATE: APR 23, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Orlando Ayala | Management | For | For |
| 1B | Elect Director John R. Roberts | Management | For | For |
| 1C | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| CENTENE CORPORATION MEETING DATE: JUN 24, 2019 | ||||
| TICKER: CNC SECURITY ID: 15135B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CHEMED CORPORATION MEETING DATE: MAY 20, 2019 | ||||
| TICKER: CHE SECURITY ID: 16359R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| CIGNA CORP. MEETING DATE: AUG 24, 2018 | ||||
| TICKER: CI SECURITY ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| CIGNA CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: CI SECURITY ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.13 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Cyber Risk *Withdrawn Resolution* | Shareholder | None | None |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| CVS HEALTH CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Richard M. Bracken | Management | For | For |
| 1d | Elect Director C. David Brown, II | Management | For | For |
| 1e | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1f | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1g | Elect Director David W. Dorman | Management | For | For |
| 1h | Elect Director Roger N. Farah | Management | For | For |
| 1i | Elect Director Anne M. Finucane | Management | For | For |
| 1j | Elect Director Edward J. Ludwig | Management | For | For |
| 1k | Elect Director Larry J. Merlo | Management | For | For |
| 1l | Elect Director Jean-Pierre Millon | Management | For | For |
| 1m | Elect Director Mary L. Schapiro | Management | For | For |
| 1n | Elect Director Richard J. Swift | Management | For | For |
| 1o | Elect Director William C. Weldon | Management | For | For |
| 1p | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| DAVITA INC. MEETING DATE: JUN 17, 2019 | ||||
| TICKER: DVA SECURITY ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Pascal Desroches | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director Peter T. Grauer | Management | For | For |
| 1g | Elect Director John M. Nehra | Management | For | For |
| 1h | Elect Director Javier J. Rodriguez | Management | For | For |
| 1i | Elect Director William L. Roper | Management | For | For |
| 1j | Elect Director Kent J. Thiry | Management | For | For |
| 1k | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIPLOMAT PHARMACY, INC. MEETING DATE: JUN 03, 2019 | ||||
| TICKER: DPLO SECURITY ID: 25456K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth O. Klepper | Management | For | For |
| 1.2 | Elect Director Benjamin Wolin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EHEALTH, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: EHTH SECURITY ID: 28238P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott N. Flanders | Management | For | For |
| 1.2 | Elect Director Michael D. Goldberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| ENCOMPASS HEALTH CORP. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: EHC SECURITY ID: 29261A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Chidsey | Management | For | For |
| 1b | Elect Director Donald L. Correll | Management | For | For |
| 1c | Elect Director Yvonne M. Curl | Management | For | For |
| 1d | Elect Director Charles M. Elson | Management | For | For |
| 1e | Elect Director Joan E. Herman | Management | For | For |
| 1f | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1g | Elect Director Leslye G. Katz | Management | For | For |
| 1h | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1i | Elect Director Nancy M. Schlichting | Management | For | For |
| 1j | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1k | Elect Director Mark J. Tarr | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPRESS SCRIPTS HOLDING CO. MEETING DATE: AUG 24, 2018 | ||||
| TICKER: ESRX SECURITY ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| HCA HEALTHCARE, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Frist, III | Management | For | For |
| 1b | Elect Director Samuel N. Hazen | Management | For | For |
| 1c | Elect Director Meg G. Crofton | Management | For | For |
| 1d | Elect Director Robert J. Dennis | Management | For | For |
| 1e | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1f | Elect Director William R. Frist | Management | For | For |
| 1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| HUMANA INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director James J. O'Brien | Management | For | For |
| 1j | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 09, 2019 | ||||
| TICKER: LH SECURITY ID: 50540R409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director D. Gary Gilliland | Management | For | For |
| 1d | Elect Director David P. King | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Peter M. Neupert | Management | For | For |
| 1g | Elect Director Richelle P. Parham | Management | For | For |
| 1h | Elect Director Adam H. Schechter | Management | For | For |
| 1i | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| LHC GROUP, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: LHCG SECURITY ID: 50187A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monica F. Azare | Management | For | For |
| 1.2 | Elect Director Teri G. Fontenot | Management | For | For |
| 1.3 | Elect Director John L. Indest | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| MCKESSON CORPORATION MEETING DATE: JUL 25, 2018 | ||||
| TICKER: MCK SECURITY ID: 58155Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director John H. Hammergren | Management | For | For |
| 1c | Elect Director M. Christine Jacobs | Management | For | For |
| 1d | Elect Director Donald R. Knauss | Management | For | For |
| 1e | Elect Director Marie L. Knowles | Management | For | For |
| 1f | Elect Director Bradley E. Lerman | Management | For | For |
| 1g | Elect Director Edward A. Mueller | Management | For | For |
| 1h | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| MOLINA HEALTHCARE, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MOH SECURITY ID: 60855R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Barbara L. Brasier | Management | For | For |
| 1B | Elect Director Steven J. Orlando | Management | For | For |
| 1C | Elect Director Richard C. Zoretic | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOTRE DAME INTERMEDICA PARTICIPACOES SA MEETING DATE: MAR 28, 2019 | ||||
| TICKER: GNDI3 SECURITY ID: P7S227106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Against |
| 4 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5 | Elect Directors | Management | For | For |
| 6 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 7 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? | Management | None | Abstain |
| 8.1 | Percentage of Votes to Be Assigned - Elect Christopher Riley Gordon as Director | Management | None | Abstain |
| 8.2 | Percentage of Votes to Be Assigned - Elect T. Devin O'Reilly as Director | Management | None | Abstain |
| 8.3 | Percentage of Votes to Be Assigned - Elect Wayne Scott de Veydt as Director | Management | None | Abstain |
| 8.4 | Percentage of Votes to Be Assigned - Elect Michel David Freund as Director | Management | None | Abstain |
| 8.5 | Percentage of Votes to Be Assigned - Elect Irlau Machado Filho as Director | Management | None | Abstain |
| 8.6 | Percentage of Votes to Be Assigned - Elect Leonardo Porcincula Gomes Pereira as Independent Director | Management | None | Abstain |
| 8.7 | Percentage of Votes to Be Assigned - Elect Jose Luiz Teixeira Rossi as Independent Director | Management | None | Abstain |
| 9 | Approve Remuneration of Company's Management | Management | For | For |
| 10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Abstain |
| 11 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| NOTRE DAME INTERMEDICA PARTICIPACOES SA MEETING DATE: MAR 28, 2019 | ||||
| TICKER: GNDI3 SECURITY ID: P7S227106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Election of Leonardo Porciuncula Gomes Pereira as Independent Director | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Abstain |
| 3 | Amend Article 5, 6 and 15 and Consolidate bylaws | Management | For | For |
| 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| PREMIER, INC. (NORTH CAROLINA) MEETING DATE: DEC 07, 2018 | ||||
| TICKER: PINC SECURITY ID: 74051N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barclay E. Berdan | Management | For | For |
| 1.2 | Elect Director William E. Mayer | Management | For | For |
| 1.3 | Elect Director Scott Reiner | Management | For | For |
| 1.4 | Elect Director Terry D. Shaw | Management | For | For |
| 1.5 | Elect Director Richard J. Statuto | Management | For | For |
| 1.6 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 14, 2019 | ||||
| TICKER: DGX SECURITY ID: 74834L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director Denise M. Morrison | Management | For | For |
| 1.4 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 1.5 | Elect Director Timothy M. Ring | Management | For | For |
| 1.6 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1.7 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.8 | Elect Director Helen I. Torley | Management | For | For |
| 1.9 | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 08, 2019 | ||||
| TICKER: SCI SECURITY ID: 817565104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan R. Buckwalter | Management | For | For |
| 1b | Elect Director Jakki L. Haussler | Management | For | For |
| 1c | Elect Director Victor L. Lund | Management | For | For |
| 1d | Elect Director Ellen Ochoa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| SURGERY PARTNERS, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: SGRY SECURITY ID: 86881A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Deane | Management | For | For |
| 1.2 | Elect Director Teresa DeLuca | Management | For | For |
| 1.3 | Elect Director Wayne S. DeVeydt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| TELADOC HEALTH, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: TDOC SECURITY ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Helen Darling | Management | For | For |
| 1.2 | Elect Director William H. Frist | Management | For | For |
| 1.3 | Elect Director Michael Goldstein | Management | For | For |
| 1.4 | Elect Director Jason Gorevic | Management | For | For |
| 1.5 | Elect Director Brian McAndrews | Management | For | For |
| 1.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 1.7 | Elect Director Arneek Multani | Management | For | For |
| 1.8 | Elect Director Kenneth H. Paulus | Management | For | For |
| 1.9 | Elect Director David Shedlarz | Management | For | For |
| 1.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 1.11 | Elect Director Mark Douglas Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| U.S. PHYSICAL THERAPY, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: USPH SECURITY ID: 90337L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerald L. Pullins | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Harry S. Chapman | Management | For | For |
| 1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.7 | Elect Director Kathleen A. Gilmartin | Management | For | For |
| 1.8 | Elect Director Edward L. Kuntz | Management | For | For |
| 1.9 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.10 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | None | Against |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2019 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director John H. Noseworthy | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: UHS SECURITY ID: 913903100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert H. Hotz | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Proxy Access Right | Shareholder | Against | Against |
| WELLCARE HEALTH PLANS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: WCG SECURITY ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Kenneth A. Burdick | Management | For | For |
| 1c | Elect Director Amy L. Compton-Phillips | Management | For | For |
| 1d | Elect Director H. James Dallas | Management | For | For |
| 1e | Elect Director Kevin F. Hickey | Management | For | For |
| 1f | Elect Director Christian P. Michalik | Management | For | For |
| 1g | Elect Director Bobby Jindal | Management | For | For |
| 1h | Elect Director William L. Trubeck | Management | For | For |
| 1i | Elect Director Kathleen E. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLCARE HEALTH PLANS, INC. MEETING DATE: JUN 24, 2019 | ||||
| TICKER: WCG SECURITY ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY MEETING DATE: MAY 14, 2019 | ||||
| TICKER: MMM SECURITY ID: 88579Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Edward M. Liddy | Management | For | For |
| 1i | Elect Director Dambisa F. Moyo | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Michael F. Roman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| ACUITY BRANDS, INC. MEETING DATE: JAN 04, 2019 | ||||
| TICKER: AYI SECURITY ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director James H. Hance, Jr. | Management | For | For |
| 1d | Elect Director Vernon J. Nagel | Management | For | For |
| 1e | Elect Director Julia B. North | Management | For | For |
| 1f | Elect Director Ray M. Robinson | Management | For | For |
| 1g | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALLEGION PLC MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ALLE SECURITY ID: G0176J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carla Cico | Management | For | For |
| 1b | Elect Director Kirk S. Hachigian | Management | For | For |
| 1c | Elect Director Nicole Parent Haughey | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Charles L. Szews | Management | For | For |
| 1g | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director William R. Harker | Management | For | For |
| 1h | Elect Director Carolann I. Haznedar | Management | For | For |
| 1i | Elect Director Richard P. Lavin | Management | For | For |
| 1j | Elect Director Thomas W. Rabaut | Management | For | For |
| 1k | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMETEK, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AME SECURITY ID: 031100100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ruby R. Chandy | Management | For | For |
| 1b | Elect Director Steven W. Kohlhagen | Management | For | For |
| 1c | Elect Director David A. Zapico | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CATERPILLAR INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: CAT SECURITY ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.6 | Elect Director William A. Osborn | Management | For | For |
| 1.7 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 1.12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
| CINTAS CORP. MEETING DATE: OCT 30, 2018 | ||||
| TICKER: CTAS SECURITY ID: 172908105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Robert E. Coletti | Management | For | For |
| 1e | Elect Director Scott D. Farmer | Management | For | For |
| 1f | Elect Director James J. Johnson | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CSX CORPORATION MEETING DATE: MAY 03, 2019 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director J. Steven Whisler | Management | For | For |
| 1j | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DEERE & CO. MEETING DATE: FEB 27, 2019 | ||||
| TICKER: DE SECURITY ID: 244199105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Alan C. Heuberger | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Michael O. Johanns | Management | For | For |
| 1g | Elect Director Clayton M. Jones | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DELTA AIR LINES, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Christopher A. Hazleton | Management | For | For |
| 1h | Elect Director Michael P. Huerta | Management | For | For |
| 1i | Elect Director Jeanne P. Jackson | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| EMERSON ELECTRIC CO. MEETING DATE: FEB 05, 2019 | ||||
| TICKER: EMR SECURITY ID: 291011104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clemens A. H. Boersig | Management | For | For |
| 1.2 | Elect Director Joshua B. Bolten | Management | For | For |
| 1.3 | Elect Director Lori M. Lee | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESTERLINE TECHNOLOGIES CORP. MEETING DATE: FEB 07, 2019 | ||||
| TICKER: ESL SECURITY ID: 297425100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Delores M. Etter | Management | For | For |
| 1.2 | Elect Director Paul V. Haack | Management | For | For |
| 1.3 | Elect Director Mary L. Howell | Management | For | For |
| 1.4 | Elect Director Scott E. Kuechle | Management | For | For |
| 1.5 | Elect Director Curtis C. Reusser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FEDEX CORP. MEETING DATE: SEP 24, 2018 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Edwardson | Management | For | For |
| 1.2 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.3 | Elect Director Susan Patricia Griffith | Management | For | For |
| 1.4 | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Bylaw Amendment Confirmation by Shareholders | Shareholder | Against | Against |
| FLOWSERVE CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: FLS SECURITY ID: 34354P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Rowe | Management | For | For |
| 1.2 | Elect Director Ruby R. Chandy | Management | For | For |
| 1.3 | Elect Director Gayla J. Delly | Management | For | For |
| 1.4 | Elect Director Roger L. Fix | Management | For | For |
| 1.5 | Elect Director John R. Friedery | Management | For | For |
| 1.6 | Elect Director John L. Garrison | Management | For | For |
| 1.7 | Elect Director Joe E. Harlan | Management | For | For |
| 1.8 | Elect Director Michael C. McMurray | Management | For | For |
| 1.9 | Elect Director Rick J. Mills | Management | For | For |
| 1.10 | Elect Director David E. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt GHG Emissions Reduction Goals | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| FLUOR CORPORATION MEETING DATE: MAY 02, 2019 | ||||
| TICKER: FLR SECURITY ID: 343412102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter K. Barker | Management | For | For |
| 1B | Elect Director Alan M. Bennett | Management | For | For |
| 1C | Elect Director Rosemary T. Berkery | Management | For | For |
| 1D | Elect Director Alan L. Boeckmann | Management | For | For |
| 1E | Elect Director Peter J. Fluor | Management | For | For |
| 1F | Elect Director James T. Hackett | Management | For | For |
| 1G | Elect Director Samuel J. Locklear, III | Management | For | For |
| 1H | Elect Director Deborah D. McWhinney | Management | For | For |
| 1I | Elect Director Armando J. Olivera | Management | For | For |
| 1J | Elect Director Matthew K. Rose | Management | For | For |
| 1K | Elect Director David T. Seaton | Management | For | For |
| 1L | Elect Director Nader H. Sultan | Management | For | For |
| 1M | Elect Director Lynn C. Swann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| FORTIVE CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: FTV SECURITY ID: 34959J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mitchell P. Rales | Management | For | For |
| 1B | Elect Director Steven M. Rales | Management | For | For |
| 1C | Elect Director Jeannine Sargent | Management | For | For |
| 1D | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| GARDNER DENVER HOLDINGS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: GDI SECURITY ID: 36555P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vicente Reynal | Management | For | For |
| 1b | Elect Director John Humphrey | Management | For | For |
| 1c | Elect Director Joshua T. Weisenbeck | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: GD SECURITY ID: 369550108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Lester L. Lyles | Management | For | For |
| 1e | Elect Director Mark M. Malcolm | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY MEETING DATE: MAY 08, 2019 | ||||
| TICKER: GE SECURITY ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 3 | Elect Director Francisco D'Souza | Management | For | For |
| 4 | Elect Director Edward P. Garden | Management | For | For |
| 5 | Elect Director Thomas W. Horton | Management | For | For |
| 6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Catherine Lesjak | Management | For | For |
| 8 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 9 | Elect Director Leslie F. Seidman | Management | For | For |
| 10 | Elect Director James S. Tisch | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Reduction in Minimum Size of Board | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.4 | Elect Director Charles W. Peffer | Management | For | For |
| 1.5 | Elect Director James A. Rubright | Management | For | For |
| 1.6 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| HEICO CORP. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: HEI SECURITY ID: 422806208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: HON SECURITY ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director Jaime Chico Pardo | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: HII SECURITY ID: 446413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.5 | Elect Director Victoria D. Harker | Management | For | For |
| 1.6 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.7 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.8 | Elect Director C. Michael Petters | Management | For | For |
| 1.9 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.10 | Elect Director John K. Welch | Management | For | For |
| 1.11 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte and Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| IDEX CORP. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: IEX SECURITY ID: 45167R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest J. Mrozek | Management | For | For |
| 1.2 | Elect Director Livingston L. Satterthwaite | Management | For | For |
| 1.3 | Elect Director David C. Parry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| IHS MARKIT LTD. MEETING DATE: APR 11, 2019 | ||||
| TICKER: INFO SECURITY ID: G47567105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1b | Elect Director Richard W. Roedel | Management | For | For |
| 1c | Elect Director James A. Rosenthal | Management | For | For |
| 1d | Elect Director Lance Uggla | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| INGERSOLL-RAND PUBLIC LIMITED COMPANY MEETING DATE: JUN 06, 2019 | ||||
| TICKER: IR SECURITY ID: G47791101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| ITT INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ITT SECURITY ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Mario Longhi | Management | For | For |
| 1h | Elect Director Frank T. MacInnis | Management | For | For |
| 1i | Elect Director Rebecca A. McDonald | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Luca Savi | Management | For | For |
| 1l | Elect Director Cheryl L. Shavers | Management | For | For |
| 1m | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| JACOBS ENGINEERING GROUP, INC. MEETING DATE: JAN 16, 2019 | ||||
| TICKER: JEC SECURITY ID: 469814107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph R. Bronson | Management | For | For |
| 1b | Elect Director Juan Jose Suarez Coppel | Management | For | For |
| 1c | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1d | Elect Director Steven J. Demetriou | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Dawne S. Hickton | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Robert A. McNamara | Management | For | For |
| 1i | Elect Director Peter J. Robertson | Management | For | For |
| 1j | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1k | Elect Director Barry L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: KNX SECURITY ID: 499049104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Garnreiter | Management | For | For |
| 1.2 | Elect Director David Vander Ploeg | Management | For | For |
| 1.3 | Elect Director Robert Synowicki | Management | For | For |
| 1.4 | Elect Director David Jackson | Management | For | For |
| 1.5 | Elect Director Kevin Knight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| LENNOX INTERNATIONAL INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: LII SECURITY ID: 526107107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Max H. Mitchell | Management | For | For |
| 1.3 | Elect Director Kim K.W. Rucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MOOG, INC. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: MOG.A SECURITY ID: 615394202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bradley R. Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NIELSEN HOLDINGS PLC MEETING DATE: MAY 21, 2019 | ||||
| TICKER: NLSN SECURITY ID: G6518L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Guerrino De Luca | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director David Kenny | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Robert C. Pozen | Management | For | For |
| 1g | Elect Director David Rawlinson | Management | For | For |
| 1h | Elect Director Javier G. Teruel | Management | For | For |
| 1i | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Daniel A. Carp | Management | For | For |
| 1c | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1d | Elect Director Marcela E. Donadio | Management | For | For |
| 1e | Elect Director Thomas C. Kelleher | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1j | Elect Director James A. Squires | Management | For | For |
| 1k | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | Against | For |
| NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: NOC SECURITY ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Kathy J. Warden | Management | For | For |
| 1.13 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Implementation of Human Rights Policy | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| PARKER-HANNIFIN CORP. MEETING DATE: OCT 24, 2018 | ||||
| TICKER: PH SECURITY ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.5 | Elect Director Candy M. Obourn | Management | For | For |
| 1.6 | Elect Director Joseph Scaminace | Management | For | For |
| 1.7 | Elect Director Ake Svensson | Management | For | For |
| 1.8 | Elect Director James R. Verrier | Management | For | For |
| 1.9 | Elect Director James L. Wainscott | Management | For | For |
| 1.10 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Amend Code of Regulations | Management | For | For |
| RAYTHEON COMPANY MEETING DATE: MAY 30, 2019 | ||||
| TICKER: RTN SECURITY ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Stephen J. Hadley | Management | For | For |
| 1e | Elect Director Thomas A. Kennedy | Management | For | For |
| 1f | Elect Director Letitia A. Long | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 1k | Elect Director Marta R. Stewart | Management | For | For |
| 1l | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1m | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ROPER TECHNOLOGIES, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: ROP SECURITY ID: 776696106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| SPIRIT AIRLINES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlton D. Donaway | Management | For | For |
| 1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
| 1.3 | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STERICYCLE, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SRCL SECURITY ID: 858912108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert S. Murley | Management | For | For |
| 1b | Elect Director Cindy J. Miller | Management | For | For |
| 1c | Elect Director Brian P. Anderson | Management | For | For |
| 1d | Elect Director Lynn D. Bleil | Management | For | For |
| 1e | Elect Director Thomas F. Chen | Management | For | For |
| 1f | Elect Director J. Joel Hackney, Jr. | Management | For | For |
| 1g | Elect Director Veronica M. Hagen | Management | For | For |
| 1h | Elect Director Stephen C. Hooley | Management | For | For |
| 1i | Elect Director Kay G. Priestly | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| TELEDYNE TECHNOLOGIES, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: TDY SECURITY ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Jane C. Sherburne | Management | For | For |
| 1.4 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: TXT SECURITY ID: 883203101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Paul E. Gagne | Management | For | For |
| 1g | Elect Director Ralph D. Heath | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Lloyd G. Trotter | Management | For | For |
| 1j | Elect Director James L. Ziemer | Management | For | For |
| 1k | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE BOEING COMPANY MEETING DATE: APR 29, 2019 | ||||
| TICKER: BA SECURITY ID: 097023105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Caroline B. Kennedy | Management | For | For |
| 1i | Elect Director Edward M. Liddy | Management | For | For |
| 1j | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| TRANSDIGM GROUP, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: TDG SECURITY ID: 893641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries | Management | For | For |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director David B. Dillon | Management | For | For |
| 1e | Elect Director Lance M. Fritz | Management | For | For |
| 1f | Elect Director Deborah C. Hopkins | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Michael R. McCarthy | Management | For | For |
| 1i | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1j | Elect Director Bhavesh V. Patel | Management | For | For |
| 1k | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: UTX SECURITY ID: 913017109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Diane M. Bryant | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1e | Elect Director Gregory J. Hayes | Management | For | For |
| 1f | Elect Director Christopher J. Kearney | Management | For | For |
| 1g | Elect Director Ellen J. Kullman | Management | For | For |
| 1h | Elect Director Marshall O. Larsen | Management | For | For |
| 1i | Elect Director Harold W. McGraw, III | Management | For | For |
| 1j | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Fredric G. Reynolds | Management | For | For |
| 1m | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 5 | Ratify The Reduced Ownership Threshold to Call a Special Meeting | Management | For | For |
| WASTE CONNECTIONS, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WCN SECURITY ID: 94106B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Robert H. Davis *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Edward E. "Ned" Guillet | Management | For | Withhold |
| 1.4 | Elect Director Michael W. Harlan | Management | For | For |
| 1.5 | Elect Director Larry S. Hughes | Management | For | For |
| 1.6 | Elect Director Susan "Sue" Lee | Management | For | Withhold |
| 1.7 | Elect Director William J. Razzouk | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize the Board to Fix the Number of Directors | Management | For | For |
| 5 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| XYLEM INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: XYL SECURITY ID: 98419M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Curtis J. Crawford | Management | For | For |
| 1c | Elect Director Patrick K. Decker | Management | For | For |
| 1d | Elect Director Robert F. Friel | Management | For | For |
| 1e | Elect Director Jorge M. Gomez | Management | For | For |
| 1f | Elect Director Victoria D. Harker | Management | For | For |
| 1g | Elect Director Sten E. Jakobsson | Management | For | For |
| 1h | Elect Director Steven R. Loranger | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Jerome A. Peribere | Management | For | For |
| 1k | Elect Director Markos I. Tambakeras | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFLAC INCORPORATED MEETING DATE: MAY 06, 2019 | ||||
| TICKER: AFL SECURITY ID: 001055102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director W. Paul Bowers | Management | For | For |
| 1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
| 1d | Elect Director Robert B. Johnson | Management | For | For |
| 1e | Elect Director Thomas J. Kenny | Management | For | For |
| 1f | Elect Director Georgette D. Kiser | Management | For | For |
| 1g | Elect Director Karole F. Lloyd | Management | For | For |
| 1h | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1i | Elect Director Barbara K. Rimer | Management | For | For |
| 1j | Elect Director Katherine T. Rohrer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AIG SECURITY ID: 026874784 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Peter R. Porrino | Management | For | For |
| 1k | Elect Director Amy L. Schioldager | Management | For | For |
| 1l | Elect Director Douglas M. Steenland | Management | For | For |
| 1m | Elect Director Therese M. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AON PLC MEETING DATE: JUN 21, 2019 | ||||
| TICKER: AON SECURITY ID: G0408V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.2 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Fulvio Conti | Management | For | For |
| 1.5 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.6 | Elect Director Lester B. Knight | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Approve Reduction of Capital | Management | For | For |
| 10 | Adopt New Articles of Association | Management | For | For |
| 11 | Authorize Shares for Market Purchase | Management | For | For |
| 12 | Authorize Issue of Equity | Management | For | For |
| 13 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 14 | Approve Political Donations | Management | For | For |
| ARCH CAPITAL GROUP LTD. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ACGL SECURITY ID: G0450A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John L. Bunce, Jr. | Management | For | For |
| 1b | Elect Director Marc Grandisson | Management | For | For |
| 1c | Elect Director Eugene S. Sunshine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| ARES MANAGEMENT CORPORATION MEETING DATE: MAY 20, 2019 | ||||
| TICKER: ARES SECURITY ID: 03990B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michael J. Arougheti | Management | For | For |
| 1B | Elect Director Antoinette Bush | Management | For | For |
| 1C | Elect Director Paul G. Joubert | Management | For | For |
| 1D | Elect Director David B. Kaplan | Management | For | For |
| 1E | Elect Director John H. Kissick | Management | For | For |
| 1F | Elect Director Michael Lynton | Management | For | For |
| 1G | Elect Director Judy D. Olian | Management | For | For |
| 1H | Elect Director Antony P. Ressler | Management | For | For |
| 1I | Elect Director Bennett Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ARGO GROUP INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 24, 2019 | ||||
| TICKER: ARGO SECURITY ID: G0464B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1a | Elect Director F. Sedgwick Browne | Management | For | For |
| 1b | Elect Director Kathleen A. Nealon | Management | For | For |
| 1c | Elect Director Samuel G. Liss | Management | For | For |
| 1d | Elect Director Al-Noor Ramji | Management | For | For |
| 1e | Elect Director John H. Tonelli | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Remove Existing Director Gary V. Woods | Shareholder | Against | Against |
| 6 | Remove Existing Director Hector De Leon | Shareholder | Against | Against |
| 7 | Remove Existing Director John R. Power, Jr. | Shareholder | Against | Against |
| 8 | Remove Existing Director Mural R. Josephson | Shareholder | Against | Against |
| NOTE: FOR is NOT a Valid Vote Option for items 9-12 | ||||
| 9 | Elect Director Nicholas C. Walsh | Shareholder | Against | Against |
| 10 | Elect Director Carol A. McFate | Shareholder | Against | Against |
| 11 | Elect Director Kathleen M. Dussault | Shareholder | Against | Against |
| 12 | Elect Director Bernard C. Bailey | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1a | Elect Director Charles H. Dangelo | Shareholder | For | Did Not Vote |
| 1b | Management Nominee Kathleen A. Nealon | Shareholder | For | Did Not Vote |
| 1c | Management Nominee Samuel G. Liss | Shareholder | For | Did Not Vote |
| 1d | Management Nominee Al-Noor Ramji | Shareholder | For | Did Not Vote |
| 1e | Management Nominee John H. Tonelli | Shareholder | For | Did Not Vote |
| 2 | Approve Omnibus Stock Plan | Management | Against | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 5 | Remove Existing Director Gary V. Woods | Shareholder | For | Did Not Vote |
| 6 | Remove Existing Director Hector De Leon | Shareholder | For | Did Not Vote |
| 7 | Remove Existing Director John R. Power, Jr. | Shareholder | For | Did Not Vote |
| 8 | Remove Existing Director Mural R. Josephson | Shareholder | For | Did Not Vote |
| 9 | Elect Director Nicholas C. Walsh | Shareholder | For | Did Not Vote |
| 10 | Elect Director Carol A. McFate | Shareholder | For | Did Not Vote |
| 11 | Elect Director Kathleen M. Dussault | Shareholder | For | Did Not Vote |
| 12 | Elect Director Bernard C. Bailey | Shareholder | For | Did Not Vote |
| ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: AJG SECURITY ID: 363576109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director David S. Johnson | Management | For | For |
| 1g | Elect Director Kay W. McCurdy | Management | For | For |
| 1h | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1i | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASPEN INSURANCE HOLDINGS LTD. MEETING DATE: DEC 10, 2018 | ||||
| TICKER: AHL SECURITY ID: G05384105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reduce Supermajority Vote Requirement to Approve a Merger | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| ASSURANT, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: AIZ SECURITY ID: 04621X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1b | Elect Director Juan N. Cento | Management | For | For |
| 1c | Elect Director Alan B. Colberg | Management | For | For |
| 1d | Elect Director Harriet Edelman | Management | For | For |
| 1e | Elect Director Lawrence V. Jackson | Management | For | For |
| 1f | Elect Director Charles J. Koch | Management | For | For |
| 1g | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1h | Elect Director Debra J. Perry | Management | For | For |
| 1i | Elect Director Paul J. Reilly | Management | For | For |
| 1j | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ASSURED GUARANTY LTD. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: AGO SECURITY ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd | Management | For | For |
| AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 02, 2019 | ||||
| TICKER: AXS SECURITY ID: G0692U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert A. Benchimol | Management | For | For |
| 1.2 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.3 | Elect Director Maurice A. Keane | Management | For | For |
| 1.4 | Elect Director Henry B. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2019 | ||||
| TICKER: BRK.B SECURITY ID: 084670702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffet | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Susan L. Decker | Management | For | For |
| 1.7 | Elect Director William H. Gates, III | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| BLACK KNIGHT, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David K. Hunt | Management | For | For |
| 1.2 | Elect Director Ganesh B. Rao | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRIGHTHOUSE FINANCIAL, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: BHF SECURITY ID: 10922N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Irene Chang Britt | Management | For | For |
| 1b | Elect Director C. Edward (Chuck) Chaplin | Management | For | For |
| 1c | Elect Director Eileen A. Mallesch | Management | For | For |
| 1d | Elect Director Paul M. Wetzel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROWN & BROWN, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: BRO SECURITY ID: 115236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
| 1.6 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.7 | Elect Director James C. Hays | Management | For | For |
| 1.8 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.9 | Elect Director James S. Hunt | Management | For | For |
| 1.10 | Elect Director Toni Jennings | Management | For | For |
| 1.11 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.12 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.13 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.14 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CANNAE HOLDINGS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: CNNE SECURITY ID: 13765N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Erika Meinhardt | Management | For | For |
| 1.2 | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1.3 | Elect Director Frank P. Willey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHUBB LIMITED MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CB SECURITY ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John A. Edwardson | Management | For | For |
| 5.9 | Elect Director Kimberly A. Ross | Management | For | For |
| 5.10 | Elect Director Robert W. Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David H. Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Elect Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 9.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2020 | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| CNO FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: CNO SECURITY ID: 12621E103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Gary C. Bhojwani | Management | For | For |
| 1B | Elect Director Ellyn L. Brown | Management | For | For |
| 1C | Elect Director Stephen N. David | Management | For | For |
| 1D | Elect Director Robert C. Greving | Management | For | For |
| 1E | Elect Director Mary R. "Nina" Henderson | Management | For | For |
| 1F | Elect Director Charles J. Jacklin | Management | For | For |
| 1G | Elect Director Daniel R. Maurer | Management | For | For |
| 1H | Elect Director Neal C. Schneider | Management | For | For |
| 1I | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Amend Securities Transfer Restrictions Related to NOL Protective Amendment | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RE SECURITY ID: G3223R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | For |
| 1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.4 | Elect Director John A. Graf | Management | For | For |
| 1.5 | Elect Director Gerri Losquadro | Management | For | For |
| 1.6 | Elect Director Roger M. Singer | Management | For | For |
| 1.7 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.8 | Elect Director John A. Weber | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: FFG SECURITY ID: 30239F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James P. Brannen | Management | For | For |
| 1.2 | Elect Director Roger K. Brooks | Management | For | For |
| 1.3 | Elect Director Paul A. Juffer | Management | For | For |
| 1.4 | Elect Director Paul E. Larson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FNF SECURITY ID: 31620R303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Massey | Management | For | For |
| 1.2 | Elect Director Daniel D. "Ron" Lane | Management | For | For |
| 1.3 | Elect Director Cary H. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: FAF SECURITY ID: 31847R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reginald H. Gilyard | Management | For | For |
| 1.2 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.3 | Elect Director Mark C. Oman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| GENWORTH FINANCIAL, INC. MEETING DATE: DEC 13, 2018 | ||||
| TICKER: GNW SECURITY ID: 37247D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William H. Bolinder | Management | For | For |
| 1b | Elect Director G. Kent Conrad | Management | For | For |
| 1c | Elect Director Melina E. Higgins | Management | For | For |
| 1d | Elect Director Thomas J. McInerney | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director Thomas E. Moloney | Management | For | For |
| 1g | Elect Director Debra J. Perry | Management | For | For |
| 1h | Elect Director Robert P. Restrepo, Jr. | Management | For | For |
| 1i | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| HILLTOP HOLDINGS INC. MEETING DATE: JUL 25, 2018 | ||||
| TICKER: HTH SECURITY ID: 432748101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director W. Joris Brinkerhoff | Management | For | Withhold |
| 1.5 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.6 | Elect Director Charles R. Cummings | Management | For | For |
| 1.7 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.8 | Elect Director Gerald J. Ford | Management | For | For |
| 1.9 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.10 | Elect Director J. Markham Green | Management | For | For |
| 1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.12 | Elect Director Lee Lewis | Management | For | For |
| 1.13 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.14 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.15 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.16 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.17 | Elect Director A. Haag Sherman | Management | For | For |
| 1.18 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.19 | Elect Director Carl B. Webb | Management | For | For |
| 1.20 | Elect Director Alan B. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LOEWS CORPORATION MEETING DATE: MAY 14, 2019 | ||||
| TICKER: L SECURITY ID: 540424108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann E. Berman | Management | For | For |
| 1b | Elect Director Joseph L. Bower | Management | For | For |
| 1c | Elect Director Charles D. Davidson | Management | For | For |
| 1d | Elect Director Charles M. Diker | Management | For | For |
| 1e | Elect Director Paul J. Fribourg | Management | For | For |
| 1f | Elect Director Walter L. Harris | Management | For | For |
| 1g | Elect Director Philip A. Laskawy | Management | For | For |
| 1h | Elect Director Susan P. Peters | Management | For | For |
| 1i | Elect Director Andrew H. Tisch | Management | For | For |
| 1j | Elect Director James S. Tisch | Management | For | For |
| 1k | Elect Director Jonathan M. Tisch | Management | For | For |
| 1l | Elect Director Anthony Welters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| MARKEL CORPORATION MEETING DATE: MAY 13, 2019 | ||||
| TICKER: MKL SECURITY ID: 570535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director K. Bruce Connell | Management | For | For |
| 1b | Elect Director Thomas S. Gayner | Management | For | For |
| 1c | Elect Director Stewart M. Kasen | Management | For | For |
| 1d | Elect Director Alan I. Kirshner | Management | For | For |
| 1e | Elect Director Diane Leopold | Management | For | For |
| 1f | Elect Director Lemuel E. Lewis | Management | For | For |
| 1g | Elect Director Anthony F. Markel | Management | For | For |
| 1h | Elect Director Steven A. Markel | Management | For | For |
| 1i | Elect Director Darrell D. Martin | Management | For | For |
| 1j | Elect Director Michael O'Reilly | Management | For | For |
| 1k | Elect Director Michael J. Schewel | Management | For | For |
| 1l | Elect Director Richard R. Whitt, III | Management | For | For |
| 1m | Elect Director Debora J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: MMC SECURITY ID: 571748102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Elaine La Roche | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| MBIA, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: MBI SECURITY ID: 55262C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis Y. Chin | Management | For | For |
| 1b | Elect Director Diane L. Dewbrey | Management | For | For |
| 1c | Elect Director William C. Fallon | Management | For | For |
| 1d | Elect Director Steven J. Gilbert | Management | For | For |
| 1e | Elect Director Charles R. Rinehart | Management | For | For |
| 1f | Elect Director Theodore E. Shasta | Management | For | For |
| 1g | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERCURY GENERAL CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MCY SECURITY ID: 589400100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Joseph | Management | For | For |
| 1.2 | Elect Director Martha E. Marcon | Management | For | For |
| 1.3 | Elect Director Joshua E. Little | Management | For | For |
| 1.4 | Elect Director Gabriel Tirador | Management | For | For |
| 1.5 | Elect Director James G. Ellis | Management | For | For |
| 1.6 | Elect Director George G. Braunegg | Management | For | For |
| 1.7 | Elect Director Ramona L. Cappello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| METLIFE, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: MET SECURITY ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl W. Grise | Management | For | For |
| 1b | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1c | Elect Director Gerald L. Hassell | Management | For | For |
| 1d | Elect Director David L. Herzog | Management | For | For |
| 1e | Elect Director R. Glenn Hubbard | Management | For | For |
| 1f | Elect Director Edward J. Kelly, III | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director Michel A. Khalaf | Management | For | For |
| 1i | Elect Director James M. Kilts | Management | For | For |
| 1j | Elect Director Catherine R. Kinney | Management | For | For |
| 1k | Elect Director Diana L. McKenzie | Management | For | For |
| 1l | Elect Director Denise M. Morrison | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 30, 2019 | ||||
| TICKER: MUV2 SECURITY ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Supervisory Board Report, Corporate Governance Report, and Remuneration Report for Fiscal 2018 (Non-Voting) | Management | None | None |
| 1.2 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.25 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | Did Not Vote |
| 5.1 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | Did Not Vote |
| 5.2 | Elect Kurt Bock to the Supervisory Board | Management | For | Did Not Vote |
| 5.3 | Elect Nikolaus von Bomhard to the Supervisory Board | Management | For | Did Not Vote |
| 5.4 | Elect Clement Booth to the Supervisory Board | Management | For | Did Not Vote |
| 5.5 | Elect Benita Ferrero-Waldner to the Supervisory Board | Management | For | Did Not Vote |
| 5.6 | Elect Ursula Gather to the Supervisory Board | Management | For | Did Not Vote |
| 5.7 | Elect Gerd Haeusler to the Supervisory Board | Management | For | Did Not Vote |
| 5.8 | Elect Renata Jungo Bruengger to the Supervisory Board | Management | For | Did Not Vote |
| 5.9 | Elect Karl-Heinz Streibich to the Supervisory Board | Management | For | Did Not Vote |
| 5.10 | Elect Maximilian Zimmerer to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Amend Corporate Purpose | Management | For | Did Not Vote |
| ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: OMF SECURITY ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneek S. Mamik | Management | For | For |
| 1.2 | Elect Director Richard A. Smith | Management | For | For |
| 1.3 | Elect Director Valerie Soranno Keating | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PRIMERICA, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: PRI SECURITY ID: 74164M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Beatriz "Bea" R. Perez | Management | For | For |
| 1h | Elect Director D. Richard Williams | Management | For | For |
| 1i | Elect Director Glenn J. Williams | Management | For | For |
| 1j | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: PFG SECURITY ID: 74251V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael T. Dan | Management | For | For |
| 1b | Elect Director C. Daniel Gelatt | Management | For | For |
| 1c | Elect Director Sandra L. Helton | Management | For | For |
| 1d | Elect Director Blair C. Pickerell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: PRU SECURITY ID: 744320102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Mark B. Grier | Management | For | For |
| 1.5 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.6 | Elect Director Karl J. Krapek | Management | For | For |
| 1.7 | Elect Director Peter R. Lighte | Management | For | For |
| 1.8 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.9 | Elect Director George Paz | Management | For | For |
| 1.10 | Elect Director Sandra Pianalto | Management | For | For |
| 1.11 | Elect Director Christine A. Poon | Management | For | For |
| 1.12 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.13 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 22, 2019 | ||||
| TICKER: RGA SECURITY ID: 759351604 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Christine R. Detrick | Management | For | For |
| 1B | Elect Director John J. Gauthier | Management | For | For |
| 1C | Elect Director Alan C. Henderson | Management | For | For |
| 1D | Elect Director Anna Manning | Management | For | For |
| 1E | Elect Director Hazel M. McNeilage | Management | For | For |
| 1F | Elect Director Steven C. Van Wyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SONY FINANCIAL HOLDINGS, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: 8729 SECURITY ID: J76337104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 62.5 | Management | For | For |
| 2.1 | Elect Director Ishii, Shigeru | Management | For | For |
| 2.2 | Elect Director Kiyomiya, Hiroaki | Management | For | For |
| 2.3 | Elect Director Ito, Yutaka | Management | For | For |
| 2.4 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.5 | Elect Director Kambe, Shiro | Management | For | For |
| 2.6 | Elect Director Matsuoka, Naomi | Management | For | For |
| 2.7 | Elect Director Kuniya, Shiro | Management | For | For |
| 2.8 | Elect Director Ito, Takatoshi | Management | For | For |
| 2.9 | Elect Director Oka, Masashi | Management | For | For |
| 2.10 | Elect Director Ikeuchi, Shogo | Management | For | For |
| 3.1 | Appoint Statutory Auditor Hayase, Yasuyuki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Makiyama, Yoshimichi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Saegusa, Takaharu | Management | For | For |
| THE ALLSTATE CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ALL SECURITY ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. "Bobby" Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: THG SECURITY ID: 410867105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Kevin Condron | Management | For | For |
| 1.2 | Elect Director Michael D. Price | Management | For | For |
| 1.3 | Elect Director Joseph R. Ramrath | Management | For | For |
| 1.4 | Elect Director John C. Roche | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HIG SECURITY ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Carlos Dominguez | Management | For | For |
| 1c | Elect Director Trevor Fetter | Management | For | For |
| 1d | Elect Director Stephen P. McGill - withdrawn | Management | None | None |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 1h | Elect Director Teresa Wynn Roseborough | Management | For | For |
| 1i | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1j | Elect Director Christopher J. Swift | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TRV SECURITY ID: 89417E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Philip T. "Pete" Ruegger, III | Management | For | For |
| 1g | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1h | Elect Director Alan D. Schnitzer | Management | For | For |
| 1i | Elect Director Donald J. Shepard | Management | For | For |
| 1j | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report, Including EEOC Data | Shareholder | Against | For |
| THIRD POINT REINSURANCE LTD. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: TPRE SECURITY ID: G8827U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rafe de la Gueronniere | Management | For | For |
| 1.2 | Elect Director Neil McConachie | Management | For | For |
| 2 | Election of Designated Company Directors of non-U.S. Subsidiaries | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TORCHMARK CORPORATION MEETING DATE: APR 25, 2019 | ||||
| TICKER: TMK SECURITY ID: 891027104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Linda L. Addison | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Cheryl D. Alston | Management | For | For |
| 1.5 | Elect Director Jane M. Buchan | Management | For | For |
| 1.6 | Elect Director Gary L. Coleman | Management | For | For |
| 1.7 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.8 | Elect Director Robert W. Ingram | Management | For | For |
| 1.9 | Elect Director Steven P. Johnson | Management | For | For |
| 1.10 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.11 | Elect Director Lamar C. Smith | Management | For | For |
| 1.12 | Elect Director Mary E. Thigpen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNUM GROUP MEETING DATE: MAY 23, 2019 | ||||
| TICKER: UNM SECURITY ID: 91529Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1.2 | Elect Director Susan L. Cross | Management | For | For |
| 1.3 | Elect Director Susan D. DeVore | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Cynthia L. Egan | Management | For | For |
| 1.6 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.7 | Elect Director Timothy F. Keaney | Management | For | For |
| 1.8 | Elect Director Gloria C. Larson | Management | For | For |
| 1.9 | Elect Director Richard P. McKenney | Management | For | For |
| 1.10 | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1.11 | Elect Director Francis J. Shammo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| VOYA FINANCIAL, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: VOYA SECURITY ID: 929089100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis Arledge *Withdrawn Resolution* | Management | None | None |
| 1b | Elect Director Lynne Biggar | Management | For | For |
| 1c | Elect Director Jane P. Chwick | Management | For | For |
| 1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1e | Elect Director J. Barry Griswell | Management | For | For |
| 1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
| 1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
| 1h | Elect Director Joseph V. Tripodi | Management | For | For |
| 1i | Elect Director David Zwiener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY MEETING DATE: MAY 20, 2019 | ||||
| TICKER: WLTW SECURITY ID: G96629103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director Brendan R. O'Neill | Management | For | For |
| 1f | Elect Director Jaymin B. Patel | Management | For | For |
| 1g | Elect Director Linda D. Rabbitt | Management | For | For |
| 1h | Elect Director Paul D. Thomas | Management | For | For |
| 1i | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| ZURICH INSURANCE GROUP AG MEETING DATE: APR 03, 2019 | ||||
| TICKER: ZURN SECURITY ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 19 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Michel Lies as Director and Chairman | Management | For | For |
| 4.1.2 | Reelect Joan Amble as Director | Management | For | For |
| 4.1.3 | Reelect Catherine Bessant as Director | Management | For | For |
| 4.1.4 | Reelect Alison Carnwath as Director | Management | For | For |
| 4.1.5 | Reelect Christoph Franz as Director | Management | For | For |
| 4.1.6 | Reelect Jeffrey Hayman as Director | Management | For | For |
| 4.1.7 | Reelect Monica Maechler as Director | Management | For | For |
| 4.1.8 | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1.9 | Elect Michael Halbherr as Director | Management | For | For |
| 4.110 | Elect Jasmin Staiblin as Director | Management | For | For |
| 4.111 | Elect Barry Stowe as Director | Management | For | For |
| 4.2.1 | Reappoint Michel Lies as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Catherine Bessant as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Reappoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Reappoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.2.5 | Appoint Jasmin Staiblin as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 4.9 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 74.7 Million | Management | For | For |
| 6 | Approve CHF 174,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC MEETING DATE: FEB 01, 2019 | ||||
| TICKER: ACN SECURITY ID: G1151C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Marjorie Magner | Management | For | For |
| 1d | Elect Director Nancy McKinstry | Management | For | For |
| 1e | Elect Director David P. Rowland | Management | For | For |
| 1f | Elect Director Gilles C. Pelisson | Management | For | For |
| 1g | Elect Director Paula A. Price | Management | For | For |
| 1h | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACXIOM CORP. MEETING DATE: SEP 20, 2018 | ||||
| TICKER: ACXM SECURITY ID: 005125109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John L. Battelle | Management | For | For |
| 1b | Elect Director William J. Henderson | Management | For | For |
| 1c | Elect Director Debora B. Tomlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Sale of Company Assets | Management | For | For |
| 4 | Approve Plan of Reorganization | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify KPMG LLP as Auditors | Management | For | For |
| ADOBE INC. MEETING DATE: APR 11, 2019 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ADYEN NV MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ADYEN SECURITY ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 2.c | Adopt Annual Accounts | Management | For | For |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Elect Pamela Ann Joseph to Supervisory Board | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 6.a | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Ratify PWC as Auditors | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Thomas "Tom" Killalea | Management | For | For |
| 1.2 | Elect Director F. Thomson "Tom" Leighton | Management | For | For |
| 1.3 | Elect Director Jonathan Miller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.5 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.6 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.7 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.9 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMADEUS IT GROUP SA MEETING DATE: JUN 18, 2019 | ||||
| TICKER: AMS SECURITY ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 6 | Fix Number of Directors at 13 | Management | For | For |
| 7.1 | Elect Josep Pique Camps as Director | Management | For | For |
| 7.2 | Elect William Connelly as Director | Management | For | For |
| 7.3 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 7.4 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 7.5 | Reelect David Webster as Director | Management | For | For |
| 7.6 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
| 7.7 | Reelect Clara Furse as Director | Management | For | For |
| 7.8 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 7.9 | Reelect Francesco Loredan as Director | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AMDOCS LTD. MEETING DATE: JAN 31, 2019 | ||||
| TICKER: DOX SECURITY ID: G02602103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.3 | Elect Director Adrian Gardner | Management | For | For |
| 1.4 | Elect Director Eli Gelman | Management | For | For |
| 1.5 | Elect Director James S. Kahan | Management | For | For |
| 1.6 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.7 | Elect Director Ariane de Rothschild | Management | For | For |
| 1.8 | Elect Director Shuky Sheffer | Management | For | For |
| 1.9 | Elect Director Rafael de la Vega | Management | For | For |
| 1.10 | Elect Director Giora Yaron | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: ADP SECURITY ID: 053015103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director Eric C. Fast | Management | For | For |
| 1d | Elect Director Linda R. Gooden | Management | For | For |
| 1e | Elect Director Michael P. Gregoire | Management | For | For |
| 1f | Elect Director R. Glenn Hubbard | Management | For | For |
| 1g | Elect Director John P. Jones | Management | For | For |
| 1h | Elect Director Thomas J. Lynch | Management | For | For |
| 1i | Elect Director Scott F. Powers | Management | For | For |
| 1j | Elect Director William J. Ready | Management | For | For |
| 1k | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1l | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BLACK KNIGHT, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: BKI SECURITY ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David K. Hunt | Management | For | For |
| 1.2 | Elect Director Ganesh B. Rao | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION MEETING DATE: JUL 26, 2018 | ||||
| TICKER: BAH SECURITY ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Horacio D. Rozanski | Management | For | For |
| 1b | Elect Director Ian Fujiyama | Management | For | For |
| 1c | Elect Director Mark Gaumond | Management | For | For |
| 1d | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAPGEMINI SE MEETING DATE: MAY 23, 2019 | ||||
| TICKER: CAP SECURITY ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | For |
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 10 | Ratify Appointment of Laura Desmond as Director | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Article 12 of Bylaws Re: Directors Attendance | Management | For | For |
| 14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CERIDIAN HCM HOLDING, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: CDAY SECURITY ID: 15677J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent B. Bickett | Management | For | For |
| 1.2 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.3 | Elect Director Ganesh B. Rao | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director John M. Dineen | Management | For | For |
| 1e | Elect Director Francisco D'Souza | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| CONVERGYS CORP. MEETING DATE: OCT 03, 2018 | ||||
| TICKER: CVG SECURITY ID: 212485106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| CORELOGIC, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: CLGX SECURITY ID: 21871D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Frank D. Martell | Management | For | For |
| 1.6 | Elect Director Claudia Fan Munce | Management | For | For |
| 1.7 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.8 | Elect Director Vikrant Raina | Management | For | For |
| 1.9 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.10 | Elect Director David F. Walker | Management | For | For |
| 1.11 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DOCUSIGN, INC. MEETING DATE: JUN 17, 2019 | ||||
| TICKER: DOCU SECURITY ID: 256163106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel D. Springer | Management | For | Withhold |
| 1.2 | Elect Director Blake J. Irving | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 15, 2018 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Manoj P. Singh | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENDAVA PLC MEETING DATE: DEC 18, 2018 | ||||
| TICKER: DAVA SECURITY ID: 29260V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 3 | Elect John Cotterell as Director | Management | For | For |
| 4 | Elect Mark Thurston as Director | Management | For | For |
| 5 | Elect Andrew Allan as Director | Management | For | For |
| 6 | Elect Ben Druskin as Director | Management | For | For |
| 7 | Elect Michael Kinton as Director | Management | For | For |
| 8 | Elect David Pattillo as Director | Management | For | For |
| 9 | Elect Trevor Smith as Director | Management | For | For |
| 10 | Approve Cancellation of Share Premium Account | Management | For | For |
| EPAM SYSTEMS, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: EPAM SECURITY ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard Michael Mayoras | Management | For | For |
| 1.2 | Elect Director Karl Robb | Management | For | For |
| 1.3 | Elect Director Helen Shan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Keith W. Hughes | Management | For | For |
| 1c | Elect Director David K. Hunt | Management | For | For |
| 1d | Elect Director Stephan A. James | Management | For | For |
| 1e | Elect Director Leslie M. Muma | Management | For | For |
| 1f | Elect Director Alexander Navab | Management | For | For |
| 1g | Elect Director Gary A. Norcross | Management | For | For |
| 1h | Elect Director Louise M. Parent | Management | For | For |
| 1i | Elect Director Brian T. Shea | Management | For | For |
| 1j | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST DATA CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: FDC SECURITY ID: 32008D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Henry R. Kravis | Management | For | Withhold |
| 1.3 | Elect Director Heidi G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| FISERV, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.3 | Elect Director John Y. Kim | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director JD Sherman | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Clawback Policy | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| GENPACT LIMITED MEETING DATE: MAY 09, 2019 | ||||
| TICKER: G SECURITY ID: G3922B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director Robert Scott | Management | For | For |
| 1.3 | Elect Director Ajay Agrawal | Management | For | For |
| 1.4 | Elect Director Laura Conigliaro | Management | For | For |
| 1.5 | Elect Director David Humphrey | Management | For | For |
| 1.6 | Elect Director Carol Lindstrom | Management | For | For |
| 1.7 | Elect Director James Madden | Management | For | For |
| 1.8 | Elect Director CeCelia Morken | Management | For | For |
| 1.9 | Elect Director Mark Nunnelly | Management | For | For |
| 1.10 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.2 | Elect Director Ruth Ann Marshall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GODADDY INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: GDDY SECURITY ID: 380237107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Caroline Donahue | Management | For | For |
| 1.2 | Elect Director Charles J. Robel | Management | For | For |
| 1.3 | Elect Director Scott W. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ICF INTERNATIONAL, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: ICFI SECURITY ID: 44925C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Peter M. Schulte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Eskew | Management | For | For |
| 1.2 | Elect Director David N. Farr | Management | For | For |
| 1.3 | Elect Director Alex Gorsky | Management | For | For |
| 1.4 | Elect Director Michelle J. Howard | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.7 | Elect Director Martha E. Pollack | Management | For | For |
| 1.8 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.9 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.10 | Elect Director Sidney Taurel | Management | For | For |
| 1.11 | Elect Director Peter R. Voser | Management | For | For |
| 1.12 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| INTUIT, INC. MEETING DATE: JAN 17, 2019 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Thomas Szkutak | Management | For | For |
| 1j | Elect Director Raul Vazquez | Management | For | For |
| 1k | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 15, 2018 | ||||
| TICKER: JKHY SECURITY ID: 426281101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| LEIDOS HOLDINGS, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LUXOFT HOLDING, INC. MEETING DATE: SEP 14, 2018 | ||||
| TICKER: LXFT SECURITY ID: G57279104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Esther Dyson | Management | For | For |
| 1.2 | Elect Director Glen Granovsky | Management | For | For |
| 1.3 | Elect Director Marc Kasher | Management | For | For |
| 1.4 | Elect Director Anatoly Karachinskiy | Management | For | For |
| 1.5 | Elect Director Thomas Pickering | Management | For | For |
| 1.6 | Elect Director Dmitry Loshchinin | Management | For | For |
| 1.7 | Elect Director Sergey Matsotsky | Management | For | For |
| 1.8 | Elect Director Yulia Yukhadi | Management | For | For |
| 2 | Ratify Ernst & Young LLC as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE:�� JUN 25, 2019 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: MELI SECURITY ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Roberto Balls Sallouti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Co. S.A. as Auditor | Management | For | For |
| NETCOMPANY GROUP A/S MEETING DATE: MAR 13, 2019 | ||||
| TICKER: NETC SECURITY ID: K7020C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chair and DKK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Travel Fees | Management | For | For |
| 5a | Reelect Pekka Ala-Pietila (Chairman) as Director | Management | For | For |
| 5b | Reelect Pernille Fabricius as Director | Management | For | For |
| 5c | Reelect Juha Christensen as Director | Management | For | For |
| 5d | Reelect Bo Rygaard as Director | Management | For | For |
| 5e | Reelect Carsten Gomard as Director | Management | For | For |
| 5f | Elect Scanes Bentley as New Director | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Authorize Share Repurchase Program (Not Submitted for Proposal) | Management | None | None |
| 8 | Other Proposals from Board or Shareholders (None Submitted) | Management | None | None |
| 9 | Other Business | Management | None | None |
| PAYCHEX, INC. MEETING DATE: OCT 11, 2018 | ||||
| TICKER: PAYX SECURITY ID: 704326107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PIVOTAL SOFTWARE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PVTL SECURITY ID: 72582H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcy S. Klevorn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SCIENCE APPLICATIONS INTERNATIONAL CORP. MEETING DATE: JAN 11, 2019 | ||||
| TICKER: SAIC SECURITY ID: 808625107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SCIENCE APPLICATIONS INTERNATIONAL CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: SAIC SECURITY ID: 808625107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director John J. Hamre | Management | For | For |
| 1c | Elect Director David M. Kerko | Management | For | For |
| 1d | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1e | Elect Director Katharina G. McFarland | Management | For | For |
| 1f | Elect Director Anthony J. Moraco | Management | For | For |
| 1g | Elect Director Donna S. Morea | Management | For | For |
| 1h | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SQUARE, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: SQ SECURITY ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | For |
| 1.2 | Elect Director David Viniar | Management | For | For |
| 1.3 | Elect Director Paul Deighton | Management | For | For |
| 1.4 | Elect Director Anna Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: SSNC SECURITY ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | For |
| 1.3 | Elect Director William C. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| SYNNEX CORP. MEETING DATE: MAR 15, 2019 | ||||
| TICKER: SNX SECURITY ID: 87162W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Murai | Management | For | For |
| 1.2 | Elect Director Dwight Steffensen | Management | For | For |
| 1.3 | Elect Director Dennis Polk | Management | For | For |
| 1.4 | Elect Director Fred Breidenbach | Management | For | For |
| 1.5 | Elect Director Hau Lee | Management | For | For |
| 1.6 | Elect Director Matthew Miau | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Ann Vezina | Management | For | For |
| 1.9 | Elect Director Thomas Wurster | Management | For | For |
| 1.10 | Elect Director Duane Zitzner | Management | For | For |
| 1.11 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SYNTEL, INC. MEETING DATE: OCT 01, 2018 | ||||
| TICKER: SYNT SECURITY ID: 87162H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Angela A. Sun | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| TTEC HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TTEC SECURITY ID: 89854H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Ekta Singh-Bushell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| VERISIGN, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: VRSN SECURITY ID: 92343E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| VIRTUSA CORP. MEETING DATE: SEP 06, 2018 | ||||
| TICKER: VRTU SECURITY ID: 92827P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Izhar Armony | Management | For | For |
| 1.2 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.3 | Elect Director Deborah C. Hopkins | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VISA, INC. MEETING DATE: JAN 29, 2019 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEX INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Melissa D. Smith | Management | For | For |
| 1.4 | Elect Director Daniel Callahan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| WIX.COM LTD. MEETING DATE: SEP 13, 2018 | ||||
| TICKER: WIX SECURITY ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Yuval Cohen as Director | Management | For | For |
| 1.2 | Reelect Ron Gutler as Director | Management | For | For |
| 1.3 | Reelect Roy Saar as Director | Management | For | For |
| 2 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| WNS (HOLDINGS) LTD. MEETING DATE: SEP 27, 2018 | ||||
| TICKER: WNS SECURITY ID: 92932M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Renu S. Karnad as a Director | Management | For | For |
| 5 | Reelect John Freeland as a Director | Management | For | For |
| 6 | Reelect Francoise Gri as a Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| WORLDPAY INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZUORA, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: ZUO SECURITY ID: 98983V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Haley | Management | For | For |
| 1.2 | Elect Director Magdalena Yesil | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: TWOU SECURITY ID: 90214J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Valerie B. Jarett | Management | For | For |
| 1.3 | Elect Director Earl Lewis | Management | For | For |
| 1.4 | Elect Director Coretha M. Rushing | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| ARAMARK MEETING DATE: JAN 30, 2019 | ||||
| TICKER: ARMK SECURITY ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Election Director Eric J. Foss | Management | For | For |
| 1b | Election Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1c | Election Director Lisa G. Bisaccia | Management | For | For |
| 1d | Election Director Calvin Darden | Management | For | For |
| 1e | Election Director Richard W. Dreiling | Management | For | For |
| 1f | Election Director Irene M. Esteves | Management | For | For |
| 1g | Election Director Daniel J. Heinrich | Management | For | For |
| 1h | Election Director Patricia B. Morrison | Management | For | For |
| 1i | Election Director John A. Quelch | Management | For | For |
| 1j | Election Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
| BOYD GAMING CORP. MEETING DATE: APR 11, 2019 | ||||
| TICKER: BYD SECURITY ID: 103304101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Bailey | Management | For | For |
| 1.2 | Elect Director Robert L. Boughner | Management | For | For |
| 1.3 | Elect Director William R. Boyd | Management | For | For |
| 1.4 | Elect Director William S. Boyd | Management | For | For |
| 1.5 | Elect Director Richard E. Flaherty | Management | For | For |
| 1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.7 | Elect Director Keith E. Smith | Management | For | For |
| 1.8 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.9 | Elect Director Peter M. Thomas | Management | For | For |
| 1.10 | Elect Director Paul W. Whetsell | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: BFAM SECURITY ID: 109194100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lawrence M. Alleva | Management | For | For |
| 1b | Elect Director Joshua Bekenstein | Management | For | For |
| 1c | Elect Director Roger H. Brown | Management | For | For |
| 1d | Elect Director Marguerite Kondracke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CARNIVAL CORPORATION MEETING DATE: APR 16, 2019 | ||||
| TICKER: CCL SECURITY ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Elect Director Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 18 | Authorize Issue of Equity | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Authorize Share Repurchase Program | Management | For | For |
| CHEGG, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CHGG SECURITY ID: 163092109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John York | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: CMG SECURITY ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Steve Ells | Management | For | For |
| 1.4 | Elect Director Patricia Fili-Krushe | Management | For | For |
| 1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.6 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.7 | Elect Director Scott Maw | Management | For | For |
| 1.8 | Elect Director Ali Namvar | Management | For | For |
| 1.9 | Elect Director Brian Niccol | Management | For | For |
| 1.10 | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PLAY SECURITY ID: 238337109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor L. Crawford | Management | For | For |
| 1.2 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.3 | Elect Director Michael J. Griffith | Management | For | For |
| 1.4 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.5 | Elect Director Brian A. Jenkins | Management | For | For |
| 1.6 | Elect Director Stephen M. King | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEL FRISCO'S RESTAURANT GROUP, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DFRG SECURITY ID: 245077102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ian R. Carter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DENNY'S CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: DENN SECURITY ID: 24869P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bernadette S. Aulestia | Management | For | For |
| 1b | Elect Director Gregg R. Dedrick | Management | For | For |
| 1c | Elect Director Jose M. Gutierrez | Management | For | For |
| 1d | Elect Director Brenda J. Lauderback | Management | For | For |
| 1e | Elect Director Robert E. Marks | Management | For | For |
| 1f | Elect Director John C. Miller | Management | For | For |
| 1g | Elect Director Donald C. Robinson | Management | For | For |
| 1h | Elect Director Laysha Ward | Management | For | For |
| 1i | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Carrie A. Wheeler | Management | For | For |
| 1.12 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.13 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: DPZ SECURITY ID: 25754A201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ELDORADO RESORTS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: ERI SECURITY ID: 28470R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Bonnie Biumi | Management | For | For |
| 1.3 | Elect Director Frank J. Fahrenkopf | Management | For | For |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.6 | Elect Director Michael E. Pegram | Management | For | For |
| 1.7 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.8 | Elect Director David P. Tomick | Management | For | For |
| 1.9 | Elect Director Roger P. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Shareholder | Against | For |
| 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1A | Management Nominee Gary L. Carano | Shareholder | None | Did Not Vote |
| 1B | Management Nominee Bonnie Biumi | Shareholder | None | Did Not Vote |
| 1C | Management Nominee Frank J. Fahrenkopf | Shareholder | None | Did Not Vote |
| 1D | Management Nominee James B. Hawkins | Shareholder | None | Did Not Vote |
| 1E | Management Nominee Gregory J. Kozicz | Shareholder | None | Did Not Vote |
| 1F | Management Nominee Michael E. Pegram | Shareholder | None | Did Not Vote |
| 1G | Management Nominee Thomas R. Reeg | Shareholder | None | Did Not Vote |
| 1H | Management Nominee David P. Tomick | Shareholder | None | Did Not Vote |
| 1I | Management Nominee Roger P. Wagner | Shareholder | None | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | None | Did Not Vote |
| 3 | Amend Omnibus Stock Plan | Management | None | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Shareholder | For | Did Not Vote |
| 6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Shareholder | For | Did Not Vote |
| 7 | Adopt Simple Majority Vote | Shareholder | For | Did Not Vote |
| 8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | Did Not Vote |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | For | Did Not Vote |
| GRAND CANYON EDUCATION, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: LOPE SECURITY ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| GRUBHUB INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: GRUB SECURITY ID: 400110102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Fisher | Management | For | For |
| 1.2 | Elect Director David Habiger | Management | For | For |
| 1.3 | Elect Director Linda Johnson Rice | Management | For | For |
| 2 | Ratify Crowe LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| HAYMAKER ACQUISITION CORP. MEETING DATE: MAR 06, 2019 | ||||
| TICKER: HYAC SECURITY ID: 420870107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Combination Proposal | Management | For | For |
| 2A | Approve Stock Ownership Limitations | Management | For | Against |
| 2B | Adopt Supermajority Vote Requirement for Mergers | Management | For | Against |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| HILTON GRAND VACATIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: HLT SECURITY ID: 43300A203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HYATT HOTELS CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: H SECURITY ID: 448579102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Ballew | Management | For | For |
| 1.2 | Elect Director Mark. S. Hoplamazian | Management | For | For |
| 1.3 | Elect Director Cary D. McMillan | Management | For | For |
| 1.4 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAS VEGAS SANDS CORP. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LVS SECURITY ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 1.3 | Elect Director Micheline Chau | Management | For | Withhold |
| 1.4 | Elect Director Patrick Dumont | Management | For | For |
| 1.5 | Elect Director Charles D. Forman | Management | For | For |
| 1.6 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.7 | Elect Director George Jamieson | Management | For | For |
| 1.8 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 1.9 | Elect Director Lewis Kramer | Management | For | For |
| 1.10 | Elect Director David F. Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: MAR SECURITY ID: 571903202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.4 | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1.5 | Elect Director Frederick A. "Fritz" Henderson | Management | For | For |
| 1.6 | Elect Director Eric Hippeau | Management | For | For |
| 1.7 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.8 | Elect Director Debra L. Lee | Management | For | For |
| 1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
| 1.10 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.11 | Elect Director George Munoz | Management | For | For |
| 1.12 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement for the Removal of Directors | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement for Future Amendments to the Certificate Approved by Our Stockholders | Management | For | For |
| 4c | Eliminate Supermajority Vote Requirement for Future Amendments to Certain Bylaw Provisions | Management | For | For |
| 4d | Remove the Requirement for a Supermajority Stockholder Vote for Certain Transactions | Management | For | For |
| 4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MARRIOTT VACATIONS WORLDWIDE CORP. MEETING DATE: AUG 28, 2018 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: MAY 10, 2019 | ||||
| TICKER: VAC SECURITY ID: 57164Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas J. Hutchison, III | Management | For | For |
| 1.3 | Elect Director Dianna F. Morgan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MCDONALD'S CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MCD SECURITY ID: 580135101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Richard Lenny | Management | For | For |
| 1g | Elect Director John Mulligan | Management | For | For |
| 1h | Elect Director Sheila Penrose | Management | For | For |
| 1i | Elect Director John Rogers, Jr. | Management | For | For |
| 1j | Elect Director Paul Walsh | Management | For | For |
| 1k | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Change Range for Size of the Board | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MGM RESORTS INTERNATIONAL MEETING DATE: MAY 01, 2019 | ||||
| TICKER: MGM SECURITY ID: 552953101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Chris Gay | Management | For | For |
| 1b | Elect Director William W. Grounds | Management | For | For |
| 1c | Elect Director Alexis M. Herman | Management | For | For |
| 1d | Elect Director Roland Hernandez | Management | For | For |
| 1e | Elect Director John Kilroy | Management | For | For |
| 1f | Elect Director Rose McKinney-James | Management | For | For |
| 1g | Elect Director Keith A. Meister | Management | For | For |
| 1h | Elect Director James J. Murren | Management | For | For |
| 1i | Elect Director Paul Salem | Management | For | For |
| 1j | Elect Director Gregory M. Spierkel | Management | For | For |
| 1k | Elect Director Jan G. Swartz | Management | For | For |
| 1l | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: NCLH SECURITY ID: G66721104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank J. Del Rio | Management | For | For |
| 1b | Elect Director Chad A. Leat | Management | For | For |
| 1c | Elect Director Steve Martinez | Management | For | For |
| 1d | Elect Director Pamela Thomas-Graham | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| PERFORMANCE FOOD GROUP CO. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: PFGC SECURITY ID: 71377A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
| 1.2 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.3 | Elect Director Kimberly S. Grant | Management | For | For |
| 1.4 | Elect Director Randall N. Spratt | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PLANET FITNESS, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: PLNT SECURITY ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig Benson | Management | For | For |
| 1.2 | Elect Director Cambria Dunaway | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RED ROCK RESORTS, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: RRR SECURITY ID: 75700L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Fertitta, III | Management | For | For |
| 1.2 | Elect Director Lorenzo J. Fertitta | Management | For | For |
| 1.3 | Elect Director Robert A. Cashell, Jr. | Management | For | For |
| 1.4 | Elect Director Robert E. Lewis | Management | For | For |
| 1.5 | Elect Director James E. Nave | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| RESTAURANT BRANDS INTERNATIONAL INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: QSR SECURITY ID: 76131D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexandre Behring | Management | For | For |
| 1.2 | Elect Director Marc Caira | Management | For | For |
| 1.3 | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1.4 | Elect Director Martin E. Franklin | Management | For | For |
| 1.5 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.6 | Elect Director Neil Golden | Management | For | For |
| 1.7 | Elect Director Ali G. Hedayat | Management | For | For |
| 1.8 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.9 | Elect Director Daniel S. Schwartz | Management | For | For |
| 1.10 | Elect Director Carlos Alberto Sicupira | Management | For | For |
| 1.11 | Elect Director Roberto Moses Thompson Motta | Management | For | For |
| 1.12 | Elect Director Alexandre Van Damme | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Report on Minimum Requirements and Standards Related to Workforce Practices | Shareholder | Against | Against |
| 5 | Report on Policy to Reduce Deforestation in Supply Chain | Shareholder | Against | Against |
| 6 | Report on Sustainable Packaging | Shareholder | Against | Against |
| ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: RCL SECURITY ID: V7780T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director Stephen R. Howe, Jr. | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Maritza G. Montiel | Management | For | For |
| 1f | Elect Director Ann S. Moore | Management | For | For |
| 1g | Elect Director Eyal M. Ofer | Management | For | For |
| 1h | Elect Director Thomas J. Pritzker | Management | For | For |
| 1i | Elect Director William K. Reilly | Management | For | For |
| 1j | Elect Director Vagn O. Sorensen | Management | For | For |
| 1k | Elect Director Donald Thompson | Management | For | For |
| 1l | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| SCIENTIFIC GAMES CORPORATION MEETING DATE: JUN 12, 2019 | ||||
| TICKER: SGMS SECURITY ID: 80874P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Barry L. Cottle | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | For |
| 1.4 | Elect Director Richard M. Haddrill | Management | For | For |
| 1.5 | Elect Director David L. Kennedy | Management | For | For |
| 1.6 | Elect Director Paul M. Meister | Management | For | For |
| 1.7 | Elect Director Michael J. Regan | Management | For | For |
| 1.8 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.9 | Elect Director Frances F. Townsend | Management | For | For |
| 1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 1.11 | Elect Director Jack A. Markell | Management | For | For |
| 1.12 | Elect Director Maria T. Vullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: SERV SECURITY ID: 81761R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurie Ann Goldman | Management | For | For |
| 1B | Elect Director Steven B. Hochhauser | Management | For | For |
| 1C | Elect Director Nikhil M. Varty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| SHAKE SHACK INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SHAK SECURITY ID: 819047101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Meyer | Management | For | For |
| 1b | Elect Director Anna Fieler | Management | For | For |
| 1c | Elect Director Jeff Flug | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARBUCKS CORP. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: SBUX SECURITY ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosalind G. Brewer | Management | For | For |
| 1b | Elect Director Mary N. Dillon | Management | For | For |
| 1c | Elect Director Mellody Hobson | Management | For | For |
| 1d | Elect Director Kevin R. Johnson | Management | For | For |
| 1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1f | Elect Director Satya Nadella | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Clara Shih | Management | For | For |
| 1i | Elect Director Javier G. Teruel | Management | For | For |
| 1j | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Sustainable Packaging | Shareholder | Against | Against |
| TEXAS ROADHOUSE, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: TXRH SECURITY ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory N. Moore | Management | For | For |
| 1.2 | Elect Director W. Kent Taylor | Management | For | For |
| 1.3 | Elect Director Curtis A. Warfield | Management | For | For |
| 1.4 | Elect Director Kathleen M. Widmer | Management | For | For |
| 1.5 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE WENDY'S COMPANY MEETING DATE: JUN 04, 2019 | ||||
| TICKER: WEN SECURITY ID: 95058W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelson Peltz | Management | For | For |
| 1b | Elect Director Peter W. May | Management | For | For |
| 1c | Elect Director Kristin A. Dolan | Management | For | For |
| 1d | Elect Director Kenneth W. Gilbert | Management | For | For |
| 1e | Elect Director Dennis M. Kass | Management | For | For |
| 1f | Elect Director Joseph A. Levato | Management | For | For |
| 1g | Elect Director Michelle "Mich" J. Mathews-Spradlin | Management | For | For |
| 1h | Elect Director Matthew H. Peltz | Management | For | For |
| 1i | Elect Director Todd A. Penegor | Management | For | For |
| 1j | Elect Director Peter H. Rothschild | Management | For | For |
| 1k | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VAIL RESORTS, INC. MEETING DATE: DEC 06, 2018 | ||||
| TICKER: MTN SECURITY ID: 91879Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Michele Romanow | Management | For | For |
| 1f | Elect Director Hilary A. Schneider | Management | For | For |
| 1g | Elect Director D. Bruce Sewell | Management | For | For |
| 1h | Elect Director John F. Sorte | Management | For | For |
| 1i | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: WW SECURITY ID: 948626106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.2 | Elect Director Julie Bornstein | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Thilo Semmelbauer | Management | For | For |
| 2.5 | Elect Director Tracey D. Brown | Management | For | For |
| 3.6 | Elect Director Julie Rice | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| WYNDHAM DESTINATIONS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WYND SECURITY ID: 98310W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louise F. Brady | Management | For | For |
| 1.2 | Elect Director Michael D. Brown | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.6 | Elect Director Denny Marie Post | Management | For | For |
| 1.7 | Elect Director Ronald L. Rickles | Management | For | For |
| 1.8 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| WYNDHAM HOTELS & RESORTS, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: WH SECURITY ID: 98311A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mukul V. Deoras | Management | For | For |
| 1.2 | Elect Director Brian Mulroney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WYNN RESORTS, LIMITED MEETING DATE: MAY 07, 2019 | ||||
| TICKER: WYNN SECURITY ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay L. Johnson | Management | For | For |
| 1.2 | Elect Director Margaret J. Myers | Management | For | For |
| 1.3 | Elect Director Winifred M. Webb | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| YUM! BRANDS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: YUM SECURITY ID: 988498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Michael J. Cavanagh | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Brian C. Cornell | Management | For | For |
| 1e | Elect Director Greg Creed | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director P. Justin Skala | Management | For | For |
| 1j | Elect Director Elane B. Stock | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Use of Renewable Energy *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
| 6 | Report on Sustainable Packaging | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR PRODUCTS & CHEMICALS, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: APD SECURITY ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Seifi Ghasemi | Management | For | For |
| 1d | Elect Director Chadwick C. Deaton | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officer Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AK STEEL HOLDING CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: AKS SECURITY ID: 001547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis C. Cuneo | Management | For | For |
| 1.2 | Elect Director Sheri H. Edison | Management | For | For |
| 1.3 | Elect Director Mark G. Essig | Management | For | For |
| 1.4 | Elect Director William K. Gerber | Management | For | For |
| 1.5 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.6 | Elect Director Ralph S. Michael, III | Management | For | For |
| 1.7 | Elect Director Roger K. Newport | Management | For | For |
| 1.8 | Elect Director Dwayne A. Wilson | Management | For | For |
| 1.9 | Elect Director Vicente Wright | Management | For | For |
| 1.10 | Elect Director Arlene M. Yocum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ALCOA CORP. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: AA SECURITY ID: 013872106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Morris | Management | For | For |
| 1.2 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.3 | Elect Director Timothy P. Flynn | Management | For | For |
| 1.4 | Elect Director Kathryn S. Fuller | Management | For | For |
| 1.5 | Elect Director Roy C. Harvey | Management | For | For |
| 1.6 | Elect Director James A. Hughes | Management | For | For |
| 1.7 | Elect Director James E. Nevels | Management | For | For |
| 1.8 | Elect Director James W. Owens | Management | For | For |
| 1.9 | Elect Director Carol L. Roberts | Management | For | For |
| 1.10 | Elect Director Suzanne Sitherwood | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ALLEGHENY TECHNOLOGIES, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ATI SECURITY ID: 01741R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leroy M. Ball, Jr. | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director Robert S. Wetherbee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| ANTOFAGASTA PLC MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ANTO SECURITY ID: G0398N128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
| 5 | Re-elect Ollie Oliveira as Director | Management | For | For |
| 6 | Re-elect Gonzalo Menendez as Director | Management | For | For |
| 7 | Re-elect Ramon Jara as Director | Management | For | For |
| 8 | Re-elect Juan Claro as Director | Management | For | For |
| 9 | Re-elect Tim Baker as Director | Management | For | For |
| 10 | Re-elect Andronico Luksic as Director | Management | For | For |
| 11 | Re-elect Vivianne Blanlot as Director | Management | For | For |
| 12 | Re-elect Jorge Bande as Director | Management | For | For |
| 13 | Re-elect Francisca Castro as Director | Management | For | For |
| 14 | Elect Michael Anglin as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| APTARGROUP, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ATR SECURITY ID: 038336103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Giovanna Kampouri Monnas | Management | For | For |
| 1b | Elect Director Isabel Marey-Semper | Management | For | For |
| 1c | Elect Director Stephan B. Tanda | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BALL CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: BLL SECURITY ID: 058498106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.2 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.3 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CABOT CORP. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: CBT SECURITY ID: 127055101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Morrow | Management | For | For |
| 1.2 | Elect Director Sue H. Rataj | Management | For | For |
| 1.3 | Elect Director Frank A. Wilson | Management | For | For |
| 1.4 | Elect Director Matthias L. Wolfgruber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CELANESE CORP. MEETING DATE: SEP 17, 2018 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Eliminate Series B Common Stock and to Redesignate Series A as Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CELANESE CORPORATION MEETING DATE: APR 18, 2019 | ||||
| TICKER: CE SECURITY ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Marc C. Rohr | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: CF SECURITY ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director John D. Johnson | Management | For | For |
| 1h | Elect Director Anne P. Noonan | Management | For | For |
| 1i | Elect Director Michael J. Toelle | Management | For | For |
| 1j | Elect Director Theresa E. Wagler | Management | For | For |
| 1k | Elect Director Celso L. White | Management | For | For |
| 1l | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CLEVELAND-CLIFFS, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: CLF SECURITY ID: 185899101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Baldwin | Management | For | For |
| 1.2 | Elect Director Robert P. Fisher, Jr. | Management | For | For |
| 1.3 | Elect Director Lourenco Goncalves | Management | For | For |
| 1.4 | Elect Director Susan M. Green | Management | For | For |
| 1.5 | Elect Director M. Ann Harlan | Management | For | For |
| 1.6 | Elect Director Janet L. Miller | Management | For | For |
| 1.7 | Elect Director Joseph A. Rutkowski, Jr. | Management | For | For |
| 1.8 | Elect Director Eric M. Rychel | Management | For | For |
| 1.9 | Elect Director Michael D. Siegal | Management | For | For |
| 1.10 | Elect Director Gabriel Stoliar | Management | For | For |
| 1.11 | Elect Director Douglas C. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CROWN HOLDINGS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: CCK SECURITY ID: 228368106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Andrea J. Funk | Management | For | For |
| 1.4 | Elect Director Rose Lee | Management | For | For |
| 1.5 | Elect Director William G. Little | Management | For | For |
| 1.6 | Elect Director Hans J. Loliger | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DOWDUPONT INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: DWDP SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DUPONT DE NEMOURS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: DD SECURITY ID: 26078J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward D. Breen | Management | For | For |
| 1b | Elect Director Ruby R. Chandy | Management | For | For |
| 1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1d | Elect Director Terrence R. Curtin | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director C. Marc Doyle | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| 6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
| EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2019 | ||||
| TICKER: EMN SECURITY ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Michael P. Connors | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.6 | Elect Director Julie F. Holder | Management | For | For |
| 1.7 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.8 | Elect Director Lewis M. Kling | Management | For | For |
| 1.9 | Elect Director Kim Ann Mink | Management | For | For |
| 1.10 | Elect Director James J. O'Brien | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ELEMENT SOLUTIONS INC MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ESI SECURITY ID: 28618M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Benjamin Gliklich | Management | For | For |
| 1c | Elect Director Scot R. Benson | Management | For | For |
| 1d | Elect Director Ian G.H. Ashken | Management | For | For |
| 1e | Elect Director Christopher T. Fraser | Management | For | For |
| 1f | Elect Director Michael F. Goss | Management | For | For |
| 1g | Elect Director Nichelle Maynard-Elliott | Management | For | For |
| 1h | Elect Director E. Stanley O'Neal | Management | For | For |
| 1i | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GCP APPLIED TECHNOLOGIES, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: GCP SECURITY ID: 36164Y101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip J. Mason | Management | For | Against |
| 1.2 | Elect Director Elizabeth Mora | Management | For | Against |
| 1.3 | Elect Director Clay H. Kiefaber | Management | For | For |
| 1.4 | Elect Director Ronald C. Cambre | Management | For | Against |
| 1.5 | Elect Director Gerald G. Colella | Management | For | Against |
| 1.6 | Elect Director James F. Kirsch | Management | For | For |
| 1.7 | Elect Director Marran H. Ogilvie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INGEVITY CORP. MEETING DATE: APR 25, 2019 | ||||
| TICKER: NGVT SECURITY ID: 45688C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director Luis Fernandez-Moreno | Management | For | For |
| 1.3 | Elect Director J. Michael Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.5 | Elect Director Richard B. Kelson | Management | For | For |
| 1.6 | Elect Director Frederick J. Lynch | Management | For | For |
| 1.7 | Elect Director Karen G. Narwold | Management | For | For |
| 1.8 | Elect Director Daniel F. Sansone | Management | For | For |
| 1.9 | Elect Director D. Michael Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Eliminate Supermajority Vote Requirements | Management | For | For |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: IFF SECURITY ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda Buck | Management | For | For |
| 1c | Elect Director Michael L. Ducker | Management | For | For |
| 1d | Elect Director David R. Epstein | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Katherine M. Hudson | Management | For | For |
| 1j | Elect Director Dale F. Morrison | Management | For | For |
| 1k | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIVENT CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: LTHM SECURITY ID: 53814L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael F. Barry | Management | For | For |
| 1b | Elect Director Steven T. Merkt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: LYB SECURITY ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet "Jeet" Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella "Bella" Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh "Bob" Patel | Management | For | For |
| 1l | Elect Director Rudy van der Meer | Management | For | For |
| 2 | Approve Discharge of Executive Director and Prior Management Board | Management | For | For |
| 3 | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Approve Dividends of USD 4.00 Per Share | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| NEWMONT MINING CORPORATION MEETING DATE: APR 11, 2019 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Arrangement Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NEWMONT MINING CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NEM SECURITY ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Sheri E. Hickok | Management | For | For |
| 1.9 | Elect Director Rene Medori | Management | For | For |
| 1.10 | Elect Director Jane Nelson | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 1.12 | Elect Director Molly P. Zhang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OLIN CORP. MEETING DATE: APR 25, 2019 | ||||
| TICKER: OLN SECURITY ID: 680665205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Robert Bunch | Management | For | For |
| 1.2 | Elect Director Randall W. Larrimore | Management | For | For |
| 1.3 | Elect Director John M. B. O'Connor | Management | For | For |
| 1.4 | Elect Director Scott M. Sutton | Management | For | For |
| 1.5 | Elect Director William H. Weideman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: OCT 16, 2018 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Information on Resignation of Romeo Kreinberg as Director | Management | None | None |
| 2 | Ratify Co-optation of Kerry Galvin as Director | Management | For | For |
| 3 | Elect Jack Clem as Director | Management | For | For |
| 4 | Elect Corning Painter as Director | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2019 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Annual Accounts | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Appoint Ernst & Young as Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| ORION ENGINEERED CARBONS SA MEETING DATE: APR 16, 2019 | ||||
| TICKER: OEC SECURITY ID: L72967109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Renewal of Authorized Share Capital | Management | For | For |
| OWENS-ILLINOIS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: OI SECURITY ID: 690768403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon J. Hardie | Management | For | For |
| 1.2 | Elect Director Peter S. Hellman | Management | For | For |
| 1.3 | Elect Director John Humphrey | Management | For | For |
| 1.4 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.5 | Elect Director Andres A. Lopez | Management | For | For |
| 1.6 | Elect Director Alan J. Murray | Management | For | For |
| 1.7 | Elect Director Hari N. Nair | Management | For | For |
| 1.8 | Elect Director Hugh H. Roberts | Management | For | For |
| 1.9 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Carol A. Williams | Management | For | For |
| 1.12 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROYAL GOLD, INC. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: RGLD SECURITY ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tony A. Jensen | Management | For | For |
| 1b | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STEEL DYNAMICS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: STLD SECURITY ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SUMMIT MATERIALS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SUM SECURITY ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Hill | Management | For | For |
| 1.2 | Elect Director Joseph S. Cantie | Management | For | For |
| 1.3 | Elect Director Anne M. Cooney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| THE CHEMOURS CO. MEETING DATE: APR 30, 2019 | ||||
| TICKER: CC SECURITY ID: 163851108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Sean D. Keohane | Management | For | For |
| 1h | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Pay Disparity | Shareholder | Against | Against |
| THE MOSAIC COMPANY MEETING DATE: MAY 23, 2019 | ||||
| TICKER: MOS SECURITY ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cheryl K. Beebe | Management | For | For |
| 1b | Elect Director Oscar P. Bernardes | Management | For | For |
| 1c | Elect Director Nancy E. Cooper | Management | For | For |
| 1d | Elect Director Gregory L. Ebel | Management | For | For |
| 1e | Elect Director Timothy S. Gitzel | Management | For | For |
| 1f | Elect Director Denise C. Johnson | Management | For | For |
| 1g | Elect Director Emery N. Koenig | Management | For | For |
| 1h | Elect Director William T. Monahan | Management | For | For |
| 1i | Elect Director James 'Joc' C. O'Rourke | Management | For | For |
| 1j | Elect Director Steven M. Seibert | Management | For | For |
| 1k | Elect Director Luciano Siani Pires | Management | For | For |
| 1l | Elect Director Kelvin W. Westbrook | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 17, 2019 | ||||
| TICKER: SHW SECURITY ID: 824348106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director John G. Morikis | Management | For | For |
| 1.8 | Elect Director Christine A. Poon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Michael H. Thaman | Management | For | For |
| 1.11 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.12 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| TRONOX HOLDINGS PLC MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TROX SECURITY ID: G9087Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Mutlaq Al-Morished | Management | For | For |
| 1.4 | Elect Director Vanessa Guthrie | Management | For | For |
| 1.5 | Elect Director Andrew P. Hines | Management | For | For |
| 1.6 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.7 | Elect Director Peter B. Johnston | Management | For | For |
| 1.8 | Elect Director Ginger M. Jones | Management | For | For |
| 1.9 | Elect Director Stephen Jones | Management | For | For |
| 1.10 | Elect Director Moazzam Khan | Management | For | For |
| 1.11 | Elect Director Mxolisi Mgojo - Withdrawn | Management | None | None |
| 1.12 | Elect Director Sipho Nkosi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRONOX LTD. MEETING DATE: MAR 08, 2019 | ||||
| TICKER: TROX SECURITY ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Re-domicile Transaction | Management | For | For |
| UNIVAR, INC. MEETING DATE: FEB 27, 2019 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| UNIVAR, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: UNVR SECURITY ID: 91336L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Byrne | Management | For | For |
| 1.2 | Elect Director David C. Jukes | Management | For | For |
| 1.3 | Elect Director Kerry J. Preete | Management | For | For |
| 1.4 | Elect Director William S. Stavropoulos | Management | For | For |
| 1.5 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VULCAN MATERIALS COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: VMC SECURITY ID: 929160109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathleen L. Quirk | Management | For | For |
| 1b | Elect Director David P. Steiner | Management | For | For |
| 1c | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| W.R. GRACE & CO. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: GRA SECURITY ID: 38388F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julie Fasone Holder | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.4 | Elect Director Henry R. Slack | Management | For | For |
| 1.5 | Elect Director Kathleen G. Reiland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WLK SECURITY ID: 960413102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert Chao | Management | For | For |
| 1.2 | Elect Director David T. Chao | Management | For | For |
| 1.3 | Elect Director Michael J. Graff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL TECHNOLOGY AND DEVICES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBOTT LABORATORIES MEETING DATE: APR 26, 2019 | ||||
| TICKER: ABT SECURITY ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: A SECURITY ID: 00846U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hans E. Bishop | Management | For | For |
| 1.2 | Elect Director Paul N. Clark | Management | For | For |
| 1.3 | Elect Director Tadataka Yamada | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: ALGN SECURITY ID: 016255101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Dallas | Management | For | For |
| 1.2 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.3 | Elect Director Joseph Lacob | Management | For | For |
| 1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.5 | Elect Director George J. Morrow | Management | For | For |
| 1.6 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.7 | Elect Director Andrea L. Saia | Management | For | For |
| 1.8 | Elect Director Greg J. Santora | Management | For | For |
| 1.9 | Elect Director Susan E. Siegel | Management | For | For |
| 1.10 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATRICURE, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ATRC SECURITY ID: 04963C209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael H. Carrel | Management | For | For |
| 1b | Elect Director Mark A. Collar | Management | For | For |
| 1c | Elect Director Scott W. Drake | Management | For | For |
| 1d | Elect Director Regina E. Groves | Management | For | For |
| 1e | Elect Director B. Kristine Johnson | Management | For | For |
| 1f | Elect Director Mark R. Lanning | Management | For | For |
| 1g | Elect Director Sven A. Wehrwein | Management | For | For |
| 1h | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BAXTER INTERNATIONAL INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: BAX SECURITY ID: 071813109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose "Joe" E. Almeida | Management | For | For |
| 1b | Elect Director Thomas F. Chen | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director James R. Gavin, III | Management | For | For |
| 1e | Elect Director Peter S. Hellman | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director Patricia B. Morrrison | Management | For | For |
| 1h | Elect Director Stephen N. Oesterle | Management | For | For |
| 1i | Elect Director Cathy R. Smith | Management | For | For |
| 1j | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1k | Elect Director Albert P.L. Stroucken | Management | For | For |
| 1l | Elect Director Amy A. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| BECTON, DICKINSON & CO. MEETING DATE: JAN 22, 2019 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Claire Pomeroy | Management | For | For |
| 1.10 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.11 | Elect Director Timothy M. Ring | Management | For | For |
| 1.12 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| BENEFITFOCUS, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: BNFT SECURITY ID: 08180D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas A. Dennerline | Management | For | For |
| 1.2 | Elect Director Francis J. Pelzer, V | Management | For | For |
| 1.3 | Elect Director Ana M. White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BRUKER CORPORATION MEETING DATE: MAY 20, 2019 | ||||
| TICKER: BRKR SECURITY ID: 116794108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank H. Laukien | Management | For | For |
| 1.2 | Elect Director John Ornell | Management | For | For |
| 1.3 | Elect Director Richard A. Packer | Management | For | For |
| 1.4 | Elect Director Robert Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CALYXT, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: CLXT SECURITY ID: 13173L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andre Choulika | Management | For | For |
| 1.2 | Elect Director Philippe Dumont | Management | For | For |
| 1.3 | Elect Director Jonathan B. Fassberg | Management | For | For |
| 1.4 | Elect Director Anna Ewa Kozicz-Stankiewicz | Management | For | For |
| 1.5 | Elect Director Kimberly K. Nelson | Management | For | For |
| 1.6 | Elect Director Christopher J. Neugent | Management | For | For |
| 1.7 | Elect Director Yves J. Ribeill | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CASTLIGHT HEALTH, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CSLT SECURITY ID: 14862Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Park | Management | For | For |
| 1.2 | Elect Director David B. Singer | Management | For | For |
| 1.3 | Elect Director Judith K. Verhave | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CIGNA CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: CI SECURITY ID: 125523100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.13 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Cyber Risk *Withdrawn Resolution* | Shareholder | None | None |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| DANAHER CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: DHR SECURITY ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DEXCOM, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: DXCM SECURITY ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven R. Altman | Management | For | For |
| 1b | Elect Director Barbara E. Kahn | Management | For | For |
| 1c | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: EW SECURITY ID: 28176E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Wesley W. von Schack | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| EHEALTH, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: EHTH SECURITY ID: 28238P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott N. Flanders | Management | For | For |
| 1.2 | Elect Director Michael D. Goldberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| FISHER & PAYKEL HEALTHCARE CORP. LTD. MEETING DATE: AUG 23, 2018 | ||||
| TICKER: FPH SECURITY ID: Q38992105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Scott St John as Director | Management | For | For |
| 2 | Elect Michael Daniell as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve Issuance of Performance Share Rights to Lewis Gradon | Management | For | Against |
| 5 | Approve Issuance of Options to Lewis Gradon | Management | For | For |
| FLUIDIGM CORPORATION MEETING DATE: JUN 03, 2019 | ||||
| TICKER: FLDM SECURITY ID: 34385P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura M. Clague | Management | For | For |
| 1.2 | Elect Director Samuel D. Colella | Management | For | For |
| 1.3 | Elect Director Stephen Christopher Linthwaite | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: GNMK SECURITY ID: 372309104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa M. Giles | Management | For | For |
| 1.2 | Elect Director Michael S. Kagnoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HCA HEALTHCARE, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: HCA SECURITY ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas F. Frist, III | Management | For | For |
| 1b | Elect Director Samuel N. Hazen | Management | For | For |
| 1c | Elect Director Meg G. Crofton | Management | For | For |
| 1d | Elect Director Robert J. Dennis | Management | For | For |
| 1e | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1f | Elect Director William R. Frist | Management | For | For |
| 1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| HOLOGIC, INC. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: HOLX SECURITY ID: 436440101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.4 | Elect Director Scott T. Garrett | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director Namal Nawana | Management | For | For |
| 1.7 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.8 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HTG MOLECULAR DIAGNOSTICS, INC. MEETING DATE: AUG 15, 2018 | ||||
| TICKER: HTGM SECURITY ID: 40434H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michelle R. Griffin | Management | For | For |
| 1.2 | Elect Director Ann F. Hanham | Management | For | For |
| 1.3 | Elect Director Timothy (TJ) B. Johnson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| HUMANA INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: HUM SECURITY ID: 444859102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Karen B. DeSalvo | Management | For | For |
| 1f | Elect Director W. Roy Dunbar | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director William J. McDonald | Management | For | For |
| 1i | Elect Director James J. O'Brien | Management | For | For |
| 1j | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ICU MEDICAL, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: ICUI SECURITY ID: 44930G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vivek Jain | Management | For | For |
| 1.2 | Elect Director George A. Lopez | Management | For | For |
| 1.3 | Elect Director Robert S. Swinney | Management | For | For |
| 1.4 | Elect Director David C. Greenberg | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director David F. Hoffmeister | Management | For | For |
| 1.7 | Elect Director Donald M. Abbey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IDEXX LABORATORIES, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: IDXX SECURITY ID: 45168D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jonathan W. Ayers | Management | For | For |
| 1b | Elect Director Stuart M. Essig | Management | For | For |
| 1c | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSULET CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: PODD SECURITY ID: 45784P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jessica Hopfield | Management | For | For |
| 1.2 | Elect Director David Lemoine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: IART SECURITY ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1.3 | Elect Director Keith Bradley | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTUITIVE SURGICAL, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: ISRG SECURITY ID: 46120E602 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Gary S. Guthart | Management | For | For |
| 1c | Elect Director Amal M. Johnson | Management | For | For |
| 1d | Elect Director Don R. Kania | Management | For | For |
| 1e | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1f | Elect Director Alan J. Levy | Management | For | For |
| 1g | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1h | Elect Director Mark J. Rubash | Management | For | For |
| 1i | Elect Director Lonnie M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| LIVANOVA PLC MEETING DATE: JUN 18, 2019 | ||||
| TICKER: LIVN SECURITY ID: G5509L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francesco Bianchi | Management | For | For |
| 1.2 | Elect Director Stacy Enxing Seng | Management | For | For |
| 1.3 | Elect Director William A. Kozy | Management | For | For |
| 1.4 | Elect Director Damien McDonald | Management | For | For |
| 1.5 | Elect Director Daniel J. Moore | Management | For | For |
| 1.6 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.7 | Elect Director Alfred J. Novak | Management | For | For |
| 1.8 | Elect Director Sharon O'Kane | Management | For | For |
| 1.9 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.10 | Elect Director Andrea L. Saia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditor | Management | For | For |
| LONZA GROUP AG MEETING DATE: APR 18, 2019 | ||||
| TICKER: LONN SECURITY ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1.1 | Reelect Patrick Aebischer as Director | Management | For | For |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.3 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Margot Scheltema as Director | Management | For | For |
| 5.1.8 | Reelect Juergen Steinemann as Director | Management | For | Against |
| 5.1.9 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinmann as Member of the Nomination and Compensation Committee | Management | For | Against |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5 Million | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 13.4 Million | Management | For | For |
| 10 | Approve Creation of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| MASIMO CORPORATION MEETING DATE: MAY 30, 2019 | ||||
| TICKER: MASI SECURITY ID: 574795100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Mikkelson | Management | For | For |
| 1.2 | Elect Director Craig Reynolds | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| MEDTRONIC PLC MEETING DATE: DEC 07, 2018 | ||||
| TICKER: MDT SECURITY ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NAKANISHI INC. MEETING DATE: MAR 28, 2019 | ||||
| TICKER: 7716 SECURITY ID: J4800J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Management | For | For |
| NANOSONICS LTD. MEETING DATE: NOV 09, 2018 | ||||
| TICKER: NAN SECURITY ID: Q6499K102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Steven Sargent as Director | Management | For | For |
| 2 | Elect Marie McDonald as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve Issuance of Performance Rights to Michael Kavanagh | Management | For | For |
| 5 | Approve Issuance of Performance Rights and Options to Michael Kavanagh | Management | For | For |
| NATERA, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: NTRA SECURITY ID: 632307104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy Baynes | Management | For | For |
| 1.2 | Elect Director James I. Healy | Management | For | For |
| 1.3 | Elect Director Gail Marcus | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PENUMBRA, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: PEN SECURITY ID: 70975L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don Kassing | Management | For | For |
| 1.2 | Elect Director Thomas Wilder | Management | For | For |
| 1.3 | Elect Director Janet Leeds | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PERKINELMER, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: PKI SECURITY ID: 714046109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Barrett | Management | For | For |
| 1b | Elect Director Samuel R. Chapin | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Sylvie Gregoire | Management | For | For |
| 1e | Elect Director Alexis P. Michas | Management | For | For |
| 1f | Elect Director Patrick J. Sullivan | Management | For | For |
| 1g | Elect Director Frank Witney | Management | For | For |
| 1h | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| RESMED, INC. MEETING DATE: NOV 15, 2018 | ||||
| TICKER: RMD SECURITY ID: 761152107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Farrell | Management | For | For |
| 1b | Elect Director Harjit Gill | Management | For | For |
| 1c | Elect Director Ron Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SARTORIUS STEDIM BIOTECH SA MEETING DATE: MAR 26, 2019 | ||||
| TICKER: DIM SECURITY ID: F8005V210 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.57 per Share | Management | For | For |
| 4 | Approve Auditors Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Termination Package of Joachim Kreuzburg, Chairman and CEO | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 268,800 | Management | For | For |
| 7 | Approve Compensation of Joachim Kreuzburg, Chairman and CEO | Management | For | Against |
| 8 | Approve Remuneration Policy of Joachim Kreuzburg, Chairman and CEO | Management | For | Against |
| 9 | Reelect Joachim Kreuzburg as Director | Management | For | For |
| 10 | Reelect Lothar Kappich as Director | Management | For | For |
| 11 | Reelect Henri Riey as Director | Management | For | For |
| 12 | Elect Pascale Boissel as Director | Management | For | For |
| 13 | Elect Rene Faber as Director | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 16 | Update and Adopt new Bylaws in Accordance with New Regulation | Management | For | Abstain |
| 17 | Amend Article 15 of Bylaws Re: Employee Representative | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SMITH & NEPHEW PLC MEETING DATE: APR 11, 2019 | ||||
| TICKER: SN SECURITY ID: 83175M205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Graham Baker as Director | Management | For | For |
| 5 | Re-elect Vinita Bali as Director | Management | For | For |
| 6 | Re-elect Baroness Virginia Bottomley as Director | Management | For | For |
| 7 | Re-elect Roland Diggelmann as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Robin Freestone as Director | Management | For | For |
| 10 | Elect Namal Nawana as Director | Management | For | For |
| 11 | Re-elect Marc Owen as Director | Management | For | For |
| 12 | Re-elect Angie Risley as Director | Management | For | For |
| 13 | Re-elect Roberto Quarta as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| STERIS PLC MEETING DATE: JUL 31, 2018 | ||||
| TICKER: STE SECURITY ID: G84720104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breeden | Management | For | For |
| 1b | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1c | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1d | Elect Director David B. Lewis | Management | For | For |
| 1e | Elect Director Duncan K. Nichol | Management | For | For |
| 1f | Elect Director Walter M. Rosebrough, Jr. | Management | For | For |
| 1g | Elect Director Nirav R. Shah | Management | For | For |
| 1h | Elect Director Mohsen M. Sohi | Management | For | For |
| 1i | Elect Director Richard M. Steeves | Management | For | For |
| 1j | Elect Director Loyal W. Wilson | Management | For | For |
| 1k | Elect Director Michael B. Wood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Appoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 4 | Authorise the Board or the Audit Committee to Fix Remuneration of Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| STERIS PLC MEETING DATE: FEB 28, 2019 | ||||
| TICKER: STE SECURITY ID: G84720104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement, Reduction in Share Capital, and Certain Ancillary Matters | Management | For | For |
| 2 | Approve the Creation of Distributable Profits within STERIS Ireland | Management | For | For |
| STERIS PLC MEETING DATE: FEB 28, 2019 | ||||
| TICKER: STE SECURITY ID: G84720111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| STRYKER CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: SYK SECURITY ID: 863667101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELADOC HEALTH, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: TDOC SECURITY ID: 87918A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Helen Darling | Management | For | For |
| 1.2 | Elect Director William H. Frist | Management | For | For |
| 1.3 | Elect Director Michael Goldstein | Management | For | For |
| 1.4 | Elect Director Jason Gorevic | Management | For | For |
| 1.5 | Elect Director Brian McAndrews | Management | For | For |
| 1.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 1.7 | Elect Director Arneek Multani | Management | For | For |
| 1.8 | Elect Director Kenneth H. Paulus | Management | For | For |
| 1.9 | Elect Director David Shedlarz | Management | For | For |
| 1.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 1.11 | Elect Director Mark Douglas Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TELEFLEX INCORPORATED MEETING DATE: MAY 03, 2019 | ||||
| TICKER: TFX SECURITY ID: 879369106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John C. Heinmiller | Management | For | For |
| 1b | Elect Director Andrew A. Krakauer | Management | For | For |
| 1c | Elect Director Richard A. Packer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: TMO SECURITY ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2019 | ||||
| TICKER: UNH SECURITY ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director John H. Noseworthy | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| VARIAN MEDICAL SYSTEMS, INC. MEETING DATE: FEB 14, 2019 | ||||
| TICKER: VAR SECURITY ID: 92220P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anat Ashkenazi | Management | For | For |
| 1b | Elect Director Jeffrey R. Balser | Management | For | For |
| 1c | Elect Director Judy Bruner | Management | For | For |
| 1d | Elect Director Jean-Luc Butel | Management | For | For |
| 1e | Elect Director Regina E. Dugan | Management | For | For |
| 1f | Elect Director R. Andrew Eckert | Management | For | For |
| 1g | Elect Director Timothy E. Guertin | Management | For | For |
| 1h | Elect Director David J. Illingworth | Management | For | For |
| 1i | Elect Director Dow R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VEEVA SYSTEMS INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: VEEV SECURITY ID: 922475108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E.F. Codd | Management | For | For |
| 1.2 | Elect Director Peter P. Gassner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| WRIGHT MEDICAL GROUP N.V. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: WMGI SECURITY ID: N96617118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director J. Patrick Mackin | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditor | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Board to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANTAGE OIL & GAS LTD. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: AAV SECURITY ID: 00765F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Stephen E. Balog | Management | For | For |
| 2.2 | Elect Director Paul G. Haggis | Management | For | For |
| 2.3 | Elect Director Andy J. Mah | Management | For | For |
| 2.4 | Elect Director Ronald A. McIntosh | Management | For | For |
| 2.5 | Elect Director Grant B. Fagerheim | Management | For | For |
| 2.6 | Elect Director Jill T. Angevine | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ARC RESOURCES LTD. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ARX SECURITY ID: 00208D408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Collyer | Management | For | For |
| 1.2 | Elect Director John P. Dielwart | Management | For | For |
| 1.3 | Elect Director Fred J. Dyment | Management | For | For |
| 1.4 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.5 | Elect Director Kathleen M. O'Neill | Management | For | For |
| 1.6 | Elect Director Herbert C. Pinder, Jr. | Management | For | For |
| 1.7 | Elect Director William G. Sembo | Management | For | For |
| 1.8 | Elect Director Nancy L. Smith | Management | For | For |
| 1.9 | Elect Director Myron M. Stadnyk | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ATMOS ENERGY CORP. MEETING DATE: FEB 06, 2019 | ||||
| TICKER: ATO SECURITY ID: 049560105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Kelly H. Compton | Management | For | For |
| 1d | Elect Director Sean Donohue | Management | For | For |
| 1e | Elect Director Rafael G. Garza | Management | For | For |
| 1f | Elect Director Richard K. Gordon | Management | For | For |
| 1g | Elect Director Robert C. Grable | Management | For | For |
| 1h | Elect Director Michael E. Haefner | Management | For | For |
| 1i | Elect Director Nancy K. Quinn | Management | For | For |
| 1j | Elect Director Richard A. Sampson | Management | For | For |
| 1k | Elect Director Stephen R. Springer | Management | For | For |
| 1l | Elect Director Diana J. Walters | Management | For | For |
| 1m | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Leaks & Management Actions | Shareholder | Against | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.6 | Elect Director Jamie S. Miller | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BONANZA CREEK ENERGY, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: BCEI SECURITY ID: 097793400 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric T. Greager | Management | For | For |
| 1.2 | Elect Director Paul Keglevic | Management | For | For |
| 1.3 | Elect Director Brian Steck | Management | For | For |
| 1.4 | Elect Director Thomas B. Tyree, Jr. | Management | For | For |
| 1.5 | Elect Director Jack E. Vaughn | Management | For | For |
| 1.6 | Elect Director Scott D. Vogel | Management | For | For |
| 1.7 | Elect Director Jeffrey "Jeff" E. Wojahn | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BORR DRILLING LTD. MEETING DATE: SEP 25, 2018 | ||||
| TICKER: BDRILL SECURITY ID: G1466R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 2 | Reelect Tor Olav Troim as Director | Management | For | Did Not Vote |
| 3 | Reelect Fredrik Halvorsen as Director | Management | For | Did Not Vote |
| 4 | Reelect Jan Rask as Director | Management | For | Did Not Vote |
| 5 | Reelect Patrick Schorn as Director | Management | For | Did Not Vote |
| 6 | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of USD 800,000 | Management | For | Did Not Vote |
| C&J ENERGY SERVICES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: CJ SECURITY ID: 12674R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Kennedy | Management | For | For |
| 1.2 | Elect Director Michael Roemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: CNP SECURITY ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Scott M. Prochazka | Management | For | For |
| 1g | Elect Director Susan O. Rheney | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director John W. Somerhalder, II | Management | For | For |
| 1j | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIMAREX ENERGY CO. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: XEC SECURITY ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.3 | Elect Director Monroe W. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| CONCHO RESOURCES INC. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| CONCHO RESOURCES, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CXO SECURITY ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven D. Gray | Management | For | For |
| 1.2 | Elect Director Susan J. Helms | Management | For | For |
| 1.3 | Elect Director Gary A. Merriman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CROWN POINT ENERGY, INC. MEETING DATE: AUG 30, 2018 | ||||
| TICKER: CWV SECURITY ID: ADPC03035 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian J. Moss | Management | For | For |
| 1.2 | Elect Director Gordon R. Kettleson | Management | For | For |
| 1.3 | Elect Director Pablo Peralta | Management | For | For |
| 1.4 | Elect Director Gabriel Obrador | Management | For | For |
| 1.5 | Elect Director Keith Turnbull | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander P. Shukis | Management | For | For |
| 1.2 | Elect Director Terence B. Jupp | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENBRIDGE, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ENB SECURITY ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Teresa S. Madden | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Michael E.J. Phelps *Withdrawn Resolution* | Management | None | None |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.12 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENCANA CORP. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ENCANA CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Steven W. Nance | Management | For | For |
| 1.7 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.8 | Elect Director Thomas G. Ricks | Management | For | For |
| 1.9 | Elect Director Brian G. Shaw | Management | For | For |
| 1.10 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.11 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.12 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Shareholder Rights Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EOG RESOURCES, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: FET SECURITY ID: 34984V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Christopher Gaut | Management | For | For |
| 1.2 | Elect Director David C. Baldwin | Management | For | For |
| 1.3 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GULFPORT ENERGY CORPORATION MEETING DATE: JUN 06, 2019 | ||||
| TICKER: GPOR SECURITY ID: 402635304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Wood | Management | For | For |
| 1.2 | Elect Director Craig Groeschel | Management | For | For |
| 1.3 | Elect Director David L. Houston | Management | For | For |
| 1.4 | Elect Director C. Doug Johnson | Management | For | For |
| 1.5 | Elect Director Ben T. Morris | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 1.7 | Elect Director Paul D. Westerman | Management | For | For |
| 1.8 | Elect Director Deborah G. Adams | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| HESS CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: HES SECURITY ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director John B. Hess | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.7 | Elect Director Marc S. Lipschultz | Management | For | For |
| 1.8 | Elect Director David McManus | Management | For | For |
| 1.9 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.10 | Elect Director James H. Quigley | Management | For | For |
| 1.11 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HIGHPOINT RESOURCES CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: HPR SECURITY ID: 43114K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Berg | Management | For | For |
| 1.2 | Elect Director Scott A. Gieselman | Management | For | For |
| 1.3 | Elect Director Craig S. Glick | Management | For | For |
| 1.4 | Elect Director Andrew C. Kidd | Management | For | For |
| 1.5 | Elect Director Lori A. Lancaster | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 1.7 | Elect Director William F. Owens | Management | For | For |
| 1.8 | Elect Director Edmund P. Segner, III | Management | For | For |
| 1.9 | Elect Director Michael R. Starzer | Management | For | For |
| 1.10 | Elect Director Randy I. Stein | Management | For | For |
| 1.11 | Elect Director Michael E. Wiley | Management | For | For |
| 1.12 | Elect Director R. Scot Woodall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ICD SECURITY ID: 453415309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.2 | Elect Director J. Anthony Gallegos, Jr. | Management | For | For |
| 1.3 | Elect Director James D. Crandell | Management | For | For |
| 1.4 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Daniel F. McNease | Management | For | For |
| 1.6 | Elect Director James G. Minmier | Management | For | For |
| 1.7 | Elect Director Adam J. Piekarski | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| KEYERA CORP. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: KEY SECURITY ID: 493271100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2.1 | Elect Director James V. Bertram | Management | For | For |
| 2.2 | Elect Director Douglas J. Haughey | Management | For | For |
| 2.3 | Elect Director Gianna Manes | Management | For | For |
| 2.4 | Elect Director Donald J. Nelson | Management | For | For |
| 2.5 | Elect Director Michael J. Norris | Management | For | For |
| 2.6 | Elect Director Thomas O'Connor | Management | For | For |
| 2.7 | Elect Director Charlene Ripley | Management | For | For |
| 2.8 | Elect Director David G. Smith | Management | For | For |
| 2.9 | Elect Director Janet Woodruff | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KINDER MORGAN, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: KMI SECURITY ID: 49456B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LEKOIL LTD. MEETING DATE: JUL 13, 2018 | ||||
| TICKER: LEK SECURITY ID: G5462G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Lisa Mitchell, as Director | Management | For | For |
| 3 | Reelect Thomas Schmitt, as Director | Management | For | For |
| 4 | Approve Appointment of Deloitte & Touche as Auditor | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| MAGNOLIA OIL & GAS CORPORATION MEETING DATE: JUN 07, 2019 | ||||
| TICKER: MGY SECURITY ID: 559663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Michael G. MacDougall | Management | For | For |
| 1g | Elect Director Dan F. Smith | Management | For | For |
| 1h | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: MDR SECURITY ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I.J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director Gary P. Luquette | Management | For | For |
| 1.8 | Elect Director James H. Miller | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: MDR SECURITY ID: 580037703 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Forbes I. J. Alexander | Management | For | For |
| 1.2 | Elect Director Philippe C. Barril | Management | For | For |
| 1.3 | Elect Director John F. Bookout, III | Management | For | For |
| 1.4 | Elect Director David Dickson | Management | For | For |
| 1.5 | Elect Director L. Richard Flury | Management | For | For |
| 1.6 | Elect Director W. Craig Kissel | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Gary P. Luquette | Management | For | For |
| 1.9 | Elect Director William H. Schumann, III | Management | For | For |
| 1.10 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew Fitzgerald | Management | For | For |
| 1.2 | Elect Director David McKenna | Management | For | For |
| 1.3 | Elect Director Robert Nipper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NEWFIELD EXPLORATION CO. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: NFX SECURITY ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| NISOURCE INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: NI SECURITY ID: 65473P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1c | Elect Director Eric L. Butler | Management | For | For |
| 1d | Elect Director Aristides S. Candris | Management | For | For |
| 1e | Elect Director Wayne S. DeVeydt | Management | For | For |
| 1f | Elect Director Joseph Hamrock | Management | For | For |
| 1g | Elect Director Deborah A. Henretta | Management | For | For |
| 1h | Elect Director Michael E. Jesanis | Management | For | For |
| 1i | Elect Director Kevin T. Kabat | Management | For | For |
| 1j | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| NOBLE ENERGY, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director James E. Craddock | Management | For | For |
| 1d | Elect Director Barbara J. Duganier | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NOG SECURITY ID: 665531109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bahram Akradi | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Roy "Ernie" Easley | Management | For | For |
| 1.4 | Elect Director Michael Frantz | Management | For | For |
| 1.5 | Elect Director Robert Grabb | Management | For | For |
| 1.6 | Elect Director Jack King | Management | For | For |
| 1.7 | Elect Director Joseph Lenz | Management | For | For |
| 1.8 | Elect Director Michael Popejoy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORTHWEST NATURAL HOLDING COMPANY MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NWN SECURITY ID: 66765N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tod R. Hamachek | Management | For | For |
| 1.2 | Elect Director Jane L. Peverett | Management | For | For |
| 1.3 | Elect Director Kenneth Thrasher | Management | For | For |
| 1.4 | Elect Director Charles A. Wilhoite | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NUVISTA ENERGY LTD. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: NVA SECURITY ID: 67072Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Ronald J. Eckhardt | Management | For | For |
| 2.2 | Elect Director Pentti O. Karkkainen | Management | For | For |
| 2.3 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.4 | Elect Director Ronald J. Poelzer | Management | For | For |
| 2.5 | Elect Director Brian G. Shaw | Management | For | For |
| 2.6 | Elect Director Sheldon B. Steeves | Management | For | For |
| 2.7 | Elect Director Deborah S. Stein | Management | For | For |
| 2.8 | Elect Director Jonathan A. Wright | Management | For | For |
| 2.9 | Elect Director Grant A. Zawalsky | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OASIS PETROLEUM, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: OAS SECURITY ID: 674215108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael McShane | Management | For | For |
| 1.2 | Elect Director Thomas B. "Tommy" Nusz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 10, 2019 | ||||
| TICKER: OXY SECURITY ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | Against |
| 1b | Elect Director Eugene L. Batchelder | Management | For | Against |
| 1c | Elect Director Margaret M. Foran | Management | For | Against |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | Against |
| 1e | Elect Director Vicki Hollub | Management | For | Against |
| 1f | Elect Director William R. Klesse | Management | For | Against |
| 1g | Elect Director Jack B. Moore | Management | For | Against |
| 1h | Elect Director Avedick B. Poladian | Management | For | Against |
| 1i | Elect Director Elisse B. Walter | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roderick A. Larson | Management | For | For |
| 1.2 | Elect Director Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: OIS SECURITY ID: 678026105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darrell E. Hollek | Management | For | For |
| 1.2 | Elect Director Robert L. Potter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ONEOK, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: OKE SECURITY ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Mark W. Helderman | Management | For | For |
| 1.5 | Elect Director Randall J. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PASON SYSTEMS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: PSI SECURITY ID: 702925108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director James D. Hill | Management | For | For |
| 2.2 | Elect Director James B. Howe | Management | For | For |
| 2.3 | Elect Director Marcel Kessler | Management | For | For |
| 2.4 | Elect Director T. Jay Collins | Management | For | For |
| 2.5 | Elect Director Judi M. Hess | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barton R. Brookman | Management | For | Did Not Vote |
| 1.2 | Elect Director Mark E. Ellis | Management | For | Did Not Vote |
| 1.3 | Elect Director Larry F. Mazza | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director Benjamin Dell | Shareholder | For | For |
| 1.2 | Elect Director James F. Adelson | Shareholder | For | For |
| 1.3 | Elect Director Alice E. Gould | Shareholder | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| PEMBINA PIPELINE CORPORATION MEETING DATE: MAY 03, 2019 | ||||
| TICKER: PPL SECURITY ID: 706327103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1.2 | Elect Director Michael (Mick) H. Dilger | Management | For | For |
| 1.3 | Elect Director Randall J. Findlay | Management | For | For |
| 1.4 | Elect Director Maureen E. Howe | Management | For | For |
| 1.5 | Elect Director Gordon J. Kerr | Management | For | For |
| 1.6 | Elect Director David M.B. LeGresley | Management | For | For |
| 1.7 | Elect Director Robert B. Michaleski | Management | For | For |
| 1.8 | Elect Director Leslie A. O'Donoghue | Management | For | For |
| 1.9 | Elect Director Bruce D. Rubin | Management | For | For |
| 1.10 | Elect Director Jeffrey T. Smith | Management | For | For |
| 1.11 | Elect Director Henry W. Sykes | Management | For | For |
| 2 | Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Shareholder Rights Plan | Management | For | For |
| 4 | Increase Authorized Class A Preferred Shares | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 16, 2019 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.4 | Elect Director Larry R. Grillot | Management | For | For |
| 1.5 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.6 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.7 | Elect Director Frank A. Risch | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.12 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QEP RESOURCES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: QEP SECURITY ID: 74733V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Phillips S. Baker, Jr. | Management | For | For |
| 1b | Elect Director Timothy J. Cutt | Management | For | For |
| 1c | Elect Director Julie A. Dill | Management | For | For |
| 1d | Elect Director Robert F. Heinemann | Management | For | For |
| 1e | Elect Director Michael J. Minarovic | Management | For | For |
| 1f | Elect Director M. W. Scoggins | Management | For | For |
| 1g | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1h | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| RANGE RESOURCES CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RRC SECURITY ID: 75281A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brenda A. Cline | Management | For | For |
| 1b | Elect Director Anthony V. Dub | Management | For | For |
| 1c | Elect Director James M. Funk | Management | For | For |
| 1d | Elect Director Steve D. Gray | Management | For | For |
| 1e | Elect Director Christopher A. Helms | Management | For | For |
| 1f | Elect Director Greg G. Maxwell | Management | For | For |
| 1g | Elect Director Steffen E. Palko | Management | For | For |
| 1h | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| RANGER ENERGY SERVICES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: RNGR SECURITY ID: 75282U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darron M. Anderson | Management | For | For |
| 1.2 | Elect Director Merrill A. 'Pete'Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Brett T. Agee | Management | For | For |
| 1.4 | Elect Director Richard E. Agee | Management | For | For |
| 1.5 | Elect Director William M. Austin | Management | For | For |
| 1.6 | Elect Director Charles S. Leykum | Management | For | For |
| 1.7 | Elect Director Gerald C. Cimador | Management | For | For |
| 1.8 | Elect Director Krishna Shivram | Management | For | For |
| 1.9 | Elect Director Michael C. Kearney | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAVANNAH PETROLEUM PLC MEETING DATE: MAR 14, 2019 | ||||
| TICKER: SAVP SECURITY ID: G781AA104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Consideration Shares | Management | For | For |
| 2 | Authorise Issue of Consideration Shares without Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 03, 2019 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Mark G. Papa | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SELECT ENERGY SERVICES, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: WTTR SECURITY ID: 81617J301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Schmitz | Management | For | For |
| 1b | Elect Director Holli C. Ladhani | Management | For | For |
| 1c | Elect Director Robert V. Delaney, Jr. | Management | For | For |
| 1d | Elect Director Adam J. Klein | Management | For | For |
| 1e | Elect Director David C. Baldwin | Management | For | For |
| 1f | Elect Director Douglas J. Wall | Management | For | For |
| 1g | Elect Director Richard A. Burnett | Management | For | For |
| 1h | Elect Director Keith O. Rattie | Management | For | For |
| 1i | Elect Director David A. Trice | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| SEVEN GENERATIONS ENERGY LTD. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: VII SECURITY ID: 81783Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mark Monroe | Management | For | For |
| 2.2 | Elect Director Marty Proctor | Management | For | For |
| 2.3 | Elect Director Avik Dey | Management | For | For |
| 2.4 | Elect Director Harvey Doerr | Management | For | For |
| 2.5 | Elect Director Paul Hand | Management | For | For |
| 2.6 | Elect Director Dale Hohm | Management | For | For |
| 2.7 | Elect Director Ronnie Irani | Management | For | For |
| 2.8 | Elect Director Bill McAdam | Management | For | For |
| 2.9 | Elect Director Jackie Sheppard | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SHELF DRILLING LTD. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SHLF SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Amend Articles Re: Board-Related | Management | For | For |
| 3 | Elect David Pittaway as Director | Management | For | Against |
| 4 | Elect John Reynolds as Director | Management | For | Against |
| 5 | Elect Tyson Smith as Director | Management | For | Against |
| 6 | Elect WANG Hongyuan as Director | Management | For | For |
| 7 | Elect ZHANG Menggui Morgan as Director | Management | For | For |
| SOUTH JERSEY INDUSTRIES, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: SJI SECURITY ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1b | Elect Director Thomas A. Bracken | Management | For | For |
| 1c | Elect Director Keith S. Campbell | Management | For | For |
| 1d | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1e | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1f | Elect Director Walter M. Higgins, III | Management | For | For |
| 1g | Elect Director Sunita Holzer | Management | For | For |
| 1h | Elect Director Michael J. Renna | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SOUTHWEST GAS HOLDINGS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: SWX SECURITY ID: 844895102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director John. P. Hester | Management | For | For |
| 1.6 | Elect Director Jane Lewis-Raymond | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director A. Randall Thoman | Management | For | For |
| 1.10 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.11 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change State of Incorporation from California to Delaware | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| SPIRE, INC. (MISSOURI) MEETING DATE: JAN 31, 2019 | ||||
| TICKER: SR SECURITY ID: 84857L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brenda D. Newberry | Management | For | For |
| 1.2 | Elect Director Suzanne Sitherwood | Management | For | For |
| 1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
| 1.4 | Elect Director Stephen S. Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SRC ENERGY INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: SRCI SECURITY ID: 78470V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lynn A. Peterson | Management | For | For |
| 1.2 | Elect Director Jack N. Aydin | Management | For | For |
| 1.3 | Elect Director Daniel E. Kelly | Management | For | For |
| 1.4 | Elect Director Paul J. Korus | Management | For | For |
| 1.5 | Elect Director Raymond E. McElhaney | Management | For | For |
| 1.6 | Elect Director Jennifer S. Zucker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SURGE ENERGY, INC. MEETING DATE: OCT 24, 2018 | ||||
| TICKER: SGY SECURITY ID: 86880Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition of Mount Bastion Oil & Gas Corp. | Management | For | For |
| TARGA RESOURCES CORP. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: TRGP SECURITY ID: 87612G101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Waters S. Davis, IV | Management | For | For |
| 1.2 | Elect Director Rene R. Joyce | Management | For | For |
| 1.3 | Elect Director Chris Tong | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: TTI SECURITY ID: 88162F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director John F. Glick | Management | For | For |
| 1.6 | Elect Director Gina A. Luna | Management | For | For |
| 1.7 | Elect Director Brady M. Murphy | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 1.9 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.7 | Elect Director Michael A. Creel | Management | For | For |
| 1.8 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.9 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.10 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOURMALINE OIL CORP. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: TOU SECURITY ID: 89156V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Rose | Management | For | For |
| 1.2 | Elect Director Brian G. Robinson | Management | For | For |
| 1.3 | Elect Director Jill T. Angevine | Management | For | For |
| 1.4 | Elect Director William D. Armstrong | Management | For | For |
| 1.5 | Elect Director Lee A. Baker | Management | For | For |
| 1.6 | Elect Director John W. Elick | Management | For | For |
| 1.7 | Elect Director Andrew B. MacDonald | Management | For | For |
| 1.8 | Elect Director Lucy M. Miller | Management | For | For |
| 1.9 | Elect Director Ronald C. Wigham | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TPG PACE ENERGY HOLDINGS CORP. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: TPGE SECURITY ID: 872656103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve SPAC Transaction | Management | For | For |
| A | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Authorize a New Class of Common Stock | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Amend Charter to Change Term of Office of Members of the Board | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | Against |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 7 | Approve Amendments to the Charter | Management | For | Against |
| 8 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11 | Adjourn Meeting | Management | For | Against |
| TRANSCANADA CORP. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: TRP SECURITY ID: 89353D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephan Cretier | Management | For | For |
| 1.2 | Elect Director Russell K. Girling | Management | For | For |
| 1.3 | Elect Director S. Barry Jackson | Management | For | For |
| 1.4 | Elect Director Randy Limbacher | Management | For | For |
| 1.5 | Elect Director John E. Lowe | Management | For | For |
| 1.6 | Elect Director Una Power | Management | For | For |
| 1.7 | Elect Director Mary Pat Salomone | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
| 1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.11 | Elect Director Thierry Vandal | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Change Company Name to TC Energy Corporation/ Corporation TC Energie | Management | For | For |
| 5 | Approve Shareholder Rights Plan | Management | For | For |
| 6 | Prepare a Report Outlining How the Company Respects Internationally Recognized Standards for Indigenous Peoples Rights in its Business Activities | Shareholder | Against | Against |
| VALENER, INC. MEETING DATE: MAR 21, 2019 | ||||
| TICKER: VNR SECURITY ID: 91912H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary-Ann Bell | Management | For | For |
| 1.2 | Elect Director Francois Gervais | Management | For | For |
| 1.3 | Elect Director Gwen Klees | Management | For | For |
| 1.4 | Elect Director Pierre Monahan | Management | For | For |
| 1.5 | Elect Director Serge Regnier | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 25, 2019 | ||||
| TICKER: WFTIF SECURITY ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director John D. Gass | Management | For | For |
| 1d | Elect Director Emyr Jones Parry | Management | For | For |
| 1e | Elect Director Francis S. Kalman | Management | For | For |
| 1f | Elect Director David S. King | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Mark A. McCollum | Management | For | For |
| 1i | Elect Director Angela A. Minas | Management | For | For |
| 1j | Elect Director Guillermo Ortiz | Management | For | For |
| 2 | Approve KPMG LLP as Auditor and KPMG Chartered Accountants, Dublin as Statutory Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| WHITING PETROLEUM CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: WLL SECURITY ID: 966387409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Michael B. Walen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WPX ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WPX SECURITY ID: 98212B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Robert K. Herdman | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Karl F. Kurz | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.7 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.8 | Elect Director Valerie M. Williams | Management | For | For |
| 1.9 | Elect Director David F. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNICO EAGLE MINES LTD. MEETING DATE: APR 26, 2019 | ||||
| TICKER: AEM SECURITY ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Share Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ANDEAVOR MEETING DATE: SEP 24, 2018 | ||||
| TICKER: ANDV SECURITY ID: 03349M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| APTARGROUP, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ATR SECURITY ID: 038336103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Giovanna Kampouri Monnas | Management | For | For |
| 1b | Elect Director Isabel Marey-Semper | Management | For | For |
| 1c | Elect Director Stephan B. Tanda | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| AVERY DENNISON CORPORATION MEETING DATE: APR 25, 2019 | ||||
| TICKER: AVY SECURITY ID: 053611109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mark J. Barrenechea | Management | For | For |
| 1e | Elect Director Mitchell R. Butier | Management | For | For |
| 1f | Elect Director Ken C. Hicks | Management | For | For |
| 1g | Elect Director Andres A. Lopez | Management | For | For |
| 1h | Elect Director David E. I. Pyott | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Julia A. Stewart | Management | For | For |
| 1k | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 10, 2019 | ||||
| TICKER: BHGE SECURITY ID: 05722G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.6 | Elect Director Jamie S. Miller | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | For |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BARRICK GOLD CORPORATION MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ABX SECURITY ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Bristow | Management | For | For |
| 1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.3 | Elect Director Christopher L. Coleman | Management | For | For |
| 1.4 | Elect Director J. Michael Evans | Management | For | For |
| 1.5 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.6 | Elect Director J. Brett Harvey | Management | For | For |
| 1.7 | Elect Director Andrew J. Quinn | Management | For | For |
| 1.8 | Elect Director John L. Thornton | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CABOT OIL & GAS CORPORATION MEETING DATE: MAY 01, 2019 | ||||
| TICKER: COG SECURITY ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CNQ SECURITY ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CENOVUS ENERGY, INC. MEETING DATE: APR 24, 2019 | ||||
| TICKER: CVE SECURITY ID: 15135U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Susan F. Dabarno | Management | For | For |
| 2.2 | Elect Director Patrick D. Daniel | Management | For | For |
| 2.3 | Elect Director Jane E. Kinney | Management | For | For |
| 2.4 | Elect Director Harold N. Kvisle | Management | For | For |
| 2.5 | Elect Director Steven F. Leer | Management | For | For |
| 2.6 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.7 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.8 | Elect Director Claude Mongeau | Management | For | For |
| 2.9 | Elect Director Alexander J. Pourbaix | Management | For | For |
| 2.10 | Elect Director Wayne G. Thomson | Management | For | For |
| 2.11 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Set and Publish Greenhouse Gas (GHG) Emissions Reduction Targets | Shareholder | Against | Against |
| CENTENNIAL RESOURCE DEVELOPMENT, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: CDEV SECURITY ID: 15136A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark G. Papa | Management | For | For |
| 1.2 | Elect Director David M. Leuschen | Management | For | For |
| 1.3 | Elect Director Pierre F. Lapeyre, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Amend Charter to Eliminate Certain Provisions Relating to the Company's Business Combination and its Capital Structure pPeceding the Business Combination | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHEVRON CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: CVX SECURITY ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director Inge G. Thulin | Management | For | For |
| 1j | Elect Director D. James Umpleby, III | Management | For | For |
| 1k | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Right to Water | Shareholder | Against | Against |
| 5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | Against |
| 6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CONOCOPHILLIPS MEETING DATE: MAY 14, 2019 | ||||
| TICKER: COP SECURITY ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CRESCENT POINT ENERGY CORP. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: CPG SECURITY ID: 22576C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Craig Bryksa | Management | For | For |
| 2.2 | Elect Director Laura A. Cillis | Management | For | For |
| 2.3 | Elect Director James E. Craddock | Management | For | For |
| 2.4 | Elect Director John P. Dielwart | Management | For | For |
| 2.5 | Elect Director Ted Goldthorpe | Management | For | For |
| 2.6 | Elect Director Robert F. Heinemann | Management | For | For |
| 2.7 | Elect Director Mike Jackson | Management | For | For |
| 2.8 | Elect Director Jennifer F. Koury | Management | For | For |
| 2.9 | Elect Director Francois Langlois | Management | For | For |
| 2.10 | Elect Director Barbara Munroe | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Reduction in Stated Capital | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CROWN HOLDINGS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: CCK SECURITY ID: 228368106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Andrea J. Funk | Management | For | For |
| 1.4 | Elect Director Rose Lee | Management | For | For |
| 1.5 | Elect Director William G. Little | Management | For | For |
| 1.6 | Elect Director Hans J. Loliger | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| DELEK US HOLDINGS, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: DK SECURITY ID: 24665A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Carlos E. Jorda | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director Vicky Sutil | Management | For | For |
| 1.6 | Elect Director David Wiessman | Management | For | For |
| 1.7 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: DVN SECURITY ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIAMONDBACK ENERGY, INC. MEETING DATE: NOV 27, 2018 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: FANG SECURITY ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael L. Hollis | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.7 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: DRQ SECURITY ID: 262037104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander P. Shukis | Management | For | For |
| 1.2 | Elect Director Terence B. Jupp | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EAGLE MATERIALS INC. MEETING DATE: AUG 02, 2018 | ||||
| TICKER: EXP SECURITY ID: 26969P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director F. William Barnett | Management | For | For |
| 1B | Elect Director Richard Beckwitt | Management | For | For |
| 1C | Elect Director Ed H. Bowman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENCANA CORP. MEETING DATE: FEB 12, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ENCANA CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ECA SECURITY ID: 292505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter A. Dea | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Howard J. Mayson | Management | For | For |
| 1.4 | Elect Director Lee A. McIntire | Management | For | For |
| 1.5 | Elect Director Margaret A. McKenzie | Management | For | For |
| 1.6 | Elect Director Steven W. Nance | Management | For | For |
| 1.7 | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1.8 | Elect Director Thomas G. Ricks | Management | For | For |
| 1.9 | Elect Director Brian G. Shaw | Management | For | For |
| 1.10 | Elect Director Douglas J. Suttles | Management | For | For |
| 1.11 | Elect Director Bruce G. Waterman | Management | For | For |
| 1.12 | Elect Director Clayton H. Woitas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Shareholder Rights Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EOG RESOURCES, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: EOG SECURITY ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITRANS MIDSTREAM CORPORATION MEETING DATE: JUN 11, 2019 | ||||
| TICKER: ETRN SECURITY ID: 294600101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.4 | Elect Director Thomas F. Karam | Management | For | For |
| 1.5 | Elect Director David L. Porges | Management | For | For |
| 1.6 | Elect Director Norman J. Szydlowski | Management | For | For |
| 1.7 | Elect Director Robert F. Vagt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| FRANCO-NEVADA CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: FNV SECURITY ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Catharine Farrow | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Jennifer Maki | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GOLAR LNG LTD. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: GLNG SECURITY ID: G9456A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Thorleif Egeli as Director | Management | For | For |
| 4 | Reelect Carl Steen as Director | Management | For | For |
| 5 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 6 | Reelect Lori Wheeler Naess as Director | Management | For | For |
| 7 | Reelect Michael Ashford as Director | Management | For | For |
| 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 22, 2019 | ||||
| TICKER: GPK SECURITY ID: 388689101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director David D. Campbell | Management | For | For |
| 1.3 | Elect Director Robert A. Hagemann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HALLIBURTON COMPANY MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HAL SECURITY ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| KOSMOS ENERGY LTD. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: KOS SECURITY ID: 500688106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAGNOLIA OIL & GAS CORPORATION MEETING DATE: JUN 07, 2019 | ||||
| TICKER: MGY SECURITY ID: 559663109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Michael G. MacDougall | Management | For | For |
| 1g | Elect Director Dan F. Smith | Management | For | For |
| 1h | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2019 | ||||
| TICKER: MPC SECURITY ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evan Bayh | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kim K.W. Rucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| NABORS INDUSTRIES LTD. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: NBR SECURITY ID: G6359F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tanya S. Beder | Management | For | For |
| 1.2 | Elect Director Anthony R. Chase | Management | For | For |
| 1.3 | Elect Director James R. Crane | Management | For | Withhold |
| 1.4 | Elect Director John P. Kotts | Management | For | Withhold |
| 1.5 | Elect Director Michael C. Linn | Management | For | Withhold |
| 1.6 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: NOV SECURITY ID: 637071101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| NCS MULTISTAGE HOLDINGS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NCSM SECURITY ID: 628877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew Fitzgerald | Management | For | For |
| 1.2 | Elect Director David McKenna | Management | For | For |
| 1.3 | Elect Director Robert Nipper | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NOBLE ENERGY, INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: NBL SECURITY ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director James E. Craddock | Management | For | For |
| 1d | Elect Director Barbara J. Duganier | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: OII SECURITY ID: 675232102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roderick A. Larson | Management | For | For |
| 1.2 | Elect Director Kevin McEvoy | Management | For | For |
| 1.3 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Confirm Notice and Quorum | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive Board's Report on Relocation | Management | None | None |
| 5 | Change Location of Registered Office/Headquarters to Aberdeen | Management | For | For |
| 6 | Elect Alasdair Shiach and Thomas Marsoner as Directors | Management | For | For |
| 7 | Amend Articles Re: Location of Registered Office | Management | For | For |
| ODFJELL DRILLING LTD. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: ODL SECURITY ID: G67180102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Helene Odfjell as Director | Management | For | For |
| 1.2 | Elect Susanne Munch Thore as Director | Management | For | For |
| 1.3 | Elect Thomas Marsoner as Director | Management | For | For |
| 1.4 | Elect Alasdair Shiach as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers AS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of USD 280,000 | Management | For | For |
| PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 07, 2019 | ||||
| TICKER: PKG SECURITY ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARSLEY ENERGY, INC. MEETING DATE: MAY 24, 2019 | ||||
| TICKER: PE SECURITY ID: 701877102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Browning | Management | For | For |
| 1B | Elect Director David H. Smith | Management | For | For |
| 1C | Elect Director Jerry Windlinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PDC ENERGY, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: PDCE SECURITY ID: 69327R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barton R. Brookman | Management | For | Did Not Vote |
| 1.2 | Elect Director Mark E. Ellis | Management | For | Did Not Vote |
| 1.3 | Elect Director Larry F. Mazza | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director Benjamin Dell | Shareholder | For | For |
| 1.2 | Elect Director James F. Adelson | Shareholder | For | For |
| 1.3 | Elect Director Alice E. Gould | Shareholder | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| PHILLIPS 66 MEETING DATE: MAY 08, 2019 | ||||
| TICKER: PSX SECURITY ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Greg C. Garland | Management | For | For |
| 1b | Elect Director Gary K. Adams | Management | For | For |
| 1c | Elect Director John E. Lowe | Management | For | For |
| 1d | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Plastic Pollution *Withdrawn Resolution* | Shareholder | None | None |
| PINNACLE RENEWABLE ENERGY INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: PL SECURITY ID: 72349J107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Baylin | Management | For | For |
| 1b | Elect Director Pat Bell | Management | For | For |
| 1c | Elect Director Michael Lay | Management | For | For |
| 1d | Elect Director Hugh MacDiarmid | Management | For | For |
| 1e | Elect Director Robert McCurdy | Management | For | For |
| 1f | Elect Director Jane O'Hagan | Management | For | For |
| 1g | Elect Director Leroy Reitsma | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 16, 2019 | ||||
| TICKER: PXD SECURITY ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.4 | Elect Director Larry R. Grillot | Management | For | For |
| 1.5 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.6 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.7 | Elect Director Frank A. Risch | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.10 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.11 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.12 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRAIRIESKY ROYALTY LTD. MEETING DATE: APR 23, 2019 | ||||
| TICKER: PSK SECURITY ID: 739721108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Estey | Management | For | For |
| 1b | Elect Director Margaret A. McKenzie | Management | For | For |
| 1c | Elect Director Andrew M. Phillips | Management | For | For |
| 1d | Elect Director Myron M. Stadnyk | Management | For | For |
| 1e | Elect Director Sheldon B. Steeves | Management | For | For |
| 1f | Elect Director Grant A. Zawalsky | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PROPETRO HOLDING CORP. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: PUMP SECURITY ID: 74347M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale Redman | Management | For | For |
| 1.2 | Elect Director Spencer D. Armour, III | Management | For | For |
| 1.3 | Elect Director Steven Beal | Management | For | For |
| 1.4 | Elect Director Mark S. Berg | Management | For | For |
| 1.5 | Elect Director Anthony Best | Management | For | For |
| 1.6 | Elect Director Pryor Blackwell | Management | For | For |
| 1.7 | Elect Director Alan E. Douglas | Management | For | For |
| 1.8 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.9 | Elect Director Jack B. Moore | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RANDGOLD RESOURCES LTD. MEETING DATE: NOV 07, 2018 | ||||
| TICKER: RRS SECURITY ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Matters Relating to the All-Share Merger of Randgold Resources Limited with Barrick Gold Corporation | Management | For | For |
| RELIANCE INDUSTRIES LTD. MEETING DATE: JUL 05, 2018 | ||||
| TICKER: RELIANCE SECURITY ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect P. M. S. Prasad as Director | Management | For | For |
| 4 | Elect Nikhil R. Meswani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Mukesh D. Ambani as Managing Director | Management | For | For |
| 6 | Reelect Adil Zainulbhai as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| 8 | Approve Offer or Invitation to Subscribe to Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| RIGNET, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: RNET SECURITY ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Kevin Mulloy | Management | For | For |
| 1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.5 | Elect Director Keith Olsen | Management | For | For |
| 1.6 | Elect Director Brent K. Whittington | Management | For | For |
| 1.7 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.8 | Elect Director Steven E. Pickett | Management | For | For |
| 1.9 | Elect Director Gail P. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCHLUMBERGER LIMITED MEETING DATE: APR 03, 2019 | ||||
| TICKER: SLB SECURITY ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Mark G. Papa | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| SHELF DRILLING LTD. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: SHLF SECURITY ID: G23627105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Amend Articles Re: Board-Related | Management | For | Did Not Vote |
| 3 | Elect David Pittaway as Director | Management | For | Did Not Vote |
| 4 | Elect John Reynolds as Director | Management | For | Did Not Vote |
| 5 | Elect Tyson Smith as Director | Management | For | Did Not Vote |
| 6 | Elect WANG Hongyuan as Director | Management | For | Did Not Vote |
| 7 | Elect ZHANG Menggui Morgan as Director | Management | For | Did Not Vote |
| SUMMIT MATERIALS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SUM SECURITY ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas W. Hill | Management | For | For |
| 1.2 | Elect Director Joseph S. Cantie | Management | For | For |
| 1.3 | Elect Director Anne M. Cooney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SUNCOR ENERGY, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: SU SECURITY ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TEEKAY LNG PARTNERS LP MEETING DATE: DEC 18, 2018 | ||||
| TICKER: TGP SECURITY ID: Y8564M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Partnership to Elect to be Treated as a Corporation for U.S. Federal Income Tax Purposes | Management | For | For |
| 2 | Approve the Fourth Amended and Restated Partnership Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TENARIS SA MEETING DATE: MAY 06, 2019 | ||||
| TICKER: TEN SECURITY ID: 88031M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Elect Directors (Bundled) | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WMB SECURITY ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.7 | Elect Director Michael A. Creel | Management | For | For |
| 1.8 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.9 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.10 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.11 | Elect Director Murray D. Smith | Management | For | For |
| 1.12 | Elect Director William H. Spence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TPG PACE ENERGY HOLDINGS CORP. MEETING DATE: JUL 17, 2018 | ||||
| TICKER: TPGE SECURITY ID: 872656103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve SPAC Transaction | Management | For | For |
| A | If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST | Management | None | For |
| 2 | Authorize a New Class of Common Stock | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Amend Charter to Change Term of Office of Members of the Board | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | Against |
| 6 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 7 | Approve Amendments to the Charter | Management | For | Against |
| 8 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11 | Adjourn Meeting | Management | For | Against |
| VALERO ENERGY CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: VLO SECURITY ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESTERN FOREST PRODUCTS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: WEF SECURITY ID: 958211203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Cheri Phyfer | Management | For | For |
| 2.2 | Elect Director Daniel Nocente | Management | For | For |
| 2.3 | Elect Director Donald Demens | Management | For | For |
| 2.4 | Elect Director James Arthurs | Management | For | For |
| 2.5 | Elect Director Jane Bird | Management | For | For |
| 2.6 | Elect Director Laura A. Cillis | Management | For | For |
| 2.7 | Elect Director Lee Doney | Management | For | For |
| 2.8 | Elect Director Michael T. Waites | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| WESTROCK CO. MEETING DATE: FEB 01, 2019 | ||||
| TICKER: WRK SECURITY ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Colleen F. Arnold | Management | For | For |
| 1b | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1c | Elect Director J. Powell Brown | Management | For | For |
| 1d | Elect Director Michael E. Campbell | Management | For | For |
| 1e | Elect Director Terrell K. Crews | Management | For | For |
| 1f | Elect Director Russell M. Currey | Management | For | For |
| 1g | Elect Director John A. Luke, Jr. | Management | For | For |
| 1h | Elect Director Gracia C. Martore | Management | For | For |
| 1i | Elect Director James E. Nevels | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Steven C. Voorhees | Management | For | For |
| 1l | Elect Director Bettina M. Whyte | Management | For | For |
| 1m | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XTREME DRILLING CORP. MEETING DATE: AUG 13, 2018 | ||||
| TICKER: XDC SECURITY ID: 98419V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by AKITA Drilling Ltd. | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABEONA THERAPEUTICS INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ABEO SECURITY ID: 00289Y107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Alvino | Management | For | For |
| 1.2 | Elect Director Stefano Buono | Management | For | For |
| 1.3 | Elect Director Joao Siffert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| AC IMMUNE SA MEETING DATE: JUL 06, 2018 | ||||
| TICKER: ACIU SECURITY ID: H00263105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 547,000 | Management | For | Did Not Vote |
| 4.2 | Approve Equity Remuneration for Directors in the Amount of CHF 515,000 | Management | For | Did Not Vote |
| 4.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 1.8 Million | Management | For | Did Not Vote |
| 4.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 799,000 | Management | For | Did Not Vote |
| 4.5 | Approve Equity Remuneration for Executive Committee in the Amount of CHF 2.5 Million | Management | For | Did Not Vote |
| 5.1 | Reelect Martin Velasco as Director and Board Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Peter Bollmann as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Friedrich von Bohnen as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Andrea Pfeifer as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Detlev Riesner as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Tom Graney as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Douglas Williams as Director | Management | For | Did Not Vote |
| 5.8 | Elect Werner Lanthaler as Director | Management | For | Did Not Vote |
| 6.1 | Reappoint Tom Graney as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.2 | Reappoint Martin Velasco as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 6.3 | Reappoint Doug Williams as Member of the Compensation, Nomination and Corporate Governance Committee | Management | For | Did Not Vote |
| 7 | Designate Bugnion Ballansat Ehrler as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
| 9.1 | Approve Creation of CHF 170,000 Pool of Capital with Preemptive Rights for Institutional Investors | Management | For | Did Not Vote |
| 9.2 | Approve Creation of CHF 30,000 Pool of Capital with Preemptive Rights for Current Shareholders | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| ACCELERON PHARMA INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: XLRN SECURITY ID: 00434H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tom Maniatis | Management | For | Against |
| 1b | Elect Director Richard F. Pops | Management | For | Against |
| 1c | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AKORN, INC. MEETING DATE: DEC 27, 2018 | ||||
| TICKER: AKRX SECURITY ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth S. Abramowitz | Management | For | For |
| 1.2 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.3 | Elect Director Ronald M. Johnson | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | For |
| 1.5 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.6 | Elect Director Brian Tambi | Management | For | For |
| 1.7 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLAKOS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: ALLK SECURITY ID: 01671P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Alexander | Management | For | Withhold |
| 1.2 | Elect Director Steven P. James | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLERGAN PLC MEETING DATE: MAY 01, 2019 | ||||
| TICKER: AGN SECURITY ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Adriane M. Brown | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1g | Elect Director Thomas C. Freyman | Management | For | For |
| 1h | Elect Director Michael E. Greenberg | Management | For | For |
| 1i | Elect Director Robert J. Hugin | Management | For | For |
| 1j | Elect Director Peter J. McDonnell | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5a | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: ALNY SECURITY ID: 02043Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret A. Hamburg | Management | For | For |
| 1b | Elect Director Steven M. Paul | Management | For | For |
| 1c | Elect Director Colleen F. Reitan | Management | For | For |
| 1d | Elect Director Amy W. Schulman | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| AMGEN, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMGN SECURITY ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.11 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.12 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANAPTYSBIO, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: ANAB SECURITY ID: 032724106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamza Suria | Management | For | For |
| 1.2 | Elect Director J. Anthony Ware | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARGENX SE MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ARGX SECURITY ID: N0610Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4.a | Discuss Annual Report for FY 2018 | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
| 4.e | Approve Discharge of the Board of Directors | Management | For | For |
| 5 | Reelect Donald deBethizy as Non-Executive Director | Management | For | For |
| 6 | Approve Amended Argenx Stock Option Plan | Management | For | Against |
| 7 | Approve Stock Option Grants Re: Argenx Amended Stock Option Plan | Management | For | Against |
| 8 | Grant Board Authority to Issue Shares up to 20 Percent of Issued Capital | Management | For | For |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Ratify Deloitte as Auditors | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| ARRAY BIOPHARMA, INC. MEETING DATE: OCT 25, 2018 | ||||
| TICKER: ARRY SECURITY ID: 04269X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles M. Baum | Management | For | For |
| 1b | Elect Director Gwen A. Fyfe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ASCENDIS PHARMA A/S MEETING DATE: NOV 02, 2018 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Elect Lars Holtug as New Director | Management | For | Did Not Vote |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| ASCENDIS PHARMA A/S MEETING DATE: MAY 29, 2019 | ||||
| TICKER: ASND SECURITY ID: 04351P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Report on Company's Activities Past Year | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Treatment of Net Loss | Management | For | For |
| 5a | Reelect James I. Healy as Director (Class I) | Management | For | For |
| 5b | Reelect Jan Moller Mikkelsen as Director (Class I) | Management | For | For |
| 5c | Reelect Lisa Morrison as Director (Class I) | Management | For | For |
| 5d | Reelect Michael Wolff Jensen as Director (Class I) | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7A | Approve Creation of DKK 9 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7B | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7C | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of DKK 9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| ASTRAZENECA PLC MEETING DATE: APR 26, 2019 | ||||
| TICKER: AZN SECURITY ID: 046353108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Sheri McCoy as Director | Management | For | For |
| 5i | Elect Tony Mok as Director | Management | For | For |
| 5j | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BAUSCH HEALTH COS., INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: BHC SECURITY ID: 071734107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard U. De Schutter | Management | For | For |
| 1b | Elect Director D. Robert Hale | Management | For | For |
| 1c | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
| 1d | Elect Director Sarah B. Kavanagh | Management | For | For |
| 1e | Elect Director Joseph C. Papa | Management | For | For |
| 1f | Elect Director John A. Paulson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Russel C. Robertson | Management | For | For |
| 1i | Elect Director Thomas W. Ross, Sr. | Management | For | For |
| 1j | Elect Director Andrew C. von Eschenbach | Management | For | For |
| 1k | Elect Director Amy B. Wechsler | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BECTON, DICKINSON & CO. MEETING DATE: JAN 22, 2019 | ||||
| TICKER: BDX SECURITY ID: 075887109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Claire Pomeroy | Management | For | For |
| 1.10 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.11 | Elect Director Timothy M. Ring | Management | For | For |
| 1.12 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: BSX SECURITY ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: APR 12, 2019 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy | ||||
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1 | Issue Shares in Connection with Merger | Management | Against | Did Not Vote |
| 2 | Adjourn Meeting | Management | Against | Did Not Vote |
| BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 29, 2019 | ||||
| TICKER: BMY SECURITY ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert J. Bertolini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Matthew W. Emmens | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CRISPR THERAPEUTICS AG MEETING DATE: JUN 11, 2019 | ||||
| TICKER: CRSP SECURITY ID: H17182108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Reelect Rodger Novak as Director and Board Chairman | Management | For | For |
| 4b | Reelect Director Samarth Kulkarni | Management | For | For |
| 4c | Reelect Director Ali Behbahani | Management | For | For |
| 4d | Reelect Director Bradley Bolzon | Management | For | For |
| 4e | Reelect Director Pablo Cagnoni | Management | For | For |
| 4f | Reelect Director Simeon J. George | Management | For | For |
| 4g | Elect Director John T. Greene | Management | For | For |
| 4h | Elect Director Katherine A. High | Management | For | For |
| 5a | Appoint Simeon J. George as Member of the Compensation Committee | Management | For | For |
| 5b | Appoint Pablo Cagnoni as Member of the Compensation Committee | Management | For | For |
| 5c | Appoint John T. Greene as Member of the Compensation Committee | Management | For | For |
| 6a | Approve Remuneration of Directors in the Amount of USD 350,000 | Management | For | For |
| 6b | Approve Remuneration of Directors in the Amount of USD 5,950,000 | Management | For | For |
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,050,000 | Management | For | For |
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 1,950,000 | Management | For | For |
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 48,150,000 | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | Against |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Approve 26,134,003 Authorized Capital Increase | Management | For | Against |
| 12 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 13 | Amend Votes Per Share of Existing Stock | Management | For | Against |
| 14 | Amend Articles Re: Article 17 | Management | For | Against |
| 15 | Amend Articles Re: Article 41 | Management | For | For |
| 16 | Designate Marius Meier as Independent Proxy | Management | For | For |
| 17 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| CYMABAY THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: CBAY SECURITY ID: 23257D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sujal Shah | Management | For | For |
| 1.2 | Elect Director Robert F. Booth | Management | For | Withhold |
| 1.3 | Elect Director Carl Goldfischer | Management | For | Withhold |
| 1.4 | Elect Director Caroline Loewy | Management | For | For |
| 1.5 | Elect Director Evan A. Stein | Management | For | For |
| 1.6 | Elect Director Paul F. Truex | Management | For | Withhold |
| 1.7 | Elect Director Kurt von Emster | Management | For | For |
| 1.8 | Elect Director Robert J. Weiland | Management | For | For |
| 1.9 | Elect Director Robert J. Wills | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CYTOKINETICS, INCORPORATED MEETING DATE: MAY 15, 2019 | ||||
| TICKER: CYTK SECURITY ID: 23282W605 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Santo J. Costa | Management | For | For |
| 1.2 | Elect Director John T. Henderson | Management | For | For |
| 1.3 | Elect Director B. Lynne Parshall | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 19, 2018 | ||||
| TICKER: DPH SECURITY ID: G2769C145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tony Rice as Director | Management | For | For |
| 5 | Re-elect Ian Page as Director | Management | For | For |
| 6 | Re-elect Richard Cotton as Director | Management | For | For |
| 7 | Re-elect Anthony Griffin as Director | Management | For | For |
| 8 | Re-elect Julian Heslop as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Lawson Macartney as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Approve Save As You Earn Plan | Management | For | For |
| ELANCO ANIMAL HEALTH INCORPORATED MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ELAN SECURITY ID: 28414H103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kapila Kapur Anand | Management | For | For |
| 1b | Elect Director John "J.P." P. Bilbrey | Management | For | For |
| 1c | Elect Director R. David Hoover | Management | For | For |
| 1d | Elect Director Lawrence E. Kurzius | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LLY SECURITY ID: 532457108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph Alvarez | Management | For | For |
| 1b | Elect Director Carolyn R. Bertozzi | Management | For | For |
| 1c | Elect Director Juan R. Luciano | Management | For | For |
| 1d | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| GLOBAL BLOOD THERAPEUTICS, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: GBT SECURITY ID: 37890U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted W. Love | Management | For | For |
| 1.2 | Elect Director Glenn F. Pierce | Management | For | For |
| 1.3 | Elect Director Dawn Svoronos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLYCOMIMETICS, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: GLYC SECURITY ID: 38000Q102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Jackson | Management | For | For |
| 1.2 | Elect Director Scott Koenig | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| GRITSTONE ONCOLOGY, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GRTS SECURITY ID: 39868T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Allen | Management | For | For |
| 1.2 | Elect Director Judith Li | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HORIZON PHARMA PLC MEETING DATE: MAY 02, 2019 | ||||
| TICKER: HZNP SECURITY ID: G4617B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Grey | Management | For | Against |
| 1b | Elect Director Jeff Himawan | Management | For | Against |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital | Management | For | For |
| 6 | Authorize Issuance of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity without Preemptive Rights | Management | For | Against |
| 8 | Adjourn Meeting | Management | For | Against |
| 9 | Change Company Name to Horizon Therapeutics Public Limited Company | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| IMMUNOMEDICS, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: IMMU SECURITY ID: 452907108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Election Director Behzad Aghazadeh | Management | For | Against |
| 1.2 | Election Director Charles M. Baum | Management | For | For |
| 1.3 | Election Director Scott Canute | Management | For | Against |
| 1.4 | Election Director Barbara G. Duncan | Management | For | For |
| 1.5 | Election Director Peter Barton Hutt | Management | For | Against |
| 1.6 | Election Director Khalid Islam | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INFLARX NV MEETING DATE: MAY 23, 2019 | ||||
| TICKER: IFRX SECURITY ID: N44821101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 7 | Elect Richard Brudnick as Non-Executive Director | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares | Management | For | For |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11 | Authorize Repurchase of Shares | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 02, 2018 | ||||
| TICKER: JAZZ SECURITY ID: G50871105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JOHNSON & JOHNSON MEETING DATE: APR 25, 2019 | ||||
| TICKER: JNJ SECURITY ID: 478160104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Mark B. McClellan | Management | For | For |
| 1h | Elect Director Anne M. Mulcahy | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| 5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| KEZAR LIFE SCIENCES, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: KZR SECURITY ID: 49372L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jason R. Dinges | Management | For | For |
| 1b | Elect Director Michael Kauffman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| LEAP THERAPEUTICS, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: LPTX SECURITY ID: 52187K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Li | Management | For | For |
| 1.2 | Elect Director Thomas Dietz | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| MERCK & CO., INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: MRK SECURITY ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: MRTX SECURITY ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Aaron I. Davis | Management | For | For |
| 1.4 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.5 | Elect Director Michael Grey | Management | For | For |
| 1.6 | Elect Director Faheem Hasnain | Management | For | For |
| 1.7 | Elect Director Craig Johnson | Management | For | For |
| 1.8 | Elect Director Maya Martinez-Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| MODERNA, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: MRNA SECURITY ID: 60770K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Noubar B. Afeyan | Management | For | For |
| 1.2 | Elect Director Stephane Bancel | Management | For | For |
| 1.3 | Elect Director Peter Barton Hutt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JAN 30, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: MNTA SECURITY ID: 60877T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven C. Gilman | Management | For | For |
| 1b | Elect Director Thomas P. Koestler | Management | For | For |
| 1c | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MORPHOSYS AG MEETING DATE: MAY 22, 2019 | ||||
| TICKER: MOR SECURITY ID: 617760202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 5 | Approve Increase in Size of Board to Seven Members | Management | For | For |
| 6a | Elect Krisja Vermeylen to the Supervisory Board | Management | For | For |
| 6b | Elect Sharon Curran to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Elections | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Restricted Stock Unit Program; Approve Creation of EUR 159,197 Pool of Capital without Preemptive Rights | Management | For | For |
| MYLAN N.V. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: MYL SECURITY ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | For |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Richard Mark | Management | For | For |
| 1J | Elect Director Mark W. Parrish | Management | For | For |
| 1K | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1L | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1M | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2019 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | For |
| 8 | Discussion Item - Shareholder Proposal Relating To the Company's Clawback Policy | Shareholder | None | Against |
| MYOKARDIA, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: MYOK SECURITY ID: 62857M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Agarwal | Management | For | For |
| 1.2 | Elect Director Kimberly Popovits | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEKTAR THERAPEUTICS MEETING DATE: JUN 12, 2019 | ||||
| TICKER: NKTR SECURITY ID: 640268108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Scott Greer | Management | For | For |
| 1b | Elect Director Lutz Lingnau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NOVARTIS AG MEETING DATE: FEB 28, 2019 | ||||
| TICKER: NOVN SECURITY ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.85 per Share | Management | For | For |
| 4 | Approve CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6 | Approve Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc. | Management | For | For |
| 7.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 7.3 | Approve Remuneration Report | Management | For | For |
| 8.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 8.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 8.3 | Reelect Ton Buechner as Director | Management | For | For |
| 8.4 | Reelect Srikant Datar as Director | Management | For | For |
| 8.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 8.6 | Reelect Ann Fudge as Director | Management | For | For |
| 8.7 | Reelect Frans van Houten as Director | Management | For | For |
| 8.8 | Reelect Andreas von Planta as Director | Management | For | For |
| 8.9 | Reelect Charles Sawyers as Director | Management | For | For |
| 8.10 | Reelect Enrico Vanni as Director | Management | For | For |
| 8.11 | Reelect William Winters as Director | Management | For | For |
| 8.12 | Elect Patrice Bula as Director | Management | For | For |
| 9.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 9.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 9.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9.5 | Appoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: OCUL SECURITY ID: 67576A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Seung Suh Hong | Management | For | For |
| 1.2 | Elect Director Richard L. Lindstrom | Management | For | Withhold |
| 1.3 | Elect Director Leslie J. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PERRIGO COMPANY PLC MEETING DATE: APR 26, 2019 | ||||
| TICKER: PRGO SECURITY ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley A. Alford | Management | For | For |
| 1.2 | Elect Director Rolf A. Classon | Management | For | For |
| 1.3 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.4 | Elect Director Murray S. Kessler | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Erica L. Mann | Management | For | For |
| 1.7 | Elect Director Donal O'Connor | Management | For | For |
| 1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
| 1.9 | Elect Director Theodore R. Samuels | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Authorize Issue of Equity | Management | For | For |
| 7 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| PFIZER INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: PFE SECURITY ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director Dan R. Littman | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| PTC THERAPEUTICS, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: PTCT SECURITY ID: 69366J200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allan Jacobson | Management | For | For |
| 1.2 | Elect Director David P. Southwell | Management | For | For |
| 1.3 | Elect Director Dawn Svoronos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGENXBIO INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: RGNX SECURITY ID: 75901B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
| 1.2 | Elect Director Allan M. Fox | Management | For | For |
| 1.3 | Elect Director Alexandra Glucksmann | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REVANCE THERAPEUTICS, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: RVNC SECURITY ID: 761330109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Foley | Management | For | For |
| 1.2 | Elect Director Philip J. Vickers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SANOFI MEETING DATE: APR 30, 2019 | ||||
| TICKER: SAN SECURITY ID: 80105N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.07 per Share | Management | For | For |
| 4 | Reelect Serge Weinberg as Director | Management | For | For |
| 5 | Reelect Suet Fern Lee as Director | Management | For | For |
| 6 | Ratify Appointment of Christophe Babule as Director | Management | For | For |
| 7 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 8 | Approve Remuneration Policy for CEO | Management | For | For |
| 9 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Olivier Brandicourt, CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 16 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 13-15 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: SRPT SECURITY ID: 803607100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Barry | Management | For | For |
| 1.2 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.3 | Elect Director Claude Nicaise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SYNTHORX, INC. MEETING DATE: JUN 07, 2019 | ||||
| TICKER: THOR SECURITY ID: 87167A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vickie Capps | Management | For | For |
| 1.2 | Elect Director Laura K. Shawver | Management | For | For |
| 1.3 | Elect Director Peter Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE MEDICINES COMPANY MEETING DATE: MAY 30, 2019 | ||||
| TICKER: MDCO SECURITY ID: 584688105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Alexander J. Denner | Management | For | For |
| 1B | Elect Director Geno J. Germano | Management | For | For |
| 1C | Elect Director John C. Kelly | Management | For | For |
| 1D | Elect Director Clive Meanwell | Management | For | For |
| 1E | Elect Director Paris Panayiotopoulos | Management | For | For |
| 1F | Elect Director Sarah J. Schlesinger | Management | For | For |
| 1G | Elect Director Mark Timney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERAVANCE BIOPHARMA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: TBPH SECURITY ID: G8807B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E. Winningham | Management | For | For |
| 1.2 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 1.4 | Elect Director Donal O'Connor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: NOV 13, 2018 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase of the Company's Shares by Auction Trading | Management | For | For |
| 1.1 | Approve Share Repurchase Purpose and Usage | Management | For | For |
| 1.2 | Approve Share Repurchase Type | Management | For | For |
| 1.3 | Approve Share Repurchase Manner | Management | For | For |
| 1.4 | Approve Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
| 1.5 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
| 1.6 | Approve Number and Proportion of the Share Repurchase | Management | For | For |
| 1.7 | Approve Implementation Period of the Share Repurchase | Management | For | For |
| 2 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: 600867 SECURITY ID: Y8864T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Capitalization of Capital Reserves | Management | For | For |
| 6 | Approve to Appoint Auditors and to Fix Their Remuneration | Management | For | For |
| 7 | Approve to Appoint Internal Control Auditor and to Fix Their Remuneration | Management | For | For |
| 8 | Approve 2018 Daily Related Party Transaction and 2019 Daily Related Party Transactions | Management | For | For |
| 9.1 | Elect Li Jiahong as Non-independent Director | Shareholder | For | Against |
| 9.2 | Elect Zhang Guodong as Non-independent Director | Shareholder | For | Against |
| VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 05, 2019 | ||||
| TICKER: VRTX SECURITY ID: 92532F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.4 | Elect Director Yuchun Lee | Management | For | For |
| 1.5 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.6 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| WAVE LIFE SCIENCES LTD. MEETING DATE: AUG 07, 2018 | ||||
| TICKER: WVE SECURITY ID: Y95308105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul B. Bolno | Management | For | For |
| 1b | Elect Director Christian O. Henry | Management | For | For |
| 1c | Elect Director Peter Kolchinsky | Management | For | For |
| 1d | Elect Director Koji Miura | Management | For | For |
| 1e | Elect Director Adrian Rawcliffe | Management | For | For |
| 1f | Elect Director Ken Takanashi | Management | For | For |
| 1g | Elect Director Gregory L. Verdine | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Approve Non-Employee Directors' Compensation | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| XENCOR, INC. MEETING DATE: JUN 26, 2019 | ||||
| TICKER: XNCR SECURITY ID: 98401F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Gorman | Management | For | For |
| 1.2 | Elect Director Bruce Montgomery | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.7 | Elect Director Ellen G. Feigal | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZOETIS INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: ZTS SECURITY ID: 98978V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Juan Ramon Alaix | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director Frank A. D'Amelio | Management | For | For |
| 1.4 | Elect Director Michael B. McCallister | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| ZOGENIX, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ZGNX SECURITY ID: 98978L204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Erle T. Mast | Management | For | For |
| 1B | Elect Director Renee P. Tannenbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADIDAS AG MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ADS SECURITY ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5.1 | Reelect Ian Gallienne to the Supervisory Board | Management | For | For |
| 5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | For |
| 5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | For |
| 5.4 | Reelect Kathrin Menges to the Supervisory Board | Management | For | For |
| 5.5 | Reelect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 5.6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 5.7 | Elect Bodo Uebber to the Supervisory Board | Management | For | For |
| 5.8 | Elect Jing Ulrich to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Cancellation of Conditional Capital Authorization | Management | For | For |
| 8 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| AMAZON.COM, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Against |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Sexual Harassment | Shareholder | Against | For |
| 11 | Report on Climate Change | Shareholder | Against | Against |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | For |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AT HOME GROUP, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: HOME SECURITY ID: 04650Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve K. Barbarick | Management | For | For |
| 1.2 | Elect Director Paula L. Bennett | Management | For | For |
| 1.3 | Elect Director Martin C. Eltrich, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUTOZONE, INC. MEETING DATE: DEC 19, 2018 | ||||
| TICKER: AZO SECURITY ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.6 | Elect Director Gale V. King | Management | For | For |
| 1.7 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director Luis P. Nieto | Management | For | For |
| 1.10 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.11 | Elect Director Jill Ann Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BEST BUY CO., INC. MEETING DATE: JUN 11, 2019 | ||||
| TICKER: BBY SECURITY ID: 086516101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director Russell P. Fradin | Management | For | For |
| 1e | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1f | Elect Director Hubert Joly | Management | For | For |
| 1g | Elect Director David W. Kenny | Management | For | For |
| 1h | Elect Director Cindy R. Kent | Management | For | For |
| 1i | Elect Director Karen A. McLoughlin | Management | For | For |
| 1j | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1k | Elect Director Claudia F. Munce | Management | For | For |
| 1l | Elect Director Richelle P. Parham | Management | For | For |
| 1m | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BJ'S WHOLESALE CLUB HOLDINGS, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: BJ SECURITY ID: 05550J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishad Chande | Management | For | For |
| 1.2 | Elect Director Christopher H. Peterson | Management | For | For |
| 1.3 | Elect Director Judith L. Werthauser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
| BUNZL PLC MEETING DATE: APR 17, 2019 | ||||
| TICKER: BNZL SECURITY ID: G16968110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Frank van Zanten as Director | Management | For | For |
| 5 | Re-elect Brian May as Director | Management | For | For |
| 6 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 7 | Re-elect Vanda Murray as Director | Management | For | For |
| 8 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 9 | Re-elect Stephan Nanninga as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BURLINGTON STORES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: BURL SECURITY ID: 122017106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Mahoney | Management | For | For |
| 1.2 | Elect Director Laura J. Sen | Management | For | For |
| 1.3 | Elect Director Paul J. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARMAX, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: KMX SECURITY ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Pietro Satriano | Management | For | For |
| 1.10 | Elect Director Marcella Shinder | Management | For | For |
| 1.11 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| COMCAST CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| COMPASS GROUP PLC MEETING DATE: FEB 07, 2019 | ||||
| TICKER: CPG SECURITY ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect John Bryant as Director | Management | For | For |
| 5 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 6 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 9 | Re-elect John Bason as Director | Management | For | For |
| 10 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 11 | Re-elect Nelson Silva as Director | Management | For | For |
| 12 | Re-elect Ireena Vittal as Director | Management | For | For |
| 13 | Re-elect Paul Walsh as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Payment of Full Fees Payable to Non-executive Directors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| COTY, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: COTY SECURITY ID: 222070203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
| 1.2 | Elect Director Sabine Chalmers | Management | For | For |
| 1.3 | Elect Director Joachim Faber | Management | For | For |
| 1.4 | Elect Director Olivier Goudet | Management | For | For |
| 1.5 | Elect Director Peter Harf | Management | For | For |
| 1.6 | Elect Director Paul S. Michaels | Management | For | For |
| 1.7 | Elect Director Camillo Pane | Management | For | For |
| 1.8 | Elect Director Erhard Schoewel | Management | For | For |
| 1.9 | Elect Director Robert Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CVS HEALTH CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CVS SECURITY ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Richard M. Bracken | Management | For | For |
| 1d | Elect Director C. David Brown, II | Management | For | For |
| 1e | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1f | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1g | Elect Director David W. Dorman | Management | For | For |
| 1h | Elect Director Roger N. Farah | Management | For | For |
| 1i | Elect Director Anne M. Finucane | Management | For | For |
| 1j | Elect Director Edward J. Ludwig | Management | For | For |
| 1k | Elect Director Larry J. Merlo | Management | For | For |
| 1l | Elect Director Jean-Pierre Millon | Management | For | For |
| 1m | Elect Director Mary L. Schapiro | Management | For | For |
| 1n | Elect Director Richard J. Swift | Management | For | For |
| 1o | Elect Director William C. Weldon | Management | For | For |
| 1p | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
| DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2019 | ||||
| TICKER: DG SECURITY ID: 256677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: DLTR SECURITY ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.4 | Elect Director Conrad M. Hall | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1.7 | Elect Director Gary M. Philbin | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
| 1.11 | Elect Director Carrie A. Wheeler | Management | For | For |
| 1.12 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.13 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| DRIVE SHACK INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: DS SECURITY ID: 262077100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Clifford | Management | For | Withhold |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Benjamin M. Crane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EBAY INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EBAY SECURITY ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
| 1b | Elect Director Anthony J. Bates | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Jesse A. Cohn | Management | For | For |
| 1e | Elect Director Diana Farrell | Management | For | For |
| 1f | Elect Director Logan D. Green | Management | For | For |
| 1g | Elect Director Bonnie S. Hammer | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Thomas J. Tierney | Management | For | For |
| 1n | Elect Director Perry M. Traquina | Management | For | For |
| 1o | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholder to Call Special Meetings | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| FIVE BELOW, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: FIVE SECURITY ID: 33829M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Catherine E. Buggeln | Management | For | For |
| 1b | Elect Director Michael F. Devine, III | Management | For | For |
| 1c | Elect Director Ronald L. Sargent | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FLOOR & DECOR HOLDINGS, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: FND SECURITY ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Fung | Management | For | For |
| 1b | Elect Director John M. Roth | Management | For | For |
| 1c | Elect Director Thomas V. Taylor, Jr. | Management | For | For |
| 1d | Elect Director Rachel H. Lee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON GRAND VACATIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: HGV SECURITY ID: 43283X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LKQ CORPORATION MEETING DATE: MAY 06, 2019 | ||||
| TICKER: LKQ SECURITY ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Clinton Allen | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director John F. O'Brien | Management | For | For |
| 1i | Elect Director Guhan Subramanian | Management | For | For |
| 1j | Elect Director William M. Webster, IV | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2019 | ||||
| TICKER: LOW SECURITY ID: 548661107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| LULULEMON ATHLETICA INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: LULU SECURITY ID: 550021109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn Henry | Management | For | For |
| 1b | Elect Director Jon McNeill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MACY'S, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: M SECURITY ID: 55616P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director John A. Bryant | Management | For | For |
| 1d | Elect Director Deirdre P. Connelly | Management | For | For |
| 1e | Elect Director Jeff Gennette | Management | For | For |
| 1f | Elect Director Leslie D. Hale | Management | For | For |
| 1g | Elect Director William H. Lenehan | Management | For | For |
| 1h | Elect Director Sara Levinson | Management | For | For |
| 1i | Elect Director Joyce M. Roche | Management | For | For |
| 1j | Elect Director Paul C. Varga | Management | For | For |
| 1k | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Report on Human Rights Due Diligence Process | Shareholder | Against | Against |
| MONRO, INC. MEETING DATE: AUG 14, 2018 | ||||
| TICKER: MNRO SECURITY ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Auerbach | Management | For | For |
| 1.2 | Elect Director Donald Glickman | Management | For | For |
| 1.3 | Elect Director Lindsay N. Hyde | Management | For | For |
| 1.4 | Elect Director Brett T. Ponton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: ORLY SECURITY ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: OLLI SECURITY ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Stanley Fleishman | Management | For | For |
| 1B | Elect Director Stephen White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Charter | Management | For | For |
| 6 | Ratify KPMG LLP as Auditor | Management | For | For |
| PVH CORP. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: PVH SECURITY ID: 693656100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Juan R. Figuereo | Management | For | For |
| 1e | Elect Director Joseph B. Fuller | Management | For | For |
| 1f | Elect Director V. James Marino | Management | For | For |
| 1g | Elect Director G. Penny McIntyre | Management | For | For |
| 1h | Elect Director Amy McPherson | Management | For | For |
| 1i | Elect Director Henry Nasella | Management | For | For |
| 1j | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1k | Elect Director Craig Rydin | Management | For | For |
| 1l | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for By-Law Amendments | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| QURATE RETAIL, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: QRTEA SECURITY ID: 74915M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
| 1.3 | Elect Director Mark C. Vadon | Management | For | Withhold |
| 1.4 | Elect Director Andrea L. Wong | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ROSS STORES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: ROST SECURITY ID: 778296103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan *Withdrawn Resolution* | Management | None | None |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| RYMAN HEALTHCARE LTD. MEETING DATE: JUL 26, 2018 | ||||
| TICKER: RYM SECURITY ID: Q8203F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.1 | Elect Geoffrey Cumming as Director | Management | For | For |
| 2.2 | Elect Warren Bell as Director | Management | For | For |
| 2.3 | Elect Jo Appleyard as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| TAPESTRY, INC. MEETING DATE: NOV 08, 2018 | ||||
| TICKER: TPR SECURITY ID: 876030107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Darrell Cavens | Management | For | For |
| 1b | Elect Director David Denton | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Andrea Guerra | Management | For | For |
| 1e | Elect Director Susan Kropf | Management | For | For |
| 1f | Elect Director Annabelle Yu Long | Management | For | For |
| 1g | Elect Director Victor Luis | Management | For | For |
| 1h | Elect Director Ivan Menezes | Management | For | For |
| 1i | Elect Director William Nuti | Management | For | Against |
| 1j | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| TARGET CORPORATION MEETING DATE: JUN 12, 2019 | ||||
| TICKER: TGT SECURITY ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director George S. Barrett | Management | For | For |
| 1d | Elect Director Brian C. Cornell | Management | For | For |
| 1e | Elect Director Calvin Darden | Management | For | For |
| 1f | Elect Director Henrique De Castro | Management | For | For |
| 1g | Elect Director Robert L. Edwards | Management | For | For |
| 1h | Elect Director Melanie L. Healey | Management | For | For |
| 1i | Elect Director Donald R. Knauss | Management | For | For |
| 1j | Elect Director Monica C. Lozano | Management | For | For |
| 1k | Elect Director Mary E. Minnick | Management | For | For |
| 1l | Elect Director Kenneth L. Salazar | Management | For | For |
| 1m | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| THE CHILDREN'S PLACE, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: PLCE SECURITY ID: 168905107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Alutto | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Marla Malcolm Beck | Management | For | For |
| 1.4 | Elect Director Elizabeth J. Boland | Management | For | For |
| 1.5 | Elect Director Jane Elfers | Management | For | For |
| 1.6 | Elect Director Joseph Gromek | Management | For | For |
| 1.7 | Elect Director Norman Matthews | Management | For | For |
| 1.8 | Elect Director Robert L. Mettler | Management | For | For |
| 1.9 | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: HD SECURITY ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| THE KROGER CO. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: KR SECURITY ID: 501044101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Susan J. Kropf | Management | For | For |
| 1d | Elect Director W. Rodney McMullen | Management | For | For |
| 1e | Elect Director Jorge P. Montoya | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director James A. Runde | Management | For | For |
| 1h | Elect Director Ronald L. Sargent | Management | For | For |
| 1i | Elect Director Bobby S. Shackouls | Management | For | For |
| 1j | Elect Director Mark S. Sutton | Management | For | For |
| 1k | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE TJX COMPANIES, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director Rosemary T. Berkery | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Equity | Shareholder | Against | For |
| 5 | Report on Prison Labor in Supply Chain | Shareholder | Against | Against |
| 6 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| THE TJX COS., INC. MEETING DATE: OCT 22, 2018 | ||||
| TICKER: TJX SECURITY ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| TIFFANY & CO. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: TIF SECURITY ID: 886547108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1d | Elect Director Roger N. Farah | Management | For | For |
| 1e | Elect Director Jane Hertzmark Hudis | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director William A. Shutzer | Management | For | For |
| 1i | Elect Director Robert S. Singer | Management | For | For |
| 1j | Elect Director Francesco Trapani | Management | For | For |
| 1k | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ULTA BEAUTY, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: ULTA SECURITY ID: 90384S303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sally E. Blount | Management | For | For |
| 1.2 | Elect Director Mary N. Dillon | Management | For | For |
| 1.3 | Elect Director Charles Heilbronn | Management | For | For |
| 1.4 | Elect Director Michael R. MacDonald | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| US FOODS HOLDING CORP. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: USFD SECURITY ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1b | Elect Director Sunil Gupta | Management | For | For |
| 1c | Elect Director Pietro Satriano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| WALMART INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: WMT SECURITY ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Stephen "Steve" J. Easterbrook | Management | For | For |
| 1c | Elect Director Timothy "Tim" P. Flynn | Management | For | For |
| 1d | Elect Director Sarah J. Friar | Management | For | For |
| 1e | Elect Director Carla A. Harris | Management | For | For |
| 1f | Elect Director Thomas "Tom" W. Horton | Management | For | For |
| 1g | Elect Director Marissa A. Mayer | Management | For | For |
| 1h | Elect Director C. Douglas "Doug" McMillon | Management | For | For |
| 1i | Elect Director Gregory "Greg" B. Penner | Management | For | For |
| 1j | Elect Director Steven "Steve" S Reinemund | Management | For | For |
| 1k | Elect Director S. Robson "Rob" Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Sexual Harassment | Shareholder | Against | Against |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT SEMICONDUCTORS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: AEIS SECURITY ID: 007973100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick A. Ball | Management | For | For |
| 1.2 | Elect Director Grant H. Beard | Management | For | For |
| 1.3 | Elect Director Tina M. Donikowski | Management | For | For |
| 1.4 | Elect Director Ronald C. Foster | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.7 | Elect Director John A. Roush | Management | For | For |
| 1.8 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| ALPHA & OMEGA SEMICONDUCTOR LTD. MEETING DATE: NOV 09, 2018 | ||||
| TICKER: AOSL SECURITY ID: G6331P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Lucas S. Chang | Management | For | For |
| 1.4 | Elect Director Robert I. Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael L. Pfeiffer | Management | For | For |
| 1.7 | Elect Director Michael J. Salameh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| AMBARELLA, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: AMBA SECURITY ID: G037AX101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chenming C. Hu | Management | For | For |
| 1.2 | Elect Director Teresa H. Meng | Management | For | For |
| 1.3 | Elect Director Feng-Ming "Fermi" Wang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2019 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Karen M. Golz | Management | For | For |
| 1h | Elect Director Mark M. Little | Management | For | For |
| 1i | Elect Director Neil Novich | Management | For | For |
| 1j | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1k | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| APPLIED MATERIALS, INC. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: AMAT SECURITY ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Scott A. McGregor | Management | For | For |
| 1j | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AQUANTIA CORP. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: AQ SECURITY ID: 03842Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dmitry Akhanov | Management | For | For |
| 1.2 | Elect Director Bami Bastani | Management | For | For |
| 1.3 | Elect Director Maximiliane C. Straub | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BROADCOM INC. MEETING DATE: APR 01, 2019 | ||||
| TICKER: AVGO SECURITY ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Check Kian Low | Management | For | For |
| 1g | Elect Director Peter J. Marks | Management | For | For |
| 1h | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIRRUS LOGIC, INC. MEETING DATE: AUG 03, 2018 | ||||
| TICKER: CRUS SECURITY ID: 172755100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Thomas E. Hogan | Management | For | For |
| 1i | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1j | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOUDERA, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: CLDR SECURITY ID: 18914U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Cole | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Rosemary Schooler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marvin "Eddie" S. Edwards, Jr. | Management | For | For |
| 1b | Elect Director Claudius "Bud" E. Watts, IV | Management | For | For |
| 1c | Elect Director Timothy T. Yates | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: CY SECURITY ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Steve Albrecht | Management | For | For |
| 1b | Elect Director Hassane El-Khoury | Management | For | For |
| 1c | Elect Director Oh Chul Kwon | Management | For | For |
| 1d | Elect Director Catherine P. Lego | Management | For | For |
| 1e | Elect Director Camillo Martino | Management | For | For |
| 1f | Elect Director Jeffrey J. Owens | Management | For | For |
| 1g | Elect Director Jeannine P. Sargent | Management | For | For |
| 1h | Elect Director Michael S. Wishart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIALOG SEMICONDUCTOR PLC MEETING DATE: MAY 02, 2019 | ||||
| TICKER: DLG SECURITY ID: G5821P111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Jalal Bagherli as Director | Management | For | For |
| 7 | Re-elect Nicholas Jeffery as Director | Management | For | For |
| 8 | Re-elect Eamonn O'Hare as Director | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity in Connection with a Rights Issue | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 13 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc | Management | For | For |
| 14 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Goldman Sachs International | Management | For | For |
| 15 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc | Management | For | For |
| 16 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International | Management | For | For |
| 17 | Amend Articles of Association | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FINISAR CORP. MEETING DATE: SEP 04, 2018 | ||||
| TICKER: FNSR SECURITY ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Child | Management | For | For |
| 1.2 | Elect Director Roger C. Ferguson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLEX LTD. MEETING DATE: AUG 16, 2018 | ||||
| TICKER: FLEX SECURITY ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lay Koon Tan | Management | For | For |
| 2 | Elect Director Jennifer Li | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| INPHI CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: IPHI SECURITY ID: 45772F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chenming C. Hu | Management | For | For |
| 1.2 | Elect Director Elissa Murphy | Management | For | For |
| 1.3 | Elect Director Sam S. Srinivasan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INTEL CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: INTC SECURITY ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aneel Bhusri | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Reed E. Hundt | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Request for an Annual Advisory Vote on Political Contributions | Shareholder | Against | Against |
| JABIL, INC. MEETING DATE: JAN 24, 2019 | ||||
| TICKER: JBL SECURITY ID: 466313103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORP. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MEETING DATE: FEB 28, 2019 | ||||
| TICKER: MTSI SECURITY ID: 55405Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Chung | Management | For | For |
| 1.2 | Elect Director Geoffrey G. Ribar | Management | For | For |
| 1.3 | Elect Director Gil Van Lunsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Brad Buss | Management | For | For |
| 1.3 | Elect Director Edward H. Frank | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director Oleg Khaykin | Management | For | For |
| 1.6 | Elect Director Bethany Mayer | Management | For | For |
| 1.7 | Elect Director Donna Morris | Management | For | For |
| 1.8 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.9 | Elect Director Michael Strachan | Management | For | For |
| 1.10 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MAXLINEAR, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: MXL SECURITY ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald E. Schrock | Management | For | For |
| 1.2 | Elect Director Daniel A. Artusi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MEDIATEK, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: 2454 SECURITY ID: Y5945U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| MELLANOX TECHNOLOGIES, LTD. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: MLNX SECURITY ID: M51363113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | If You Are Not a Parent Affiliate Vote FOR. Otherwise, Vote AGAINST | Management | None | For |
| 1b | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4a | If You Do Not Have a Personal Interest in Item 4b Please Select "FOR". If You Do Have a Personal Interest in Item 4b Please Select "AGAINST" | Management | None | For |
| 4b | Approve Increase in Annual Base Cash Compensation for Eyal Waldman | Management | For | For |
| 5a | If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST" | Management | None | For |
| 5b | Approve Grant of 2019 Performance-Based Cash Incentive Award to Eyal Waldman | Management | For | For |
| 6a | If You Do Not Have a Personal Interest in Item 6b Please Select "FOR". If You Do Have a Personal Interest in Item 6b Please Select "AGAINST" | Management | None | For |
| 6b | Amend Executive Severance Benefits Agreement of Eyal Waldman | Management | For | For |
| 7 | If You Do Not Have a Personal Interest in Item 7b Please Select "FOR". If You Do Have a Personal Interest in Item 7b Please Select "AGAINST" | Management | None | For |
| 7b | Approve Grant of Restricted Share Units to Eyal Waldman | Management | For | For |
| 8a | If You Do Not Have a Personal Interest in Item 8b Please Select "FOR". If You Do Have a Personal Interest in Item 8b Please Select "AGAINST" | Management | None | For |
| 8b | Approve Tax Equalization Payments to Eyal Waldman | Management | For | For |
| 9 | Approve Payment of Cash Bonus to Greg Waters | Management | For | For |
| MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 14, 2018 | ||||
| TICKER: MCHP SECURITY ID: 595017104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MICRON TECHNOLOGY, INC. MEETING DATE: JAN 17, 2019 | ||||
| TICKER: MU SECURITY ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.6 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MKS INSTRUMENTS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MKSI SECURITY ID: 55306N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacqueline F. Moloney | Management | For | For |
| 1.2 | Elect Director Michelle M. Warner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| NORDIC SEMICONDUCTOR ASA MEETING DATE: DEC 14, 2018 | ||||
| TICKER: NOD SECURITY ID: R4988P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | For | For |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 3 | Approve Notice of Meeting and Agenda | Management | For | For |
| 4 | Elect Birger K. Steen as Board Chairman | Management | For | For |
| NORDIC SEMICONDUCTOR ASA MEETING DATE: APR 24, 2019 | ||||
| TICKER: NOD SECURITY ID: R4988P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | For | For |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 3 | Approve Notice of Meeting and Agenda | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5a | Approve Remuneration of Directors in the Amount NOK 750,000 for Chair, NOK 325,000 for Other Directors and NOK 100,000 for Employee Elected Directors; Approve Extra Remuneration in Shares; Approve Remuneration for Committee Work | Management | For | For |
| 5b | Approve Remuneration of Members of Nominating Committee | Management | For | For |
| 5c | Approve Remuneration of Auditors | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of NOK 179,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 8a | Reelect Birger Steen (Chair) as Director | Management | For | For |
| 8b | Elect Jan Frykhammar as New Director | Management | For | For |
| 8c | Reelect Inger Orstavik as Director | Management | For | For |
| 8d | Elect Anita Huun as New Director | Management | For | For |
| 8e | Elect Oyvind Birkenes as New Director | Management | For | For |
| 8f | Elect Endre Holen as New Director | Management | For | For |
| 8g | Elect Annastiina Hintsa as New Director | Management | For | For |
| 9a | Reelect John Harald as Member of Nominating Committee | Management | For | For |
| 9b | Reelect Viggo Leisner as Member of Nominating Committee | Management | For | For |
| 9c | Reelect Jarle Sjo as Member of Nominating Committee | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 11a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11b | Approve Long-Term Incentive Plan | Management | For | Against |
| NVIDIA CORPORATION MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Remove Director Without Cause | Management | For | For |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 17, 2019 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Implementation of Remuneration Policy | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | Against |
| 3e | Elect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Elect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Elect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5 | Approve NXP 2019 Omnibus Incentive Plan | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| O2MICRO INTERNATIONAL LTD. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: OIIM SECURITY ID: 67107W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Elect Michael Austin as Director | Management | For | For |
| 1.b | Elect Vijay Kumar as Director | Management | For | For |
| 1.c | Elect Daniel Lenehan as Director | Management | For | For |
| 2 | Approve Financial Statements and Auditor's Report | Management | For | For |
| 3 | Approve Appointment of Deloitte & Touche as Auditor | Management | For | For |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Curtis J. Crawford | Management | For | For |
| 1d | Elect Director Gilles Delfassy | Management | For | For |
| 1e | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1f | Elect Director Keith D. Jackson | Management | For | For |
| 1g | Elect Director Paul A. Mascarenas | Management | For | For |
| 1h | Elect Director Daryl A. Ostrande | Management | For | For |
| 1i | Elect Director Teresa M. Ressel | Management | For | For |
| 1j | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 07, 2018 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | Against |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | Against |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | Against |
| 1f | Elect Director Mark D. McLaughlin | Management | For | Against |
| 1g | Elect Director Steve Mollenkopf | Management | For | Against |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RENESAS ELECTRONICS CORP. MEETING DATE: MAR 20, 2019 | ||||
| TICKER: 6723 SECURITY ID: J4881V107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
| 1.2 | Elect Director Kure, Bunsei | Management | For | For |
| 1.3 | Elect Director Shibata, Hidetoshi | Management | For | For |
| 1.4 | Elect Director Toyoda, Tetsuro | Management | For | For |
| 1.5 | Elect Director Iwasaki, Jiro | Management | For | For |
| 1.6 | Elect Director Okumiya, Kyoko | Management | For | For |
| 1.7 | Elect Director Nakagawa, Yukiko | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers Aarata as New External Audit Firm | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| SANKEN ELECTRIC CO., LTD. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: 6707 SECURITY ID: J67392134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Wada, Takashi | Management | For | For |
| 2.2 | Elect Director Hoshino, Masao | Management | For | For |
| 2.3 | Elect Director Suzuki, Yoshihiro | Management | For | For |
| 2.4 | Elect Director Suzuki, Kazunori | Management | For | For |
| 2.5 | Elect Director Takani, Hideo | Management | For | For |
| 2.6 | Elect Director Ito, Shigeru | Management | For | For |
| 2.7 | Elect Director Richard R. Lury | Management | For | For |
| 2.8 | Elect Director Fujita, Noriharu | Management | For | For |
| 2.9 | Elect Director Higashi, Emiko | Management | For | For |
| 3 | Appoint Statutory Auditor Hirano, Hideki | Management | For | Against |
| 4 | Approve Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| 5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| SENSATA TECHNOLOGIES HOLDING PLC MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ST SECURITY ID: G8060N102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul B. Edgerley | Management | For | For |
| 1b | Elect Director Martha N. Sullivan | Management | For | For |
| 1c | Elect Director John P. Absmeier | Management | For | For |
| 1d | Elect Director James E. Heppelmann | Management | For | For |
| 1e | Elect Director Charles W. Peffer | Management | For | For |
| 1f | Elect Director Constance E. Skidmore | Management | For | For |
| 1g | Elect Director Andrew C. Teich | Management | For | For |
| 1h | Elect Director Thomas Wroe Jr. | Management | For | For |
| 1i | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Director Compensation Report | Management | For | For |
| 5 | Approve Director Compensation Policy | Management | For | For |
| 6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Grant Board Authority to Repurchase Shares | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
| 13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER:�� SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Liam K. Griffin | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 1.9 | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | None | For |
| SYNAPTICS, INC. MEETING DATE: OCT 30, 2018 | ||||
| TICKER: SYNA SECURITY ID: 87157D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey D. Buchanan | Management | For | For |
| 1b | Elect Director Keith B. Geeslin | Management | For | For |
| 1c | Elect Director James L. Whims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SYNNEX CORP. MEETING DATE: OCT 03, 2018 | ||||
| TICKER: SNX SECURITY ID: 87162W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TOWER SEMICONDUCTOR LTD. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: TSEM SECURITY ID: M87915274 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Amir Elstein as Director and Approve His Remuneration | Management | For | For |
| 1.2 | Elect Russell Ellwanger as Director and Approve His Remuneration | Management | For | For |
| 1.3 | Elect Kalman Kaufman as Director and Approve His Remuneration | Management | For | For |
| 1.4 | Elect Alex Kornhauser as Director and Approve His Remuneration | Management | For | For |
| 1.5 | Elect Dana Gross as Director and Approve Her Remuneration | Management | For | For |
| 1.6 | Elect Ilan Flato as Director and Approve His Remuneration | Management | For | For |
| 1.7 | Elect Rami Guzman as Director and Approve His Remuneration | Management | For | For |
| 1.8 | Elect Yoav Chelouche as Director and Approve His Remuneration | Management | For | For |
| 1.9 | Elect Iris Avner as Director and Approve Her Remuneration | Management | For | For |
| 1.10 | Elect Jerry Neal as Director and Approve His Remuneration | Management | For | For |
| 2 | Appoint Amir Elstein as Chairman and Approve his Terms of Compensation | Management | For | For |
| 3 | Approve Equity Grant to Russell Ellwanger, CEO | Management | For | For |
| 4 | Approve Equity Grant to Certain Directors | Management | For | For |
| 5 | Renew Liability Insurance Policy to Directors/Officers | Management | For | For |
| 6 | Appoint Brightman Almagor & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| TTM TECHNOLOGIES, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: TTMI SECURITY ID: 87305R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas T. Edman | Management | For | For |
| 1.2 | Elect Director Chantel E. Lenard | Management | For | For |
| 1.3 | Elect Director Tang Chung Yen "Tom Tang" | Management | For | For |
| 1.4 | Elect Director Dov S. Zakheim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| UNITED MICROELECTRONICS CORP. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: 2303 SECURITY ID: 910873405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 4 | Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
| 5 | Approve Amendments to Lending Procedures and Caps | Management | For | For |
| 6 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| WESTERN DIGITAL CORP. MEETING DATE: NOV 07, 2018 | ||||
| TICKER: WDC SECURITY ID: 958102105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Michael D. Lambert | Management | For | For |
| 1f | Elect Director Len J. Lauer | Management | For | For |
| 1g | Elect Director Matthew E. Massengill | Management | For | For |
| 1h | Elect Director Stephen D. Milligan | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| XILINX, INC. MEETING DATE: AUG 01, 2018 | ||||
| TICKER: XLNX SECURITY ID: 983919101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Raman Chitkara | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
| 1.6 | Elect Director Thomas H. Lee | Management | For | For |
| 1.7 | Elect Director J. Michael Patterson | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.10 | Elect Director Marshall C. Turner | Management | For | For |
| 1.11 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND IT SERVICES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADOBE INC. MEETING DATE: APR 11, 2019 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Thomas "Tom" Killalea | Management | For | For |
| 1.2 | Elect Director F. Thomson "Tom" Leighton | Management | For | For |
| 1.3 | Elect Director Jonathan Miller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 31, 2018 | ||||
| TICKER: BABA SECURITY ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect J. Michael Evans as Director | Management | For | For |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.5 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.6 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.7 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.9 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| APPLE, INC. MEETING DATE: MAR 01, 2019 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| AUTODESK, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Blake Irving | Management | For | For |
| 1e | Elect Director Mary T. McDowell | Management | For | For |
| 1f | Elect Director Stephen Milligan | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACKBAUD, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: BLKB SECURITY ID: 09227Q100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas R. Ertel | Management | For | For |
| 1b | Elect Director Michael P. Gianoni | Management | For | For |
| 1c | Elect Director Sarah E. Nash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BOOKING HOLDINGS INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: BKNG SECURITY ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Wei Hopeman | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.13 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Bylaw | Shareholder | Against | Against |
| BOX, INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: BOX SECURITY ID: 10316T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim Hammonds | Management | For | For |
| 1.2 | Elect Director Dan Levin | Management | For | For |
| 1.3 | Elect Director Josh Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CAPGEMINI SE MEETING DATE: MAY 23, 2019 | ||||
| TICKER: CAP SECURITY ID: F4973Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | For |
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 10 | Ratify Appointment of Laura Desmond as Director | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Article 12 of Bylaws Re: Directors Attendance | Management | For | For |
| 14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: AUG 20, 2018 | ||||
| TICKER: CHKP SECURITY ID: M22465104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Gil Shwed as Director | Management | For | For |
| 1.2 | Reelect Marius Nacht as Director | Management | For | For |
| 1.3 | Reelect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Reelect Dan Propper as Director | Management | For | For |
| 1.5 | Reelect David Rubner as Director | Management | For | For |
| 1.6 | Reelect Tal Shavit as Director | Management | For | For |
| 2.1 | Reelect Yoav Chelouche as External Director | Management | For | For |
| 2.2 | Reelect Guy Gecht as External Director | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Employment Terms of Gil Shwed, CEO | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: CHKP SECURITY ID: M22465104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect Tal Shavit as Director | Management | For | For |
| 1.6 | Elect Shai Weiss as Director | Management | For | For |
| 2 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Employment Terms of Gil Shwed, CEO | Management | For | For |
| 4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Against |
| 5 | Approve Amended Employee Stock Purchase Plan | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Thomas E. Hogan | Management | For | For |
| 1i | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1j | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLOUDERA, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: CLDR SECURITY ID: 18914U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Cole | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Rosemary Schooler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CTSH SECURITY ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director John M. Dineen | Management | For | For |
| 1e | Elect Director Francisco D'Souza | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| CONSTELLATION SOFTWARE INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: CSU SECURITY ID: 21037X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeff Bender | Management | For | For |
| 1.2 | Elect Director Lawrence Cunningham | Management | For | For |
| 1.3 | Elect Director Meredith (Sam) Hayes | Management | For | For |
| 1.4 | Elect Director Robert Kittel | Management | For | For |
| 1.5 | Elect Director Mark Leonard | Management | For | For |
| 1.6 | Elect Director Paul McFeeters | Management | For | Withhold |
| 1.7 | Elect Director Mark Miller | Management | For | For |
| 1.8 | Elect Director Lori O'Neill | Management | For | For |
| 1.9 | Elect Director Stephen R. Scotchmer | Management | For | For |
| 1.10 | Elect Director Robin Van Poelje | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Increase in Maximum Number of Directors from Ten to Fifteen | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DELL TECHNOLOGIES, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| DROPBOX, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: DBX SECURITY ID: 26210C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew W. Houston | Management | For | For |
| 1.2 | Elect Director Arash Ferdowsi | Management | For | For |
| 1.3 | Elect Director Donald W. Blair | Management | For | For |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.6 | Elect Director Condoleezza Rice | Management | For | For |
| 1.7 | Elect Director R. Bryan Schreier | Management | For | For |
| 1.8 | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ELECTRONIC ARTS INC. MEETING DATE: AUG 02, 2018 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 17, 2019 | ||||
| TICKER: EXLS SECURITY ID: 302081104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Rohit Kapoor | Management | For | For |
| 2b | Elect Director Anne E. Minto | Management | For | For |
| 2c | Elect Director Jaynie M. Studenmund | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACEBOOK, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: FB SECURITY ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.6 | Elect Director Peter A. Thiel | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Zients | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 8 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| 9 | Report on Content Governance | Shareholder | Against | Against |
| 10 | Report on Global Median Gender Pay Gap | Shareholder | Against | For |
| 11 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 12 | Study Strategic Alternatives Including Sale of Assets | Shareholder | Against | Against |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Keith W. Hughes | Management | For | For |
| 1c | Elect Director David K. Hunt | Management | For | For |
| 1d | Elect Director Stephan A. James | Management | For | For |
| 1e | Elect Director Leslie M. Muma | Management | For | For |
| 1f | Elect Director Alexander Navab | Management | For | For |
| 1g | Elect Director Gary A. Norcross | Management | For | For |
| 1h | Elect Director Louise M. Parent | Management | For | For |
| 1i | Elect Director Brian T. Shea | Management | For | For |
| 1j | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FLEETCOR TECHNOLOGIES INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Clawback Policy | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| GARTNER, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: IT SECURITY ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter E. Bisson | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.2 | Elect Director Ruth Ann Marshall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| HUBSPOT, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: HUBS SECURITY ID: 443573100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lorrie Norrington | Management | For | For |
| 1b | Elect Director Avanish Sahai | Management | For | For |
| 1c | Elect Director Dharmesh Shah | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INSTRUCTURE, INC. MEETING DATE: MAY 24, 2019 | ||||
| TICKER: INST SECURITY ID: 45781U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua L. Coates | Management | For | For |
| 1.2 | Elect Director Daniel T. Goldsmith | Management | For | For |
| 1.3 | Elect Director Steven A. Collins | Management | For | For |
| 1.4 | Elect Director William M. Conroy | Management | For | For |
| 1.5 | Elect Director Ellen Levy | Management | For | For |
| 1.6 | Elect Director Kevin Thompson | Management | For | For |
| 1.7 | Elect Director Lloyd G. Waterhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: IBM SECURITY ID: 459200101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Eskew | Management | For | For |
| 1.2 | Elect Director David N. Farr | Management | For | For |
| 1.3 | Elect Director Alex Gorsky | Management | For | For |
| 1.4 | Elect Director Michelle J. Howard | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.7 | Elect Director Martha E. Pollack | Management | For | For |
| 1.8 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.9 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.10 | Elect Director Sidney Taurel | Management | For | For |
| 1.11 | Elect Director Peter R. Voser | Management | For | For |
| 1.12 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| LEIDOS HOLDINGS, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 25, 2019 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2019 | ||||
| TICKER: MELI SECURITY ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Roberto Balls Sallouti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Co. S.A. as Auditor | Management | For | For |
| MICRO FOCUS INTERNATIONAL PLC MEETING DATE: AUG 21, 2018 | ||||
| TICKER: MCRO SECURITY ID: G6117L186 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of SUSE Business to Marcel BidCo GmbH | Management | For | For |
| MICRO FOCUS INTERNATIONAL PLC MEETING DATE: MAR 29, 2019 | ||||
| TICKER: MCRO SECURITY ID: G6117L186 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Kevin Loosemore as Director | Management | For | For |
| 5 | Re-elect Stephen Murdoch as Director | Management | For | For |
| 6 | Elect Brian McArthur-Muscroft as Director | Management | For | For |
| 7 | Re-elect Karen Slatford as Director | Management | For | For |
| 8 | Re-elect Richard Atkins as Director | Management | For | For |
| 9 | Re-elect Amanda Brown as Director | Management | For | For |
| 10 | Re-elect Silke Scheiber as Director | Management | For | For |
| 11 | Re-elect Darren Roos as Director | Management | For | For |
| 12 | Elect Lawton Fitt as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MICRO FOCUS INTERNATIONAL PLC MEETING DATE: APR 29, 2019 | ||||
| TICKER: MCRO SECURITY ID: G6117L186 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve B Share Scheme and Share Consolidation | Management | For | For |
| MICROSOFT CORP. MEETING DATE: NOV 28, 2018 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MIX TELEMATICS LTD. MEETING DATE: SEP 26, 2018 | ||||
| TICKER: MIX SECURITY ID: S5141W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 2 | Approve Remuneration Implementation Report | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2018 | Management | For | For |
| 2 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 3 | Elect Fundiswa Roji-Maplanka as Director | Management | For | For |
| 4 | Elect Fikile Futwa as Director | Management | For | For |
| 5 | Re-elect Richard Bruyns as Director | Management | For | For |
| 6 | Re-elect Ian Jacobs as Director | Management | For | For |
| 7.1 | Re-elect Tony Welton as Chairman of the Audit and Risk Committee | Management | For | For |
| 7.2 | Re-elect Richard Bruyns as Member of the Audit and Risk Committee | Management | For | For |
| 7.3 | Elect Fundiswa Roji-Maplanka as Member of the Audit and Risk Committee | Management | For | For |
| 7.4 | Elect Fikile Futwa as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Appoint Deloitte & Touche as Auditors of the Company and Appoint James Welch as Designated Audit Partner | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Authorise Ratification of Approved Resolutions | Management | For | For |
| MONOTYPE IMAGING HOLDINGS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: TYPE SECURITY ID: 61022P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gay W. Gaddis | Management | For | For |
| 1.2 | Elect Director Roger J. Heinen, Jr. | Management | For | For |
| 1.3 | Elect Director Denise F. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| NIC, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: EGOV SECURITY ID: 62914B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal 'Raji' Arasu | Management | For | For |
| 1.4 | Elect Director C. Brad Henry | Management | For | For |
| 1.5 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.6 | Elect Director William M. Lyons | Management | For | For |
| 1.7 | Elect Director Anthony Scott | Management | For | For |
| 1.8 | Elect Director Jayaprakash Vijayan | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 17, 2019 | ||||
| TICKER: NUAN SECURITY ID: 67020Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd Carney | Management | For | For |
| 1.2 | Elect Director Mark D. Benjamin | Management | For | For |
| 1.3 | Elect Director Daniel Brennan | Management | For | For |
| 1.4 | Elect Director Thomas Ebling | Management | For | For |
| 1.5 | Elect Director Robert Finocchio | Management | For | For |
| 1.6 | Elect Director Laura S. Kaiser | Management | For | For |
| 1.7 | Elect Director Michal Katz | Management | For | For |
| 1.8 | Elect Director Mark Laret | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NVIDIA CORPORATION MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Remove Director Without Cause | Management | For | For |
| ORACLE CORP. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Mark V. Hurd | Management | For | For |
| 1.10 | Elect Director Renee J. James | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.12 | Elect Director Leon E. Panetta | Management | For | For |
| 1.13 | Elect Director William G. Parrett | Management | For | For |
| 1.14 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PIVOTAL SOFTWARE, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: PVTL SECURITY ID: 72582H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcy S. Klevorn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QUALCOMM, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | Against |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | Against |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | Against |
| 1f | Elect Director Mark D. McLaughlin | Management | For | Against |
| 1g | Elect Director Steve Mollenkopf | Management | For | Against |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| REALPAGE, INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: RP SECURITY ID: 75606N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen T. Winn | Management | For | For |
| 1.2 | Elect Director Jason A. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RED HAT, INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Charlene T. Begley | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Kimberly L. Hammonds | Management | For | For |
| 1.6 | Elect Director William S. Kaiser | Management | For | For |
| 1.7 | Elect Director James M. Whitehurst | Management | For | For |
| 1.8 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RED HAT, INC. MEETING DATE: JAN 16, 2019 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Craig Conway | Management | For | For |
| 1e | Elect Director Alan Hassenfeld | Management | For | For |
| 1f | Elect Director Neelie Kroes | Management | For | For |
| 1g | Elect Director Colin Powell | Management | For | For |
| 1h | Elect Director Sanford Robertson | Management | For | For |
| 1i | Elect Director John V. Roos | Management | For | For |
| 1j | Elect Director Bernard Tyson | Management | For | For |
| 1k | Elect Director Robin Washington | Management | For | For |
| 1l | Elect Director Maynard Webb | Management | For | For |
| 1m | Elect Director Susan Wojcicki | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| SPS COMMERCE, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SPSC SECURITY ID: 78463M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Archie C. Black | Management | For | For |
| 1B | Elect Director Martin J. Leestma | Management | For | For |
| 1C | Elect Director James B. Ramsey | Management | For | For |
| 1D | Elect Director Marty M. Reaume | Management | For | For |
| 1E | Elect Director Tami L. Reller | Management | For | For |
| 1F | Elect Director Philip E. Soran | Management | For | For |
| 1G | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SYMANTEC CORP. MEETING DATE: DEC 03, 2018 | ||||
| TICKER: SYMC SECURITY ID: 871503108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory S. Clark | Management | For | For |
| 1b | Elect Director Frank E. Dangeard | Management | For | For |
| 1c | Elect Director Peter A. Feld | Management | For | For |
| 1d | Elect Director Dale L. Fuller | Management | For | For |
| 1e | Elect Director Kenneth Y. Hao | Management | For | For |
| 1f | Elect Director David W. Humphrey | Management | For | For |
| 1g | Elect Director David L. Mahoney | Management | For | For |
| 1h | Elect Director Anita M. Sands | Management | For | For |
| 1i | Elect Director Daniel H. Schulman | Management | For | For |
| 1j | Elect Director V. Paul Unruh | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TALEND SA MEETING DATE: JUN 25, 2019 | ||||
| TICKER: TLND SECURITY ID: 874224207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Michael Tuchen as Director | Management | For | For |
| 2 | Reelect John Brennan as Director | Management | For | For |
| 3 | Reelect Thierry Sommelet as Director | Management | For | For |
| 4 | Reelect Steve Singh as Director | Management | For | For |
| 5 | Reelect Nora Denzel as Director | Management | For | For |
| 6 | Approve Compensation of Executive Officers | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency Every Year | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency Every Two Years | Management | Against | Against |
| 9 | Advisory Vote on Say on Pay Frequency Every Three Years | Management | Against | Against |
| 10 | Approve Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 11 | Approve Treatment of Losses | Management | For | For |
| 12 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 13 | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 14 | Amend Article 20 of Bylaws Re: Quorum | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15 to 17 at EUR 480,000 | Management | For | For |
| 20 | Authorize up to 2 Million Shares for Use in Restricted Stock Plans | Management | For | For |
| 21 | Approve Issuance of 2 Million Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20 and 21 Above at 2 Million Shares | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize International Employee Stock Purchase Plan (ESPP) | Management | For | For |
| 25 | Authorize Capital Issuances for Employees of the Company and Affiliated Companies, in France and Abroad, within the Meaning of Article L. 225-180 of the French Commercial Code Belonging to an ESPP | Management | For | For |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 23 to 25 at EUR 45,680 | Management | For | For |
| TENCENT HOLDINGS LIMITED MEETING DATE: MAY 15, 2019 | ||||
| TICKER: 700 SECURITY ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED MEETING DATE: MAY 15, 2019 | ||||
| TICKER: 700 SECURITY ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme | Management | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ULTI SECURITY ID: 90385D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Angela A. Sun | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director Joia M. Johnson | Management | For | For |
| 1f | Elect Director Connie D. McDaniel | Management | For | For |
| 1g | Elect Director Richard A. Smith | Management | For | For |
| 1h | Elect Director John T. Turner | Management | For | For |
| 1i | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| TRIMBLE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: TRMB SECURITY ID: 896239100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Kaigham "Ken" Gabriel | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.6 | Elect Director Sandra MacQuillan | Management | For | For |
| 1.7 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.8 | Elect Director Mark S. Peek | Management | For | For |
| 1.9 | Elect Director Johan Wibergh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWITTER, INC. MEETING DATE: MAY 20, 2019 | ||||
| TICKER: TWTR SECURITY ID: 90184L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jack Dorsey | Management | For | For |
| 1b | Elect Director Patrick Pichette | Management | For | For |
| 1c | Elect Director Robert Zoellick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Report on Content Enforcement Policies | Shareholder | Against | Against |
| 6 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| VISA, INC. MEETING DATE: JAN 29, 2019 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEX INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: WEX SECURITY ID: 96208T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Melissa D. Smith | Management | For | For |
| 1.4 | Elect Director Daniel Callahan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| WORKDAY, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: WDAY SECURITY ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl M. Eschenbach | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZENDESK, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: ZEN SECURITY ID: 98936J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Michael Frandsen | Management | For | For |
| 1c | Elect Director Thomas Szkutak | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZILLOW GROUP, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: Z SECURITY ID: 98954M101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Barton | Management | For | For |
| 1.2 | Elect Director Lloyd D. Frink | Management | For | For |
| 1.3 | Elect Director April Underwood | Management | For | For |
| 1.4 | Elect Director Amy C. Bohutinsky | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADOBE INC. MEETING DATE: APR 11, 2019 | ||||
| TICKER: ADBE SECURITY ID: 00724F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: AMD SECURITY ID: 007903107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Joseph A. Householder | Management | For | For |
| 1e | Elect Director John W. Marren | Management | For | For |
| 1f | Elect Director Lisa T. Su | Management | For | For |
| 1g | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: AKAM SECURITY ID: 00971T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Thomas "Tom" Killalea | Management | For | For |
| 1.2 | Elect Director F. Thomson "Tom" Leighton | Management | For | For |
| 1.3 | Elect Director Jonathan Miller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 31, 2018 | ||||
| TICKER: BABA SECURITY ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect J. Michael Evans as Director | Management | For | For |
| 1.3 | Elect Eric Xiandong Jing as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ADS SECURITY ID: 018581108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Kelly J. Barlow | Management | For | For |
| 1.4 | Elect Director Edward J. Heffernan | Management | For | For |
| 1.5 | Elect Director Kenneth R. Jensen | Management | For | For |
| 1.6 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.7 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.8 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.9 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMAZON.COM, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: AMZN SECURITY ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Food Waste | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | Shareholder | Against | Against |
| 7 | Report on Impact of Government Use of Facial Recognition Technologies | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Sexual Harassment | Shareholder | Against | For |
| 11 | Report on Climate Change | Shareholder | Against | Against |
| 12 | Disclose a Board of Directors' Qualification Matrix | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | For |
| 14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 15 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AMPHENOL CORP. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: APH SECURITY ID: 032095101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director John D. Craig | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Robert A. Livingston | Management | For | For |
| 1.6 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.7 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.8 | Elect Director Diana G. Reardon | Management | For | For |
| 1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2019 | ||||
| TICKER: ADI SECURITY ID: 032654105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Karen M. Golz | Management | For | For |
| 1h | Elect Director Mark M. Little | Management | For | For |
| 1i | Elect Director Neil Novich | Management | For | For |
| 1j | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1k | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| ANSYS, INC. MEETING DATE: MAY 17, 2019 | ||||
| TICKER: ANSS SECURITY ID: 03662Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald W. Hovsepian | Management | For | For |
| 1b | Elect Director Barbara V. Scherer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APPLE, INC. MEETING DATE: MAR 01, 2019 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| APPLIED MATERIALS, INC. MEETING DATE: MAR 07, 2019 | ||||
| TICKER: AMAT SECURITY ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Scott A. McGregor | Management | For | For |
| 1j | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ARISTA NETWORKS, INC. MEETING DATE: MAY 28, 2019 | ||||
| TICKER: ANET SECURITY ID: 040413106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Giancarlo | Management | For | For |
| 1.2 | Elect Director Ann Mather | Management | For | For |
| 1.3 | Elect Director Daniel Scheinman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASML HOLDING NV MEETING DATE: APR 24, 2019 | ||||
| TICKER: ASML SECURITY ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Discuss Remuneration Policy | Management | None | None |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.10 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7 | Discussion of Updated Supervisory Board Profile | Management | None | None |
| 8.a | Reelect G.J. Kleisterlee to Supervisory Board | Management | For | For |
| 8.b | Reelect A.P. Aris to Supervisory Board | Management | For | For |
| 8.c | Reelect R.D. Schwalb to Supervisory Board | Management | For | For |
| 8.d | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 8.e | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Ratify KPMG as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ATLASSIAN CORP. PLC MEETING DATE: DEC 04, 2018 | ||||
| TICKER: TEAM SECURITY ID: G06242104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Director Shona L. Brown | Management | For | For |
| 6 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 7 | Elect Director Scott Farquhar | Management | For | For |
| 8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 9 | Elect Director Sasan Goodarzi | Management | For | For |
| 10 | Elect Director Jay Parikh | Management | For | For |
| 11 | Elect Director Enrique Salem | Management | For | For |
| 12 | Elect Director Steven Sordello | Management | For | For |
| 13 | Elect Director Richard P. Wong | Management | For | For |
| AUTODESK, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: ADSK SECURITY ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Blake Irving | Management | For | For |
| 1e | Elect Director Mary T. McDowell | Management | For | For |
| 1f | Elect Director Stephen Milligan | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROADCOM INC. MEETING DATE: APR 01, 2019 | ||||
| TICKER: AVGO SECURITY ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Check Kian Low | Management | For | For |
| 1g | Elect Director Peter J. Marks | Management | For | For |
| 1h | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: CDNS SECURITY ID: 127387108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 1.4 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Roger S. Siboni | Management | For | For |
| 1.7 | Elect Director Young K. Sohn | Management | For | For |
| 1.8 | Elect Director Lip-Bu Tan | Management | For | For |
| 1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Eliminate Supermajority Voting Requirement for Specified Corporate Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CDW CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: CDW SECURITY ID: 12514G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lynda M. Clarizio | Management | For | For |
| 1b | Elect Director Christine A. Leahy | Management | For | For |
| 1c | Elect Director Thomas E. Richards | Management | For | For |
| 1d | Elect Director Joseph R. Swedish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| CITRIX SYSTEMS, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: CTXS SECURITY ID: 177376100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Ajei S. Gopal | Management | For | For |
| 1g | Elect Director David J. Henshall | Management | For | For |
| 1h | Elect Director Thomas E. Hogan | Management | For | For |
| 1i | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1j | Elect Director Peter J. Sacripanti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CORNING INCORPORATED MEETING DATE: MAY 02, 2019 | ||||
| TICKER: GLW SECURITY ID: 219350105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald W. Blair | Management | For | For |
| 1b | Elect Director Leslie A. Brun | Management | For | For |
| 1c | Elect Director Stephanie A. Burns | Management | For | For |
| 1d | Elect Director John A. Canning, Jr. | Management | For | For |
| 1e | Elect Director Richard T. Clark | Management | For | For |
| 1f | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1g | Elect Director Deborah A. Henretta | Management | For | For |
| 1h | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1i | Elect Director Kurt M. Landgraf | Management | For | For |
| 1j | Elect Director Kevin J. Martin | Management | For | For |
| 1k | Elect Director Deborah D. Rieman | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1m | Elect Director Wendell P. Weeks | Management | For | For |
| 1n | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| CREE, INC. MEETING DATE: OCT 22, 2018 | ||||
| TICKER: CREE SECURITY ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Hodge | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Darren R. Jackson | Management | For | For |
| 1.4 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELL TECHNOLOGIES, INC. MEETING DATE: DEC 11, 2018 | ||||
| TICKER: DVMT SECURITY ID: 24703L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| DXC TECHNOLOGY COMPANY MEETING DATE: AUG 15, 2018 | ||||
| TICKER: DXC SECURITY ID: 23355L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Manoj P. Singh | Management | For | For |
| 1j | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EBAY INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: EBAY SECURITY ID: 278642103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
| 1b | Elect Director Anthony J. Bates | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Jesse A. Cohn | Management | For | For |
| 1e | Elect Director Diana Farrell | Management | For | For |
| 1f | Elect Director Logan D. Green | Management | For | For |
| 1g | Elect Director Bonnie S. Hammer | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Thomas J. Tierney | Management | For | For |
| 1n | Elect Director Perry M. Traquina | Management | For | For |
| 1o | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholder to Call Special Meetings | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ELECTRONIC ARTS INC. MEETING DATE: AUG 02, 2018 | ||||
| TICKER: EA SECURITY ID: 285512109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| F5 NETWORKS, INC. MEETING DATE: MAR 14, 2019 | ||||
| TICKER: FFIV SECURITY ID: 315616102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Michel Combes | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director John McAdam | Management | For | For |
| 1j | Elect Director Nikhil Mehta | Management | For | For |
| 1k | Elect Director Marie E. Myers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FIS SECURITY ID: 31620M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Keith W. Hughes | Management | For | For |
| 1c | Elect Director David K. Hunt | Management | For | For |
| 1d | Elect Director Stephan A. James | Management | For | For |
| 1e | Elect Director Leslie M. Muma | Management | For | For |
| 1f | Elect Director Alexander Navab | Management | For | For |
| 1g | Elect Director Gary A. Norcross | Management | For | For |
| 1h | Elect Director Louise M. Parent | Management | For | For |
| 1i | Elect Director Brian T. Shea | Management | For | For |
| 1j | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIRST DATA CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: FDC SECURITY ID: 32008D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Henry R. Kravis | Management | For | Withhold |
| 1.3 | Elect Director Heidi G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| FISERV, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FISERV, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: FISV SECURITY ID: 337738108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alison Davis | Management | For | For |
| 1.2 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.3 | Elect Director John Y. Kim | Management | For | For |
| 1.4 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.5 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.6 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.7 | Elect Director Kim M. Robak | Management | For | For |
| 1.8 | Elect Director JD Sherman | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: FLT SECURITY ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Clawback Policy | Shareholder | Against | Against |
| 6 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| FORTINET, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: FTNT SECURITY ID: 34959E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Ming Hsieh | Management | For | For |
| 1.3 | Elect Director Gary Locke | Management | For | For |
| 1.4 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.5 | Elect Director Judith Sim | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| GARTNER, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: IT SECURITY ID: 366651107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter E. Bisson | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: GPN SECURITY ID: 37940X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.2 | Elect Director Ruth Ann Marshall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| GODADDY INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: GDDY SECURITY ID: 380237107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Caroline Donahue | Management | For | For |
| 1.2 | Elect Director Charles J. Robel | Management | For | For |
| 1.3 | Elect Director Scott W. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEWLETT PACKARD ENTERPRISE COMPANY MEETING DATE: APR 03, 2019 | ||||
| TICKER: HPE SECURITY ID: 42824C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Michael J. Angelakis | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Jean M. Hobby | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Raymond E. Ozzie | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Lip-Bu Tan | Management | For | For |
| 1l | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HIMAX TECHNOLOGIES, INC. MEETING DATE: AUG 29, 2018 | ||||
| TICKER: HIMX SECURITY ID: 43289P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Audited Accounts and Financial Reports of the Company | Management | For | For |
| 2 | Elect Jordan Wu as Director | Management | For | For |
| HP INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: HPQ SECURITY ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Yoky Matsuoka | Management | For | For |
| 1i | Elect Director Stacey Mobley | Management | For | For |
| 1j | Elect Director Subra Suresh | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| INTEL CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: INTC SECURITY ID: 458140100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aneel Bhusri | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Reed E. Hundt | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 1j | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Request for an Annual Advisory Vote on Political Contributions | Shareholder | Against | Against |
| INTUIT, INC. MEETING DATE: JAN 17, 2019 | ||||
| TICKER: INTU SECURITY ID: 461202103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Thomas Szkutak | Management | For | For |
| 1j | Elect Director Raul Vazquez | Management | For | For |
| 1k | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KEYSIGHT TECHNOLOGIES, INC. MEETING DATE: MAR 21, 2019 | ||||
| TICKER: KEYS SECURITY ID: 49338L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James G. Cullen | Management | For | For |
| 1.2 | Elect Director Jean M. Halloran | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LAM RESEARCH CORP. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: LRCX SECURITY ID: 512807108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LEIDOS HOLDINGS, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: LDOS SECURITY ID: 525327102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LG INNOTEK CO., LTD. MEETING DATE: MAR 22, 2019 | ||||
| TICKER: 011070 SECURITY ID: Y5276D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Jeong Cheol-dong as Inside Director | Management | For | For |
| 3.2 | Elect Jeong Yeon-chae as Non-independent Non-executive Director | Management | For | For |
| 3.3 | Elect Yoo Young-su as Outside Director | Management | For | For |
| 3.4 | Elect Park Sang-chan as Outside Director | Management | For | For |
| 4 | Elect Park Sang-chan as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LUMENTUM HOLDINGS, INC. MEETING DATE: NOV 09, 2018 | ||||
| TICKER: LITE SECURITY ID: 55024U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin A. Kaplan | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Penelope A. Herscher | Management | For | For |
| 1d | Elect Director Julia S. Johnson | Management | For | For |
| 1e | Elect Director Brian J. Lillie | Management | For | For |
| 1f | Elect Director Alan S. Lowe | Management | For | For |
| 1g | Elect Director Samuel F. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Brad Buss | Management | For | For |
| 1.3 | Elect Director Edward H. Frank | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director Oleg Khaykin | Management | For | For |
| 1.6 | Elect Director Bethany Mayer | Management | For | For |
| 1.7 | Elect Director Donna Morris | Management | For | For |
| 1.8 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.9 | Elect Director Michael Strachan | Management | For | For |
| 1.10 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MASTERCARD INCORPORATED MEETING DATE: JUN 25, 2019 | ||||
| TICKER: MA SECURITY ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director David R. Carlucci | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Choon Phong Goh | Management | For | For |
| 1h | Elect Director Merit E. Janow | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Youngme Moon | Management | For | For |
| 1k | Elect Director Rima Qureshi | Management | For | For |
| 1l | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1m | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 1o | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Establish Human Rights Board Committee | Shareholder | Against | Against |
| MEITUAN DIANPING MEETING DATE: MAY 17, 2019 | ||||
| TICKER: 3690 SECURITY ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Xing as Director | Management | For | Against |
| 3 | Elect Mu Rongjun as Director | Management | For | Against |
| 4 | Elect Wang Huiwen as Director | Management | For | Against |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| MERCARI, INC. MEETING DATE: SEP 28, 2018 | ||||
| TICKER: 4385 SECURITY ID: J42305102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 2.1 | Elect Director Yamada, Shintaro | Management | For | For |
| 2.2 | Elect Director Koizumi, Fumiaki | Management | For | For |
| 2.3 | Elect Director Hamada, Yuki | Management | For | For |
| 2.4 | Elect Director John Lagerling | Management | For | For |
| 2.5 | Elect Director Aoyagi, Naoki | Management | For | For |
| 2.6 | Elect Director Suzuki, Ken | Management | For | For |
| 2.7 | Elect Director Takayama, Ken | Management | For | For |
| 2.8 | Elect Director Namatame, Masashi | Management | For | For |
| MICROSOFT CORP. MEETING DATE: NOV 28, 2018 | ||||
| TICKER: MSFT SECURITY ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MONGODB, INC. MEETING DATE: JUL 12, 2018 | ||||
| TICKER: MDB SECURITY ID: 60937P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roelof Botha | Management | For | For |
| 1.2 | Elect Director Dev Ittycheria | Management | For | For |
| 1.3 | Elect Director John McMahon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| NETEASE, INC. MEETING DATE: SEP 07, 2018 | ||||
| TICKER: NTES SECURITY ID: 64110W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Cheng as Director | Management | For | For |
| 1c | Elect Denny Lee as Director | Management | For | For |
| 1d | Elect Joseph Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Leung as Director | Management | For | For |
| 1g | Elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | For |
| NETFLIX, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: NFLX SECURITY ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy M. Haley | Management | For | Withhold |
| 1b | Elect Director Leslie Kilgore | Management | For | Withhold |
| 1c | Elect Director Ann Mather | Management | For | Withhold |
| 1d | Elect Director Susan Rice | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| NEW RELIC, INC. MEETING DATE: AUG 21, 2018 | ||||
| TICKER: NEWR SECURITY ID: 64829B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director Hope Cochran | Management | For | For |
| 1.3 | Elect Director Adam Messinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NUTANIX, INC. MEETING DATE: DEC 17, 2018 | ||||
| TICKER: NTNX SECURITY ID: BFI084000 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Conway | Management | For | For |
| 1b | Elect Director Michael P. Scarpelli | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NVIDIA CORPORATION MEETING DATE: MAY 22, 2019 | ||||
| TICKER: NVDA SECURITY ID: 67066G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Remove Director Without Cause | Management | For | For |
| NXP SEMICONDUCTORS NV MEETING DATE: JUN 17, 2019 | ||||
| TICKER: NXPI SECURITY ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Implementation of Remuneration Policy | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | Against |
| 3e | Elect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Elect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Elect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5 | Approve NXP 2019 Omnibus Incentive Plan | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| OKTA, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: OKTA SECURITY ID: 679295105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frederic Kerrest | Management | For | For |
| 1.2 | Elect Director Rebecca Saeger | Management | For | For |
| 1.3 | Elect Director Michelle Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ON SECURITY ID: 682189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Curtis J. Crawford | Management | For | For |
| 1d | Elect Director Gilles Delfassy | Management | For | For |
| 1e | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1f | Elect Director Keith D. Jackson | Management | For | For |
| 1g | Elect Director Paul A. Mascarenas | Management | For | For |
| 1h | Elect Director Daryl A. Ostrande | Management | For | For |
| 1i | Elect Director Teresa M. Ressel | Management | For | For |
| 1j | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ORACLE CORP. MEETING DATE: NOV 14, 2018 | ||||
| TICKER: ORCL SECURITY ID: 68389X105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director George H. Conrades | Management | For | For |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Mark V. Hurd | Management | For | For |
| 1.10 | Elect Director Renee J. James | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.12 | Elect Director Leon E. Panetta | Management | For | For |
| 1.13 | Elect Director William G. Parrett | Management | For | For |
| 1.14 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| PAYPAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: PYPL SECURITY ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director Deborah M. Messemer | Management | For | For |
| 1i | Elect Director David M. Moffett | Management | For | For |
| 1j | Elect Director Ann M. Sarnoff | Management | For | For |
| 1k | Elect Director Daniel H. Schulman | Management | For | For |
| 1l | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
| PTC, INC. MEETING DATE: MAR 06, 2019 | ||||
| TICKER: PTC SECURITY ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip Fernandez | Management | For | For |
| 1.3 | Elect Director Donald Grierson | Management | For | For |
| 1.4 | Elect Director James Heppelmann | Management | For | For |
| 1.5 | Elect Director Klaus Hoehn | Management | For | For |
| 1.6 | Elect Director Paul Lacy | Management | For | For |
| 1.7 | Elect Director Corinna Lathan | Management | For | For |
| 1.8 | Elect Director Blake Moret | Management | For | For |
| 1.9 | Elect Director Robert Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QORVO, INC. MEETING DATE: AUG 07, 2018 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | Against |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | Against |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | Against |
| 1f | Elect Director Mark D. McLaughlin | Management | For | Against |
| 1g | Elect Director Steve Mollenkopf | Management | For | Against |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| RED HAT, INC. MEETING DATE: AUG 09, 2018 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Charlene T. Begley | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Kimberly L. Hammonds | Management | For | For |
| 1.6 | Elect Director William S. Kaiser | Management | For | For |
| 1.7 | Elect Director James M. Whitehurst | Management | For | For |
| 1.8 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RED HAT, INC. MEETING DATE: JAN 16, 2019 | ||||
| TICKER: RHT SECURITY ID: 756577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SALESFORCE.COM, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: CRM SECURITY ID: 79466L302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Craig Conway | Management | For | For |
| 1e | Elect Director Alan Hassenfeld | Management | For | For |
| 1f | Elect Director Neelie Kroes | Management | For | For |
| 1g | Elect Director Colin Powell | Management | For | For |
| 1h | Elect Director Sanford Robertson | Management | For | For |
| 1i | Elect Director John V. Roos | Management | For | For |
| 1j | Elect Director Bernard Tyson | Management | For | For |
| 1k | Elect Director Robin Washington | Management | For | For |
| 1l | Elect Director Maynard Webb | Management | For | For |
| 1m | Elect Director Susan Wojcicki | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| SEAGATE TECHNOLOGY PLC MEETING DATE: APR 25, 2019 | ||||
| TICKER: STX SECURITY ID: G7945M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| SERVICENOW, INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: NOW SECURITY ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Teresa Briggs | Management | For | For |
| 1b | Elect Director Paul E. Chamberlain | Management | For | For |
| 1c | Elect Director Tamar O. Yehoshua | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Liam K. Griffin | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 1.9 | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | None | For |
| SPLUNK INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: SPLK SECURITY ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director Elisa Steele | Management | For | For |
| 1c | Elect Director Sri Viswanath | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SQUARE, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: SQ SECURITY ID: 852234103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | For |
| 1.2 | Elect Director David Viniar | Management | For | For |
| 1.3 | Elect Director Paul Deighton | Management | For | For |
| 1.4 | Elect Director Anna Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: SSNC SECURITY ID: 78467J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | For |
| 1.3 | Elect Director William C. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| SYNOPSYS, INC. MEETING DATE: APR 08, 2019 | ||||
| TICKER: SNPS SECURITY ID: 871607107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| TABLEAU SOFTWARE, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: DATA SECURITY ID: 87336U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam Selipsky | Management | For | For |
| 1.2 | Elect Director Christian Chabot | Management | For | For |
| 1.3 | Elect Director Christopher Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: SEP 21, 2018 | ||||
| TICKER: TTWO SECURITY ID: 874054109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Michael Dornemann | Management | For | For |
| 1.3 | Elect Director J Moses | Management | For | For |
| 1.4 | Elect Director Michael Sheresky | Management | For | For |
| 1.5 | Elect Director LaVerne Srinivasan | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 1.7 | Elect Director Paul Viera | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TE CONNECTIVITY LTD. MEETING DATE: MAR 13, 2019 | ||||
| TICKER: TEL SECURITY ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director William A. Jeffrey | Management | For | For |
| 1e | Elect Director David M. Kerko | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Yong Nam | Management | For | For |
| 1h | Elect Director Daniel J. Phelan | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1k | Elect Director Mark C. Trudeau | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 28, 2018 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 28, 2018 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Approve Reduction of Share Capital | Management | For | For |
| 15 | Adjourn Meeting | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 25, 2019 | ||||
| TICKER: TXN SECURITY ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Ronald Kirk | Management | For | For |
| 1h | Elect Director Pamela H. Patsley | Management | For | For |
| 1i | Elect Director Robert E. Sanchez | Management | For | For |
| 1j | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ULTI SECURITY ID: 90385D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE WESTERN UNION COMPANY MEETING DATE: MAY 17, 2019 | ||||
| TICKER: WU SECURITY ID: 959802109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Roberto G. Mendoza | Management | For | For |
| 1g | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1h | Elect Director Angela A. Sun | Management | For | For |
| 1i | Elect Director Frances Fragos Townsend | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: TSS SECURITY ID: 891906109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director Joia M. Johnson | Management | For | For |
| 1f | Elect Director Connie D. McDaniel | Management | For | For |
| 1g | Elect Director Richard A. Smith | Management | For | For |
| 1h | Elect Director John T. Turner | Management | For | For |
| 1i | Elect Director M. Troy Woods | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| TRIMBLE, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: TRMB SECURITY ID: 896239100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Kaigham "Ken" Gabriel | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.6 | Elect Director Sandra MacQuillan | Management | For | For |
| 1.7 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.8 | Elect Director Mark S. Peek | Management | For | For |
| 1.9 | Elect Director Johan Wibergh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VERISIGN, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: VRSN SECURITY ID: 92343E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| VISA, INC. MEETING DATE: JAN 29, 2019 | ||||
| TICKER: V SECURITY ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director John F. Lundgren | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Denise M. Morrison | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| VMWARE, INC. MEETING DATE: JUN 25, 2019 | ||||
| TICKER: VMW SECURITY ID: 928563402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WORKDAY, INC. MEETING DATE: JUN 18, 2019 | ||||
| TICKER: WDAY SECURITY ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl M. Eschenbach | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WORLDPAY INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: WP SECURITY ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee Adrean | Management | For | For |
| 1.2 | Elect Director Mark Heimbouch | Management | For | For |
| 1.3 | Elect Director Gary Lauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZEBRA TECHNOLOGIES CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: ZBRA SECURITY ID: 989207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank B. Modruson | Management | For | For |
| 1.2 | Elect Director Michael A. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALTICE EUROPE N.V. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Alain Weill as Executive Director | Management | For | For |
| 2.b | Elect Natacha Marty as Executive Director | Management | For | For |
| 2.c | Elect Thierry Sauvaire as Non-Executive Director | Management | For | For |
| 3.a | Amend Remuneration Policy of the Board of Directors | Management | For | For |
| 3.b | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 3.c | Approve Remuneration of Alain Weill | Management | For | For |
| 3.d | Approve Remuneration of Natacha Marty | Management | For | For |
| 3.e | Approve Remuneration of Thierry Sauvaire | Management | For | For |
| 3.f | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | For |
| 1b | Elect Director Dexter Goei | Management | For | For |
| 1c | Elect Director Dennis Okhuijsen | Management | For | For |
| 1d | Elect Director Raymond Svider | Management | For | For |
| 1e | Elect Director Mark Mullen | Management | For | For |
| 1f | Elect Director Manon Brouillette | Management | For | For |
| 1g | Elect Director Charles Stewart | Management | For | For |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | For |
| 1i | Elect Director David Drahi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | Did Not Vote |
| 1b | Elect Director Dexter Goei | Management | For | Did Not Vote |
| 1c | Elect Director Dennis Okhuijsen | Management | For | Did Not Vote |
| 1d | Elect Director Raymond Svider | Management | For | Did Not Vote |
| 1e | Elect Director Mark Mullen | Management | For | Did Not Vote |
| 1f | Elect Director Manon Brouillette | Management | For | Did Not Vote |
| 1g | Elect Director Charles Stewart | Management | For | Did Not Vote |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | Did Not Vote |
| 1i | Elect Director David Drahi | Management | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditor | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Grace D. Lieblein | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| AT&T INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ATN INTERNATIONAL, INC. MEETING DATE: JUN 04, 2019 | ||||
| TICKER: ATNI SECURITY ID: 00215F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin L. Budd | Management | For | For |
| 1b | Elect Director Bernard J. Bulkin | Management | For | For |
| 1c | Elect Director Richard J. Ganong | Management | For | For |
| 1d | Elect Director John C. Kennedy | Management | For | For |
| 1e | Elect Director Liane J. Pelletier | Management | For | For |
| 1f | Elect Director Michael T. Prior | Management | For | For |
| 1g | Elect Director Charles J. Roesslein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| BOINGO WIRELESS, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: WIFI SECURITY ID: 09739C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Lance Rosenzweig | Management | For | For |
| 1B | Elect Director Michele Choka | Management | For | For |
| 1C | Elect Director David Hagan | Management | For | For |
| 1D | Elect Director Terrell Jones | Management | For | For |
| 1E | Elect Director Kathy Misunas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTURYLINK, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: CTL SECURITY ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martha H. Bejar | Management | For | For |
| 1b | Elect Director Virginia Boulet | Management | For | For |
| 1c | Elect Director Peter C. Brown | Management | For | For |
| 1d | Elect Director Kevin P. Chilton | Management | For | For |
| 1e | Elect Director Steven T. Clontz | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director W. Bruce Hanks | Management | For | For |
| 1h | Elect Director Mary L. Landrieu | Management | For | For |
| 1i | Elect Director Harvey P. Perry | Management | For | For |
| 1j | Elect Director Glen F. Post, III | Management | For | For |
| 1k | Elect Director Michael J. Roberts | Management | For | For |
| 1l | Elect Director Laurie A. Siegel | Management | For | For |
| 1m | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CINCINNATI BELL, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: CBB SECURITY ID: 171871502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Meredith J. Ching | Management | For | For |
| 1b | Elect Director Walter A. Dods, Jr. | Management | For | For |
| 1c | Elect Director John W. Eck | Management | For | For |
| 1d | Elect Director Leigh R. Fox | Management | For | For |
| 1e | Elect Director Jakki L. Haussler | Management | For | For |
| 1f | Elect Director Craig F. Maier | Management | For | For |
| 1g | Elect Director Russel P. Mayer | Management | For | For |
| 1h | Elect Director Theodore H. Torbeck | Management | For | For |
| 1i | Elect Director Lynn A. Wentworth | Management | For | For |
| 1j | Elect Director Martin J. Yudkovitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: SEP 10, 2018 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Size of Board | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 01, 2019 | ||||
| TICKER: CCOI SECURITY ID: 19239V302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 1.7 | Elect Director Lewis H. Ferguson, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION MEETING DATE: JUN 05, 2019 | ||||
| TICKER: CMCSA SECURITY ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 29, 2019 | ||||
| TICKER: CNSL SECURITY ID: 209034107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger H. Moore | Management | For | For |
| 1.2 | Elect Director Thomas A. Gerke | Management | For | For |
| 1.3 | Elect Director Dale E. Parker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DISH NETWORK CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
| 1.2 | Elect Director George R. Brokaw | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Charles M. Lillis | Management | For | For |
| 1.7 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| GCI LIBERTY, INC. MEETING DATE: JUN 24, 2019 | ||||
| TICKER: GLIBA SECURITY ID: 36164V305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director Richard R. Green | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| GLOBALSTAR, INC. MEETING DATE: MAY 29, 2019 | ||||
| TICKER: GSAT SECURITY ID: 378973408 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Keith O. Cowan | Management | For | For |
| 1b | Elect Director Benjamin G. Wolff | Management | For | For |
| 2 | Ratify Crowe LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ILIAD SA MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 230,000 | Management | For | For |
| 6 | Approve Compensation of Maxime Lombardini, Chairman of the Board Since May 21, 2018 | Management | For | For |
| 7 | Approve Compensation of Maxime Lombardini, CEO Until May 21, 2018 | Management | For | For |
| 8 | Approve Compensation of Thomas Reynaud, CEO Since May 21, 2018 | Management | For | For |
| 9 | Approve Compensation of Thomas Reynaud, Vice-CEO Until May 21, 2018 | Management | For | For |
| 10 | Approve Compensation of Cyril Poidatz, Chairman of the Board Until May 21, 2018 | Management | For | For |
| 11 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Alexis Bidinot, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board | Management | For | Against |
| 16 | Approve Remuneration Policy of CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEOs | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Authorize Capital Increase of up to 3 Percent of Issued Capital for Contributions in Kind from Employees and Corporate Officers | Management | For | Against |
| 26 | Authorize Capital Increase of Up to EUR 2 Million for Future Exchange Offers | Management | For | Against |
| 27 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Amend Article 12 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| IRIDIUM COMMUNICATIONS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: IRDM SECURITY ID: 46269C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Director Parker W. Rush | Management | For | For |
| 1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.11 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY BROADBAND CORPORATION MEETING DATE: MAY 23, 2019 | ||||
| TICKER: LBRDA SECURITY ID: 530307107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard R. Green | Management | For | For |
| 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| MASMOVIL IBERCOM SA MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MAS SECURITY ID: E7386C164 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 2.1 | Approve Consolidated Financial Statements | Management | For | For |
| 2.2 | Approve Non-Financial Information Report | Shareholder | None | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 6.1 | Reelect Eduardo Diez-Hochleitner Rodriguez as Director | Management | For | For |
| 6.2 | Reelect Felipe Fernandez Atela as Director | Management | For | For |
| 6.3 | Ratify Appointment of and Elect Nathalie-Sophie Picquot as Director | Management | For | For |
| 6.4 | Ratify Appointment of and Elect Rafael Canales Abaitua as Director | Management | For | Against |
| 6.5 | Dismiss Aldebaran Riesgo SCR SA as Director | Management | For | For |
| 6.6 | Elect Rafael Dominguez de la Maza as Director | Management | For | Against |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8.1 | Amend Article 34 Re: Adoption of Resolutions | Management | For | For |
| 8.2 | Remove Articles 50 and 51 | Management | For | For |
| 9 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MEGACABLE HOLDINGS SAB DE CV MEETING DATE: APR 25, 2019 | ||||
| TICKER: MEGACPO SECURITY ID: P652AE117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CEO's Report | Management | For | Did Not Vote |
| 2 | Receive Directors' Opinions on CEO's Report | Management | For | Did Not Vote |
| 3 | Approve Board of Directors' Report | Management | For | Did Not Vote |
| 4 | Approve Reports of Corporate Practices and Audit Committees Chairmen | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income | Management | For | Did Not Vote |
| 6 | Approve Repurchase Transactions of CPOs | Management | For | Did Not Vote |
| 7 | Set Maximum Amount of Share Repurchase Reserve | Management | For | Did Not Vote |
| 8 | Elect or Ratify Directors, Secretary and their Respective Alternates | Management | For | Did Not Vote |
| 9 | Classification of Principal and Alternate Board Members' Independence | Management | For | Did Not Vote |
| 10 | Elect or Ratify Chairmen of Audit and Corporate Practices Committees | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors, Secretary, and Members of Audit and Corporate Practices Committees | Management | For | Did Not Vote |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| ORBCOMM, INC. MEETING DATE: APR 17, 2019 | ||||
| TICKER: ORBC SECURITY ID: 68555P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise Gibson | Management | For | For |
| 1.2 | Elect Director Karen Gould | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SHENANDOAH TELECOMMUNICATIONS CO. (VIRGINIA) MEETING DATE: APR 16, 2019 | ||||
| TICKER: SHEN SECURITY ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher E. French | Management | For | For |
| 1.2 | Elect Director Dale S. Lam | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 07, 2018 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Bethune | Management | For | For |
| 1.2 | Elect Director Marcelo Claure | Management | For | For |
| 1.3 | Elect Director Michel Combes | Management | For | For |
| 1.4 | Elect Director Patrick Doyle | Management | For | For |
| 1.5 | Elect Director Ronald Fisher | Management | For | For |
| 1.6 | Elect Director Julius Genachowski | Management | For | For |
| 1.7 | Elect Director Stephen R. Kappes | Management | For | For |
| 1.8 | Elect Director Michael Mullen | Management | For | For |
| 1.9 | Elect Director Masayoshi Son | Management | For | Withhold |
| 1.10 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Srini Gopalan | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Christian P. Illek | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director G. Michael "Mike" Sievert | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: TDS SECURITY ID: 879433829 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Wade Oosterman | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: USM SECURITY ID: 911684108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 1.2 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.3 | Elect Director Cecelia D. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.9 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.10 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Online Child Exploitation | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| VONAGE HOLDINGS CORP. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: VG SECURITY ID: 92886T201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan Masarek | Management | For | For |
| 1b | Elect Director Hamid Akhavan | Management | For | For |
| 1c | Elect Director Michael J. McConnell | Management | For | For |
| 1d | Elect Director Gary Steele | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Tax Benefits Preservation Plan | Management | For | Against |
| ZAYO GROUP HOLDINGS, INC. MEETING DATE: NOV 06, 2018 | ||||
| TICKER: ZAYO SECURITY ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan Caruso | Management | For | For |
| 1.2 | Elect Director Don Gips | Management | For | For |
| 1.3 | Elect Director Scott Drake | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Certificate of Incorporation | Management | For | For |
| 6 | Amend Stock Ownership Limitations | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Current Bylaws | Management | For | For |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR TRANSPORT SERVICES GROUP, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ATSG SECURITY ID: 00922R105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Baudouin | Management | For | For |
| 1b | Elect Director Robert K. Coretz | Management | For | For |
| 1c | Elect Director Joseph C. Hete | Management | For | For |
| 1d | Elect Director Raymond E. Johns, Jr. | Management | For | For |
| 1e | Elect Director Laura J. Peterson | Management | For | For |
| 1f | Elect Director Randy D. Rademacher | Management | For | For |
| 1g | Elect Director J. Christopher Teets | Management | For | For |
| 1h | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Issuance of Shares for Exercise of Warrants | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Adjourn Meeting | Management | For | For |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALASKA AIR GROUP, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: ALK SECURITY ID: 011659109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Phyllis J. Campbell | Management | For | For |
| 1e | Elect Director Raymond L. Conner | Management | For | For |
| 1f | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Helvi K. Sandvik | Management | For | For |
| 1i | Elect Director J. Kenneth Thompson | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: ALSN SECURITY ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director William R. Harker | Management | For | For |
| 1h | Elect Director Carolann I. Haznedar | Management | For | For |
| 1i | Elect Director Richard P. Lavin | Management | For | For |
| 1j | Elect Director Thomas W. Rabaut | Management | For | For |
| 1k | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERCO MEETING DATE: AUG 23, 2018 | ||||
| TICKER: UHAL SECURITY ID: 023586100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. ("Joe") Shoen | Management | For | For |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director John P. Brogan | Management | For | For |
| 1.4 | Elect Director John M. Dodds | Management | For | For |
| 1.5 | Elect Director James J. Grogan | Management | For | For |
| 1.6 | Elect Director Richard J. Herrera | Management | For | For |
| 1.7 | Elect Director Karl A. Schmidt | Management | For | For |
| 1.8 | Elect Director Samuel J. Shoen | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2018 | Shareholder | For | Against |
| AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 12, 2019 | ||||
| TICKER: AAL SECURITY ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Susan D. Kronick | Management | For | For |
| 1g | Elect Director Martin H. Nesbitt | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ATLAS AIR WORLDWIDE HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: AAWW SECURITY ID: 049164205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Jane H. Lute | Management | For | For |
| 1.8 | Elect Director Duncan J. McNabb | Management | For | For |
| 1.9 | Elect Director Sheila A. Stamps | Management | For | For |
| 1.10 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| AVIS BUDGET GROUP, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: CAR SECURITY ID: 053774105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.2 | Elect Director Larry D. De Shon | Management | For | For |
| 1.3 | Elect Director Brian J. Choi | Management | For | For |
| 1.4 | Elect Director Mary C. Choksi | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director Lynn Krominga | Management | For | For |
| 1.7 | Elect Director Glenn Lurie | Management | For | For |
| 1.8 | Elect Director Jagdeep Pahwa | Management | For | For |
| 1.9 | Elect Director F. Robert Salerno | Management | For | For |
| 1.10 | Elect Director Francis J. Shammo | Management | For | For |
| 1.11 | Elect Director Carl Sparks | Management | For | For |
| 1.12 | Elect Director Sanoke Viswanathan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| BOYD GROUP INCOME FUND MEETING DATE: MAY 15, 2019 | ||||
| TICKER: BYD.UN SECURITY ID: 103309100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Trustee Dave Brown | Management | For | For |
| 1.2 | Elect Trustee Brock Bulbuck | Management | For | For |
| 1.3 | Elect Trustee Allan Davis | Management | For | For |
| 1.4 | Elect Trustee Gene Dunn | Management | For | For |
| 1.5 | Elect Trustee Robert Gross | Management | For | For |
| 1.6 | Elect Trustee Violet (Vi) A.M. Konkle | Management | For | For |
| 1.7 | Elect Trustee Timothy O'Day | Management | For | For |
| 1.8 | Elect Trustee Sally Savoia | Management | For | For |
| 2.1 | Elect Director Dave Brown of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.2 | Elect Director Brock Bulbuck of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.3 | Elect Director Allan Davis of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.4 | Elect Director Gene Dunn of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.5 | Elect Director Robert Gross of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.6 | Elect Director Violet (Vi) A.M. Konkle of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.7 | Elect Director Timothy O'Day of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 2.8 | Elect Director Sally Savoia of The Boyd Group Inc. and Boyd Group Holdings Inc. | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: CHRW SECURITY ID: 12541W209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert C. Biesterfeld Jr. | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Timothy C. Gokey | Management | For | Against |
| 1e | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1f | Elect Director Jodee A. Kozlak | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director Paula C. Tolliver | Management | For | For |
| 1j | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
| CSX CORPORATION MEETING DATE: MAY 03, 2019 | ||||
| TICKER: CSX SECURITY ID: 126408103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director J. Steven Whisler | Management | For | For |
| 1j | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| DELTA AIR LINES, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: DAL SECURITY ID: 247361702 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Ashton B. Carter | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director William H. Easter, III | Management | For | For |
| 1g | Elect Director Christopher A. Hazleton | Management | For | For |
| 1h | Elect Director Michael P. Huerta | Management | For | For |
| 1i | Elect Director Jeanne P. Jackson | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Sergio A. L. Rial | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ECHO GLOBAL LOGISTICS, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: ECHO SECURITY ID: 27875T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.2 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.3 | Elect Director Matthew Ferguson | Management | For | For |
| 1.4 | Elect Director David Habiger | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director William M. Farrow, III | Management | For | For |
| 1.7 | Elect Director Virginia L. Henkels | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FEDEX CORP. MEETING DATE: SEP 24, 2018 | ||||
| TICKER: FDX SECURITY ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Edwardson | Management | For | For |
| 1.2 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.3 | Elect Director Susan Patricia Griffith | Management | For | For |
| 1.4 | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Bylaw Amendment Confirmation by Shareholders | Shareholder | Against | Against |
| FORWARD AIR CORP. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: FWRD SECURITY ID: 349853101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director C. Robert Campbell | Management | For | For |
| 1.5 | Elect Director R. Craig Carlock | Management | For | For |
| 1.6 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.7 | Elect Director G. Michael Lynch | Management | For | For |
| 1.8 | Elect Director Thomas Schmitt | Management | For | For |
| 1.9 | Elect Director W. Gilbert West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENESEE & WYOMING INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: GWR SECURITY ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Oivind Lorentzen, III | Management | For | For |
| 1c | Elect Director Mark A. Scudder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: HA SECURITY ID: 419879101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Abhinav Dhar | Management | For | For |
| 1.3 | Elect Director Earl E. Fry | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Peter R. Ingram | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 1.8 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A | Please Check if Owner is a U.S. Citizen | Management | None | For |
| B | Please Check if Owner is Not a U.S. Citizen | Management | None | Against |
| HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: HDS SECURITY ID: 40416M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.4 | Elect Director Charles W. Peffer | Management | For | For |
| 1.5 | Elect Director James A. Rubright | Management | For | For |
| 1.6 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 24, 2019 | ||||
| TICKER: HTZ SECURITY ID: 42806J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David A. Barnes | Management | For | For |
| 1b | Elect Director SungHwan Cho | Management | For | For |
| 1c | Elect Director Vincent J. Intrieri | Management | For | For |
| 1d | Elect Director Henry R. Keizer | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Anindita Mukherjee | Management | For | For |
| 1g | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 1h | Elect Director Kevin M. Sheehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUB GROUP, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: HUBG SECURITY ID: 443320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Donald G. Maltby *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Mary H. Boosalis | Management | For | For |
| 1.4 | Elect Director James C. Kenny | Management | For | For |
| 1.5 | Elect Director Peter B. McNitt | Management | For | For |
| 1.6 | Elect Director Charles R. Reaves | Management | For | For |
| 1.7 | Elect Director Martin P. Slark | Management | For | For |
| 1.8 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 18, 2019 | ||||
| TICKER: JBHT SECURITY ID: 445658107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: JBLU SECURITY ID: 477143101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Ben Baldanza | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephan Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Joel Peterson | Management | For | For |
| 1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| KANSAS CITY SOUTHERN MEETING DATE: MAY 17, 2019 | ||||
| TICKER: KSU SECURITY ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Lu M. Cordova | Management | For | For |
| 1.3 | Elect Director Robert J. Druten | Management | For | For |
| 1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.5 | Elect Director David Garza-Santos | Management | For | For |
| 1.6 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.7 | Elect Director Henry J. Maier | Management | For | For |
| 1.8 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| KIRBY CORP. MEETING DATE: APR 30, 2019 | ||||
| TICKER: KEX SECURITY ID: 497266106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director C. Sean Day | Management | For | For |
| 1c | Elect Director William M. Waterman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS, INC. MEETING DATE: MAY 30, 2019 | ||||
| TICKER: KNX SECURITY ID: 499049104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Garnreiter | Management | For | For |
| 1.2 | Elect Director David Vander Ploeg | Management | For | For |
| 1.3 | Elect Director Robert Synowicki | Management | For | For |
| 1.4 | Elect Director David Jackson | Management | For | For |
| 1.5 | Elect Director Kevin Knight | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| LANDSTAR SYSTEM, INC. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: LSTR SECURITY ID: 515098101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Homaira Akbari | Management | For | For |
| 1b | Elect Director Diana M. Murphy | Management | For | For |
| 1c | Elect Director Larry J. Thoele | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MACQUARIE INFRASTRUCTURE CORPORATION MEETING DATE: MAY 15, 2019 | ||||
| TICKER: MIC SECURITY ID: 55608B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amanda M. Brock | Management | For | For |
| 1b | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1c | Elect Director Christopher Frost | Management | For | For |
| 1d | Elect Director Maria Jelescu-Dreyfus | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director H.E. (Jack) Lentz | Management | For | For |
| 1g | Elect Director Ouma Sananikone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MATSON, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: MATX SECURITY ID: 57686G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Matthew J. Cox | Management | For | For |
| 1.3 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.4 | Elect Director Mark H. Fukunaga | Management | For | For |
| 1.5 | Elect Director Stanley M. Kuriyama | Management | For | For |
| 1.6 | Elect Director Constance H. Lau | Management | For | For |
| 1.7 | Elect Director Jenai S. Wall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MESA AIR GROUP, INC. MEETING DATE: APR 09, 2019 | ||||
| TICKER: MESA SECURITY ID: 590479135 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan G. Ornstein | Management | For | For |
| 1.2 | Elect Director G. Grant Lyon | Management | For | Withhold |
| 1.3 | Elect Director Ellen N. Artist | Management | For | For |
| 1.4 | Elect Director Mitchell I. Gordon | Management | For | For |
| 1.5 | Elect Director Dana J. Lockhart | Management | For | For |
| 1.6 | Elect Director Spyridon Skiados | Management | For | For |
| 1.7 | Elect Director Harvey W. Schiller | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 09, 2019 | ||||
| TICKER: NSC SECURITY ID: 655844108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Daniel A. Carp | Management | For | For |
| 1c | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1d | Elect Director Marcela E. Donadio | Management | For | For |
| 1e | Elect Director Thomas C. Kelleher | Management | For | For |
| 1f | Elect Director Steven F. Leer | Management | For | For |
| 1g | Elect Director Michael D. Lockhart | Management | For | For |
| 1h | Elect Director Amy E. Miles | Management | For | For |
| 1i | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1j | Elect Director James A. Squires | Management | For | For |
| 1k | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | Against | For |
| ROADRUNNER TRANSPORTATION SYSTEMS, INC. MEETING DATE: DEC 19, 2018 | ||||
| TICKER: RRTS SECURITY ID: 76973Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher L. Doerr | Management | For | Withhold |
| 1.2 | Elect Director Brian C. Murray | Management | For | For |
| 1.3 | Elect Director James D. Staley | Management | For | Withhold |
| 1.4 | Elect Director Scott L. Dobak | Management | For | Withhold |
| 1.5 | Elect Director Curtis W. Stoelting | Management | For | For |
| 1.6 | Elect Director William S. Urkiel | Management | For | Withhold |
| 1.7 | Elect Director Michael P. Ward | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Approve Rights Offering | Management | For | For |
| 8 | Approve Standby Purchase Agreement | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Management | For | Against |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 12 | Reduce Supermajority Vote Requirements in Charter | Management | For | For |
| 13 | Reduce Supermajority Vote Requirements in Bylaws | Management | For | For |
| 14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 15 | Opt Out of Section 203 of the Delaware General Corporation Law | Management | For | For |
| 16 | Approve Renunciation of Business Opportunities | Management | For | For |
| 17 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 18 | Adjourn Meeting | Management | For | For |
| RYDER SYSTEM, INC. MEETING DATE: MAY 03, 2019 | ||||
| TICKER: R SECURITY ID: 783549108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Eck | Management | For | For |
| 1b | Elect Director Robert A. Hagemann | Management | For | For |
| 1c | Elect Director Michael F. Hilton | Management | For | For |
| 1d | Elect Director Tamara L. Lundgren | Management | For | For |
| 1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1f | Elect Director David G. Nord | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Abbie J. Smith | Management | For | For |
| 1i | Elect Director E. Follin Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Remove Supermajority Voting Provisions on Shareholder Action by Written Consent | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| SKY WEST, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: SKYW SECURITY ID: 830879102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: LUV SECURITY ID: 844741108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| SPIRIT AIRLINES, INC. MEETING DATE: MAY 14, 2019 | ||||
| TICKER: SAVE SECURITY ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlton D. Donaway | Management | For | For |
| 1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
| 1.3 | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2019 | ||||
| TICKER: UNP SECURITY ID: 907818108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director David B. Dillon | Management | For | For |
| 1e | Elect Director Lance M. Fritz | Management | For | For |
| 1f | Elect Director Deborah C. Hopkins | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Michael R. McCarthy | Management | For | For |
| 1i | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1j | Elect Director Bhavesh V. Patel | Management | For | For |
| 1k | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: UAL SECURITY ID: 910047109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barney Harford | Management | For | For |
| 1.4 | Elect Director Michele J. Hooper | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director Edward M. Philip | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 09, 2019 | ||||
| TICKER: UPS SECURITY ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| XPO LOGISTICS, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: XPO SECURITY ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director Marlene M. Colucci | Management | For | For |
| 1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.5 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.6 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.7 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.8 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Sexual Harassment | Shareholder | Against | Against |
| YRC WORLDWIDE INC. MEETING DATE: JUN 05, 2019 | ||||
| TICKER: YRCW SECURITY ID: 984249607 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond J. Bromark | Management | For | For |
| 1.2 | Elect Director Matthew A. Doheny | Management | For | For |
| 1.3 | Elect Director Robert L. Friedman | Management | For | For |
| 1.4 | Elect Director Darren D. Hawkins | Management | For | For |
| 1.5 | Elect Director James E. Hoffman | Management | For | For |
| 1.6 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.7 | Elect Director James F. Winestock | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | For |
| 1b | Elect Director Dexter Goei | Management | For | For |
| 1c | Elect Director Dennis Okhuijsen | Management | For | For |
| 1d | Elect Director Raymond Svider | Management | For | For |
| 1e | Elect Director Mark Mullen | Management | For | For |
| 1f | Elect Director Manon Brouillette | Management | For | For |
| 1g | Elect Director Charles Stewart | Management | For | For |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | For |
| 1i | Elect Director David Drahi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AMERICAN ELECTRIC POWER CO., INC. MEETING DATE: APR 23, 2019 | ||||
| TICKER: AEP SECURITY ID: 025537101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AT&T INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ATLANTICA YIELD PLC MEETING DATE: JUN 20, 2019 | ||||
| TICKER: AY SECURITY ID: G0751N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Director Santiago Seage | Management | For | For |
| 5 | Approve Redemption of Share Premium Account | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| ATMOS ENERGY CORP. MEETING DATE: FEB 06, 2019 | ||||
| TICKER: ATO SECURITY ID: 049560105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Kelly H. Compton | Management | For | For |
| 1d | Elect Director Sean Donohue | Management | For | For |
| 1e | Elect Director Rafael G. Garza | Management | For | For |
| 1f | Elect Director Richard K. Gordon | Management | For | For |
| 1g | Elect Director Robert C. Grable | Management | For | For |
| 1h | Elect Director Michael E. Haefner | Management | For | For |
| 1i | Elect Director Nancy K. Quinn | Management | For | For |
| 1j | Elect Director Richard A. Sampson | Management | For | For |
| 1k | Elect Director Stephen R. Springer | Management | For | For |
| 1l | Elect Director Diana J. Walters | Management | For | For |
| 1m | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Leaks & Management Actions | Shareholder | Against | For |
| AVANGRID, INC. MEETING DATE: JUN 27, 2019 | ||||
| TICKER: AGR SECURITY ID: 05351W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ignacio Sanchez Galan | Management | For | For |
| 1.2 | Elect Director John E. Baldacci | Management | For | For |
| 1.3 | Elect Director Robert Duffy | Management | For | For |
| 1.4 | Elect Director Carol L. Folt | Management | For | For |
| 1.5 | Elect Director Teresa Herbert | Management | For | For |
| 1.6 | Elect Director Patricia Jacobs | Management | For | For |
| 1.7 | Elect Director John L. Lahey | Management | For | For |
| 1.8 | Elect Director Santiago Martinez Garrido | Management | For | For |
| 1.9 | Elect Director Sonsoles Rubio Reinoso | Management | For | For |
| 1.10 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | For |
| 1.11 | Elect Director Jose Sainz Armada | Management | For | For |
| 1.12 | Elect Director Alan D. Solomont | Management | For | For |
| 1.13 | Elect Director Elizabeth Timm | Management | For | For |
| 1.14 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify KPMG US, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: CNP SECURITY ID: 15189T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Scott M. Prochazka | Management | For | For |
| 1g | Elect Director Susan O. Rheney | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director John W. Somerhalder, II | Management | For | For |
| 1j | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHENIERE ENERGY, INC. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: LNG SECURITY ID: 16411R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director David I. Foley | Management | For | For |
| 1F | Elect Director David B. Kilpatrick | Management | For | For |
| 1G | Elect Director Andrew Langham | Management | For | For |
| 1H | Elect Director Courtney R. Mather | Management | For | For |
| 1I | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1J | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHESAPEAKE UTILITIES CORPORATION MEETING DATE: MAY 08, 2019 | ||||
| TICKER: CPK SECURITY ID: 165303108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene H. Bayard | Management | For | For |
| 1.2 | Elect Director Jeffry M. Householder | Management | For | For |
| 1.3 | Elect Director Paul L. Maddock, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| DOMINION ENERGY, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: D SECURITY ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bennett | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director D. Maybank Hagood | Management | For | For |
| 1.6 | Elect Director John W. Harris | Management | For | For |
| 1.7 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.8 | Elect Director Mark J. Kington | Management | For | For |
| 1.9 | Elect Director Joseph M. Rigby | Management | For | For |
| 1.10 | Elect Director Pamela J. Royal | Management | For | For |
| 1.11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 1.13 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| EDISON INTERNATIONAL MEETING DATE: APR 25, 2019 | ||||
| TICKER: EIX SECURITY ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Linda G. Stuntz | Management | For | For |
| 1h | Elect Director William P. Sullivan | Management | For | For |
| 1i | Elect Director Ellen O. Tauscher | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 1l | Elect Director Brett White -Withdrawn Resolution | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ENTERGY CORPORATION MEETING DATE: MAY 03, 2019 | ||||
| TICKER: ETR SECURITY ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director M. Elise Hyland | Management | For | For |
| 1h | Elect Director Stuart L. Levenick | Management | For | For |
| 1i | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1j | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EVERGY, INC. MEETING DATE: MAY 07, 2019 | ||||
| TICKER: EVRG SECURITY ID: 30034W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Bassham | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Charles Q. Chandler, IV | Management | For | For |
| 1.4 | Elect Director Gary D. Forsee | Management | For | For |
| 1.5 | Elect Director Scott D. Grimes | Management | For | For |
| 1.6 | Elect Director Richard L. Hawley | Management | For | For |
| 1.7 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.8 | Elect Director B. Anthony Isaac | Management | For | For |
| 1.9 | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1.10 | Elect Director Ann D. Murtlow | Management | For | For |
| 1.11 | Elect Director Sandra J. Price | Management | For | For |
| 1.12 | Elect Director Mark A. Ruelle | Management | For | For |
| 1.13 | Elect Director John J. Sherman | Management | For | For |
| 1.14 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1.15 | Elect Director John Arthur Stall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVERSOURCE ENERGY MEETING DATE: MAY 01, 2019 | ||||
| TICKER: ES SECURITY ID: 30040W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.3 | Elect Director James S. DiStasio | Management | For | For |
| 1.4 | Elect Director Francis A. Doyle | Management | For | For |
| 1.5 | Elect Director Linda Dorcena Forry | Management | For | For |
| 1.6 | Elect Director James J. Judge | Management | For | For |
| 1.7 | Elect Director John Y. Kim | Management | For | For |
| 1.8 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.9 | Elect Director William C. Van Faasen | Management | For | For |
| 1.10 | Elect Director Frederica M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXELON CORPORATION MEETING DATE: APR 30, 2019 | ||||
| TICKER: EXC SECURITY ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul L. Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director Richard W. Mies | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Stephen D. Steinour | Management | For | For |
| 1m | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Costs and Benefits of Environment-related Activities | Shareholder | Against | Against |
| FIRST SOLAR, INC. MEETING DATE: MAY 15, 2019 | ||||
| TICKER: FSLR SECURITY ID: 336433107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. "Chip" Hambro | Management | For | For |
| 1.5 | Elect Director Molly E. Joseph | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director William J. Post | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.9 | Elect Director Michael T. Sweeney | Management | For | For |
| 1.10 | Elect Director Mark R. Widmar | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| FIRSTENERGY CORP. MEETING DATE: MAY 21, 2019 | ||||
| TICKER: FE SECURITY ID: 337932107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Proxy Access Right | Management | For | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| NEXTERA ENERGY PARTNERS LP MEETING DATE: APR 22, 2019 | ||||
| TICKER: NEP SECURITY ID: 65341B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Robert J. Byrne | Management | For | For |
| 1c | Elect Director Peter H. Kind | Management | For | For |
| 1d | Elect Director James L. Robo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXTERA ENERGY, INC. MEETING DATE: MAY 23, 2019 | ||||
| TICKER: NEE SECURITY ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| NRG ENERGY, INC. MEETING DATE: APR 25, 2019 | ||||
| TICKER: NRG SECURITY ID: 629377508 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1c | Elect Director Lawrence S. Coben | Management | For | For |
| 1d | Elect Director Heather Cox | Management | For | For |
| 1e | Elect Director Terry G. Dallas | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director William E. Hantke | Management | For | For |
| 1h | Elect Director Paul W. Hobby | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| PG&E CORPORATION MEETING DATE: JUN 21, 2019 | ||||
| TICKER: PCG SECURITY ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard R. Barrera | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleich | Management | For | For |
| 1.3 | Elect Director Nora Mead Brownell | Management | For | For |
| 1.4 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.5 | Elect Director Cheryl F. Campbell | Management | For | For |
| 1.6 | Elect Director Fred J. Fowler | Management | For | For |
| 1.7 | Elect Director William "Bill" D. Johnson | Management | For | For |
| 1.8 | Elect Director Michael J. Leffell | Management | For | For |
| 1.9 | Elect Director Kenneth Liang | Management | For | For |
| 1.10 | Elect Director Dominique Mielle | Management | For | For |
| 1.11 | Elect Director Meridee A. Moore | Management | For | For |
| 1.12 | Elect Director Eric D. Mullins | Management | For | For |
| 1.13 | Elect Director Kristine M. Schmidt | Management | For | For |
| 1.14 | Elect Director Alejandro D. Wolff | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Corporation Structure Reform | Shareholder | Against | Against |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| PPL CORPORATION MEETING DATE: MAY 14, 2019 | ||||
| TICKER: PPL SECURITY ID: 69351T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Steven G. Elliott | Management | For | For |
| 1.3 | Elect Director Raja Rajamannar | Management | For | For |
| 1.4 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.5 | Elect Director William H. Spence | Management | For | For |
| 1.6 | Elect Director Natica von Althann | Management | For | For |
| 1.7 | Elect Director Keith H. Williamson | Management | For | For |
| 1.8 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 16, 2019 | ||||
| TICKER: PEG SECURITY ID: 744573106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Willie A. Deese | Management | For | For |
| 1.2 | Elect Director William V. Hickey | Management | For | For |
| 1.3 | Elect Director Ralph Izzo | Management | For | For |
| 1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.5 | Elect Director David Lilley | Management | For | For |
| 1.6 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.7 | Elect Director Laura A. Sugg | Management | For | For |
| 1.8 | Elect Director Richard J. Swift | Management | For | For |
| 1.9 | Elect Director Susan Tomasky | Management | For | For |
| 1.10 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RWE AG MEETING DATE: MAY 03, 2019 | ||||
| TICKER: RWE SECURITY ID: D6629K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2019 | Management | For | For |
| 7 | Approve Conversion of Preference Shares into Ordinary Shares | Management | For | For |
| 8 | For Common Shareholders Only: Ratify Conversion of Preference Shares into Common Shares from Item 7 | Management | For | For |
| SCANA CORP. MEETING DATE: SEP 12, 2018 | ||||
| TICKER: SCG SECURITY ID: 80589M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Bennett | Management | For | For |
| 1.2 | Elect Director Lynne M. Miller | Management | For | For |
| 1.3 | Elect Director James W. Roquemore | Management | For | For |
| 1.4 | Elect Director Maceo K. Sloan | Management | For | For |
| 1.5 | Elect Director John E. Bachman | Management | For | For |
| 1.6 | Elect Director Patricia D. Galloway | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
| SCANA CORPORATION MEETING DATE: JUL 31, 2018 | ||||
| TICKER: SCG SECURITY ID: 80589M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SEMPRA ENERGY MEETING DATE: MAY 09, 2019 | ||||
| TICKER: SRE SECURITY ID: 816851109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Michael N. Mears | Management | For | For |
| 1.9 | Elect Director William C. Rusnack | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| SJW GROUP MEETING DATE: APR 24, 2019 | ||||
| TICKER: SJW SECURITY ID: 784305104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katharine Armstrong | Management | For | For |
| 1b | Elect Director Walter J. Bishop | Management | For | For |
| 1c | Elect Director Douglas R. King | Management | For | For |
| 1d | Elect Director Gregory P. Landis | Management | For | For |
| 1e | Elect Director Debra C. Man | Management | For | For |
| 1f | Elect Director Daniel B. More | Management | For | For |
| 1g | Elect Director Eric W. Thornburg | Management | For | For |
| 1h | Elect Director Robert A. Van Valer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| SOUTH JERSEY INDUSTRIES, INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: SJI SECURITY ID: 838518108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1b | Elect Director Thomas A. Bracken | Management | For | For |
| 1c | Elect Director Keith S. Campbell | Management | For | For |
| 1d | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1e | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1f | Elect Director Walter M. Higgins, III | Management | For | For |
| 1g | Elect Director Sunita Holzer | Management | For | For |
| 1h | Elect Director Michael J. Renna | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE AES CORPORATION MEETING DATE: APR 18, 2019 | ||||
| TICKER: AES SECURITY ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Charles L. Harrington | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| THE SOUTHERN COMPANY MEETING DATE: MAY 22, 2019 | ||||
| TICKER: SO SECURITY ID: 842587107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director Larry D. Thompson | Management | For | For |
| 1o | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| VISTRA ENERGY CORP. MEETING DATE: MAY 20, 2019 | ||||
| TICKER: VST SECURITY ID: 92840M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul M. Barbas | Management | For | For |
| 1.2 | Elect Director Cyrus Madon | Management | For | For |
| 1.3 | Elect Director Geoffrey D. Strong | Management | For | For |
| 1.4 | Elect Director Bruce E. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2018 - 06/30/2019
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 20, 2019 | ||||
| TICKER: ATVI SECURITY ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC. MEETING DATE: JUN 19, 2019 | ||||
| TICKER: GOOGL SECURITY ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director John L. Hennessy | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Alan R. Mulally | Management | For | For |
| 1.8 | Elect Director Sundar Pichai | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt a Policy Prohibiting Inequitable Employment Practices | Shareholder | Against | Against |
| 6 | Establish Societal Risk Oversight Committee | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policies | Shareholder | Against | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 10 | Employ Advisors to Explore Alternatives to Maximize Value | Shareholder | Against | Against |
| 11 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 12 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 13 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 14 | Report on Human Rights Risk Assessment | Shareholder | Against | Against |
| 15 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 16 | Report on Policies and Risks Related to Content Governance | Shareholder | Against | Against |
| ALTICE EUROPE N.V. MEETING DATE: JUL 10, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Elect Alain Weill as Executive Director | Management | For | For |
| 2.b | Elect Natacha Marty as Executive Director | Management | For | For |
| 2.c | Elect Thierry Sauvaire as Non-Executive Director | Management | For | For |
| 3.a | Amend Remuneration Policy of the Board of Directors | Management | For | For |
| 3.b | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 3.c | Approve Remuneration of Alain Weill | Management | For | For |
| 3.d | Approve Remuneration of Natacha Marty | Management | For | For |
| 3.e | Approve Remuneration of Thierry Sauvaire | Management | For | For |
| 3.f | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| ALTICE EUROPE NV MEETING DATE: NOV 20, 2018 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Elect Philippe Besnier as Non-Executive Director | Management | For | For |
| 2b | Elect Nicolas Paulmier as Non-Executive Director | Management | For | For |
| 3a | Approve Remuneration of Philippe Besnier | Management | For | For |
| 3b | Approve Remuneration of Nicolas Paulmier | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Other Business (Non-Voting) | Management | None | None |
| 6 | Close Meeting | Management | None | None |
| ALTICE EUROPE NV MEETING DATE: JUN 27, 2019 | ||||
| TICKER: ATC SECURITY ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Discuss Implementation of Remuneration Policy | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6a | Reelect A4 S.A. as Director | Management | For | For |
| 6b | Reelect J. van Breukelen as Director | Management | For | For |
| 7a | Approve Executive Annual Cash Bonus Plan for N. Marty for FY 2018 | Management | For | Against |
| 7b | Amend Remuneration of A. Weill | Management | For | For |
| 7c | Amend Remuneration of N. Marty | Management | For | Against |
| 7d | Amend Remuneration Policy | Management | For | Against |
| 7e | Approve Discretionary Cash Compensation to J. van Breukelen and S. Matlock and J.L. Allavena | Management | For | Against |
| 8 | Authorize Repurchase of Shares | Management | For | For |
| 9 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | For |
| 1b | Elect Director Dexter Goei | Management | For | For |
| 1c | Elect Director Dennis Okhuijsen | Management | For | For |
| 1d | Elect Director Raymond Svider | Management | For | For |
| 1e | Elect Director Mark Mullen | Management | For | For |
| 1f | Elect Director Manon Brouillette | Management | For | For |
| 1g | Elect Director Charles Stewart | Management | For | For |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | For |
| 1i | Elect Director David Drahi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ALTICE USA, INC. MEETING DATE: APR 30, 2019 | ||||
| TICKER: ATUS SECURITY ID: 02156K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patrick Drahi | Management | For | Did Not Vote |
| 1b | Elect Director Dexter Goei | Management | For | Did Not Vote |
| 1c | Elect Director Dennis Okhuijsen | Management | For | Did Not Vote |
| 1d | Elect Director Raymond Svider | Management | For | Did Not Vote |
| 1e | Elect Director Mark Mullen | Management | For | Did Not Vote |
| 1f | Elect Director Manon Brouillette | Management | For | Did Not Vote |
| 1g | Elect Director Charles Stewart | Management | For | Did Not Vote |
| 1h | Elect Director Gerrit Jan Bakker | Management | For | Did Not Vote |
| 1i | Elect Director David Drahi | Management | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditor | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
| AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2019 | ||||
| TICKER: AMT SECURITY ID: 03027X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1d | Elect Director Grace D. Lieblein | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| APPLE, INC. MEETING DATE: MAR 01, 2019 | ||||
| TICKER: AAPL SECURITY ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Disclose Board Diversity and Qualifications | Shareholder | Against | Against |
| AT&T INC. MEETING DATE: APR 26, 2019 | ||||
| TICKER: T SECURITY ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Matthew K. Rose | Management | For | For |
| 1.10 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| BCE, INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: BCE SECURITY ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Robert E. Brown | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director David F. Denison | Management | For | For |
| 1.6 | Elect Director Robert P. Dexter | Management | For | For |
| 1.7 | Elect Director Ian Greenberg | Management | For | For |
| 1.8 | Elect Director Katherine Lee | Management | For | For |
| 1.9 | Elect Director Monique F. Leroux | Management | For | For |
| 1.10 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.11 | Elect Director Calin Rovinescu | Management | For | For |
| 1.12 | Elect Director Karen Sheriff | Management | For | For |
| 1.13 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.14 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BLACKBERRY LIMITED MEETING DATE: JUN 24, 2019 | ||||
| TICKER: BB SECURITY ID: 09228F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Chen | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Timothy Dattels | Management | For | For |
| 1.4 | Elect Director Richard Lynch | Management | For | For |
| 1.5 | Elect Director Laurie Smaldone Alsup | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director V. Prem Watsa | Management | For | For |
| 1.8 | Elect Director Wayne Wouters | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Equity Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| BT GROUP PLC MEETING DATE: JUL 11, 2018 | ||||
| TICKER: BT.A SECURITY ID: 05577E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jan du Plessis as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Simon Lowth as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Tim Hottges as Director | Management | For | For |
| 9 | Re-elect Isabel Hudson as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Nick Rose as Director | Management | For | For |
| 12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| CHINA MOBILE LTD. MEETING DATE: MAY 22, 2019 | ||||
| TICKER: 941 SECURITY ID: 16941M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yang Jie as Director | Management | For | For |
| 3.2 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Moses Cheng Mo Chi as Director | Management | For | For |
| 4.2 | Elect Yang Qiang as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA TOWER CORP. LTD. MEETING DATE: APR 18, 2019 | ||||
| TICKER: 788 SECURITY ID: Y15076105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Profit Distribution Proposal and Declaration of Final Dividend | Management | For | For |
| 3 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Adopt Restricted Share Incentive Scheme and the Administrative Measures on the First Phase Restricted Share Incentive Scheme | Management | For | For |
| 5 | Approve Grant of General Mandate to Issue Domestic or Overseas Debt Financing Instruments | Management | For | For |
| 6 | Approve Dividend Policies | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure | Management | For | Against |
| COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: JUN 21, 2019 | ||||
| TICKER: COMM SECURITY ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marvin "Eddie" S. Edwards, Jr. | Management | For | For |
| 1b | Elect Director Claudius "Bud" E. Watts, IV | Management | For | For |
| 1c | Elect Director Timothy T. Yates | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 16, 2019 | ||||
| TICKER: CCI SECURITY ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DISH NETWORK CORPORATION MEETING DATE: APR 29, 2019 | ||||
| TICKER: DISH SECURITY ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
| 1.2 | Elect Director George R. Brokaw | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Charles M. Lillis | Management | For | For |
| 1.7 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| HARRIS CORP. MEETING DATE: OCT 26, 2018 | ||||
| TICKER: HRS SECURITY ID: 413875105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Sallie B. Bailey | Management | For | For |
| 1c | Elect Director William M. Brown | Management | For | For |
| 1d | Elect Director Peter W. Chiarelli | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1i | Elect Director Leslie F. Kenne | Management | For | For |
| 1j | Elect Director Gregory T. Swienton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ILIAD SA MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ILD SECURITY ID: F4958P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 230,000 | Management | For | For |
| 6 | Approve Compensation of Maxime Lombardini, Chairman of the Board Since May 21, 2018 | Management | For | For |
| 7 | Approve Compensation of Maxime Lombardini, CEO Until May 21, 2018 | Management | For | For |
| 8 | Approve Compensation of Thomas Reynaud, CEO Since May 21, 2018 | Management | For | For |
| 9 | Approve Compensation of Thomas Reynaud, Vice-CEO Until May 21, 2018 | Management | For | For |
| 10 | Approve Compensation of Cyril Poidatz, Chairman of the Board Until May 21, 2018 | Management | For | For |
| 11 | Approve Compensation of Xavier Niel, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Rani Assaf, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Alexis Bidinot, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Antoine Levavasseur, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Chairman of the Board | Management | For | Against |
| 16 | Approve Remuneration Policy of CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEOs | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 2.6 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Authorize Capital Increase of up to 3 Percent of Issued Capital for Contributions in Kind from Employees and Corporate Officers | Management | For | Against |
| 26 | Authorize Capital Increase of Up to EUR 2 Million for Future Exchange Offers | Management | For | Against |
| 27 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Amend Article 12 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LIBERTY GLOBAL PLC MEETING DATE: JUN 11, 2019 | ||||
| TICKER: LBTYA SECURITY ID: G5480U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Andrew J. Cole | Management | For | For |
| 2 | Elect Director Richard R. Green | Management | For | For |
| 3 | Elect Director David E. Rapley | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 7 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 8 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| LIVEPERSON, INC. MEETING DATE: JUN 06, 2019 | ||||
| TICKER: LPSN SECURITY ID: 538146101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jill Layfield | Management | For | For |
| 1.2 | Elect Director William G. Wesemann | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2019 | ||||
| TICKER: MRVL SECURITY ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Brad Buss | Management | For | For |
| 1.3 | Elect Director Edward H. Frank | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director Oleg Khaykin | Management | For | For |
| 1.6 | Elect Director Bethany Mayer | Management | For | For |
| 1.7 | Elect Director Donna Morris | Management | For | For |
| 1.8 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.9 | Elect Director Michael Strachan | Management | For | For |
| 1.10 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MASMOVIL IBERCOM SA MEETING DATE: MAY 08, 2019 | ||||
| TICKER: MAS SECURITY ID: E7386C164 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Standalone Financial Statements | Management | For | For |
| 2.1 | Approve Consolidated Financial Statements | Management | For | For |
| 2.2 | Approve Non-Financial Information Report | Shareholder | None | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
| 6.1 | Reelect Eduardo Diez-Hochleitner Rodriguez as Director | Management | For | For |
| 6.2 | Reelect Felipe Fernandez Atela as Director | Management | For | For |
| 6.3 | Ratify Appointment of and Elect Nathalie-Sophie Picquot as Director | Management | For | For |
| 6.4 | Ratify Appointment of and Elect Rafael Canales Abaitua as Director | Management | For | Against |
| 6.5 | Dismiss Aldebaran Riesgo SCR SA as Director | Management | For | For |
| 6.6 | Elect Rafael Dominguez de la Maza as Director | Management | For | Against |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8.1 | Amend Article 34 Re: Adoption of Resolutions | Management | For | For |
| 8.2 | Remove Articles 50 and 51 | Management | For | For |
| 9 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MILLICOM INTERNATIONAL CELLULAR SA MEETING DATE: JAN 07, 2019 | ||||
| TICKER: MIC SECURITY ID: 600814925 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Marc Elvinger as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | For |
| 2 | Approve Resignation of Tom Boardman as Director | Management | For | For |
| 3 | Approve Resignation of Anders Jensen as Director | Management | For | For |
| 4 | Elect Pernille Erenbjerg as Director | Management | For | For |
| 5 | Elect James Thompson as Director | Management | For | For |
| 6 | Elect Jose Antonio Rios Garcia as Director | Management | For | For |
| 7 | Approve New Directors' and Chairman's Remuneration | Management | For | For |
| 8 | Approve Directors' Revised Annual Remuneration Effective on a Pro Rata Temporis Basis for the Period from the Second Listing Until the AGM 2019 | Management | For | For |
| 9 | Amend Article 7 Re: Nomination Committee Rules and Procedures of the Swedish Code of Corporate Governance for the Election of Directors | Management | For | For |
| MILLICOM INTERNATIONAL CELLULAR SA MEETING DATE: MAY 02, 2019 | ||||
| TICKER: TIGO SECURITY ID: L6388F110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | For |
| 2 | Receive Board's and Auditor's Reports | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends of USD 2.64 per Share | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Fix Number of Directors at Eight | Management | For | For |
| 8 | Reelect Jose Antonio Rios Garcia as Director | Management | For | For |
| 9 | Reelect Pernille Erenbjerg as Director | Management | For | For |
| 10 | Reelect Janet Davidson as Director | Management | For | For |
| 11 | Reelect Tomas Eliasson as Director | Management | For | For |
| 12 | Reelect Odilon Almeida as Director | Management | For | For |
| 13 | Reelect Lars-Ake Norling as Director | Management | For | For |
| 14 | Reelect James Thompson as Director | Management | For | For |
| 15 | Elect Mercedes Johnson as Director | Management | For | For |
| 16 | Reelect Jose Antonio Rios Garcia as Board Chairman | Management | For | For |
| 17 | Approve Remuneration of Directors | Management | For | For |
| 18 | Renew Appointment of Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 19 | Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee | Management | For | For |
| 20 | Approve Share Repurchase Plan | Management | For | For |
| 21 | Approve Guidelines for Remuneration of Senior Management | Management | For | For |
| 22 | Approve Restricted Stock Plan of Executive and Senior Management | Management | For | For |
| MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 13, 2019 | ||||
| TICKER: MSI SECURITY ID: 620076307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| NOKIA OYJ MEETING DATE: MAY 21, 2019 | ||||
| TICKER: NOKIA SECURITY ID: 654902204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income; Approve Distribution of up to EUR 0.20 Per Share as Dividend from the Retained Earnings and/or as Repayment of Capital from Company's Invested Non-Restricted Equity Reserve in Four Installments during the Authorization | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Ten | Management | For | For |
| 12.1 | Reelect Sari Baldauf as Director | Management | For | For |
| 12.2 | Reelect Bruce Brown as Director | Management | For | For |
| 12.3 | Reelect Jeanette Horan as Director | Management | For | For |
| 12.4 | Reelect Edward Kozel as Director | Management | For | For |
| 12.5 | Reelect Elizabeth Nelson as Director | Management | For | For |
| 12.6 | Reelect Olivier Piou as Director | Management | For | For |
| 12.7 | Reelect Risto Siilasmaa as Director | Management | For | For |
| 12.8 | Elect Soren Skou as Director | Management | For | For |
| 12.9 | Reelect Carla Smits-Nusteling as Director | Management | For | For |
| 12.10 | Reelect Kari Stadigh as Director | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors for Financial Year 2019 | Management | For | For |
| 14 | Ratify Deloitte as Auditors for Financial Year 2020 | Management | For | For |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| ORANGE SA MEETING DATE: MAY 21, 2019 | ||||
| TICKER: ORA SECURITY ID: 684060106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Elect Anne-Gabrielle Heilbronner as Director | Management | For | For |
| 6 | Reelect Alexandre Bompard as Director | Management | For | Against |
| 7 | Reelect Helle Kristoffersen as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Reelect Anne Lange as Director | Management | For | For |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 14 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| C | Amend Employee Stock Purchase Plans in Favor of Employees | Shareholder | Against | Against |
| D | Authorize up to 0.04 Percent of Issued Capital for Use in Restricted Stock Plans in Favor of Employees | Shareholder | Against | Against |
| E | Amendments or New Resolutions Proposed at the Meeting | Shareholder | None | Against |
| QORVO, INC. MEETING DATE: AUG 07, 2018 | ||||
| TICKER: QRVO SECURITY ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H. Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Susan L. Spradley | Management | For | For |
| 1.11 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM, INC. MEETING DATE: MAR 12, 2019 | ||||
| TICKER: QCOM SECURITY ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | Against |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | Against |
| 1d | Elect Director Ann M. Livermore | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | Against |
| 1f | Elect Director Mark D. McLaughlin | Management | For | Against |
| 1g | Elect Director Steve Mollenkopf | Management | For | Against |
| 1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1k | Elect Director Neil Smit | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| QUANTENNA COMMUNICATIONS, INC. MEETING DATE: JUN 14, 2019 | ||||
| TICKER: QTNA SECURITY ID: 74766D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| RINGCENTRAL, INC. MEETING DATE: MAY 10, 2019 | ||||
| TICKER: RNG SECURITY ID: 76680R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 1.3 | Elect Director Robert Theis | Management | For | For |
| 1.4 | Elect Director Michelle McKenna | Management | For | For |
| 1.5 | Elect Director Allan Thygesen | Management | For | For |
| 1.6 | Elect Director Kenneth Goldman | Management | For | For |
| 1.7 | Elect Director Godfrey Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SEQUANS COMMUNICATIONS SA MEETING DATE: JUN 28, 2019 | ||||
| TICKER: SQNS SECURITY ID: 817323108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Reelect Alok Sharma as Director | Management | For | For |
| 7 | Reelect Dominique Pitteloud as Director | Management | For | For |
| 8 | Reelect Richard Nottenburg as Director | Management | For | For |
| 9 | Confirm Decline in Shareholder Equity to Below Half the Nominal Value of Company's Issued Capital; Oppose Liquidation of Company | Management | For | For |
| 10 | Subject to Approval of Items 6-8, Approve Issuance of 252,000 Warrants (BSA) Reserved for Non-Executive Directors | Management | For | For |
| 11 | Authorize up to 5 Million Shares for Use in Stock Option Plans | Management | For | For |
| 12 | Authorize Issuance of 5 Million Warrants (BSA) Reserved for External Partners | Management | For | For |
| 13 | Authorize up to 5 Million Shares for Use in Restricted Stock Plans | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11-13 at 5 Million New Shares | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
| 17 | Approve Reverse Stock Split | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHENANDOAH TELECOMMUNICATIONS CO. (VIRGINIA) MEETING DATE: APR 16, 2019 | ||||
| TICKER: SHEN SECURITY ID: 82312B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher E. French | Management | For | For |
| 1.2 | Elect Director Dale S. Lam | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 08, 2019 | ||||
| TICKER: SWKS SECURITY ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.3 | Elect Director Timothy R. Furey | Management | For | For |
| 1.4 | Elect Director Liam K. Griffin | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 1.9 | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority | Shareholder | None | For |
| SPOK HOLDINGS, INC. MEETING DATE: JUL 23, 2018 | ||||
| TICKER: SPOK SECURITY ID: 84863T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Blair Butterfield | Management | For | For |
| 1.2 | Elect Director Stacia A. Hylton | Management | For | For |
| 1.3 | Elect Director Vincent D. Kelly | Management | For | For |
| 1.4 | Elect Director Brian O'Reilly | Management | For | For |
| 1.5 | Elect Director Matthew Oristano | Management | For | For |
| 1.6 | Elect Director Todd Stein | Management | For | For |
| 1.7 | Elect Director Samme L. Thompson | Management | For | For |
| 1.8 | Elect Director Royce Yudkoff | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPOTIFY TECHNOLOGY SA MEETING DATE: APR 18, 2019 | ||||
| TICKER: SPOT SECURITY ID: L8681T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4.a | Elect Daniel Ek as A Director | Management | For | For |
| 4.b | Elect Martin Lorentzon as A Director | Management | For | For |
| 4.c | Elect Shishir Samir Mehrotra as A Director | Management | For | For |
| 4.d | Elect Christopher Marshall as B Director | Management | For | For |
| 4.e | Elect Heidi O'Neill as B Director | Management | For | For |
| 4.f | Elect Ted Sarandos as B Director | Management | For | For |
| 4.g | Elect Thomas Owen Staggs as B Director | Management | For | For |
| 4.h | Elect Cristina Mayville Stenbeck as B Director | Management | For | For |
| 4.i | Elect Padmasree Warrior as B Director | Management | For | For |
| 5 | Appoint Ernst & Young as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws | Management | For | For |
| SPRINT CORPORATION MEETING DATE: AUG 07, 2018 | ||||
| TICKER: S SECURITY ID: 85207U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Bethune | Management | For | For |
| 1.2 | Elect Director Marcelo Claure | Management | For | For |
| 1.3 | Elect Director Michel Combes | Management | For | For |
| 1.4 | Elect Director Patrick Doyle | Management | For | For |
| 1.5 | Elect Director Ronald Fisher | Management | For | For |
| 1.6 | Elect Director Julius Genachowski | Management | For | For |
| 1.7 | Elect Director Stephen R. Kappes | Management | For | For |
| 1.8 | Elect Director Michael Mullen | Management | For | For |
| 1.9 | Elect Director Masayoshi Son | Management | For | Withhold |
| 1.10 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STMICROELECTRONICS NV MEETING DATE: MAY 23, 2019 | ||||
| TICKER: STM SECURITY ID: 861012102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4.a | Discuss Implementation of Remuneration Policy | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Approve Dividends | Management | For | For |
| 4.d | Approve Discharge of Management Board | Management | For | For |
| 4.e | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Approve Restricted Stock Grants to President and CEO | Management | For | Against |
| 5.b | Approve Special Bonus to President and CEO | Management | For | Against |
| 6 | Reelect Martine Verluyten to Supervisory Board | Management | For | For |
| 7 | Reelect Janet Davidson to Supervisory Board | Management | For | For |
| 8 | Elect Lucia Morselli to Supervisory Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | Against |
| 10.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights | Management | For | For |
| 11 | Allow Questions | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| T-MOBILE US, INC. MEETING DATE: JUN 13, 2019 | ||||
| TICKER: TMUS SECURITY ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srikant M. Datar | Management | For | For |
| 1.2 | Elect Director Srini Gopalan | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Christian P. Illek | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director G. Michael "Mike" Sievert | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| TELECOM ITALIA SPA MEETING DATE: MAR 29, 2019 | ||||
| TICKER: TIT SECURITY ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Distribution | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Amend Incentive Plan 2018 | Management | For | For |
| 5A | Appoint Ernst & Young SpA as External Auditors | Shareholder | None | For |
| 5B | Appoint Deloitte & Touche SpA as External Auditors | Shareholder | None | For |
| 5C | Appoint KPMG SpA as External Auditors | Shareholder | None | For |
| 6 | Revoke Five Directors from the Current Board of Directors | Shareholder | None | Against |
| 7 | Elect Five Directors (Bundled) | Shareholder | None | Against |
| TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: MAR 27, 2019 | ||||
| TICKER: ERIC.B SECURITY ID: 294821608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A | Indicate FOR if you are both the Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner | Management | None | Did Not Vote |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 1.02 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17.1 | Approve Long-Term Variable Compensation Program 2018 (LTV 2019) | Management | For | Did Not Vote |
| 17.2 | Approve Equity Plan Financing of LTV 2019 | Management | For | Did Not Vote |
| 17.3 | Approve Alternative Equity Plan Financing of LTV 2019 | Management | For | Did Not Vote |
| 18.1 | Approve Equity Plan Financing of LTV 2018 | Management | For | Did Not Vote |
| 18.2 | Approve Alternative Equity Plan Financing of LTV 2018 | Management | For | Did Not Vote |
| 19 | Approve Equity Plan Financing of LTV 2015, 2016 and 2017 | Management | For | Did Not Vote |
| 20 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2020 | Shareholder | None | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| TELEFONICA SA MEETING DATE: JUN 06, 2019 | ||||
| TICKER: TEF SECURITY ID: 879382208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Report | Management | For | For |
| 1.3 | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 5 | Advisory Vote on Remuneration Report | Management | For | For |
| TELENET GROUP HOLDING NV MEETING DATE: SEP 26, 2018 | ||||
| TICKER: TNET SECURITY ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Extraordinary Intermediate Dividends of EUR 5.26 Per Share | Management | For | For |
| 2 | Authorize Implementation of Approved Resolution Re: Delegation of Powers | Management | For | For |
| TELENET GROUP HOLDING NV MEETING DATE: APR 24, 2019 | ||||
| TICKER: TNET SECURITY ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 3 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5.i.a | Approve Discharge of Bert De Graeve | Management | For | For |
| 5.i.b | Approve Discharge of Jo Van Biesbroeck | Management | For | For |
| 5.i.c | Approve Discharge of Christiane Franck | Management | For | For |
| 5.i.d | Approve Discharge of John Porter | Management | For | For |
| 5.i.e | Approve Discharge of Charles H. Bracken | Management | For | For |
| 5.i.f | Approve Discharge of Jim Ryan | Management | For | For |
| 5.i.g | Approve Discharge of Diederik Karsten | Management | For | For |
| 5.i.h | Approve Discharge of Manuel Kohnstamm | Management | For | For |
| 5.i.i | Approve Discharge of Severina Pascu | Management | For | For |
| 5.i.j | Approve Discharge of Amy Blair | Management | For | For |
| 5.i.k | Approve Discharge of Dana Strong | Management | For | For |
| 5.i.l | Approve Discharge of Suzanne Schoettger | Management | For | For |
| 5.ii | Grant Interim Discharge to Diederik Karsten for the Fulfillment of His Mandate in FY 2018 Until His Resignation on February 12, 2019 | Management | For | For |
| 6 | Approve Discharge of Auditor | Management | For | For |
| 7a | Acknowledge Information on Resignation of Diederik Karsten as Director | Management | None | None |
| 7b | Reelect JoVB BVBA, Permanently Represented by Jo Van Biesbroeck, as Independent Director | Management | For | For |
| 7c | Reelect Manuel Kohnstamm as Director | Management | For | Against |
| 7d | Elect Enrique Rodriguez as Director | Management | For | For |
| 7e | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Change-of-Control Clause in Performance Shares Plans and Share Option Plan | Management | For | Against |
| TELENET GROUP HOLDING NV MEETING DATE: APR 24, 2019 | ||||
| TICKER: TNET SECURITY ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 2 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2019 | ||||
| TICKER: VZ SECURITY ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.9 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.10 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Online Child Exploitation | Shareholder | Against | Against |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| VIASAT, INC. MEETING DATE: SEP 06, 2018 | ||||
| TICKER: VSAT SECURITY ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Robert Johnson | Management | For | For |
| 1.3 | Elect Director John Stenbit | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| VODAFONE GROUP PLC MEETING DATE: JUL 27, 2018 | ||||
| TICKER: VOD SECURITY ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Michel Demare as Director | Management | For | For |
| 3 | Elect Margherita Della Valle as Director | Management | For | For |
| 4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Nick Read as Director | Management | For | For |
| 7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 8 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 9 | Re-elect Valerie Gooding as Director | Management | For | For |
| 10 | Re-elect Renee James as Director | Management | For | For |
| 11 | Re-elect Samuel Jonah as Director | Management | For | For |
| 12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 13 | Re-elect David Nish as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Approve Sharesave Plan | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
| Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Commonwealth Trust II Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Holly Grotnik my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2019.
WITNESS my hand on this 1st day of June 2019.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer