SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 7, 2003
HEI, Inc.
(Exact name of Registrant as Specified in Charter)
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| Minnesota | | 0-10078 | | 41-0944876 |
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(State or Other Jurisdiction
of Incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
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| | | 6385 Shady Oak Road, Suite 280, Eden Prairie, MN 55344 |
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| | | (Address of Principal Executive Offices, including Zip Code) |
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| | | (952) 443-2500 |
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| | | (Registrant’s telephone number, including area code) |
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| | | N/A |
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| | | (Former name or former address, if changed since last report) |
TABLE OF CONTENTS
Item 5. OTHER EVENTS.
On January 7, 2003, HEI, Inc. (the “Company”) announced the appointment of Mr. Dennis Leisz and Mr. Timothy Floeder to its Board of Directors. Mr. Leisz and Mr. Floeder fill the vacancies created by the resignations of Mr. Edwin W. Finch, III, and Mr. David W. Ortlieb. The Company also announced that certain changes had been made to the management structure of the Company. Specifically, the office of President, which has remained vacant since the resignation of Mr. Donald Reynolds, has been combined with the office of Chief Executive Officer, Mr. Stephen Peterson has been promoted to the position of Chief Operating Officer and Mr. Simon Hawksworth has been hired to fill the position of Vice President of Marketing and Sales. A copy of the press release that includes the above announcements is attached as Exhibit 99.1.
Item 7. FINANCIAL STATEMENTS AND EXHIBITS.
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| | | (a) | | Financial Statements. |
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| | | | | Not Applicable. |
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| | | (b) | | Pro Forma Financial Information. |
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| | | | | Not Applicable. |
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| | | (c) | | Exhibits: |
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| | | | | 99.1 Press Release dated January 7, 2003. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | | | HEI, INC. |
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| Dated: | January 7, 2003 | | | | | By | | /s/ Anthony J. Fant |
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| | | | | | | | | Anthony J. Fant |
| | | | | | | | | Its: Chairman, Chief Executive Officer and President |
