UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED DISCLOSURE REPORT
Data I/O Corporation
(Exact Name of Registrant as Specified in Charter)
|
|
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Washington |
| 0-10394 |
| 91-0864123 |
(State or Other Jurisdiction of Incorporation) |
| (Commission File Number) |
| (IRS Employer Identification Number) |
| 6645 185th Ave. NE, Suite 100, Redmond, WA |
| 98052 |
| (Address of Principal Executive Offices) |
| (Zip Code) |
Joel Hatlen |
| (425) 881-6444 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) | ||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report, Exhibit
Data I/O Corporation evaluated its current product lines and determined that certain products we manufacture or contract to manufacture contain one or more necessary conflict minerals consisting of: tin, tungsten, tantalum and/or gold (3TG). Our reasonable country of origin inquiry surveys of our suppliers determined that we are unable to determine the country of origin of the 3TG contained in our products, and as a result we have filed a Conflict Minerals Report.
Conflict Minerals Report
A copy of Data I/O Corporation's Form SD including our Conflict Minerals Report is publicly available at:
https://dataio.com/Company/Investor-Relations/Financial-Reports/2022-Financial-Reports
Item 1.01 Exhibit
A copy of Data I/O Corporation's Conflict Minerals Report is provided as Exhibit 1.01
Section 2 – Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report:
Exhibit 1.01 — Conflict Minerals Report as required by Item 1.01 of this Form.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Data I/O Corporation
(Registrant)
/s/ Joel S. Hatlen
By Joel S. Hatlen, Vice President & Chief Financial Officer
May 22, 2023
Exhibit 1.01
Data I/O Corporation’s Conflict Minerals Report
in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934
This is the Conflict Minerals Report of Data I/O Corporation (“Data I/O,” the “Company,” “we,” “us,” or “our”) and subsidiaries for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.
Company and Manufacturing Overview
Data I/O Corporation and its subsidiaries manufacture or contract to manufacture electronic equipment used primarily in our customer’s production process for semiconductor programming and handling. We had approximately $24.28 million in revenue in 2022, with 95 employees at the end of 2022. Our manufacturing takes place in Redmond, Washington, USA; Shanghai, China; and minor amounts in Gräfelfing, Germany. Our manufacturing primarily consists of final assembly of purchased parts and subassemblies. We contract for the manufacture of certain subassemblies, boards and adapters.
Assessment of Products
We assessed our products to determine if they contained necessary conflict minerals. We determined our software products did not contain conflict minerals. Our equipment products (SentriX®, PSV7000, PSV5000, PSV3000, PSV2800, ProLine RoadRunner, RoadRunner3, FlashPAK III, Lumen®X programmers, FlashCORE programmers, and related options for media handling, vision, laser marking, and adapters) all include one or more necessary conflict minerals.
Process
An internal team sponsored by our Vice President - Chief Operating & Financial Officer and driven by our internal supply chain and administrative personnel from each of our USA, China and German offices works to gather the information to prepare our Conflict Mineral Report.
We reviewed our conflict mineral policy and the use of a due diligence framework. We developed a supplier contact and survey process and reviewed supply chain risk and mitigation. We maintain a documentation management information system and records retention to comply with the conflict mineral reporting requirements. Steps are described in more detail below.
Conflict Minerals Policy
Data I/O is committed to working with our global supply chain to achieve greater transparency in our supply chain. Our goal is to source responsibly to manufacture products that do not contain Conflict Minerals that support armed conflict in any of the Covered Countries. As a result, we have established a conflict minerals compliance program that is designed to follow the framework established by the OECD (Organization for Economic Co-operation and Development) in all material respects. As part of that program, we expect that our suppliers conduct conflict minerals due diligence through their supply chains and report their results to us.
Due Diligence Framework
In conducting our due diligence, we implemented the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD 2011) (“OECD Framework”), an internationally recognized due diligence frame work, including the related supplements on gold, tin, tantalum and tungsten.
As an electronics manufacturer, Data I/O’s due diligence measures were based on the Electronic Industry Citizenship Coalition and Global e-Sustainability (“EICC/GeSI”) initiative with the smelters and refiners of conflict minerals who provide those conflict minerals to our suppliers. As a company in the semiconductor programming equipment business, Data I/O is several levels removed from the smelter or actual mining of conflict minerals. Data I/O does not make direct purchases of raw ore or unrefined conflict minerals from smelters or metal traders, or purchases from the Covered Countries. We depend entirely on our multi-tiered supply chain to provide conflict mineral sourcing information.
Data I/O’s Due Diligence
- | Assessed our products as to whether they contained conflict minerals and if so, that the conflict minerals were necessary to the function of the products. All of our equipment products contain one or more necessary conflict minerals. |
- | Contacted our suppliers with potential conflict mineral content and interviewed or surveyed them regarding their conflict mineral sourcing as well as reviewing their supply-chain for items including conflict minerals. This involved educating them on the annual SEC reporting requirements and our due diligence expectations. |
Reasonable country of origin inquiry and due diligence by conducting a supply-chain survey with direct suppliers of materials potentially containing conflict minerals using updated EICC/GeSI Conflict Minerals Reporting Template to identify the smelters and refiners. Our production supplier list had 10 that we determined had no conflict mineral metals. We requested surveys from a total of 53. We received completed surveys from 46; letters of inapplicability from 5; and no response from 2 despite follow-ups. This included follow up on identified discrepancies of reported smelter information and no responses to our survey request. We experienced much improved levels of survey compliance and higher follow up items resolved, which we attributed in part to supply chain recovery from COVID-19 issues. We followed up on incomplete surveys to attempt to complete missing information. | |
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| Consolidating the survey information and comparing the smelters and refiners identified in the supply-chain survey against the list of smelter facilities which have been identified as “conflict free” by programs such as the RMI’s Responsible Minerals Assurance Process (RMAP) program for tantalum, tin, tungsten and gold. Significant variation in the names used by suppliers and missing data in certain surveys of smelter listings from our suppliers impacted our ability to have clarity on the identity of the actual smelter sourced by our supply chain in some instances. |
Data I/O does not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide our supply chain the 3TG. We rely upon the industry (for example, EICC and CFSI) and larger entities’ efforts to influence smelters and refineries to get audited and certified through CFSI’s CFS program.
Certain suppliers were able to identify specifically the smelters or refiners of Conflict Minerals that went into parts supplied to us. We typically were not able to receive tailored information relative to the parts we purchased but received generically all possible smelter information for our supplier’s entire supply chain. These responses included the names of smelters or refiners listed in the table below. We reviewed the facilities as to being on the CFSI list of smelters and refiners. We were not able to verify that all of the smelters or refiners named were certified Conflict-Free by CSFI, sometimes due to differences in names used by smelters or refiners.
With the exception of the responding suppliers described above, we are therefore unable to identify any of the other smelters or refiners actually in our supply chain.
Our identified smelter, facility country and metal table is provided at the bottom of this report.
Conflict Mineral Reporting Conclusion
After exercising the due diligence described above, the Company was unable to determine whether or not its products contain conflict minerals: (1) from recycled or scrap sources as defined in the Conflict Minerals Rule, (2) that did not originate in the Covered Countries, or (3) that did not directly or indirectly finance or benefit armed groups, as defined in the Conflict Minerals Rule, in the Covered Countries.
Our conclusion was due to a lack of information from our suppliers, regarding sourcing of parts and metals with conflict mineral content, required to conclude whether the necessary conflict minerals originated in the Covered Countries and, if so, whether the necessary conflict minerals were from recycle or scrap sources, were DRC conflict free or have not been found to be DRC conflict free.
Independent Audit
Pursuant to SEC guidance, this Conflict Mineral Report is not audited as none of the Company’s products have been found to be “DRC conflict free”.
Current and Future Steps
We continue to encourage and follow up with existing and new suppliers on completing and expanding surveys and working with their supply chains to identify the sourcing of conflict minerals. For the purpose of the required Reasonable Country of Origin Inquiry (RCOI) and additional due diligence, we continued to receive supply chain responses through May 11, 2023. We started our process earlier and did earlier reminders and follow ups on surveys, as well as follow ups for incomplete data, which improved our results. In future compliance periods, we intend to take additional steps to further improve the information gathered in our due diligence in order to further determine sourcing, and mitigate the risk that the necessary conflict minerals benefit armed groups in the covered countries. The current and future steps include:
- | Increase the response rate and completeness of suppliers’ smelters surveys, especially with the supply-chain of suppliers to our suppliers. Continue to make the Conflict Minerals supplier survey part of initial qualification of new vendors. |
- | Perform further follow-up on survey response’s information discrepancies, missing data, or refinement for our purchases. (Limited progress in getting refined smelter information or specific smelters related to Data I/O purchases information in 2022.) |
- | Encourage and negotiate with suppliers to responsibly source items containing conflict minerals and provide transparency with their supply-chain as to conflict mineral sourcing. (We continue to have weak negotiating leverage regarding obtaining smelter information from our from our suppliers, due to our size and volume of purchasing, and the volume of suppliers not individually subject to reporting to the SEC, resulted in limited transparency improvements in 2022.) Starting the survey follow up and cut off process earlier to provide more reconciliation and investigation time as well as avoiding some of this year’s problems related to inaccessibility to some supply chain members due to Covid-19 restrictions. Performing additional screenings of, and with, suppliers to better determine the applicability of supplying of items containing conflict minerals as part of goods purchased from them during the year. |
We expect the Company and our suppliers whose products contain conflict minerals to responsibly source and provide information as to the source of conflict minerals, as well as expecting their sub tier suppliers to do the same. We expect that conflict mineral RCOI processes and systems are designed consistent with the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk-Areas. If we determine that any supplier is sourcing DRC conflict minerals that benefit armed groups, then we expect the supplier to commit to plan and take corrective action to move to a conflict free source. If suitable action is not taken, we expect to look to alternative sources for the product. Our goal is not to ban procurement of minerals from the DRC and adjoining countries, but to assure procurement from responsible sources in the region. If we determine that any of the components of our products contain minerals from a mine, smelter or facility that is “non-conflict free”, we expect to work towards transitioning to products that are “conflict free”. Our ability to do so is dependent on the criticality of the specific part and the availability of alternative suppliers.
Identified Smelter, Facility Country and Metal Table
Smelter Name | Country | Metal |
8853 S.p.A. | BELGIUM | Gold |
8853 S.p.A. | CANADA | Gold |
8853 S.p.A. | CHINA | Gold |
8853 S.p.A. | GERMANY | Gold |
8853 S.p.A. | GHANA | Gold |
8853 S.p.A. | INDONESIA | Gold |
8853 S.p.A. | JAPAN | Gold |
8853 S.p.A. | RUSSIAN FEDERATION | Gold |
8853 S.p.A. | SWITZERLAND | Gold |
8853 S.p.A. | TAIWAN, PROVINCE OF CHINA | Gold |
8853 S.p.A. | UGANDA | Gold |
8853 S.p.A. | UNITED STATES OF AMERICA | Gold |
8853 S.p.A. | ZIMBABWE | Gold |
ABC Refinery Pty Ltd. | GERMANY | Gold |
ABC Refinery Pty Ltd. | UZBEKISTAN | Gold |
Abington Reldan Metals, LLC | JAPAN | Gold |
Abington Reldan Metals, LLC | KAZAKHSTAN | Gold |
Abington Reldan Metals, LLC | KOREA, REPUBLIC OF | Gold |
Abington Reldan Metals, LLC | RUSSIAN FEDERATION | Gold |
Abington Reldan Metals, LLC | SAUDI ARABIA | Gold |
Abington Reldan Metals, LLC | SOUTH AFRICA | Gold |
Abington Reldan Metals, LLC | SWITZERLAND | Gold |
Abington Reldan Metals, LLC | TAIWAN, PROVINCE OF CHINA | Gold |
Abington Reldan Metals, LLC | TURKEY | Gold |
Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Gold |
Advanced Chemical Company | BELGIUM | Gold |
Advanced Chemical Company | CANADA | Gold |
Advanced Chemical Company | CHINA | Gold |
Advanced Chemical Company | GERMANY | Gold |
Advanced Chemical Company | INDIA | Gold |
Advanced Chemical Company | ITALY | Gold |
Advanced Chemical Company | JAPAN | Gold |
Advanced Chemical Company | KAZAKHSTAN | Gold |
Advanced Chemical Company | KOREA, REPUBLIC OF | Gold |
Advanced Chemical Company | NETHERLANDS | Gold |
Advanced Chemical Company | UNITED ARAB EMIRATES | Gold |
Advanced Chemical Company | UNITED STATES OF AMERICA | Gold |
Advanced Chemical Company | UZBEKISTAN | Gold |
African Gold Refinery | CHINA | Gold |
African Gold Refinery | GERMANY | Gold |
African Gold Refinery | JAPAN | Gold |
African Gold Refinery | TURKEY | Gold |
African Gold Refinery | UNITED STATES OF AMERICA | Gold |
Agosi AG | CHINA | Gold |
Agosi AG | INDIA | Gold |
Agosi AG | JAPAN | Gold |
Agosi AG | KOREA, REPUBLIC OF | Gold |
Agosi AG | LITHUANIA | Gold |
Agosi AG | SPAIN | Gold |
Agosi AG | SWEDEN | Gold |
Agosi AG | UNITED STATES OF AMERICA | Gold |
AGR (Perth Mint Australia) | ITALY | Gold |
AGR Mathey | FRANCE | Gold |
Aida Chemical Industries Co., Ltd. | CANADA | Gold |
Aida Chemical Industries Co., Ltd. | CHINA | Gold |
Aida Chemical Industries Co., Ltd. | COLOMBIA | Gold |
Aida Chemical Industries Co., Ltd. | GERMANY | Gold |
Aida Chemical Industries Co., Ltd. | KOREA, REPUBLIC OF | Gold |
Aida Chemical Industries Co., Ltd. | MEXICO | Gold |
Aida Chemical Industries Co., Ltd. | PHILIPPINES | Gold |
Aida Chemical Industries Co., Ltd. | SINGAPORE | Gold |
Aida Chemical Industries Co., Ltd. | SWITZERLAND | Gold |
Aida Chemical Industries Co., Ltd. | UNITED ARAB EMIRATES | Gold |
Aida Chemical Industries Co., Ltd. | UNITED STATES OF AMERICA | Gold |
Al Etihad Gold LLC | CHILE | Gold |
Al Etihad Gold LLC | KOREA, REPUBLIC OF | Gold |
Al Etihad Gold Refinery DMCC | AUSTRALIA | Gold |
Al Etihad Gold Refinery DMCC | CHINA | Gold |
Al Etihad Gold Refinery DMCC | CZECHIA | Gold |
Al Etihad Gold Refinery DMCC | INDIA | Gold |
Al Etihad Gold Refinery DMCC | ITALY | Gold |
Al Etihad Gold Refinery DMCC | NEW ZEALAND | Gold |
Al Etihad Gold Refinery DMCC | RUSSIAN FEDERATION | Gold |
Al Etihad Gold Refinery DMCC | SOUTH AFRICA | Gold |
Al Etihad Gold Refinery DMCC | THAILAND | Gold |
Al Etihad Gold Refinery DMCC | UNITED STATES OF AMERICA | Gold |
Al Ghaith Gold | MAURITANIA | Gold |
Albino Mountinho Lda. | UNITED STATES OF AMERICA | Gold |
Alexy Metals | AUSTRIA | Gold |
Alexy Metals | GERMANY | Gold |
Alexy Metals | INDIA | Gold |
Alexy Metals | ITALY | Gold |
Alexy Metals | KOREA, REPUBLIC OF | Gold |
Alexy Metals | SUDAN | Gold |
Alexy Metals | UNITED ARAB EMIRATES | Gold |
Alexy Metals | UNITED STATES OF AMERICA | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | COLOMBIA | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | INDIA | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | MALAYSIA | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | NORWAY | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | RUSSIAN FEDERATION | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | TAIWAN, PROVINCE OF CHINA | Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | UNITED STATES OF AMERICA | Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | CHINA | Gold |
AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | Gold |
AngloGold Ashanti Corrego do Sitio Mineracao | Turkey | Gold |
Anhui Tongling Nonferrous Metal Mining Co., Ltd. | China | Gold |
Argor-Heraeus S.A. | China | Gold |
Argor-Heraeus S.A. | Japan | Gold |
Argor-Heraeus S.A. | Korea, Republic Of | Gold |
Argor-Heraeus S.A. | Russian Federation | Gold |
Argor-Heraeus S.A. | SWITZERLAND | Gold |
Argor-Heraeus S.A. | United States Of America | Gold |
ARY Aurum Plus | Japan | Gold |
Asahi Pretec Corp. | Korea, Republic Of | Gold |
Asahi Pretec Corp. | Kyrgyzstan | Gold |
Asahi Pretec Corp. | Mexico | Gold |
Asahi Pretec Corp. | Switzerland | Gold |
Asahi Refining Canada Ltd. | China | Gold |
Asahi Refining Canada Ltd. | Russian Federation | Gold |
Asahi Refining USA Inc. | China | Gold |
Asahi Refining USA Inc. | Japan | Gold |
Asahi Refining USA Inc. | Korea, Republic Of | Gold |
Asahi Refining USA Inc. | Poland | Gold |
Asahi Refining USA Inc. | Switzerland | Gold |
Asaka Riken Co., Ltd. | Andorra | Gold |
Asaka Riken Co., Ltd. | China | Gold |
Asaka Riken Co., Ltd. | Germany | Gold |
Asaka Riken Co., Ltd. | JAPAN | Gold |
Asaka Riken Co., Ltd. | Portugal | Gold |
Asaka Riken Co., Ltd. | United States Of America | Gold |
AU Traders and Refiners | Australia | Gold |
AU Traders and Refiners | India | Gold |
AU Traders and Refiners | Japan | Gold |
AU Traders and Refiners | United Arab Emirates | Gold |
Aurubis AG | Belgium | Gold |
Aurubis AG | China | Gold |
Aurubis AG | Colombia | Gold |
Aurubis AG | France | Gold |
Aurubis AG | INDIA | Gold |
Bangalore Refinery | JAPAN | Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | JAPAN | Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | UNITED STATES OF AMERICA | Gold |
Boliden AB | CHINA | Gold |
Boliden AB | INDIA | Gold |
Boliden AB | RUSSIAN FEDERATION | Gold |
C. Hafner GmbH + Co. KG | CHINA | Gold |
C. Hafner GmbH + Co. KG | INDIA | Gold |
C. Hafner GmbH + Co. KG | JAPAN | Gold |
CCR Refinery - Glencore Canada Corporation | CHINA | Gold |
CCR Refinery - Glencore Canada Corporation | JAPAN | Gold |
Cendres + Metaux S.A. | JAPAN | Gold |
CGR Metalloys Pvt Ltd. | JAPAN | Gold |
Chugai Mining | GERMANY | Gold |
Chugai Mining | INDIA | Gold |
Chugai Mining | KOREA, REPUBLIC OF | Gold |
Daye Non-Ferrous Metals Mining Ltd. | UNITED ARAB EMIRATES | Gold |
DEGUSSA | CHINA | Gold |
Degussa Sonne / Mond Goldhandel GmbH | CHINA | Gold |
Degussa Sonne / Mond Goldhandel GmbH | INDIA | Gold |
Degussa Sonne / Mond Goldhandel GmbH | ITALY | Gold |
Degussa Sonne / Mond Goldhandel GmbH | JAPAN | Gold |
Degussa Sonne / Mond Goldhandel GmbH | UNITED ARAB EMIRATES | Gold |
DODUCO Contacts and Refining GmbH | Australia | Gold |
DODUCO Contacts and Refining GmbH | CHINA | Gold |
Dosung metal | JAPAN | Gold |
Dowa | RUSSIAN FEDERATION | Gold |
Dowa Metals & Mining Co. Ltd | CHINA | Gold |
DS PRETECH Co., Ltd. | INDIA | Gold |
DSC (Do Sung Corporation) | Brazil | Gold |
DSC (Do Sung Corporation) | Zambia | Gold |
Eco-System Recycling Co., Ltd. North Plant | China | Gold |
GGC Gujrat Gold Centre Pvt. Ltd. | India | Gold |
Gold Coast Refinery | JAPAN | Gold |
Guangdong Jinding Gold Limited | CHINA | Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Gold |
Industrial Refining Company | CHINA | Gold |
International Precious Metal Refiners | RUSSIAN FEDERATION | Gold |
Ishifuku Metal Industry Co., Ltd. | SPAIN | Gold |
Istanbul Gold Refinery | THAILAND | Gold |
Jiangxi Copper Co., Ltd. | Andorra | Gold |
JSC Uralelectromed | China | Gold |
JSC Uralelectromed | Czechia | Gold |
Kaloti Precious Metals | Korea, Republic Of | Gold |
Kyrgyzaltyn JSC | CZECHIA | Gold |
Lingbao Gold Co., Ltd. | INDIA | Gold |
Sabin Metal Corp. | CHINA | Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | KOREA, REPUBLIC OF | Gold |
Torecom | South Africa | Gold |
5D Production OU | Brazil | Tantalum |
AMG Brasil | Brazil | Tantalum |
AMG Brasil | China | Tantalum |
AMG Brasil | India | Tantalum |
ANHUI HERRMAN IMPEX CO. | Japan | Tantalum |
Asaka Riken Co., Ltd. | China | Tantalum |
Asaka Riken Co., Ltd. | Estonia | Tantalum |
Asaka Riken Co., Ltd. | United States Of America | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | China | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Germany | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Japan | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Kazakhstan | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Mexico | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Russian Federation | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | Thailand | Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | United States Of America | Tantalum |
Changsha Southern | Japan | Tantalum |
Changsha Southern | United States Of America | Tantalum |
CP Metals Inc. | Brazil | Tantalum |
D Block Metals, LLC | China | Tantalum |
D Block Metals, LLC | Estonia | Tantalum |
D Block Metals, LLC | GERMANY | Tantalum |
D Block Metals, LLC | UNITED STATES OF AMERICA | Tantalum |
F&X Electro-Materials Ltd. | BRAZIL | Tantalum |
FIR Metals & Resource Ltd. | CHINA | Tantalum |
FIR Metals & Resource Ltd. | RUSSIAN FEDERATION | Tantalum |
FIR Metals & Resource Ltd. | THAILAND | Tantalum |
Global Advanced Metals Aizu | BRAZIL | Tantalum |
Global Advanced Metals Boyertown | India | Tantalum |
Global Advanced Metals Boyertown | MACEDONIA, REPUBLIC OF | Tantalum |
Global Advanced Metals Boyertown | United States | Tantalum |
H.C. Starck Hermsdorf GmbH | Estonia | Tantalum |
H.C. Starck Hermsdorf GmbH | Japan | Tantalum |
H.C. Starck Inc. | CHINA | Tantalum |
Jiujiang Nonferrous Metals Smelting Company Limited | Japan | Tantalum |
Jiujiang Tanbre Co., Ltd. | Mexico | Tantalum |
Jiujiang Tanbre Co., Ltd. | Thailand | Tantalum |
Metallurgical Products India Pvt., Ltd. | JAPAN | Tantalum |
Mitsui Mining and Smelting Co., Ltd. | UNITED STATES OF AMERICA | Tantalum |
TANIOBIS Japan Co., Ltd. | CHINA | Tantalum |
XIMEI RESOURCES (GUANGDONG) LIMITED | Estonia | Tantalum |
Alpha | BELGIUM | Tin |
Alpha | BOLIVIA (PLURINATIONAL STATE OF) | Tin |
Alpha | BRAZIL | Tin |
Alpha | CHINA | Tin |
Alpha | INDONESIA | Tin |
Alpha | JAPAN | Tin |
Alpha | PERU | Tin |
Alpha | THAILAND | Tin |
Alpha | UNITED STATES OF AMERICA | Tin |
Alpha Metals | INDONESIA | Tin |
Alpha Metals Korea Ltd. | INDONESIA | Tin |
An Vinh Joint Stock Mineral Processing Company | CHINA | Tin |
An Vinh Joint Stock Mineral Processing Company | INDONESIA | Tin |
An Vinh Joint Stock Mineral Processing Company | POLAND | Tin |
An Vinh Joint Stock Mineral Processing Company | TAIWAN, PROVINCE OF CHINA | Tin |
Brand RBT | CHINA | Tin |
Brand RBT | INDONESIA | Tin |
Brand RBT | SPAIN | Tin |
Chengfeng Metals Co Pte Ltd | CHINA | Tin |
Chengfeng Metals Co Pte Ltd | PHILIPPINES | Tin |
Chenzhou Yun Xiang mining limited liability company | BRAZIL | Tin |
Chenzhou Yun Xiang mining limited liability company | VIETNAM | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | INDIA | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | INDONESIA | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | JAPAN | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | MYANMAR | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | RUSSIAN FEDERATION | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | RWANDA | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | THAILAND | Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | VIETNAM | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | BRAZIL | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | INDONESIA | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | POLAND | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | SPAIN | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | UNITED STATES OF AMERICA | Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. | VIETNAM | Tin |
China Tin Group Co., Ltd. | Belgium | Tin |
China Tin Group Co., Ltd. | Bolivia (Plurinational State Of) | Tin |
China Tin Group Co., Ltd. | CHINA | Tin |
CNMC (Guangxi) PGMA Co., Ltd. | Brazil | Tin |
Cookson | Poland | Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | China | Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Russian Federation | Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | United States Of America | Tin |
CRM Synergies | Indonesia | Tin |
CV Ayi Jaya | Thailand | Tin |
CV Tiga Sekawan | China | Tin |
CV United Smelting | China | Tin |
CV Venus Inti Perkasa | Philippines | Tin |
CV Venus Inti Perkasa | Vietnam | Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. | Indonesia | Tin |
Dowa | Brazil | Tin |
Dowa | India | Tin |
Dowa | Indonesia | Tin |
Dowa | Spain | Tin |
Dowa | UNITED STATES OF AMERICA | Tin |
Dowa | VIETNAM | Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | MALAYSIA | Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | UNITED STATES OF AMERICA | Tin |
EM Vinto | MYANMAR | Tin |
EM Vinto | THAILAND | Tin |
Fabrica Auricchio Industria e Comercio Ltda. | PERU | Tin |
Fenix Metals | BELGIUM | Tin |
Fenix Metals | CHINA | Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. | UNITED STATES OF AMERICA | Tin |
Gejiu Fengming Metallurgy Chemical Plant | BRAZIL | Tin |
Gejiu Kai Meng Industry and Trade LLC | BRAZIL | Tin |
Gejiu Kai Meng Industry and Trade LLC | CHINA | Tin |
Gejiu Kai Meng Industry and Trade LLC | Indonesia | Tin |
Gejiu Kai Meng Industry and Trade LLC | MALAYSIA | Tin |
Gejiu Kai Meng Industry and Trade LLC | RWANDA | Tin |
Gejiu Kai Meng Industry and Trade LLC | VIETNAM | Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Malaysia | Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | United States Of America | Tin |
HuiChang Hill Tin Industry Co., Ltd. | JAPAN | Tin |
Ma'anshan Weitai Tin Co., Ltd. | MALAYSIA | Tin |
Metallo Belgium N.V. | Belgium | Tin |
Mineracao Taboca S.A. | Indonesia | Tin |
Mineracao Taboca S.A. | Spain | Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | CHINA | Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | UNITED STATES OF AMERICA | Tin |
Pan Light Corporation | INDONESIA | Tin |
Precious Minerals and Smelting Limited | BELGIUM | Tin |
Precious Minerals and Smelting Limited | INDONESIA | Tin |
PT Aries Kencana Sejahtera | INDONESIA | Tin |
PT Timah (Persero) Tbk Kundur | INDONESIA | Tin |
Thaisarco | Indonesia | Tin |
Tin Technology & Refining | Rwanda | Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | Thailand | Tin |
A.L.M.T. Corp. | Austria | Tungsten |
A.L.M.T. Corp. | CHINA | Tungsten |
A.L.M.T. Corp. | Japan | Tungsten |
A.L.M.T. Corp. | United States Of America | Tungsten |
ACL Metais Eireli | Brazil | Tungsten |
ACL Metais Eireli | China | Tungsten |
ACL Metais Eireli | Germany | Tungsten |
ACL Metais Eireli | Philippines | Tungsten |
ACL Metais Eireli | Russian Federation | Tungsten |
ACL Metais Eireli | United States Of America | Tungsten |
ACL Metais Eireli | Vietnam | Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | China | Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Russian Federation | Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Taiwan, Province Of China | Tungsten |
Artek LLC | BRAZIL | Tungsten |
Artek LLC | JAPAN | Tungsten |
Artek LLC | Korea, Republic Of | Tungsten |
Artek LLC | RUSSIAN FEDERATION | Tungsten |
Artek LLC | VIETNAM | Tungsten |
Asia Tungsten Products Vietnam Ltd. | BRAZIL | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | KOREA, REPUBLIC OF | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | UNITED STATES OF AMERICA | Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | VIETNAM | Tungsten |
China Molybdenum Co., Ltd. | AUSTRIA | Tungsten |
China Molybdenum Co., Ltd. | CHINA | Tungsten |
China Molybdenum Co., Ltd. | PHILIPPINES | Tungsten |
China Molybdenum Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
China Molybdenum Tungsten Co., Ltd. | GERMANY | Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | JAPAN | Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | VIETNAM | Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
CP Metals Inc. | China | Tungsten |
Cronimet Brasil Ltda | KOREA, REPUBLIC OF | Tungsten |
Cronimet Brasil Ltda | RUSSIAN FEDERATION | Tungsten |
Cronimet Brasil Ltda | TAIWAN, PROVINCE OF CHINA | Tungsten |
Fujian Ganmin RareMetal Co., Ltd. | China | Tungsten |
Fujian Ganmin RareMetal Co., Ltd. | Japan | Tungsten |
Fujian Ganmin RareMetal Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
Fujian Ganmin RareMetal Co., Ltd. | United States Of America | Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. | Taiwan, Province Of China | Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. | Vietnam | Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. | China | Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | JAPAN | Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | UNITED STATES OF AMERICA | Tungsten |
Global Tungsten & Powders Corp. | AUSTRIA | Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. | JAPAN | Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. | CHINA | Tungsten |
Japan New Metals Co., Ltd. | RUSSIAN FEDERATION | Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Tungsten |
Caution Concerning Forward-Looking Statements
Certain statements in this report may be “forward-looking” within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as “expects,” “future,” “plans,” and “intends,” and similar expressions are used to identify these forward-looking statements. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. Risks that may cause these forward-looking statements to be inaccurate include: failure to carry out these plans in a timely manner or at all; lack of cooperation or progress by our suppliers, their respective suppliers and smelters; or lack of progress by smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud and other irregularities). These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by federal securities laws.
