FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-00215
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Hastings Street Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
CYNTHIA LO BESSETTE, SECRETARY AND CHIEF LEGAL OFFICER, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 6/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Hastings Street Trust
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2021 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2021 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ABBOTT LABORATORIES
MEETING DATE: APR 23, 2021 |
TICKER: ABT SECURITY ID: 002824100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Darren W. McDew | Management | For | For |
| 1.7 | Elect Director Nancy McKinstry | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Michael F. Roman | Management | For | For |
| 1.10 | Elect Director Daniel J. Starks | Management | For | For |
| 1.11 | Elect Director John G. Stratton | Management | For | For |
| 1.12 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.13 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
| 4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Racial Justice | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
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ABBVIE INC.
MEETING DATE: MAY 07, 2021 |
TICKER: ABBV SECURITY ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
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ACCENTURE PLC
MEETING DATE: FEB 03, 2021 |
TICKER: ACN SECURITY ID: G1151C101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Beth E. Mooney | Management | For | For |
| 1e | Elect Director Gilles C. Pelisson | Management | For | For |
| 1f | Elect Director Paula A. Price | Management | For | For |
| 1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1h | Elect Director David Rowland | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Julie Sweet | Management | For | For |
| 1k | Elect Director Frank K. Tang | Management | For | For |
| 1l | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 21, 2021 |
TICKER: ATVI SECURITY ID: 00507V109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ADOBE INC.
MEETING DATE: APR 20, 2021 |
TICKER: ADBE SECURITY ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Melanie Boulden | Management | For | For |
| 1c | Elect Director Frank Calderoni | Management | For | For |
| 1d | Elect Director James Daley | Management | For | For |
| 1e | Elect Director Laura Desmond | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David Ricks | Management | For | For |
| 1j | Elect Director Daniel Rosensweig | Management | For | For |
| 1k | Elect Director John Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ADYEN NV
MEETING DATE: FEB 12, 2021 |
TICKER: ADYEN SECURITY ID: N3501V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
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ADYEN NV
MEETING DATE: JUN 03, 2021 |
TICKER: ADYEN SECURITY ID: N3501V104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
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AIRBNB, INC.
MEETING DATE: JUN 22, 2021 |
TICKER: ABNB SECURITY ID: 009066101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Angela Ahrendts | Management | For | For |
| 1.2 | Elect Director Brian Chesky | Management | For | For |
| 1.3 | Elect Director Kenneth Chenault | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ALPHABET INC.
MEETING DATE: JUN 02, 2021 |
TICKER: GOOGL SECURITY ID: 02079K305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | For |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | For |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | For |
| 1k | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Takedown Requests | Shareholder | Against | Against |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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AMAZON.COM, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Keith B. Alexander | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 7 | Report on Promotion Data | Shareholder | Against | Against |
| 8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | For |
| 9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
| 10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
| 11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
| 12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: AMT SECURITY ID: 03027X100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Kenneth R. Frank | Management | For | For |
| 1d | Elect Director Robert D. Hormats | Management | For | For |
| 1e | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1f | Elect Director Grace D. Lieblein | Management | For | For |
| 1g | Elect Director Craig Macnab | Management | For | For |
| 1h | Elect Director JoAnn A. Reed | Management | For | For |
| 1i | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1j | Elect Director David E. Sharbutt | Management | For | For |
| 1k | Elect Director Bruce L. Tanner | Management | For | For |
| 1l | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
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AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 28, 2021 |
TICKER: AMP SECURITY ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Brian T. Shea | Management | For | For |
| 1h | Elect Director W. Edward Walter, III | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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AMETEK, INC.
MEETING DATE: MAY 06, 2021 |
TICKER: AME SECURITY ID: 031100100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Tod E. Carpenter | Management | For | For |
| 1b | Elect Director Karleen M. Oberton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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AMPHENOL CORPORATION
MEETING DATE: MAY 19, 2021 |
TICKER: APH SECURITY ID: 032095101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director John D. Craig | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Rita S. Lane | Management | For | For |
| 1.6 | Elect Director Robert A. Livingston | Management | For | For |
| 1.7 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.8 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.9 | Elect Director Anne Clarke Wolff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
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ANSYS, INC.
MEETING DATE: MAY 14, 2021 |
TICKER: ANSS SECURITY ID: 03662Q105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jim Frankola | Management | For | For |
| 1b | Elect Director Alec D. Gallimore | Management | For | For |
| 1c | Elect Director Ronald W. Hovsepian | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
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APPLE INC.
MEETING DATE: FEB 23, 2021 |
TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
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ASML HOLDING NV
MEETING DATE: APR 29, 2021 |
TICKER: ASML SECURITY ID: N07059210
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
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AUTOZONE, INC.
MEETING DATE: DEC 16, 2020 |
TICKER: AZO SECURITY ID: 053332102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
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BEST BUY CO., INC.
MEETING DATE: JUN 16, 2021 |
TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director David W. Kenny | Management | For | For |
| 1e | Elect Director Mario J. Marte | Management | For | For |
| 1f | Elect Director Karen A. McLoughlin | Management | For | For |
| 1g | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1h | Elect Director Claudia F. Munce | Management | For | For |
| 1i | Elect Director Richelle P. Parham | Management | For | For |
| 1j | Elect Director Steven E. Rendle | Management | For | For |
| 1k | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 27, 2021 |
TICKER: BIO SECURITY ID: 090572207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melinda Litherland | Management | For | For |
| 1.2 | Elect Director Arnold A. Pinkston | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
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BLACKROCK, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director Jessica P. Einhorn | Management | For | For |
| 1d | Elect Director Laurence D. Fink | Management | For | For |
| 1e | Elect Director William E. Ford | Management | For | For |
| 1f | Elect Director Fabrizio Freda | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
| 1i | Elect Director Robert S. Kapito | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Gordon M. Nixon | Management | For | For |
| 1l | Elect Director Charles H. Robbins | Management | For | For |
| 1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1n | Elect Director Hans E. Vestberg | Management | For | For |
| 1o | Elect Director Susan L. Wagner | Management | For | For |
| 1p | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4a | Provide Right to Call Special Meeting | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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BOOZ ALLEN HAMILTON HOLDING CORPORATION
MEETING DATE: JUL 29, 2020 |
TICKER: BAH SECURITY ID: 099502106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Shrader | Management | For | For |
| 1b | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1c | Elect Director Michele A. Flournoy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| |
|---|
BROADCOM INC.
MEETING DATE: APR 05, 2021 |
TICKER: AVGO SECURITY ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diane M. Bryant | Management | For | For |
| 1b | Elect Director Gayla J. Delly | Management | For | For |
| 1c | Elect Director Raul J. Fernandez | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Check Kian Low | Management | For | For |
| 1f | Elect Director Justine F. Page | Management | For | For |
| 1g | Elect Director Henry Samueli | Management | For | For |
| 1h | Elect Director Hock E. Tan | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 06, 2021 |
TICKER: CDNS SECURITY ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Ita Brennan | Management | For | For |
| 1.3 | Elect Director Lewis Chew | Management | For | For |
| 1.4 | Elect Director Julia Liuson | Management | For | For |
| 1.5 | Elect Director James D. Plummer | Management | For | For |
| 1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.7 | Elect Director John B. Shoven | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2021 |
TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARRIER GLOBAL CORP.
MEETING DATE: APR 19, 2021 |
TICKER: CARR SECURITY ID: 14448C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director David Gitlin | Management | For | For |
| 1d | Elect Director John J. Greisch | Management | For | For |
| 1e | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1f | Elect Director Michael M. McNamara | Management | For | For |
| 1g | Elect Director Michael A. Todman | Management | For | For |
| 1h | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2021 |
TICKER: CRL SECURITY ID: 159864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Foster | Management | For | For |
| 1.2 | Elect Director Nancy C. Andrews | Management | For | For |
| 1.3 | Elect Director Robert Bertolini | Management | For | For |
| 1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
| 1.5 | Elect Director George Llado, Sr. | Management | For | For |
| 1.6 | Elect Director Martin W. Mackay | Management | For | For |
| 1.7 | Elect Director George E. Massaro | Management | For | For |
| 1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
| 1.9 | Elect Director C. Richard Reese | Management | For | For |
| 1.10 | Elect Director Richard F. Wallman | Management | For | For |
| 1.11 | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2021 |
TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cordani | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Eric J. Foss | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director John M. Partridge | Management | For | For |
| 1j | Elect Director Kimberly A. Ross | Management | For | For |
| 1k | Elect Director Eric C. Wiseman | Management | For | For |
| 1l | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| |
|---|
COPART, INC.
MEETING DATE: DEC 04, 2020 |
TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 21, 2021 |
TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Kenneth D. Denman | Management | For | For |
| 1.3 | Elect Director Richard A. Galanti | Management | For | For |
| 1.4 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Director Sally Jewell | Management | For | For |
| 1.6 | Elect Director Charles T. Munger | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2021 |
TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Carla A. Harris | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | For |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Kimberly A. Nelson | Management | For | For |
| 13 | Elect Director Karen H. Quintos | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 16 | Abolish Professional Services Allowance | Shareholder | Against | Against |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2021 |
TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2021 |
TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rainer M. Blair | Management | For | For |
| 1b | Elect Director Linda Hefner Filler | Management | For | For |
| 1c | Elect Director Teri List | Management | For | For |
| 1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1e | Elect Director Jessica L. Mega | Management | For | For |
| 1f | Elect Director Mitchell P. Rales | Management | For | For |
| 1g | Elect Director Steven M. Rales | Management | For | For |
| 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| 1i | Elect Director John T. Schwieters | Management | For | For |
| 1j | Elect Director Alan G. Spoon | Management | For | For |
| 1k | Elect Director Raymond C. Stevens | Management | For | For |
| 1l | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Sayer | Management | For | For |
| 1.2 | Elect Director Nicholas Augustinos | Management | For | For |
| 1.3 | Elect Director Bridgette P. Heller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 05, 2021 |
TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David L. Rawlinson, II | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DOCUSIGN, INC.
MEETING DATE: MAY 28, 2021 |
TICKER: DOCU SECURITY ID: 256163106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Enrique Salem | Management | For | For |
| 1.2 | Elect Director Peter Solvik | Management | For | For |
| 1.3 | Elect Director Inhi Cho Suh | Management | For | For |
| 1.4 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: DG SECURITY ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1d | Elect Director Timothy I. McGuire | Management | For | For |
| 1e | Elect Director William C. Rhodes, III | Management | For | For |
| 1f | Elect Director Debra A. Sandler | Management | For | For |
| 1g | Elect Director Ralph E. Santana | Management | For | For |
| 1h | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | For |
| 6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | Against |
| |
|---|
DUCK CREEK TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2021 |
TICKER: DCT SECURITY ID: 264120106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Moran | Management | For | For |
| 1.2 | Elect Director Stuart Nicoll | Management | For | For |
| 1.3 | Elect Director Jason Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: JUN 15, 2021 |
TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Diana Farrell | Management | For | For |
| 1d | Elect Director Logan D. Green | Management | For | For |
| 1e | Elect Director Bonnie S. Hammer | Management | For | For |
| 1f | Elect Director E. Carol Hayles | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Paul S. Pressler | Management | For | For |
| 1k | Elect Director Mohak Shroff | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 04, 2021 |
TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.3 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.4 | Elect Director Steven R. Loranger | Management | For | For |
| 1.5 | Elect Director Martha H. Marsh | Management | For | For |
| 1.6 | Elect Director Michael A. Mussallem | Management | For | For |
| 1.7 | Elect Director Ramona Sequeira | Management | For | For |
| 1.8 | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 06, 2020 |
TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 03, 2021 |
TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | For |
| 1.2 | Elect Director Joseph Malchow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 08, 2021 |
TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ETSY, INC.
MEETING DATE: JUN 11, 2021 |
TICKER: ETSY SECURITY ID: 29786A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary S. Briggs | Management | For | For |
| 1b | Elect Director Edith W. Cooper | Management | For | For |
| 1c | Elect Director Melissa Reiff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 18, 2021 |
TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 1.3 | Elect Director Kelly Ducourty | Management | For | For |
| 1.4 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.5 | Elect Director Ming Hsieh | Management | For | For |
| 1.6 | Elect Director Jean Hu | Management | For | For |
| 1.7 | Elect Director William H. Neukom | Management | For | For |
| 1.8 | Elect Director Judith Sim | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
MEETING DATE: MAY 04, 2021 |
TICKER: FBHS SECURITY ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann Fritz Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Jeffery S. Perry | Management | For | For |
| 1d | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 17, 2021 |
TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Dixon | Management | For | For |
| 1.2 | Elect Director David A. Ramon | Management | For | For |
| 1.3 | Elect Director William D. Jenkins, Jr. | Management | For | For |
| 1.4 | Elect Director Kathryn V. Roedel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOLOGIC INC.
MEETING DATE: MAR 11, 2021 |
TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P. MacMillan | Management | For | For |
| 1b | Elect Director Sally W. Crawford | Management | For | For |
| 1c | Elect Director Charles J. Dockendorff | Management | For | For |
| 1d | Elect Director Scott T. Garrett | Management | For | For |
| 1e | Elect Director Ludwig N. Hantson | Management | For | For |
| 1f | Elect Director Namal Nawana | Management | For | For |
| 1g | Elect Director Christiana Stamoulis | Management | For | For |
| 1h | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 22, 2021 |
TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Raquel C. Bono | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director Wayne A. I. Frederick | Management | For | For |
| 1f | Elect Director John W. Garratt | Management | For | For |
| 1g | Elect Director David A. Jones, Jr. | Management | For | For |
| 1h | Elect Director Karen W. Katz | Management | For | For |
| 1i | Elect Director Marcy S. Klevorn | Management | For | For |
| 1j | Elect Director William J. McDonald | Management | For | For |
| 1k | Elect Director Jorge S. Mesquita | Management | For | For |
| 1l | Elect Director James J. O'Brien | Management | For | For |
| 1m | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: IDXX SECURITY ID: 45168D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director Asha S. Collins | Management | For | For |
| 1c | Elect Director Daniel M. Junius | Management | For | For |
| 1d | Elect Director Sam Samad | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 22, 2021 |
TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Monica P. Reed | Management | For | For |
| 1k | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
JD.COM, INC.
MEETING DATE: JUN 23, 2021 |
TICKER: 9618 SECURITY ID: G8208B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 2 | Amend Memorandum of Association and Articles of Association | Management | For | For |
| |
|---|
JD.COM, INC.
MEETING DATE: JUN 23, 2021 |
TICKER: 9618 SECURITY ID: 47215P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 2 | Amend Memorandum of Association and Articles of Association | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2021 |
TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
KEYSIGHT TECHNOLOGIES, INC.
MEETING DATE: MAR 18, 2021 |
TICKER: KEYS SECURITY ID: 49338L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.3 | Elect Director Robert A. Rango | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KLA CORPORATION
MEETING DATE: NOV 04, 2020 |
TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Barnholt | Management | For | For |
| 1.2 | Elect Director Robert Calderoni | Management | For | For |
| 1.3 | Elect Director Jeneanne Hanley | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin Kennedy | Management | For | For |
| 1.6 | Elect Director Gary Moore | Management | For | For |
| 1.7 | Elect Director Marie Myers | Management | For | For |
| 1.8 | Elect Director Kiran Patel | Management | For | For |
| 1.9 | Elect Director Victor Peng | Management | For | For |
| 1.10 | Elect Director Robert Rango | Management | For | For |
| 1.11 | Elect Director Richard Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 12, 2021 |
TICKER: LH SECURITY ID: 50540R409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director Jeffrey A. Davis | Management | For | For |
| 1d | Elect Director D. Gary Gilliland | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Peter M. Neupert | Management | For | For |
| 1g | Elect Director Richelle P. Parham | Management | For | For |
| 1h | Elect Director Adam H. Schechter | Management | For | For |
| 1i | Elect Director Kathryn E. Wengel | Management | For | For |
| 1j | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2021 |
TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 09, 2021 |
TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Nancy Altobello | Management | For | For |
| 1c | Elect Director Steven L. Begleiter | Management | For | For |
| 1d | Elect Director Stephen P. Casper | Management | For | For |
| 1e | Elect Director Jane Chwick | Management | For | For |
| 1f | Elect Director Christopher R. Concannon | Management | For | For |
| 1g | Elect Director William F. Cruger | Management | For | For |
| 1h | Elect Director Kourtney Gibson | Management | For | For |
| 1i | Elect Director Justin G. Gmelich | Management | For | For |
| 1j | Elect Director Richard G. Ketchum | Management | For | For |
| 1k | Elect Director Emily H. Portney | Management | For | For |
| 1l | Elect Director Richard L. Prager | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: MAY 27, 2021 |
TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joe Kiani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 22, 2021 |
TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2021 |
TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| |
|---|
METTLER-TOLEDO INTERNATIONAL INC.
MEETING DATE: MAY 06, 2021 |
TICKER: MTD SECURITY ID: 592688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Spoerry | Management | For | For |
| 1.2 | Elect Director Wah-Hui Chu | Management | For | For |
| 1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
| 1.4 | Elect Director Olivier A. Filliol | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director Richard Francis | Management | For | For |
| 1.7 | Elect Director Michael A. Kelly | Management | For | For |
| 1.8 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2020 |
TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 10, 2021 |
TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugen Elmiger | Management | For | For |
| 1.2 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jorge A. Bermudez | Management | For | For |
| 1b | Elect Director Therese Esperdy | Management | For | For |
| 1c | Elect Director Robert Fauber | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1g | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve 2020 Decarbonization Plan | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 20, 2021 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Hironori Kamezawa | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Stephen J. Luczo | Management | For | For |
| 1j | Elect Director Jami Miscik | Management | For | For |
| 1k | Elect Director Dennis M. Nally | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 27, 2021 |
TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Wayne Edmunds | Management | For | For |
| 1d | Elect Director Catherine R. Kinney | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Sandy C. Rattray | Management | For | For |
| 1g | Elect Director Linda H. Riefler | Management | For | For |
| 1h | Elect Director Marcus L. Smith | Management | For | For |
| 1i | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NETEASE, INC.
MEETING DATE: SEP 25, 2020 |
TICKER: 9999 SECURITY ID: G6427A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
| 1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
| 1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Man Kit Leung as Director | Management | For | For |
| 1g | Elect Michael Sui Bau Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Amy B. Lane | Management | For | For |
| 1g | Elect Director David L. Porges | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director Lynn M. Utter | Management | For | For |
| 1l | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 17, 2020 |
TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| |
|---|
NORDNET AB
MEETING DATE: APR 29, 2021 |
TICKER: SAVE SECURITY ID: W6S819112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 1.51 Per Share | Management | For | Did Not Vote |
| 9.a | Approve Discharge of Anna Back | Management | For | Did Not Vote |
| 9.b | Approve Discharge of Jan Dinkelspiel | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Tom Dinkelspiel | Management | For | Did Not Vote |
| 9.d | Approve Discharge of Christopher Ekdahl | Management | For | Did Not Vote |
| 9.e | Approve Discharge of Karitha Ericson | Management | For | Did Not Vote |
| 9.f | Approve Discharge of Christian Frick | Management | For | Did Not Vote |
| 9.g | Approve Discharge of Hans Larsson | Management | For | Did Not Vote |
| 9.h | Approve Discharge of Per Widerstrom | Management | For | Did Not Vote |
| 9.i | Approve Discharge of CEO Lars-Ake Norling | Management | For | Did Not Vote |
| 10.1 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 10.2 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11.1a | Approve Remuneration of Directors in the Amount of SEK 350,000 for Chairman and Other Directors | Management | For | Did Not Vote |
| 11.1b | Approve Remuneration for Board Committee Work | Management | For | Did Not Vote |
| 11.1c | Approve Remuneration for Chairman of Board Committee | Management | For | Did Not Vote |
| 11.1d | Approve Remuneration for Risk and Compliance Committee Work | Management | For | Did Not Vote |
| 11.1e | Approve Remuneration for Chairman of Risk and Compliance Committee | Management | For | Did Not Vote |
| 11.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.1a | Reelect Anna Back as Director | Management | For | Did Not Vote |
| 12.1b | Reelect Jan Dinkelspiel as Director | Management | For | Did Not Vote |
| 12.1c | Reelect Tom Dinkelspiel as Director | Management | For | Did Not Vote |
| 12.1d | Reelect Karitha Ericson as Director | Management | For | Did Not Vote |
| 12.1e | Reelect Christian Frick as Director | Management | For | Did Not Vote |
| 12.1f | Reelect Hans Larsson as Director | Management | For | Did Not Vote |
| 12.1g | Elect Charlotta Nilsson as New Director | Management | For | Did Not Vote |
| 12.1h | Reelect Per Widerstrom as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Tom Dinkelspiel as Board Chairman | Management | For | Did Not Vote |
| 12.3 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Approve Remuneration Report | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 03, 2021 |
TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director John O. Dabiri | Management | For | For |
| 1d | Elect Director Persis S. Drell | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Aarti Shah | Management | For | For |
| 1m | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 05, 2021 |
TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight C. Schar | Management | For | For |
| 1.2 | Elect Director C. E. Andrews | Management | For | For |
| 1.3 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director Alfred E. Festa | Management | For | For |
| 1.6 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.7 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.8 | Elect Director Mel Martinez | Management | For | For |
| 1.9 | Elect Director William A. Moran | Management | For | For |
| 1.10 | Elect Director David A. Preiser | Management | For | For |
| 1.11 | Elect Director W. Grady Rosier | Management | For | For |
| 1.12 | Elect Director Susan Williamson Ross | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: ODFL SECURITY ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry A. Aaholm | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.4 | Elect Director Bradley R. Gabosch | Management | For | For |
| 1.5 | Elect Director Greg C. Gantt | Management | For | For |
| 1.6 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.7 | Elect Director John D. Kasarda | Management | For | For |
| 1.8 | Elect Director Wendy T. Stallings | Management | For | For |
| 1.9 | Elect Director Thomas A. Stith, III | Management | For | For |
| 1.10 | Elect Director Leo H. Suggs | Management | For | For |
| 1.11 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OTIS WORLDWIDE CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: OTIS SECURITY ID: 68902V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey H. Black | Management | For | For |
| 1b | Elect Director Kathy Hopinkah Hannan | Management | For | For |
| 1c | Elect Director Shailesh G. Jejurikar | Management | For | For |
| 1d | Elect Director Christopher J. Kearney | Management | For | For |
| 1e | Elect Director Judith F. Marks | Management | For | For |
| 1f | Elect Director Harold W. McGraw, III | Management | For | For |
| 1g | Elect Director Margaret M. V. Preston | Management | For | For |
| 1h | Elect Director Shelley Stewart, Jr. | Management | For | For |
| 1i | Elect Director John H. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PAYCOM SOFTWARE, INC.
MEETING DATE: MAY 03, 2021 |
TICKER: PAYC SECURITY ID: 70432V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Levenson | Management | For | For |
| 1.2 | Elect Director Frederick C. Peters, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Plans to Improve Diversity of Executive Leadership | Shareholder | None | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 05, 2021 |
TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Segun Agbaje | Management | For | For |
| 1b | Elect Director Shona L. Brown | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director Dave Lewis | Management | For | For |
| 1i | Elect Director David C. Page | Management | For | For |
| 1j | Elect Director Robert C. Pohlad | Management | For | For |
| 1k | Elect Director Daniel Vasella | Management | For | For |
| 1l | Elect Director Darren Walker | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| 6 | Report on External Public Health Costs | Shareholder | Against | Against |
| |
|---|
PERKINELMER, INC.
MEETING DATE: APR 27, 2021 |
TICKER: PKI SECURITY ID: 714046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Barrett | Management | For | For |
| 1b | Elect Director Samuel R. Chapin | Management | For | For |
| 1c | Elect Director Sylvie Gregoire | Management | For | For |
| 1d | Elect Director Alexis P. Michas | Management | For | For |
| 1e | Elect Director Prahlad R. Singh | Management | For | For |
| 1f | Elect Director Michel Vounatsos | Management | For | For |
| 1g | Elect Director Frank Witney | Management | For | For |
| 1h | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2021 |
TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QUALTRICS INTERNATIONAL INC.
MEETING DATE: MAY 19, 2021 |
TICKER: XM SECURITY ID: 747601201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Egon Durban | Management | For | For |
| 1b | Elect Director Sindhu Gangadharan | Management | For | For |
| 1c | Elect Director Paula Hansen | Management | For | For |
| 1d | Elect Director Christian Klein | Management | For | For |
| 1e | Elect Director Luka Mucic | Management | For | For |
| 1f | Elect Director Donald Paoni | Management | For | For |
| 1g | Elect Director Zig Serafin | Management | For | For |
| 1h | Elect Director Ryan Smith | Management | For | For |
| 1i | Elect Director Kelly Steckelberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 27, 2021 |
TICKER: PWR SECURITY ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director David M. McClanahan | Management | For | For |
| 1.7 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.8 | Elect Director Pat Wood, III | Management | For | For |
| 1.9 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 18, 2021 |
TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.3 | Elect Director Edward L. Michael | Management | For | For |
| 1.4 | Elect Director Kathy P. Ordonez | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.7 | Elect Director Charles P. Slacik | Management | For | For |
| 1.8 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.9 | Elect Director Kenneth J. Widder | Management | For | For |
| 1.10 | Elect Director Joseph D. Wilkins, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2021 |
TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Arthur F. Ryan | Management | For | For |
| 1c | Elect Director George L. Sing | Management | For | For |
| 1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RESMED INC.
MEETING DATE: NOV 19, 2020 |
TICKER: RMD SECURITY ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Karen Drexler | Management | For | For |
| 1b | Elect Director Michael Farrell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 02, 2021 |
TICKER: ROK SECURITY ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director William P. Gipson | Management | For | For |
| A2 | Elect Director J. Phillip Holloman | Management | For | For |
| A3 | Elect Director Steven R. Kalmanson | Management | For | For |
| A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
| A5 | Elect Director Lisa A. Payne | Management | For | For |
| B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2021 |
TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 1.8 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROYALTY PHARMA PLC
MEETING DATE: JUN 24, 2021 |
TICKER: RPRX SECURITY ID: G7709Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pablo Legorreta | Management | For | For |
| 1b | Elect Director Henry Fernandez | Management | For | For |
| 1c | Elect Director Bonnie Bassler | Management | For | For |
| 1d | Elect Director Errol De Souza | Management | For | For |
| 1e | Elect Director Catherine Engelbert | Management | For | For |
| 1f | Elect Director William Ford | Management | For | For |
| 1g | Elect Director M. Germano Giuliani | Management | For | For |
| 1h | Elect Director Ted Love | Management | For | For |
| 1i | Elect Director Gregory Norden | Management | For | For |
| 1j | Elect Director Rory Riggs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Ratify Ernst & Young as U.K. Statutory Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAR 11, 2021 |
TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAY 05, 2021 |
TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.6 | Elect Director Monique F. Leroux | Management | For | For |
| 1.7 | Elect Director Ian P. Livingston | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For |
| 5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
SARTORIUS STEDIM BIOTECH SA
MEETING DATE: MAR 24, 2021 |
TICKER: DIM SECURITY ID: F8005V210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.68 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 313,800 | Management | For | For |
| 6 | Approve Compensation of Corporate Officers | Management | For | For |
| 7 | Approve Compensation of Joachim Kreuzburg, Chairman and CEO | Management | For | Against |
| 8 | Approve Remuneration Policy of Corporate Officers | Management | For | Against |
| 9 | Authorize Repurchase of Up to 0.10 Percent of Issued Share Capital | Management | For | For |
| 10 | Reelect Anne-Marie Graffin as Director | Management | For | For |
| 11 | Reelect Susan Dexter as Director | Management | For | For |
| 12 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 13 | Acknowledge End of Mandate of Salustro Reydel as Alternate Auditor and Decision to Neither Replace Nor Renew | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 13, 2021 |
TICKER: SBAC SECURITY ID: 78410G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary S. Chan | Management | For | For |
| 1.2 | Elect Director George R. Krouse, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICENOW, INC.
MEETING DATE: JUN 07, 2021 |
TICKER: NOW SECURITY ID: 81762P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan L. Bostrom | Management | For | For |
| 1b | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
| 1d | Elect Director Frederic B. Luddy | Management | For | For |
| 1e | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan S. Batey | Management | For | For |
| 1b | Elect Director Kevin L. Beebe | Management | For | For |
| 1c | Elect Director Timothy R. Furey | Management | For | For |
| 1d | Elect Director Liam K. Griffin | Management | For | For |
| 1e | Elect Director Christine King | Management | For | For |
| 1f | Elect Director David P. McGlade | Management | For | For |
| 1g | Elect Director Robert A. Schriesheim | Management | For | For |
| 1h | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
SLACK TECHNOLOGIES, INC.
MEETING DATE: MAR 02, 2021 |
TICKER: WORK SECURITY ID: 83088V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: JUN 01, 2021 |
TICKER: SEDG SECURITY ID: 83417M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nadav Zafrir | Management | For | For |
| 1b | Elect Director Avery More | Management | For | For |
| 1c | Elect Director Zivi Lando | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2021 |
TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Shareholder | Against | For |
| |
|---|
SYNCHRONY FINANCIAL
MEETING DATE: MAY 20, 2021 |
TICKER: SYF SECURITY ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director Brian D. Doubles | Management | For | For |
| 1f | Elect Director William W. Graylin | Management | For | For |
| 1g | Elect Director Roy A. Guthrie | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director P.W. "Bill" Parker | Management | For | For |
| 1j | Elect Director Laurel J. Richie | Management | For | For |
| 1k | Elect Director Olympia J. Snowe | Management | For | For |
| 1l | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 08, 2021 |
TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Chi-Foon Chan | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Bruce R. Chizen | Management | For | For |
| 1e | Elect Director Mercedes Johnson | Management | For | For |
| 1f | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1g | Elect Director Jeannine P. Sargent | Management | For | For |
| 1h | Elect Director John Schwarz | Management | For | For |
| 1i | Elect Director Roy Vallee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 16, 2020 |
TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Michael Dornemann | Management | For | For |
| 1.3 | Elect Director J Moses | Management | For | For |
| 1.4 | Elect Director Michael Sheresky | Management | For | For |
| 1.5 | Elect Director LaVerne Srinivasan | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 1.7 | Elect Director Paul Viera | Management | For | For |
| 1.8 | Elect Director Roland Hernandez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2021 |
TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Cathy R. Gates | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Jon L. Luther | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Scott L. Thompson | Management | For | For |
| 1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 22, 2021 |
TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE AZEK COMPANY INC.
MEETING DATE: MAY 18, 2021 |
TICKER: AZEK SECURITY ID: 05478C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.2 | Elect Director Ashfaq Qadri | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
THE BOSTON BEER COMPANY, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: SAM SECURITY ID: 100557107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Meghan V. Joyce | Management | For | For |
| 1.2 | Elect Director Michael Spillane | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CLOROX COMPANY
MEETING DATE: NOV 18, 2020 |
TICKER: CLX SECURITY ID: 189054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Paul Parker | Management | For | For |
| 1.8 | Elect Director Linda Rendle | Management | For | For |
| 1.9 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.10 | Elect Director Kathryn Tesija | Management | For | For |
| 1.11 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.12 | Elect Director Russell J. Weiner | Management | For | For |
| 1.13 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 10, 2020 |
TICKER: EL SECURITY ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Wei Sun Christianson | Management | For | For |
| 1c | Elect Director Fabrizio Freda | Management | For | For |
| 1d | Elect Director Jane Lauder | Management | For | For |
| 1e | Elect Director Leonard A. Lauder | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 13, 2020 |
TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Against |
| 6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| |
|---|
THE PROGRESSIVE CORPORATION
MEETING DATE: MAY 07, 2021 |
TICKER: PGR SECURITY ID: 743315103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Philip Bleser | Management | For | For |
| 1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Charles A. Davis | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Lawton W. Fitt | Management | For | For |
| 1g | Elect Director Susan Patricia Griffith | Management | For | For |
| 1h | Elect Director Devin C. Johnson | Management | For | For |
| 1i | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 1l | Elect Director Kahina Van Dyke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 21, 2021 |
TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Arthur F. Anton | Management | For | For |
| 1c | Elect Director Jeff M. Fettig | Management | For | For |
| 1d | Elect Director Richard J. Kramer | Management | For | For |
| 1e | Elect Director John G. Morikis | Management | For | For |
| 1f | Elect Director Christine A. Poon | Management | For | For |
| 1g | Elect Director Aaron M. Powell | Management | For | For |
| 1h | Elect Director Michael H. Thaman | Management | For | For |
| 1i | Elect Director Matthew Thornton, III | Management | For | For |
| 1j | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 08, 2021 |
TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Jose B. Alvarez | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director Rosemary T. Berkery | Management | For | For |
| 1e | Elect Director David T. Ching | Management | For | For |
| 1f | Elect Director C. Kim Goodwin | Management | For | For |
| 1g | Elect Director Ernie Herrman | Management | For | For |
| 1h | Elect Director Michael F. Hines | Management | For | For |
| 1i | Elect Director Amy B. Lane | Management | For | For |
| 1j | Elect Director Carol Meyrowitz | Management | For | For |
| 1k | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1l | Elect Director John F. O'Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Welfare | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 19, 2021 |
TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director R. Alexandra Keith | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | Against |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 06, 2021 |
TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Joy Brown | Management | For | For |
| 1.3 | Elect Director Ricardo Cardenas | Management | For | For |
| 1.4 | Elect Director Denise L. Jackson | Management | For | For |
| 1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
TRANE TECHNOLOGIES PLC
MEETING DATE: JUN 03, 2021 |
TICKER: TT SECURITY ID: G8994E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director April Miller Boise | Management | For | For |
| 1j | Elect Director Karen B. Peetz | Management | For | For |
| 1k | Elect Director John P. Surma | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 07, 2021 |
TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel G. Liss | Management | For | For |
| 1b | Elect Director Bruce E. Hansen | Management | For | For |
| 1c | Elect Director Therese M. Vaughan | Management | For | For |
| 1d | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 19, 2021 |
TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey Leiden | Management | For | For |
| 1.8 | Elect Director Margaret McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 26, 2021 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
WALMART INC.
MEETING DATE: JUN 02, 2021 |
TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director S. Robson Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | For |
| 7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
| 8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
WEST PHARMACEUTICAL SERVICES, INC.
MEETING DATE: MAY 04, 2021 |
TICKER: WST SECURITY ID: 955306105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Buthman | Management | For | For |
| 1b | Elect Director William F. Feehery | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Eric M. Green | Management | For | For |
| 1e | Elect Director Thomas W. Hofmann | Management | For | For |
| 1f | Elect Director Deborah L. V. Keller | Management | For | For |
| 1g | Elect Director Myla P. Lai-Goldman | Management | For | For |
| 1h | Elect Director Douglas A. Michels | Management | For | For |
| 1i | Elect Director Paolo Pucci | Management | For | For |
| 1j | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WUXI APPTEC CO., LTD.
MEETING DATE: AUG 31, 2020 |
TICKER: 2359 SECURITY ID: Y971B1118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Adoption of the H Share Award and Trust Scheme | Management | For | For |
| 2 | Approve Grant of Awards to the Connected Selected Participants | Management | For | For |
| 3 | Approve Authorization to the Board and/or the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority | Management | For | For |
| 4 | Elect Boyang Wu as Supervisor | Shareholder | For | For |
| 5 | Approve Adjustment of the Remuneration Scheme of Supervisors | Management | For | For |
| 6 | Approve Change of Registered Capital | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 9 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2021 |
TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sanjay Khosla | Management | For | For |
| 1b | Elect Director Antoinette R. Leatherberry | Management | For | For |
| 1c | Elect Director Willie M. Reed | Management | For | For |
| 1d | Elect Director Linda Rhodes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY GROWTH DISCOVERY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
10X GENOMICS, INC.
MEETING DATE: JUN 11, 2021 |
TICKER: TXG SECURITY ID: 88025U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bryan E. Roberts | Management | For | For |
| 1b | Elect Director Kimberly J. Popovits | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 22, 2021 |
TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.2 | Elect Director Julian C. Baker | Management | For | For |
| 1.3 | Elect Director Daniel B. Soland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACLARIS THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2021 |
TICKER: ACRS SECURITY ID: 00461U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Molineaux | Management | For | For |
| 1.2 | Elect Director Bryan Reasons | Management | For | For |
| 1.3 | Elect Director Vincent Milano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ADAMAS PHARMACEUTICALS, INC.
MEETING DATE: JUN 02, 2021 |
TICKER: ADMS SECURITY ID: 00548A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha J. Demski | Management | For | For |
| 1.2 | Elect Director William W. Ericson | Management | For | For |
| 1.3 | Elect Director Spyridon Papapetropoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ADOBE INC.
MEETING DATE: APR 20, 2021 |
TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Melanie Boulden | Management | For | For |
| 1c | Elect Director Frank Calderoni | Management | For | For |
| 1d | Elect Director James Daley | Management | For | For |
| 1e | Elect Director Laura Desmond | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David Ricks | Management | For | For |
| 1j | Elect Director Daniel Rosensweig | Management | For | For |
| 1k | Elect Director John Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADYEN NV
MEETING DATE: FEB 12, 2021 |
TICKER: ADYEN SECURITY ID: N3501V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| |
|---|
ADYEN NV
MEETING DATE: JUN 03, 2021 |
TICKER: ADYEN SECURITY ID: N3501V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
| |
|---|
AFFIMED NV
MEETING DATE: AUG 04, 2020 |
TICKER: AFMD SECURITY ID: N01045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Amend Remuneration Policy for Management Board | Management | For | For |
| 7 | Amend Remuneration Policy for Supervisory Board | Management | For | For |
| 8a | Reelect Adi Hoess to Management Board | Management | For | For |
| 8b | Reelect Wolfgang Fischer to Management Board | Management | For | For |
| 8c | Elect Angus Smith to Management Board | Management | For | For |
| 8d | Elect Arndt Schottelius to Management Board | Management | For | For |
| 8e | Elect Andreas Harstrick to Management Board | Management | For | For |
| 9a | Reelect Thomas Hecht to Supervisory Board | Management | For | For |
| 9b | Reelect Ferdinand Verdonck to Supervisory Board | Management | For | For |
| 9c | Elect Harry Welten to Supervisory Board | Management | For | For |
| 9d | Elect Annalisa Jenkins to Supervisory Board | Management | For | For |
| 10 | Ratify KPMG N.V. as Auditors | Management | For | For |
| 11 | Approve Abolishment of Cumulative Preference Shares and Amend Articles of Association | Management | For | For |
| 12 | Authorize Repurchase of Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
AFFIMED NV
MEETING DATE: JUN 15, 2021 |
TICKER: AFMD SECURITY ID: N01045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Elect Denise Mueller to Management Board | Management | For | For |
| 7a | Reelect Ulrich Grau to Supervisory Board | Management | For | For |
| 7b | Reelect Mathieu Simon to Supervisory Board | Management | For | For |
| 7c | Elect Uta Kemmerich-Keil to Supervisory Board | Management | For | For |
| 8 | Ratify KPMG N.V. as Auditors | Management | For | For |
| 9 | Authorize Repurchase of Shares | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| |
|---|
AIRBNB, INC.
MEETING DATE: JUN 22, 2021 |
TICKER: ABNB SECURITY ID: 009066101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela Ahrendts | Management | For | For |
| 1.2 | Elect Director Brian Chesky | Management | For | For |
| 1.3 | Elect Director Kenneth Chenault | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AIRBUS SE
MEETING DATE: APR 14, 2021 |
TICKER: AIR SECURITY ID: N0280G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.3 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.5 | Approve Implementation of Remuneration Policy | Management | For | For |
| 4.6 | Reelect Rene Obermann as Non-Executive Director | Management | For | For |
| 4.7 | Reelect Amparo Moraleda as Non-Executive Director | Management | For | For |
| 4.8 | Reelect Victor Chu as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Jean-Pierre Clamadieu as Non-Executive Director | Management | For | For |
| 4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
AIXTRON SE
MEETING DATE: MAY 19, 2021 |
TICKER: AIXA SECURITY ID: D0257Y135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.11 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Elect Andreas Biagosch to the Supervisory Board | Management | For | For |
| 5.2 | Elect Petra Denk to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 04, 2021 |
TICKER: ALB SECURITY ID: 012653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Mary Lauren Brlas | Management | For | For |
| 2b | Elect Director J. Kent Masters, Jr. | Management | For | For |
| 2c | Elect Director Glenda J. Minor | Management | For | For |
| 2d | Elect Director James J. O'Brien | Management | For | For |
| 2e | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 2f | Elect Director Dean L. Seavers | Management | For | For |
| 2g | Elect Director Gerald A. Steiner | Management | For | For |
| 2h | Elect Director Holly A. Van Deursen | Management | For | For |
| 2i | Elect Director Alejandro D. Wolff | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALIBABA GROUP HOLDING LIMITED
MEETING DATE: SEP 30, 2020 |
TICKER: 9988 SECURITY ID: 01609W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | For |
| 2.2 | Elect Kabir Misra as Director | Management | For | For |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2021 |
TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director Olivier Brandicourt | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 02, 2021 |
TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | For |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | For |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | For |
| 1k | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Takedown Requests | Shareholder | Against | Against |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director William F. Gifford, Jr. | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Ellen R. Strahlman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMADEUS IT GROUP SA
MEETING DATE: JUN 16, 2021 |
TICKER: AMS SECURITY ID: E04648114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Jana Eggers as Director | Management | For | For |
| 5.2 | Elect Amanda Mesler as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Stephan Gemkow as Director | Management | For | For |
| 5.8 | Reelect Peter Kuerpick as Director | Management | For | For |
| 5.9 | Reelect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 5.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Performance Share Plan | Management | For | For |
| 10.1 | Amend Article 11 Re: Share Capital Increase | Management | For | For |
| 10.2 | Amend Article 24 Re: Remote Voting | Management | For | For |
| 10.3 | Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 10.4 | Amend Articles Re: Board Functions and Remuneration | Management | For | For |
| 10.5 | Amend Articles Re: Board Committees | Management | For | For |
| 11.1 | Amend Articles of General Meeting Regulations Re: Company's Name and Corporate Website | Management | For | For |
| 11.2 | Amend Article 7 of General Meeting Regulations Re: Right to Information | Management | For | For |
| 11.3 | Amend Articles of General Meeting Regulations Re: Holding of the General Meeting | Management | For | For |
| 11.4 | Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Keith B. Alexander | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 7 | Report on Promotion Data | Shareholder | Against | Against |
| 8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | For |
| 9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
| 10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
| 11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
| 12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| |
|---|
AMERICAN FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: AFG SECURITY ID: 025932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
| 1.2 | Elect Director S. Craig Lindner | Management | For | For |
| 1.3 | Elect Director John B. Berding | Management | For | For |
| 1.4 | Elect Director Virginia "Gina" C. Drosos | Management | For | For |
| 1.5 | Elect Director James E. Evans | Management | For | For |
| 1.6 | Elect Director Terry S. Jacobs | Management | For | For |
| 1.7 | Elect Director Gregory G. Joseph | Management | For | For |
| 1.8 | Elect Director Mary Beth Martin | Management | For | For |
| 1.9 | Elect Director Evans N. Nwankwo | Management | For | For |
| 1.10 | Elect Director William W. Verity | Management | For | For |
| 1.11 | Elect Director John I. Von Lehman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Cole, Jr. | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Peter R. Porrino | Management | For | For |
| 1j | Elect Director Amy L. Schioldager | Management | For | For |
| 1k | Elect Director Douglas M. Steenland | Management | For | For |
| 1l | Elect Director Therese M. Vaughan | Management | For | For |
| 1m | Elect Director Peter S. Zaffino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2021 |
TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
APPLIED THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2021 |
TICKER: APLT SECURITY ID: 03828A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARITZIA INC.
MEETING DATE: SEP 16, 2020 |
TICKER: ATZ SECURITY ID: 04045U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian Hill | Management | For | For |
| 1b | Elect Director Jennifer Wong | Management | For | For |
| 1c | Elect Director Aldo Bensadoun | Management | For | For |
| 1d | Elect Director John E. Currie | Management | For | For |
| 1e | Elect Director Ryan Holmes | Management | For | For |
| 1f | Elect Director David Labistour | Management | For | For |
| 1g | Elect Director John Montalbano | Management | For | For |
| 1h | Elect Director Marni Payne | Management | For | For |
| 1i | Elect Director Glen Senk | Management | For | For |
| 1j | Elect Director Marcia Smith | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 11, 2021 |
TICKER: AJG SECURITY ID: 363576109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1e | Elect Director David S. Johnson | Management | For | For |
| 1f | Elect Director Kay W. McCurdy | Management | For | For |
| 1g | Elect Director Christopher C. Miskel | Management | For | For |
| 1h | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1i | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 29, 2021 |
TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
TICKER: AZN SECURITY ID: 046353108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | Against |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: MAY 11, 2021 |
TICKER: AZN SECURITY ID: 046353108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| |
|---|
ATARA BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 08, 2021 |
TICKER: ATRA SECURITY ID: 046513107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric L. Dobmeier | Management | For | For |
| 1.2 | Elect Director William K. Heiden | Management | For | For |
| 1.3 | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AXON ENTERPRISE, INC.
MEETING DATE: MAY 27, 2021 |
TICKER: AXON SECURITY ID: 05464C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Carmona | Management | For | For |
| 1.2 | Elect Director Julie Cullivan | Management | For | For |
| 1.3 | Elect Director Caitlin Kalinowski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Approve the Increase in the Maximum Number of Directors from Nine to Eleven | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
AXONICS, INC.
MEETING DATE: JUN 23, 2021 |
TICKER: AXNX SECURITY ID: 05465P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond W. Cohen | Management | For | For |
| 1b | Elect Director Robert E. McNamara | Management | For | For |
| 1c | Elect Director Michael H. Carrel | Management | For | For |
| 1d | Elect Director Nancy Snyderman | Management | For | For |
| 1e | Elect Director Jane E. Kiernan | Management | For | For |
| 1f | Elect Director David M. Demski | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BALLARD POWER SYSTEMS INC.
MEETING DATE: JUN 02, 2021 |
TICKER: BLDP SECURITY ID: 058586108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1B | Elect Director Kui (Kevin) Jiang | Management | For | Withhold |
| 1C | Elect Director Duy-Loan Le | Management | For | For |
| 1D | Elect Director Randy MacEwen | Management | For | For |
| 1E | Elect Director Marty Neese | Management | For | For |
| 1F | Elect Director James Roche | Management | For | For |
| 1G | Elect Director Shaojun (Sherman) Sun | Management | For | For |
| 1H | Elect Director Janet Woodruff | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Re-approve Equity-Based Compensation Plans | Management | For | For |
| |
|---|
BERKELEY LIGHTS, INC.
MEETING DATE: MAY 14, 2021 |
TICKER: BLI SECURITY ID: 084310101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Lucier | Management | For | For |
| 1.2 | Elect Director Elizabeth Nelson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 27, 2021 |
TICKER: BIO SECURITY ID: 090572207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melinda Litherland | Management | For | For |
| 1.2 | Elect Director Arnold A. Pinkston | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 02, 2021 |
TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Maria C. Freire | Management | For | For |
| 1d | Elect Director William A. Hawkins | Management | For | For |
| 1e | Elect Director William D. Jones | Management | For | For |
| 1f | Elect Director Nancy L. Leaming | Management | For | For |
| 1g | Elect Director Jesus B. Mantas | Management | For | For |
| 1h | Elect Director Richard C. Mulligan | Management | For | For |
| 1i | Elect Director Stelios Papadopoulos | Management | For | For |
| 1j | Elect Director Brian S. Posner | Management | For | For |
| 1k | Elect Director Eric K. Rowinsky | Management | For | For |
| 1l | Elect Director Stephen A. Sherwin | Management | For | For |
| 1m | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| |
|---|
BIONTECH SE
MEETING DATE: JUN 22, 2021 |
TICKER: BNTX SECURITY ID: 09075V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5 | Approve Creation of EUR 123.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 6 | Amend Stock Option Plan 2017/2019 | Management | For | For |
| 7 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | Management | For | For |
| 9 | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12 | Cancel Affiliation Agreement with JPT Peptide Technologies GmbH | Management | For | For |
| 13.a | Approve Affiliation Agreements with JPT Peptide Technologies GmbH | Management | For | For |
| 13.b | Approve Affiliation Agreements with BioNTech Manufacturing Marburg GmbH | Management | For | For |
| 13.c | Approve Affiliation Agreements with reSano GmbH | Management | For | For |
| |
|---|
BLACK KNIGHT, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: BKI SECURITY ID: 09215C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.5 | Elect Director Joseph M. Otting | Management | For | For |
| 1.6 | Elect Director John D. Rood | Management | For | For |
| 1.7 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BLOOM ENERGY CORPORATION
MEETING DATE: MAY 12, 2021 |
TICKER: BE SECURITY ID: 093712107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Boskin | Management | For | For |
| 1.2 | Elect Director John T. Chambers | Management | For | For |
| 1.3 | Elect Director L. John Doerr - Withdrawn | Management | None | None |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BMC STOCK HOLDINGS, INC.
MEETING DATE: DEC 22, 2020 |
TICKER: BMCH SECURITY ID: 05591B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BRP GROUP, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: BRP SECURITY ID: 05589G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor Baldwin | Management | For | For |
| 1.2 | Elect Director Barbara Matas | Management | For | For |
| 1.3 | Elect Director Jay Cohen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: JUN 04, 2021 |
TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Linton | Management | For | For |
| 1.2 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.3 | Elect Director Robert Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: DEC 22, 2020 |
TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: JUN 15, 2021 |
TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cleveland A. Christophe | Management | For | Withhold |
| 1.2 | Elect Director David E. Flitman | Management | For | For |
| 1.3 | Elect Director W. Bradley Hayes | Management | For | Withhold |
| 1.4 | Elect Director Brett N. Milgrim | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 21, 2021 |
TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas S. Gayner | Management | For | Against |
| 1b | Elect Director Deborah J. Kissire | Management | For | For |
| 1c | Elect Director Thomas O. Might | Management | For | For |
| 1d | Elect Director Kristine E. Miller | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CACI INTERNATIONAL INC
MEETING DATE: NOV 12, 2020 |
TICKER: CACI SECURITY ID: 127190304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Daniels | Management | For | For |
| 1b | Elect Director Susan M. Gordon | Management | For | For |
| 1c | Elect Director William L. Jews | Management | For | For |
| 1d | Elect Director Gregory G. Johnson | Management | For | For |
| 1e | Elect Director J. Phillip London | Management | For | For |
| 1f | Elect Director John S. Mengucci | Management | For | For |
| 1g | Elect Director James L. Pavitt | Management | For | For |
| 1h | Elect Director Warren R. Phillips | Management | For | For |
| 1i | Elect Director Debora A. Plunkett | Management | For | For |
| 1j | Elect Director Charles P. Revoile | Management | For | For |
| 1k | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2021 |
TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: CBRE SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Shira D. Goodman | Management | For | For |
| 1e | Elect Director Christopher T. Jenny | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Oscar Munoz | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Laura D. Tyson | Management | For | For |
| 1j | Elect Director Sanjiv Yajnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
CD PROJEKT SA
MEETING DATE: JUL 28, 2020 |
TICKER: CDR SECURITY ID: X0957E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Receive Management Board Report, Standalone and Consolidated Financial Statements | Management | None | None |
| 6 | Approve Financial Statements | Management | For | For |
| 7 | Approve Consolidated Financial Statements | Management | For | For |
| 8 | Approve Management Board Report on Company's and Group's Operations | Management | For | For |
| 9 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 10 | Approve Discharge of Adam Kicinski (CEO) | Management | For | For |
| 11 | Approve Discharge of Marcin Iwinski (Deputy CEO) | Management | For | For |
| 12 | Approve Discharge of Piotr Nielubowicz (Deputy CEO) | Management | For | For |
| 13 | Approve Discharge of Adam Badowski (Management Board Member) | Management | For | For |
| 14 | Approve Discharge of Michal Nowakowski (Management Board Member) | Management | For | For |
| 15 | Approve Discharge of Piotr Karwowski (Management Board Member) | Management | For | For |
| 16 | Approve Discharge of Oleg Klapovskiy (Management Board Member) | Management | For | For |
| 17 | Approve Discharge of Katarzyna Szwarc (Supervisory Board Chairwoman) | Management | For | For |
| 18 | Approve Discharge of Piotr Pagowski (Supervisory Board Deputy Chairman) | Management | For | For |
| 19 | Approve Discharge of Michal Bien (Supervisory Board Member) | Management | For | For |
| 20 | Approve Discharge of Krzysztof Kilian (Supervisory Board Member) | Management | For | For |
| 21 | Approve Discharge of Maciej Nielubowicz (Supervisory Board Member) | Management | For | For |
| 22 | Approve Remuneration Policy | Management | For | Against |
| 23 | Amend May 24, 2016, AGM Resolution Re: Approve Incentive Plan | Management | For | For |
| 24 | Authorize Share Repurchase Program For Purpose of Incentive Plan; Approve Creation of Reserve Capital for Purpose of Share Repurchase Program | Management | For | For |
| 25 | Approve Incentive Plan | Management | For | Against |
| 26 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | Management | For | Against |
| 27 | Cancel Reserve Capital Created for Purpose of Share Repurchase Program | Management | For | For |
| 28 | Close Meeting | Management | None | None |
| |
|---|
CD PROJEKT SA
MEETING DATE: SEP 22, 2020 |
TICKER: CDR SECURITY ID: X0957E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Amend July 28, 2020, AGM, Resolution Re: Incentive Plan | Management | For | Against |
| 6 | Approve Issuance of Warrants without Preemptive Rights to Subscribe to Series N Shares for Purpose of Incentive Plan; Approve Conditional Increase in Share Capital via Issuance of N Series Shares | Management | For | Against |
| 7 | Close Meeting | Management | None | None |
| |
|---|
CELLNEX TELECOM SA
MEETING DATE: MAR 26, 2021 |
TICKER: CLNX SECURITY ID: E2R41M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Approve Annual Maximum Remuneration | Management | For | For |
| 5.2 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Grant of Shares to CEO | Management | For | For |
| 7.1 | Fix Number of Directors at 11 | Management | For | For |
| 7.2 | Ratify Appointment of and Elect Alexandra Reich as Director | Management | For | For |
| 8.1 | Amend Articles | Management | For | For |
| 8.2 | Remove Articles | Management | For | For |
| 8.3 | Renumber Article 27 as New Article 21 | Management | For | For |
| 8.4 | Amend Article 5 | Management | For | For |
| 8.5 | Amend Article 10 | Management | For | For |
| 8.6 | Amend Articles and Add New Article 13 | Management | For | For |
| 8.7 | Amend Articles | Management | For | For |
| 8.8 | Add New Article 15 | Management | For | For |
| 9.1 | Amend Articles of General Meeting Regulations Re: Technical Adjustments | Management | For | For |
| 9.2 | Amend Articles of General Meeting Regulations Re: Remote Voting | Management | For | For |
| 9.3 | Add New Article 15 to General Meeting Regulations | Management | For | For |
| 10 | Approve Capital Raising | Management | For | For |
| 11 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Management | For | For |
| 12 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 10 Percent of Capital | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Advisory Vote on Remuneration Report | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jessica L. Blume | Management | For | For |
| 1b | Elect Director Frederick H. Eppinger | Management | For | For |
| 1c | Elect Director David L. Steward | Management | For | For |
| 1d | Elect Director William L. Trubeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | For | For |
| |
|---|
CERES POWER HOLDINGS PLC
MEETING DATE: JUN 17, 2021 |
TICKER: CWR SECURITY ID: G2091U128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint BDO LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 3 | Elect William Brown as Director | Management | For | For |
| 4 | Re-elect Philip Caldwell as Director | Management | For | For |
| 5 | Re-elect Stephen Callaghan as Director | Management | For | For |
| 6 | Re-elect Aidan Hughes as Director | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| |
|---|
CERTARA, INC.
MEETING DATE: MAY 18, 2021 |
TICKER: CERT SECURITY ID: 15687V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mason P. Slaine | Management | For | For |
| 1.2 | Elect Director James E. Cashman, III. | Management | For | For |
| 1.3 | Elect Director Ethan Waxman | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2021 |
TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cordani | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Eric J. Foss | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director John M. Partridge | Management | For | For |
| 1j | Elect Director Kimberly A. Ross | Management | For | For |
| 1k | Elect Director Eric C. Wiseman | Management | For | For |
| 1l | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| |
|---|
CINTAS CORPORATION
MEETING DATE: OCT 27, 2020 |
TICKER: CTAS SECURITY ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Karen L. Carnahan | Management | For | For |
| 1e | Elect Director Robert E. Coletti | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| |
|---|
CLOUDFLARE, INC.
MEETING DATE: JUN 03, 2021 |
TICKER: NET SECURITY ID: 18915M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Eitel | Management | For | For |
| 1.2 | Elect Director Matthew Prince | Management | For | For |
| 1.3 | Elect Director Katrin Suder | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 05, 2021 |
TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 15, 2021 |
TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer Aaker | Management | For | For |
| 1.2 | Elect Director Esther Martinborough | Management | For | For |
| 1.3 | Elect Director John J. Nicols | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2021 |
TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Collins | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Curtis C. Farmer | Management | For | For |
| 1.5 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.6 | Elect Director Richard G. Lindner | Management | For | For |
| 1.7 | Elect Director Barbara R. Smith | Management | For | For |
| 1.8 | Elect Director Robert S. Taubman | Management | For | For |
| 1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.10 | Elect Director Nina G. Vaca | Management | For | For |
| 1.11 | Elect Director Michael G. Van de Ven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
COMPASS GROUP PLC
MEETING DATE: FEB 04, 2021 |
TICKER: CPG SECURITY ID: G23296208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Ian Meakins as Director | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Gary Green as Director | Management | For | For |
| 7 | Re-elect Karen Witts as Director | Management | For | For |
| 8 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 9 | Re-elect John Bason as Director | Management | For | For |
| 10 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 11 | Re-elect John Bryant as Director | Management | For | For |
| 12 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 13 | Re-elect Nelson Silva as Director | Management | For | For |
| 14 | Re-elect Ireena Vittal as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| |
|---|
CORBION NV
MEETING DATE: MAY 19, 2021 |
TICKER: CRBN SECURITY ID: N2334V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 0.56 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Reelect Eddy van Rhede van der Kloot to Management Board | Management | For | For |
| 10 | Elect Dessi Temperley to Supervisory Board | Management | For | For |
| 11 | Reelect Mathieu Vrijsen to Supervisory Board | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital for General Purposes | Management | For | For |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 12 | Management | For | For |
| 14 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital in Case of Mergers, Acquisitions, or Strategic Alliances | Management | For | For |
| 15 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 14 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 18 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 19 | Other Business (Non-Voting) | Management | None | None |
| 20 | Close Meeting | Management | None | None |
| |
|---|
CRISPR THERAPEUTICS AG
MEETING DATE: JUN 10, 2021 |
TICKER: CRSP SECURITY ID: H17182108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Reelect Director Rodger Novak | Management | For | For |
| 4b | Reelect Director Samarth Kulkarni | Management | For | For |
| 4c | Reelect Director Ali Behbahani | Management | For | For |
| 4d | Reelect Director Bradley Bolzon | Management | For | For |
| 4e | Reelect Director Simeon J. George | Management | For | For |
| 4f | Reelect Director John T. Greene | Management | For | For |
| 4g | Reelect Director Katherine A. High | Management | For | For |
| 4h | Reelect Director Douglas A. Treco | Management | For | For |
| 4i | Elect Director H Edward Fleming, Jr. | Management | For | For |
| 5a | Reelect Ali Behbahani as Member of the Compensation Committee | Management | For | For |
| 5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | For |
| 5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | For |
| 6a | Approve Remuneration of Directors in the Amount of USD 507,000 | Management | For | For |
| 6b | Approve Remuneration of Directors in the Amount of USD 11,738,100 | Management | For | For |
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | Management | For | For |
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | Management | For | For |
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | Management | For | For |
| 7 | Approve Increase in Conditional Share Capital for Employee Equity Plans | Management | For | Against |
| 8 | Approve Increase in Size of Board | Management | For | For |
| 9 | Approve CHF 1,179,509 Increase in Authorized Capital | Management | For | For |
| 10 | Designate Marius Meier as Independent Proxy | Management | For | For |
| 11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| |
|---|
CYBERARK SOFTWARE LTD.
MEETING DATE: JUN 29, 2021 |
TICKER: CYBR SECURITY ID: M2682V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ehud (Udi) Mokady as Director | Management | For | For |
| 1.2 | Reelect David Schaeffer as Director | Management | For | For |
| 2 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2021 |
TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DALATA HOTEL GROUP PLC
MEETING DATE: JAN 29, 2021 |
TICKER: DHG SECURITY ID: G2630L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| |
|---|
DALATA HOTEL GROUP PLC
MEETING DATE: APR 29, 2021 |
TICKER: DHG SECURITY ID: G2630L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect John Hennessy as Director | Management | For | For |
| 3b | Re-elect Patrick McCann as Director | Management | For | For |
| 3c | Re-elect Stephen McNally as Director | Management | For | For |
| 3d | Re-elect Dermot Crowley as Director | Management | For | For |
| 3e | Re-elect Robert Dix as Director | Management | For | For |
| 3f | Re-elect Alf Smiddy as Director | Management | For | For |
| 3g | Re-elect Margaret Sweeney as Director | Management | For | For |
| 3h | Re-elect Elizabeth McMeikan as Director | Management | For | For |
| 3i | Re-elect Shane Casserly as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 9 | Authorise Re-allotment of Treasury Shares | Management | For | For |
| 10 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2021 |
TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rainer M. Blair | Management | For | For |
| 1b | Elect Director Linda Hefner Filler | Management | For | For |
| 1c | Elect Director Teri List | Management | For | For |
| 1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1e | Elect Director Jessica L. Mega | Management | For | For |
| 1f | Elect Director Mitchell P. Rales | Management | For | For |
| 1g | Elect Director Steven M. Rales | Management | For | For |
| 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| 1i | Elect Director John T. Schwieters | Management | For | For |
| 1j | Elect Director Alan G. Spoon | Management | For | For |
| 1k | Elect Director Raymond C. Stevens | Management | For | For |
| 1l | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
DATADOG, INC.
MEETING DATE: JUN 10, 2021 |
TICKER: DDOG SECURITY ID: 23804L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexis Le-Quoc | Management | For | For |
| 1b | Elect Director Michael Callahan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DUCK CREEK TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2021 |
TICKER: DCT SECURITY ID: 264120106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Moran | Management | For | For |
| 1.2 | Elect Director Stuart Nicoll | Management | For | For |
| 1.3 | Elect Director Jason Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: APR 28, 2021 |
TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Luther C. Kissam | Management | For | For |
| 1i | Elect Director Frederick M. Lowery | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Deanna M. Mulligan | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 7 | Report on Plastic Pollution | Shareholder | Against | For |
| |
|---|
EDENRED SA
MEETING DATE: MAY 11, 2021 |
TICKER: EDEN SECURITY ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Sylvia Coutinho as Director | Management | For | For |
| 6 | Reelect Francoise Gri as Director | Management | For | For |
| 7 | Elect Angeles Garcia-Poveda as Director | Management | For | For |
| 8 | Elect Monica Mondardini as Director | Management | For | For |
| 9 | Elect Philippe Vallee as Director | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 15 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees, Corporate Officers and International Subsidiaries | Management | For | For |
| 18 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 19 | Change Company Name to SE Edenred and Amend Article of Bylaws Accordingly | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 21, 2020 |
TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan Chadwick | Management | For | For |
| 1b | Elect Director Michelangelo Volpi | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Executive Director | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 06, 2020 |
TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 03, 2021 |
TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
ENDO INTERNATIONAL PLC
MEETING DATE: JUN 10, 2021 |
TICKER: ENDP SECURITY ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director Jennifer M. Chao | Management | For | For |
| 1c | Elect Director Blaise Coleman | Management | For | For |
| 1d | Elect Director Shane M. Cooke | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director M. Christine Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 4 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: FEB 01, 2021 |
TICKER: ENR SECURITY ID: 29272W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Mark S. LaVigne | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Badrinarayanan Kothandaraman | Management | For | For |
| 1.2 | Elect Director Joseph Malchow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 06, 2021 |
TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Scott A. McGregor | Management | For | For |
| 1f | Elect Director John A. McKinley | Management | For | For |
| 1g | Elect Director Robert W. Selander | Management | For | For |
| 1h | Elect Director Melissa D. Smith | Management | For | For |
| 1i | Elect Director Audrey Boone Tillman | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 17, 2021 |
TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela M. Aman | Management | For | For |
| 1.2 | Elect Director Raymond Bennett | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVELO BIOSCIENCES, INC.
MEETING DATE: JUN 08, 2021 |
TICKER: EVLO SECURITY ID: 299734103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Epstein | Management | For | For |
| 1.2 | Elect Director Balkrishan (Simba) Gill | Management | For | For |
| 1.3 | Elect Director John A. Hohneker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles Cohen | Management | For | For |
| 1b | Elect Director Carl B. Feldbaum | Management | For | For |
| 1c | Elect Director Maria C. Freire | Management | For | For |
| 1d | Elect Director Alan M. Garber | Management | For | For |
| 1e | Elect Director Vincent T. Marchesi | Management | For | For |
| 1f | Elect Director Michael M. Morrissey | Management | For | For |
| 1g | Elect Director Stelios Papadopoulos | Management | For | For |
| 1h | Elect Director George Poste | Management | For | For |
| 1i | Elect Director Julie Anne Smith | Management | For | For |
| 1j | Elect Director Lance Willsey | Management | For | For |
| 1k | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 24, 2021 |
TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott A. Satterlee | Management | For | For |
| 1b | Elect Director Michael J. Ancius | Management | For | For |
| 1c | Elect Director Stephen L. Eastman | Management | For | For |
| 1d | Elect Director Daniel L. Florness | Management | For | For |
| 1e | Elect Director Rita J. Heise | Management | For | For |
| 1f | Elect Director Hsenghung Sam Hsu | Management | For | For |
| 1g | Elect Director Daniel L. Johnson | Management | For | For |
| 1h | Elect Director Nicholas J. Lundquist | Management | For | For |
| 1i | Elect Director Reyne K. Wisecup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FERRARI NV
MEETING DATE: APR 15, 2021 |
TICKER: RACE SECURITY ID: N3167Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 0.867 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.c | Reelect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.d | Reelect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect John Galantic as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Awards to Executive Director | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| |
|---|
FEVERTREE DRINKS PLC
MEETING DATE: MAY 20, 2021 |
TICKER: FEVR SECURITY ID: G33929103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect William Ronald as Director | Management | For | For |
| 5 | Re-elect Timothy Warrillow as Director | Management | For | For |
| 6 | Re-elect Andrew Branchflower as Director | Management | For | For |
| 7 | Re-elect Coline McConville as Director | Management | For | For |
| 8 | Re-elect Kevin Havelock as Director | Management | For | For |
| 9 | Re-elect Jeff Popkin as Director | Management | For | For |
| 10 | Re-elect Domenic De Lorenzo as Director | Management | For | For |
| 11 | Reappoint BDO LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Amend Long Term Incentive Plan | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: JUN 11, 2021 |
TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sara C. Andrews | Management | For | For |
| 1b | Elect Director Adrian McDermott | Management | For | For |
| 1c | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST QUANTUM MINERALS LTD.
MEETING DATE: MAY 06, 2021 |
TICKER: FM SECURITY ID: 335934105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Robert J. Harding | Management | For | For |
| 2.7 | Elect Director Simon J. Scott | Management | For | For |
| 2.8 | Elect Director Joanne K. Warner | Management | For | For |
| 2.9 | Elect Director Charles Kevin McArthur | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FIVERR INTERNATIONAL LTD.
MEETING DATE: AUG 20, 2020 |
TICKER: FVRR SECURITY ID: M4R82T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Philippe Botteri as Director | Management | For | For |
| 1.2 | Reelect Jonathan Kolber as Director | Management | For | For |
| 2 | Approve Employee Stock Purchase Plan | Management | For | For |
| 3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| |
|---|
FLUTTER ENTERTAINMENT PLC
MEETING DATE: DEC 29, 2020 |
TICKER: FLTR SECURITY ID: G3643J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of the Fastball Shares by TSE Holdings Limited | Management | For | For |
| |
|---|
FLUTTER ENTERTAINMENT PLC
MEETING DATE: JAN 19, 2021 |
TICKER: FLTR SECURITY ID: G3643J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3A | Conditional upon the Adoption of Resolutions 1 and 2, Adopt New Articles of Association | Management | For | For |
| 3B | Conditional upon the Adoption of Resolution 1 and Resolution 2 not being Validly Adopted, Adopt New Articles of Association | Management | For | For |
| 4 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| |
|---|
FLUTTER ENTERTAINMENT PLC
MEETING DATE: APR 29, 2021 |
TICKER: FLTR SECURITY ID: G3643J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Zillah Byng-Thorne as Director | Management | For | For |
| 3b | Re-elect Michael Cawley as Director | Management | For | For |
| 3c | Re-elect Nancy Cruickshank as Director | Management | For | For |
| 3d | Re-elect Richard Flint as Director | Management | For | For |
| 3e | Re-elect Andrew Higginson as Director | Management | For | For |
| 3f | Re-elect Jonathan Hill as Director | Management | For | For |
| 3g | Re-elect Alfred Hurley Jr as Director | Management | For | For |
| 3h | Re-elect Peter Jackson as Director | Management | For | For |
| 3i | Re-elect David Lazzarato as Director | Management | For | For |
| 3j | Re-elect Gary McGann as Director | Management | For | For |
| 3k | Re-elect Mary Turner as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 9 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| 10 | Approve Bonus Issue of Shares | Management | For | For |
| 11 | Approve Reduction of Capital | Management | For | For |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
MEETING DATE: MAY 04, 2021 |
TICKER: FBHS SECURITY ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann Fritz Hackett | Management | For | For |
| 1b | Elect Director John G. Morikis | Management | For | For |
| 1c | Elect Director Jeffery S. Perry | Management | For | For |
| 1d | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GAMIDA CELL LTD.
MEETING DATE: SEP 10, 2020 |
TICKER: GMDA SECURITY ID: M47364100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Kenneth I. Moch as Director | Management | For | For |
| 1.b | Elect Michael S. Perry as Director | Management | For | For |
| 1.c | Elect Nurit Benjamini as Director | Management | For | For |
| 2 | Approve Amended Employment Terms of Julian Adams, CEO | Management | For | For |
| 3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Approve Renewal of Insurance Policy to Directors/Officers | Management | For | For |
| 5 | Approve an Amendment to Company's 2017 Share Incentive Plan | Management | For | Against |
| 6 | Reappoint Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 17, 2021 |
TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert D. Dixon | Management | For | For |
| 1.2 | Elect Director David A. Ramon | Management | For | For |
| 1.3 | Elect Director William D. Jenkins, Jr. | Management | For | For |
| 1.4 | Elect Director Kathryn V. Roedel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 04, 2021 |
TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sebastien Bazin | Management | For | Against |
| 1b | Elect Director Ashton Carter | Management | For | For |
| 1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | Against |
| 1e | Elect Director Edward Garden | Management | For | Against |
| 1f | Elect Director Thomas Horton | Management | For | Against |
| 1g | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Catherine Lesjak | Management | For | For |
| 1i | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 1j | Elect Director Leslie Seidman | Management | For | For |
| 1k | Elect Director James Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Report on Meeting the Criteria of the Net Zero Indicator | Shareholder | For | For |
| |
|---|
GUARDANT HEALTH, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: GH SECURITY ID: 40131M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Helmy Eltoukhy | Management | For | For |
| 1b | Elect Director AmirAli Talasaz | Management | For | For |
| 1c | Elect Director Bahija Jallal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAEMONETICS CORPORATION
MEETING DATE: JUL 21, 2020 |
TICKER: HAE SECURITY ID: 405024100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher A. Simon | Management | For | For |
| 1.2 | Elect Director Robert E. Abernathy | Management | For | For |
| 1.3 | Elect Director Michael J. Coyle | Management | For | For |
| 1.4 | Elect Director Charles J. Dockendorff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HDFC BANK LIMITED
MEETING DATE: JUL 18, 2020 |
TICKER: 500180 SECURITY ID: Y3119P190
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Special Interim Dividend | Management | For | For |
| 4 | Reelect Kaizad Bharucha as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | Management | For | For |
| 6 | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | Management | For | For |
| 7 | Reelect Malay Patel as Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Management | For | For |
| 9 | Elect Renu Karnad as Director | Management | For | For |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | Management | For | For |
| |
|---|
HDFC BANK LIMITED
MEETING DATE: DEC 01, 2020 |
TICKER: 500180 SECURITY ID: Y3119P190
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sashidhar Jagdishan as Director | Management | For | For |
| 2 | Approve Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer | Management | For | For |
| |
|---|
HEALTHEQUITY, INC.
MEETING DATE: JUN 24, 2021 |
TICKER: HQY SECURITY ID: 42226A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Selander | Management | For | For |
| 1.2 | Elect Director Jon Kessler | Management | For | For |
| 1.3 | Elect Director Stephen Neeleman | Management | For | For |
| 1.4 | Elect Director Frank Corvino | Management | For | For |
| 1.5 | Elect Director Adrian Dillon | Management | For | For |
| 1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.7 | Elect Director Debra McCowan | Management | For | For |
| 1.8 | Elect Director Stuart Parker | Management | For | For |
| 1.9 | Elect Director Ian Sacks | Management | For | For |
| 1.10 | Elect Director Gayle Wellborn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: MAY 19, 2021 |
TICKER: HLT SECURITY ID: 43300A203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Chris Carr | Management | For | For |
| 1e | Elect Director Melanie L. Healey | Management | For | For |
| 1f | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1g | Elect Director Judith A. McHale | Management | For | For |
| 1h | Elect Director John G. Schreiber | Management | For | For |
| 1i | Elect Director Elizabeth A. Smith | Management | For | For |
| 1j | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 12, 2021 |
TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director Manuel J. Fernandez | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HOLOGIC INC.
MEETING DATE: MAR 11, 2021 |
TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P. MacMillan | Management | For | For |
| 1b | Elect Director Sally W. Crawford | Management | For | For |
| 1c | Elect Director Charles J. Dockendorff | Management | For | For |
| 1d | Elect Director Scott T. Garrett | Management | For | For |
| 1e | Elect Director Ludwig N. Hantson | Management | For | For |
| 1f | Elect Director Namal Nawana | Management | For | For |
| 1g | Elect Director Christiana Stamoulis | Management | For | For |
| 1h | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HON HAI PRECISION INDUSTRY CO., LTD.
MEETING DATE: JUN 23, 2021 |
TICKER: 2317 SECURITY ID: Y36861105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
HOOKIPA PHARMA INC.
MEETING DATE: JUN 01, 2021 |
TICKER: HOOK SECURITY ID: 43906K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Charles Soria | Management | For | For |
| 1.2 | Elect Director Michael A. Kelly | Management | For | For |
| 2 | Ratify PwC Wirtschaftsprufung GmbH as Auditors | Management | For | For |
| |
|---|
II-VI INCORPORATED
MEETING DATE: NOV 09, 2020 |
TICKER: IIVI SECURITY ID: 902104108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Corasanti | Management | For | For |
| 1b | Elect Director Patricia Hatter | Management | For | For |
| 1c | Elect Director Marc Y. E. Pelaez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INGERSOLL RAND INC.
MEETING DATE: JUN 16, 2021 |
TICKER: IR SECURITY ID: 45687V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6a.1 | Elect Director Peter M. Stavros | Management | For | For |
| 6a.2 | Elect Director Kirk E. Arnold | Management | For | For |
| 6a.3 | Elect Director Elizabeth Centoni | Management | For | For |
| 6a.4 | Elect Director William P. Donnelly | Management | For | For |
| 6a.5 | Elect Director Gary D. Forsee | Management | For | For |
| 6a.6 | Elect Director John Humphrey | Management | For | For |
| 6a.7 | Elect Director Marc E. Jones | Management | For | For |
| 6a.8 | Elect Director Vicente Reynal | Management | For | For |
| 6a.9 | Elect Director Joshua T. Weisenbeck | Management | For | For |
| 6a.10 | Elect Director Tony L. White | Management | For | For |
| 6b.11 | Elect Director Peter M. Stavros | Management | For | For |
| 6b.12 | Elect Director Elizabeth Centoni | Management | For | For |
| 6b.13 | Elect Director Gary D. Forsee | Management | For | For |
| 6b.14 | Elect Director Tony L. White | Management | For | For |
| |
|---|
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 24, 2021 |
TICKER: 1801 SECURITY ID: G4818G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Shuyun Chen as Director | Management | For | Against |
| 2.2 | Elect Kaixian Chen as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 24, 2021 |
TICKER: 1801 SECURITY ID: G4818G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
| 1b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
| 2a | Approve Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
| 2b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
| 3a | Approve Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
| 3b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
| 4a | Approve Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
| 4b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
| 5a | Approve Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
| 5b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 12, 2021 |
TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Leo Lee | Management | For | For |
| 1.3 | Elect Director Carol A. Schafer | Management | For | For |
| 1.4 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INSPIRE MEDICAL SYSTEMS, INC.
MEETING DATE: APR 29, 2021 |
TICKER: INSP SECURITY ID: 457730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marilyn Carlson Nelson | Management | For | For |
| 1.2 | Elect Director Jerry C. Griffin | Management | For | For |
| 1.3 | Elect Director Casey M. Tansey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 27, 2021 |
TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne A. I. Frederick | Management | For | For |
| 1.2 | Elect Director Shacey Petrovic | Management | For | For |
| 1.3 | Elect Director Timothy J. Scannell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 22, 2021 |
TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Monica P. Reed | Management | For | For |
| 1k | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
JMP GROUP LLC
MEETING DATE: JUN 10, 2021 |
TICKER: JMP SECURITY ID: 46629U107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Jolson | Management | For | For |
| 1.2 | Elect Director Craig R. Johnson | Management | For | For |
| 1.3 | Elect Director Carter D. Mack | Management | For | For |
| 1.4 | Elect Director Mark L. Lehmann | Management | For | For |
| 1.5 | Elect Director Glenn H. Tongue | Management | For | For |
| 1.6 | Elect Director Kenneth M. Karmin | Management | For | For |
| 1.7 | Elect Director H. Mark Lunenburg | Management | For | For |
| 1.8 | Elect Director Staci Slaughter | Management | For | For |
| 1.9 | Elect Director Jonathan M. Orszag | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
KWEICHOW MOUTAI CO., LTD.
MEETING DATE: JUN 09, 2021 |
TICKER: 600519 SECURITY ID: Y5070V116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial Auditor and Internal Control Auditor | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LAUREATE EDUCATION, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: LAUR SECURITY ID: 518613203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | For |
| 1.3 | Elect Director William L. Cornog | Management | For | Withhold |
| 1.4 | Elect Director Pedro del Corro | Management | For | For |
| 1.5 | Elect Director Michael J. Durham | Management | For | For |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Judith Rodin | Management | For | For |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | For |
| 1.10 | Elect Director Ian K. Snow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
LG CHEM LTD.
MEETING DATE: MAR 25, 2021 |
TICKER: 051910 SECURITY ID: Y52758102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Cha Dong Seok as Inside Director | Management | For | For |
| 4 | Elect Kim Mun-Su as Outside Director to Serve as an Audit Committee Member | Management | For | Against |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: APR 15, 2021 |
TICKER: MC SECURITY ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Antoine Arnault as Director | Management | For | For |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | For |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | For |
| 12 | Approve Compensation of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: MAY 28, 2021 |
TICKER: MC SECURITY ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Leslie V. Godridge | Management | For | For |
| 1.7 | Elect Director Richard S. Gold | Management | For | For |
| 1.8 | Elect Director Richard A. Grossi | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Rudina Seseri | Management | For | For |
| 1.19 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: MAY 25, 2021 |
TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred Stock | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 13, 2021 |
TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Deepak Raghavan | Management | For | For |
| 1b | Elect Director Edmond I. Eger, III | Management | For | For |
| 1c | Elect Director Linda T. Hollembaek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 22, 2021 |
TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: JUN 15, 2021 |
TICKER: MTCH SECURITY ID: 57667L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wendi Murdoch | Management | For | For |
| 1b | Elect Director Glenn H. Schiffman | Management | For | For |
| 1c | Elect Director Pamela S. Seymon | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MEDACTA GROUP SA
MEETING DATE: MAY 25, 2021 |
TICKER: MOVE SECURITY ID: H7251B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Alberto Siccardi as Director and Board Chairman | Management | For | For |
| 4.2 | Reelect Maria Tonolli as Director | Management | For | For |
| 4.3 | Reelect Victor Balli as Director | Management | For | For |
| 4.4 | Reelect Riccardo Braglia as Director | Management | For | For |
| 4.5 | Reelect Philippe Weber as Director | Management | For | For |
| 5.1 | Reappoint Philippe Weber as Member of the Compensation Committee | Management | For | For |
| 5.2 | Reappoint Riccardo Braglia as Member of the Compensation Committee | Management | For | For |
| 6 | Designate Fulvio Pelli as Independent Proxy | Management | For | For |
| 7 | Ratify Deloitte SA as Auditors | Management | For | For |
| 8.1.1 | Approve Remuneration of Directors in the Amount of CHF 1.2 Million | Management | For | For |
| 8.1.2 | Approve Remuneration for Consulting Services of Directors in the Amount of CHF 150,000 | Management | For | For |
| 8.2.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 1.2 Million | Management | For | For |
| 8.2.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 1.1 Million | Management | For | For |
| 8.2.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 800,000 | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
MEDIATEK, INC.
MEETING DATE: JUN 10, 2021 |
TICKER: 2454 SECURITY ID: Y5945U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Issuance of Restricted Stock Awards | Management | For | For |
| 5.1 | Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director | Management | For | Against |
| 5.2 | Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director | Management | For | Against |
| 5.3 | Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director | Management | For | Against |
| 5.4 | Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director | Management | For | Against |
| 5.5 | Elect Joe Chen with Shareholder No. 157 as Non-independent Director | Management | For | Against |
| 5.6 | Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director | Management | For | For |
| 5.7 | Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director | Management | For | For |
| 5.8 | Elect Ming-Je Tang with ID No. A100065XXX as Independent Director | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2021 |
TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| |
|---|
METRO BANK PLC
MEETING DATE: MAY 18, 2021 |
TICKER: MTRO SECURITY ID: G60640102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | For | For |
| 5 | Amend Deferred Variable Reward Plan | Management | For | For |
| 6 | Elect Robert Sharpe as Director | Management | For | For |
| 7 | Re-elect Sir Michael Snyder as Director | Management | For | For |
| 8 | Re-elect Daniel Frumkin as Director | Management | For | For |
| 9 | Re-elect David Arden as Director | Management | For | For |
| 10 | Re-elect Monique Melis as Director | Management | For | For |
| 11 | Re-elect Catherine Brown as Director | Management | For | For |
| 12 | Re-elect Paul Thandi as Director | Management | For | For |
| 13 | Re-elect Sally Clark as Director | Management | For | For |
| 14 | Re-elect Michael Torpey as Director | Management | For | For |
| 15 | Re-elect Nicholas Winsor as Director | Management | For | For |
| 16 | Re-elect Anne Grim as Director | Management | For | For |
| 17 | Re-elect Ian Henderson as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2020 |
TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MOBILE TELESYSTEMS PJSC
MEETING DATE: FEB 15, 2021 |
TICKER: MTSS SECURITY ID: 607409109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Reorganization via Acquisition of OOO Stv | Management | For | Did Not Vote |
| 1.2 | Approve Reorganization via Acquisition of OOO Stream | Management | For | Did Not Vote |
| 1.3 | Approve Reorganization via Acquisition of OOO Oblachnyi Riteil | Management | For | Did Not Vote |
| 1.4 | Approve Reorganization via Acquisition of OOO Oblachnyi Riteil Plius | Management | For | Did Not Vote |
| 1.5 | Approve Reorganization via Acquisition of OOO MKS Balashikha | Management | For | Did Not Vote |
| 1.6 | Approve Reorganization via Acquisition of AO NPO Progtekh | Management | For | Did Not Vote |
| 2.1 | Amend Charter in Connection with Reorganization Proposed under Item 1.1 | Management | For | Did Not Vote |
| 2.2 | Amend Charter in Connection with Reorganization Proposed under Item 1.2 | Management | For | Did Not Vote |
| 2.3 | Amend Charter in Connection with Reorganization Proposed under Item 1.3 | Management | For | Did Not Vote |
| 2.4 | Amend Charter in Connection with Reorganization Proposed under Item 1.4 | Management | For | Did Not Vote |
| 2.5 | Amend Charter in Connection with Reorganization Proposed under Item 1.5 | Management | For | Did Not Vote |
| 2.6 | Amend Charter in Connection with Reorganization Proposed under Item 1.6 | Management | For | Did Not Vote |
| 3.1 | Approve Company's Membership in StroySvyazTelecom | Management | For | Did Not Vote |
| 3.2 | Approve Company's Membership in ProektSvyazTelecom | Management | For | Did Not Vote |
| 4 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
| 5 | Approve New Edition of Regulations on Management | Management | For | Did Not Vote |
| 6 | Approve New Edition of Regulations on CEO | Management | For | Did Not Vote |
| 7 | Approve New Edition of Regulations on Audit Commission | Management | For | Did Not Vote |
| |
|---|
MONGODB, INC.
MEETING DATE: JUL 10, 2020 |
TICKER: MDB SECURITY ID: 60937P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Archana Agrawal | Management | For | For |
| 1.2 | Elect Director Hope Cochran | Management | For | For |
| 1.3 | Elect Director Dwight Merriman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MONGODB, INC.
MEETING DATE: JUN 29, 2021 |
TICKER: MDB SECURITY ID: 60937P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Botha | Management | For | For |
| 1.2 | Elect Director Dev Ittycheria | Management | For | For |
| 1.3 | Elect Director John McMahon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 15, 2021 |
TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director James L. Dinkins | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| |
|---|
MP MATERIALS CORP.
MEETING DATE: JUN 15, 2021 |
TICKER: MP SECURITY ID: 553368101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Litinsky | Management | For | For |
| 1.2 | Elect Director Andrew A. McKnight | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 27, 2021 |
TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Wayne Edmunds | Management | For | For |
| 1d | Elect Director Catherine R. Kinney | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Sandy C. Rattray | Management | For | For |
| 1g | Elect Director Linda H. Riefler | Management | For | For |
| 1h | Elect Director Marcus L. Smith | Management | For | For |
| 1i | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MULTIPLAN CORPORATION
MEETING DATE: MAY 27, 2021 |
TICKER: MPLN SECURITY ID: 62548M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Emery | Management | For | Withhold |
| 1.2 | Elect Director C. Martin Harris | Management | For | Withhold |
| 1.3 | Elect Director Mark H. Tabak | Management | For | Withhold |
| 1.4 | Elect Director William L. Veghte | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MULTIPLAN CORPORATION
MEETING DATE: MAY 27, 2021 |
TICKER: MPLN SECURITY ID: GGJ460000
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Emery | Management | For | Withhold |
| 1.2 | Elect Director C. Martin Harris | Management | For | Withhold |
| 1.3 | Elect Director Mark H. Tabak | Management | For | Withhold |
| 1.4 | Elect Director William L. Veghte | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NANOSTRING TECHNOLOGIES, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: NSTG SECURITY ID: 63009R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elisha W. Finney | Management | For | For |
| 1b | Elect Director Gregory Norden | Management | For | For |
| 1c | Elect Director Janet George | Management | For | For |
| 1d | Elect Director Charles P. Waite | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Rastetter | Management | For | For |
| 1.2 | Elect Director George J. Morrow | Management | For | For |
| 1.3 | Elect Director Leslie V. Norwalk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 25, 2021 |
TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael DeMane | Management | For | For |
| 1.2 | Elect Director Frank Fischer | Management | For | For |
| 1.3 | Elect Director Shawn T McCormick | Management | For | For |
| 1.4 | Elect Director Kevin O'Boyle | Management | For | For |
| 1.5 | Elect Director Karen Prange | Management | For | For |
| 1.6 | Elect Director Brad Vale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NICE LTD. (ISRAEL)
MEETING DATE: SEP 10, 2020 |
TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect David Kostman as Director | Management | For | For |
| 1b | Reelect Rimon Ben-Shaoul as Director | Management | For | For |
| 1c | Reelect Yehoshua (Shuki) Ehrlich as Director | Management | For | For |
| 1d | Reelect Leo Apotheker as Director | Management | For | For |
| 1e | Reelect Joseph (Joe) Cowan as Director | Management | For | For |
| 2 | Approve Current Liability Insurance Policy and Future Amended Liability Insurance Policy to Directors/Officers | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Approve Extension of Annual Bonus Plan of CEO | Management | For | For |
| 3a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Discuss Financial Statements and the Report of the Board for 2016 | Management | None | None |
| |
|---|
NICE LTD. (ISRAEL)
MEETING DATE: APR 28, 2021 |
TICKER: NICE SECURITY ID: 653656108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect David Kostman as Director | Management | For | For |
| 1b | Reelect Rimon Ben-Shaoul as Director | Management | For | For |
| 1c | Reelect Yehoshua (Shuki) Ehrlich as Director | Management | For | For |
| 1d | Reelect Leo Apotheker as Director | Management | For | For |
| 1e | Reelect Joseph (Joe) Cowan as Director | Management | For | For |
| 2 | Reelect Zehava Simon as External Director | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3 | Reapprove Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 4 | Approve CEO Equity Plan | Management | For | For |
| 4a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 5 | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| |
|---|
NOVANTA INC.
MEETING DATE: MAY 13, 2021 |
TICKER: NOVT SECURITY ID: 67000B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lonny J. Carpenter | Management | For | For |
| 1B | Elect Director Deborah DiSanzo | Management | For | For |
| 1C | Elect Director Matthijs Glastra | Management | For | For |
| 1D | Elect Director Brian D. King | Management | For | For |
| 1E | Elect Director Ira J. Lamel | Management | For | For |
| 1F | Elect Director Maxine L. Mauricio | Management | For | For |
| 1G | Elect Director Katherine A. Owen | Management | For | For |
| 1H | Elect Director Thomas N. Secor | Management | For | For |
| 1I | Elect Director Frank A. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend By-Law Number 1 | Management | For | For |
| 6 | Authorize New Class of Blank Check Preferred Stock | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 03, 2021 |
TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director John O. Dabiri | Management | For | For |
| 1d | Elect Director Persis S. Drell | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director Stephen C. Neal | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Aarti Shah | Management | For | For |
| 1m | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 05, 2021 |
TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight C. Schar | Management | For | For |
| 1.2 | Elect Director C. E. Andrews | Management | For | For |
| 1.3 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director Alfred E. Festa | Management | For | For |
| 1.6 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.7 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.8 | Elect Director Mel Martinez | Management | For | For |
| 1.9 | Elect Director William A. Moran | Management | For | For |
| 1.10 | Elect Director David A. Preiser | Management | For | For |
| 1.11 | Elect Director W. Grady Rosier | Management | For | For |
| 1.12 | Elect Director Susan Williamson Ross | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 26, 2021 |
TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
| 3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
| 3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3h | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OUTSET MEDICAL, INC.
MEETING DATE: JUN 03, 2021 |
TICKER: OM SECURITY ID: 690145107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie Trigg | Management | For | For |
| 1b | Elect Director Karen Drexler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PENUMBRA, INC.
MEETING DATE: JUN 02, 2021 |
TICKER: PEN SECURITY ID: 70975L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam Elsesser | Management | For | For |
| 1.2 | Elect Director Harpreet Grewal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERFORMANCE FOOD GROUP COMPANY
MEETING DATE: NOV 19, 2020 |
TICKER: PFGC SECURITY ID: 71377A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Holm | Management | For | For |
| 1b | Elect Director Barbara J. Beck | Management | For | For |
| 1c | Elect Director Matthew C. Flanigan | Management | For | For |
| 1d | Elect Director David V. Singer | Management | For | For |
| 1e | Elect Director Meredith Adler | Management | For | For |
| 1f | Elect Director Jeffrey M. Overly | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PINDUODUO, INC.
MEETING DATE: JUL 22, 2020 |
TICKER: PDD SECURITY ID: 722304102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Zheng Huang | Management | For | For |
| 2 | Elect Director Haifeng Lin | Management | For | For |
| 3 | Elect Director Nanpeng Shen | Management | For | For |
| 4 | Elect Director Qi Lu | Management | For | For |
| 5 | Elect Director George Yong-Boon Yeo | Management | For | For |
| 6 | Elect Director Anthony Kam Ping Leung | Management | For | For |
| 7 | Elect Director Lei Chen | Management | For | For |
| |
|---|
PRADA SPA
MEETING DATE: MAY 27, 2021 |
TICKER: 1913 SECURITY ID: T7733C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Bylaws | Management | For | Against |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Fix Number of Directors and Duration of Their Term | Shareholder | For | For |
| 5 | Elect Miuccia Prada Bianchi as Director | Shareholder | For | Against |
| 6 | Elect Patrizio Bertelli as Director | Shareholder | For | For |
| 7 | Elect Alessandra Cozzani as Director | Shareholder | For | For |
| 8 | Elect Lorenzo Bertelli as Director | Shareholder | For | For |
| 9 | Elect Paolo Zannoni as Director | Shareholder | For | For |
| 10 | Elect Stefano Simontacchi as Director | Shareholder | For | For |
| 11 | Elect Maurizio Cereda as Director | Shareholder | For | For |
| 12 | Elect Yoel Zaoui as Director | Shareholder | For | For |
| 13 | Elect Marina Sylvia Caprotti as Director | Shareholder | For | For |
| 14 | Elect Paolo Zannoni as Board Chair | Shareholder | For | For |
| 15 | Approve Remuneration of Directors | Management | For | For |
| 16 | Appoint Antonino Parisi as Internal Statutory Auditor | Shareholder | For | For |
| 17 | Appoint Roberto Spada as Internal Statutory Auditor | Shareholder | For | For |
| 18 | Appoint David Terracina as Internal Statutory Auditor | Shareholder | For | For |
| 19 | Appoint Stefania Bettoni as Alternate Internal Statutory Auditor | Shareholder | For | For |
| 20 | Appoint Fioranna Negri as Alternate Internal Statutory Auditor | Shareholder | For | For |
| 21 | Approve Internal Auditors' Remuneration | Management | For | For |
| 22 | Approve Dividend Distribution | Management | For | For |
| 23.a | Appoint Antonino Parisi as Chairman of Internal Statutory Auditors | Management | None | For |
| 23.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| 23.c | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| 24.a | Appoint Antonino Parisi as Chairman of Internal Statutory Auditors | Management | None | For |
| 24.b | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| 25.a | Appoint Antonino Parisi as Chairman of Internal Statutory Auditors | Management | None | For |
| 25.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| 26.a | Appoint Roberto Spada as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| 26.b | Appoint David Terracina as Chairman of Internal Statutory Auditors | Management | None | Abstain |
| |
|---|
PRELUDE THERAPEUTICS INCORPORATED
MEETING DATE: JUN 18, 2021 |
TICKER: PRLD SECURITY ID: 74065P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Friedman | Management | For | For |
| 1.2 | Elect Director David Bonita | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2021 |
TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sylvia Acevedo | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Gregory N. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Jamie S. Miller | Management | For | For |
| 1i | Elect Director Steve Mollenkopf | Management | For | For |
| 1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1k | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
| 1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RAPID7, INC.
MEETING DATE: JUN 10, 2021 |
TICKER: RPD SECURITY ID: 753422104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Berry | Management | For | For |
| 1.2 | Elect Director Marc Brown | Management | For | For |
| 1.3 | Elect Director Christina Kosmowski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 28, 2021 |
TICKER: RKT SECURITY ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 5 | Re-elect Jeff Carr as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Mary Harris as Director | Management | For | For |
| 8 | Re-elect Mehmood Khan as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Sara Mathew as Director | Management | For | For |
| 11 | Re-elect Laxman Narasimhan as Director | Management | For | For |
| 12 | Re-elect Chris Sinclair as Director | Management | For | For |
| 13 | Re-elect Elane Stock as Director | Management | For | For |
| 14 | Elect Olivier Bohuon as Director | Management | For | For |
| 15 | Elect Margherita Della Valle as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2021 |
TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Arthur F. Ryan | Management | For | For |
| 1c | Elect Director George L. Sing | Management | For | For |
| 1d | Elect Director Marc Tessier-Lavigne | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUL 15, 2020 |
TICKER: 500325 SECURITY ID: Y72570180
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | Against |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | Against |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | Against |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUL 15, 2020 |
TICKER: 500325 SECURITY ID: Y72596102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | Against |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | Against |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | Against |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: MAR 31, 2021 |
TICKER: 500325 SECURITY ID: Y72570180
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: MAR 31, 2021 |
TICKER: 500325 SECURITY ID: Y72596102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 24, 2021 |
TICKER: 500325 SECURITY ID: Y72570206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 24, 2021 |
TICKER: 500325 SECURITY ID: Y72596102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 05, 2021 |
TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian G. J. Gray | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Kevin J. O'Donnell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
REVANCE THERAPEUTICS, INC.
MEETING DATE: MAY 05, 2021 |
TICKER: RVNC SECURITY ID: 761330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angus C. Russell | Management | For | For |
| 1.2 | Elect Director Julian S. Gangolli | Management | For | For |
| 1.3 | Elect Director Olivia C. Ware | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
RUBIUS THERAPEUTICS, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: RUBY SECURITY ID: 78116T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pablo J. Cagnoni | Management | For | For |
| 1.2 | Elect Director Francis Cuss | Management | For | For |
| 1.3 | Elect Director Jonathan R. Symonds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RUMO SA
MEETING DATE: JUL 22, 2020 |
TICKER: RAIL3 SECURITY ID: P8S114104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Fiscal Council Members at Five | Management | For | For |
| 4.1 | Elect Luis Claudio Rapparini Soares as Fiscal Council Member and Carla Alessandra Trematore as Alternate | Management | For | For |
| 4.2 | Elect Francisco Silverio Morales Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate | Management | For | For |
| 4.3 | Elect Cristina Anne Betts as Fiscal Council Member and Guido Barbosa de Oliveira as Alternate | Management | For | For |
| 4.4 | Elect Marcelo Curti as Fiscal Council Member and Joao Marcelo Peixoto Torres as Alternate | Management | For | For |
| 5.1 | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder | Shareholder | None | Abstain |
| 5.2 | Elect Marcos Tadeu de Siqueira as Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder | Shareholder | None | Abstain |
| 6 | Elect Luis Claudio Rapparini Soares as Fiscal Council Chairman | Management | For | For |
| 7 | Approve Remuneration of Company's Management | Management | For | Against |
| 8 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 9 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
RUMO SA
MEETING DATE: JUL 22, 2020 |
TICKER: RAIL3 SECURITY ID: P8S114104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Restricted Stock Plan | Management | For | Against |
| 2 | Amend Articles and Consolidate Bylaws | Management | For | For |
| 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
RUMO SA
MEETING DATE: AUG 21, 2020 |
TICKER: RAIL3 SECURITY ID: P8S114104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Capital | Management | For | Did Not Vote |
| 2 | Amend Article 6 to Reflect Changes in Capital and Consolidate Bylaws | Management | For | Did Not Vote |
| |
|---|
RYANAIR HOLDINGS PLC
MEETING DATE: SEP 17, 2020 |
TICKER: RY4C SECURITY ID: 783513203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Stan McCarthy as Director | Management | For | For |
| 3b | Re-elect Louise Phelan as Director | Management | For | For |
| 3c | Re-elect Roisin Brennan as Director | Management | For | For |
| 3d | Re-elect Michael Cawley as Director | Management | For | For |
| 3e | Re-elect Emer Daly as Director | Management | For | For |
| 3f | Re-elect Howard Millar as Director | Management | For | For |
| 3g | Re-elect Dick Milliken as Director | Management | For | For |
| 3h | Re-elect Michael O'Brien as Director | Management | For | For |
| 3i | Re-elect Michael O'Leary as Director | Management | For | For |
| 3j | Re-elect Julie O'Neill as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RYANAIR HOLDINGS PLC
MEETING DATE: DEC 17, 2020 |
TICKER: RY4C SECURITY ID: 783513203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| |
|---|
SAMSONITE INTERNATIONAL S.A.
MEETING DATE: JUN 03, 2021 |
TICKER: 1910 SECURITY ID: L80308106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Results for the Year 2020 | Management | For | For |
| 3.1 | Elect Jerome Squire Griffith as Director | Management | For | For |
| 3.2 | Elect Keith Hamill as Director | Management | For | For |
| 4 | Renew Mandate Granted to KPMG Luxembourg as Statutory Auditor | Management | For | For |
| 5 | Approve KPMG LLP as External Auditor | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Discharge of Directors and Auditors | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Authorize Board to Fix the Remuneration of KPMG Luxembourg | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 17, 2021 |
TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SCHRODINGER, INC.
MEETING DATE: JUN 17, 2021 |
TICKER: SDGR SECURITY ID: 80810D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ramy Farid | Management | For | For |
| 1b | Elect Director Gary Ginsberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SERES THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: MCRB SECURITY ID: 81750R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Behar | Management | For | For |
| 1.2 | Elect Director Paul R. Biondi | Management | For | For |
| 1.3 | Elect Director Kurt C. Graves | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SHOPIFY INC.
MEETING DATE: MAY 26, 2021 |
TICKER: SHOP SECURITY ID: 82509L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tobias Luetke | Management | For | For |
| 1B | Elect Director Robert Ashe | Management | For | For |
| 1C | Elect Director Gail Goodman | Management | For | For |
| 1D | Elect Director Colleen Johnston | Management | For | For |
| 1E | Elect Director Jeremy Levine | Management | For | For |
| 1F | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIMULATIONS PLUS, INC.
MEETING DATE: FEB 25, 2021 |
TICKER: SLP SECURITY ID: 829214105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter S. Woltosz | Management | For | For |
| 1.2 | Elect Director John K. Paglia | Management | For | For |
| 1.3 | Elect Director David L. Ralph | Management | For | For |
| 1.4 | Elect Director Daniel Weiner | Management | For | For |
| 1.5 | Elect Director Lisa LaVange | Management | For | For |
| 2 | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SIMULATIONS PLUS, INC.
MEETING DATE: JUN 23, 2021 |
TICKER: SLP SECURITY ID: 829214105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SITIME CORPORATION
MEETING DATE: JUN 02, 2021 |
TICKER: SITM SECURITY ID: 82982T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward H. Frank | Management | For | For |
| 1.2 | Elect Director Christine A. Heckart | Management | For | For |
| 1.3 | Elect Director Tom D. Yiu | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: JUN 01, 2021 |
TICKER: SEDG SECURITY ID: 83417M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nadav Zafrir | Management | For | For |
| 1b | Elect Director Avery More | Management | For | For |
| 1c | Elect Director Zivi Lando | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOTERA HEALTH COMPANY
MEETING DATE: MAY 27, 2021 |
TICKER: SHC SECURITY ID: 83601L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Constantine S. Mihas | Management | For | For |
| 1b | Elect Director James C. Neary | Management | For | For |
| 1c | Elect Director Michael B. Petras, Jr. | Management | For | For |
| 1d | Elect Director David E. Wheadon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SQUARE, INC.
MEETING DATE: JUN 15, 2021 |
TICKER: SQ SECURITY ID: 852234103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy Garutti | Management | For | For |
| 1.2 | Elect Director Mary Meeker | Management | For | For |
| 1.3 | Elect Director Lawrence Summers | Management | For | For |
| 1.4 | Elect Director Darren Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
SWEDISH MATCH AB
MEETING DATE: APR 13, 2021 |
TICKER: SWMA SECURITY ID: W92277115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Peter Lundkvist and Filippa Gerstadt Inspectors of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 15.00 Per Share | Management | For | Did Not Vote |
| 9.a | Approve Discharge of Charles A. Blixt | Management | For | Did Not Vote |
| 9.b | Approve Discharge of Andrew Cripps | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Jacqueline Hoogerbrugge | Management | For | Did Not Vote |
| 9.d | Approve Discharge of Conny Carlsson | Management | For | Did Not Vote |
| 9.e | Approve Discharge of Alexander Lacik | Management | For | Did Not Vote |
| 9.f | Approve Discharge of Pauline Lindwall | Management | For | Did Not Vote |
| 9.g | Approve Discharge of Wenche Rolfsen | Management | For | Did Not Vote |
| 9.h | Approve Discharge of Joakim Westh | Management | For | Did Not Vote |
| 9.i | Approve Discharge of Patrik Engelbrektsson | Management | For | Did Not Vote |
| 9.j | Approve Discharge of Par-Ola Olausson | Management | For | Did Not Vote |
| 9.k | Approve Discharge of Dragan Popovic | Management | For | Did Not Vote |
| 9.l | Approve Discharge of Lars Dahlgren | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.25 million to Chair, SEK 1.04 Million to Vice Chair and SEK 900,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.a | Reelect Charles A. Blixt as Director | Management | For | Did Not Vote |
| 12.b | Reelect Andrew Cripps as Director | Management | For | Did Not Vote |
| 12.c | Reelect Jacqueline Hoogerbrugge as Director | Management | For | Did Not Vote |
| 12.d | Reelect Conny Carlsson as Director | Management | For | Did Not Vote |
| 12.e | Reelect Alexander Lacik as Director | Management | For | Did Not Vote |
| 12.f | Reelect Pauline Lindwall as Director | Management | For | Did Not Vote |
| 12.g | Reelect Wenche Rolfsen as Director | Management | For | Did Not Vote |
| 12.h | Reelect Joakim Westh as Director | Management | For | Did Not Vote |
| 12.i | Reelect Conny Karlsson as Board Chair | Management | For | Did Not Vote |
| 12.j | Reelect Andrew Cripps as Deputy Director | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16.a | Approve SEK 10.8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 16.b | Approve Bonus Issue | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Approve Issuance of Shares up to 10 Per cent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 20.a | Amend Articles Re: Equity-Related; Set Minimum (SEK 200 Million) and Maximum (SEK 800 Million) Share Capital; Set Minimum (1 Billion) and Maximum (4 Billion) Number of Shares | Management | For | Did Not Vote |
| 20.b | Approve 10:1 Stock Split | Management | For | Did Not Vote |
| 21 | Amend Articles of Association Re: Editorial Changes | Management | For | Did Not Vote |
| |
|---|
TENABLE HOLDINGS, INC.
MEETING DATE: MAY 25, 2021 |
TICKER: TENB SECURITY ID: 88025T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1.2 | Elect Director Kimberly L. Hammonds | Management | For | For |
| 1.3 | Elect Director Jerry M. Kennelly | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 20, 2021 |
TICKER: 700 SECURITY ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 20, 2021 |
TICKER: 700 SECURITY ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | For |
| |
|---|
TESLA, INC.
MEETING DATE: SEP 22, 2020 |
TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Robyn Denholm | Management | For | For |
| 1.3 | Elect Director Hiromichi Mizuno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Paid Advertising | Shareholder | Against | Against |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Employee Arbitration | Shareholder | Against | For |
| 7 | Additional Reporting on Human Rights | Shareholder | Against | For |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 21, 2021 |
TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Arthur F. Anton | Management | For | For |
| 1c | Elect Director Jeff M. Fettig | Management | For | For |
| 1d | Elect Director Richard J. Kramer | Management | For | For |
| 1e | Elect Director John G. Morikis | Management | For | For |
| 1f | Elect Director Christine A. Poon | Management | For | For |
| 1g | Elect Director Aaron M. Powell | Management | For | For |
| 1h | Elect Director Michael H. Thaman | Management | For | For |
| 1i | Elect Director Matthew Thornton, III | Management | For | For |
| 1j | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 09, 2021 |
TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Stephen F. East | Management | For | For |
| 1.5 | Elect Director Christine N. Garvey | Management | For | For |
| 1.6 | Elect Director Karen H. Grimes | Management | For | For |
| 1.7 | Elect Director Carl B. Marbach | Management | For | For |
| 1.8 | Elect Director John A. McLean | Management | For | For |
| 1.9 | Elect Director Wendell E. Pritchett | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TONGDAO LIEPIN GROUP
MEETING DATE: JUN 08, 2021 |
TICKER: 6100 SECURITY ID: G8919T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Shao Yibo as Director | Management | For | For |
| 2b | Elect Zuo Lingye as Director | Management | For | Against |
| 2c | Elect Ding Gordon Yi as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 18, 2021 |
TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director Mervin Dunn | Management | For | Withhold |
| 1.3 | Elect Director Michael S. Graff | Management | For | For |
| 1.4 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.5 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.6 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.7 | Elect Director Gary E. McCullough | Management | For | For |
| 1.8 | Elect Director Michele Santana | Management | For | For |
| 1.9 | Elect Director Robert J. Small | Management | For | For |
| 1.10 | Elect Director John Staer | Management | For | For |
| 1.11 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2021 |
TICKER: UBER SECURITY ID: 90353T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald Sugar | Management | For | For |
| 1b | Elect Director Revathi Advaithi | Management | For | For |
| 1c | Elect Director Ursula Burns | Management | For | For |
| 1d | Elect Director Robert Eckert | Management | For | For |
| 1e | Elect Director Amanda Ginsberg | Management | For | For |
| 1f | Elect Director Dara Khosrowshahi | Management | For | For |
| 1g | Elect Director Wan Ling Martello | Management | For | For |
| 1h | Elect Director Yasir Al-Rumayyan | Management | For | For |
| 1i | Elect Director John Thain | Management | For | For |
| 1j | Elect Director David I. Trujillo | Management | For | For |
| 1k | Elect Director Alexander Wynaendts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
ULTA BEAUTY, INC.
MEETING DATE: JUN 02, 2021 |
TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.2 | Elect Director David C. Kimbell | Management | For | For |
| 1.3 | Elect Director George R. Mrkonic | Management | For | For |
| 1.4 | Elect Director Lorna E. Nagler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 07, 2021 |
TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 17, 2021 |
TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven V. Abramson | Management | For | For |
| 1b | Elect Director Cynthia J. Comparin | Management | For | For |
| 1c | Elect Director Richard C. Elias | Management | For | For |
| 1d | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1e | Elect Director C. Keith Hartley | Management | For | For |
| 1f | Elect Director Celia M. Joseph | Management | For | For |
| 1g | Elect Director Lawrence Lacerte | Management | For | For |
| 1h | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1i | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UPWORK INC.
MEETING DATE: JUN 01, 2021 |
TICKER: UPWK SECURITY ID: 91688F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hayden Brown | Management | For | For |
| 1.2 | Elect Director Gregory C. Gretsch | Management | For | For |
| 1.3 | Elect Director Anilu Vazquez-Ubarri | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 29, 2021 |
TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Paulett Eberhart | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director Kimberly S. Greene | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Eric D. Mullins | Management | For | For |
| 1f | Elect Director Donald L. Nickles | Management | For | For |
| 1g | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1h | Elect Director Robert A. Profusek | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VEEVA SYSTEMS INC.
MEETING DATE: JAN 13, 2021 |
TICKER: VEEV SECURITY ID: 922475108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| |
|---|
VEEVA SYSTEMS INC.
MEETING DATE: JUN 23, 2021 |
TICKER: VEEV SECURITY ID: 922475108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director Paul E. Chamberlain | Management | For | For |
| 1c | Elect Director Ronald E.F. Codd | Management | For | For |
| 1d | Elect Director Peter P. Gassner | Management | For | For |
| 1e | Elect Director Mary Lynne Hedley | Management | For | For |
| 1f | Elect Director Gordon Ritter | Management | For | For |
| 1g | Elect Director Paul Sekhri | Management | For | For |
| 1h | Elect Director Matthew J. Wallach | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 19, 2021 |
TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey Leiden | Management | For | For |
| 1.8 | Elect Director Margaret McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 26, 2021 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
VOLUE AS
MEETING DATE: MAR 17, 2021 |
TICKER: VOLUE SECURITY ID: R9795P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Elect Christine Grabmair and Solfrid Dalum as New Directors | Management | For | Did Not Vote |
| 4 | Change Company Form to a Public Limited Liability Company | Management | For | Did Not Vote |
| |
|---|
VOLUE AS
MEETING DATE: MAY 06, 2021 |
TICKER: VOLUE SECURITY ID: R9795P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Orjan Svanevik as Director and Chairman | Management | For | Did Not Vote |
| 4.2 | Reelect Lars Peder Fensli as Director and Vice Chairman | Management | For | Did Not Vote |
| 4.3 | Election of Employee Representatives | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 7 | Approve Agreement of Corporate Group Scheme with Employees in the Volue Group | Management | For | Did Not Vote |
| |
|---|
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 27, 2021 |
TICKER: WTFC SECURITY ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Marla F. Glabe | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
| 1.8 | Elect Director Suzet M. McKinney | Management | For | For |
| 1.9 | Elect Director Gary D. "Joe" Sweeney | Management | For | For |
| 1.10 | Elect Director Karin Gustafson Teglia | Management | For | For |
| 1.11 | Elect Director Alex E. Washington, III | Management | For | For |
| 1.12 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 27, 2021 |
TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Gendron | Management | For | Against |
| 1.2 | Elect Director Daniel G. Korte | Management | For | Against |
| 1.3 | Elect Director Ronald M. Sega | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| |
|---|
ZOOMINFO TECHNOLOGIES, INC.
MEETING DATE: APR 27, 2021 |
TICKER: ZI SECURITY ID: 98980F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitesh Dhruv | Management | For | For |
| 1.2 | Elect Director Keith Enright | Management | For | For |
| 1.3 | Elect Director Henry Schuck | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MEGA CAP STOCK FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2021 |
TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director James R. Fitterling | Management | For | For |
| 1f | Elect Director Herbert L. Henkel | Management | For | For |
| 1g | Elect Director Amy E. Hood | Management | For | For |
| 1h | Elect Director Muhtar Kent | Management | For | For |
| 1i | Elect Director Dambisa F. Moyo | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Michael F. Roman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| 6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 21, 2021 |
TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AIRBUS SE
MEETING DATE: APR 14, 2021 |
TICKER: AIR SECURITY ID: N0280G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.3 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.5 | Approve Implementation of Remuneration Policy | Management | For | For |
| 4.6 | Reelect Rene Obermann as Non-Executive Director | Management | For | For |
| 4.7 | Reelect Amparo Moraleda as Non-Executive Director | Management | For | For |
| 4.8 | Reelect Victor Chu as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Jean-Pierre Clamadieu as Non-Executive Director | Management | For | For |
| 4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 02, 2021 |
TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | For |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | For |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | For |
| 1k | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Takedown Requests | Shareholder | Against | Against |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director William F. Gifford, Jr. | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Ellen R. Strahlman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Kenneth R. Frank | Management | For | For |
| 1d | Elect Director Robert D. Hormats | Management | For | For |
| 1e | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1f | Elect Director Grace D. Lieblein | Management | For | For |
| 1g | Elect Director Craig Macnab | Management | For | For |
| 1h | Elect Director JoAnn A. Reed | Management | For | For |
| 1i | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1j | Elect Director David E. Sharbutt | Management | For | For |
| 1k | Elect Director Bruce L. Tanner | Management | For | For |
| 1l | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: MAY 05, 2021 |
TICKER: AAL SECURITY ID: G03764134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Elisabeth Brinton as Director | Management | For | For |
| 4 | Elect Hilary Maxson as Director | Management | For | For |
| 5 | Re-elect Ian Ashby as Director | Management | For | For |
| 6 | Re-elect Marcelo Bastos as Director | Management | For | For |
| 7 | Re-elect Stuart Chambers as Director | Management | For | For |
| 8 | Re-elect Mark Cutifani as Director | Management | For | For |
| 9 | Re-elect Byron Grote as Director | Management | For | For |
| 10 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 11 | Re-elect Nonkululeko Nyembezi as Director | Management | For | For |
| 12 | Re-elect Tony O'Neill as Director | Management | For | For |
| 13 | Re-elect Stephen Pearce as Director | Management | For | For |
| 14 | Re-elect Anne Stevens as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: MAY 05, 2021 |
TICKER: AAL SECURITY ID: G03764134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: MAY 05, 2021 |
TICKER: AAL SECURITY ID: G03764134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Demerger of Thungela Resources Limited | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA/NV
MEETING DATE: APR 28, 2021 |
TICKER: ABI SECURITY ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| B2 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | Management | For | For |
| B6 | Approve Discharge of Directors | Management | For | For |
| B7 | Approve Discharge of Auditors | Management | For | For |
| B8.a | Reelect Martin J. Barrington as Director | Management | For | Against |
| B8.b | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
| B8.c | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| B9 | Approve Remuneration policy | Management | For | Against |
| B10 | Approve Remuneration Report | Management | For | Against |
| B11 | Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement | Management | For | For |
| C12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2021 |
TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 11, 2021 |
TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rani Borkar | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Xun (Eric) Chen | Management | For | For |
| 1d | Elect Director Aart J. de Geus | Management | For | For |
| 1e | Elect Director Gary E. Dickerson | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 29, 2021 |
TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1d | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1e | Elect Director Arnold W. Donald | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Thomas J. May | Management | For | For |
| 1i | Elect Director Brian T. Moynihan | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Approve Change in Organizational Form | Shareholder | Against | Against |
| 8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| |
|---|
BAYER AG
MEETING DATE: APR 27, 2021 |
TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4.1 | Elect Fei-Fei Li to the Supervisory Board | Management | For | For |
| 4.2 | Elect Alberto Weisser to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| 6 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 01, 2021 |
TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Climate-Related Risks and Opportunities | Shareholder | Against | For |
| 3 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| |
|---|
BHP GROUP LIMITED
MEETING DATE: OCT 14, 2020 |
TICKER: BHP SECURITY ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
| 3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve General Authority to Issue Shares in BHP Group Plc | Management | For | For |
| 5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Shares in BHP Group Plc | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards to Mike Henry | Management | For | For |
| 10 | Approve Leaving Entitlements | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Elect Gary Goldberg as Director | Management | For | For |
| 13 | Elect Mike Henry as Director | Management | For | For |
| 14 | Elect Christine O'Reilly as Director | Management | For | For |
| 15 | Elect Dion Weisler as Director | Management | For | For |
| 16 | Elect Terry Bowen as Director | Management | For | For |
| 17 | Elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Elect Ian Cockerill as Director | Management | For | For |
| 19 | Elect Anita Frew as Director | Management | For | For |
| 20 | Elect Susan Kilsby as Director | Management | For | For |
| 21 | Elect John Mogford as Director | Management | For | For |
| 22 | Elect Ken MacKenzie as Director | Management | For | For |
| 23 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 24 | Adopt Interim Cultural Heritage Protection Measures | Shareholder | Against | Against |
| 25 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Shareholder | Against | Against |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 03, 2021 |
TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.4 | Elect Director Wei Hopeman | Management | For | For |
| 1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nicholas J. Read | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Bob van Dijk | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Annual Climate Transition | Shareholder | Against | For |
| 8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2021 |
TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director David J. Roux | Management | For | For |
| 1h | Elect Director John E. Sununu | Management | For | For |
| 1i | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 04, 2021 |
TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Michael W. Bonney | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Julia A. Haller | Management | For | For |
| 1E | Elect Director Paula A. Price | Management | For | For |
| 1F | Elect Director Derica W. Rice | Management | For | For |
| 1G | Elect Director Theodore R. Samuels | Management | For | For |
| 1H | Elect Director Gerald L. Storch | Management | For | For |
| 1I | Elect Director Karen H. Vousden | Management | For | For |
| 1J | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 06, 2021 |
TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
| 1.3 | Elect Director N. Murray Edwards | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 09, 2021 |
TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Gerald Johnson | Management | For | For |
| 1.5 | Elect Director David W. MacLennan | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Policy | Shareholder | Against | Against |
| 5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | For |
| 6 | Amend Certificate of Incorporate to become Public Benefit Corporation | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2021 |
TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cordani | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Eric J. Foss | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director John M. Partridge | Management | For | For |
| 1j | Elect Director Kimberly A. Ross | Management | For | For |
| 1k | Elect Director Eric C. Wiseman | Management | For | For |
| 1l | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 02, 2021 |
TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2021 |
TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DEERE & COMPANY
MEETING DATE: FEB 24, 2021 |
TICKER: DE SECURITY ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tamra A. Erwin | Management | For | For |
| 1b | Elect Director Alan C. Heuberger | Management | For | For |
| 1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director John C. May | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: SEP 28, 2020 |
TICKER: DGE SECURITY ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Melissa Bethell as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Lady Mendelsohn as Director | Management | For | For |
| 9 | Re-elect Ivan Menezes as Director | Management | For | For |
| 10 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 11 | Re-elect Alan Stewart as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 17 | Approve Diageo 2020 Sharesave Plan | Management | For | For |
| 18 | Approve Diageo Deferred Bonus Share Plan | Management | For | For |
| 19 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: APR 28, 2021 |
TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Luther C. Kissam | Management | For | For |
| 1i | Elect Director Frederick M. Lowery | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Deanna M. Mulligan | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 7 | Report on Plastic Pollution | Shareholder | Against | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 06, 2020 |
TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 03, 2021 |
TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
EPIROC AB
MEETING DATE: APR 28, 2021 |
TICKER: EPI.A SECURITY ID: W25918108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.a | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.b | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b1 | Approve Discharge of Lennart Evrell | Management | For | Did Not Vote |
| 7.b2 | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 7.b3 | Approve Discharge of Helena Hedblom (as Board Member) | Management | For | Did Not Vote |
| 7.b4 | Approve Discharge of Jeane Hull | Management | For | Did Not Vote |
| 7.b5 | Approve Discharge of Ronnie Leten | Management | For | Did Not Vote |
| 7.b6 | Approve Discharge of Per Lindberg (as Board Member) | Management | For | Did Not Vote |
| 7.b7 | Approve Discharge of Ulla Litzen | Management | For | Did Not Vote |
| 7.b8 | Approve Discharge of Sigurd Mareels | Management | For | Did Not Vote |
| 7.b9 | Approve Discharge of Astrid Skarheim Onsum | Management | For | Did Not Vote |
| 7.b10 | Approve Discharge of Anders Ullberg | Management | For | Did Not Vote |
| 7.b11 | Approve Discharge of Niclas Bergstrom | Management | For | Did Not Vote |
| 7.b12 | Approve Discharge of Gustav El Rachidi | Management | For | Did Not Vote |
| 7.b13 | Approve Discharge of Kristina Kanestad | Management | For | Did Not Vote |
| 7.b14 | Approve Discharge of Bengt Lindgren | Management | For | Did Not Vote |
| 7.b15 | Approve Discharge of Daniel Rundgren | Management | For | Did Not Vote |
| 7.b16 | Approve Discharge of Helena Hedblom (as CEO) | Management | For | Did Not Vote |
| 7.b17 | Approve Discharge of Per Lindberg (as CEO) | Management | For | Did Not Vote |
| 7.c | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Management | For | Did Not Vote |
| 7.d | Approve Remuneration Report | Management | For | Did Not Vote |
| 8.a | Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 9.a1 | Reelect Lennart Evrell as Director | Management | For | Did Not Vote |
| 9.a2 | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 9.a3 | Reelect Helena Hedblom as Director | Management | For | Did Not Vote |
| 9.a4 | Reelect Jeane Hull as Director | Management | For | Did Not Vote |
| 9.a5 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 9.a6 | Reelect Ulla Litzen as Director | Management | For | Did Not Vote |
| 9.a7 | Reelect Sigurd Mareels as Director | Management | For | Did Not Vote |
| 9.a8 | Reelect Astrid Skarheim Onsum as Director | Management | For | Did Not Vote |
| 9.a9 | Reelect Anders Ullberg as Director | Management | For | Did Not Vote |
| 9.b | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 9.c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 10.a | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Approve Stock Option Plan 2021 for Key Employees | Management | For | Did Not Vote |
| 12.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Management | For | Did Not Vote |
| 12.b | Approve Repurchase of Shares to Pay 50 Percent of Director's Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Management | For | Did Not Vote |
| 12.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | Management | For | Did Not Vote |
| 13 | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | Management | For | Did Not Vote |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
| 1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
| 1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
| 1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
| 1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
| 1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
| 1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
| 8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
| 1.2 | Elect Director Kaisa Hietala | Shareholder | For | For |
| 1.3 | Elect Director Alexander A. Karsner | Shareholder | For | Withhold |
| 1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
| 1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
| 1.6 | Management Nominee Susan K. Avery | Shareholder | For | Withhold |
| 1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
| 1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
| 1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | Withhold |
| 1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
| 1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Require Independent Board Chair | Shareholder | None | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
| 8 | Report on Political Contributions | Shareholder | None | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | None | Against |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Against |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 21, 2020 |
TICKER: FDX SECURITY ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marvin R. Ellison | Management | For | For |
| 1b | Elect Director Susan Patricia Griffith | Management | For | For |
| 1c | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1d | Elect Director Kimberly A. Jabal | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Frederick W. Smith | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director Rajesh Subramaniam | Management | For | For |
| 1l | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Kevin M. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FREEPORT-MCMORAN INC.
MEETING DATE: JUN 08, 2021 |
TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.3 | Elect Director Robert W. Dudley | Management | For | For |
| 1.4 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.5 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.6 | Elect Director John J. Stephens | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 04, 2021 |
TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sebastien Bazin | Management | For | Against |
| 1b | Elect Director Ashton Carter | Management | For | For |
| 1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | Against |
| 1e | Elect Director Edward Garden | Management | For | Against |
| 1f | Elect Director Thomas Horton | Management | For | Against |
| 1g | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Catherine Lesjak | Management | For | For |
| 1i | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 1j | Elect Director Leslie Seidman | Management | For | For |
| 1k | Elect Director James Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Report on Meeting the Criteria of the Net Zero Indicator | Shareholder | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 14, 2021 |
TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Carol M. Stephenson | Management | For | For |
| 1j | Elect Director Mark A. Tatum | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Link Executive Pay to Social Criteria | Shareholder | Against | Against |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2021 |
TICKER: GSK SECURITY ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Jonathan Symonds as Director | Management | For | For |
| 4 | Re-elect Dame Emma Walmsley as Director | Management | For | For |
| 5 | Re-elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Vindi Banga as Director | Management | For | For |
| 7 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Iain Mackay as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: JUN 02, 2021 |
TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director Karyn F. Ovelmen | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 13, 2021 |
TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| |
|---|
JDE PEET'S BV
MEETING DATE: NOV 18, 2020 |
TICKER: JDEP SECURITY ID: N44664105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Fabien Simon as Director | Management | For | For |
| 3 | Amend Directors' Remuneration Policy | Management | For | For |
| 4 | Elect Frank Engelen as Non-Executive Director | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2021 |
TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Civil Rights Audit | Shareholder | Against | Against |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2021 |
TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
KEURIG DR PEPPER INC.
MEETING DATE: JUN 18, 2021 |
TICKER: KDP SECURITY ID: 49271V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Robert J. Gamgort | Management | For | For |
| 1B | Elect Director Olivier Goudet | Management | For | For |
| 1C | Elect Director Peter Harf | Management | For | For |
| 1D | Elect Director Juliette Hickman | Management | For | For |
| 1E | Elect Director Genevieve Hovde | Management | For | For |
| 1F | Elect Director Paul S. Michaels | Management | For | For |
| 1G | Elect Director Pamela H. Patsley | Management | For | For |
| 1H | Elect Director Gerhard Pleuhs | Management | For | For |
| 1I | Elect Director Lubomira Rochet | Management | For | For |
| 1J | Elect Director Debra Sandler | Management | For | For |
| 1K | Elect Director Robert Singer | Management | For | For |
| 1L | Elect Director Justine Tan | Management | For | For |
| 1M | Elect Director Nelson Urdaneta | Management | For | For |
| 1N | Elect Director Larry D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 07, 2021 |
TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy Banse | Management | For | For |
| 1b | Elect Director Rick Beckwitt | Management | For | For |
| 1c | Elect Director Steven L. Gerard | Management | For | For |
| 1d | Elect Director Tig Gilliam | Management | For | For |
| 1e | Elect Director Sherrill W. Hudson | Management | For | For |
| 1f | Elect Director Jonathan M. Jaffe | Management | For | For |
| 1g | Elect Director Sidney Lapidus | Management | For | For |
| 1h | Elect Director Teri P. McClure | Management | For | For |
| 1i | Elect Director Stuart Miller | Management | For | For |
| 1j | Elect Director Armando Olivera | Management | For | For |
| 1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2021 |
TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2021 |
TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1b | Elect Director Anthony G. Capuano | Management | For | For |
| 1c | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1d | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1e | Elect Director Eric Hippeau | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Debra L. Lee | Management | For | For |
| 1h | Elect Director Aylwin B. Lewis | Management | For | For |
| 1i | Elect Director David S. Marriott | Management | For | For |
| 1j | Elect Director Margaret M. McCarthy | Management | For | For |
| 1k | Elect Director George Munoz | Management | For | For |
| 1l | Elect Director Horacio D. Rozanski | Management | For | For |
| 1m | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 4c | Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions | Management | For | For |
| 4d | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For |
| 4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 22, 2021 |
TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
MEDTRONIC PLC
MEETING DATE: DEC 11, 2020 |
TICKER: MDT SECURITY ID: G5960L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2020 |
TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Peter W. May | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Jane Hamilton Nielsen | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Christiana S. Shi | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Michael A. Todman | Management | For | For |
| 1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1l | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2021 |
TICKER: NESN SECURITY ID: 641069406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | Against |
| 4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.k | Reelect Dick Boer as Director | Management | For | For |
| 4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
| 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | Against |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
| 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Climate Action Plan | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | Against | Against |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 12, 2021 |
TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie L. Bushman | Management | For | For |
| 1b | Elect Director Lisa A. Davis | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt GHG Emissions Reduction Targets | Shareholder | Against | For |
| 6 | Report on Climate Lobbying | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2021 |
TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sylvia Acevedo | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Gregory N. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Jamie S. Miller | Management | For | For |
| 1i | Elect Director Steve Mollenkopf | Management | For | For |
| 1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1k | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
| 1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 26, 2021 |
TICKER: RTX SECURITY ID: 75513E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Thomas A. Kennedy | Management | For | For |
| 1d | Elect Director Marshall O. Larsen | Management | For | For |
| 1e | Elect Director George R. Oliver | Management | For | For |
| 1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1h | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
| 1j | Elect Director Denise L. Ramos | Management | For | For |
| 1k | Elect Director Fredric G. Reynolds | Management | For | For |
| 1l | Elect Director Brian C. Rogers | Management | For | For |
| 1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1n | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 02, 2021 |
TICKER: ROK SECURITY ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director William P. Gipson | Management | For | For |
| A2 | Elect Director J. Phillip Holloman | Management | For | For |
| A3 | Elect Director Steven R. Kalmanson | Management | For | For |
| A4 | Elect Director Lawrence D. Kingsley | Management | For | For |
| A5 | Elect Director Lisa A. Payne | Management | For | For |
| B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2021 |
TICKER: RDSA SECURITY ID: 780259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Jane Lute as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Dick Boer as Director | Management | For | For |
| 6 | Re-elect Neil Carson as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Catherine Hughes as Director | Management | For | For |
| 10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
| 11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
| 12 | Elect Abraham Schot as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Shell Energy Transition Strategy | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| |
|---|
SANOFI
MEETING DATE: APR 30, 2021 |
TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | Management | For | For |
| 4 | Ratify Appointment of Gilles Schnepp as Director | Management | For | For |
| 5 | Reelect Fabienne Lecorvaisier as Director | Management | For | For |
| 6 | Reelect Melanie Lee as Director | Management | For | For |
| 7 | Elect Barbara Lavernos as Director | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Paul Hudson, CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of CEO | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Written Consultation | Management | For | For |
| 26 | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JUL 09, 2020 |
TICKER: SIE SECURITY ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off and Takeover Agreement with Siemens Energy AG | Management | For | For |
| 2 | Additional Proposals Presented at the Meeting | Shareholder | Against | Against |
| 3 | Additional Proposals Presented at the Meeting | Shareholder | Against | Against |
| 4 | Additional Proposals Presented at the Meeting | Shareholder | Against | Against |
| A | Counter Motion A | Shareholder | Against | Against |
| B | Counter Motion B | Shareholder | Against | Against |
| C | Counter Motion C | Shareholder | Against | Against |
| D | Counter Motion D | Shareholder | Against | Against |
| E | Counter Motion E | Shareholder | Against | Against |
| F | Counter Motion F | Shareholder | Against | Against |
| G | Counter Motion | Shareholder | Against | Against |
| H | Counter Motion | Shareholder | Against | Against |
| I | Counter Motion | Shareholder | Against | Against |
| |
|---|
SIEMENS AG
MEETING DATE: FEB 03, 2021 |
TICKER: SIE SECURITY ID: 826197501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 3a | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | Management | For | For |
| 3b | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | Management | For | For |
| 3c | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | Management | For | For |
| 3d | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | Management | For | For |
| 3e | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3f | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | Management | For | For |
| 3g | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3h | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | Management | For | For |
| 4a | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | Management | For | For |
| 4b | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | Management | For | For |
| 4c | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | Management | For | For |
| 4d | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | Management | For | For |
| 4e | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | Management | For | For |
| 4f | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | Management | For | For |
| 4g | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | Management | For | For |
| 4h | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | Management | For | For |
| 4i | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | Management | For | For |
| 4j | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | Management | For | For |
| 4k | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | Management | For | For |
| 4l | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | Management | For | For |
| 4m | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | Management | For | For |
| 4n | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | Management | For | For |
| 4o | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | Management | For | For |
| 4p | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | Management | For | For |
| 4q | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | Management | For | For |
| 4r | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | Management | For | For |
| 4s | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | Management | For | For |
| 4t | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | Management | For | For |
| 6a | Elect Grazia Vittadini to the Supervisory Board | Management | For | For |
| 6b | Elect Kasper Rorsted to the Supervisory Board | Management | For | For |
| 6c | Reelect Jim Snabe to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Affiliation Agreement with Siemens Bank GmbH | Management | For | For |
| 10 | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | Shareholder | Against | For |
| 11 | Additional Proposals Presented at the Meeting | Shareholder | Against | Against |
| 12 | Additional Proposals Presented at the Meeting | Shareholder | Against | Against |
| A | Counter Motion A | Shareholder | Against | Against |
| B | Counter Motion B | Shareholder | Against | Against |
| C | Counter Motion C | Shareholder | Against | Against |
| D | Counter Motion D | Shareholder | Against | Against |
| E | Counter Motion E | Shareholder | Against | Against |
| F | Counter Motion F | Shareholder | Against | Against |
| G | Counter Motion | Shareholder | Against | Against |
| H | Counter Motion | Shareholder | Against | Against |
| I | Counter Motion | Shareholder | Against | Against |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SONY GROUP CORP.
MEETING DATE: JUN 22, 2021 |
TICKER: 6758 SECURITY ID: 835699307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 20, 2020 |
TICKER: SYY SECURITY ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director John M. Cassaday | Management | For | For |
| 1c | Elect Director Joshua D. Frank | Management | For | For |
| 1d | Elect Director Larry C. Glasscock | Management | For | For |
| 1e | Elect Director Bradley M. Halverson | Management | For | For |
| 1f | Elect Director John M. Hinshaw | Management | For | For |
| 1g | Elect Director Kevin P. Hourican | Management | For | For |
| 1h | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1i | Elect Director Stephanie A. Lundquist | Management | For | For |
| 1j | Elect Director Nelson Peltz | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 20, 2021 |
TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Lynne M. Doughtie | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Against |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Akhil Johri | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | Against |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director John M. Richardson | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 13, 2021 |
TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter W. Bettinger, II | Management | For | For |
| 1b | Elect Director Joan T. Dea | Management | For | For |
| 1c | Elect Director Christopher V. Dodds | Management | For | For |
| 1d | Elect Director Mark A. Goldfarb | Management | For | For |
| 1e | Elect Director Bharat B. Masrani | Management | For | For |
| 1f | Elect Director Charles A. Ruffel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 20, 2021 |
TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 27, 2021 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Cafaro | Management | For | For |
| 1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1e | Elect Director David L. Cohen | Management | For | For |
| 1f | Elect Director William S. Demchak | Management | For | For |
| 1g | Elect Director Andrew T. Feldstein | Management | For | For |
| 1h | Elect Director Richard J. Harshman | Management | For | For |
| 1i | Elect Director Daniel R. Hesse | Management | For | For |
| 1j | Elect Director Linda R. Medler | Management | For | For |
| 1k | Elect Director Martin Pfinsgraff | Management | For | For |
| 1l | Elect Director Toni Townes-Whitley | Management | For | For |
| 1m | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 26, 2021 |
TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Henry A. Clark, III | Management | For | For |
| 1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1e | Elect Director Thomas A. Fanning | Management | For | For |
| 1f | Elect Director David J. Grain | Management | For | For |
| 1g | Elect Director Colette D. Honorable | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 09, 2021 |
TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2021 |
TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Andrew Cecere | Management | For | For |
| 1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1l | Elect Director John P. Wiehoff | Management | For | For |
| 1m | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 13, 2021 |
TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Tome | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Eva C. Boratto | Management | For | For |
| 1d | Elect Director Michael J. Burns | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Angela Hwang | Management | For | For |
| 1g | Elect Director Kate E. Johnson | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Franck J. Moison | Management | For | For |
| 1k | Elect Director Christiana Smith Shi | Management | For | For |
| 1l | Elect Director Russell Stokes | Management | For | For |
| 1m | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Climate Change | Shareholder | Against | For |
| 8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| 9 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 07, 2021 |
TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 13, 2021 |
TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Roxanne S. Austin | Management | For | For |
| 1c | Elect Director Mark T. Bertolini | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Daniel H. Schulman | Management | For | For |
| 1g | Elect Director Rodney E. Slater | Management | For | For |
| 1h | Elect Director Hans E. Vestberg | Management | For | For |
| 1i | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| 5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 26, 2021 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
VIVENDI SA
MEETING DATE: MAR 29, 2021 |
TICKER: VIV SECURITY ID: F97982106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 20 of Bylaws Re: Allocation of Income and Dividends | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VIVENDI SE
MEETING DATE: JUN 22, 2021 |
TICKER: VIV SECURITY ID: F97982106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 5 | Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 6 | Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 7 | Approve Compensation Report | Management | For | Against |
| 8 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board | Management | For | Against |
| 9 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
| 10 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
| 11 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
| 12 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
| 13 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | Against |
| 14 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | Against |
| 15 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
| 16 | Approve Remuneration Policy of Supervisory Board Members and Chairman | Management | For | Against |
| 17 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | Against |
| 18 | Approve Remuneration Policy of Management Board Members | Management | For | Against |
| 19 | Reelect Veronique Driot-Argentin as Supervisory Board Member | Management | For | For |
| 20 | Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million | Management | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 26 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
WALMART INC.
MEETING DATE: JUN 02, 2021 |
TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director S. Robson Walton | Management | For | For |
| 1l | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | For |
| 7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
| 8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2021 |
TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Mark A. Chancy | Management | For | For |
| 1c | Elect Director Celeste A. Clark | Management | For | For |
| 1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 7 | Report on Racial Equity Audit | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY SERIES EMERGING MARKETS DEBT FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY SERIES EMERGING MARKETS DEBT LOCAL CURRENCY FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY SERIES LARGE CAP STOCK FUND
07/01/2020 - 06/30/2021
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2021 |
TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director James R. Fitterling | Management | For | For |
| 1f | Elect Director Herbert L. Henkel | Management | For | For |
| 1g | Elect Director Amy E. Hood | Management | For | For |
| 1h | Elect Director Muhtar Kent | Management | For | For |
| 1i | Elect Director Dambisa F. Moyo | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Michael F. Roman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| 6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 07, 2021 |
TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 21, 2021 |
TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 06, 2021 |
TICKER: AYI SECURITY ID: 00508Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil M. Ashe | Management | For | For |
| 1b | Elect Director W. Patrick Battle | Management | For | For |
| 1c | Elect Director Peter C. Browning | Management | For | For |
| 1d | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1e | Elect Director James H. Hance, Jr. | Management | For | For |
| 1f | Elect Director Maya Leibman | Management | For | For |
| 1g | Elect Director Laura G. O'Shaughnessy | Management | For | For |
| 1h | Elect Director Dominic J. Pileggi | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 1j | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3a | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3b | Eliminate Supermajority Voting Provision to Remove Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ADC THERAPEUTICS SA
MEETING DATE: JUN 10, 2021 |
TICKER: ADCT SECURITY ID: H0036K147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Creation of CHF 3.1 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 5 | Approve Increase in Size of Board to Twelve Members | Management | For | For |
| 6.1 | Reelect Ron Squarer as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Peter Corr as Director | Management | For | For |
| 6.3 | Reelect Stephen Evans-Freke as Director | Management | For | Against |
| 6.4 | Reelect Michael Forer as Director | Management | For | For |
| 6.5 | Reelect Peter Hug as Director | Management | For | For |
| 6.6 | Reelect Christopher Martin as Director | Management | For | For |
| 6.7 | Reelect Thomas Pfisterer as Director | Management | For | For |
| 6.8 | Reelect Thomas Rinderknecht as Director | Management | For | For |
| 6.9 | Reelect Tyrell Rivers as Director | Management | For | For |
| 6.10 | Reelect Victor Sandor as Director | Management | For | For |
| 6.11 | Reelect Jacques Theurillat as Director | Management | For | For |
| 6.12 | Elect Viviane Monges as Director | Management | For | For |
| 7.1 | Reappoint Peter Corr as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Stephen Evans-Freke as Member of the Compensation Committee | Management | For | Against |
| 7.3 | Reappoint Peter Hug as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Martin Habs as Independent Proxy | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 10.1 | Approve Remuneration of Directors in the Amount of USD 5 Million | Management | For | For |
| 10.2 | Approve Fixed Remuneration of Executive Committee in the Amount of USD 7.1 Million | Management | For | For |
| 10.3 | Approve Variable Remuneration of Executive Committee in the Amount of USD 26.5 Million | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
AIRBUS SE
MEETING DATE: APR 14, 2021 |
TICKER: AIR SECURITY ID: N0280G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.3 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.5 | Approve Implementation of Remuneration Policy | Management | For | For |
| 4.6 | Reelect Rene Obermann as Non-Executive Director | Management | For | For |
| 4.7 | Reelect Amparo Moraleda as Non-Executive Director | Management | For | For |
| 4.8 | Reelect Victor Chu as Non-Executive Director | Management | For | For |
| 4.9 | Reelect Jean-Pierre Clamadieu as Non-Executive Director | Management | For | For |
| 4.10 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.11 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | For |
| 4.12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4.13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2021 |
TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis A. Ausiello | Management | For | For |
| 1b | Elect Director Olivier Brandicourt | Management | For | For |
| 1c | Elect Director Marsha H. Fanucci | Management | For | For |
| 1d | Elect Director David E.I. Pyott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 02, 2021 |
TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | For |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | For |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | For |
| 1k | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 7 | Report on Takedown Requests | Shareholder | Against | Against |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| 9 | Report on Charitable Contributions | Shareholder | Against | Against |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director William F. Gifford, Jr. | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Ellen R. Strahlman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMADEUS IT GROUP SA
MEETING DATE: JUN 16, 2021 |
TICKER: AMS SECURITY ID: E04648114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Jana Eggers as Director | Management | For | For |
| 5.2 | Elect Amanda Mesler as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Stephan Gemkow as Director | Management | For | For |
| 5.8 | Reelect Peter Kuerpick as Director | Management | For | For |
| 5.9 | Reelect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 5.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Performance Share Plan | Management | For | For |
| 10.1 | Amend Article 11 Re: Share Capital Increase | Management | For | For |
| 10.2 | Amend Article 24 Re: Remote Voting | Management | For | For |
| 10.3 | Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 10.4 | Amend Articles Re: Board Functions and Remuneration | Management | For | For |
| 10.5 | Amend Articles Re: Board Committees | Management | For | For |
| 11.1 | Amend Articles of General Meeting Regulations Re: Company's Name and Corporate Website | Management | For | For |
| 11.2 | Amend Article 7 of General Meeting Regulations Re: Right to Information | Management | For | For |
| 11.3 | Amend Articles of General Meeting Regulations Re: Holding of the General Meeting | Management | For | For |
| 11.4 | Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Kenneth R. Frank | Management | For | For |
| 1d | Elect Director Robert D. Hormats | Management | For | For |
| 1e | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1f | Elect Director Grace D. Lieblein | Management | For | For |
| 1g | Elect Director Craig Macnab | Management | For | For |
| 1h | Elect Director JoAnn A. Reed | Management | For | For |
| 1i | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1j | Elect Director David E. Sharbutt | Management | For | For |
| 1k | Elect Director Bruce L. Tanner | Management | For | For |
| 1l | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 11, 2021 |
TICKER: ABC SECURITY ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ornella Barra | Management | For | For |
| 1b | Elect Director Steven H. Collis | Management | For | For |
| 1c | Elect Director D. Mark Durcan | Management | For | For |
| 1d | Elect Director Richard W. Gochnauer | Management | For | For |
| 1e | Elect Director Lon R. Greenberg | Management | For | For |
| 1f | Elect Director Jane E. Henney | Management | For | For |
| 1g | Elect Director Kathleen W. Hyle | Management | For | For |
| 1h | Elect Director Michael J. Long | Management | For | For |
| 1i | Elect Director Henry W. McGee | Management | For | For |
| 1j | Elect Director Dennis M. Nally | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: OCT 08, 2020 |
TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 10, 2021 |
TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Laurie H. Glimcher | Management | For | For |
| 1h | Elect Director Karen M. Golz | Management | For | For |
| 1i | Elect Director Mark M. Little | Management | For | For |
| 1j | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1k | Elect Director Susie Wee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA/NV
MEETING DATE: APR 28, 2021 |
TICKER: ABI SECURITY ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| B2 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | Management | For | For |
| B6 | Approve Discharge of Directors | Management | For | For |
| B7 | Approve Discharge of Auditors | Management | For | For |
| B8.a | Reelect Martin J. Barrington as Director | Management | For | Against |
| B8.b | Reelect William F. Gifford, Jr. as Director | Management | For | Against |
| B8.c | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| B9 | Approve Remuneration policy | Management | For | Against |
| B10 | Approve Remuneration Report | Management | For | Against |
| B11 | Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement | Management | For | For |
| C12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2021 |
TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 11, 2021 |
TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rani Borkar | Management | For | For |
| 1b | Elect Director Judy Bruner | Management | For | For |
| 1c | Elect Director Xun (Eric) Chen | Management | For | For |
| 1d | Elect Director Aart J. de Geus | Management | For | For |
| 1e | Elect Director Gary E. Dickerson | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 16, 2021 |
TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Ayanna Howard | Management | For | For |
| 1e | Elect Director Blake Irving | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Stephen Milligan | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1d | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1e | Elect Director Arnold W. Donald | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Thomas J. May | Management | For | For |
| 1i | Elect Director Brian T. Moynihan | Management | For | For |
| 1j | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 1l | Elect Director Clayton S. Rose | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 1n | Elect Director Thomas D. Woods | Management | For | For |
| 1o | Elect Director R. David Yost | Management | For | For |
| 1p | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Approve Change in Organizational Form | Shareholder | Against | Against |
| 8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| |
|---|
BAYER AG
MEETING DATE: APR 27, 2021 |
TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4.1 | Elect Fei-Fei Li to the Supervisory Board | Management | For | For |
| 4.2 | Elect Alberto Weisser to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| 6 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| |
|---|
BECTON, DICKINSON AND COMPANY
MEETING DATE: JAN 26, 2021 |
TICKER: BDX SECURITY ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Catherine M. Burzik | Management | For | For |
| 1b | Elect Director R. Andrew Eckert | Management | For | For |
| 1c | Elect Director Vincent A. Forlenza | Management | For | For |
| 1d | Elect Director Claire M. Fraser | Management | For | For |
| 1e | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1f | Elect Director Christopher Jones | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director David F. Melcher | Management | For | For |
| 1i | Elect Director Thomas E. Polen | Management | For | For |
| 1j | Elect Director Claire Pomeroy | Management | For | For |
| 1k | Elect Director Rebecca W. Rimel | Management | For | For |
| 1l | Elect Director Timothy M. Ring | Management | For | For |
| 1m | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BEIJER REF AB
MEETING DATE: MAR 03, 2021 |
TICKER: BEIJ.B SECURITY ID: W14029107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 7.1 | Elect Kate Swann as New Director | Management | For | Did Not Vote |
| 7.2 | Elect Albert Gustafsson as New Director | Management | For | Did Not Vote |
| 7.3 | Elect Per Bertland as New Director | Management | For | Did Not Vote |
| 8 | Elect Kate Swann as New Board Chairperson | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | None |
| |
|---|
BEIJER REF AB
MEETING DATE: APR 15, 2021 |
TICKER: BEIJ.B SECURITY ID: W14029107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Prepare and Approve List of Shareholders | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b | Approve Allocation of Income and Dividends of SEK 3 Per Share | Management | For | Did Not Vote |
| 7.c | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.d | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of SEK 775,000 for Chairman and SEK 375,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11.a | Reelect Kate Swann as Director | Management | For | Did Not Vote |
| 11.b | Reelect Joen Magnusson as Director | Management | For | Did Not Vote |
| 11.c | Reelect Albert Gustafsson as Director | Management | For | Did Not Vote |
| 11.d | Reelect Per Bertland as Director | Management | For | Did Not Vote |
| 11.e | Reelect Frida Norrbom Sams as Director | Management | For | Did Not Vote |
| 11.f | Elect Kerstin Lindvall as New Director | Management | For | Did Not Vote |
| 11.g | Elect William Striebe as New Director | Management | For | Did Not Vote |
| 12 | Elect Kate Swann as Board Chair | Management | For | Did Not Vote |
| 13 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 14 | Approve 3:1 Stock Split | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Collecting of Proxies and Postal Voting | Management | For | Did Not Vote |
| 16 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 17 | Approve Stock Option Plan for Key Employees; Authorize Share Repurchase Program to Finance Equity Plan; Authorize Transfer of up to 2.3 Million Class B Shares in Connection with Incentive Program | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
BHP GROUP LIMITED
MEETING DATE: OCT 14, 2020 |
TICKER: BHP SECURITY ID: 088606108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
| 3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve General Authority to Issue Shares in BHP Group Plc | Management | For | For |
| 5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Shares in BHP Group Plc | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards to Mike Henry | Management | For | For |
| 10 | Approve Leaving Entitlements | Management | For | For |
| 11 | Elect Xiaoqun Clever as Director | Management | For | For |
| 12 | Elect Gary Goldberg as Director | Management | For | For |
| 13 | Elect Mike Henry as Director | Management | For | For |
| 14 | Elect Christine O'Reilly as Director | Management | For | For |
| 15 | Elect Dion Weisler as Director | Management | For | For |
| 16 | Elect Terry Bowen as Director | Management | For | For |
| 17 | Elect Malcolm Broomhead as Director | Management | For | For |
| 18 | Elect Ian Cockerill as Director | Management | For | For |
| 19 | Elect Anita Frew as Director | Management | For | For |
| 20 | Elect Susan Kilsby as Director | Management | For | For |
| 21 | Elect John Mogford as Director | Management | For | For |
| 22 | Elect Ken MacKenzie as Director | Management | For | For |
| 23 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 24 | Adopt Interim Cultural Heritage Protection Measures | Shareholder | Against | Against |
| 25 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Shareholder | Against | Against |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 03, 2021 |
TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.4 | Elect Director Wei Hopeman | Management | For | For |
| 1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nicholas J. Read | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Bob van Dijk | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Report on Annual Climate Transition | Shareholder | Against | For |
| 8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2021 |
TICKER: BWA SECURITY ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Nelda J. Connors | Management | For | For |
| 1B | Elect Director Dennis C. Cuneo | Management | For | For |
| 1C | Elect Director David S. Haffner | Management | For | For |
| 1D | Elect Director Michael S. Hanley | Management | For | For |
| 1E | Elect Director Frederic B. Lissalde | Management | For | For |
| 1F | Elect Director Paul A. Mascarenas | Management | For | For |
| 1G | Elect Director Shaun E. McAlmont | Management | For | For |
| 1H | Elect Director Deborah D. McWhinney | Management | For | For |
| 1I | Elect Director Alexis P. Michas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2021 |
TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director David J. Roux | Management | For | For |
| 1h | Elect Director John E. Sununu | Management | For | For |
| 1i | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 04, 2021 |
TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Michael W. Bonney | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Julia A. Haller | Management | For | For |
| 1E | Elect Director Paula A. Price | Management | For | For |
| 1F | Elect Director Derica W. Rice | Management | For | For |
| 1G | Elect Director Theodore R. Samuels | Management | For | For |
| 1H | Elect Director Gerald L. Storch | Management | For | For |
| 1I | Elect Director Karen H. Vousden | Management | For | For |
| 1J | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2021 |
TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Luc Jobin as Director | Management | For | For |
| 6 | Re-elect Jack Bowles as Director | Management | For | For |
| 7 | Re-elect Tadeu Marroco as Director | Management | For | For |
| 8 | Re-elect Sue Farr as Director | Management | For | For |
| 9 | Re-elect Jeremy Fowden as Director | Management | For | For |
| 10 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 11 | Re-elect Holly Keller Koeppel as Director | Management | For | For |
| 12 | Re-elect Savio Kwan as Director | Management | For | For |
| 13 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 14 | Elect Karen Guerra as Director | Management | For | For |
| 15 | Elect Darrell Thomas as Director | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 29, 2021 |
TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director W. Matt Ralls | Management | For | For |
| 1.8 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARDINAL HEALTH, INC.
MEETING DATE: NOV 04, 2020 |
TICKER: CAH SECURITY ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carrie S. Cox | Management | For | For |
| 1b | Elect Director Calvin Darden | Management | For | For |
| 1c | Elect Director Bruce L. Downey | Management | For | For |
| 1d | Elect Director Sheri H. Edison | Management | For | For |
| 1e | Elect Director David C. Evans | Management | For | For |
| 1f | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Michael C. Kaufmann | Management | For | For |
| 1i | Elect Director Gregory B. Kenny | Management | For | For |
| 1j | Elect Director Nancy Killefer | Management | For | For |
| 1k | Elect Director J. Michael Losh | Management | For | For |
| 1l | Elect Director Dean A. Scarborough | Management | For | For |
| 1m | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 10, 2021 |
TICKER: CSLT SECURITY ID: 14862Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seth Cohen | Management | For | For |
| 1.2 | Elect Director Bryan Roberts | Management | For | For |
| 1.3 | Elect Director Kenny Van Zant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 09, 2021 |
TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Gerald Johnson | Management | For | For |
| 1.5 | Elect Director David W. MacLennan | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Policy | Shareholder | Against | Against |
| 5 | Report on Diversity and Inclusion Efforts | Shareholder | Against | For |
| 6 | Amend Certificate of Incorporate to become Public Benefit Corporation | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 20, 2021 |
TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Virginia C. Addicott | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Lynda M. Clarizio | Management | For | For |
| 1d | Elect Director Paul J. Finnegan | Management | For | For |
| 1e | Elect Director Anthony R. Foxx | Management | For | For |
| 1f | Elect Director Christine A. Leahy | Management | For | For |
| 1g | Elect Director Sanjay Mehrotra | Management | For | For |
| 1h | Elect Director David W. Nelms | Management | For | For |
| 1i | Elect Director Joseph R. Swedish | Management | For | For |
| 1j | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate Obsolete Competition and Corporate Opportunity Provision | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CENOVUS ENERGY INC.
MEETING DATE: DEC 15, 2020 |
TICKER: CVE SECURITY ID: 15135U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc. | Management | For | Against |
| |
|---|
CENOVUS ENERGY INC.
MEETING DATE: MAY 12, 2021 |
TICKER: CVE SECURITY ID: 15135U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Keith M. Casey | Management | For | For |
| 2.2 | Elect Director Canning K.N. Fok | Management | For | Withhold |
| 2.3 | Elect Director Jane E. Kinney | Management | For | For |
| 2.4 | Elect Director Harold (Hal) N. Kvisle | Management | For | For |
| 2.5 | Elect Director Eva L. Kwok | Management | For | For |
| 2.6 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.7 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.8 | Elect Director Claude Mongeau | Management | For | For |
| 2.9 | Elect Director Alexander J. Pourbaix | Management | For | For |
| 2.10 | Elect Director Wayne E. Shaw | Management | For | For |
| 2.11 | Elect Director Frank J. Sixt | Management | For | For |
| 2.12 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Re-approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jessica L. Blume | Management | For | For |
| 1b | Elect Director Frederick H. Eppinger | Management | For | For |
| 1c | Elect Director David L. Steward | Management | For | For |
| 1d | Elect Director William L. Trubeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | For | For |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 23, 2021 |
TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Wendy Montoya Cloonan | Management | For | For |
| 1d | Elect Director Earl M. Cummings | Management | For | For |
| 1e | Elect Director David J. Lesar | Management | For | For |
| 1f | Elect Director Martin H. Nesbitt | Management | For | For |
| 1g | Elect Director Theodore F. Pound | Management | For | For |
| 1h | Elect Director Phillip R. Smith | Management | For | For |
| 1i | Elect Director Barry T. Smitherman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHUBB LIMITED
MEETING DATE: MAY 20, 2021 |
TICKER: CB SECURITY ID: H1467J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Michael P. Connors | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director Mary Cirillo | Management | For | For |
| 5.6 | Elect Director Robert J. Hugin | Management | For | For |
| 5.7 | Elect Director Robert W. Scully | Management | For | For |
| 5.8 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.9 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.10 | Elect Director David H. Sidwell | Management | For | For |
| 5.11 | Elect Director Olivier Steimer | Management | For | For |
| 5.12 | Elect Director Luis Tellez | Management | For | For |
| 5.13 | Elect Director Frances F. Townsend | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2021 |
TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cordani | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Eric J. Foss | Management | For | For |
| 1d | Elect Director Elder Granger | Management | For | For |
| 1e | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1f | Elect Director George Kurian | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director John M. Partridge | Management | For | For |
| 1j | Elect Director Kimberly A. Ross | Management | For | For |
| 1k | Elect Director Eric C. Wiseman | Management | For | For |
| 1l | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2020 |
TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 07, 2021 |
TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Lisa M. Edwards | Management | For | For |
| 1d | Elect Director C. Martin Harris | Management | For | For |
| 1e | Elect Director Martina Hund-Mejean | Management | For | For |
| 1f | Elect Director Kimberly A. Nelson | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 02, 2021 |
TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
COVETRUS, INC.
MEETING DATE: NOV 17, 2020 |
TICKER: CVET SECURITY ID: 22304C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
COVETRUS, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: CVET SECURITY ID: 22304C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Manoff | Management | For | For |
| 1.2 | Elect Director Edward M. McNamara | Management | For | For |
| 1.3 | Elect Director Steven Paladino | Management | For | For |
| 1.4 | Elect Director Sandra Peterson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRINETICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2021 |
TICKER: CRNX SECURITY ID: 22663K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Camille Bedrosian | Management | For | For |
| 1.2 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2021 |
TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Carla A. Harris | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Alexis M. Herman | Management | For | For |
| 9 | Elect Director Thomas J. Lynch | Management | For | For |
| 10 | Elect Director William I. Miller | Management | For | For |
| 11 | Elect Director Georgia R. Nelson | Management | For | For |
| 12 | Elect Director Kimberly A. Nelson | Management | For | For |
| 13 | Elect Director Karen H. Quintos | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 16 | Abolish Professional Services Allowance | Shareholder | Against | Against |
| |
|---|
CVS HEALTH CORPORATION
MEETING DATE: MAY 13, 2021 |
TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Anne M. Finucane | Management | For | For |
| 1h | Elect Director Edward J. Ludwig | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Jean-Pierre Millon | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
DIAGEO PLC
MEETING DATE: SEP 28, 2020 |
TICKER: DGE SECURITY ID: 25243Q205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Melissa Bethell as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Lady Mendelsohn as Director | Management | For | For |
| 9 | Re-elect Ivan Menezes as Director | Management | For | For |
| 10 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 11 | Re-elect Alan Stewart as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 17 | Approve Diageo 2020 Sharesave Plan | Management | For | For |
| 18 | Approve Diageo Deferred Bonus Share Plan | Management | For | For |
| 19 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 05, 2021 |
TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David L. Rawlinson, II | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: APR 28, 2021 |
TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Luther C. Kissam | Management | For | For |
| 1i | Elect Director Frederick M. Lowery | Management | For | For |
| 1j | Elect Director Raymond J. Milchovich | Management | For | For |
| 1k | Elect Director Deanna M. Mulligan | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 7 | Report on Plastic Pollution | Shareholder | Against | For |
| |
|---|
DYNATRACE, INC.
MEETING DATE: AUG 25, 2020 |
TICKER: DT SECURITY ID: 268150109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Van Siclen | Management | For | For |
| 1b | Elect Director Michael Capone | Management | For | For |
| 1c | Elect Director Stephen Lifshatz | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
EDENRED SA
MEETING DATE: MAY 11, 2021 |
TICKER: EDEN SECURITY ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Sylvia Coutinho as Director | Management | For | For |
| 6 | Reelect Francoise Gri as Director | Management | For | For |
| 7 | Elect Angeles Garcia-Poveda as Director | Management | For | For |
| 8 | Elect Monica Mondardini as Director | Management | For | For |
| 9 | Elect Philippe Vallee as Director | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 15 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees, Corporate Officers and International Subsidiaries | Management | For | For |
| 18 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 19 | Change Company Name to SE Edenred and Amend Article of Bylaws Accordingly | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 21, 2020 |
TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan Chadwick | Management | For | For |
| 1b | Elect Director Michelangelo Volpi | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Executive Director | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 06, 2020 |
TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 03, 2021 |
TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director J. Erik Fyrwald | Management | For | For |
| 1c | Elect Director Jamere Jackson | Management | For | For |
| 1d | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1e | Elect Director Jackson P. Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
ELIOR GROUP SA
MEETING DATE: FEB 26, 2021 |
TICKER: ELIOR SECURITY ID: F3253Q112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Gilles Cojan, Chairman of the Board | Management | For | For |
| 7 | Approve Compensation of Philippe Guillemot, CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 9 | Approve Remuneration Policy of CEO and/or Corporate Officers | Management | For | Against |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 522,000 | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 348,000 | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 174,000 | Management | For | For |
| 16 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 18 | Authorize up to 2.6 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 19 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 22 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 23 | Amend Article 15.3 of Bylaws Re: Employee Representative | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 07, 2021 |
TICKER: ETR SECURITY ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Brian W. Ellis | Management | For | For |
| 1f | Elect Director Philip L. Frederickson | Management | For | For |
| 1g | Elect Director Alexis M. Herman | Management | For | For |
| 1h | Elect Director M. Elise Hyland | Management | For | For |
| 1i | Elect Director Stuart L. Levenick | Management | For | For |
| 1j | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1k | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize New Class of Preferred Stock | Management | For | For |
| |
|---|
EPIROC AB
MEETING DATE: APR 28, 2021 |
TICKER: EPI.A SECURITY ID: W25918116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.a | Designate Petra Hedengran (Investor AB) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.b | Designate Mikael Wiberg (Alecta) as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.b1 | Approve Discharge of Lennart Evrell | Management | For | Did Not Vote |
| 7.b2 | Approve Discharge of Johan Forssell | Management | For | Did Not Vote |
| 7.b3 | Approve Discharge of Helena Hedblom (as Board Member) | Management | For | Did Not Vote |
| 7.b4 | Approve Discharge of Jeane Hull | Management | For | Did Not Vote |
| 7.b5 | Approve Discharge of Ronnie Leten | Management | For | Did Not Vote |
| 7.b6 | Approve Discharge of Per Lindberg (as Board Member) | Management | For | Did Not Vote |
| 7.b7 | Approve Discharge of Ulla Litzen | Management | For | Did Not Vote |
| 7.b8 | Approve Discharge of Sigurd Mareels | Management | For | Did Not Vote |
| 7.b9 | Approve Discharge of Astrid Skarheim Onsum | Management | For | Did Not Vote |
| 7.b10 | Approve Discharge of Anders Ullberg | Management | For | Did Not Vote |
| 7.b11 | Approve Discharge of Niclas Bergstrom | Management | For | Did Not Vote |
| 7.b12 | Approve Discharge of Gustav El Rachidi | Management | For | Did Not Vote |
| 7.b13 | Approve Discharge of Kristina Kanestad | Management | For | Did Not Vote |
| 7.b14 | Approve Discharge of Bengt Lindgren | Management | For | Did Not Vote |
| 7.b15 | Approve Discharge of Daniel Rundgren | Management | For | Did Not Vote |
| 7.b16 | Approve Discharge of Helena Hedblom (as CEO) | Management | For | Did Not Vote |
| 7.b17 | Approve Discharge of Per Lindberg (as CEO) | Management | For | Did Not Vote |
| 7.c | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Management | For | Did Not Vote |
| 7.d | Approve Remuneration Report | Management | For | Did Not Vote |
| 8.a | Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 9.a1 | Reelect Lennart Evrell as Director | Management | For | Did Not Vote |
| 9.a2 | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 9.a3 | Reelect Helena Hedblom as Director | Management | For | Did Not Vote |
| 9.a4 | Reelect Jeane Hull as Director | Management | For | Did Not Vote |
| 9.a5 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 9.a6 | Reelect Ulla Litzen as Director | Management | For | Did Not Vote |
| 9.a7 | Reelect Sigurd Mareels as Director | Management | For | Did Not Vote |
| 9.a8 | Reelect Astrid Skarheim Onsum as Director | Management | For | Did Not Vote |
| 9.a9 | Reelect Anders Ullberg as Director | Management | For | Did Not Vote |
| 9.b | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 9.c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 10.a | Approve Remuneration of Directors in the Amount of SEK 2.13 Million for Chair and SEK 665,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Approve Stock Option Plan 2021 for Key Employees | Management | For | Did Not Vote |
| 12.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Management | For | Did Not Vote |
| 12.b | Approve Repurchase of Shares to Pay 50 Percent of Director's Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Management | For | Did Not Vote |
| 12.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 12.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2016, 2017 and 2018 | Management | For | Did Not Vote |
| 13 | Approve 2:1 Stock Split; Approve SEK 250 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 250 Million | Management | For | Did Not Vote |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 06, 2021 |
TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Scott A. McGregor | Management | For | For |
| 1f | Elect Director John A. McKinley | Management | For | For |
| 1g | Elect Director Robert W. Selander | Management | For | For |
| 1h | Elect Director Melissa D. Smith | Management | For | For |
| 1i | Elect Director Audrey Boone Tillman | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: EQIX SECURITY ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Director Gary Hromadko | Management | For | For |
| 1.5 | Elect Director Irving Lyons, III | Management | For | For |
| 1.6 | Elect Director Charles Meyers | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Sandra Rivera | Management | For | For |
| 1.9 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
EXPEDIA GROUP, INC.
MEETING DATE: JUN 09, 2021 |
TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel Altman | Management | For | For |
| 1b | Elect Director Beverly Anderson | Management | For | For |
| 1c | Elect Director Susan Athey | Management | For | For |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Barry Diller | Management | For | For |
| 1f | Elect Director Jon Gieselman - Withdrawn | Management | None | None |
| 1g | Elect Director Craig Jacobson | Management | For | For |
| 1h | Elect Director Peter Kern | Management | For | For |
| 1i | Elect Director Dara Khosrowshahi | Management | For | For |
| 1j | Elect Director Patricia Menendez-Cambo | Management | For | For |
| 1k | Elect Director Greg Mondre | Management | For | For |
| 1l | Elect Director David Sambur - Withdrawn | Management | None | None |
| 1m | Elect Director Alex von Furstenberg | Management | For | For |
| 1n | Elect Director Julie Whalen | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2021 |
TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
| 1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
| 1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
| 1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
| 1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
| 1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
| 1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
| 8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
| 1.2 | Elect Director Kaisa Hietala | Shareholder | For | For |
| 1.3 | Elect Director Alexander A. Karsner | Shareholder | For | Withhold |
| 1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
| 1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
| 1.6 | Management Nominee Susan K. Avery | Shareholder | For | Withhold |
| 1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
| 1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
| 1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | Withhold |
| 1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
| 1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Require Independent Board Chair | Shareholder | None | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
| 6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
| 7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
| 8 | Report on Political Contributions | Shareholder | None | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | None | Against |
| 10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Against |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 26, 2021 |
TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 8 | Report on Platform Misuse | Shareholder | Against | For |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 21, 2020 |
TICKER: FDX SECURITY ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marvin R. Ellison | Management | For | For |
| 1b | Elect Director Susan Patricia Griffith | Management | For | For |
| 1c | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1d | Elect Director Kimberly A. Jabal | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director Susan C. Schwab | Management | For | For |
| 1i | Elect Director Frederick W. Smith | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director Rajesh Subramaniam | Management | For | For |
| 1l | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 19, 2021 |
TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 20, 2021 |
TICKER: FLS SECURITY ID: 34354P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Scott Rowe | Management | For | For |
| 1b | Elect Director Sujeet Chand | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Gayla J. Delly | Management | For | For |
| 1e | Elect Director Roger L. Fix | Management | For | For |
| 1f | Elect Director John R. Friedery | Management | For | For |
| 1g | Elect Director John L. Garrison | Management | For | For |
| 1h | Elect Director Michael C. McMurray | Management | For | For |
| 1i | Elect Director David E. Roberts | Management | For | For |
| 1j | Elect Director Carlyn R. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| |
|---|
FORTIVE CORPORATION
MEETING DATE: JUN 08, 2021 |
TICKER: FTV SECURITY ID: 34959J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel L. Comas | Management | For | For |
| 1b | Elect Director Feroz Dewan | Management | For | For |
| 1c | Elect Director Sharmistha Dubey | Management | For | For |
| 1d | Elect Director Rejji P. Hayes | Management | For | For |
| 1e | Elect Director James A. Lico | Management | For | For |
| 1f | Elect Director Kate D. Mitchell | Management | For | For |
| 1g | Elect Director Jeannine Sargent | Management | For | For |
| 1h | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN INC.
MEETING DATE: JUN 08, 2021 |
TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.3 | Elect Director Robert W. Dudley | Management | For | For |
| 1.4 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.5 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.6 | Elect Director John J. Stephens | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 05, 2021 |
TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director Catherine B. Reynolds | Management | For | For |
| 1i | Elect Director Laura J. Schumacher | Management | For | For |
| 1j | Elect Director Robert K. Steel | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 04, 2021 |
TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sebastien Bazin | Management | For | Against |
| 1b | Elect Director Ashton Carter | Management | For | For |
| 1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | Against |
| 1e | Elect Director Edward Garden | Management | For | Against |
| 1f | Elect Director Thomas Horton | Management | For | Against |
| 1g | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Catherine Lesjak | Management | For | For |
| 1i | Elect Director Paula Rosput Reynolds | Management | For | Against |
| 1j | Elect Director Leslie Seidman | Management | For | For |
| 1k | Elect Director James Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Report on Meeting the Criteria of the Net Zero Indicator | Shareholder | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 14, 2021 |
TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Carol M. Stephenson | Management | For | For |
| 1j | Elect Director Mark A. Tatum | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Link Executive Pay to Social Criteria | Shareholder | Against | Against |
| |
|---|
GENPACT LIMITED
MEETING DATE: MAY 05, 2021 |
TICKER: G SECURITY ID: G3922B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director James Madden | Management | For | For |
| 1.3 | Elect Director Ajay Agrawal | Management | For | For |
| 1.4 | Elect Director Stacey Cartwright | Management | For | For |
| 1.5 | Elect Director Laura Conigliaro | Management | For | For |
| 1.6 | Elect Director Tamara Franklin | Management | For | For |
| 1.7 | Elect Director Carol Lindstrom | Management | For | For |
| 1.8 | Elect Director CeCelia Morken | Management | For | For |
| 1.9 | Elect Director Mark Nunnelly | Management | For | For |
| 1.10 | Elect Director Brian Stevens | Management | For | For |
| 1.11 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2021 |
TICKER: GSK SECURITY ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Jonathan Symonds as Director | Management | For | For |
| 4 | Re-elect Dame Emma Walmsley as Director | Management | For | For |
| 5 | Re-elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Vindi Banga as Director | Management | For | For |
| 7 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 12 | Re-elect Iain Mackay as Director | Management | For | For |
| 13 | Re-elect Urs Rohner as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
GRITSTONE ONCOLOGY, INC.
MEETING DATE: JUN 18, 2021 |
TICKER: GRTS SECURITY ID: 39868T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Krognes | Management | For | For |
| 1.2 | Elect Director Elaine Jones | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: JUN 17, 2021 |
TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barry Quart | Management | For | For |
| 1b | Elect Director Stephen Davis | Management | For | For |
| 1c | Elect Director Craig Johnson | Management | For | For |
| 1d | Elect Director Kimberly Manhard | Management | For | For |
| 1e | Elect Director Christian Waage | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: JUN 02, 2021 |
TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director Karyn F. Ovelmen | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 04, 2021 |
TICKER: HUBB SECURITY ID: 443510607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerben W. Bakker | Management | For | For |
| 1.2 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Rhett A. Hernandez | Management | For | For |
| 1.5 | Elect Director Neal J. Keating | Management | For | For |
| 1.6 | Elect Director Bonnie C. Lind | Management | For | For |
| 1.7 | Elect Director John F. Malloy | Management | For | For |
| 1.8 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.9 | Elect Director John G. Russell | Management | For | For |
| 1.10 | Elect Director Steven R. Shawley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 29, 2021 |
TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.6 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.7 | Elect Director Stephanie L. O'Sullivan | Management | For | For |
| 1.8 | Elect Director C. Michael Petters | Management | For | For |
| 1.9 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.10 | Elect Director John K. Welch | Management | For | For |
| 1.11 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 12, 2021 |
TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Brennan | Management | For | For |
| 1.2 | Elect Director Leo Lee | Management | For | For |
| 1.3 | Elect Director Carol A. Schafer | Management | For | For |
| 1.4 | Elect Director Melvin Sharoky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 13, 2021 |
TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick P. Gelsinger | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Alyssa Henry | Management | For | For |
| 1d | Elect Director Omar Ishrak | Management | For | For |
| 1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1f | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1g | Elect Director Gregory D. Smith | Management | For | For |
| 1h | Elect Director Dion J. Weisler | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: MAY 27, 2021 |
TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Jerome Durso | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Mark Pruzanski | Management | For | For |
| 1i | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 1j | Elect Director Gino Santini | Management | For | For |
| 1k | Elect Director Glenn Sblendorio | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Buberl | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director David N. Farr | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Michelle J. Howard | Management | For | For |
| 1f | Elect Director Arvind Krishna | Management | For | For |
| 1g | Elect Director Andrew N. Liveris | Management | For | For |
| 1h | Elect Director Frederick William McNabb, III | Management | For | For |
| 1i | Elect Director Martha E. Pollack | Management | For | For |
| 1j | Elect Director Joseph R. Swedish | Management | For | For |
| 1k | Elect Director Peter R. Voser | Management | For | For |
| 1l | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| 6 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | For | For |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 21, 2021 |
TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Rawlins | Management | For | For |
| 1.2 | Elect Director Joel S. Marcus | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: JUL 28, 2020 |
TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Reduce Authorized Common Stock to 80,000,000 if and only if Proposal 1 is both Approved and Implemented | Management | For | For |
| 3 | Reduce Authorized Common Stock to 40,000,000 if and only if Proposal 1 is both Approved and Implemented | Management | For | For |
| 4 | Reduce Authorized Common Stock to 26,666,667 if and only if Proposal 1 is both Approved and Implemented | Management | For | For |
| |
|---|
IRHYTHM TECHNOLOGIES, INC.
MEETING DATE: JUN 18, 2021 |
TICKER: IRTC SECURITY ID: 450056106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cathleen Noel Bairey Merz | Management | For | For |
| 1.2 | Elect Director Mark J. Rubash | Management | For | For |
| 1.3 | Elect Director Renee Budig | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2021 |
TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Nadja Y. West | Management | For | For |
| 1n | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Civil Rights Audit | Shareholder | Against | Against |
| 7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS INTERNATIONAL PLC
MEETING DATE: MAR 10, 2021 |
TICKER: JCI SECURITY ID: G51502105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 8 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2021 |
TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
KEURIG DR PEPPER INC.
MEETING DATE: JUN 18, 2021 |
TICKER: KDP SECURITY ID: 49271V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Robert J. Gamgort | Management | For | For |
| 1B | Elect Director Olivier Goudet | Management | For | For |
| 1C | Elect Director Peter Harf | Management | For | For |
| 1D | Elect Director Juliette Hickman | Management | For | For |
| 1E | Elect Director Genevieve Hovde | Management | For | For |
| 1F | Elect Director Paul S. Michaels | Management | For | For |
| 1G | Elect Director Pamela H. Patsley | Management | For | For |
| 1H | Elect Director Gerhard Pleuhs | Management | For | For |
| 1I | Elect Director Lubomira Rochet | Management | For | For |
| 1J | Elect Director Debra Sandler | Management | For | For |
| 1K | Elect Director Robert Singer | Management | For | For |
| 1L | Elect Director Justine Tan | Management | For | For |
| 1M | Elect Director Nelson Urdaneta | Management | For | For |
| 1N | Elect Director Larry D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
MEETING DATE: MAY 18, 2021 |
TICKER: KNX SECURITY ID: 499049104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Knight | Management | For | For |
| 1.2 | Elect Director Kathryn Munro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KOSMOS ENERGY LTD.
MEETING DATE: JUN 09, 2021 |
TICKER: KOS SECURITY ID: 500688106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adebayo (Bayo) O. Ogunlesi | Management | For | For |
| 1.2 | Elect Director Deanna L. Goodwin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2020 |
TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LIVENT CORPORATION
MEETING DATE: APR 29, 2021 |
TICKER: LTHM SECURITY ID: 53814L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre Brondeau | Management | For | For |
| 1b | Elect Director G. Peter D'Aloia | Management | For | For |
| 1c | Elect Director Robert C. Pallash | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 11, 2021 |
TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick Berard | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director Guhan Subramanian | Management | For | For |
| 1i | Elect Director Xavier Urbain | Management | For | For |
| 1j | Elect Director Jacob H. Welch | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2021 |
TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.9 | Elect Director Brian C. Rogers | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Mary Beth West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Leslie V. Godridge | Management | For | For |
| 1.7 | Elect Director Richard S. Gold | Management | For | For |
| 1.8 | Elect Director Richard A. Grossi | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Denis J. Salamone | Management | For | For |
| 1.16 | Elect Director John R. Scannell | Management | For | For |
| 1.17 | Elect Director David S. Scharfstein | Management | For | For |
| 1.18 | Elect Director Rudina Seseri | Management | For | For |
| 1.19 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: MAY 25, 2021 |
TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred Stock | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2021 |
TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1b | Elect Director Anthony G. Capuano | Management | For | For |
| 1c | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1d | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For |
| 1e | Elect Director Eric Hippeau | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Debra L. Lee | Management | For | For |
| 1h | Elect Director Aylwin B. Lewis | Management | For | For |
| 1i | Elect Director David S. Marriott | Management | For | For |
| 1j | Elect Director Margaret M. McCarthy | Management | For | For |
| 1k | Elect Director George Munoz | Management | For | For |
| 1l | Elect Director Horacio D. Rozanski | Management | For | For |
| 1m | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
| 4c | Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions | Management | For | For |
| 4d | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For |
| 4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUL 23, 2020 |
TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tudor Brown | Management | For | For |
| 1B | Elect Director Brad Buss | Management | For | For |
| 1C | Elect Director Edward Frank | Management | For | For |
| 1D | Elect Director Richard S. Hill | Management | For | For |
| 1E | Elect Director Bethany Mayer | Management | For | For |
| 1F | Elect Director Matthew J. Murphy | Management | For | For |
| 1G | Elect Director Michael Strachan | Management | For | For |
| 1H | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: APR 15, 2021 |
TICKER: MRVL SECURITY ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reduce Supermajority Vote Requirement to Approve Merger | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 22, 2021 |
TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: JUN 15, 2021 |
TICKER: MTCH SECURITY ID: 57667L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wendi Murdoch | Management | For | For |
| 1b | Elect Director Glenn H. Schiffman | Management | For | For |
| 1c | Elect Director Pamela S. Seymon | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 29, 2020 |
TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominic J. Caruso | Management | For | For |
| 1b | Elect Director N. Anthony Coles | Management | For | For |
| 1c | Elect Director M. Christine Jacobs | Management | For | For |
| 1d | Elect Director Donald R. Knauss | Management | For | For |
| 1e | Elect Director Marie L. Knowles | Management | For | For |
| 1f | Elect Director Bradley E. Lerman | Management | For | For |
| 1g | Elect Director Maria Martinez | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Susan R. Salka | Management | For | For |
| 1j | Elect Director Brian S. Tyler | Management | For | For |
| 1k | Elect Director Kenneth E. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on the Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 29, 2021 |
TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Analisa M. Allen | Management | For | For |
| 1.2 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Jay C. Hartzell | Management | For | For |
| 1.6 | Elect Director Timothy A. Holt | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Timothy J. Mattke | Management | For | For |
| 1.11 | Elect Director Gary A. Poliner | Management | For | For |
| 1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
| 1.13 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2020 |
TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: MHK SECURITY ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 20, 2021 |
TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Hironori Kamezawa | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Stephen J. Luczo | Management | For | For |
| 1j | Elect Director Jami Miscik | Management | For | For |
| 1k | Elect Director Dennis M. Nally | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MTU AERO ENGINES AG
MEETING DATE: APR 21, 2021 |
TICKER: MTX SECURITY ID: D5565H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Elect Rainer Martens to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million; Approve Creation of EUR 2.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Registration Moratorium | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 17, 2020 |
TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1b | Elect Director Peter B. Henry | Management | For | For |
| 1c | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NUTRIEN LTD.
MEETING DATE: MAY 17, 2021 |
TICKER: NTR SECURITY ID: 67077M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director Russell K. Girling | Management | For | For |
| 1.4 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.5 | Elect Director Raj S. Kushwaha | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Charles V. Magro - Withdrawn Resolution | Management | None | None |
| 1.9 | Elect Director Keith G. Martell | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
| 1.12 | Elect Director Nelson Luiz Costa Silva | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
OCADO GROUP PLC
MEETING DATE: MAY 13, 2021 |
TICKER: OCDO SECURITY ID: G6718L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Tim Steiner as Director | Management | For | For |
| 4 | Re-elect Neill Abrams as Director | Management | For | For |
| 5 | Re-elect Mark Richardson as Director | Management | For | For |
| 6 | Re-elect Luke Jensen as Director | Management | For | For |
| 7 | Re-elect Jorn Rausing as Director | Management | For | For |
| 8 | Re-elect Andrew Harrison as Director | Management | For | For |
| 9 | Re-elect Emma Lloyd as Director | Management | For | For |
| 10 | Re-elect Julie Southern as Director | Management | For | For |
| 11 | Re-elect John Martin as Director | Management | For | For |
| 12 | Elect Michael Sherman as Director | Management | For | For |
| 13 | Elect Richard Haythornthwaite as Director | Management | For | For |
| 14 | Elect Stephen Daintith as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 18 | Amend Employee Share Purchase Plan | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity in Connection with a Rights Issue | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
OTIS WORLDWIDE CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: OTIS SECURITY ID: 68902V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey H. Black | Management | For | For |
| 1b | Elect Director Kathy Hopinkah Hannan | Management | For | For |
| 1c | Elect Director Shailesh G. Jejurikar | Management | For | For |
| 1d | Elect Director Christopher J. Kearney | Management | For | For |
| 1e | Elect Director Judith F. Marks | Management | For | For |
| 1f | Elect Director Harold W. McGraw, III | Management | For | For |
| 1g | Elect Director Margaret M. V. Preston | Management | For | For |
| 1h | Elect Director Shelley Stewart, Jr. | Management | For | For |
| 1i | Elect Director John H. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PERFORMANCE FOOD GROUP COMPANY
MEETING DATE: NOV 19, 2020 |
TICKER: PFGC SECURITY ID: 71377A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Holm | Management | For | For |
| 1b | Elect Director Barbara J. Beck | Management | For | For |
| 1c | Elect Director Matthew C. Flanigan | Management | For | For |
| 1d | Elect Director David V. Singer | Management | For | For |
| 1e | Elect Director Meredith Adler | Management | For | For |
| 1f | Elect Director Jeffrey M. Overly | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 12, 2021 |
TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie L. Bushman | Management | For | For |
| 1b | Elect Director Lisa A. Davis | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt GHG Emissions Reduction Targets | Shareholder | Against | For |
| 6 | Report on Climate Lobbying | Shareholder | Against | Against |
| |
|---|
PLIANT THERAPEUTICS, INC.
MEETING DATE: JUN 29, 2021 |
TICKER: PLRX SECURITY ID: 729139105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hoyoung Huh | Management | For | For |
| 1b | Elect Director Neil Exter | Management | For | For |
| 1c | Elect Director David Pyott | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 15, 2021 |
TICKER: PPG SECURITY ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director Michael W. Lamach | Management | For | For |
| 1.3 | Elect Director Michael T. Nally | Management | For | For |
| 1.4 | Elect Director Guillermo Novo | Management | For | For |
| 1.5 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.6 | Elect Director Catherine R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
PTC INC.
MEETING DATE: FEB 10, 2021 |
TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip Fernandez | Management | For | For |
| 1.3 | Elect Director James Heppelmann | Management | For | For |
| 1.4 | Elect Director Klaus Hoehn | Management | For | For |
| 1.5 | Elect Director Paul Lacy | Management | For | For |
| 1.6 | Elect Director Corinna Lathan | Management | For | For |
| 1.7 | Elect Director Blake Moret | Management | For | For |
| 1.8 | Elect Director Robert Schechter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2021 |
TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sylvia Acevedo | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Gregory N. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Jamie S. Miller | Management | For | For |
| 1i | Elect Director Steve Mollenkopf | Management | For | For |
| 1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1k | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
| 1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 12, 2021 |
TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director Brad L. Conner | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Lisa Mumford | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 18, 2021 |
TICKER: RJF SECURITY ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1b | Elect Director Marlene Debel | Management | For | For |
| 1c | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1d | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1e | Elect Director Benjamin C. Esty | Management | For | For |
| 1f | Elect Director Anne Gates | Management | For | For |
| 1g | Elect Director Francis S. Godbold | Management | For | For |
| 1h | Elect Director Thomas A. James | Management | For | For |
| 1i | Elect Director Gordon L. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Paul C. Reilly | Management | For | For |
| 1l | Elect Director Raj Seshadri | Management | For | For |
| 1m | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 26, 2021 |
TICKER: RTX SECURITY ID: 75513E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Thomas A. Kennedy | Management | For | For |
| 1d | Elect Director Marshall O. Larsen | Management | For | For |
| 1e | Elect Director George R. Oliver | Management | For | For |
| 1f | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1g | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1h | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1i | Elect Director Ellen M. Pawlikowski | Management | For | For |
| 1j | Elect Director Denise L. Ramos | Management | For | For |
| 1k | Elect Director Fredric G. Reynolds | Management | For | For |
| 1l | Elect Director Brian C. Rogers | Management | For | For |
| 1m | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1n | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 13, 2021 |
TICKER: RR SECURITY ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir Ian Davis as Director | Management | For | For |
| 5 | Re-elect Warren East as Director | Management | For | For |
| 6 | Elect Panos Kakoullis as Director | Management | For | For |
| 7 | Elect Paul Adams as Director | Management | For | For |
| 8 | Re-elect George Culmer as Director | Management | For | For |
| 9 | Re-elect Irene Dorner as Director | Management | For | For |
| 10 | Re-elect Beverly Goulet as Director | Management | For | For |
| 11 | Re-elect Lee Hsien Yang as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Sir Kevin Smith as Director | Management | For | For |
| 14 | Re-elect Dame Angela Strank as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Incentive Plan | Management | For | For |
| 20 | Approve SharePurchase Plan | Management | For | For |
| 21 | Approve UK Sharesave Plan | Management | For | For |
| 22 | Approve International Sharesave Plan | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2021 |
TICKER: RDSA SECURITY ID: 780259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Jane Lute as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Dick Boer as Director | Management | For | For |
| 6 | Re-elect Neil Carson as Director | Management | For | For |
| 7 | Re-elect Ann Godbehere as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Catherine Hughes as Director | Management | For | For |
| 10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
| 11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
| 12 | Elect Abraham Schot as Director | Management | For | For |
| 13 | Re-elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Shell Energy Transition Strategy | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| |
|---|
RYANAIR HOLDINGS PLC
MEETING DATE: SEP 17, 2020 |
TICKER: RY4C SECURITY ID: 783513203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Stan McCarthy as Director | Management | For | For |
| 3b | Re-elect Louise Phelan as Director | Management | For | For |
| 3c | Re-elect Roisin Brennan as Director | Management | For | For |
| 3d | Re-elect Michael Cawley as Director | Management | For | For |
| 3e | Re-elect Emer Daly as Director | Management | For | For |
| 3f | Re-elect Howard Millar as Director | Management | For | For |
| 3g | Re-elect Dick Milliken as Director | Management | For | For |
| 3h | Re-elect Michael O'Brien as Director | Management | For | For |
| 3i | Re-elect Michael O'Leary as Director | Management | For | For |
| 3j | Re-elect Julie O'Neill as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RYANAIR HOLDINGS PLC
MEETING DATE: DEC 17, 2020 |
TICKER: RY4C SECURITY ID: 783513203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 07, 2021 |
TICKER: R SECURITY ID: 783549108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Eck | Management | For | For |
| 1b | Elect Director Robert A. Hagemann | Management | For | For |
| 1c | Elect Director Michael F. Hilton | Management | For | For |
| 1d | Elect Director Tamara L. Lundgren | Management | For | For |
| 1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1f | Elect Director David G. Nord | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Abbie J. Smith | Management | For | For |
| 1i | Elect Director E. Follin Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
SAFRAN SA
MEETING DATE: MAY 26, 2021 |
TICKER: SAF SECURITY ID: F4035A557
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 4 | Approve Transaction with BNP Paribas | Management | For | For |
| 5 | Ratify Appointment of Olivier Andries as Director | Management | For | For |
| 6 | Reelect Helene Auriol Potier as Director | Management | For | For |
| 7 | Reelect Sophie Zurquiyah as Director | Management | For | For |
| 8 | Reelect Patrick Pelata as Director | Management | For | For |
| 9 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
| 10 | Approve Compensation of Ross McInnes, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Philippe Petitcolin, CEO | Management | For | For |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares A | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18-21 | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | Management | For | Against |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23-26, Only In the Event of a Public Tender Offer | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 17, 2021 |
TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 30, 2021 |
TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | Management | For | For |
| 4 | Ratify Appointment of Gilles Schnepp as Director | Management | For | For |
| 5 | Reelect Fabienne Lecorvaisier as Director | Management | For | For |
| 6 | Reelect Melanie Lee as Director | Management | For | For |
| 7 | Elect Barbara Lavernos as Director | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Paul Hudson, CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of CEO | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Written Consultation | Management | For | For |
| 26 | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP SE
MEETING DATE: MAY 12, 2021 |
TICKER: SAP SECURITY ID: 803054204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6.a | Elect Qi Lu to the Supervisory Board | Management | For | For |
| 6.b | Elect Rouven Westphal to the Supervisory Board | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 14, 2021 |
TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Boeckmann | Management | For | For |
| 1b | Elect Director Andres Conesa | Management | For | For |
| 1c | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1d | Elect Director Pablo A. Ferrero | Management | For | For |
| 1e | Elect Director William D. Jones | Management | For | For |
| 1f | Elect Director Jeffrey W. Martin | Management | For | For |
| 1g | Elect Director Bethany J. Mayer | Management | For | For |
| 1h | Elect Director Michael N. Mears | Management | For | For |
| 1i | Elect Director Jack T. Taylor | Management | For | For |
| 1j | Elect Director Cynthia L. Walker | Management | For | For |
| 1k | Elect Director Cynthia J. Warner | Management | For | For |
| 1l | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Against |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2021 |
TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SONY GROUP CORP.
MEETING DATE: JUN 22, 2021 |
TICKER: 6758 SECURITY ID: 835699307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SPECTRUM BRANDS HOLDINGS, INC.
MEETING DATE: JUL 28, 2020 |
TICKER: SPB SECURITY ID: 84790A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth C. Ambrecht | Management | For | For |
| 1b | Elect Director Hugh R. Rovit | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 10, 2021 |
TICKER: SWK SECURITY ID: 854502101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrea J. Ayers | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Patrick D. Campbell | Management | For | For |
| 1d | Elect Director Carlos M. Cardoso | Management | For | For |
| 1e | Elect Director Robert B. Coutts | Management | For | For |
| 1f | Elect Director Debra A. Crew | Management | For | For |
| 1g | Elect Director Michael D. Hankin | Management | For | For |
| 1h | Elect Director James M. Loree | Management | For | For |
| 1i | Elect Director Jane M. Palmieri | Management | For | For |
| 1j | Elect Director Mojdeh Poul | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 1l | Elect Director Irving Tan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| 7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 17, 2021 |
TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2021 |
TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1b | Elect Director Marie A. Chandoha | Management | For | For |
| 1c | Elect Director Amelia C. Fawcett | Management | For | For |
| 1d | Elect Director William C. Freda | Management | For | For |
| 1e | Elect Director Sara Mathew | Management | For | For |
| 1f | Elect Director William L. Meaney | Management | For | For |
| 1g | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1h | Elect Director Sean O'Sullivan | Management | For | For |
| 1i | Elect Director Julio A. Portalatin | Management | For | For |
| 1j | Elect Director John B. Rhea | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Racial Equity Audit | Shareholder | Against | Against |
| |
|---|
SUBSEA 7 SA
MEETING DATE: APR 14, 2021 |
TICKER: SUBC SECURITY ID: L8882U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of NOK 2.00 Per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Renew Appointment of Ernst & Young S.A as Auditor | Management | For | For |
| 7 | Reelect Kristian Siem as Director | Management | For | Against |
| 8 | Reelect Dod Fraser as Director | Management | For | For |
| 9 | Elect Eldar Saetre as Director | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 10 Percent of the Issued Share Capital | Management | For | For |
| 2 | Authorize Share Repurchase Program Up to 10 Percent of Issued Capital and Authorize Cancellation of Repurchased Shares | Management | For | For |
| 3 | Amend Article 3 Re: Corporate Purpose | Management | For | For |
| 4 | Amend Articles 12 and 16 of the Articles of Association | Management | For | For |
| |
|---|
SUBSEA 7 SA
MEETING DATE: JUN 04, 2021 |
TICKER: SUBC SECURITY ID: L8882U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Louisa Siem as Non-Executive Director | Management | For | For |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 20, 2020 |
TICKER: SYY SECURITY ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director John M. Cassaday | Management | For | For |
| 1c | Elect Director Joshua D. Frank | Management | For | For |
| 1d | Elect Director Larry C. Glasscock | Management | For | For |
| 1e | Elect Director Bradley M. Halverson | Management | For | For |
| 1f | Elect Director John M. Hinshaw | Management | For | For |
| 1g | Elect Director Kevin P. Hourican | Management | For | For |
| 1h | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1i | Elect Director Stephanie A. Lundquist | Management | For | For |
| 1j | Elect Director Nelson Peltz | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TAPESTRY, INC.
MEETING DATE: NOV 05, 2020 |
TICKER: TPR SECURITY ID: 876030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director Darrell Cavens | Management | For | For |
| 1c | Elect Director David Denton | Management | For | For |
| 1d | Elect Director Anne Gates | Management | For | For |
| 1e | Elect Director Susan Kropf | Management | For | For |
| 1f | Elect Director Annabelle Yu Long | Management | For | For |
| 1g | Elect Director Ivan Menezes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 20, 2021 |
TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Lynne M. Doughtie | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Against |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Akhil Johri | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | Against |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director John M. Richardson | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 20, 2021 |
TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 27, 2021 |
TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joceyln Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Philippe Krakowsky | Management | For | For |
| 1.5 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.6 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.7 | Elect Director Michael I. Roth | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 1.10 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 27, 2021 |
TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Debra A. Cafaro | Management | For | For |
| 1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1e | Elect Director David L. Cohen | Management | For | For |
| 1f | Elect Director William S. Demchak | Management | For | For |
| 1g | Elect Director Andrew T. Feldstein | Management | For | For |
| 1h | Elect Director Richard J. Harshman | Management | For | For |
| 1i | Elect Director Daniel R. Hesse | Management | For | For |
| 1j | Elect Director Linda R. Medler | Management | For | For |
| 1k | Elect Director Martin Pfinsgraff | Management | For | For |
| 1l | Elect Director Toni Townes-Whitley | Management | For | For |
| 1m | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk Management and Nuclear Weapon Industry | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 13, 2020 |
TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Debra L. Lee | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Against |
| 6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 26, 2021 |
TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Henry A. Clark, III | Management | For | For |
| 1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1e | Elect Director Thomas A. Fanning | Management | For | For |
| 1f | Elect Director David J. Grain | Management | For | For |
| 1g | Elect Director Colette D. Honorable | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 20, 2021 |
TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Thomas B. Leonardi | Management | For | For |
| 1f | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1g | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1i | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1j | Elect Director Alan D. Schnitzer | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 09, 2021 |
TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| |
|---|
THERAPEUTICSMD, INC.
MEETING DATE: MAY 27, 2021 |
TICKER: TXMD SECURITY ID: 88338N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.4 | Elect Director J. Martin Carroll | Management | For | For |
| 1.5 | Elect Director Cooper C. Collins | Management | For | For |
| 1.6 | Elect Director Karen L. Ling | Management | For | For |
| 1.7 | Elect Director Jules A. Musing | Management | For | For |
| 1.8 | Elect Director Gail K. Naughton | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Executive Stock Option Exchange Program | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
TRUIST FINANCIAL CORPORATION
MEETING DATE: APR 27, 2021 |
TICKER: TFC SECURITY ID: 89832Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1c | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1d | Elect Director Anna R. Cablik | Management | For | For |
| 1e | Elect Director Dallas S. Clement | Management | For | For |
| 1f | Elect Director Paul D. Donahue | Management | For | For |
| 1g | Elect Director Paul R. Garcia | Management | For | For |
| 1h | Elect Director Patrick C. Graney, III | Management | For | For |
| 1i | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1j | Elect Director Kelly S. King | Management | For | For |
| 1k | Elect Director Easter A. Maynard | Management | For | For |
| 1l | Elect Director Donna S. Morea | Management | For | For |
| 1m | Elect Director Charles A. Patton | Management | For | For |
| 1n | Elect Director Nido R. Qubein | Management | For | For |
| 1o | Elect Director David M. Ratcliffe | Management | For | For |
| 1p | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1q | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1r | Elect Director Christine Sears | Management | For | For |
| 1s | Elect Director Thomas E. Skains | Management | For | For |
| 1t | Elect Director Bruce L. Tanner | Management | For | For |
| 1u | Elect Director Thomas N. Thompson | Management | For | For |
| 1v | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TWILIO INC.
MEETING DATE: JUN 16, 2021 |
TICKER: TWLO SECURITY ID: 90138F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Lawson | Management | For | For |
| 1.2 | Elect Director Byron Deeter | Management | For | For |
| 1.3 | Elect Director Jeffrey Epstein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2021 |
TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Andrew Cecere | Management | For | For |
| 1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1l | Elect Director John P. Wiehoff | Management | For | For |
| 1m | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNILEVER NV
MEETING DATE: SEP 21, 2020 |
TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Unification | Management | For | For |
| 2 | Approve Unification | Management | For | For |
| 3 | Approve Discharge of Executive Directors | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| |
|---|
UNISYS CORPORATION
MEETING DATE: APR 23, 2021 |
TICKER: UIS SECURITY ID: 909214306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director Nathaniel A. Davis | Management | For | For |
| 1d | Elect Director Matthew J. Desch | Management | For | For |
| 1e | Elect Director Denise K. Fletcher | Management | For | For |
| 1f | Elect Director Philippe Germond | Management | For | For |
| 1g | Elect Director Lisa A. Hook | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Paul E. Martin | Management | For | For |
| 1j | Elect Director Regina Paolillo | Management | For | For |
| 1k | Elect Director Lee D. Roberts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 13, 2021 |
TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Tome | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Eva C. Boratto | Management | For | For |
| 1d | Elect Director Michael J. Burns | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Angela Hwang | Management | For | For |
| 1g | Elect Director Kate E. Johnson | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Franck J. Moison | Management | For | For |
| 1k | Elect Director Christiana Smith Shi | Management | For | For |
| 1l | Elect Director Russell Stokes | Management | For | For |
| 1m | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Climate Change | Shareholder | Against | For |
| 8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| 9 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 07, 2021 |
TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Gail R. Wilensky | Management | For | For |
| 1i | Elect Director Andrew Witty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
VAXCYTE, INC.
MEETING DATE: JUN 02, 2021 |
TICKER: PCVX SECURITY ID: 92243G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rob Hopfner | Management | For | For |
| 1.2 | Elect Director Patrick Heron | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 13, 2021 |
TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Roxanne S. Austin | Management | For | For |
| 1c | Elect Director Mark T. Bertolini | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Daniel H. Schulman | Management | For | For |
| 1g | Elect Director Rodney E. Slater | Management | For | For |
| 1h | Elect Director Hans E. Vestberg | Management | For | For |
| 1i | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| 5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
VERTIV HOLDINGS CO.
MEETING DATE: JUN 15, 2021 |
TICKER: VRT SECURITY ID: 92537N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cote | Management | For | For |
| 1b | Elect Director Rob Johnson | Management | For | For |
| 1c | Elect Director Joseph van Dokkum | Management | For | For |
| 1d | Elect Director Roger Fradin | Management | For | For |
| 1e | Elect Director Jacob Kotzubei | Management | For | For |
| 1f | Elect Director Matthew Louie | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Steven S. Reinemund | Management | For | For |
| 1i | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| |
|---|
VERTIV HOLDINGS CO.
MEETING DATE: JUN 15, 2021 |
TICKER: VRT SECURITY ID: FGD289000
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Cote | Management | For | For |
| 1b | Elect Director Rob Johnson | Management | For | For |
| 1c | Elect Director Joseph van Dokkum | Management | For | For |
| 1d | Elect Director Roger Fradin | Management | For | For |
| 1e | Elect Director Jacob Kotzubei | Management | For | For |
| 1f | Elect Director Matthew Louie | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Steven S. Reinemund | Management | For | For |
| 1i | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 26, 2021 |
TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
VIVENDI SA
MEETING DATE: MAR 29, 2021 |
TICKER: VIV SECURITY ID: F97982106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 20 of Bylaws Re: Allocation of Income and Dividends | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VIVENDI SE
MEETING DATE: JUN 22, 2021 |
TICKER: VIV SECURITY ID: F97982106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 5 | Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 6 | Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE | Management | For | For |
| 7 | Approve Compensation Report | Management | For | Against |
| 8 | Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board | Management | For | Against |
| 9 | Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
| 10 | Approve Compensation of Gilles Alix, Management Board Member | Management | For | Against |
| 11 | Approve Compensation of Cedric de Bailliencourt, Management Board Member | Management | For | Against |
| 12 | Approve Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
| 13 | Approve Compensation of Simon Gillham, Management Board Member | Management | For | Against |
| 14 | Approve Compensation of Herve Philippe, Management Board Member | Management | For | Against |
| 15 | Approve Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
| 16 | Approve Remuneration Policy of Supervisory Board Members and Chairman | Management | For | Against |
| 17 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | Against |
| 18 | Approve Remuneration Policy of Management Board Members | Management | For | Against |
| 19 | Reelect Veronique Driot-Argentin as Supervisory Board Member | Management | For | For |
| 20 | Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Specific Buyback Program and Cancellation of Repurchased Share | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million | Management | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 26 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VONTIER CORPORATION
MEETING DATE: MAY 19, 2021 |
TICKER: VNT SECURITY ID: 928881101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Karen C. Francis | Management | For | For |
| 1b | Elect Director Mark D. Morelli | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2021 |
TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Mark A. Chancy | Management | For | For |
| 1c | Elect Director Celeste A. Clark | Management | For | For |
| 1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1e | Elect Director Wayne M. Hewett | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
| 6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 7 | Report on Racial Equity Audit | Shareholder | Against | Against |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
MEETING DATE: MAY 19, 2021 |
TICKER: WAB SECURITY ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Harty | Management | For | For |
| 1.2 | Elect Director Brian Hehir | Management | For | For |
| 1.3 | Elect Director Michael Howell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2021 |
TICKER: WHR SECURITY ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director Gary T. DiCamillo | Management | For | For |
| 1e | Elect Director Diane M. Dietz | Management | For | For |
| 1f | Elect Director Gerri T. Elliott | Management | For | For |
| 1g | Elect Director Jennifer A. LaClair | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director James M. Loree | Management | For | For |
| 1j | Elect Director Harish Manwani | Management | For | For |
| 1k | Elect Director Patricia K. Poppe | Management | For | For |
| 1l | Elect Director Larry O. Spencer | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WORKDAY, INC.
MEETING DATE: JUN 08, 2021 |
TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aneel Bhusri | Management | For | For |
| 1.2 | Elect Director Ann-Marie Campbell | Management | For | For |
| 1.3 | Elect Director David A. Duffield | Management | For | For |
| 1.4 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Commonwealth Trust II
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Lisa Goulemas my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2021.
WITNESS my hand on this 1st day of June 2021.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer
