UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-03162 |
Active Assets Tax-Free Trust |
(Exact name of registrant as specified in charter) |
522 Fifth Avenue, New York, New York | 10036 |
(Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-548-7786 |
Date of fiscal year end: | 6/30 |
Date of reporting period: | 7/1/14 – 6/30/15 |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-03162 Reporting Period: 07/01/2014 - 06/30/2015 Active Assets Tax-Free Trust ========================= Active Assets Tax-Free Trust ========================= BLACKROCK MUNIYIELD QUALITY FUND, INC. Ticker: MQY Security ID: 09254F704 Meeting Date: JUL 30, 2014 Meeting Type: Annual Record Date: JUN 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul L. Audet For For Management 1.2 Elect Director Michael J. Castellano For For Management 1.3 Elect Director Richard E. Cavanagh For For Management 1.4 Elect Director Frank J. Fabozzi For For Management 1.5 Elect Director Kathleen F. Feldstein For For Management 1.6 Elect Director James T. Flynn For For Management 1.7 Elect Director Henry Gabbay For For Management 1.8 Elect Director Jerrold B. Harris For For Management 1.9 Elect Director R. Glenn Hubbard For For Management 1.10 Elect Director W. Carl Kester For For Management 1.11 Elect Director Karen P. Robards For For Management -------------------------------------------------------------------------------- NUVEEN AMT-FREE MUNICIPAL INCOME FUND Ticker: NEA Security ID: 670657709 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC 2 Approve New Subadvisory Agreement For For Management Between Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams IV For For Management 3.2 Elect Director David J. Kundert For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management 3.5 Elect Director William C. Hunter For For Management 3.6 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 Ticker: NXZ Security ID: 67070F605 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2 Approve Sub-Advisory Agreement Between For For Management Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director David J. Kundert For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management 3.5 Elect Director William C. Hunter For For Management 3.6 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. Ticker: NQM Security ID: 67062E707 Meeting Date: AUG 15, 2014 Meeting Type: Special Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger of Funds between For For Management American Municipal Income Portfolio Inc. and Nuveen Investment Quality Municipal Fund, Inc. 2a Approve Investment Management For For Management Agreement between Nuveen Investment Quality Municipal Fund, Inc. and Nuveen Fund Advisors, LLC 2b Approve Subadvisory Agreement between For For Management Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC -------------------------------------------------------------------------------- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. Ticker: NQM Security ID: 67062EB11 Meeting Date: AUG 15, 2014 Meeting Type: Annual Record Date: JUN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Adams, IV For For Management 1.2 Elect Director Robert P. Bremner For For Management 1.3 Elect Director Jack B. Evans For For Management 1.4 Elect Director David J. Kundert For For Management 1.5 Elect Director John K. Nelson For For Management 1.6 Elect Director Thomas S. Schreier, Jr. For For Management 1.7 Elect Director Judith M. Stockdale For For Management 1.8 Elect Director Carole E. Stone For For Management 1.9 Elect Director Virginia L. Stringer For For Management 1.10 Elect Director Terence J. Toth For For Management 1.11 Elect Director William C. Hunter For For Management 1.12 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND, INC. Ticker: NMO Security ID: 67062W608 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2 Approve Sub-Advisory Agreement Between For For Management Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director Robert P. Bremner For For Management 3.3 Elect Director Jack B. Evans For For Management 3.4 Elect Director David J. Kundert For For Management 3.5 Elect Director John K. Nelson For For Management 3.6 Elect Director Thomas S. Schreier, Jr. For For Management 3.7 Elect Director Judith M. Stockdale For For Management 3.8 Elect Director Carole E. Stone For For Management 3.9 Elect Director Virginia L. Stringer For For Management 3.10 Elect Director Terence J. Toth For For Management 3.11 Elect Director William C. Hunter For For Management 3.12 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN MUNICIPAL OPPORTUNITY FUND, INC. Ticker: NIO Security ID: 670984863 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2 Approve Sub-Advisory Agreement Between For For Management Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director Robert P. Bremner For For Management 3.3 Elect Director Jack B. Evans For For Management 3.4 Elect Director David J. Kundert For For Management 3.5 Elect Director John K. Nelson For For Management 3.6 Elect Director Thomas S. Schreier, Jr. For For Management 3.7 Elect Director Judith M. Stockdale For For Management 3.8 Elect Director Carole E. Stone For For Management 3.9 Elect Director Virginia L. Stringer For For Management 3.10 Elect Director Terence J. Toth For For Management 3.11 Elect Director William C. Hunter For For Management 3.12 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND Ticker: NRK Security ID: 670656701 Meeting Date: AUG 15, 2014 Meeting Type: Annual Record Date: JUN 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC 2 Approve New Subadvisory Agreement For For Management Between Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams IV For For Management 3.2 Elect Director David J. Kundert For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management 3.5 Elect Director William C. Hunter For For Management 3.6 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND Ticker: NRK Security ID: 670656701 Meeting Date: MAR 26, 2015 Meeting Type: Annual Record Date: JAN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1c.1 Elect Director Jack B. Evans For For Management 1c.2 Elect Director Thomas S. Schreier, Jr. For For Management 1c.3 Elect Director William C. Hunter For For Management 1c.4 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND Ticker: NUO Security ID: 670980879 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2 Approve Sub-Advisory Agreement Between For For Management Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director David J. Kundert For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management 3.5 Elect Director William C. Hunter For For Management 3.6 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN PREMIUM INCOME MUNICIPAL FUND 2, INC. Ticker: NPM Security ID: 67063W847 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2 Approve Sub-Advisory Agreement Between For For Management Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director Robert P. Bremner For For Management 3.3 Elect Director Jack B. Evans For For Management 3.4 Elect Director David J. Kundert For For Management 3.5 Elect Director John K. Nelson For For Management 3.6 Elect Director Thomas S. Schreier, Jr. For For Management 3.7 Elect Director Judith M. Stockdale For For Management 3.8 Elect Director Carole E. Stone For For Management 3.9 Elect Director Virginia L. Stringer For For Management 3.10 Elect Director Terence J. Toth For For Management 3.11 Elect Director William C. Hunter For For Management 3.12 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN QUALITY INCOME MUNICIPAL FUND, INC. Ticker: NQU Security ID: 670977800 Meeting Date: AUG 05, 2014 Meeting Type: Annual Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC 2 Approve New Subadvisory Agreement For For Management Between Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director Robert P. Bremner For For Management 3.3 Elect Director Jack B. Evans For For Management 3.4 Elect Director David J. Kundert For For Management 3.5 Elect Director John K. Nelson For For Management 3.6 Elect Director Thomas S. Schreier, Jr. For For Management 3.7 Elect Director Judith M. Stockdale For For Management 3.8 Elect Director Carole E. Stone For For Management 3.9 Elect Director Virginia L. Stringer For For Management 3.10 Elect Director Terence J. Toth For For Management 3.11 Elect Director William C. Hunter For For Management 3.12 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND Ticker: NPV Security ID: 67064R805 Meeting Date: AUG 05, 2014 Meeting Type: Special Record Date: JUN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Management For For Management Agreement Between the Fund and Nuveen Fund Advisors, LLC ("Nuveen Fund Advisors"), the Fund's Investment Adviser 2a Approve a New Sub-Advisory Agreement For For Management Between Nuveen Fund Advisors and Nuveen Asset Management, LLC 3.1 Elect Director William Adams, IV For For Management 3.2 Elect Director John K. Nelson For For Management 3.3 Elect Director Thomas S. Schreier, Jr. For For Management -------------------------------------------------------------------------------- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND Ticker: NPV Security ID: 67064R805 Meeting Date: MAR 26, 2015 Meeting Type: Annual Record Date: JAN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1d.1 Elect Director William Adams, IV For For Management 1d.2 Elect Director David J. Kundert For For Management 1d.3 Elect Director John K. Nelson For For Management 1d.4 Elect Director Terence J. Toth For For Management 1d.5 Elect Director Jack B. Evans For For Management 1d.6 Elect Director Thomas S. Schreier, Jr. For For Management 1d.7 Elect Director William C. Hunter For For Management 1d.8 Elect Director William J. Schneider For For Management -------------------------------------------------------------------------------- WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Ticker: MNP Security ID: 95766P306 Meeting Date: APR 24, 2015 Meeting Type: Annual Record Date: MAR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol L. Colman For For Management 1.2 Elect Director Leslie H. Gelb For For Management 1.3 Elect Director Riordan Roett For For Management 1.4 Elect Director Robert D. Agdern For For Management ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): | Active Assets Tax-Free Trust |
By (Signature and Title)* | |
/s/ John H. Gernon | |
John H. Gernon | |
President and Principal Executive Officer |
Date | August 28, 2015 |
* Print the name and title of each signing officer under his or her signature.