SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
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| Date of Report (Date of earliest event reported): | | April 18, 2003 |
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| HEI, Inc. |
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| (Exact name of Registrant as Specified in Charter) |
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| Minnesota | | 0-10078 | | 41-0944876 |
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(State or Other Jurisdiction
of Incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
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| PO Box 5000, 1495 Steiger Lake Lane, Victoria, Minnesota 55386 |
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| (Address of Principal Executive Offices, including Zip Code) |
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| (952) 443-2500 |
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| (Registrant’s telephone number, including area code) |
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| N/A |
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| (Former name or former address, if changed since last report) |
TABLE OF CONTENTS
Item 5. OTHER EVENTS.
On April 18, 2003, HEI, Inc. issued a press release regarding the appointment of Mack V. Traynor, III, as Chief Executive Officer and President. A copy of the press release is attached as Exhibit 99.1 and incorporated herein by reference.
Item 7. FINANCIAL STATEMENTS AND EXHIBITS.
| | (a) | | Financial Statements. |
| | (b) | | Pro Forma Financial Information. |
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| 99.1 | | Press Release dated April 18, 2003 regarding appointment of Chief Executive Officer and President. |
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| 99.2 | | Press Release dated April 18, 2003 regarding second quarter fiscal year 2003 results. |
Item 9. Regulation FD Disclosure (Information Provided Under Item 12).
Pursuant to the interim guidance provided in Release No. 33-8216, HEI, Inc. hereby furnishes disclosure regarding its release of material non-public information relating to its results of operations for a completed quarterly fiscal period under Item 12 of Form 8-K.
On April 18, 2003, HEI, Inc. issued a press release regarding second quarter fiscal year 2003 results. A copy of the press release is attached as Exhibit 99.2 and incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | HEI, INC. |
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| Dated: | | April 22, 2003 | | By | /s/ Steve E. Tondera, Jr.
Steve E. Tondera, Jr.
Its: Vice President of Finance, Chief Financial
Officer, Treasurer |
