UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 0-10120
FAFCO, INC.
435 Otterson Drive
Chico, California 95928
(530) 332-2100
(Address, including zip code, and telephone number, including area code,
of registrant’s principal executive offices)
Common stock, $.125 par value
(Title of each class of securities covered by this Form)
None
(Title of all other classes of securities for which a duty to file
reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1)(i) | þ | Rule 12h-3(b)(1)(i) | þ | |||
| Rule 12g-4(a)(1)(ii) | o | Rule 12h-3(b)(1)(ii) | o | |||
| Rule 12g-4(a)(2)(i) | o | Rule 12h-3(b)(2)(i) | o | |||
| Rule 12g-4(a)(2)(ii) | o | Rule 12h-3(b)(2)(ii) | o | |||
| Rule 15d |
Approximate number of holders of record as of the certification or notice date: Less than 300 persons
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, FAFCO, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| FAFCO, INC | ||||
| Date: November 24, 2003 | By: | /s/ Freeman A. Ford | ||
| Name: | Freeman A. Ford | |||
| Title: | President and Chief Executive Officer | |||
