UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number:333-217658
333-206236
333-181304
333-73854
333-02025
033-51617
033-40087
PHI Group, Inc.
(Exact name of registrant as specified in its charter)
2001 SE Evangeline Thruway
Lafayette, Louisiana 70508
(337)235-2452
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Non-Voting Common Stock, par value $0.10 per share
Voting Common Stock, par value $0.10 per share
Non-Voting Common Stock, $0.08 1/3 par value per share
Voting Common Stock, $0.08 1/3 par value per share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☐ | |
| Rule 12g-4(a)(2) | ☐ | |
| Rule 12h-3(b)(1)(i) | ☒ | |
| Rule 12h-3(b)(1)(ii) | ☐ | |
| Rule 15d-6 | ☐ |
Approximate number of holders of record as of the certification or notice date:
Non-Voting Common Stock, par value $0.10 per share:0
Voting Common Stock, par value $0.10 per share:0
Non-Voting Common Stock, $0.08 1/3 par value per share:0
Voting Common Stock, $0.08 1/3 par value per share:0
Pursuant to the requirements of the Securities Exchange Act of 1934, PHI Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: September 5, 2019 | PHI GROUP, INC. | |||||
By: | /s/ Trudy P. McConnaughhay | |||||
Name: | Trudy P. McConnaughhay | |||||
Title: | Chief Financial Officer and Secretary | |||||