UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-03162 |
Active Assets Tax-Free Trust |
(Exact name of registrant as specified in charter) |
522 Fifth Avenue, New York, New York | 10036 |
(Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-548-7786 | |
Date of fiscal year end: | 6/30 | |
Date of reporting period: | 7/1/14 – 6/30/15 | |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03162
Reporting Period: 07/01/2014 - 06/30/2015
Active Assets Tax-Free Trust
========================= Active Assets Tax-Free Trust =========================
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Ticker: MQY Security ID: 09254F704
Meeting Date: JUL 30, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul L. Audet For For Management
1.2 Elect Director Michael J. Castellano For For Management
1.3 Elect Director Richard E. Cavanagh For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
1.5 Elect Director Kathleen F. Feldstein For For Management
1.6 Elect Director James T. Flynn For For Management
1.7 Elect Director Henry Gabbay For For Management
1.8 Elect Director Jerrold B. Harris For For Management
1.9 Elect Director R. Glenn Hubbard For For Management
1.10 Elect Director W. Carl Kester For For Management
1.11 Elect Director Karen P. Robards For For Management
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NUVEEN AMT-FREE MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657709
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC
2 Approve New Subadvisory Agreement For For Management
Between Nuveen Fund Advisors and
Nuveen Asset Management, LLC
3.1 Elect Director William Adams IV For For Management
3.2 Elect Director David J. Kundert For For Management
3.3 Elect Director John K. Nelson For For Management
3.4 Elect Director Terence J. Toth For For Management
3.5 Elect Director William C. Hunter For For Management
3.6 Elect Director William J. Schneider For For Management
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NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Ticker: NXZ Security ID: 67070F605
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2 Approve Sub-Advisory Agreement Between For For Management
Nuveen Fund Advisors and Nuveen Asset
Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director David J. Kundert For For Management
3.3 Elect Director John K. Nelson For For Management
3.4 Elect Director Terence J. Toth For For Management
3.5 Elect Director William C. Hunter For For Management
3.6 Elect Director William J. Schneider For For Management
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NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC.
Ticker: NQM Security ID: 67062E707
Meeting Date: AUG 15, 2014 Meeting Type: Special
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger of Funds between For For Management
American Municipal Income Portfolio
Inc. and Nuveen Investment Quality
Municipal Fund, Inc.
2a Approve Investment Management For For Management
Agreement between Nuveen Investment
Quality Municipal Fund, Inc. and
Nuveen Fund Advisors, LLC
2b Approve Subadvisory Agreement between For For Management
Nuveen Fund Advisors, LLC and Nuveen
Asset Management, LLC
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NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC.
Ticker: NQM Security ID: 67062EB11
Meeting Date: AUG 15, 2014 Meeting Type: Annual
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Adams, IV For For Management
1.2 Elect Director Robert P. Bremner For For Management
1.3 Elect Director Jack B. Evans For For Management
1.4 Elect Director David J. Kundert For For Management
1.5 Elect Director John K. Nelson For For Management
1.6 Elect Director Thomas S. Schreier, Jr. For For Management
1.7 Elect Director Judith M. Stockdale For For Management
1.8 Elect Director Carole E. Stone For For Management
1.9 Elect Director Virginia L. Stringer For For Management
1.10 Elect Director Terence J. Toth For For Management
1.11 Elect Director William C. Hunter For For Management
1.12 Elect Director William J. Schneider For For Management
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NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND, INC.
Ticker: NMO Security ID: 67062W608
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2 Approve Sub-Advisory Agreement Between For For Management
Nuveen Fund Advisors and Nuveen Asset
Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director Robert P. Bremner For For Management
3.3 Elect Director Jack B. Evans For For Management
3.4 Elect Director David J. Kundert For For Management
3.5 Elect Director John K. Nelson For For Management
3.6 Elect Director Thomas S. Schreier, Jr. For For Management
3.7 Elect Director Judith M. Stockdale For For Management
3.8 Elect Director Carole E. Stone For For Management
3.9 Elect Director Virginia L. Stringer For For Management
3.10 Elect Director Terence J. Toth For For Management
3.11 Elect Director William C. Hunter For For Management
3.12 Elect Director William J. Schneider For For Management
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NUVEEN MUNICIPAL OPPORTUNITY FUND, INC.
Ticker: NIO Security ID: 670984863
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2 Approve Sub-Advisory Agreement Between For For Management
Nuveen Fund Advisors and Nuveen Asset
Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director Robert P. Bremner For For Management
3.3 Elect Director Jack B. Evans For For Management
3.4 Elect Director David J. Kundert For For Management
3.5 Elect Director John K. Nelson For For Management
3.6 Elect Director Thomas S. Schreier, Jr. For For Management
3.7 Elect Director Judith M. Stockdale For For Management
3.8 Elect Director Carole E. Stone For For Management
3.9 Elect Director Virginia L. Stringer For For Management
3.10 Elect Director Terence J. Toth For For Management
3.11 Elect Director William C. Hunter For For Management
3.12 Elect Director William J. Schneider For For Management
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NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
Ticker: NRK Security ID: 670656701
Meeting Date: AUG 15, 2014 Meeting Type: Annual
Record Date: JUN 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC
2 Approve New Subadvisory Agreement For For Management
Between Nuveen Fund Advisors and
Nuveen Asset Management, LLC
3.1 Elect Director William Adams IV For For Management
3.2 Elect Director David J. Kundert For For Management
3.3 Elect Director John K. Nelson For For Management
3.4 Elect Director Terence J. Toth For For Management
3.5 Elect Director William C. Hunter For For Management
3.6 Elect Director William J. Schneider For For Management
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NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
Ticker: NRK Security ID: 670656701
Meeting Date: MAR 26, 2015 Meeting Type: Annual
Record Date: JAN 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Jack B. Evans For For Management
1c.2 Elect Director Thomas S. Schreier, Jr. For For Management
1c.3 Elect Director William C. Hunter For For Management
1c.4 Elect Director William J. Schneider For For Management
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NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND
Ticker: NUO Security ID: 670980879
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2 Approve Sub-Advisory Agreement Between For For Management
Nuveen Fund Advisors and Nuveen Asset
Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director David J. Kundert For For Management
3.3 Elect Director John K. Nelson For For Management
3.4 Elect Director Terence J. Toth For For Management
3.5 Elect Director William C. Hunter For For Management
3.6 Elect Director William J. Schneider For For Management
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NUVEEN PREMIUM INCOME MUNICIPAL FUND 2, INC.
Ticker: NPM Security ID: 67063W847
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2 Approve Sub-Advisory Agreement Between For For Management
Nuveen Fund Advisors and Nuveen Asset
Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director Robert P. Bremner For For Management
3.3 Elect Director Jack B. Evans For For Management
3.4 Elect Director David J. Kundert For For Management
3.5 Elect Director John K. Nelson For For Management
3.6 Elect Director Thomas S. Schreier, Jr. For For Management
3.7 Elect Director Judith M. Stockdale For For Management
3.8 Elect Director Carole E. Stone For For Management
3.9 Elect Director Virginia L. Stringer For For Management
3.10 Elect Director Terence J. Toth For For Management
3.11 Elect Director William C. Hunter For For Management
3.12 Elect Director William J. Schneider For For Management
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NUVEEN QUALITY INCOME MUNICIPAL FUND, INC.
Ticker: NQU Security ID: 670977800
Meeting Date: AUG 05, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC
2 Approve New Subadvisory Agreement For For Management
Between Nuveen Fund Advisors and
Nuveen Asset Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director Robert P. Bremner For For Management
3.3 Elect Director Jack B. Evans For For Management
3.4 Elect Director David J. Kundert For For Management
3.5 Elect Director John K. Nelson For For Management
3.6 Elect Director Thomas S. Schreier, Jr. For For Management
3.7 Elect Director Judith M. Stockdale For For Management
3.8 Elect Director Carole E. Stone For For Management
3.9 Elect Director Virginia L. Stringer For For Management
3.10 Elect Director Terence J. Toth For For Management
3.11 Elect Director William C. Hunter For For Management
3.12 Elect Director William J. Schneider For For Management
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NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND
Ticker: NPV Security ID: 67064R805
Meeting Date: AUG 05, 2014 Meeting Type: Special
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Management For For Management
Agreement Between the Fund and Nuveen
Fund Advisors, LLC ("Nuveen Fund
Advisors"), the Fund's Investment
Adviser
2a Approve a New Sub-Advisory Agreement For For Management
Between Nuveen Fund Advisors and
Nuveen Asset Management, LLC
3.1 Elect Director William Adams, IV For For Management
3.2 Elect Director John K. Nelson For For Management
3.3 Elect Director Thomas S. Schreier, Jr. For For Management
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NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND
Ticker: NPV Security ID: 67064R805
Meeting Date: MAR 26, 2015 Meeting Type: Annual
Record Date: JAN 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1d.1 Elect Director William Adams, IV For For Management
1d.2 Elect Director David J. Kundert For For Management
1d.3 Elect Director John K. Nelson For For Management
1d.4 Elect Director Terence J. Toth For For Management
1d.5 Elect Director Jack B. Evans For For Management
1d.6 Elect Director Thomas S. Schreier, Jr. For For Management
1d.7 Elect Director William C. Hunter For For Management
1d.8 Elect Director William J. Schneider For For Management
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WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Ticker: MNP Security ID: 95766P306
Meeting Date: APR 24, 2015 Meeting Type: Annual
Record Date: MAR 30, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Leslie H. Gelb For For Management
1.3 Elect Director Riordan Roett For For Management
1.4 Elect Director Robert D. Agdern For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): | Active Assets Tax-Free Trust |
By (Signature and Title)* | |
| /s/ John H. Gernon |
| John H. Gernon |
| President and Principal Executive Officer |
* Print the name and title of each signing officer under his or her signature.