Mirror Merger Sub 2 Form 4 EATON VANCE / Richard A Jr. Spillane ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Spillane Richard A Jr.

(Last) (First) (Middle)

TWO INTERNATIONAL PLACE

EATON VANCE

(Street)

BOSTON MA 02110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EATON VANCE CORP [ EV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/13/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Eaton Vance Corp. Non-voting Common Stock	10/13/2020		M		4,902	A	$28.6858	14,226	D
Eaton Vance Corp. Non-voting Common Stock	10/13/2020		D		4,902	D	$61.1237	9,324	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option (right to buy)	$28.6858	10/13/2020		M			4,902	11/01/2010	11/01/2020	Eaton Vance Corp. Non-voting Common Stock	4,902	$0.0000	0.0000	D
Deferred Stock(1)	$0.0000							(2)	(2)	Eaton Vance Corp. Non-voting Common Stock	6,408		6,408	D
Option (right to buy)	$24.4595							11/01/2011	11/01/2021	Eaton Vance Corp. Non-voting Common Stock	6,420		6,420	D
Option (right to buy)	$28.227							11/01/2012	11/01/2022	Eaton Vance Corp. Non-voting Common Stock	5,680		5,680	D
Option (right to buy)	$34.84							11/01/2016	11/01/2026	Eaton Vance Corp. Non-voting Common Stock	11,777		11,777	D
Option (right to buy)	$36.71							11/03/2014	11/03/2024	Eaton Vance Corp. Non-voting Common Stock	5,737		5,737	D
Option (right to buy)	$36.76							11/02/2015	11/02/2025	Eaton Vance Corp. Non-voting Common Stock	7,451		7,451	D
Option (right to buy)	$41.9							11/01/2013	11/01/2023	Eaton Vance Corp. Non-voting Common Stock	4,045		4,045	D
Phantom Stock(3)	$0.0000							(4)	(4)	Eaton Vance Corp. Non-voting Common Stock	3,023		3,023	D

Explanation of Responses:

1. Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.

2. Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.

3. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.

4. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

	Mark J. Bumann, Attorney-in-fact	10/14/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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