UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):May 30, 2019
SUNOPTA INC.
(Exact name of registrant as specified in its charter)
Canada | 001-34198 | Not Applicable |
(State or other jurisdiction of | (Commission File Number) | (IRS Employer Identification |
incorporation) | | No.) |
2233 Argentia Road, Suite 401
Mississauga, Ontario, L5N 2X7, Canada
(Address of Principal Executive Offices)
(905) 821-9669
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
SunOpta Inc. (the “Company”) held an Annual and Special Meeting of Shareholders on May 30, 2019 (the “Meeting”). The matters voted upon at the Meeting included: (1) the election of eight directors of the Company for the ensuing year; (2) the appointment of Ernst & Young LLP as the independent registered public accounting firm and auditor of the Company for the ensuing year and to authorize the Audit Committee of the Company to fix their remuneration; (3) a non-binding, advisory resolution to approve the compensation of the Company’s named executive officers; (4) a proposal to approve the Company’s Amended 2013 Stock Incentive Plan; and (5) a proposal to reconfirm the Company’s Amended and Restated Shareholder Rights Plan.
Our scrutineer reported the vote of the shareholders as follows:
| Director Name | Votes For | Votes Withheld | Abstentions | Broker Non-Votes |
| Margaret Shan Atkins | 69,395,201 | 1,422,976 | 0 | 8,235,241 |
| Dr. Albert Bolles | 69,283,796 | 1,534,381 | 0 | 8,235,241 |
| Derek Briffett | 69,632,055 | 1,186,122 | 0 | 8,235,241 |
| Michael Detlefsen | 69,169,603 | 1,648,574 | 0 | 8,235,241 |
| Joseph Ennen | 69,783,495 | 1,034,682 | 0 | 8,235,241 |
| R. Dean Hollis | 69,136,149 | 1,682,028 | 0 | 8,235,241 |
| Katrina Houde | 69,274,942 | 1,543,235 | 0 | 8,235,241 |
| Brendan Springstubb | 69,448,508 | 1,369,669 | 0 | 8,235,241 |
| | 2. | Appointment of Independent Registered Public Accounting Firm |
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 78,875,469 | 101,012 | 76,937 | - |
| | 3. | Advisory Resolution Regarding the Compensation of the Company’s Named Executive Officers |
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 69,253,730 | 1,478,492 | 85,955 | 8,235,241 |
| | 4. | Approval of the Company’s Amended 2013 Stock Incentive Plan |
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 68,339,611 | 2,378,403 | 100,163 | 8,235,241 |
| | 5. | Reconfirmation of the Company’s Amended and Restated Shareholder Rights Plan |
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 50,198,227 | 959,363 | 19,660,587 | 8,235,241 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | By: | /s/ Jill Barnett |
| | | Jill Barnett |
| | | General Counsel & Corporate Secretary |
| | Date: | June 4, 2019 |
