SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 4, 2001
HEI, INC.
(Exact Name of Registrant as Specified in Its Charter)
Minnesota
(State or Other Jurisdiction of Incorporation)
0-10078 | 41-0944876 | |
| (Commission File Number) | (IRS Employer Identification No.) | |
1495 Steiger Lake Lane, Victoria, Minnesota | 55386 | |
| (Address of Principal Executive Offices) | (Zip Code) |
952-443-2500
(Registrant’s Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
| SIGNATURES | ||||||||
Item 5. OTHER EVENTS.
| On August 30, 2001, HEI, Inc announced that it completed a $6.7 million private placement of its shares of common stock. HEI sold 950,000 shares of common stock at $7.00 per share. The purchasers were mutual funds and private funds. |
Item 7. FINANCIAL STATEMENTS AND EXHIBITS.
| (c) | Exhibits: |
| 99.1 | Press Release, August 30, 2001 | |
| 99.2 | Stock Purchase Agreement, August 29, 2001 | |
| 99.3 | Registration Rights Agreement, August 29, 2001 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf of the undersigned thereunto duly authorized.
Dated: September 4, 2001
| HEI, INC | ||||
| By | /s/ Anthony J. Fant | |||
| Anthony J. Fant | ||||
| Chairman and | ||||
| Chief Executive Officer | ||||
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