SunOpta (STKL) Form 3 SunOpta / Barend Reijn ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Reijn Barend

(Last) (First) (Middle)

100 ENTERPRISE WAY

SUITE B 101

(Street)

SCOTTS VALLEY CA 95066

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/16/2019

3. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
General Manager of CPG Fruit

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	31,288	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	05/12/2015	05/12/2025	Common Shares	5,000	10.08	D
Stock Option (Right to Buy)	05/07/2013	05/07/2023	Common Shares	800	7.36	D
Stock Option (Right to Buy)	05/13/2014	05/13/2024	Common Shares	4,000	11.3	D
Stock Option (Right to Buy)	05/24/2019	05/24/2026	Common Shares	3,333	3.27	D
Stock Option (Right to Buy)	05/24/2020	05/24/2027	Common Shares	9,465	9.5	D
Stock Option (Right to Buy)	05/24/2020	05/24/2027	Common Shares	2,586	9.5	D
Performance Stock Units	05/24/2020	(1)	Common Shares	13,497	(2)	D
Restricted Stock Units	05/24/2020	(3)	Common Shares	3,599	(4)	D

Explanation of Responses:

1. The Performance Stock Units do not have an expiration date.

2. Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.

3. The Restricted Stock Units do not have an expiration date.

4. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Remarks:

Exhibit List: Exhibit 24: Power of Attorney

	/s/ Jill Barnett, attorney-in-fact	09/26/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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