FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01352
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Devonshire Trust
Fund Name: Fidelity Equity-Income Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Devonshire Trust
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 07:33:46 AM
EXHIBIT A
VOTE SUMMARY REPORT
Fidelity Equity-Income Fund
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: 3M COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. JAMES MCNERNEY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK | Management | For | For |
4 | STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: ABBOTT LABORATORIES MEETING DATE: 04/23/2004 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R.S. AUSTIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.A. GONZALEZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT J.M. GREENBERG AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.M. LEIDEN AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.A.L. OWEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT B. POWELL JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT A.B. RAND AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.A. REYNOLDS AS A DIRECTOR | Management | For | For |
1.10 | ELECT R.S. ROBERTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT W.D. SMITHBURG AS A DIRECTOR | Management | For | For |
1.12 | ELECT J.R. WALTER AS A DIRECTOR | Management | For | For |
1.13 | ELECT M.D. WHITE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. | Shareholder | Against | Against |
ISSUER NAME: ABERCROMBIE & FITCH CO. MEETING DATE: 05/20/2004 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN A. GOLDEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT SETH R. JOHNSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD F. LIMATO AS A DIRECTOR | Management | For | For |
ISSUER NAME: ACE LIMITED MEETING DATE: 05/27/2004 | ||||
TICKER: ACE SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRIAN DUPERREAULT AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT M. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT PETER MENIKOFF AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT RIPP AS A DIRECTOR | Management | For | For |
1.5 | ELECT DERMOT F. SMURFIT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE ACE LIMITED 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: AGILENT TECHNOLOGIES, INC. MEETING DATE: 03/02/2004 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALTER B. HEWLETT AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS AGILENT S INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: ALBERTSON'S, INC. MEETING DATE: 06/10/2004 | ||||
TICKER: ABS SECURITY ID: 013104104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PAMELA G. BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT TERESA BECK AS A DIRECTOR | Management | For | For |
1.3 | ELECT BETH M. PRITCHARD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | For | Against |
4 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE FOR DIRECTOR ELECTIONS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING. | Shareholder | Against | For |
6 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: ALCAN INC MEETING DATE: 04/22/2004 | ||||
TICKER: -- SECURITY ID: 013716105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE FINANCIAL STATEMENTS AND THE AUDITORS REPORT FOR YE 31 DEC 2003 | N/A | N/A | N/A |
2 | ELECT MR. R. BERGER AS A DIRECTOR | Management | Unknown | For |
3 | ELECT MR. L.D. DESAUTELS AS A DIRECTOR | Management | Unknown | For |
4 | ELECT MR. T. ENGEN AS A DIRECTOR | Management | Unknown | For |
5 | ELECT MR. L.Y. FORTIER AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. J.P. JACAMON AS A DIRECTOR | Management | Unknown | For |
7 | ELECT MR. W.R. LOOMIS AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. Y. MANSION AS A DIRECTOR | Management | Unknown | For |
9 | ELECT MR. C. MORIN-POSTEL AS A DIRECTOR | Management | Unknown | For |
10 | ELECT MR. J.E. NEWALL AS A DIRECTOR | Management | Unknown | For |
11 | ELECT MR. G. SAINT-PIERRE AS A DIRECTOR | Management | Unknown | For |
12 | ELECT MR. G. SCHMULMEYER AS A DIRECTOR | Management | Unknown | For |
13 | ELECT MR. P.M. TELLIER AS A DIRECTOR | Management | Unknown | For |
14 | ELECT MR. M.K. WONG AS DIRECTOR | Management | Unknown | For |
15 | APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | For |
ISSUER NAME: ALCAN INC. MEETING DATE: 04/22/2004 | ||||
TICKER: AL SECURITY ID: 013716105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R. BERGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.D. DESAUTELS AS A DIRECTOR | Management | For | For |
1.3 | ELECT T. ENGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT L.Y. FORTIER AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.-P. JACAMON AS A DIRECTOR | Management | For | For |
1.6 | ELECT W.R. LOOMIS AS A DIRECTOR | Management | For | For |
1.7 | ELECT Y. MANSION AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. MORIN-POSTEL AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. NEWALL AS A DIRECTOR | Management | For | For |
1.10 | ELECT G. SAINT-PIERRE AS A DIRECTOR | Management | For | For |
1.11 | ELECT G. SCHULMEYER AS A DIRECTOR | Management | For | For |
1.12 | ELECT P.M. TELLIER AS A DIRECTOR | Management | For | For |
1.13 | ELECT M.K. WONG AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For |
ISSUER NAME: ALCOA INC. MEETING DATE: 04/30/2004 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARLOS GHOSN AS A DIRECTOR | Management | For | For |
1.3 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE 2004 ALCOA STOCK INCENTIVE PLAN. | Management | For | For |
3 | SHAREHOLDER PROPOSAL RELATING TO PAY DISPARITY | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL RELATING TO CHANGE IN CONTROL SEVERANCE PLAN | Shareholder | Against | Against |
ISSUER NAME: ALLEGHENY ENERGY, INC. MEETING DATE: 05/13/2004 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELEANOR BAUM AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT CYRUS F. FREIDHEIM, JR. AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT TED J. KLEISNER AS A DIRECTOR | Management | For | Withhold |
2 | APPROVAL OF ELIMINATION OF CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. | Management | For | Against |
3 | APPROVAL OF DIRECTOR EQUITY COMPENSATION PLAN. | Management | For | For |
4 | APPROVAL OF ANNUAL INCENTIVE PLAN. | Management | For | For |
5 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Management | For | For |
6 | SHAREHOLDER PROPOSAL TO REQUIRE A SIMPLE MAJORITY VOTE. | Shareholder | For | For |
7 | SHAREHOLDER PROPOSAL TO REQUIRE POISON PILL TO BE APPROVED BY SHAREHOLDER VOTE. | Shareholder | For | For |
8 | STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Shareholder | For | For |
9 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
11 | STOCKHOLDER PROPOSAL REGARDING RETENTION OF STOCK OBTAINED THROUGH OPTIONS. | Shareholder | Against | Against |
12 | STOCKHOLDER PROPOSAL REGARDING AUDITOR FEES. | Shareholder | Against | Against |
13 | STOCKHOLDER PROPOSAL REGARDING PRE-EMPTIVE RIGHTS. | Shareholder | Against | For |
14 | STOCKHOLDER PROPOSAL REGARDING REINCORPORATION IN DELAWARE. | Shareholder | Against | Against |
ISSUER NAME: ALLIANZ AKTIENGESELLSCHAFT MEETING DATE: 05/05/2004 | ||||
TICKER: AZ SECURITY ID: 018805101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET EARNINGS. | Management | For | None |
2 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT. | Management | For | None |
3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD. | Management | For | None |
4 | CREATION OF AUTHORIZED CAPITAL 2004/I, CANCELLATION OF AUTHORIZED CAPITAL 2003/I AND 2003/II. | Management | For | None |
5 | CREATION OF AN AUTHORIZED CAPITAL 2004/II FOR THE ISSUANCE OF SHARES TO EMPLOYEES, CANCELLATION OF THE AUTHORIZED CAPITAL 2001/II. | Management | For | None |
6 | APPROVAL OF NEW AUTHORIZATION TO ISSUE BONDS CARRYING CONVERSION AND/OR OPTION RIGHTS, CREATION OF CONDITIONAL CAPITAL 2004, CANCELLATION OF THE EXISTING AUTHORIZATION TO ISSUE BONDS CARRYING CONVERSION OR OPTION RIGHTS, CANCELLATION OF THE CONDITIONAL CAPITAL 2001 AND CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | Management | For | None |
7 | AUTHORIZATION TO ACQUIRE COMPANY SHARES FOR TRADING PURPOSES. | Management | For | None |
8 | AUTHORIZATION TO ACQUIRE AND UTILIZE COMPANY SHARES FOR OTHER PURPOSES. | Management | For | None |
9 | APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ AG AND JOTA-VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH. | Management | For | None |
ISSUER NAME: ALTRIA GROUP, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELIZABETH E. BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MATHIS CABIALLAVETTA AS A DIRECTOR | Management | For | For |
1.3 | ELECT LOUIS C. CAMILLERI AS A DIRECTOR | Management | For | For |
1.4 | ELECT J. DUDLEY FISHBURN AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT E. R. HUNTLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.7 | ELECT LUCIO A. NOTO AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN S. REED AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARLOS SLIM HELU AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEPHEN M. WOLF AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL NO. 1 | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL NO. 2 | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL NO. 3 | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL NO. 4 | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL NO. 5 | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL NO. 6 | Shareholder | Against | Against |
ISSUER NAME: AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: 06/22/2004 | ||||
TICKER: AEOS SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JON P. DIAMOND AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES V. O'DONNELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT JANICE E. PAGE AS A DIRECTOR | Management | For | For |
2 | IF PRESENTED AT THE ANNUAL MEETING, TO APPROVE A STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
3 | IF PRESENTED AT THE ANNUAL MEETING, TO APPROVE A STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR ORGANIZATION CONVENTIONS. | Shareholder | Against | Against |
ISSUER NAME: AMERICAN EXPRESS COMPANY MEETING DATE: 04/26/2004 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT D.F. AKERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.G. BOWEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT U.M. BURNS AS A DIRECTOR | Management | For | For |
1.5 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.6 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT V.E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. LESCHLY AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.A. MCGINN AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.D. MILLER AS A DIRECTOR | Management | For | For |
1.11 | ELECT F.P. POPOFF AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.D. WALTER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM LIMITS FOR DIRECTORS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: AIG SECURITY ID: 026874107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M. AIDINOFF AS A DIRECTOR | Management | For | For |
1.2 | ELECT P. CHIA AS A DIRECTOR | Management | For | For |
1.3 | ELECT M. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. COHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. FELDSTEIN AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FUTTER AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. GREENBERG AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. HILLS AS A DIRECTOR | Management | For | For |
1.9 | ELECT F. HOENEMEYER AS A DIRECTOR | Management | For | For |
1.10 | ELECT R. HOLBROOKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. KANAK AS A DIRECTOR | Management | For | For |
1.12 | ELECT H. SMITH AS A DIRECTOR | Management | For | For |
1.13 | ELECT M. SULLIVAN AS A DIRECTOR | Management | For | For |
1.14 | ELECT E. TSE AS A DIRECTOR | Management | For | For |
1.15 | ELECT F. ZARB AS A DIRECTOR | Management | For | For |
2 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Management | For | For |
3 | ADOPT A DIRECTOR STOCK PLAN | Management | For | For |
4 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
5 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
ISSUER NAME: ANADARKO PETROLEUM CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LARRY BARCUS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES L. BRYAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES T. HACKETT AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE ANNUAL INCENTIVE BONUS PLAN | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
4 | STOCKHOLDER PROPOSAL - CLIMATE CHANGE | Shareholder | Against | Against |
ISSUER NAME: ANHEUSER-BUSCH COMPANIES, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: BUD SECURITY ID: 035229103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AUGUST A. BUSCH III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARLOS FERNANDEZ G. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES R. JONES AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW C. TAYLOR AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: APACHE CORPORATION MEETING DATE: 12/18/2003 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 215,000,000 SHARES TO 430,000,000 SHARES. | Management | For | For |
ISSUER NAME: APACHE CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EUGENE C. FIEDOREK AS A DIRECTOR | Management | For | For |
1.2 | ELECT PATRICIA ALBJERG GRAHAM AS A DIRECTOR | Management | For | For |
1.3 | ELECT F.H. MERELLI AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND PLANK AS A DIRECTOR | Management | For | For |
2 | TO APPROVE STOCKHOLDER PROPOSAL RELATING TO CLIMATE CHANGE. | Shareholder | Against | Against |
ISSUER NAME: ARCH CHEMICALS, INC. MEETING DATE: 04/23/2004 | ||||
TICKER: ARJ SECURITY ID: 03937R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD E. CAVANAGH AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL O. MAGDOL AS A DIRECTOR | Management | For | For |
1.3 | ELECT JANICE J. TEAL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: ARROW ELECTRONICS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL W. DUVAL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN N. HANSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROGER KING AS A DIRECTOR | Management | For | For |
1.4 | ELECT KAREN GORDON MILLS AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM E. MITCHELL AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEPHEN C. PATRICK AS A DIRECTOR | Management | For | For |
1.7 | ELECT BARRY W. PERRY AS A DIRECTOR | Management | For | For |
1.8 | ELECT RICHARD S. ROSENBLOOM AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN C. WADDELL AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE ADOPTION OF THE ARROW ELECTRONICS, INC. 2004 OMNIBUS INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
4 | IN ACCORDANCE WITH THEIR DISCRETION UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. | Management | For | Abstain |
ISSUER NAME: AVNET, INC. MEETING DATE: 11/06/2003 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELEANOR BAUM AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. VERONICA BIGGINS AS A DIRECTOR | Management | For | For |
1.3 | ELECT LAWRENCE W. CLARKSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT EHUD HOUMINER AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES A. LAWRENCE AS A DIRECTOR | Management | For | For |
1.6 | ELECT RAY M. ROBINSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT FREDERIC SALERNO AS A DIRECTOR | Management | For | For |
1.8 | ELECT GARY L. TOOKER AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROY VALLEE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2003 STOCK COMPENSATION PLAN. | Management | For | For |
3 | APPROVAL TO AMEND THE AVNET EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JULY 3, 2004. | Management | For | For |
ISSUER NAME: BAKER HUGHES INCORPORATED MEETING DATE: 04/28/2004 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD P. DJEREJIAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT H. JOHN RILEY, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES L. WATSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED BOARDS. | Shareholder | Against | For |
4 | STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON PILLS. | Shareholder | Against | Against |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 03/17/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF THE MERGER AGREEMENT | Management | For | For |
2 | ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN | Management | For | Against |
3 | ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK | Management | For | For |
4 | APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM BARNET, III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES W. COKER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN T. COLLINS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY L. COUNTRYMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHARLES K. GIFFORD AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD E. GUINN AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES H. HANCE, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT KENNETH D. LEWIS AS A DIRECTOR | Management | For | For |
1.10 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT THOMAS J. MAY AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
1.13 | ELECT EUGENE M. MCQUADE AS A DIRECTOR | Management | For | For |
1.14 | ELECT PATRICIA E. MITCHELL AS A DIRECTOR | Management | For | For |
1.15 | ELECT EDWARD L. ROMERO AS A DIRECTOR | Management | For | For |
1.16 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
1.17 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
1.18 | ELECT MEREDITH R. SPANGLER AS A DIRECTOR | Management | For | For |
1.19 | ELECT JACKIE M. WARD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION SECURITY | Shareholder | Against | Against |
ISSUER NAME: BANK ONE CORPORATION MEETING DATE: 05/25/2004 | ||||
TICKER: ONE SECURITY ID: 06423A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT BRYAN AS A DIRECTOR | Management | For | For |
2.2 | ELECT BURKE AS A DIRECTOR | Management | For | For |
2.3 | ELECT CROWN AS A DIRECTOR | Management | For | For |
2.4 | ELECT DIMON AS A DIRECTOR | Management | For | For |
2.5 | ELECT FAY AS A DIRECTOR | Management | For | For |
2.6 | ELECT JACKSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT KESSLER AS A DIRECTOR | Management | For | For |
2.8 | ELECT LIPP AS A DIRECTOR | Management | For | For |
2.9 | ELECT MANOOGIAN AS A DIRECTOR | Management | For | For |
2.10 | ELECT NOVAK AS A DIRECTOR | Management | For | For |
2.11 | ELECT ROGERS AS A DIRECTOR | Management | For | For |
2.12 | ELECT STRATTON AS A DIRECTOR | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
ISSUER NAME: BANKNORTH GROUP, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: BNK SECURITY ID: 06646R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANA S. LEVENSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. NAUGHTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANGELO PIZZAGALLI AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS BANKNORTH GROUP, INC. S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: BAXTER INTERNATIONAL INC. MEETING DATE: 05/04/2004 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN D. FORSYTH AS A DIRECTOR | Management | For | For |
1.2 | ELECT GAIL D. FOSLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT CAROLE J. UHRICH AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL RELATING TO CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Shareholder | Against | Abstain |
ISSUER NAME: BECTON, DICKINSON AND COMPANY MEETING DATE: 02/11/2004 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY P. BECTON, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES F. ORR AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARGARETHA AF UGGLAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
3 | ADOPTION OF 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4. | Management | For | For |
4 | CUMULATIVE VOTING. | Shareholder | Against | Abstain |
ISSUER NAME: BELLSOUTH CORPORATION MEETING DATE: 04/26/2004 | ||||
TICKER: BLS SECURITY ID: 079860102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES H. BLANCHARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ARMANDO M. CODINA AS A DIRECTOR | Management | For | For |
1.3 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE INDEPENDENT AUDITOR | Management | For | For |
3 | APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY | Management | For | For |
4 | APPROVE THE STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
5 | SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RE: CEO COMPENSATION | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: BIG LOTS, INC. MEETING DATE: 05/18/2004 | ||||
TICKER: BLI SECURITY ID: 089302103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALBERT J. BELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT SHELDON M. BERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID T. KOLLAT AS A DIRECTOR | Management | For | For |
1.4 | ELECT BRENDA J. LAUDERBACK AS A DIRECTOR | Management | For | For |
1.5 | ELECT PHILIP E. MALLOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT NED MANSOUR AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL J. POTTER AS A DIRECTOR | Management | For | For |
1.8 | ELECT RUSSELL SOLT AS A DIRECTOR | Management | For | For |
1.9 | ELECT DENNIS B. TISHKOFF AS A DIRECTOR | Management | For | For |
ISSUER NAME: BJ SERVICES COMPANY MEETING DATE: 01/22/2004 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON D. JORDAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM H. WHITE AS A DIRECTOR | Management | For | For |
2 | THE 2003 INCENTIVE PLAN. | Management | For | For |
3 | THE STOCKHOLDER PROPOSAL ON THE COMPANY S OPERATIONS IN BURMA. | Shareholder | Against | Against |
ISSUER NAME: BOC GROUP PLC MEETING DATE: 01/23/2004 | ||||
TICKER: -- SECURITY ID: G12068113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS FOR THE YE 30 SEP 2003 | Management | Unknown | For |
2 | APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE 30 SEP 2003 | Management | Unknown | For |
3 | ELECT MR. ANDREW BONFIELD AS A DIRECTOR, WHO RETIRES IN ACCORDANCE WITH ARTICL E 86 | Management | Unknown | For |
4 | RE-ELECT SIR CHRISTOPHER O DONNELL AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
5 | RE-ELECT MS. JULIE BADDELEY AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
6 | RE-ELECT MR. JOHN WALSH AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
7 | RE-APPOINT PRICEWATERHOUSECOOPERS, LLP, AS THE AUDITORS OF THE COMPANY UNTIL T HE CONCLUSION OF THE NEXT GENERAL MEETING BEFORE WHICH ACCOUNTS ARE LAID | Management | Unknown | For |
8 | AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | Management | Unknown | For |
9 | APPROVE THE COMPANY DIVIDEND POLICY | Management | Unknown | For |
10 | AUTHORIZE THE COMPANY, FOR THE PURPOSES OF PART XA OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPEN DITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 150,000; AUTHORITY EXPIRES AT THE END OF THE NEXT AGM IN 2005 | Management | Unknown | For |
11 | AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO AN AGGREGATE NOMINAL AMOUNT OF GB P 18,580,721; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OR 15 MONTHS ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPI RY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY | Management | Unknown | For |
12 | AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 11 AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 9 4 FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) , PRO VIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO A N AGGREGATE NOMINAL AMOUNT OF GBP 6,222,335; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS ; AND THE DIRECTOR S MAY ALLOT EQUITY SECURITIE... | Management | Unknown | For |
13 | AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES ACT 198 5, TO MAKE MARKET PURCHASES SECTION 163(3) OF UP TO 49,778,680 ORDINARY SHAR ES, AT A MINIMUM PRICE OF 25P AND NOT MORE THAN 5% ABOVE THE AVERAGE MIDDLE MA RKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY O FFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIE R OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY MAK... | Management | Unknown | For |
14 | AMEND THE ARTICLES OF ASSOCIATION | Management | Unknown | For |
ISSUER NAME: BOISE CASCADE CORPORATION MEETING DATE: 12/09/2003 | ||||
TICKER: BCC SECURITY ID: 097383103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER AMONG BOISE CASCADE CORPORATION, CHALLIS CORPORATION, AND OFFICEMAX, INC., INCLUDING AUTHORIZING THE ISSUANCE OF SHARES OF BOISE CASCADE CORPORATION COMMON STOCK IN THE MERGER. | Management | For | For |
2 | APPROVE AND ADOPT AN AMENDMENT TO THE 2003 BOISE INCENTIVE AND PERFORMANCE PLAN TO AUTHORIZE 4,800,000 ADDITIONAL SHARES OF BOISE CASCADE CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. | Management | For | Against |
ISSUER NAME: BOMBARDIER INC MEETING DATE: 06/01/2004 | ||||
TICKER: -- SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE BOMBARDIER INC. FOR THE FY 31 JAN 2004 AND THE AUDITORS REPORT THEREON | N/A | N/A | N/A |
2 | ELECT MR. LAURENT BEAUDOIN AS A DIRECTOR | Management | Unknown | For |
3 | ELECT MR. JALYNN H. BENNETT AS A DIRECTOR | Management | Unknown | For |
4 | ELECT MR. ANDRE BERARD AS A DIRECTOR | Management | Unknown | For |
5 | ELECT MR. J.R. ANDRE BOMBARDIER AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. JANINE BOMBARDIER AS A DIRECTOR | Management | Unknown | For |
7 | ELECT MR. L. DENIS DESAUTELS AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. JEAN-LOUIS FONTAINE AS A DIRECTOR | Management | Unknown | For |
9 | ELECT MR. DANIEL JOHNSON AS A DIRECTOR | Management | Unknown | For |
10 | ELECT MR. MICHAEL H. MCCAIN AS A DIRECTOR | Management | Unknown | For |
11 | ELECT MR. JEAN C. MONTY AS A DIRECTOR | Management | Unknown | For |
12 | ELECT MR. JAMES E. PERRELLA AS A DIRECTOR | Management | Unknown | For |
13 | ELECT MR. CARLOS E. REPRESAS AS A DIRECTOR | Management | Unknown | For |
14 | ELECT MR. FEDERICO SADA G. AS A DIRECTOR | Management | Unknown | For |
15 | ELECT MR. PAUL M. TELLIER AS A DIRECTOR | Management | Unknown | For |
16 | APPOINT ERNST & YOUNG, LLP CHARTERED ACCOUNTANTS AS THE AUDITORS | Management | Unknown | For |
17 | PLEASE NOTE THAT THIS IS SHAREHOLDERS PROPOSAL: AMEND THE CORPORATE BY-LAWS TO INCLUDE A CUSTOMER CODE OF ETHICS AND SATISFACTION TO ENSURE THAT THE COMPANY ADHERES TO THE HIGHEST STANDARDS OF BEHAVIOUR IN ALL OF ITS RELATIONS WITH CUSTOMERS AND PROSPECTIVE CUSTOMERS TO ENSURE CUSTOMER SATISFACTION | Management | Unknown | Against |
18 | TRANSACT ANY OTHER BUSINESS | N/A | N/A | N/A |
ISSUER NAME: BOWATER INCORPORATED MEETING DATE: 05/12/2004 | ||||
TICKER: BOW SECURITY ID: 102183100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARNOLD M. NEMIROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT ARTHUR R. SAWCHUK AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON D. GIFFIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DOUGLAS A. PERTZ AS A DIRECTOR | Management | For | For |
ISSUER NAME: BP P.L.C. MEETING DATE: 04/15/2004 | ||||
TICKER: BP SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LORD BROWNE AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR B E GROTE AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR H M P MILES AS A DIRECTOR | Management | For | For |
1.4 | ELECT SIR ROBIN NICHOLSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MR R L OLVER AS A DIRECTOR | Management | For | For |
1.6 | ELECT SIR IAN PROSSER AS A DIRECTOR | Management | For | For |
2 | TO ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For |
3 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For |
4 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For |
5 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For |
6 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS | Management | For | For |
7 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For |
8 | TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES | Management | For | Against |
9 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For |
10 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS | Management | For | For |
11 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS | Management | For | For |
12 | SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS | Shareholder | Against | Against |
ISSUER NAME: BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: 05/04/2004 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.V. GERSTNER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHANSSON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | PUBLICATION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
4 | PROHIBITION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
5 | SEPARATION OF CHAIRMAN AND CEO POSITIONS | Shareholder | Against | Against |
6 | HIV/AIDS-TB-MALARIA | Shareholder | Against | Against |
7 | DIRECTOR VOTE THRESHOLD | Shareholder | Against | Against |
ISSUER NAME: BURLINGTON NORTHERN SANTA FE CORPORA MEETING DATE: 04/21/2004 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT A.L. BOECKMANN AS A DIRECTOR | Management | For | For |
1.2 | ELECT V.S. MARTINEZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT M.F. RACICOT AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.S. ROBERTS AS A DIRECTOR | Management | For | For |
1.5 | ELECT M.K. ROSE AS A DIRECTOR | Management | For | For |
1.6 | ELECT M.J. SHAPIRO AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.C. WATTS, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.H. WEST AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.S. WHISLER AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.E. WHITACRE, JR. AS A DIRECTOR | Management | For | For |
1.11 | ELECT M.B. YANNEY AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE BURLINGTON NORTHERN SANTA FE 1999 STOCK INCENTIVE PLAN, AS PROPOSED TO BE AMENDED AND RESTATED. | Management | For | For |
3 | ADVISE ON THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004. | Management | For | For |
ISSUER NAME: CAESARS ENTERTAINMENT, INC. MEETING DATE: 05/26/2004 | ||||
TICKER: CZR SECURITY ID: 127687101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT A. STEVEN CROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT GILBERT L. SHELTON AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE CAESARS ENTERTAINMENT, INC. 2004 LONG TERM INCENTIVE PLAN | Management | For | Against |
ISSUER NAME: CARDINAL HEALTH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVE BING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. FINN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. HAVENS AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID W. RAISBECK AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT D. WALTER AS A DIRECTOR | Management | For | For |
ISSUER NAME: CATERPILLAR INC. MEETING DATE: 04/14/2004 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN T. DILLON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JUAN GALLARDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM A. OSBORN AS A DIRECTOR | Management | For | For |
1.4 | ELECT GORDON R. PARKER AS A DIRECTOR | Management | For | For |
1.5 | ELECT EDWARD B. RUST, JR. AS A DIRECTOR | Management | For | For |
2 | AMEND OPTION PLAN | Management | For | Against |
3 | RATIFY AUDITORS | Management | For | For |
4 | STOCKHOLDER PROPOSAL - RIGHTS PLAN | Shareholder | Against | For |
5 | STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - HIV/AIDS | Shareholder | Against | Against |
ISSUER NAME: CERIDIAN CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: CEN SECURITY ID: 156779100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM J. CADOGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS D. CHABRAJA AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT H. EWALD AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD T. LEMAY AS A DIRECTOR | Management | For | For |
1.5 | ELECT GEORGE R. LEWIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RONALD L. TURNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT CAROLE J. UHRICH AS A DIRECTOR | Management | For | For |
1.8 | ELECT ALAN F. WHITE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE CERIDIAN CORPORATION 2004 LONG-TERM STOCK INCENTIVE PLAN. | Management | For | Against |
3 | PROPOSAL TO APPROVE THE CERIDIAN CORPORATION AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: CHEVRONTEXACO CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.H. ARMACOST AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. DENHAM AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.J. EATON AS A DIRECTOR | Management | For | For |
1.4 | ELECT S. GINN AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.A. HILLS AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.G. JENIFER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.B. JOHNSTON AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. NUNN AS A DIRECTOR | Management | For | For |
1.9 | ELECT D.J. O'REILLY AS A DIRECTOR | Management | For | For |
1.10 | ELECT P.J. ROBERTSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.R. SHOEMATE AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. WARE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY | Management | For | For |
4 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN | Management | For | For |
5 | HIV/AIDS, TUBERCULOSIS, AND MALARIA | Shareholder | Against | Against |
6 | POLITICAL DISCLOSURE | Shareholder | Against | Against |
7 | DIRECTOR ELECTION VOTE THRESHOLD | Shareholder | Against | Against |
8 | REPORT ON ECUADOR | Shareholder | Against | Against |
9 | RENEWABLE ENERGY | Shareholder | Against | Against |
ISSUER NAME: CHUBB CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ZOE BAIRD AS A DIRECTOR | Management | For | For |
1.2 | ELECT SHEILA P. BURKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOEL J. COHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES M. CORNELIUS AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN D. FINNEGAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID H. HOAG AS A DIRECTOR | Management | For | For |
1.8 | ELECT KLAUS J. MANGOLD AS A DIRECTOR | Management | For | For |
1.9 | ELECT SIR DAVID G SCHOLEY CBE AS A DIRECTOR | Management | For | For |
1.10 | ELECT RAYMOND G.H. SEITZ AS A DIRECTOR | Management | For | For |
1.11 | ELECT LAWRENCE M. SMALL AS A DIRECTOR | Management | For | For |
1.12 | ELECT DANIEL E. SOMERS AS A DIRECTOR | Management | For | For |
1.13 | ELECT KAREN HASTIE WILLIAMS AS A DIRECTOR | Management | For | For |
1.14 | ELECT JAMES M. ZIMMERMAN AS A DIRECTOR | Management | For | For |
1.15 | ELECT ALFRED W. ZOLLAR AS A DIRECTOR | Management | For | For |
2 | APPROVE THE ADOPTION OF THE CHUBB CORPORATION LONG-TERM STOCK INCENTIVE PLAN (2004) | Management | For | Against |
3 | APPROVE THE ADOPTION OF THE CHUBB CORPORATION LONG-TERM STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS (2004) | Management | For | Against |
4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
5 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: CIT GROUP INC. MEETING DATE: 05/12/2004 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALBERT R. GAMPER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY C. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM A. FARLINGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM M. FREEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT HON. THOMAS H. KEAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT EDWARD J. KELLY, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARIANNE MILLER PARRS AS A DIRECTOR | Management | For | For |
1.8 | ELECT JEFFREY M. PEEK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN R. RYAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT PETER J. TOBIN AS A DIRECTOR | Management | For | For |
1.11 | ELECT LOIS M. VAN DEUSEN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS THAT MAY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
ISSUER NAME: CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN D. FELD AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS O. HICKS AS A DIRECTOR | Management | For | For |
1.3 | ELECT PERRY J. LEWIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT L. LOWRY MAYS AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARK P. MAYS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RANDALL T. MAYS AS A DIRECTOR | Management | For | For |
1.7 | ELECT B.J. MCCOMBS AS A DIRECTOR | Management | For | For |
1.8 | ELECT PHYLLIS B. RIGGINS AS A DIRECTOR | Management | For | For |
1.9 | ELECT THEORDORE H. STRAUSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.C. WATTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOHN H. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: COLGATE-PALMOLIVE COMPANY MEETING DATE: 05/07/2004 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.K. CONWAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. FERGUSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.M. GUTIERREZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.M. HANCOCK AS A DIRECTOR | Management | For | For |
1.5 | ELECT D.W. JOHNSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. KOGAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.E. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R. MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT E.A. MONRAD AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | REAPPROVAL OF PORTIONS OF THE COMPANY S STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SEVERANCE PAY | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN RIGHTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: COMCAST CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S. DECKER ANSTROM AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH J. BACON AS A DIRECTOR | Management | For | For |
1.4 | ELECT SHELDON M. BONOVITZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JULIAN A. BRODSKY AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOSEPH L. CASTLE, II AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
1.8 | ELECT BRIAN L. ROBERTS AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH J. ROBERTS AS A DIRECTOR | Management | For | For |
1.10 | ELECT DR. JUDITH RODIN AS A DIRECTOR | Management | For | For |
1.11 | ELECT MICHAEL I. SOVERN AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITORS. | Management | For | For |
3 | 2002 RESTRICTED STOCK PLAN. | Management | For | For |
4 | AMENDMENT TO ARTICLES OF INCORPORATION. | Management | For | For |
5 | ESTABLISH A TWO-THIRDS INDEPENDENT BOARD. | Shareholder | Against | Against |
6 | DISCLOSE POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
7 | NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP. | Shareholder | Against | Against |
8 | LIMIT COMPENSATION FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
9 | ADOPT A RECAPITALIZATION PLAN. | Shareholder | Against | For |
ISSUER NAME: COMERICA INCORPORATED MEETING DATE: 05/18/2004 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RALPH W. BABB, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES F. CORDES AS A DIRECTOR | Management | For | For |
1.3 | ELECT PETER D. CUMMINGS AS A DIRECTOR | Management | For | For |
1.4 | ELECT TODD W. HERRICK AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM P. VITITOE AS A DIRECTOR | Management | For | For |
1.6 | ELECT KENNETH L. WAY AS A DIRECTOR | Management | For | For |
2 | APPROVAL AND RATIFICATION OF THE COMERICA INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | Against |
3 | APPROVAL OF THE COMERICA INCORPORATED INCENTIVE PLAN FOR NON- EMPLOYEE DIRECTORS | Management | For | Against |
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: CONCORD EFS, INC. MEETING DATE: 10/28/2003 | ||||
TICKER: CE SECURITY ID: 206197105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: CONCORD EFS, INC. MEETING DATE: 02/26/2004 | ||||
TICKER: CE SECURITY ID: 206197105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AS AMENDED BY THE AMENDMENT AND ABEYANCE AGREEMENT, DATED AS OF DECEMBER 14, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: CREDIT SUISSE GROUP MEETING DATE: 04/30/2004 | ||||
TICKER: CSR SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ANNUAL REPORT, THE PARENT COMPANY S 2003 FINANCIAL STATEMENTS AND THE GROUP S 2003 CONSOLIDATED STATEMENTS | Management | Unknown | None |
2 | DISCHARGE OF THE ACTS OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Management | Unknown | None |
3 | RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS | Management | Unknown | None |
4 | REDUCTION OF SHARE CAPITAL FOR THE PURPOSE OF REPAYMENT OF PAR VALUE TO SHAREHOLDERS AND AMENDMENTS TO THE ARTICLES | Management | Unknown | None |
5 | RE-ELECTION TO THE BOARD OF DIRECTORS: THOMAS D. BELL | Management | Unknown | None |
6 | RE-ELECTION TO THE BOARD OF DIRECTORS: AZIZ R.D. SYRIANI | Management | Unknown | None |
7 | NEW ELECTION TO THE BOARD OF DIRECTORS: PETER F. WEIBEL | Management | Unknown | None |
8 | NEW ELECTION TO THE BOARD OF DIRECTORS: NOREEN DOYLE | Management | Unknown | None |
9 | NEW ELECTION TO THE BOARD OF DIRECTORS: DAVID W. SYZ | Management | Unknown | None |
10 | ELECTION OF THE PARENT COMPANY S INDEPENDENT AUDITORS AND THE GROUP S INDEPENDENT AUDITORS | Management | Unknown | None |
11 | ELECTION OF SPECIAL AUDITORS | Management | Unknown | None |
12 | ADJUSTMENT OF ART. 7 SECTION 4 AND 5 (RIGHT TO ADD ITEMS TO THE AGENDA) | Management | Unknown | None |
13 | DELETION OF PROVISIONS CONCERNING CONTRIBUTIONS IN KIND | Management | Unknown | None |
14 | IF PROPOSALS REQUIRE A VOTE, I AUTHORIZE THE INDEPENDENT PROXY TO VOTE IN FAVOR OF THE PROPOSALS OF THE BOARD OF DIRECTORS | Management | Unknown | None |
ISSUER NAME: CUMMINS INC. MEETING DATE: 09/16/2003 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT J. DARNALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALTER Y. ELISHA AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALEXIS M. HERMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM I. MILLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM D. RUCKELSHAUS AS A DIRECTOR | Management | For | For |
1.7 | ELECT THEODORE M. SOLSO AS A DIRECTOR | Management | For | For |
1.8 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.9 | ELECT J. LAWRENCE WILSON AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2003. | Management | For | For |
3 | PROPOSAL TO APPROVE THE CUMMINS INC. 2003 STOCK INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: CVS CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS P. GERRITY AS A DIRECTOR | Management | For | For |
1.3 | ELECT STANLEY P. GOLDSTEIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARIAN L. HEARD AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. JOYCE AS A DIRECTOR | Management | For | For |
1.6 | ELECT TERRY R. LAUTENBACH AS A DIRECTOR | Management | For | For |
1.7 | ELECT TERRENCE MURRAY AS A DIRECTOR | Management | For | For |
1.8 | ELECT SHELI Z. ROSENBERG AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S 1997 INCENTIVE COMPENSATION PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CVS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: DEERE & COMPANY MEETING DATE: 02/25/2004 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT W. LANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT ANTONIO MADERO B. AS A DIRECTOR | Management | For | For |
1.3 | ELECT AULANA L. PETERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN R. WALTER AS A DIRECTOR | Management | For | For |
ISSUER NAME: DOMINION RESOURCES, INC. MEETING DATE: 04/23/2004 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SUSAN B. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER W. BROWN AS A DIRECTOR | Management | For | For |
1.3 | ELECT RONALD J. CALISE AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOS. E. CAPPS AS A DIRECTOR | Management | For | For |
1.5 | ELECT GEORGE A. DAVIDSON, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN W. HARRIS AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT S. JEPSON, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT BENJAMIN J. LAMBERT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD L. LEATHERWOOD AS A DIRECTOR | Management | For | For |
1.10 | ELECT MARGARET A. MCKENNA AS A DIRECTOR | Management | For | For |
1.11 | ELECT KENNETH A. RANDALL AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANK S. ROYAL AS A DIRECTOR | Management | For | For |
1.13 | ELECT S. DALLAS SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT ROBERT H. SPILMAN AS A DIRECTOR | Management | For | For |
1.15 | ELECT DAVID A. WOLLARD AS A DIRECTOR | Management | For | For |
2 | RETENTION OF AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: DOVER CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT D.H. BENSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT J-P.M. ERGAS AS A DIRECTOR | Management | For | For |
1.3 | ELECT K.C. GRAHAM AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.L. HOFFMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.L. KOLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.K. LOCHRIDGE AS A DIRECTOR | Management | For | For |
1.7 | ELECT T.L. REECE AS A DIRECTOR | Management | For | For |
1.8 | ELECT B.G. RETHORE AS A DIRECTOR | Management | For | For |
1.9 | ELECT G.L. ROUBOS AS A DIRECTOR | Management | For | For |
1.10 | ELECT M.B. STUBBS AS A DIRECTOR | Management | For | For |
2 | TO CONSIDER AND APPROVE THE 2005 EQUITY AND CASH INCENTIVE PLAN. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: EASTMAN CHEMICAL COMPANY MEETING DATE: 05/06/2004 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RENEE J. HORNBAKER AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT THOMAS H. MCLAIN AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT PETER M. WOOD AS A DIRECTOR | Management | For | Withhold |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | ADOPTION OF STOCKHOLDER PROPOSAL TO UTILIZE RESTRICTED SHARES IN LIEU OF STOCK OPTIONS AS EXECUTIVE STOCK-BASED COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: EATON CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.J. CRITELLI AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. GREEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT K.M. PATEL AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF 2004 STOCK PLAN | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: EMERSON ELECTRIC CO. MEETING DATE: 02/03/2004 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. FERNANDEZ G. AS A DIRECTOR | Management | For | For |
1.2 | ELECT C.F. KNIGHT AS A DIRECTOR | Management | For | For |
1.3 | ELECT G.A. LODGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.L. RIDGWAY AS A DIRECTOR | Management | For | For |
1.5 | ELECT E.E. WHITACRE, JR. AS A DIRECTOR | Management | For | For |
2 | RE-APPROVAL OF PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 1997 INCENTIVE SHARES PLAN | Management | For | For |
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: ENTERGY CORPORATION MEETING DATE: 05/14/2004 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.S. BATEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT W.F. BLOUNT AS A DIRECTOR | Management | For | For |
1.3 | ELECT S.D. DEBREE AS A DIRECTOR | Management | For | For |
1.4 | ELECT C.P. DEMING AS A DIRECTOR | Management | For | For |
1.5 | ELECT A.M. HERMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.C. HINTZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.W. LEONARD AS A DIRECTOR | Management | For | For |
1.8 | ELECT R. V.D. LUFT AS A DIRECTOR | Management | For | For |
1.9 | ELECT K.A. MURPHY AS A DIRECTOR | Management | For | For |
1.10 | ELECT P.W. MURRILL AS A DIRECTOR | Management | For | For |
1.11 | ELECT J.R. NICHOLS AS A DIRECTOR | Management | For | For |
1.12 | ELECT W.A. PERCY, II AS A DIRECTOR | Management | For | For |
1.13 | ELECT D.H. REILLEY AS A DIRECTOR | Management | For | For |
1.14 | ELECT W.C. SMITH AS A DIRECTOR | Management | For | For |
1.15 | ELECT B.A. STEINHAGEN AS A DIRECTOR | Management | For | For |
1.16 | ELECT S.V. WILKINSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF EXTERNAL AUDITORS. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING LIMITING BENEFITS PAYABLE UNDER SEVERANCE AGREEMENTS. | Shareholder | Unknown | For |
4 | STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
5 | STOCKHOLDER PROPOSAL REGARDING COMPENSATION FOR THE TOP FIVE EXECUTIVES. | Shareholder | Against | Against |
ISSUER NAME: EUROPEAN AERONAUTIC DEFENCE AND SPACE NV MEETING DATE: 05/06/2004 | ||||
TICKER: -- SECURITY ID: F17114103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE REPORT OF THE BOARD OF DIRECTORS, AS SUBMITTED TO THE AGM, INCLUDING THE CHAPTER ON CORPORATE GOVERNANCE, POLICY ON DIVIDENDS AND REMUNERATION POLICY INCLUDING ARRANGEMENTS FOR THE GRANT OF STOCK OPTIONS AND RIGHTS TO SUBSCRIBE FOR SHARES FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
2 | ADOPT THE AUDITED ANNUAL ACCOUNTS FOR THE ACCOUNTING PERIOD FROM 01 JAN 2003 TO 31 DEC 2003, AS SUBMITTED TO THE AGM BY THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
3 | APPROVE TO ADD THE NET PROFIT OF NLG 152 MILLION, AS SHOWN IN THE AUDITED PROFIT AND LOSS STATEMENT FOR THE FY 2003, TO RETAINED EARNINGS AND A PAYMENT OF A GROSS AMOUNT OF NLG 0.40 PER SHARE SHALL BE MADE TO THE SHAREHOLDERS FROM DISTRIBUTABLE RESERVES ON 04 JUN 2004 | Management | Unknown | Take No Action |
4 | GRANT RELEASE TO THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE LIABILITY FOR THE PERFORMANCE OF THEIR DUTIES DURING AND WITH RESPECT TO THE FY 2003, TO THE EXTENT THAT THEIR ACTIVITY HAS BEEN REFLECTED IN THE AUDITED ANNUAL ACCOUNTS FOR THE FY 2003 OR IN THE REPORT OF THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
5 | APPOINT ERNST & YOUNG ACCOUNTANTS AS THE COMPANY S AUDITORS FOR THE ACCOUNTING PERIOD BEING THE FY 2004 | Management | Unknown | Take No Action |
6 | APPOINT MR. RUDIGER GRUBE AS A MEMBER OF THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
7 | APPOINT MR. FRANCOIS DAVID AS A MEMBER OF THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
8 | APPROVE TO CANCEL THE SHARES IN THE COMPANY HELD BY THE COMPANY, UP TO A MAXIMUM OF 5,727,515 SHARES AND AUTHORIZE THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICERS, WITH POWERS OF SUBSTITUTION, TO IMPLEMENT THIS RESOLUTION IN ACCORDANCE WITH DUTCH LAW | Management | Unknown | Take No Action |
9 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY OF 06 MAY 2003, TO REPURCHASE SHARES OF THE COMPANY, BY ANY MEANS, INCLUDING DERIVATIVE PRODUCTS, ON ANY STOCK EXCHANGE OR OTHERWISE, AS LONG AS, UPON SUCH REPURCHASE, THE COMPANY WILL NOT HOLD MORE THAN 5% OF THE COMPANY S ISSUED SHARE CAPITAL AND AT A PRICE NOT LESS THAN THE NOMINAL VALUE AND NOT MORE THAN 110% OF THE PRICE AT WHICH THE COMPANY S SHARES WERE QUOTED AT CLOSE OF BUSINESS ON ANY STOCK EXCHANGE ON THE TRADING DAY B... | Management | Unknown | Take No Action |
10 | PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 27 APR 2004. SHARES CAN BE TRADED THEREAFTER. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: EXXON MOBIL CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.J. BOSKIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.R. HOUGHTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.C. KING AS A DIRECTOR | Management | For | For |
1.5 | ELECT P.E. LIPPINCOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT H.J. LONGWELL AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.A. MCKINNELL, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.C. NELSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.R. RAYMOND AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.W. TILLERSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). | Management | For | For |
3 | APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN (PAGE 28). | Management | For | For |
4 | POLITICAL CONTRIBUTIONS (PAGE 30). | Shareholder | Against | Against |
5 | POLITICAL CONTRIBUTIONS REPORT (PAGE 32). | Shareholder | Against | Against |
6 | MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). | Shareholder | Against | Against |
7 | BOARD CHAIRMAN AND CEO (PAGE 37). | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION (PAGE 39). | Shareholder | Against | Against |
9 | EQUITY COMPENSATION REPORT (PAGE 40). | Shareholder | Against | Against |
10 | AMENDMENT OF EEO POLICY (PAGE 42). | Shareholder | Against | Against |
11 | CLIMATE SCIENCE REPORT (PAGE 44). | Shareholder | Against | Against |
ISSUER NAME: FANNIE MAE MEETING DATE: 05/25/2004 | ||||
TICKER: FNM SECURITY ID: 313586109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.B. ASHLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.M. DUBERSTEIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.P. GERRITY AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. HOWARD AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.V. MALEK AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.B. MARRON AS A DIRECTOR | Management | For | For |
1.8 | ELECT D.H. MUDD AS A DIRECTOR | Management | For | For |
1.9 | ELECT A.M. MULCAHY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.K. PICKETT AS A DIRECTOR | Management | For | For |
1.11 | ELECT L. RAHL AS A DIRECTOR | Management | For | For |
1.12 | ELECT F.D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT H.P. SWYGERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING | Shareholder | Against | Against |
ISSUER NAME: FEDERAL HOME LOAN MORTGAGE CORPORATI MEETING DATE: 03/31/2004 | ||||
TICKER: FRE SECURITY ID: 313400301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOAN E. DONOGHUE AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHELLE ENGLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD KARL GOELTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT GEORGE D. GOULD AS A DIRECTOR | Management | For | For |
1.5 | ELECT HENRY KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN B. MCCOY AS A DIRECTOR | Management | For | For |
1.7 | ELECT SHAUN F. O'MALLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT RONALD F. POE AS A DIRECTOR | Management | For | For |
1.9 | ELECT STEPHEN A. ROSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD J. SCHUENKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHRISTINA SEIX AS A DIRECTOR | Management | For | For |
1.12 | ELECT RICHARD F. SYRON AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM J. TURNER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Management | For | For |
ISSUER NAME: FERRO CORPORATION MEETING DATE: 04/30/2004 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL H. BULKIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL F. MEE AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM J. SHARP AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALBERTO WEISSER AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE DECLARATION OF TRUST TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 10/28/2003 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY C. DUQUES AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES T. FOTE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD P. KIPHART AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOAN E. SPERO AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004. | Management | For | For |
ISSUER NAME: FIRSTENERGY CORP. MEETING DATE: 05/18/2004 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.T. ADDISON AS A DIRECTOR | Management | For | For |
1.2 | ELECT E.J. NOVAK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT J.M. PIETRUSKI AS A DIRECTOR | Management | For | For |
1.4 | ELECT C.A. REIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.C. SAVAGE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITOR | Management | For | For |
3 | APPROVAL OF AMENDMENTS TO THE CODE OF REGULATIONS TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For |
4 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AND CODE OF REGULATIONS TO CHANGE CERTAIN VOTING REQUIREMENTS | Management | For | For |
5 | APPROVAL OF EXISTING EXECUTIVE DEFERRED COMPENSATION PLAN | Management | For | Against |
6 | APPROVAL OF EXISTING DIRECTOR DEFERRED COMPENSATION PLAN | Management | For | Against |
7 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL | Shareholder | Against | For |
9 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL | Shareholder | Against | For |
ISSUER NAME: FLEETBOSTON FINANCIAL CORPORATION MEETING DATE: 03/17/2004 | ||||
TICKER: FBF SECURITY ID: 339030108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER AGREEMENT | Management | For | For |
2 | APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
ISSUER NAME: FLUOR CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES T. HACKETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT KENT KRESA AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBIN W. RENWICK AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARTHA R. SEGER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF AMENDMENTS TO FLUOR CORPORATION 2000 RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For |
ISSUER NAME: FONDIARIA - SAI SPA, FIRENZE MEETING DATE: 04/27/2004 | ||||
TICKER: -- SECURITY ID: T82253161 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 APR 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU | N/A | N/A | N/A |
2 | APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC 2003, BOARD OF DIRECTORS REPORTS ON THE MANAGEMENT ACTIVITY, INTERNAL AUDITORS REPORTS AS PER ARTICLE 153 OF LEGISLATIVE DECREE 58/98 AND THE EXTERNAL AUDITORS REPORTS AND RESOLUTIONS THERETO | Management | Unknown | Take No Action |
3 | GRANT AUTHORITY TO BUY OWN SHARES AND THEIR DISPOSAL AS PER ARTICLE 2357 AND 2357 TER OF ITALIAN CIVIL CODE | Management | Unknown | Take No Action |
4 | APPROVE THE PREMAFIN FINANZIARIA SPA (CONTROLLING COMPANY) SHARES AS PER ARTICLE 2359 BIS OF ITALIAN CIVIL CODE | Management | Unknown | Take No Action |
5 | APPROVE THE EXTENSION OF WARRANT FONDIARIA SAI 1992/2004 CONVERSION PERIOD FOR 2 YEARS UNTIL 31 AUG 2006 AND SUBSEQUENT AMENDMENTS OF WARRANT REGULATION AND TO AMEND ARTICLE 5 OF THE BY-LAWS ACCORDINGLY AND RESOLUTIONS THERETO | Management | Unknown | Take No Action |
6 | APPROVE TO AMEND SOME ARTICLES OF THE BY-LAWS, TO SUPPRESS ARTICLE 6 AND INTRODUCE 2 NEW ARTICLES AND SUBSEQUENT RENUMBERING OF THE BY-LAWS ARTICLES ACCORDINGLY AND REFLECT THE REFORM OF ITALIAN COMPANY LAW AND POWER BESTOWAL | Management | Unknown | Take No Action |
ISSUER NAME: FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: 05/06/2004 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. ALLISON AS A DIRECTOR | Management | For | For |
1.2 | ELECT MR. CLIFFORD AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR. MOFFETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT MR. RANKIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT MR. WHARTON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION PLAN. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT OF INDONESIAN GOVERNMENT SECURITY PERSONNEL | Shareholder | Against | Against |
ISSUER NAME: FRESH DEL MONTE PRODUCE INC. MEETING DATE: 04/28/2004 | ||||
TICKER: FDP SECURITY ID: G36738105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AMIR ABU-GHAZALEH AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD L. BOYKIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT SALVATORE H. ALFIERO AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE COMPANY S FINANCIAL STATEMENTS FOR THE 2003 FISCAL YEAR ENDED DECEMBER 26, 2003. | Management | For | For |
3 | APPROVAL OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
4 | APPROVAL OF THE COMPANY S FINAL DIVIDEND PAYMENT FOR THE FISCAL YEAR ENDED DECEMBER 26, 2003 OF US$0.20 PER SHARE TO REGISTERED MEMBERS OF THE COMPANY ON MAY 12, 2004 TO BE PAID ON JUNE 4, 2004. | Management | For | For |
ISSUER NAME: GAP, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD BEHAR AS A DIRECTOR | Management | For | For |
1.2 | ELECT ADRIAN D.P. BELLAMY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONALD G. FISHER AS A DIRECTOR | Management | For | For |
1.4 | ELECT DORIS F. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT J. FISHER AS A DIRECTOR | Management | For | For |
1.6 | ELECT GLENDA A. HATCHETT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PENELOPE L. HUGHES AS A DIRECTOR | Management | For | For |
1.8 | ELECT BOB L. MARTIN AS A DIRECTOR | Management | For | For |
1.9 | ELECT JORGE P. MONTOYA AS A DIRECTOR | Management | For | For |
1.10 | ELECT PAUL S. PRESSLER AS A DIRECTOR | Management | For | For |
1.11 | ELECT JAMES M. SCHNEIDER AS A DIRECTOR | Management | For | For |
1.12 | ELECT MAYO A. SHATTUCK III AS A DIRECTOR | Management | For | For |
1.13 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | TO APPROVE THE PROPOSAL TO AMEND AND RESTATE THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE CASH AWARD PLAN | Management | For | For |
4 | A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: GENERAL ELECTRIC COMPANY MEETING DATE: 04/28/2004 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS D. DAMMERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANN M. FUDGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JEFFREY R. IMMELT AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For |
1.7 | ELECT ALAN G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROCHELLE B. LAZARUS AS A DIRECTOR | Management | For | For |
1.11 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
1.13 | ELECT ROBERT J. SWIERINGA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITOR | Management | For | For |
3 | REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER PERFORMANCE GOALS | Management | For | For |
4 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
5 | ANIMAL TESTING | Shareholder | Against | Against |
6 | NUCLEAR RISK | Shareholder | Against | Against |
7 | REPORT ON PCB CLEANUP COSTS | Shareholder | Against | Against |
8 | OFFSHORE SOURCING | Shareholder | Against | Against |
9 | SUSTAINABILITY INDEX | Shareholder | Against | Against |
10 | COMPENSATION COMMITTEE INDEPENDENCE | Shareholder | Against | Against |
11 | PAY DISPARITY | Shareholder | Against | Against |
12 | END STOCK OPTIONS AND BONUSES | Shareholder | Against | Against |
13 | LIMIT OUTSIDE DIRECTORSHIPS | Shareholder | Against | Against |
14 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against |
15 | EXPLORE SALE OF COMPANY | Shareholder | Against | Against |
16 | HOLDING STOCK FROM STOCK OPTIONS | Shareholder | Against | Against |
17 | BOARD INDEPENDENCE | Shareholder | Against | Against |
18 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: GENERAL MOTORS CORPORATION MEETING DATE: 10/03/2003 | ||||
TICKER: GM SECURITY ID: 370442105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE FIRST GM CHARTER AMENDMENT | Management | For | For |
2 | RATIFICATION OF THE NEW HUGHES CERTIFICATE OF INCORPORATION | Management | For | For |
3 | RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING THE SPECIAL DIVIDEND | Management | For | For |
4 | RATIFICATION OF THE GM/NEWS STOCK SALE | Management | For | For |
5 | RATIFICATION OF THE NEWS STOCK ACQUISITION | Management | For | For |
6 | APPROVAL OF THE SECOND GM CHARTER AMENDMENT | Management | For | For |
ISSUER NAME: GEORGIA-PACIFIC CORPORATION MEETING DATE: 05/04/2004 | ||||
TICKER: GP SECURITY ID: 373298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BARBARA L. BOWLES* AS A DIRECTOR | Management | For | For |
1.2 | ELECT DONALD V. FITES* AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID R. GOODE* AS A DIRECTOR | Management | For | For |
1.4 | ELECT KAREN N. HORN* AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM R. JOHNSON* AS A DIRECTOR | Management | For | For |
1.6 | ELECT JAMES B. WILLIAMS** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER THE PLAN. | Management | For | For |
3 | PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
ISSUER NAME: GLAXOSMITHKLINE PLC MEETING DATE: 05/17/2004 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION) | Management | For | For |
2 | TO APPROVE THE REMUNERATION REPORT (ORDINARY RESOLUTION) | Management | For | For |
3 | TO ELECT MR H LAWRENCE CULP AS A DIRECTOR (ORDINARY RESOLUTION) | Management | For | For |
4 | TO ELECT MR CRISPIN DAVIS AS A DIRECTOR (ORDINARY RESOLUTION) | Management | For | For |
5 | TO ELECT SIR ROBERT WILSON AS A DIRECTOR (ORDINARY RESOLUTION) | Management | For | For |
6 | TO ELECT DR TACHI YAMADA AS A DIRECTOR (ORDINARY RESOLUTION) | Management | For | For |
7 | TO RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR (ORDINARY RESOLUTION) | Management | For | For |
8 | RE-APPOINTMENT OF AUDITORS (ORDINARY RESOLUTION) | Management | For | For |
9 | REMUNERATION OF AUDITORS (ORDINARY RESOLUTION) | Management | For | For |
10 | AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) | Management | For | For |
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For |
12 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For |
ISSUER NAME: GREAT LAKES CHEMICAL CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: GLK SECURITY ID: 390568103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. CROWNOVER AS A DIRECTOR | Management | For | For |
1.2 | ELECT LOUIS E. LATAIF AS A DIRECTOR | Management | For | For |
1.3 | ELECT MACK G. NICHOLS AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RECOMMENDING THE PROMPT SALE OF THE COMPANY TO THE HIGHEST BIDDER. | Shareholder | Against | Against |
ISSUER NAME: HALLIBURTON COMPANY MEETING DATE: 05/19/2004 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R.L. CRANDALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.T. DERR AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.J. DIBONA AS A DIRECTOR | Management | For | For |
1.4 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.L. HUNT AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.J. LESAR AS A DIRECTOR | Management | For | For |
1.7 | ELECT A.B. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.L. MARTIN AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.A. PRECOURT AS A DIRECTOR | Management | For | For |
1.10 | ELECT D.L. REED AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.J. SILAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF INCORPORATION. | Management | For | For |
3 | STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE THRESHOLD. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. | Shareholder | Against | Against |
ISSUER NAME: HERCULES INCORPORATED MEETING DATE: 07/25/2003 | ||||
TICKER: HPC SECURITY ID: 427056106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICK DUFF AS A DIRECTOR | Management | For | None |
1.2 | ELECT THOMAS P. GERRITY AS A DIRECTOR | Management | For | None |
1.3 | ELECT JOHN K. WULFF AS A DIRECTOR | Management | For | None |
1.4 | ELECT JOE B. WYATT AS A DIRECTOR | Management | For | None |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS | Management | For | None |
3 | APPROVAL OF THE HERCULES INCORPORATED OMNIBUS EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | None |
4 | SHAREHOLDER PROPOSAL FOR REDEMPTION OF THE RIGHTS PLAN | Shareholder | Against | None |
5 | SHAREHOLDER PROPOSAL REQUESTING AMENDMENT OF THE COMPANY S CHARTER TO PROVIDE FOR THE RIGHTS OF SHAREHOLDERS TO TAKE ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL MEETINGS | Shareholder | Against | None |
ISSUER NAME: HERCULES INCORPORATED MEETING DATE: 07/25/2003 | ||||
TICKER: HPC SECURITY ID: 427056106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTORS (OPPOSITION SLATE) | Management | For | For |
1.2 | ELECTION OF DIRECTORS (OPPOSITION SLATE) | Management | For | For |
1.3 | ELECTION OF DIRECTORS (OPPOSITION SLATE) | Management | For | For |
1.4 | ELECTION OF DIRECTORS (OPPOSITION SLATE) | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE HERCULES INCORPORATED OMNIBUS EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | Against | Against |
4 | SHAREHOLDER PROPOSAL FOR REDEMPTION OF THE RIGHTS PLAN | Shareholder | For | For |
5 | SHAREHOLDER PROPOSAL REQUESTING AMENDMENT OF THE COMPANY S CHARTER TO PROVIDE FOR THE RIGHTS OF SHAREHOLDERS TO TAKE ACTION BY WRITTEN CONSENT AND TO CALL SPECIAL MEETINGS | Shareholder | For | For |
ISSUER NAME: HEWLETT-PACKARD COMPANY MEETING DATE: 03/17/2004 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L.T. BABBIO, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT P.C. DUNN AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.S. FIORINA AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.A. HACKBORN AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.A. KEYWORTH II AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.E. KNOWLING, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.M. LITVACK AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.L. RYAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.S. SALHANY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. | Management | For | For |
3 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN | Management | For | Against |
4 | SHAREOWNER PROPOSAL ENTITLED STOCK OPTION EXPENSING PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: HONEYWELL INTERNATIONAL INC. MEETING DATE: 04/26/2004 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES J. HOWARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE KARATZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT RUSSELL E. PALMER AS A DIRECTOR | Management | For | For |
1.4 | ELECT IVAN G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC K. SHINSEKI AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
4 | SHAREOWNER VOTING PROVISIONS | Shareholder | Against | For |
5 | SHAREOWNER INPUT - GOLDEN PARACHUTES | Shareholder | Against | Against |
6 | RESOLUTION ON PAY DISPARITY | Shareholder | Against | Against |
7 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
ISSUER NAME: HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: 04/27/2004 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KAREN A. HOLBROOK* AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID P. LAUER* AS A DIRECTOR | Management | For | For |
1.3 | ELECT KATHLEEN H. RANSIER* AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID L. PORTEOUS** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For |
3 | APPROVAL OF THE 2004 STOCK AND LONG-TERM INCENTIVE PLAN. | Management | For | Against |
4 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE CORPORATION FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: HUTCHISON WHAMPOA LTD MEETING DATE: 05/20/2004 | ||||
TICKER: -- SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND CONSIDER THE STATEMENT OF ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | DECLARE A FINAL DIVIDEND | Management | Unknown | For |
3 | ELECT THE DIRECTORS | Management | Unknown | For |
4 | APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | For |
5 | AUTHORIZE THE DIRECTOR TO ISSUE AND DISPOSE OF ADDITIONAL ORDINARY SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY | Management | Unknown | For |
6 | AUTHORIZE THE DIRECTOR, DURING THE RELEVANT PERIOD, TO REPURCHASE ORDINARY SHARES OF HKD 0.25 EACH IN THE CAPITAL OF THE COMPANY IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR OF ANY OTHER STOCK EXCHANGE, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AG... | Management | Unknown | For |
7 | APPROVE, PURSUANT TO RESOLUTION 1, TO EXTEND THE AUTHORITY GRANTED TO THE DIRECTOR TO ISSUE AND DISPOSE OF ADDITIONAL ORDINARY SHARES, BY THE ADDING THERETO AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 2, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT THE DATE OF THIS RESOLUTION | Management | Unknown | For |
ISSUER NAME: HUTCHISON WHAMPOA LTD MEETING DATE: 05/20/2004 | ||||
TICKER: -- SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY BY: A) ADDING SOME DEFINITIONS IN ARTICLE 2; B) DELETING ARTICLE 16 IN ITS ENTIRELY AND SUBSTITUTING WITH THE NEW ARTICLE; C) DELETING ARTICLES 34(A) AND 34(B) AND SUBSTITUTE WITH THE NEW ARTICLES ; D) DELETING SOME WORDS IN ARTICLE 57; E) RENUMBERING THE EXISTING ARTICLE 65 AS 65(A) AND ADDING A NEW ARTICLE AS 65(B); F) ) RENUMBERING THE EXISTING ARTICLE 73 AS 73(A) AND ADDING A NEW ARTICLE AS 73(B); G) INSERTING SOME LINES IN ARTICLE 85; H) DELE... | Management | Unknown | For |
2 | APPROVE THE SHARE OPTION SCHEME OF HUTCHISON HARBOUR RING LIMITED THE HHR SHARE OPTION SCHEME ; AND AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE TO APPROVE ANY AMENDMENTS TO THE RULES OF THE H3GI SHARE OPTION SCHEME NOT OBJECTED BY THE STOCK EXCHANGE OF HONG KONG LIMITED AND TO TAKE ALL STEPS DEEM NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY IN TO EFFECT THE HHR SHARE OPTION SCHEME | Management | Unknown | Abstain |
3 | APPROVE THE SHARE OPTION SCHEME OF HUTCHISON SG UK HOLDINGS LIMITED THE HSGUKH SHARE OPTION SCHEME ; AND AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE TO APPROVE ANY AMENDMENTS TO THE RULES OF THE HSGUKH SHARE OPTION SCHEME NOT OBJECTED BY THE STOCK EXCHANGE OF HONG KONG LIMITED AND TO TAKE ALL STEPS DEEM NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY IN TO EFFECT THE HSGUKH SHARE OPTION SCHEME | Management | Unknown | Abstain |
4 | APPROVE THE SHARE OPTION SCHEME OF HUTCHISON 3G ITELLA S.P.A. THE H3GI SHARE OPTION SCHEME ; AND AUTHORIZE THE DIRECTORS OF THE COMPANY ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE TO APPROVE ANY AMENDMENTS TO THE RULES OF THE H3GI SHARE OPTION SCHEME NOT OBJECTED BY THE STOCK EXCHANGE OF HONG KONG LIMITED AND TO TAKE ALL STEPS DEEM NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY IN TO EFFECT THE H3GI SHARE OPTION SCHEME | Management | Unknown | Abstain |
ISSUER NAME: ILLINOIS TOOL WORKS INC. MEETING DATE: 05/07/2004 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM F. ALDINGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL J. BIRCK AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARVIN D. BRAILSFORD AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES R. CANTALUPO AS A DIRECTOR | Management | For | For |
1.5 | ELECT SUSAN CROWN AS A DIRECTOR | Management | For | For |
1.6 | ELECT DON H. DAVIS, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT W. JAMES FARRELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT C. MCCORMACK AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT S. MORRISON AS A DIRECTOR | Management | For | For |
1.10 | ELECT HAROLD B. SMITH AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP. | Management | For | For |
ISSUER NAME: IMS HEALTH INCORPORATED MEETING DATE: 05/07/2004 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES D. EDWARDS AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID M. THOMAS AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM C. VAN FAASEN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING TO THE ELECTION OF EACH DIRECTOR ANNUALLY. | Shareholder | Against | For |
4 | APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER INPUT REGARDING GOLDEN PARACHUTES. | Shareholder | Against | Against |
ISSUER NAME: INGERSOLL-RAND COMPANY LIMITED MEETING DATE: 06/02/2004 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.C. GODSOE AS A DIRECTOR | Management | For | For |
1.2 | ELECT C.J. HORNER AS A DIRECTOR | Management | For | For |
1.3 | ELECT O.R. SMITH AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF AMENDED AND RESTATED INCENTIVE STOCK PLAN OF 1998. | Management | For | For |
3 | APPROVAL OF AMENDED AND RESTATED BYE-LAWS. | Management | For | For |
4 | APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION. | Management | For | For |
5 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
6 | SHAREHOLDER PROPOSAL TO CHANGE THE COMPANY S JURISDICTION OF INCORPORATION. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL TO REQUIRE THE SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND THE CHAIR OF THE BOARD. | Shareholder | Against | Against |
ISSUER NAME: INTEL CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CRAIG R. BARRETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLENE BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT E. JOHN P. BROWNE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW S. GROVE AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. JAMES GUZY AS A DIRECTOR | Management | For | For |
1.6 | ELECT REED E. HUNDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PAUL S. OTELLINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID S. POTTRUCK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JANE E. SHAW AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN L. THORNTON AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF STOCK OPTIONS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING STOCK | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED STOCK OPTIONS | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL BUSINESS MACHINES CORP MEETING DATE: 04/27/2004 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. BLACK AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.3 | ELECT C. GHOSN AS A DIRECTOR | Management | For | For |
1.4 | ELECT N.O. KEOHANE AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.F. KNIGHT AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.A. NOTO AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.J. PALMISANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.B. SLAUGHTER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. SPERO AS A DIRECTOR | Management | For | For |
1.10 | ELECT S. TAUREL AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.M. VEST AS A DIRECTOR | Management | For | For |
1.12 | ELECT L.H. ZAMBRANO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22) | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) | Management | For | For |
4 | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES (PAGE 23) | Management | For | For |
5 | STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) | Shareholder | Against | Abstain |
6 | STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL (PAGE 25) | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION (PAGE 26) | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS (PAGE 28) | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE COMPENSATION (PAGE 29) | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES (PAGE 30) | Shareholder | Against | Against |
11 | STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS (PAGE 31) | Shareholder | Against | Against |
12 | STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE COMPENSATION POLICIES (PAGE 32) | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL PAPER COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARTHA F. BROOKS* AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES A. HENDERSON* AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT D. KENNEDY* AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. CRAIG MCCLELLAND* AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT M. AMEN** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004. | Management | For | For |
3 | APPROVAL OF THE AMENDED LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | REAFFIRMATION OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For |
5 | PROPOSAL RELATING TO LIMITING COMPENSATION OF CHIEF EXECUTIVE OFFICER. | Shareholder | Against | Against |
ISSUER NAME: J. BAKER, INC. MEETING DATE: 11/10/2003 | ||||
TICKER: -- SECURITY ID: 057232AA8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE PLAN | Management | Unknown | None |
ISSUER NAME: J.P. MORGAN CHASE & CO. MEETING DATE: 05/25/2004 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT HANS W. BECHERER AS A DIRECTOR | Management | For | For |
2.2 | ELECT FRANK A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
2.3 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
2.4 | ELECT LAWRENCE A. BOSSIDY AS A DIRECTOR | Management | For | For |
2.5 | ELECT ELLEN V. FUTTER AS A DIRECTOR | Management | For | For |
2.6 | ELECT WILLIAM H. GRAY, III AS A DIRECTOR | Management | For | For |
2.7 | ELECT WILLIAM B. HARRISON, JR AS A DIRECTOR | Management | For | For |
2.8 | ELECT HELENE L. KAPLAN AS A DIRECTOR | Management | For | For |
2.9 | ELECT LEE R. RAYMOND AS A DIRECTOR | Management | For | For |
2.10 | ELECT JOHN R. STAFFORD AS A DIRECTOR | Management | For | For |
3 | APPOINTMENT OF EXTERNAL AUDITOR | Management | For | For |
4 | RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For |
5 | ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
6 | DIRECTOR TERM LIMIT | Shareholder | Against | Against |
7 | CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
8 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
9 | SEPARATION OF CHAIRMAN AND CEO | Shareholder | Against | Against |
10 | DERIVATIVE DISCLOSURE | Shareholder | Against | Against |
11 | AUDITOR INDEPENDENCE | Shareholder | Against | Against |
12 | DIRECTOR COMPENSATION | Shareholder | Against | Against |
13 | PAY DISPARITY | Shareholder | Against | Against |
ISSUER NAME: JANUS CAPITAL GROUP INC. MEETING DATE: 05/13/2004 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT G. ANDREW COX AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES P. CRAIG, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT DEBORAH R. GATZEK AS A DIRECTOR | Management | For | For |
2 | APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
ISSUER NAME: JOHNSON & JOHNSON MEETING DATE: 04/22/2004 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERARD N. BURROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY S. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. DARRETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. JUDAH FOLKMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANN D. JORDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARNOLD G. LANGBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN L. LINDQUIST AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN S REINEMUND AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID SATCHER AS A DIRECTOR | Management | For | For |
1.12 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM C. WELDON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: KDDI CORP, TOKYO MEETING DATE: 06/24/2004 | ||||
TICKER: -- SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: DIVIDENDS FOR THE CURRENT TERM AS JPY 2,400 PER SHARE JPY 3600 ON A YEARLY BASIS | Management | Unknown | For |
2 | APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES UPON A RESOLUTION OF THE BOARDOF DIRECTORS IN ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND PARTIALLY AMEND THE COMPANY S ARTICLES OF INCORPORATION | Management | Unknown | For |
3 | APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS TO THE DIRECTORS, SENIOR EXECUTIVE DIRECTORS, EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AS STOCK OPTION IN ACCORDANCE WITH COMMERCIAL CODE 280-20 AND 280-21 | Management | Unknown | For |
4 | AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS FOR EXERCISING AND EXTINCTING FREE SUBSCRIPTION RIGHTS APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE 2002 AND 2003 AND THE CONDITIONS WILL BE FOR THE DIRECTORS, SENIOR EXECUTIVES DIRECTORS THE EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AND PARTIALLY AMEND THE FREE SUBSCRIPTION RIGHTS | Management | Unknown | For |
5 | ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR | Management | Unknown | For |
6 | ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR | Management | Unknown | For |
7 | ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR | Management | Unknown | For |
8 | ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR | Management | Unknown | For |
9 | GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000 IN TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR. TOSHIAKI TERUI AND OSAMU ANDOU | Management | Unknown | For |
10 | GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS AND THE STATUTORY AUDITOR IN CONNECTION WITH ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM; GRANT RETIREMENT ALLOWANCES JPY125,287,000 IN TOTAL TO 8 DIRECTORS, MR. MITSUO IGARASHI, MR. TADASHI ONODERA, MR. MASAHIRO YAMAMOTO, MR. NOBUHIKO NAKANO, MR. YASUHIKO ITOU, MR. SATOSHI NAGAO, MR. NOBUO NEZU AND MR. HIROFUMI MOROZUMI AND JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA HIOKI | Management | Unknown | For |
ISSUER NAME: KELLOGG COMPANY MEETING DATE: 04/23/2004 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BENJAMIN S. CARSON, SR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GORDON GUND AS A DIRECTOR | Management | For | For |
1.3 | ELECT DOROTHY A. JOHNSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITOR FOR 2004 | Management | For | For |
3 | REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD | Shareholder | Against | Against |
ISSUER NAME: KENNAMETAL INC. MEETING DATE: 10/28/2003 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RONALD M. DEFEO AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM R. NEWLIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT LAWRENCE W STRANGHOENER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF AUDITORS | Management | For | For |
ISSUER NAME: KIMBERLY-CLARK CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PASTORA S.J. CAFFERTY AS A DIRECTOR | Management | For | For |
1.2 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT LINDA JOHNSON RICE AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARC J. SHAPIRO AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENTS TO 2001 EQUITY PARTICIPATION PLAN | Management | For | For |
3 | APPROVAL OF AUDITORS | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING THE CORPORATION S AMENDED AND RESTATED RIGHTS AGREEMENT | Shareholder | Against | For |
ISSUER NAME: KRAFT FOODS INC. MEETING DATE: 04/27/2004 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LOUIS C. CAMILLERI AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROGER K. DEROMEDI AS A DIRECTOR | Management | For | For |
1.3 | ELECT DINYAR S. DEVITRE AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. JAMES FARRELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT BETSY D. HOLDEN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN C. POPE AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARY L. SCHAPIRO AS A DIRECTOR | Management | For | For |
1.8 | ELECT CHARLES R. WALL AS A DIRECTOR | Management | For | For |
1.9 | ELECT DEBORAH C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: LABRANCHE & CO INC. MEETING DATE: 05/18/2004 | ||||
TICKER: LAB SECURITY ID: 505447102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID A. GEORGE AS A DIRECTOR | Management | For | For |
1.2 | ELECT DONALD E. KIERNAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS LABRANCHE S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: LEHMAN BROTHERS HOLDINGS INC. MEETING DATE: 04/02/2004 | ||||
TICKER: LEH SECURITY ID: 524908100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER S. BERLIND AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARSHA JOHNSON EVANS AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT DINA MERRILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: LIBERTY MEDIA CORPORATION MEETING DATE: 06/09/2004 | ||||
TICKER: L SECURITY ID: 530718105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT R. BENNETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. GOULD AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN C. MALONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) | Management | For | Against |
3 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: LIMITED BRANDS, INC. MEETING DATE: 05/17/2004 | ||||
TICKER: LTD SECURITY ID: 532716107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EUGENE M. FREEDMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. ANN HAILEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID T. KOLLAT AS A DIRECTOR | Management | For | For |
1.4 | ELECT LESLIE H. WEXNER AS A DIRECTOR | Management | For | For |
2 | TO ADOPT THE 2004 RESTATEMENT OF THE 1993 STOCK OPTION AND PERFORMANCE INCENTIVE PLAN (AS AMENDED AND RESTATED, THE STOCK PLAN ) TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PREDECESSOR TO THE STOCK PLAN. | Management | For | For |
ISSUER NAME: LIZ CLAIBORNE, INC. MEETING DATE: 05/20/2004 | ||||
TICKER: LIZ SECURITY ID: 539320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RAUL J. FERNANDEZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY KAY HABEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH P. KOPELMAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ARTHUR C. MARTINEZ AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
ISSUER NAME: LLOYDS TSB GROUP PLC MEETING DATE: 05/21/2004 | ||||
TICKER: -- SECURITY ID: G5542W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED IN THE REPORT AND ACCOUNTS | Management | Unknown | For |
3 | ELECT MR. P.G. AYLIFFE AS A DIRECTOR, WHO RETIRES UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
4 | ELECT DR. W.C.G. BERNDT AS A DIRECTOR, WHO RETIRES UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
5 | ELECT MRS. A.A. KNIGHT AS A DIRECTOR, WHO RETIRES UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
6 | ELECT MRS. H.A. WEIR AS A DIRECTOR, WHO RETIRES UNDER ARTICLE 78 OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
7 | RE-ELECT MR. EWAN BROWN AS A DIRECTOR, WHO RETIRES BY ROTATION UNDER ARTICLE 81 OF THE COMPANY S ARTICLE OF ASSOCIATION | Management | Unknown | For |
8 | RE-ELECT MR. MR. J.E. DANIELS AS A DIRECTOR, WHO RETIRE BY ROTATION UNDER ARTICLE 81 OF THE COMPANY S ARTICLE OF ASSOCIATION | Management | Unknown | For |
9 | RE-ELECT MR. D.P. PRITCHARD AS A DIRECTOR, WHO RETIRES BY ROTATION UNDER ARTICLE 81 OF THE COMPANY S ARTICLE OF ASSOCIATION | Management | Unknown | For |
10 | RE-ELECT MR. M.A. VAN DEN BERGH AS A DIRECTOR, WHO RETIRES BY ROTATION UNDER ARTICLE 81 OF THE COMPANY S ARTICLE OF ASSOCIATION | Management | Unknown | For |
11 | RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS | Management | Unknown | For |
12 | AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS | Management | Unknown | For |
13 | APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS BY PARAGRAPH 9.2 OF THE ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION, FOR THE PERIOD ENDING ON THE DAY OF THE AGM IN 2005 OR ON 20 AUG 2005, WHICHEVER IS EARLIER, AND FOR THAT PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 334,068,329, USD 40,000,000, EUR 40,000,000 AND JPY 250,000,000 | Management | Unknown | For |
14 | APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 7, BY PARAGRAPH 9.3 OF THE ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION AND FOR THAT PERIOD THE SECTION 89 AMOUNT SHALL BE GBP 70,913,582, AND THE SALE OF TREASURY SHARES SHALL BE TREATED AS AN ALLOTMENT OF EQUITY SECURITIES FOR THE PURPOSE OF ARTICLE 9 | Management | Unknown | For |
15 | APPROVE TO RENEW THE AUTHORITY GIVEN TO THE COMPANY, TO MAKE MARKET PURCHASES SECTION 163 OF THE COMPANIES ACT 1985 OF UP TO 567 MILLION ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2005 OR 20 NOV 2005 ; THE COMPANY,... | Management | Unknown | For |
16 | APPROVE AND ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY, SUBJECT TO THE PASSING OF RESOLUTIONS 7 AND 8 IN SUBSTITUTION FOR THE EXISTING ARTICLES OF ASSOCIATION | Management | Unknown | For |
17 | APPROVE THE DRAFT RULES OF THE LLOYDS TSB PERFORMANCE SHARE PLAN PLAN AS SPECIFIED AND AUTHORIZE THE DIRECTORS TO CAUSE THE RULES TO BE ADOPTED IN, OR SUBSTANTIALLY IN, THE FORM OF THE DRAFT AND TO DO ALL ACTS AND THINGS NECESSARY OR EXPEDIENT TO CARRY THE PLAN INTO EFFECT; AND APPROVE THE AMENDMENT TO THE LLOYDS TSB GROUP NO. 2 EXECUTIVE SHARE OPTION SCHEME 1997 AS SPECIFIED AND AUTHORIZE THE DIRECTORS TO ADOPT THE AMENDMENTS FROM 01 JAN 2005 | Management | Unknown | For |
ISSUER NAME: LOCKHEED MARTIN CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E.C."PETE"ALDRIDGE, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT NOLAN D. ARCHIBALD AS A DIRECTOR | Management | For | For |
1.3 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARCUS C. BENNETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT VANCE D. COFFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT GWENDOLYN S. KING AS A DIRECTOR | Management | For | For |
1.7 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EUGENE F. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOSEPH W. RALSTON AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK SAVAGE AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT ANNE STEVENS AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT J. STEVENS AS A DIRECTOR | Management | For | For |
1.13 | ELECT JAMES R. UKROPINA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS C. YEARLEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P 500 INDEX FUND | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY AND OTHER GROUPS | Shareholder | Against | Against |
ISSUER NAME: LOEWS CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: CG SECURITY ID: 540424207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.L. BOWER AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. BRADEMAS AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.M. DIKER AS A DIRECTOR | Management | For | For |
1.4 | ELECT P.J. FRIBOURG AS A DIRECTOR | Management | For | For |
1.5 | ELECT P.A. LASKAWY AS A DIRECTOR | Management | For | For |
1.6 | ELECT G.R. SCOTT AS A DIRECTOR | Management | For | For |
1.7 | ELECT A.H. TISCH AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.S. TISCH AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.M. TISCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT P.R. TISCH AS A DIRECTOR | Management | For | For |
2 | RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | SHAREHOLDER PROPOSAL - ENVIRONMENTAL TOBACCO SMOKE | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: LYONDELL CHEMICAL COMPANY MEETING DATE: 05/06/2004 | ||||
TICKER: LYO SECURITY ID: 552078107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CAROL A. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM T. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN I. CHAZEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT TRAVIS ENGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. HINCHLIFFE, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT DANNY W. HUFF AS A DIRECTOR | Management | For | For |
1.7 | ELECT RAY R. IRANI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID J. LESAR AS A DIRECTOR | Management | For | For |
1.9 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.10 | ELECT DAN F. SMITH AS A DIRECTOR | Management | For | For |
1.11 | ELECT WILLIAM R. SPIVEY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT AUDITORS, AS THE COMPANY S AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: 05/20/2004 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEWIS W. BERNARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT MATHIS CABIALLAVETTA AS A DIRECTOR | Management | For | For |
1.3 | ELECT ZACHARY W. CARTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT F. ERBURU AS A DIRECTOR | Management | For | For |
1.5 | ELECT OSCAR FANJUL AS A DIRECTOR | Management | For | For |
1.6 | ELECT RAY J. GROVES AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: MASCO CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER A. DOW* AS A DIRECTOR | Management | For | For |
1.2 | ELECT ANTHONY F. EARLEY, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT WAYNE B. LYON* AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID L. JOHNSTON** AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. MICHAEL LOSH** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE MASCO CORPORATION 2004 RESTRICTED STOCK AWARD PROGRAM. | Management | For | Against |
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: MAYTAG CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: MYG SECURITY ID: 578592107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WAYLAND R. HICKS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES A. MCCASLIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. ANN REYNOLDS AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRED G. STEINGRABER AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2004. | Management | For | For |
3 | APPROVAL OF THE AMENDED AND RESTATED MAYTAG EMPLOYEE DISCOUNT STOCK PURCHASE PLAN. | Management | For | For |
4 | APPROVAL OF A COMPANY PROPOSAL TO REPEAL ARTICLE ELEVENTH OF MAYTAG S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For |
5 | THE PROPOSAL OF A STOCKHOLDER CONCERNING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | Against | For |
6 | THE PROPOSAL OF A STOCKHOLDER CONCERNING ADOPTION OF POISON PILL PROVISIONS. | Shareholder | Against | For |
ISSUER NAME: MBIA INC. MEETING DATE: 05/06/2004 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH W. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. EDWARD CHAPLIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID C. CLAPP AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY C. DUNTON AS A DIRECTOR | Management | For | For |
1.5 | ELECT CLAIRE L. GAUDIANI AS A DIRECTOR | Management | For | For |
1.6 | ELECT FREDA S. JOHNSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT DANIEL P. KEARNEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES A. LEBENTHAL AS A DIRECTOR | Management | For | For |
1.9 | ELECT DEBRA J. PERRY AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN A. ROLLS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: MBNA CORPORATION MEETING DATE: 05/03/2004 | ||||
TICKER: KRB SECURITY ID: 55262L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES H. BERICK AS A DIRECTOR | Management | For | For |
1.2 | ELECT BENJAMIN R. CIVILETTI AS A DIRECTOR | Management | For | For |
1.3 | ELECT BRUCE L. HAMMONDS AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM L. JEWS AS A DIRECTOR | Management | For | For |
1.5 | ELECT RANDOLPH D. LERNER AS A DIRECTOR | Management | For | For |
1.6 | ELECT STUART L. MARKOWITZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM B. MILSTEAD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY STATEMENT) | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY STATEMENT) | Shareholder | Against | Against |
ISSUER NAME: MCDONALD'S CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN W. ROGERS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANNE-MARIE SLAUGHTER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROGER W. STONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS | Management | For | For |
3 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Management | For | Against |
4 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MCKESSON CORPORATION MEETING DATE: 07/30/2003 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALTON F. IRBY III AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES V. NAPIER AS A DIRECTOR | Management | For | For |
2 | RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING SEVERANCE PAYMENTS | Shareholder | Against | Against |
ISSUER NAME: MELLON FINANCIAL CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: MEL SECURITY ID: 58551A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JARED L. COHON* AS A DIRECTOR | Management | For | For |
1.2 | ELECT IRA J. GUMBERG* AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN G. MCGUINN* AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID S. SHAPIRA* AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN P. SURMA* AS A DIRECTOR | Management | For | For |
1.6 | ELECT EDWARD J. MCANIFF** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE CORPORATION S LONG-TERM PROFIT INCENTIVE PLAN. | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MERRILL LYNCH & CO., INC. MEETING DATE: 04/23/2004 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID K. NEWBIGGING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH W. PRUEHER AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
3 | INSTITUTE CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE OFFICER | Shareholder | Against | Against |
ISSUER NAME: MGIC INVESTMENT CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES A. ABBOTT AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS M. HAGERTY AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL E. LEHMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION. | Management | For | For |
ISSUER NAME: MGM MIRAGE MEETING DATE: 05/11/2004 | ||||
TICKER: MGG SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES D. ALJIAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT H. BALDWIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT TERRY N. CHRISTENSEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIE D. DAVIS AS A DIRECTOR | Management | For | For |
1.5 | ELECT ALEXANDER M. HAIG, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT ALEXIS M. HERMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROLAND HERNANDEZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT GARY N. JACOBS AS A DIRECTOR | Management | For | For |
1.9 | ELECT KIRK KERKORIAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. TERRENCE LANNI AS A DIRECTOR | Management | For | For |
1.11 | ELECT GEORGE J. MASON AS A DIRECTOR | Management | For | For |
1.12 | ELECT JAMES J. MURREN AS A DIRECTOR | Management | For | For |
1.13 | ELECT RONALD M. POPEIL AS A DIRECTOR | Management | For | For |
1.14 | ELECT JOHN T. REDMOND AS A DIRECTOR | Management | For | For |
1.15 | ELECT DANIEL M. WADE AS A DIRECTOR | Management | For | For |
1.16 | ELECT MELVIN B. WOLZINGER AS A DIRECTOR | Management | For | For |
1.17 | ELECT ALEX YEMENIDJIAN AS A DIRECTOR | Management | For | For |
2 | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: MICRON TECHNOLOGY, INC. MEETING DATE: 11/21/2003 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN R. APPLETON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES W. BAGLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT A. LOTHROP AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS T. NICHOLSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT GORDON C. SMITH AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM P. WEBER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 AND MAKING CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY STATEMENT | Management | For | For |
3 | PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 STOCK OPTION PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 17,000,000 | Management | For | For |
4 | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004 | Management | For | For |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MORGAN STANLEY MEETING DATE: 04/20/2004 | ||||
TICKER: MWD SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. MADIGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. KLAUS ZUMWINKEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR HOWARD DAVIES AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | Shareholder | Against | For |
4 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: MOTOROLA, INC. MEETING DATE: 05/03/2004 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. ZANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. LEWENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. MASSEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT N. NEGROPONTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT I. NOOYI AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. PEPPER, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. SCOTT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT D. WARNER III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. WHITE AS A DIRECTOR | Management | For | For |
1.11 | ELECT M. ZAFIROVSKI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE COMPENSATION | Shareholder | Against | Against |
3 | SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED RESTRICTED SHARES | Shareholder | Against | Against |
ISSUER NAME: MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC MEETING DATE: 05/26/2004 | ||||
TICKER: -- SECURITY ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY BOARD AND THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT | Management | Unknown | Take No Action |
2 | APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 286,975,291.25 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25 PER ENTITLED SHARE; EUR 721,342.50 SHALL BE CARRIED FORWARD; EX-DIVIDEND AND PAYABLE DATE: 27 MAY 2004 | Management | Unknown | Take No Action |
3 | RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS | Management | Unknown | Take No Action |
4 | RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
5 | ELECT THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
6 | AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 20% FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE 25 NOV 2005; AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR ACQUISITION PURPOSES, TO SELL THE SHARES TO THIRD PARTIES AGAINST CASH PAYMENT, TO USE THE SHARES FOR THE FULFILLMENT OF CONVERSATION OR OPTION RIGHTS OR AS EMPLOYEE SHARES, AND TO RETIRE THE SHARES | Management | Unknown | Take No Action |
7 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 280,000,000 THROUGH THE ISSUE OF NEW REGISTERED SHARES AGAINST PAYMENT IN CASH OR KIND, ON OR BEFORE 25 MAY 2009 (2004 AUTHORIZE CAPITAL); APPROVE THAT THE SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS FOR THE ISSUE OF SHARES AGAINST CASH PAYMENT, EXCEPT FOR RESIDUAL AMOUNTS, FOR THE GRANTING OF SUBSCRIPTION RIGHTS TO HOLDERS OF OPTION OR CONVERSATION RIGHTS, AND F... | Management | Unknown | Take No Action |
8 | PLEASE BE ADVISED THAT MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG SHARES ARE ISSUED IN REGISTERED FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU TO VOTE. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: 09/26/2003 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRIAN L. HALLA AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN R. APPLETON AS A DIRECTOR | Management | For | For |
1.3 | ELECT GARY P. ARNOLD AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. DANZIG AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT J. FRANKENBERG AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FLOYD KVAMME AS A DIRECTOR | Management | For | For |
1.7 | ELECT MODESTO A. MAIDIQUE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EDWARD R. MCCRACKEN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. | Management | For | For |
3 | TO APPROVE THE ADOPTION OF THE 2003 EMPLOYEES STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: 02/17/2004 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL N. HAMMES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES H. KEYES AS A DIRECTOR | Management | For | For |
1.3 | ELECT SOUTHWOOD J. MORCOTT AS A DIRECTOR | Management | For | For |
2 | VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR. | Management | For | For |
3 | VOTE TO APPROVE OUR 2004 PERFORMANCE INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: NEWELL RUBBERMAID INC. MEETING DATE: 05/12/2004 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT S. COWEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT CYNTHIA A. MONTGOMERY AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALLAN P. NEWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT GORDON R. SULLIVAN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: NISOURCE INC. MEETING DATE: 05/11/2004 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN C. BEERING AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS E. FOSTER AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD L. THOMPSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT CAROLYN Y. WOO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
ISSUER NAME: NOBLE CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. CAWLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT LUKE R. CORBETT AS A DIRECTOR | Management | For | For |
1.3 | ELECT JACK E. LITTLE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: NOMURA HOLDINGS INC MEETING DATE: 06/25/2004 | ||||
TICKER: -- SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AMEND PARTIALLY THE COMPANY S ARTICLES OF ASSOCIATION; AND AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES UPON A RESOLUTION OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH COMMERCIAL CODE 211-3 | Management | Unknown | For |
2 | APPROVE TO GIVE FREE SUBSCRIPTION RIGHTS TO DIRECTORS, EXECUTIVES AND EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES | Management | Unknown | For |
3 | ELECT MR. JUNICHI UJIIE AS A DIRECTOR | Management | Unknown | For |
4 | ELECT MR. NOBUYUKI KOGA AS A DIRECTOR | Management | Unknown | For |
5 | ELECT MR. HIROSHI TODA AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. KAZUTOSHI INENO AS A DIRECTOR | Management | Unknown | For |
7 | ELECT MR. SHOUZOU KUMANO AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. MASAHARU SHIBATA AS A DIRECTOR | Management | Unknown | For |
9 | ELECT MR. HIDEAKI KUBORI AS A DIRECTOR | Management | Unknown | For |
10 | ELECT MR. HARUO TSUJI AS A DIRECTOR | Management | Unknown | For |
11 | ELECT MR. FUMIHIDE NOMURA AS A DIRECTOR | Management | Unknown | For |
12 | ELECT MR. KOUJI TAJIKA AS A DIRECTOR | Management | Unknown | For |
13 | ELECT MR. NOBUYUKI SHIGEMMUNE AS A DIRECTOR | Management | Unknown | For |
ISSUER NAME: NORTHROP GRUMMAN CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEWIS W. COLEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
1.3 | ELECT PHILIP A. ODEEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT AULANA L. PETERS AS A DIRECTOR | Management | For | For |
1.5 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY CONTRACTS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: NUCOR CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL R. DIMICCO AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES D. HLAVACEK AS A DIRECTOR | Management | For | For |
1.3 | ELECT RAYMOND J. MILCHOVICH AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: OFFICE DEPOT, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEE A. AULT III AS A DIRECTOR | Management | For | For |
1.2 | ELECT NEIL R. AUSTRIAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID W. BERNAUER AS A DIRECTOR | Management | For | For |
1.4 | ELECT ABELARDO E. BRU AS A DIRECTOR | Management | For | For |
1.5 | ELECT DAVID I. FUENTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT BRENDA J. GAINES AS A DIRECTOR | Management | For | For |
1.7 | ELECT MYRA M. HART AS A DIRECTOR | Management | For | For |
1.8 | ELECT W. SCOTT HEDRICK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JAMES L. HESKETT AS A DIRECTOR | Management | For | For |
1.10 | ELECT PATRICIA H. MCKAY AS A DIRECTOR | Management | For | For |
1.11 | ELECT MICHAEL J. MYERS AS A DIRECTOR | Management | For | For |
1.12 | ELECT BRUCE NELSON AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF COMPANY S LONG-TERM EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 15,000,000 SHARES. | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
ISSUER NAME: OLD REPUBLIC INTERNATIONAL CORPORATI MEETING DATE: 05/28/2004 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JIMMY A. DEW AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. DIXON AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILBUR S. LEGG AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN W. POPP AS A DIRECTOR | Management | For | For |
ISSUER NAME: OLIN CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: OLN SECURITY ID: 680665205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL COLEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DONALD W. GRIFFIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT RANDALL W. LARRIMORE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANTHONY W. RUGGIERO AS A DIRECTOR | Management | For | For |
1.5 | ELECT PHILIP J. SCHULZ AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: OWENS-ILLINOIS, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT J. DINEEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES H. GREENE, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS L. YOUNG AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN FOR DIRECTORS OF OWENS-ILLINOIS, INC. | Management | For | For |
3 | APPROVAL OF THE INCENTIVE BONUS PLAN. | Management | For | For |
ISSUER NAME: PACIFIC GAS AND ELECTRIC COMPANY MEETING DATE: 09/29/2003 | ||||
TICKER: -- SECURITY ID: 694308FA0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLAN OF REORGANIZATION | Management | For | For |
ISSUER NAME: PARK PLACE ENTERTAINMENT CORPORATION MEETING DATE: 09/10/2003 | ||||
TICKER: PPE SECURITY ID: 700690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE COMPANY S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO CAESARS ENTERTAINMENT, INC. | Management | For | For |
ISSUER NAME: PARKER-HANNIFIN CORPORATION MEETING DATE: 10/22/2003 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DUANE E. COLLINS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. KOHLHEPP AS A DIRECTOR | Management | For | For |
1.3 | ELECT GIULIO MAZZALUPI AS A DIRECTOR | Management | For | For |
1.4 | ELECT KLAUS-PETER MULLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ALLAN L. RAYFIELD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FY04. | Management | For | For |
3 | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2003 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: PERKINELMER, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TAMARA J. ERICKSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS A. LOPARDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALEXIS P. MICHAS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES C. MULLEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT DR. VICKI L. SATO AS A DIRECTOR | Management | For | For |
1.6 | ELECT GABRIEL SCHMERGEL AS A DIRECTOR | Management | For | For |
1.7 | ELECT KENTON J. SICCHITANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT GREGORY L. SUMME AS A DIRECTOR | Management | For | For |
1.9 | ELECT G. ROBERT TOD AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS PERKINELMER S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
3 | STOCKHOLDER PROPOSAL TO ESTABLISH A POLICY OF EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT THE COSTS OF ALL FUTURE STOCK OPTIONS ISSUED BY THE COMPANY. | Shareholder | Against | Against |
ISSUER NAME: PFIZER INC. MEETING DATE: 04/22/2004 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL S. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. ANTHONY BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT N. BURT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. GRAY III AS A DIRECTOR | Management | For | For |
1.6 | ELECT CONSTANCE J. HORNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM R. HOWELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT STANLEY O. IKENBERRY AS A DIRECTOR | Management | For | For |
1.9 | ELECT GEORGE A. LORCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT HENRY A. MCKINNELL AS A DIRECTOR | Management | For | For |
1.11 | ELECT DANA G. MEAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANKLIN D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT RUTH J. SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT WILLIAM C. STEERE, JR. AS A DIRECTOR | Management | For | For |
1.15 | ELECT JEAN-PAUL VALLES AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS. | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | Against |
9 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS. | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING. | Shareholder | Against | Against |
ISSUER NAME: PG&E CORPORATION MEETING DATE: 04/21/2004 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID R. ANDREWS AS A DIRECTOR | Management | For | For |
1.2 | ELECT LESLIE S. BILLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID A. COULTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. LEE COX AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT D. GLYNN, JR AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID M. LAWRENCE, MD AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARY S. METZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT BARRY LAWSON WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | POISON PILL | Shareholder | Against | For |
4 | GOLDEN PARACHUTES | Shareholder | Against | Against |
5 | LINK-FREE DIRECTORS | Shareholder | Against | Against |
6 | RADIOACTIVE WASTES | Shareholder | Against | Against |
7 | SEPARATE CHAIRMAN/CEO | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: PHELPS DODGE CORPORATION MEETING DATE: 05/28/2004 | ||||
TICKER: PD SECURITY ID: 717265102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JON C. MADONNA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON R. PARKER AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT D. JOHNSON AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: POLYONE CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: POL SECURITY ID: 73179P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CAROL A. CARTWRIGHT AS A DIRECTOR | Management | For | For |
1.2 | ELECT GALE DUFF-BLOOM AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. DOUGLAS CAMPBELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT WAYNE R. EMBRY AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT A. GARDA AS A DIRECTOR | Management | For | For |
1.6 | ELECT GORDON D. HARNETT AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID H. HOAG AS A DIRECTOR | Management | For | For |
1.8 | ELECT WILLIAM F. PATIENT AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS A. WALTERMIRE AS A DIRECTOR | Management | For | For |
1.10 | ELECT FARAH M. WALTERS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE POLYONE CORPORATION DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | Against |
ISSUER NAME: PPG INDUSTRIES, INC. MEETING DATE: 04/15/2004 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES G. BERGES AS A DIRECTOR | Management | For | For |
1.2 | ELECT ERROLL B. DAVIS, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT VICTORIA F. HAYNES AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALLEN J. KROWE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: PRAXAIR, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALEJANDRO ACHAVAL AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD L. KUEHN, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT H. MITCHELL WATSON, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE LONG TERM INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION. | Management | For | For |
4 | PROPOSAL TO APPROVE A STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | For | For |
ISSUER NAME: QWEST COMMUNICATIONS INTERNATIONAL I MEETING DATE: 05/25/2004 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS J. DONOHUE AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER S. HELLMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT VINOD KHOSLA AS A DIRECTOR | Management | For | For |
1.4 | ELECT K. DANE BROOKSHER AS A DIRECTOR | Management | For | For |
2 | MANAGEMENT S PROPOSAL TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO ALLOW FOR THE REMOVAL OF DIRECTORS WITHOUT CAUSE | Management | For | For |
3 | STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR BYLAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR WHO HAS NOT SERVED AS OUR CEO SERVE AS OUR CHAIRMAN | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL - REQUESTING STOCKHOLDER APPROVAL FOR CERTAIN BENEFITS FOR SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION OR SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL - REQUESTING WE AMEND OUR GOVERNANCE GUIDELINES TO PROVIDE THAT WE NOMINATE DIRECTORS SUCH THAT A TWO-THIRDS MAJORITY OF DIRECTORS WOULD BE INDEPENDENT UNDER THE STANDARD ADOPTED BY THE COUNCIL OF INSTITUTIONAL INVESTORS | Shareholder | Against | Against |
ISSUER NAME: RAYTHEON COMPANY MEETING DATE: 05/05/2004 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN DEUTCH-2007 AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL RUETTGERS-2007 AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM SPIVEY-2007 AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM SWANSON-2007 AS A DIRECTOR | Management | For | For |
1.5 | ELECT LINDA STUNTZ-2005 AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | Against |
4 | SHAREHOLDER RIGHTS PLAN | Shareholder | Against | For |
5 | ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
6 | MACBRIDE PRINCIPLES | Shareholder | Against | Against |
7 | EXPENSING STOCK OPTIONS | Shareholder | Against | Against |
8 | SERP BENEFITS | Shareholder | Against | Against |
9 | EXECUTIVE COMPENSATION SYSTEM | Shareholder | Against | Against |
ISSUER NAME: ROHM CO LTD MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: J65328122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING # 146694. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | N/A | N/A | N/A |
2 | APPROVE THE APPROPRIATION OF RETAINED EARNINGS OF THE 46TH FY: DIVIDENDS FOR THE CURRENT TERM HAS BEEN PROPOSED AS JPY 42.50 PER SHARE (JPY 55 ON A YEARLY BASIS) | Management | Unknown | For |
3 | APPROVE THE PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION: THE COMPANY WILL BE ALLOWED TO PURCHASE ITS OWN SHARES UPON A RESOLUTION OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE COMMERCIAL CODE 211-3 | Management | Unknown | For |
4 | ELECT MR. YOSHIAKI SHIBATA AS A CORPORATE AUDITOR | Management | Unknown | For |
5 | ELECT MR. YASUHITO TAMAKI AS A CORPORATE AUDITOR | Management | Unknown | For |
6 | ELECT MR. SHINYA MURAO AS A CORPORATE AUDITOR | Management | Unknown | For |
7 | ELECT MR. TOSHIKI SHIMOZONO AS A CORPORATE AUDITOR | Management | Unknown | For |
8 | ELECT MR. HARUO KITAMURA AS A CORPORATE AUDITOR | Management | Unknown | For |
9 | GRANT RETIREMENT ALLOWANCES TO THE RETIRING CORPORATE AUDITOR, MR TOSHIO MINOURA, IN ACCORDANCE WITH THE COMPANY S RULE | Management | Unknown | For |
ISSUER NAME: ROYAL DUTCH PETROLEUM COMPANY MEETING DATE: 06/28/2004 | ||||
TICKER: RD SECURITY ID: 780257804 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. | Management | For | None |
2 | DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR 2003. | Management | For | None |
3 | DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. | Management | For | None |
4 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. | Management | For | None |
5 | APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR OF THE COMPANY.* | Management | For | None |
6 | APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER OF THE SUPERVISORY BOARD.* | Management | For | None |
7 | APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* | Management | For | None |
8 | REDUCTION OF THE ISSUED SHARE CAPITAL WITH A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. | Management | For | None |
9 | AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. | Management | For | None |
ISSUER NAME: SAMSUNG ELECTRONICS CO LTD MEETING DATE: 02/27/2004 | ||||
TICKER: -- SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE FINANCIAL STATEMENT, THE BALANCE SHEET, THE PROPOSED DISPOSITION OF RETAINED EARNING, THE STATEMENT OF PROFIT AND LOSS AND KRW 5,000 PER 1 COMMON SHARE AND KRW 5,050 PER 1 PREFERRED SHARE | Management | Unknown | For |
2 | ELECT AN EXTERNAL DIRECTOR | Management | Unknown | For |
3 | ELECT THE AUDITORS | Management | Unknown | For |
4 | ELECT AN INTERNAL DIRECTOR | Management | Unknown | For |
5 | APPROVE THE REMUNERATION LIMIT FOR DIRECTORS | Management | Unknown | For |
ISSUER NAME: SANMINA-SCI CORPORATION MEETING DATE: 01/26/2004 | ||||
TICKER: SANM SECURITY ID: 800907107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN C. BOLGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT NEIL R. BONKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RANDY W. FURR AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARIO M. ROSATI AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. EUGENE SAPP, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT WAYNE SHORTRIDGE AS A DIRECTOR | Management | For | For |
1.7 | ELECT PETER J. SIMONE AS A DIRECTOR | Management | For | For |
1.8 | ELECT JURE SOLA AS A DIRECTOR | Management | For | For |
1.9 | ELECT BERNARD V VONDERSCHMITT AS A DIRECTOR | Management | For | For |
1.10 | ELECT JACQUELINE M. WARD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING OCTOBER 2, 2004. | Management | For | For |
ISSUER NAME: SBC COMMUNICATIONS INC. MEETING DATE: 04/30/2004 | ||||
TICKER: SBC SECURITY ID: 78387G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES E. BARNES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES A. HENDERSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN B. MCCOY AS A DIRECTOR | Management | For | For |
1.4 | ELECT S. DONLEY RITCHEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOYCE M. ROCHE AS A DIRECTOR | Management | For | For |
1.6 | ELECT PATRICIA P. UPTON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVE AN AMENDMENT TO SBC S BYLAWS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL A. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL B. | Shareholder | Against | Against |
ISSUER NAME: SCANA CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: SCG SECURITY ID: 80589M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM B. BOOKHART, JR AS A DIRECTOR | Management | For | For |
1.2 | ELECT W. HAYNE HIPP AS A DIRECTOR | Management | For | For |
1.3 | ELECT HAROLD C. STOWE AS A DIRECTOR | Management | For | For |
1.4 | ELECT G. SMEDES YORK AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDED DIRECTOR COMPENSATION AND DEFERRAL PLAN | Management | For | For |
3 | APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: SCHERING-PLOUGH CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRED HASSAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT PHILIP LEDER, M.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT EUGENE R. MCGRATH AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD DE J. OSBORNE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: SCHLUMBERGER LIMITED (SCHLUMBERGER N MEETING DATE: 04/14/2004 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J. DEUTCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.S. GORELICK AS A DIRECTOR | Management | For | For |
1.3 | ELECT A. GOULD AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. ISAAC AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. LAJOUS AS A DIRECTOR | Management | For | For |
1.6 | ELECT A. LEVY-LANG AS A DIRECTOR | Management | For | For |
1.7 | ELECT D. PRIMAT AS A DIRECTOR | Management | For | For |
1.8 | ELECT T. SANDVOLD AS A DIRECTOR | Management | For | For |
1.9 | ELECT N. SEYDOUX AS A DIRECTOR | Management | For | For |
1.10 | ELECT L.G. STUNTZ AS A DIRECTOR | Management | For | For |
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | Management | For | For |
3 | APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | APPROVAL OF AUDITORS | Management | For | For |
ISSUER NAME: SIEMENS AG MEETING DATE: 01/22/2004 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO CONSIDER AND VOTE UPON APPROPRIATION OF THE NET INCOME OF SIEMENS AG TO A DIVIDEND PAYOUT. | Management | For | For |
2 | TO RATIFY THE ACTS OF THE MANAGING BOARD. | Management | For | For |
3 | TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. | Management | For | For |
4 | TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
5 | TO CONSIDER AND VOTE UPON A BY-ELECTION TO THE SUPERVISORY BOARD. | Management | For | For |
6 | TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING THE REPURCHASE AND USE OF TREASURY STOCK. | Management | For | For |
7 | TO CONSIDER AND VOTE UPON THE CREATION OF AN AUTHORIZED CAPITAL 2004 AGAINST CASH CONTRIBUTIONS AND/OR CONTRIBUTIONS IN KIND WITH AND WITHOUT SHAREHOLDERS PREEMPTIVE RIGHTS, AND THE RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | Management | For | For |
8 | TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING THE MANAGING BOARD TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS, TO EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS, AND TO AMEND THE ARTICLES OF ASSOCIATION ACCORDINGLY. | Management | For | For |
ISSUER NAME: SIX FLAGS, INC. MEETING DATE: 06/01/2004 | ||||
TICKER: PKS SECURITY ID: 83001P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KIERAN E. BURKE AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. BIDDELMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES F. DANNHAUSER AS A DIRECTOR | Management | For | For |
1.4 | ELECT MICHAEL E. GELLERT AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANCOIS LETACONNOUX AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT J. MCGUIRE AS A DIRECTOR | Management | For | For |
1.7 | ELECT STANLEY S. SHUMAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY S 2004 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: SMURFIT-STONE CONTAINER CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: SSCC SECURITY ID: 832727101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES R. BORIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAN E. GOLDBERG AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM T. LYNCH, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT PATRICK J. MOORE AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES J. O'CONNOR AS A DIRECTOR | Management | For | For |
1.6 | ELECT JERRY K. PEARLMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT THOMAS A. REYNOLDS, III AS A DIRECTOR | Management | For | For |
1.8 | ELECT WILLIAM D. SMITHBURG AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2004. | Management | For | For |
3 | SMURFIT-STONE CONTAINER CORPORATION 2004 LONG TERM INCENTIVE PLAN. | Management | For | For |
4 | SMURFIT-STONE CONTAINER CORPORATION NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN | Management | For | For |
5 | STOCKHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: SOLECTRON CORPORATION MEETING DATE: 01/07/2004 | ||||
TICKER: SLR SECURITY ID: 834182107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM A. HASLER AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL R. CANNON AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD A. D'AMORE AS A DIRECTOR | Management | For | For |
1.4 | ELECT HEINZ FRIDRICH AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM R. GRABER AS A DIRECTOR | Management | For | For |
1.6 | ELECT DR. PAUL R. LOW AS A DIRECTOR | Management | For | For |
1.7 | ELECT C. WESLEY M. SCOTT AS A DIRECTOR | Management | For | For |
1.8 | ELECT OSAMU YAMADA AS A DIRECTOR | Management | For | For |
1.9 | ELECT CYRIL YANSOUNI AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 STOCK OPTION PLAN TO PERMIT AN OPTION EXCHANGE PROGRAM. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2004. | Management | For | For |
ISSUER NAME: SONY CORPORATION MEETING DATE: 06/22/2004 | ||||
TICKER: SNE SECURITY ID: 835699307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND A PART OF THE ARTICLES OF INCORPORATION. | Management | For | For |
2 | TO ELECT 16 DIRECTORS. | Management | For | For |
3 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE SHARES OF COMMON STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Management | For | For |
4 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE SHARES OF SUBSIDIARY TRACKING STOCK OF THE CORPORATION FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Management | For | For |
5 | TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS OF REMUNERATION AND OTHER AMOUNTS PAID TO EACH DIRECTOR AND CORPORATE EXECUTIVE OFFICER. | Shareholder | Against | Against |
ISSUER NAME: STATE BANK OF INDIA MEETING DATE: 07/24/2003 | ||||
TICKER: -- SECURITY ID: Y8161Z129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE TO RECEIVE THE CENTRAL BOARD S REPORT, THE BALANCE SHEET AND THE PROFI T AND LOSS ACCOUNT OF THE BANK MADE UP TO 31 MAR 2003 AND THE AUDITORS REPORT ON THE BALANCE SHEET AND ACCOUNTS | Management | Unknown | For |
ISSUER NAME: STATE STREET CORPORATION MEETING DATE: 04/21/2004 | ||||
TICKER: SBZ SECURITY ID: 857477202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. BURNES AS A DIRECTOR | Management | For | For |
1.2 | ELECT D. GRUBER AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. HILL AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. LAMANTIA AS A DIRECTOR | Management | For | For |
1.5 | ELECT R. WEISSMAN AS A DIRECTOR | Management | For | For |
2 | TO VOTE ON A STOCKHOLDER PROPOSAL TO EXEMPT THE BOARD OF DIRECTORS FROM MASSACHUSETTS GENERAL LAWS, CHAPTER 156B, SECTION 50A(A). | Shareholder | Against | For |
ISSUER NAME: STORAGE TECHNOLOGY CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: STK SECURITY ID: 862111200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES R. ADAMS AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES E. FOSTER AS A DIRECTOR | Management | For | For |
1.3 | ELECT MERCEDES JOHNSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM T. KERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT E. LEE AS A DIRECTOR | Management | For | For |
1.6 | ELECT PATRICK J. MARTIN AS A DIRECTOR | Management | For | For |
1.7 | ELECT JUDY C. ODOM AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 LONG TERM INCENTIVE PLAN. | Management | For | Against |
3 | APPROVAL OF THE 2004 PERFORMANCE-BASED INCENTIVE BONUS PLAN. | Management | For | For |
4 | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING FOR THE ELECTION OF DIRECTORS. | Shareholder | Against | Abstain |
ISSUER NAME: SUMITOMO MITSUI FINANCIAL GROUP INC, TOKYO MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS ON ORDINARY SHARES: INTERIM JY 0, FINAL JY 3000, SPECIAL JY 0 | Management | Unknown | For |
2 | AMEND ARTICLES TO: DECREASE AUTHORIZED PREFERRED SHARE CAPITAL TO REFLECT CONVERSION OF PREFERRED TO ORDINARY SHARES - AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
5 | APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY AUDITOR | Management | Unknown | For |
ISSUER NAME: SUN MICROSYSTEMS, INC. MEETING DATE: 11/13/2003 | ||||
TICKER: SUNW SECURITY ID: 866810104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT G. MCNEALY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHN DOERR AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL E. LEHMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT L. LONG AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. KENNETH OSHMAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT NAOMI O. SELIGMAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT LYNN E. TURNER AS A DIRECTOR | Management | For | For |
2 | AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN. PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR | Management | For | For |
4 | STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA | Shareholder | Against | Against |
ISSUER NAME: TARGET CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CALVIN DARDEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHELE J. HOOPER AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANNE M. MULCAHY AS A DIRECTOR | Management | For | For |
1.4 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
1.5 | ELECT WARREN R. STALEY AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF THE TARGET CORPORATION LONG-TERM INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: TEKTRONIX, INC. MEETING DATE: 09/25/2003 | ||||
TICKER: TEK SECURITY ID: 879131100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERRY B. CAMERON AS A DIRECTOR | Management | For | For |
1.2 | ELECT CYRIL J. YANSOUNI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL REGARDING CHINA. | Shareholder | Against | Against |
ISSUER NAME: TENET HEALTHCARE CORPORATION MEETING DATE: 07/23/2003 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LAWRENCE BIONDI S.J. AS A DIRECTOR | Management | For | For |
1.2 | ELECT VAN B. HONEYCUTT AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD A. KANGAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
3 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2003. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENCE OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: TENET HEALTHCARE CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TREVOR FETTER AS A DIRECTOR | Management | For | For |
1.2 | ELECT VAN B. HONEYCUTT AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN C. KANE AS A DIRECTOR | Management | For | For |
1.4 | ELECT EDWARD A. KANGAS AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. ROBERT KERREY AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD R. PETTINGILL AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: TEXTRON INC. MEETING DATE: 04/28/2004 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KATHLEEN M. BADER AS A DIRECTOR | Management | For | For |
1.2 | ELECT R. KERRY CLARK AS A DIRECTOR | Management | For | For |
1.3 | ELECT IVOR J. EVANS AS A DIRECTOR | Management | For | For |
1.4 | ELECT LORD POWELL AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO TEXTRON 1999 LONG-TERM INCENTIVE PLAN | Management | For | For |
3 | DIRECTOR RESTRICTED STOCK AWARDS | Management | For | For |
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
5 | SHAREHOLDER PROPOSAL RELATING TO FOREIGN MILITARY SALES | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL RELATING TO CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: THE ALLSTATE CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT F. DUANE ACKERMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES G. ANDRESS AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. JAMES FARRELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT JACK M. GREENBERG AS A DIRECTOR | Management | For | For |
1.6 | ELECT RONALD T. LEMAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT EDWARD M. LIDDY AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. CHRISTOPHER REYES AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. JOHN RILEY, JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOSHUA I. SMITH AS A DIRECTOR | Management | For | For |
1.11 | ELECT JUDITH A. SPRIESER AS A DIRECTOR | Management | For | For |
1.12 | ELECT MARY ALICE TAYLOR AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF MATERIAL TERMS OF ANNUAL COVERED EMPLOYEE INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | APPROVAL OF MATERIAL TERMS OF LONG-TERM EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For |
5 | PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. | Shareholder | Against | Abstain |
ISSUER NAME: THE BANK OF NEW YORK COMPANY, INC. MEETING DATE: 04/13/2004 | ||||
TICKER: BK SECURITY ID: 064057102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. BIONDI AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT MR. DONOFRIO AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT MR. GRIFFITH AS A DIRECTOR | Management | For | Withhold |
1.4 | ELECT MR. HASSELL AS A DIRECTOR | Management | For | Withhold |
1.5 | ELECT MR. KOGAN AS A DIRECTOR | Management | For | Withhold |
1.6 | ELECT MR. KOWALSKI AS A DIRECTOR | Management | For | Withhold |
1.7 | ELECT MR. LUKE AS A DIRECTOR | Management | For | Withhold |
1.8 | ELECT MR. MALONE AS A DIRECTOR | Management | For | Withhold |
1.9 | ELECT MR. MYNERS AS A DIRECTOR | Management | For | Withhold |
1.10 | ELECT MR. POZEN AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT MS. REIN AS A DIRECTOR | Management | For | Withhold |
1.12 | ELECT MR. RENYI AS A DIRECTOR | Management | For | Withhold |
1.13 | ELECT MR. RICHARDSON AS A DIRECTOR | Management | For | Withhold |
1.14 | ELECT MR. ROBERTS AS A DIRECTOR | Management | For | Withhold |
1.15 | ELECT MR. SCOTT AS A DIRECTOR | Management | For | Withhold |
2 | RATIFICATION OF AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE 2004 MANAGEMENT INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | SHAREHOLDER PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPOSITION OF THE RISK COMMITTEE | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL WITH RESPECT TO THE COMPANY S RIGHTS PLAN | Shareholder | Against | For |
ISSUER NAME: THE BOEING COMPANY MEETING DATE: 05/03/2004 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LINDA Z. COOK AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROZANNE L. RIDGWAY AS A DIRECTOR | Management | For | For |
2 | APPROVE AMENDMENTS TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. | Management | For | For |
3 | ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For |
4 | PREPARE A REPORT ON MILITARY CONTRACTS. | Shareholder | Against | Against |
5 | ADOPT HUMAN RIGHTS POLICIES. | Shareholder | Against | Against |
6 | DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
7 | ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For |
8 | REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
9 | ADOPT RETENTION OF STOCK POLICY. | Shareholder | Against | Against |
10 | GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT OR TERMINATION. | Shareholder | Against | Against |
ISSUER NAME: THE CHARLES SCHWAB CORPORATION MEETING DATE: 05/17/2004 | ||||
TICKER: SCH SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD G. FISHER AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAULA A. SNEED AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: THE COCA-COLA COMPANY MEETING DATE: 04/21/2004 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT A. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD W. ALLEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CATHLEEN P. BLACK AS A DIRECTOR | Management | For | For |
1.4 | ELECT WARREN E. BUFFETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS N. DAFT AS A DIRECTOR | Management | For | For |
1.6 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD R. KEOUGH AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN BENNETT KING AS A DIRECTOR | Management | For | For |
1.9 | ELECT MARIA ELENA LAGOMASINO AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD F. MCHENRY AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.12 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.13 | ELECT J. PEDRO REINHARD AS A DIRECTOR | Management | For | For |
1.14 | ELECT JAMES D. ROBINSON III AS A DIRECTOR | Management | For | For |
1.15 | ELECT PETER V. UEBERROTH AS A DIRECTOR | Management | For | For |
1.16 | ELECT JAMES B. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHARE-OWNER PROPOSAL REGARDING REPORT RELATED TO GLOBAL HIV/AIDS PANDEMIC | Shareholder | For | For |
4 | SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS CEILING REPORT | Shareholder | Against | Against |
5 | SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | Against |
7 | SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL INVESTMENT PROGRAM | Shareholder | Against | Against |
8 | SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES | Shareholder | Against | Against |
9 | SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS OF CEO AND CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: THE DIAL CORPORATION MEETING DATE: 03/24/2004 | ||||
TICKER: DL SECURITY ID: 25247D101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 14, 2003, BY AND AMONG HENKEL KGAA, HENKEL MERGER CORPORATION AND THE DIAL CORPORATION. | Management | For | For |
2 | IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED TO VOTE ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING, INCLUDING ANY ADJOURNMENTS, POSTPONEMENTS OR CONTINUATIONS THEREOF. | Management | For | Abstain |
ISSUER NAME: THE DOW CHEMICAL COMPANY MEETING DATE: 05/13/2004 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARNOLD A. ALLEMANG AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN C. DANFORTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEFF M. FETTIG AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW N. LIVERIS AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES M. RINGLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON BHOPAL. | Shareholder | Against | Against |
ISSUER NAME: THE GILLETTE COMPANY MEETING DATE: 05/20/2004 | ||||
TICKER: G SECURITY ID: 375766102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILBUR H. GANTZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES M. KILTS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JORGE PAULO LEMANN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF AUDITOR. | Management | For | For |
3 | APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED BY THE AUDITOR. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: THE HARTFORD FINANCIAL SVCS GROUP, I MEETING DATE: 05/20/2004 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RAMANI AYER AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD E. FERGUSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD J. KELLY, III AS A DIRECTOR | Management | For | For |
1.4 | ELECT PAUL G. KIRK, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT THOMAS M. MARRA AS A DIRECTOR | Management | For | For |
1.6 | ELECT GAIL J. MCGOVERN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT W. SELANDER AS A DIRECTOR | Management | For | For |
1.8 | ELECT CHARLES B. STRAUSS AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. PATRICK SWYGERT AS A DIRECTOR | Management | For | For |
1.10 | ELECT GORDON I. ULMER AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID K. ZWIENER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | PROPOSAL BY SHAREHOLDER RELATING TO EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: THE NEWS CORPORATION LIMITED MEETING DATE: 10/15/2003 | ||||
TICKER: NWS SECURITY ID: 652487703 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE RE-ELECTION OF MR. LACHLAN MURDOCH, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
2 | APPROVAL OF THE RE-ELECTION OF MR. THOMAS PERKINS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
3 | APPROVAL OF THE RE-ELECTION OF MR. STANLEY SHUMAN, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
4 | APPROVAL OF THE RE-ELECTION OF MR. ARTHUR SISKIND, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
5 | APPROVAL OF AN ORDINARY RESOLUTION TO GRANT OPTIONS TO CERTAIN EXECUTIVE DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
6 | APPROVAL OF AN ORDINARY RESOLUTION THAT THE COMPANY APPROVES PAYMENT OF AN AGGREGATE OF UP TO A$1.85 MILLION (APPROXIMATELY US$1.2 MILLION) PER ANNUM TO THE DIRECTORS, OTHER THAN ANY IN FULL-TIME EMPLOYMENT OF THE COMPANY OR ANY OF ITS SUBSIDIARIES, FOR THEIR SERVICES AS DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
ISSUER NAME: THE PNC FINANCIAL SERVICES GROUP, IN MEETING DATE: 04/27/2004 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. CHELLGREN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MR. CLAY AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR. COOPER AS A DIRECTOR | Management | For | For |
1.4 | ELECT MR. DAVIDSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MR. KELSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT MR. LINDSAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT MR. MASSARO AS A DIRECTOR | Management | For | For |
1.8 | ELECT MR. O'BRIEN AS A DIRECTOR | Management | For | For |
1.9 | ELECT MS. PEPPER AS A DIRECTOR | Management | For | For |
1.10 | ELECT MR. ROHR AS A DIRECTOR | Management | For | For |
1.11 | ELECT MS. STEFFES AS A DIRECTOR | Management | For | For |
1.12 | ELECT MR. STRIGL AS A DIRECTOR | Management | For | For |
1.13 | ELECT MR. THIEKE AS A DIRECTOR | Management | For | For |
1.14 | ELECT MR. USHER AS A DIRECTOR | Management | For | For |
1.15 | ELECT MR. WASHINGTON AS A DIRECTOR | Management | For | For |
1.16 | ELECT MR. WEHMEIER AS A DIRECTOR | Management | For | For |
ISSUER NAME: THE PROCTER & GAMBLE COMPANY MEETING DATE: 10/14/2003 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.2 | ELECT A.G. LAFLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHNATHAN A. RODGERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN F. SMITH, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | Against |
4 | SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS TERMS | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY ENGINEERED FOODS | Shareholder | Against | Against |
ISSUER NAME: THE READER'S DIGEST ASSOCIATION, INC MEETING DATE: 11/21/2003 | ||||
TICKER: RDA SECURITY ID: 755267101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JONATHAN B. BULKELEY* AS A DIRECTOR | Management | For | For |
1.2 | ELECT HERMAN CAIN* AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM E. MAYER* AS A DIRECTOR | Management | For | For |
ISSUER NAME: THE TIMKEN COMPANY MEETING DATE: 04/20/2004 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. GRIFFITH AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY J. JASINOWSKI AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN A. LUKE, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK C. SULLIVAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT WARD J. TIMKEN AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE TIMKEN COMPANY LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY 6, 2004. | Management | For | Against |
ISSUER NAME: THE WALT DISNEY COMPANY MEETING DATE: 03/03/2004 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT JOHN S. CHEN AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT MICHAEL D. EISNER AS A DIRECTOR | Management | For | Withhold |
1.4 | ELECT JUDITH L. ESTRIN AS A DIRECTOR | Management | For | Withhold |
1.5 | ELECT ROBERT A. IGER AS A DIRECTOR | Management | For | Withhold |
1.6 | ELECT AYLWIN B. LEWIS AS A DIRECTOR | Management | For | Withhold |
1.7 | ELECT MONICA C. LOZANO AS A DIRECTOR | Management | For | Withhold |
1.8 | ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR | Management | For | Withhold |
1.9 | ELECT GEORGE J. MITCHELL AS A DIRECTOR | Management | For | Withhold |
1.10 | ELECT LEO J. O'DONOVAN, S.J. AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | Withhold |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | TO APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA. | Shareholder | Against | Against |
4 | TO APPROVE THE NEW YORK CITY RETIREMENT SYSTEMS AND PENSION FUNDS PROPOSAL RELATING TO LABOR STANDARDS IN CHINA. | Shareholder | Against | Against |
5 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO THEME PARK SAFETY REPORTING. | Shareholder | Against | Against |
ISSUER NAME: THERMO ELECTRON CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARIJN E. DEKKERS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT A. MCCABE AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT W. O'LEARY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND TIME-BASED RESTRICTED STOCK. | Shareholder | Against | Against |
ISSUER NAME: TIME WARNER INC. MEETING DATE: 05/21/2004 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEPHEN F. BOLLENBACH AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN M. CASE AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK J. CAUFIELD AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT C. CLARK AS A DIRECTOR | Management | For | For |
1.6 | ELECT MILES R. GILBURNE AS A DIRECTOR | Management | For | For |
1.7 | ELECT CARLA A. HILLS AS A DIRECTOR | Management | For | For |
1.8 | ELECT REUBEN MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT MICHAEL A. MILES AS A DIRECTOR | Management | For | For |
1.10 | ELECT KENNETH J. NOVACK AS A DIRECTOR | Management | For | For |
1.11 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.E. TURNER AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANCIS T. VINCENT, JR. AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS PRINCIPLES. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. | Shareholder | Against | Against |
ISSUER NAME: TOTAL S.A. MEETING DATE: 05/14/2004 | ||||
TICKER: TOT SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF CERTAIN REPORTS AND OF THE PARENT COMPANY S FINANCIAL STATEMENTS | Management | For | None |
2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | None |
3 | ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND | Management | For | None |
4 | AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | None |
5 | AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES | Management | For | None |
6 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS | Management | For | None |
7.1 | ELECT MR. THIERRY DESMAREST AS A DIRECTOR | Management | For | None |
7.2 | ELECT MR. THIERRY DE RUDDER AS A DIRECTOR | Management | For | None |
7.3 | ELECT MR. SERGE TCHURUK AS A DIRECTOR | Management | For | None |
8 | APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Management | For | None |
9 | APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Management | Against | None |
10 | APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Management | Against | None |
11 | APPOINTMENT OF ALAN CRAMER AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Management | Against | None |
12 | APPOINTMENT OF STATUTORY AUDITORS | Management | For | None |
13 | RENEWAL OF STATUTORY AUDITORS | Management | For | None |
14 | APPOINTMENT OF AN ALTERNATE AUDITOR | Management | For | None |
15 | APPOINTMENT OF AN ALTERNATE AUDITOR | Management | For | None |
16 | DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION | Management | For | None |
17 | AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP | Management | For | None |
18 | AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER EQUITY SECURITIES | Management | For | None |
19 | AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD | Management | For | None |
20 | CAPITAL INCREASE RESERVED FOR EMPLOYEES | Management | For | None |
ISSUER NAME: TOTAL SA MEETING DATE: 05/14/2004 | ||||
TICKER: -- SECURITY ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE READING OF THE BOARD OF DIRECTORS REPORT AND THE GENERAL AUDITORS REPORT AND APPROVE THE ACCOUNTS AND THE BALANCE SHEET OF THE COMPANY TOTAL S.A. FOR THE FY 2003 | Management | Unknown | Take No Action |
2 | RECEIVE THE CONSOLIDATED ACCOUNTS AND THAT THE BOARD OF DIRECTORS REPORT FOR THE GROUP IS INCLUDED IN THE BOARD OF DIRECTORS REPORT | Management | Unknown | Take No Action |
3 | APPROVE THE REPORTS BY THE BOARD OF DIRECTORS AND BY THE AUDITORS HAVING BEEN MADE AVAILABLE TO THE SHAREHOLDERS, THE CONSOLIDATED BALANCE SHEET AND THE CONSOLIDATED FINANCIAL STATEMENTS OF TOTAL S.A. FOR THE FYE 31 DEC 2003 | Management | Unknown | Take No Action |
4 | APPROVE THE PROFITS FOR THE FY AS FOLLOWS: EUR 3,272,172,931.00; PRIOR RETAINED EARNINGS: EUR 1,056,490,628.00; DISTRIBUTABLE PROFITS: EUR 4,328,663,559.00 AND APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: TOTAL NUMBER OF SHARES: 655,130,985; GLOBAL DIVIDEND: EUR 3,079,115,630.00; BALANCE CARRIED FORWARD: EUR 1,249,547,929.00 AND SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 4.70 WITH A CORRESPONDING TAX CREDIT | Management | Unknown | Take No Action |
5 | AUTHORIZE THE BOARD, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 6 OF THE COMBINED GENERAL MEETING OF 06 MAY 2003, TO TRADE THE COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 250.00; MINIMUM SELLING PRICE: EUR 100.00; MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES A... | Management | Unknown | Take No Action |
6 | AUTHORIZE THE BOARD OF DIRECTORS, IN FRANCE OR ABROAD, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 21 OF THE COMBINED GENERAL MEETING OF 22 MAR 2000, WITH THE ISSUE OF BOND ISSUES, SUBORDINATED OR NOT, DEBT SECURITIES, SUBORDINATED OR NOT PERMANENTLY, UP TO A NOMINAL AMOUNT OF EUR 10,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 5 YEARS | Management | Unknown | Take No Action |
7 | APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY DESMAREST AS A DIRECTOR FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
8 | APPROVE TO RENEW THE TERM OF OFFICE OF MR. THIERRY DERUDDER AS A DIRECTOR FOR A PERIOD OF 3 YEARS | N/A | N/A | N/A |
9 | APPROVE TO RENEW THE TERM OF OFFICE OF MR. SERGE TCHURUK AS A DIRECTOR FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
10 | APPOINT MR. DANIEL BOEUF AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS PROPOSAL: APPOINT MR. PHILIPPE MARCHANDISE AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS PROPOSAL: APPOINT MR. CYRIL MOUCHE AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDERS PROPOSAL: APPOINT MR. ALAN CRAMER AS A DIRECTOR, IN ACCORDANCE WITH THE PROVISION OF THE ARTICLE 11, WHO REPRESENTS THE SHAREHOLDING WAGE EARNERS FOR A PERIOD OF 3 YEARS | Management | Unknown | Take No Action |
14 | APPOINT FIRM ERNST AND YOUNG AUDIT IN PLACE OF THE FIRM BARBIER, FRINAULT AND AUTRES, AS THE STATUTORY AUDITOR FOR A PERIOD OF 6 YEARS | Management | Unknown | Take No Action |
15 | APPROVE TO RENEW THE TERM OF OFFICE OF THE FIRM KPMG AUDIT AS THE STATUTORY AUDITOR FOR A PERIOD OF 6 YEARS | Management | Unknown | Take No Action |
16 | APPOINT MR. PIERRE JOUANNE, WHO REPLACES MR. ALAIN GROSMANN, AS THE DEPUTY AUDITOR FOR A PERIOD OF 6 YEARS | Management | Unknown | Take No Action |
17 | APPOINT MR. JEAN-LUC DECORNOY AS THE DEPUTY AUDITOR, WHO REPLACES THE FIRM SALUSTRO REYDEL, FOR A PERIOD OF 6 YEARS | Management | Unknown | Take No Action |
18 | APPROVE THE ALLOCATION OF EUR 900,000.00 TO THE DIRECTORS AS THE ATTENDANCE FEES | Management | Unknown | Take No Action |
19 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 9 OF THE COMBINED GENERAL MEETING OF 22 MAR 2000, TO GRANT TO THE BENEFIT OF THE MEMBERS TO BE CHOSEN BY IT, STOCK OPTIONS GRANTING THE RIGHT TO PURCHASE THE COMPANY S NEW AND EXISTING SHARES WITHIN A LIMIT OF 3% OF THE SHARE CAPITAL, AND TO SET THE PRICE OF THE SAID SHARES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES L.225-177 TO L.225-186 OF THE COMMERCIAL LAW; AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; AN... | Management | Unknown | Take No Action |
20 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION FOR THE AUTHORITY OF THE RESOLUTION 11 OF THE COMBINED GENERAL MEETING OF 22 MAR 2000, TO PROCEED WITH THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE OF SHARES, EQUITY WARRANTS AND THE SECURITIES UP TO A NOMINAL AMOUNT OF EUR 4,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Unknown | Take No Action |
21 | AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED WITHOUT THE PREFERENTIAL RIGHT, IN FRANCE OR ABOARD, WITH THE ISSUE OF SECURITIES UP TO A NOMINAL AMOUNT OF EUR 2,000,000,000.00 | Management | Unknown | Take No Action |
22 | APPROVE THE CAPITAL INCREASE, RESERVED FOR THE EMPLOYEES | Management | Unknown | Take No Action |
23 | A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. ... | N/A | N/A | N/A |
24 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING # 129612 DUE TO CHANGE IN THE MEETING DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | N/A | N/A | N/A |
ISSUER NAME: TOYOTA MOTOR CORPORATION MEETING DATE: 06/23/2004 | ||||
TICKER: TM SECURITY ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE FY2004 TERM | Management | For | For |
2 | AMENDMENT OF THE ARTICLES OF INCORPORATION | Management | For | For |
3 | ELECTION OF 27 DIRECTORS | Management | For | For |
4 | ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES, ETC., OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES | Management | For | Abstain |
5 | REPURCHASE OF SHARES | Management | For | For |
6 | AWARD OF BONUS PAYMENTS TO MR. IWAO ISOMURA (DECEASED), FORMER REPRESENTATIVE DIRECTOR AND VICE CHAIRMAN, AND TO RETIRING DIRECTORS | Management | For | For |
7 | PROPOSED APPROPRIATION OF RETAINED EARNINGS | Management | Against | Against |
8 | AMENDMENT OF THE ARTICLES OF INCORPORATION (PART 1) | Management | Against | Against |
9 | AMENDMENT OF THE ARTICLES OF INCORPORATION (PART 2) | Management | Against | Against |
ISSUER NAME: TOYS 'R' US, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: TOY SECURITY ID: 892335100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROANN COSTIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN H. EYLER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROGER N. FARAH AS A DIRECTOR | Management | For | For |
1.4 | ELECT PETER A. GEORGESCU AS A DIRECTOR | Management | For | For |
1.5 | ELECT CINDA A. HALLMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT CALVIN HILL AS A DIRECTOR | Management | For | For |
1.7 | ELECT NANCY KARCH AS A DIRECTOR | Management | For | For |
1.8 | ELECT NORMAN S. MATTHEWS AS A DIRECTOR | Management | For | For |
1.9 | ELECT ARTHUR B. NEWMAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK R. NOONAN AS A DIRECTOR | Management | For | For |
2 | STOCKHOLDER PROPOSAL REGARDING VOTING. | Shareholder | Against | Against |
ISSUER NAME: TRAVELERS PROPERTY CASUALTY CORP. MEETING DATE: 03/19/2004 | ||||
TICKER: TAPA SECURITY ID: 89420G109 | ||||
TICKER: TAPB SECURITY ID: 89420G406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG THE ST. PAUL COMPANIES, INC., TRAVELERS PROPERTY CASUALTY CORP. AND ADAMS ACQUISITION CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER. | Management | For | For |
ISSUER NAME: TXU CORP. MEETING DATE: 05/21/2004 | ||||
TICKER: TXU SECURITY ID: 873168108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DEREK C. BONHAM AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. GAIL DE PLANQUE AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. GRIFFIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT KERNEY LADAY AS A DIRECTOR | Management | For | For |
1.5 | ELECT JACK E. LITTLE AS A DIRECTOR | Management | For | For |
1.6 | ELECT ERLE NYE AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.E. OESTERREICHER AS A DIRECTOR | Management | For | For |
1.8 | ELECT MICHAEL W. RANGER AS A DIRECTOR | Management | For | For |
1.9 | ELECT HERBERT H. RICHARDSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT C. JOHN WILDER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP | Management | For | For |
3 | SHAREHOLDER PROPOSAL RELATED TO OFFICERS SALES OF RESTRICTED STOCK | Shareholder | Against | Against |
ISSUER NAME: TYCO INTERNATIONAL LTD. MEETING DATE: 03/25/2004 | ||||
TICKER: TYC SECURITY ID: 902124106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DENNIS C. BLAIR AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD D. BREEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE W. BUCKLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT BRIAN DUPERREAULT AS A DIRECTOR | Management | For | For |
1.5 | ELECT BRUCE S. GORDON AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN A. KROL AS A DIRECTOR | Management | For | For |
1.7 | ELECT MACKEY J. MCDONALD AS A DIRECTOR | Management | For | For |
1.8 | ELECT H. CARL MCCALL AS A DIRECTOR | Management | For | For |
1.9 | ELECT BRENDAN R. O'NEILL AS A DIRECTOR | Management | For | For |
1.10 | ELECT SANDRA S. WIJNBERG AS A DIRECTOR | Management | For | For |
1.12 | ELECT JEROME B. YORK AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. | Management | For | For |
3 | ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. | Management | For | For |
4 | APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. | Management | For | Against |
5 | SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. | Shareholder | For | For |
6 | SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: TYSON FOODS, INC. MEETING DATE: 02/06/2004 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON TYSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN TYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LELAND E. TOLLETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT BARBARA A. TYSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT LLOYD V. HACKLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT JIM KEVER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT RICHARD L. BOND AS A DIRECTOR | Management | For | For |
1.9 | ELECT JO ANN R. SMITH AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE TYSON FOODS, INC. 2000 STOCK INCENTIVE PLAN, WHICH WOULD INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 20,000,000 SHARES TO A TOTAL OF 40,660,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE AMENDMENT AND RESTATEMENT OF THE TYSON FOODS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 2, 2004. THE BOARD RECOMMENDS A VOTE AGAINST ITEMS 5 AND 6. | Management | For | For |
5 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ALL STEPS NECESSARY TO RE-CAPITALIZE THE COMPANY S EQUITY STRUCTURE TO RESULT IN ONE SHARE, ONE VOTE FOR ALL OUTSTANDING STOCK OF THE COMPANY. | Shareholder | Against | For |
6 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS TO REQUIRE THAT AN INDEPENDENT DIRECTOR WHO IS NOT NOR WAS FORMERLY THE CHIEF EXECUTIVE OF THE COMPANY SERVE AS CHAIR OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: U.S. BANCORP MEETING DATE: 04/20/2004 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT V. BUYNISKI GLUCKMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT ARTHUR D. COLLINS, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JERRY W. LEVIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. PETRY AS A DIRECTOR | Management | For | For |
1.5 | ELECT RICHARD G. REITEN AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
3 | SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE RETIREMENT BENEFITS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. | Shareholder | Against | For |
ISSUER NAME: UNILEVER PLC MEETING DATE: 05/12/2004 | ||||
TICKER: UL SECURITY ID: 904767704 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE REPORT & ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003. | Management | For | For |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2003. | Management | For | For |
3 | TO DECLARE A DIVIDEND OF 11.92 PENCE ON THE ORDINARY SHARES. | Management | For | For |
4.1 | ELECT NWA FITZGERALD, KBE* AS A DIRECTOR | Management | For | For |
4.2 | ELECT A BURGMANS* AS A DIRECTOR | Management | For | For |
4.3 | ELECT AC BUTLER* AS A DIRECTOR | Management | For | For |
4.4 | ELECT PJ CESCAU* AS A DIRECTOR | Management | For | For |
4.5 | ELECT KB DADISETH* AS A DIRECTOR | Management | For | For |
4.6 | ELECT AR BARON VAN HEEMSTRA* AS A DIRECTOR | Management | For | For |
4.7 | ELECT RHP MARKHAM* AS A DIRECTOR | Management | For | For |
4.8 | ELECT CJ VAN DER GRAAF AS A DIRECTOR | Management | For | For |
4.9 | ELECT LORD BRITTAN AS A DIRECTOR | Management | For | For |
4.10 | ELECT BARONESS CHALKER AS A DIRECTOR | Management | For | For |
4.11 | ELECT B COLLOMB AS A DIRECTOR | Management | For | For |
4.12 | ELECT W DIK AS A DIRECTOR | Management | For | For |
4.13 | ELECT O FANJUL AS A DIRECTOR | Management | For | For |
4.14 | ELECT CX GONZALEZ AS A DIRECTOR | Management | For | For |
4.15 | ELECT H KOPPER AS A DIRECTOR | Management | For | For |
4.16 | ELECT LORD SIMON AS A DIRECTOR | Management | For | For |
4.17 | ELECT J VAN DER VEER AS A DIRECTOR | Management | For | For |
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY. | Management | For | For |
6 | TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION. | Management | For | For |
7 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES. | Management | For | For |
8 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS. | Management | For | For |
9 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For |
10 | TO CHANGE THE ARTICLES TO REFLECT CORPORATE GOVERNANCE CHANGES--APPENDIX 1 TO NOTICE OF MEETING. | Management | For | Abstain |
11 | TO CHANGE THE ARTICLES FOR TREASURY SHARES AND OTHER MINOR CHANGES--APPENDIX 2 TO NOTICE OF MEETING. | Management | For | Abstain |
ISSUER NAME: UNION PACIFIC CORPORATION MEETING DATE: 04/16/2004 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.F. ANSCHUTZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.K. DAVIDSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.J. DONOHUE AS A DIRECTOR | Management | For | For |
1.4 | ELECT A.W. DUNHAM AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. ECCLES AS A DIRECTOR | Management | For | For |
1.6 | ELECT I.J. EVANS AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.R. HOPE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.W. MCCONNELL AS A DIRECTOR | Management | For | For |
1.9 | ELECT S.R. ROGEL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E. ZEDILLO AS A DIRECTOR | Management | For | For |
2 | ADOPT THE UNION PACIFIC CORPORATION 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE EQUITY PLANS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: UNITED TECHNOLOGIES CORPORATION MEETING DATE: 04/14/2004 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BETSY J. BERNARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEAN-PIERRE GARNIER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMIE S. GORELICK AS A DIRECTOR | Management | For | For |
1.5 | ELECT CHARLES R. LEE AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
1.7 | ELECT HAROLD MCGRAW III AS A DIRECTOR | Management | For | For |
1.8 | ELECT FRANK P. POPOFF AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. PATRICK SWYGERT AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRE VILLENEUVE AS A DIRECTOR | Management | For | For |
1.11 | ELECT H.A. WAGNER AS A DIRECTOR | Management | For | For |
1.12 | ELECT CHRISTINE TODD WHITMAN AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | Against |
4 | SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | Against |
5 | SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED SENIOR EXECUTIVE STOCK OPTIONS | Shareholder | Against | Against |
6 | SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: UNUMPROVIDENT CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RONALD E. GOLDSBERRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT HUGH O. MACLELLAN, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT C. WILLIAM POLLARD AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN W. ROWE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION PLAN OF 2004 | Management | For | For |
3 | APPROVAL OF AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
4 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS | Management | For | For |
5 | STOCKHOLDER PROPOSAL RE: AMENDMENT TO BYLAWS REQUIRING ELECTION OF DIRECTORS BY MAJORITY INSTEAD OF PLURALITY VOTE | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL RE: ESTABLISHMENT OF OFFICE OF BOARD OF DIRECTORS TO ENABLE DIRECT COMMUNICATIONS ON CORPORATE GOVERNANCE MATTERS | Shareholder | Against | Against |
ISSUER NAME: VERIZON COMMUNICATIONS INC. MEETING DATE: 04/28/2004 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.R. BARKER AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.W. LANE AS A DIRECTOR | Management | For | For |
1.4 | ELECT S.O. MOOSE AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. NEUBAUER AS A DIRECTOR | Management | For | For |
1.6 | ELECT T.H. O'BRIEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.B. PRICE AS A DIRECTOR | Management | For | For |
1.8 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.R. STAFFORD AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.D. STOREY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITOR | Management | For | For |
3 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | BOARD COMPOSITION | Shareholder | Against | Against |
5 | SEPARATE CHAIRMAN AND CEO | Shareholder | Against | Against |
6 | FUTURE POISON PILL | Shareholder | Against | Against |
7 | SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | Against |
8 | OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK | Management | Against | Against |
9 | DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES | Management | Against | Against |
10 | REPORT ON POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
11 | COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY FEES | Shareholder | Against | Against |
ISSUER NAME: VIAD CORP MEETING DATE: 05/11/2004 | ||||
TICKER: VVI SECURITY ID: 92552R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JESS HAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT LINDA JOHNSON RICE AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALBERT M. TEPLIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT TIMOTHY R. WALLACE AS A DIRECTOR | Management | For | For |
2 | APPROVE AMENDMENT OF THE 1997 VIAD CORP OMNIBUS INCENTIVE PLAN. | Management | For | For |
3 | CONSIDER AND VOTE UPON A PROPOSAL TO AMEND VIAD S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AFTER COMPLETION OF THE SPIN-OFF OF MONEYGRAM INTERNATIONAL, INC. | Management | For | For |
4 | RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: VIVENDI UNIVERSAL MEETING DATE: 05/06/2004 | ||||
TICKER: V SECURITY ID: 92851S204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE REPORTS AND INDIVIDUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2003. | Management | For | None |
2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2003. | Management | For | None |
3 | APPROVAL OF THE RELATED-PARTY AGREEMENTS DISCUSSED IN THE SPECIAL REPORT FROM THE STATUTORY AUDITORS. | Management | For | None |
4 | ALLOCATION OF EARNINGS FOR FISCAL YEAR 2003. | Management | For | None |
5.1 | ELECT MR. JEAN-RENE FOURTOU AS A DIRECTOR | Management | For | None |
5.2 | ELECT MR. CLAUDE BEBEAR AS A DIRECTOR | Management | For | None |
5.3 | ELECT MR. GERARD BREMOND AS A DIRECTOR | Management | For | None |
5.4 | ELECT MR. BERTRAND COLLOMB AS A DIRECTOR | Management | For | None |
5.5 | ELECT MR. PAUL FRIBOURG AS A DIRECTOR | Management | For | None |
5.6 | ELECT MR. GERARD KLEISTERLEE AS A DIRECTOR | Management | For | None |
5.7 | ELECT MR. HENRI LACHMANN AS A DIRECTOR | Management | For | None |
5.8 | ELECT MR. KAREL VAN MIERT AS A DIRECTOR | Management | For | None |
5.9 | ELECT MR. PIERRE RODOCANACHI AS A DIRECTOR | Management | For | None |
5.10 | ELECT MR. GABRIEL HAWAWINI AS A DIRECTOR | Management | For | None |
6 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE TRADITIONAL BONDS AND/OR SIMILAR INSTRUMENTS. | Management | For | None |
7 | AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | None |
8 | POWERS FOR CARRYING OUT LEGAL FORMALITIES. | Management | For | None |
ISSUER NAME: WACHOVIA CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES S. BALLOUN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN T. CASTEEN, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOSEPH NEUBAUER AS A DIRECTOR | Management | For | For |
1.4 | ELECT LANTY L. SMITH AS A DIRECTOR | Management | For | For |
1.5 | ELECT DONA DAVIS YOUNG AS A DIRECTOR | Management | For | For |
2 | A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2004. | Management | For | For |
3 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING NOMINATING DIRECTORS. | Shareholder | Against | Against |
4 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING REPORTING POLITICAL INFORMATION. | Shareholder | Against | Against |
5 | A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Shareholder | Against | Against |
ISSUER NAME: WASTE MANAGEMENT, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PASTORA CAFFERTY AS A DIRECTOR | Management | For | For |
1.2 | ELECT FRANK M. CLARK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT S. MILLER AS A DIRECTOR | Management | For | For |
1.4 | ELECT A. MAURICE MYERS AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN C. POPE AS A DIRECTOR | Management | For | For |
1.6 | ELECT W. ROBERT REUM AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEVEN G. ROTHMEIER AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID P. STEINER AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARL W. VOGT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
4 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: WELLS FARGO & COMPANY MEETING DATE: 04/27/2004 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.A. BLANCHARD III AS A DIRECTOR | Management | For | For |
1.2 | ELECT SUSAN E. ENGEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT ENRIQUE HERNANDEZ, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
1.5 | ELECT REATHA CLARK KING AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD M. KOVACEVICH AS A DIRECTOR | Management | For | For |
1.7 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
1.8 | ELECT CYNTHIA H. MILLIGAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT PHILIP J. QUIGLEY AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD B. RICE AS A DIRECTOR | Management | For | For |
1.11 | ELECT JUDITH M. RUNSTAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
1.13 | ELECT SUSAN G. SWENSON AS A DIRECTOR | Management | For | For |
1.14 | ELECT MICHAEL W. WRIGHT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL 401(K) PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING. | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: WEYERHAEUSER COMPANY MEETING DATE: 04/13/2004 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN R. ROGEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM D. RUCKELSHAUS AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD H. SINKFIELD AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES N. SULLIVAN AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE WEYERHAEUSER COMPANY 2004 LONG TERM INCENTIVE PLAN | Management | For | Against |
3 | PROPOSAL TO AMEND THE COMPANY S RESTATED ARTICLES OF INCORPORATION TO AUTHORIZE ANNUAL ELECTION OF THE BOARD OF DIRECTORS | Shareholder | Against | For |
4 | SHAREHOLDER PROPOSAL RELATING TO ACCOUNTING FOR STOCK OPTIONS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO EQUITY COMPENSATION | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO ENVIRONMENTAL REPORTING | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL RELATING TO OLD GROWTH AND ENDANGERED FORESTS | Shareholder | Against | Against |
8 | APPROVAL ON AN ADVISORY BASIS, OF THE APPOINTMENT OF AUDITORS | Management | For | For |
ISSUER NAME: WHIRLPOOL CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALLAN D. GILMOUR AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL F. JOHNSTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT JANICE D. STONEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID R. WHITWAM AS A DIRECTOR | Management | For | For |
2 | TO RENEW THE WHIRLPOOL CORPORATION PERFORMANCE EXCELLENCE PLAN | Management | For | For |
ISSUER NAME: WISCONSIN ENERGY CORPORATION MEETING DATE: 05/05/2004 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT A. CORNOG AS A DIRECTOR | Management | For | For |
1.2 | ELECT GALE E. KLAPPA AS A DIRECTOR | Management | For | For |
1.3 | ELECT F.P. STRATTON, JR. AS A DIRECTOR | Management | For | For |
2 | APPROVE AMENDING THE BYLAWS TO DECLASSIFY THE BOARD AND ALLOW FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For |
ISSUER NAME: WYETH MEETING DATE: 04/22/2004 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C.L. ALEXANDER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT F.A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.4 | ELECT R. ESSNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.D. FEERICK AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. LANGER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.P. MASCOTTE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.L. POLAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT J.R. TORELL III AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS | Shareholder | Against | Against |
4 | ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING | Shareholder | Against | Against |
ISSUER NAME: XEROX CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GLENN A. BRITT AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD J. HARRINGTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM CURT HUNTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT VERNON E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT HILMAR KOPPER AS A DIRECTOR | Management | For | For |
1.6 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANNE M. MULCAHY AS A DIRECTOR | Management | For | For |
1.8 | ELECT N.J. NICHOLAS, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN E. PEPPER AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANN N. REESE AS A DIRECTOR | Management | For | For |
1.11 | ELECT STEPHEN ROBERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS. | Management | For | For |
3 | ADOPT THE 2004 PERFORMANCE INCENTIVE PLAN. | Management | For | For |
4 | ADOPT THE 2004 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | Against |
ISSUER NAME: YUKOS CORP MEETING DATE: 06/24/2004 | ||||
TICKER: YUKOY SECURITY ID: 98849W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ANNUAL REPORT OF YUKOS OIL COMPANY FOR 2003. | Management | Unknown | For |
2 | APPROVAL OF THE ANNUAL ACCOUNTING REPORTS, INCLUDING THE PROFIT AND LOSS ACCOUNT, OF YUKOS OIL COMPANY FOR FY 2003. | Management | Unknown | For |
3 | APPROVAL OF DISTRIBUTION OF PROFIT OF YUKOS OIL COMPANY FOR FY 2003, INCLUDING PAYMENT OF DIVIDEND ON COMMON SHARES OF YUKOS OIL COMPANY, AND OF LOSSES FOR FY 2003. | Management | Unknown | For |
4 | ELECTION OF THE BOARD OF DIRECTORS OF YUKOS OIL COMPANY. | Management | Unknown | For |
5 | ELECTION OF MURASHOVA ANTONINA B. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. | Management | Unknown | For |
6 | ELECTION OF BRITKOVA ELENA V. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. | Management | Unknown | For |
7 | ELECTION OF SERZHANOVA MARGARITA O. TO THE AUDITING COMMISSION OF YUKOS OIL COMPANY. | Management | Unknown | For |
8 | APPROVAL OF THE AUDITOR OF YUKOS OIL COMPANY FOR 2004. | Management | Unknown | For |
9 | APPROVAL OF THE TOTAL AMOUNT OF REMUNERATION AND REIMBURSEMENTS OF DIRECTORS OF YUKOS OIL COMPANY FOR THE PERIOD 2004-2005. | Management | Unknown | For |