UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
| x | Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
| For the period ended March 31, 2014. |
| o | Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly |
| Transition Period From ___________ to ___________ |
Commission file number0-10652
NORTH VALLEY BANCORP
(Exact name of registrant as specified in its charter)
| California | 94-2751350 |
| (State or other jurisdiction | (IRS Employer ID Number) |
| of incorporation or organization) | |
| 300 Park Marina Circle, Redding, CA | 96001 |
| (Address of principal executive offices) | (Zip code) |
Registrant’s telephone number, including area code (530) 226-2900
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act of 1934 during the preceding 12 months (or for such shorter periods that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yesx Noo
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yesx Noo
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):
| Large accelerated filero | Accelerated filerx |
| Non-accelerated filer o | Smaller reporting companyo |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yeso Nox
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.
Common Stock – 6,836,463 shares as of May 8, 2014.
The sole purpose of this Amendment (the "Amendment") to North Valley Bancorp's Quarterly Report on Form 10-Q (the "Form 10-Q") for the Period Ended March 31, 2014, as filed with the Securities and Exchange Commission on May 12, 2014, is to revise Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language). This Amendment contains only the cover page to this Form 10-Q/A, this Explanatory Note, Item 6, the Signature Page, the Sarbanes-Oxley Exhibits and Exhibit 101. No other changes have been made to the Form 10-Q. This Amendment to the Form 10-Q does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q. Accordingly, this Amendment should be read in conjunction with the Form 10-Q and our other filings with the SEC.
| 31 | Rule 13a-14(a) / 15d-14(a) Certifications |
| 32 | Section 1350 Certifications |
| 101.INS | XBRL Instance Document (furnished herewith)* |
| 101.SCH | XBRL Taxonomy Extension Schema Document (furnished herewith)* |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document (furnished herewith)* |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document (furnished herewith)* |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document (furnished herewith)* |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document (furnished herewith)* |
*The interactive data files listed above shall not be deemed filed for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, or Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability under those sections.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NORTH VALLEY BANCORP | |||
| (Registrant) | |||
| Date | July 9, 2014 | ||
| By: | |||
| /s/ Michael J. Cushman | |||
| Michael J. Cushman | |||
| President & Chief Executive Officer | |||
| (Principal Executive Officer) | |||
| /s/ Kevin R. Watson | |||
| Kevin R. Watson | |||
| Executive Vice President & Chief Financial Officer | |||
| (Principal Financial Officer & Principal Accounting Officer) | |||
