FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03221
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Charles Street Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 9/30, 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Charles Street Trust
BY: /s/ STEPHANIE J. DORSEY*
STEPHANIE J. DORSEY, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED August 1, 2013 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 20%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 30%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 40%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 50%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 60%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 70%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
COMVERSE TECHNOLOGY, INC. MEETING DATE: OCT 10, 2012 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
COMVERSE TECHNOLOGY, INC. MEETING DATE: FEB 04, 2013 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMVERSE, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: CNSI SECURITY ID: 20585P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Bowick | Management | For | For |
1.2 | Elect Director James Budge | Management | For | For |
1.3 | Elect Director Doron Inbar | Management | For | For |
1.4 | Elect Director Henry R. Nothhaft | Management | For | For |
1.5 | Elect Director Philippe Tartavull | Management | For | For |
1.6 | Elect Director Mark C. Terrell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 85%
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY GLOBAL BALANCED FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBVIE INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
ACRUX LTD. MEETING DATE: NOV 22, 2012 | ||||
TICKER: ACR SECURITY ID: Q0093N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Elect Ross Barrow as a Director | Management | For | For |
3 | Elect Bruce Parncutt as a Director | Management | For | For |
4 | Elect Ross Dobinson as a Director | Management | For | For |
ADECCO SA MEETING DATE: APR 18, 2013 | ||||
TICKER: ADEN SECURITY ID: H00392318 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Approve Dividends of CHF 1.80 per Share from Free Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Rolf Doerig as Director | Management | For | Did Not Vote |
4.2 | Reelect Dominique-Jean Chartier as Director | Management | For | Did Not Vote |
4.3 | Reelect Alexander Gut as Director | Management | For | Did Not Vote |
4.4 | Reelect Andreas Jacobs as Director | Management | For | Did Not Vote |
4.5 | Reelect Didier Lamouche as Director | Management | For | Did Not Vote |
4.6 | Reelect Thomas O'Neill as Director | Management | For | Did Not Vote |
4.7 | Reelect David Prince as Director | Management | For | Did Not Vote |
4.8 | Reelect Wanda Rapaczynski as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young SA as Auditors | Management | For | Did Not Vote |
ADIDAS AG MEETING DATE: MAY 08, 2013 | ||||
TICKER: ADS SECURITY ID: D0066B185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Approve Amendments of Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
6 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Creation of EUR 20 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 26, 2013 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Leanne M. Baker | Management | For | For |
1.02 | Elect Director Douglas R. Beaumont | Management | For | For |
1.03 | Elect Director Sean Boyd | Management | For | For |
1.04 | Elect Director Martine A. Celej | Management | For | For |
1.05 | Elect Director Clifford J. Davis | Management | For | For |
1.06 | Elect Director Robert J. Gemmell | Management | For | For |
1.07 | Elect Director Bernard Kraft | Management | For | For |
1.08 | Elect Director Mel Leiderman | Management | For | For |
1.09 | Elect Director James D. Nasso | Management | For | For |
1.10 | Elect Director Sean Riley | Management | For | For |
1.11 | Elect Director J. Merfyn Roberts | Management | For | For |
1.12 | Elect Director Howard R. Stockford | Management | For | For |
1.13 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Change Company Name to Agnico Eagle Mines Limited/Mines Agnico Eagle Limitee | Management | For | For |
5 | Approve Advance Notice Policy | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
AGRIUM INC. MEETING DATE: APR 09, 2013 | ||||
TICKER: AGU SECURITY ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4.1 | Elect Director David C. Everitt | Management | For | For |
4.2 | Elect Director Russell K. Girling | Management | For | For |
4.3 | Elect Director Susan A. Henry | Management | For | For |
4.4 | Elect Director Russell J. Horner | Management | For | For |
4.5 | Elect Director David J. Lesar | Management | For | For |
4.6 | Elect Director John E. Lowe | Management | For | For |
4.7 | Elect Director A. Anne McLellan | Management | For | For |
4.8 | Elect Director Derek G. Pannell | Management | For | For |
4.9 | Elect Director Frank W. Proto | Management | For | For |
4.10 | Elect Director Mayo M. Schmidt | Management | For | For |
4.11 | Elect Director Michael M. Wilson | Management | For | For |
4.12 | Elect Director Victor J. Zaleschuk | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Re-appoint KPMG LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | Did Not Vote |
3 | Approve Shareholder Rights Plan | Management | For | Did Not Vote |
4.1 | Elect Director Barry Rosenstein | Shareholder | For | Did Not Vote |
4.2 | Elect Director David Bullock | Shareholder | For | Did Not Vote |
4.3 | Elect Director Mitchell Jacobson | Shareholder | For | Did Not Vote |
4.4 | Elect Director Hon. Lyle Vanclief | Shareholder | For | Did Not Vote |
4.5 | Elect Director Stephen Clark | Shareholder | For | Did Not Vote |
4.6 | Management Nominee- David Everitt | Shareholder | For | Did Not Vote |
4.7 | Management Nominee- John Lowe | Shareholder | For | Did Not Vote |
4.8 | Management Nominee- Victor Zaleschuk | Shareholder | For | Did Not Vote |
4.9 | Management Nominee- Russell Girling | Shareholder | For | Did Not Vote |
4.10 | Management Nominee- A. Anne McLellan | Shareholder | For | Did Not Vote |
4.11 | Management Nominee- David Lesar | Shareholder | For | Did Not Vote |
4.12 | Management Nominee- Michael Wilson | Shareholder | For | Did Not Vote |
AIA GROUP LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 01299 SECURITY ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | For |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALIMENTATION COUCHE-TARD INC. MEETING DATE: OCT 05, 2012 | ||||
TICKER: ATD.B SECURITY ID: 01626P403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain Bouchard | Management | For | For |
1.2 | Elect Director Nathalie Bourque | Management | For | For |
1.3 | Elect Director Jacques D'Amours | Management | For | For |
1.4 | Elect Director Roger Desrosiers | Management | For | For |
1.5 | Elect Director Jean Elie | Management | For | For |
1.6 | Elect Director Richard Fortin | Management | For | For |
1.7 | Elect Director Melanie Kau | Management | For | For |
1.8 | Elect Director Real Plourde | Management | For | For |
1.9 | Elect Director Jean-Pierre Sauriol | Management | For | For |
1.10 | Elect Director Jean Turmel | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles | Management | For | For |
4 | SP1: Seperate Vote for Election of Directors | Shareholder | Against | For |
5 | SP2: Require Independent Board Chairman | Shareholder | Against | Against |
6 | SP3: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
7 | SP4: Adopt Governance Rules to Ensure Minority Shareholders Have Reasonable Impact | Shareholder | Against | Against |
8 | SP5: Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ALKERMES PLC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: ALKS SECURITY ID: G01767105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd E. Bloom | Management | For | For |
1.2 | Elect Director Geraldine A. Henwood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Location of Annual Meeting | Management | For | For |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AMP LIMITED MEETING DATE: MAY 09, 2013 | ||||
TICKER: AMP SECURITY ID: Q0344G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Peter Mason as a Director | Management | For | For |
2b | Elect Simon McKeon as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Long Term Incentive to Craig Dunn, Managing Director of the Company | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
ANGLO AMERICAN PLC MEETING DATE: APR 19, 2013 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Mark Cutifani as Director | Management | For | For |
4 | Elect Byron Grote as Director | Management | For | For |
5 | Elect Anne Stevens as Director | Management | For | For |
6 | Re-elect David Challen as Director | Management | For | For |
7 | Re-elect Sir CK Chow as Director | Management | For | For |
8 | Re-elect Sir Philip Hampton as Director | Management | For | For |
9 | Re-elect Rene Medori as Director | Management | For | For |
10 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
11 | Re-elect Ray O'Rourke as Director | Management | For | For |
12 | Re-elect Sir John Parker as Director | Management | For | For |
13 | Re-elect Jack Thompson as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 24, 2013 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | For |
A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | For |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | For |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Reelect Kees Storm as Director | Management | For | For |
B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
B9a | Approve Remuneration Report | Management | For | Against |
B9b | Approve Stock Option Plan Grants | Management | For | Against |
B10 | Approve Remuneration of Directors | Management | For | For |
B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
1.3 | Elect Director Barbara V. Scherer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: SEP 27, 2012 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Reduction | Management | For | For |
2 | Authorize Class Hei Preferred Share Repurchase Program | Management | For | For |
3 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
4 | Elect Director Tanabe, Masaki | Management | For | For |
5 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | Management | For | For |
2.1 | Elect Director Baba, Shinsuke | Management | For | For |
2.2 | Elect Director Tanabe, Masaki | Management | For | For |
2.3 | Elect Director Shirakawa, Yuuji | Management | For | For |
2.4 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
2.5 | Elect Director Takeda, Shunsuke | Management | For | For |
2.6 | Elect Director Louis J. Forster | Management | For | For |
2.7 | Elect Director Fukuda, Makoto | Management | For | For |
2.8 | Elect Director Mizuta, Hiroyuki | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
4 | Approve Retirement Bonus Payment for Executive Directors | Management | For | Abstain |
5 | Approve Retirement Bonus Payment for Outside Directors | Management | For | For |
6 | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
ASAHI KASEI CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 3407 SECURITY ID: J0242P110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ito, Ichiro | Management | For | For |
1.2 | Elect Director Fujiwara, Taketsugu | Management | For | For |
1.3 | Elect Director Kobori, Hideki | Management | For | For |
1.4 | Elect Director Kobayashi, Hiroshi | Management | For | For |
1.5 | Elect Director Nakao, Masafumi | Management | For | For |
1.6 | Elect Director Sawayama, Hiroshi | Management | For | For |
1.7 | Elect Director Wada, Yoshihiro | Management | For | For |
1.8 | Elect Director Kodama, Yukiharu | Management | For | For |
1.9 | Elect Director Ichino, Norio | Management | For | For |
1.10 | Elect Director Shiraishi, Masumi | Management | For | For |
2.1 | Appoint Statutory Auditor Nagahara, Hajime | Management | For | For |
2.2 | Appoint Statutory Auditor Kobayashi, Koji | Management | For | Against |
3 | Appoint Alternate Statutory Auditor Yamate, Akira | Management | For | Against |
4 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | For |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059178 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: APR 24, 2013 | ||||
TICKER: ASML SECURITY ID: N07059202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
18 | Other Business (Non-Voting) | Management | None | None |
19 | Close Meeting | Management | None | None |
ASSA ABLOY AB MEETING DATE: APR 25, 2013 | ||||
TICKER: ASSAB SECURITY ID: W0817X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Remuneration Guidelines for Executive Management | Management | None | None |
8c | Receive Board's Proposal for Allocation of Income and Supporting Statement Thereof | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 5.10 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amounts of SEK 1.35 Million to the Chairman, SEK 750,000 to the Vice Chairman, and SEK 500,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Lars Renstrom (Chair), Carl Douglas (Vice Chair), Birgitta Klasen, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Jan Svensson and Ulrik Svensson as Directors | Management | For | Did Not Vote |
13 | Elect Gustaf Douglas (Chairman), Mikael Ekdahl, Liselott Ledin, Marianne Nilsson, and Johan Strandberg as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
16 | Approve 2013 Share Matching Plan | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
ASSOCIATED BRITISH FOODS PLC MEETING DATE: DEC 07, 2012 | ||||
TICKER: ABF SECURITY ID: G05600138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Emma Adamo as Director | Management | For | For |
5 | Re-elect John Bason as Director | Management | For | For |
6 | Re-elect Timothy Clarke as Director | Management | For | For |
7 | Re-elect Lord Jay of Ewelme as Director | Management | For | For |
8 | Re-elect Javier Ferran as Director | Management | For | For |
9 | Re-elect Charles Sinclair as Director | Management | For | For |
10 | Re-elect Peter Smith as Director | Management | For | For |
11 | Re-elect George Weston as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASTALDI SPA MEETING DATE: APR 23, 2013 | ||||
TICKER: AST SECURITY ID: T0538F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Submitted by FIN.AST SRL | Shareholder | None | Did Not Vote |
2.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | For |
3 | Approve Remuneration of Directors | Management | For | Abstain |
4 | Approve Restricted Stock Plan | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
1 | Approve Capital Increase without Preemptive Rights to Service the Bonds "Equity Linked" | Management | For | For |
2 | Amend Article 27 of Company Bylaws | Management | For | For |
ATEA ASA MEETING DATE: APR 30, 2013 | ||||
TICKER: ATEA SECURITY ID: R0728G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Receive President's Report | Management | None | None |
5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
6 | Approve Allocation of Income and Dividends of NOK 5.50 per Share | Management | For | Did Not Vote |
7 | Approve NOK 766.3 Million Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9a | Approve Remuneration of Chairman of the Board in the Amount of NOK 300,000 | Management | For | Did Not Vote |
9b | Approve Remuneration of Shareholder-Elected Directors in the Amount of NOK 150,000 | Management | For | Did Not Vote |
9c | Approve Remuneration of Employee-Elected Directors in the Amount of NOK 100,000 | Management | For | Did Not Vote |
10a | Elect Karl Stang as Member of Nominating Committee | Management | For | Did Not Vote |
10b | Elect Carl Wollebekk as Member of Nominating Committee | Management | For | Did Not Vote |
10c | Approve Remuneration for Nominating Committee Members | Management | For | Did Not Vote |
11 | Elect Lisbeth Kvan as Director | Management | For | Did Not Vote |
12a | Approve Guidelines for Salaries and Other Remuneration | Management | For | Did Not Vote |
12b | Approve Guidelines for Allotment of Shares/Options | Management | For | Did Not Vote |
13 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
14 | Approve Creation of NOK 30 Million Pool of Capital in Connection with Stock Option Plans | Management | For | Did Not Vote |
15 | Approve Creation of NOK 100 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
ATHABASCA OIL CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: ATH SECURITY ID: 04682R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Tom Buchanan | Management | For | Withhold |
2.2 | Elect Director Gary Dundas | Management | For | Withhold |
2.3 | Elect Director Ronald J. Eckhardt | Management | For | For |
2.4 | Elect Director William Gallacher | Management | For | Withhold |
2.5 | Elect Director Marshall McRae | Management | For | Withhold |
2.6 | Elect Director Sveinung Svarte | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ATOS SE MEETING DATE: MAY 29, 2013 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Reelect Aminata Niane as Director | Management | For | For |
7 | Reelect Vernon Sankey as Director | Management | For | For |
8 | Elect Lynn Sharp Paine as Director | Management | For | For |
9 | Elect Jean Fleming as Representative of Employee Shareholders to the Board | Management | For | For |
10 | Elect Daniel Gargot as Representative of Employee Shareholders to the Board | Management | For | Against |
11 | Elect Denis Lesieur as Representative of Employee Shareholders to the Board | Management | For | Against |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Amend Article 15 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. MEETING DATE: DEC 19, 2012 | ||||
TICKER: ANZ SECURITY ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
5a | Elect P.J. Dwyer as a Director | Management | For | For |
5b | Elect J.P. Morschel as a Director | Management | For | For |
5c | Elect Lee Hsien Yang as a Director | Management | For | For |
6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
AXA MEETING DATE: APR 30, 2013 | ||||
TICKER: CS SECURITY ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.72 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding New Related-Party Transactions | Management | For | For |
5 | Reelect Ramon de Oliveira as Director | Management | For | For |
6 | Reelect Dominique Reiniche as Director | Management | For | For |
7 | Ratify Appointment of Jean-Pierre Clamadieu as Director | Management | For | For |
8 | Elect Deanna Oppenheimer as Director | Management | For | For |
9 | Elect Paul Hermelin as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.35 Million | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 545 Million | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 545 Million | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 545 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 545 Million | Management | For | For |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AZIMUT HOLDING S.P.A. MEETING DATE: APR 24, 2013 | ||||
TICKER: AZM SECURITY ID: T0783G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Directors (Bundled) | Shareholder | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4.1 | Slate 1 Submitted by Timone Fiduciaria SpA | Shareholder | None | Did Not Vote |
4.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | For |
5 | Approve Incentive Plan for Financial Advisers | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
BANCA POPOLARE DELL'EMILIA ROMAGNA MEETING DATE: APR 19, 2013 | ||||
TICKER: BPE SECURITY ID: T1325T119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2.1 | Slate 1 | Shareholder | None | Did Not Vote |
2.2 | Slate 2 | Shareholder | None | Did Not Vote |
2.3 | Slate 3 | Shareholder | None | Did Not Vote |
3 | Elect Director | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors | Management | For | Did Not Vote |
5 | Approve Remuneration Report | Management | For | Did Not Vote |
6 | Approve Phantom Option Plan | Management | For | Did Not Vote |
7 | Receive Report on Internal Control Policies Re: Circular Letter N. 263 Bank of Italy | Management | None | None |
1 | Amend Company Bylaws Re: Articles 6, 8, 10, 23, 24, 27, 29, 30, 31, 32, 33, 34, 42, 43, 44, 46, 50, and Introduce New Article 44-bis | Management | For | Did Not Vote |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 14, 2013 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
7 | Approve Company's Corporate Web Site | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BANK OF NOVA SCOTIA MEETING DATE: APR 09, 2013 | ||||
TICKER: BNS SECURITY ID: 064149107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director David A. Dodge | Management | For | For |
1.4 | Elect Director N. Ashleigh Everett | Management | For | For |
1.5 | Elect Director John C. Kerr | Management | For | For |
1.6 | Elect Director John T. Mayberry | Management | For | For |
1.7 | Elect Director Thomas C. O'Neill | Management | For | For |
1.8 | Elect Director Brian J. Porter | Management | For | For |
1.9 | Elect Director Aaron W. Regent | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Susan L. Segal | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Management | For | For |
1.14 | Elect Director Richard (Rick) E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP 3: Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
BARCLAYS PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: BARC SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir David Walker as Director | Management | For | For |
4 | Elect Tim Breedon as Director | Management | For | For |
5 | Elect Antony Jenkins as Director | Management | For | For |
6 | Elect Diane de Saint Victor as Director | Management | For | For |
7 | Re-elect David Booth as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Simon Fraser as Director | Management | For | For |
10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend Programme | Management | For | For |
25 | Amend Articles of Association | Management | For | For |
BARRATT DEVELOPMENTS PLC MEETING DATE: NOV 14, 2012 | ||||
TICKER: BDEV SECURITY ID: G08288105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Richard Akers as Director | Management | For | For |
3 | Re-elect Robert Lawson as Director | Management | For | For |
4 | Re-elect Mark Clare as Director | Management | For | For |
5 | Re-elect David Thomas as Director | Management | For | For |
6 | Re-elect Steven Boyes as Director | Management | For | For |
7 | Re-elect Tessa Bamford as Director | Management | For | For |
8 | Re-elect Roderick MacEachrane as Director | Management | For | For |
9 | Re-elect Mark Rolfe as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Approve Long-Term Performance Plan | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Steven J. Shapiro | Management | For | For |
1.12 | Elect Director Jamie C. Sokalsky | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
BASF SE MEETING DATE: APR 26, 2013 | ||||
TICKER: BAS SECURITY ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BAYER AG MEETING DATE: APR 26, 2013 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012 | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BAYTEX ENERGY CORP. MEETING DATE: MAY 14, 2013 | ||||
TICKER: BTE SECURITY ID: 07317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director James L. Bowzer | Management | For | For |
2.2 | Elect Director John A. Brussa | Management | For | Withhold |
2.3 | Elect Director Raymond T. Chan | Management | For | For |
2.4 | Elect Director Edward Chwyl | Management | For | Withhold |
2.5 | Elect Director Naveen Dargan | Management | For | Withhold |
2.6 | Elect Director R.E.T. (Rusty) Goepel | Management | For | For |
2.7 | Elect Director Gregory K. Melchin | Management | For | For |
2.8 | Elect Director Dale O. Shwed | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
5 | Re-approve Restricted Stock Plan | Management | For | For |
BCE INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: BCE SECURITY ID: 05534B760 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Andre Berard | Management | For | For |
1.3 | Elect Director Ronald A. Brenneman | Management | For | For |
1.4 | Elect Director Sophie Brochu | Management | For | For |
1.5 | Elect Director Robert E. Brown | Management | For | For |
1.6 | Elect Director George A. Cope | Management | For | For |
1.7 | Elect Director David F. Denison | Management | For | For |
1.8 | Elect Director Anthony S. Fell | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director Thomas C. O'Neill | Management | For | For |
1.11 | Elect Director James Prentice | Management | For | For |
1.12 | Elect Director Robert C. Simmonds | Management | For | For |
1.13 | Elect Director Carole Taylor | Management | For | For |
1.14 | Elect Director Paul R. Weiss | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | SP 1: Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.2 | SP 2: Critical Mass of Qualified Women on Board of Directors | Shareholder | Against | Against |
4.3 | SP 3: Company Response to Advisory Say on Pay Result | Shareholder | Against | Against |
4.4 | SP 4: Establish a Separate Risk Management Committee | Shareholder | Against | Against |
4.5 | SP 5: Diversity Policy and Endorsement of UN?s Women?s Empowerment Principles | Shareholder | Against | Against |
BEAM INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: BEAM SECURITY ID:�� 073730103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard A. Goldstein | Management | For | For |
1b | Elect Director Stephen W. Golsby | Management | For | For |
1c | Elect Director Ann F. Hackett | Management | For | For |
1d | Elect Director A. D. David Mackay | Management | For | For |
1e | Elect Director Gretchen W. Price | Management | For | For |
1f | Elect Director Matthew J. Shattock | Management | For | For |
1g | Elect Director Robert A. Steele | Management | For | For |
1h | Elect Director Peter M. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BEIERSDORF AG MEETING DATE: APR 18, 2013 | ||||
TICKER: BEI SECURITY ID: D08792109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
5 | Ratify Ernst and Young GmbH as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BELLWAY PLC MEETING DATE: JAN 11, 2013 | ||||
TICKER: BWY SECURITY ID: G09744155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect John Watson as Director | Management | For | For |
4 | Re-elect Ted Ayres as Director | Management | For | For |
5 | Elect Keith Adey as Director | Management | For | For |
6 | Re-elect Peter Johnson as Director | Management | For | For |
7 | Re-elect Mike Toms as Director | Management | For | For |
8 | Re-elect John Cuthbert as Director | Management | For | For |
9 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Approve Savings Related Share Option Scheme | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares and Preference Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BENI STABILI S.P.A. SIIQ MEETING DATE: APR 17, 2013 | ||||
TICKER: BNS SECURITY ID: T19807139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Directors (Bundled) | Shareholder | None | Against |
3 | Approve Remuneration of Directors | Management | For | Abstain |
4 | Approve First Section of Remuneration Report | Management | For | Against |
BENI STABILI S.P.A. SIIQ MEETING DATE: MAY 22, 2013 | ||||
TICKER: BNS SECURITY ID: T19807139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger by Absorption of Il Sagittario SpA | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BG GROUP PLC MEETING DATE: MAY 23, 2013 | ||||
TICKER: BG. SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Den Jones as Director | Management | For | For |
5 | Elect Lim Haw-Kuang as Director | Management | For | For |
6 | Re-elect Peter Backhouse as Director | Management | For | For |
7 | Re-elect Vivienne Cox as Director | Management | For | For |
8 | Re-elect Chris Finlayson as Director | Management | For | For |
9 | Re-elect Andrew Gould as Director | Management | For | For |
10 | Re-elect Baroness Hogg as Director | Management | For | For |
11 | Re-elect Dr John Hood as Director | Management | For | For |
12 | Re-elect Martin Houston as Director | Management | For | For |
13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
14 | Re-elect Sir David Manning as Director | Management | For | For |
15 | Re-elect Mark Seligman as Director | Management | For | For |
16 | Re-elect Patrick Thomas as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BHP BILLITON LIMITED MEETING DATE: NOV 29, 2012 | ||||
TICKER: BHP SECURITY ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BHP BILLITON PLC MEETING DATE: OCT 25, 2012 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Pat Davies as Director | Management | For | For |
3 | Re-elect Malcolm Broomhead as Director | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Carlos Cordeiro as Director | Management | For | For |
6 | Re-elect David Crawford as Director | Management | For | For |
7 | Re-elect Carolyn Hewson as Director | Management | For | For |
8 | Re-elect Marius Kloppers as Director | Management | For | For |
9 | Re-elect Lindsay Maxsted as Director | Management | For | For |
10 | Re-elect Wayne Murdy as Director | Management | For | For |
11 | Re-elect Keith Rumble as Director | Management | For | For |
12 | Re-elect John Schubert as Director | Management | For | For |
13 | Re-elect Shriti Vadera as Director | Management | For | For |
14 | Re-elect Jac Nasser as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve Remuneration Report | Management | For | For |
20 | Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BLACKROCK, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BNP PARIBAS SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOARDWALK REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 15, 2013 | ||||
TICKER: BEI.UN SECURITY ID: 096631106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Trustees at Not More Than Seven | Management | For | For |
2.1 | Elect Trustee James R. Dewald | Management | For | For |
2.2 | Elect Trustee Gary Goodman | Management | For | For |
2.3 | Elect Trustee Arthur L. Havener Jr. | Management | For | For |
2.4 | Elect Trustee Sam Kolias | Management | For | For |
2.5 | Elect Trustee Samantha Kolias | Management | For | For |
2.6 | Elect Trustee Al W. Mawani | Management | For | For |
2.7 | Elect Trustee Andrea M. Stephen | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
4 | Re-approve Deferred Unit Plan | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD. MEETING DATE: MAY 28, 2013 | ||||
TICKER: 02388 SECURITY ID: Y0920U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Lihui as Director | Management | For | For |
3b | Elect Gao Yingxin as Director | Management | For | For |
3c | Elect Shan Weijian as Director | Management | For | For |
3d | Elect Ning Gaoning as Director | Management | For | For |
4 | Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BRENNTAG AG MEETING DATE: JUN 19, 2013 | ||||
TICKER: BNR SECURITY ID: D12459109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BRIDGESTONE CORP. MEETING DATE: MAR 26, 2013 | ||||
TICKER: 5108 SECURITY ID: J04578126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
2.6 | Elect Director Enkawa, Takao | Management | For | For |
2.7 | Elect Director Murofushi, Kimiko | Management | For | For |
2.8 | Elect Director Scott Trevor Davis | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: BATS SECURITY ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Ben Stevens as Director | Management | For | For |
16 | Elect Richard Tubb as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKFIELD ASSET MANAGEMENT INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: BAM.A SECURITY ID: 112585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcel R. Coutu | Management | For | For |
1.2 | Elect Director Maureen Kempston Darkes | Management | For | For |
1.3 | Elect Director Lance Liebman | Management | For | For |
1.4 | Elect Director Frank J. McKenna | Management | For | For |
1.5 | Elect Director Youssef A. Nasr | Management | For | For |
1.6 | Elect Director James A. Pattison | Management | For | For |
1.7 | Elect Director Seek Ngee Huat | Management | For | For |
1.8 | Elect Director Diana L. Taylor | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BROOKFIELD OFFICE PROPERTIES INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: BPO SECURITY ID: 112900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director William T. Cahill | Management | For | For |
A2 | Elect Director Christie J.B. Clark | Management | For | For |
A3 | Elect Director Richard B. Clark | Management | For | For |
A4 | Elect Director Jack L. Cockwell | Management | For | For |
A5 | Elect Director Dennis H. Friedrich | Management | For | For |
A6 | Elect Director Michael Hegarty | Management | For | For |
A7 | Elect Director Brian W. Kingston | Management | For | For |
A8 | Elect Director Paul J. Massey Jr. | Management | For | For |
A9 | Elect Director F. Allan McDonald | Management | For | For |
A10 | Elect Director Robert L. Stelzl | Management | For | For |
A11 | Elect Director John E. Zuccotti | Management | For | For |
B | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
C | Advisory Vote on Executive Compensation Approach | Management | For | For |
D | Amend Stock Option Plan | Management | For | For |
E | Approve Stock Option Plan | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 24, 2013 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
1b | Elect Director William Engels | Management | For | For |
1c | Elect Director L. Patrick Lupo | Management | For | For |
1d | Elect Director Soren Schroder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BUNZL PLC MEETING DATE: APR 17, 2013 | ||||
TICKER: BNZL SECURITY ID: G16968110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Philip Rogerson as Director | Management | For | For |
4 | Re-elect Michael Roney as Director | Management | For | For |
5 | Re-elect Patrick Larmon as Director | Management | For | For |
6 | Re-elect Brian May as Director | Management | For | For |
7 | Re-elect Peter Johnson as Director | Management | For | For |
8 | Re-elect David Sleath as Director | Management | For | For |
9 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
10 | Elect Jean-Charles Pauze as Director | Management | For | For |
11 | Elect Meinie Oldersma as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: JUN 05, 2013 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director John Gottschalk | Management | For | For |
1.5 | Elect Director Dennis Highby | Management | For | For |
1.6 | Elect Director Reuben Mark | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Thomas L. Millner | Management | For | For |
1.9 | Elect Director Beth M. Pritchard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert L. Keiser | Management | For | For |
1b | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
CAIXABANK SA MEETING DATE: APR 25, 2013 | ||||
TICKER: CABK SECURITY ID: E2427M123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Ratify Co-option of and Elect Caja Navarra as Director | Management | For | For |
4.2 | Ratify Co-option of and Elect Cajasol as Director | Management | For | For |
5 | Amend Article 34 | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 3 Billion | Management | For | For |
10 | Authorize Issuance of Non-Convertible Debt and Fixed-Income Securities up to EUR 66 Billion | Management | For | For |
11 | Renew Appointment of Deloitte as Auditor | Management | For | For |
12 | Approve 2013 Variable Remuneration Scheme | Management | For | For |
13 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
16 | Receive Audited Balance Sheets | Management | None | None |
17 | Receive Report on Bond Issuance | Management | None | None |
CALFRAC WELL SERVICES LTD. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CFW SECURITY ID: 129584108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Mathison | Management | For | For |
1.2 | Elect Director Douglas R. Ramsay | Management | For | For |
1.3 | Elect Director Kevin R. Baker | Management | For | For |
1.4 | Elect Director James S. Blair | Management | For | For |
1.5 | Elect Director Gregory S. Fletcher | Management | For | For |
1.6 | Elect Director Lorne A. Gartner | Management | For | For |
1.7 | Elect Director R.T. (Tim) Swinton | Management | For | For |
1.8 | Elect Director Fernando Aguilar | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
CAMECO CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: CCO SECURITY ID: 13321L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
B1 | Elect Director Ian Bruce | Management | For | For |
B2 | Elect Director Daniel Camus | Management | For | For |
B3 | Elect Director John Clappison | Management | For | For |
B4 | Elect Director Joe Colvin | Management | For | For |
B5 | Elect Director James Curtiss | Management | For | For |
B6 | Elect Director Donald Deranger | Management | For | For |
B7 | Elect Director Tim Gitzel | Management | For | For |
B8 | Elect Director James Gowans | Management | For | For |
B9 | Elect Director Nancy Hopkins | Management | For | For |
B10 | Elect Director Anne McLellan | Management | For | For |
B11 | Elect Director Neil McMillan | Management | For | For |
B12 | Elect Director Victor Zaleschuk | Management | For | For |
C | Ratify KPMG LLP as Auditors | Management | For | For |
D | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN IMPERIAL BANK OF COMMERCE MEETING DATE: APR 25, 2013 | ||||
TICKER: CM SECURITY ID: 136069101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2 | Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, K.J. Kelly, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, K.B. Stevenson, and R.W. Tysoe as Directors | Management | For | Did Not Vote |
2.1 | Elect Director B.S. Belzberg | Management | For | For |
2.2 | Elect Director G.F. Colter | Management | For | For |
2.3 | Elect Director D. D'Alessandro | Management | For | For |
2.4 | Elect Director P.D. Daniel | Management | For | For |
2.5 | Elect Director L. Desjardins | Management | For | For |
2.6 | Elect Director G.D. Giffin | Management | For | For |
2.7 | Elect Director L.S. Hasenfratz | Management | For | For |
2.8 | Elect Director K.J. Kelly | Management | For | For |
2.9 | Elect Director N.D. Le Pan | Management | For | For |
2.10 | Elect Director J.P. Manley | Management | For | For |
2.11 | Elect Director G.T. McCaughey | Management | For | For |
2.12 | Elect Director J.L. Peverett | Management | For | For |
2.13 | Elect Director L. Rahl | Management | For | For |
2.14 | Elect Director C. Sirois | Management | For | For |
2.15 | Elect Director K.B. Stevenson | Management | For | For |
2.16 | Elect Director R.W. Tysoe | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
4.2 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
4.3 | SP 3: Adopt Policy on Gender Equality in Executive Positions | Shareholder | Against | Against |
4.4 | SP 4: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
CANADIAN NATIONAL RAILWAY COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: CNR SECURITY ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Donald J. Carty | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Claude Mongeau | Management | For | For |
1.12 | Elect Director James E. O'Connor | Management | For | For |
1.13 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 02, 2013 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
1.10 | Elect Director Frank J. McKenna | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN OIL SANDS LIMITED MEETING DATE: APR 30, 2013 | ||||
TICKER: COS SECURITY ID: 13643E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director C.E. (Chuck) Shultz | Management | For | For |
2.2 | Elect Director Ian A. Bourne | Management | For | For |
2.3 | Elect Director Marcel R. Coutu | Management | For | For |
2.4 | Elect Director Gerald W. Grandey | Management | For | For |
2.5 | Elect Director Arthur N. Korpach | Management | For | For |
2.6 | Elect Director Donald J. Lowry | Management | For | For |
2.7 | Elect Director Sarah E. Raiss | Management | For | For |
2.8 | Elect Director John K. Read | Management | For | For |
2.9 | Elect Director Brant G. Sangster | Management | For | For |
2.10 | Elect Director Wesley R. Twiss | Management | For | For |
2.11 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Re-approve Stock Option Plan | Management | For | For |
7 | Amend Transition Option Plan | Management | For | For |
8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED MEETING DATE: MAY 01, 2013 | ||||
TICKER: CP SECURITY ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3.1 | Elect Director William A. Ackman | Management | For | For |
3.2 | Elect Director Gary F. Colter | Management | For | For |
3.3 | Elect Director Isabelle Courville | Management | For | For |
3.4 | Elect Director Paul G. Haggis | Management | For | For |
3.5 | Elect Director E. Hunter Harrison | Management | For | For |
3.6 | Elect Director Paul C. Hilal | Management | For | For |
3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.8 | Elect Director Richard C. Kelly | Management | For | For |
3.9 | Elect Director Rebecca MacDonald | Management | For | For |
3.10 | Elect Director Anthony R. Melman | Management | For | For |
3.11 | Elect Director Linda J. Morgan | Management | For | For |
3.12 | Elect Director Andrew F. Reardon | Management | For | For |
3.13 | Elect Director Stephen C. Tobias | Management | For | For |
CANON INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 7751 SECURITY ID: J05124144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2.1 | Elect Director Mitarai, Fujio | Management | For | For |
2.2 | Elect Director Tanaka, Toshizo | Management | For | For |
2.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
2.4 | Elect Director Watanabe, Kunio | Management | For | For |
2.5 | Elect Director Adachi, Yoroku | Management | For | For |
2.6 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
2.7 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
2.8 | Elect Director Homma, Toshio | Management | For | For |
2.9 | Elect Director Nakaoka, Masaki | Management | For | For |
2.10 | Elect Director Honda, Haruhisa | Management | For | For |
2.11 | Elect Director Ozawa, Hideki | Management | For | For |
2.12 | Elect Director Maeda, Masaya | Management | For | For |
2.13 | Elect Director Tani, Yasuhiro | Management | For | For |
2.14 | Elect Director Araki, Makoto | Management | For | For |
2.15 | Elect Director Suematsu, Hiroyuki | Management | For | For |
2.16 | Elect Director Uzawa, Shigeyuki | Management | For | For |
2.17 | Elect Director Nagasawa, Kenichi | Management | For | For |
2.18 | Elect Director Otsuka, Naoji | Management | For | For |
2.19 | Elect Director Yamada, Masanori | Management | For | For |
2.20 | Elect Director Wakiya, Aitake | Management | For | For |
2.21 | Elect Director Ono, Kazuto | Management | For | For |
3 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 08, 2013 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robin J. Adams | Management | For | For |
1b | Elect Director Robin S. Callahan | Management | For | For |
1c | Elect Director David A. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUL 02, 2012 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CATAMARAN CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: CTRX SECURITY ID: 148887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CELTIC EXPLORATION LTD. MEETING DATE: DEC 14, 2012 | ||||
TICKER: CLT SECURITY ID: 15118Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by ExxonMobil Canada Ltd. | Management | For | For |
2 | Approve Stock Option Plan for Kelt Exploration Ltd. | Management | For | Against |
3 | Approve Restricted Share Unit Plan for Kelt Exploration Ltd. | Management | For | For |
4 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
CENOVUS ENERGY INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: CVE SECURITY ID: 15135U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Ralph S. Cunningham | Management | For | For |
1.02 | Elect Director Patrick D. Daniel | Management | For | For |
1.03 | Elect Director Ian W. Delaney | Management | For | For |
1.04 | Elect Director Brian C. Ferguson | Management | For | For |
1.05 | Elect Director Michael A. Grandin | Management | For | For |
1.06 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.07 | Elect Director Charles M. Rampacek | Management | For | For |
1.08 | Elect Director Colin Taylor | Management | For | For |
1.09 | Elect Director Wayne G. Thomson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CENTRICA PLC MEETING DATE: MAY 13, 2013 | ||||
TICKER: CNA SECURITY ID: G2018Z143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Roger Carr as Director | Management | For | For |
5 | Re-elect Sam Laidlaw as Director | Management | For | For |
6 | Re-elect Phil Bentley as Director | Management | For | For |
7 | Re-elect Margherita Della Valle as Director | Management | For | For |
8 | Re-elect Mary Francis as Director | Management | For | For |
9 | Re-elect Mark Hanafin as Director | Management | For | For |
10 | Re-elect Lesley Knox as Director | Management | For | For |
11 | Re-elect Nick Luff as Director | Management | For | For |
12 | Re-elect Ian Meakins as Director | Management | For | For |
13 | Re-elect Paul Rayner as Director | Management | For | For |
14 | Re-elect Chris Weston as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CGI GROUP INC MEETING DATE: JAN 30, 2013 | ||||
TICKER: GIB.A SECURITY ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Claude Boivin as Director | Management | For | For |
1.2 | Elect Bernard Bourigeaud as Director | Management | For | For |
1.3 | Elect Jean Brassard as Director | Management | For | For |
1.4 | Elect Robert Chevrier as Director | Management | For | For |
1.5 | Elect Dominic D'Alessandro as Director | Management | For | For |
1.6 | Elect Thomas P. d'Aquino as Director | Management | For | For |
1.7 | Elect Paule Dore as Director | Management | For | For |
1.8 | Elect Richard B. Evans as Director | Management | For | For |
1.9 | Elect Serge Godin as Director | Management | For | For |
1.10 | Elect Andre Imbeau as Director | Management | For | For |
1.11 | Elect Gilles Labbe as Director | Management | For | For |
1.12 | Elect Eileen A. Mercier as Director | Management | For | For |
1.13 | Elect Donna S. Morea as Director | Management | For | For |
1.14 | Elect Michael E. Roach as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHRISTIAN DIOR MEETING DATE: OCT 26, 2012 | ||||
TICKER: CDI SECURITY ID: F26334106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
10 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Private Placement | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 8 to 10 | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Employee Stock Purchase Plan | Management | For | For |
16 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million | Management | For | For |
17 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
18 | Amend Article 15 of Bylaws Re: Age Limit for CEO and Vice CEOs; Change Fiscal Year Start to July 1, and Fiscal Year End to June 30, and Amend Article 24 of Bylaws Accordingly | Management | For | For |
CI FINANCIAL CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CIX SECURITY ID: 125491100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Besse | Management | For | Withhold |
1.2 | Elect Director G. Raymond Chang | Management | For | For |
1.3 | Elect Director Paul W. Derksen | Management | For | For |
1.4 | Elect Director William T. Holland | Management | For | For |
1.5 | Elect Director H.B. Clay Horner | Management | For | Withhold |
1.6 | Elect Director Stephen A. MacPhail | Management | For | For |
1.7 | Elect Director Stephen T. Moore | Management | For | For |
1.8 | Elect Director Tom P. Muir | Management | For | For |
1.9 | Elect Director A. Winn Oughtred | Management | For | Withhold |
1.10 | Elect Director David J. Riddle | Management | For | Withhold |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
CIRRUS LOGIC, INC. MEETING DATE: JUL 26, 2012 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CLIFFS NATURAL RESOURCES INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: CLF SECURITY ID: 18683K408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph A. Carrabba | Management | For | For |
1b | Elect Director Susan M. Cunningham | Management | For | For |
1c | Elect Director Barry J. Eldridge | Management | For | For |
1d | Elect Director Andres R. Gluski | Management | For | For |
1e | Elect Director Susan M. Green | Management | For | For |
1f | Elect Director Janice K. Henry | Management | For | For |
1g | Elect Director James F. Kirsch | Management | For | For |
1h | Elect Director Francis R. McAllister | Management | For | For |
1i | Elect Director Richard K. Riederer | Management | For | For |
1j | Elect Director Timothy W. Sullivan | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
COCA COLA ICECEK A.S. MEETING DATE: MAY 28, 2013 | ||||
TICKER: CCOLA SECURITY ID: M253EL109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
2 | Accept Statutory Reports | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Discharge of Board and Auditors | Management | For | For |
5 | Elect Directors and Approve Their Remuneration | Management | For | Abstain |
6 | Ratify External Auditors | Management | For | For |
7 | Approve Allocation of Income | Management | For | For |
8 | Receive Information on Charitable Donations | Management | None | None |
9 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
10 | Amend Company Articles | Management | For | For |
11 | Approve Working Principles of the General Assembly | Management | For | For |
12 | Receive Information on Related Party Transactions | Management | None | None |
13 | Receive Information on Remuneration Policy | Management | None | None |
14 | Approve Related Party Transactions | Management | For | Abstain |
15 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
16 | Wishes | Management | None | None |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
COMMONWEALTH BANK OF AUSTRALIA MEETING DATE: OCT 30, 2012 | ||||
TICKER: CBA SECURITY ID: Q26915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect David Turner as a Director | Management | For | For |
2b | Elect Carolyn Kay as a Director | Management | For | For |
2c | Elect Harrison Young as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company | Management | For | For |
5 | Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities | Management | For | For |
COMPUTERSHARE LIMITED MEETING DATE: NOV 14, 2012 | ||||
TICKER: CPU SECURITY ID: Q2721E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect C J Morris as a Director | Management | For | For |
3 | Elect P J Maclagan as a Director | Management | For | For |
4 | Approve the Adoption of the Remuneration Report | Management | For | For |
5 | Approve the Adoption of a New Constitution | Management | For | For |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director John T. McNabb, II | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COPPER MOUNTAIN MINING CORPORATION MEETING DATE: JUN 18, 2013 | ||||
TICKER: CUM SECURITY ID: 21750U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O'Rourke | Management | For | For |
1.2 | Elect Director Rodney Shier | Management | For | For |
1.3 | Elect Director John Tapics | Management | For | For |
1.4 | Elect Director Marin Katusa | Management | For | For |
1.5 | Elect Director Carl Renzoni | Management | For | For |
1.6 | Elect Director Al Cloke | Management | For | For |
1.7 | Elect Director Bruce Aunger | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
COSMOS PHARMACEUTICAL CORP MEETING DATE: AUG 24, 2012 | ||||
TICKER: 3349 SECURITY ID: J08959108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Uno, Masateru | Management | For | For |
2.2 | Elect Director Kawasaki, Yoshikazu | Management | For | For |
2.3 | Elect Director Okugawa, Hideshi | Management | For | For |
2.4 | Elect Director Shibata, Futoshi | Management | For | For |
2.5 | Elect Director Uno, Yukitaka | Management | For | For |
CREDIT SAISON CO. LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 8253 SECURITY ID: J7007M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Rinno, Hiroshi | Management | For | For |
2.2 | Elect Director Maekawa, Teruyuki | Management | For | For |
2.3 | Elect Director Takahashi, Naoki | Management | For | For |
2.4 | Elect Director Kaneko, Haruhisa | Management | For | For |
2.5 | Elect Director Yamamoto, Hiroshi | Management | For | For |
2.6 | Elect Director Yamashita, Masahiro | Management | For | For |
2.7 | Elect Director Kakusho, Junji | Management | For | For |
2.8 | Elect Director Hirase, Kazuhiro | Management | For | For |
2.9 | Elect Director Shimizu, Sadamu | Management | For | For |
2.10 | Elect Director Matsuda, Akihiro | Management | For | For |
2.11 | Elect Director Aoyama, Teruhisa | Management | For | For |
2.12 | Elect Director Yamamoto, Yoshihisa | Management | For | For |
2.13 | Elect Director Okamoto, Tatsunari | Management | For | For |
2.14 | Elect Director Mizuno, Katsumi | Management | For | For |
2.15 | Elect Director Ueno, Yasuhisa | Management | For | For |
CREDIT SUISSE GROUP AG MEETING DATE: APR 26, 2013 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income | Management | For | Did Not Vote |
3.2 | Approve Dividends CHF 0.10 per Share from Capital Contribution Reserves to be Paid in Shares and Cash | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 6.0 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve CHF 1.1 Million Increase in Pool of Conditional Capital for Delivering Shares as Part of Employee Participation Programs | Management | For | Did Not Vote |
5 | Amend Articles Re: Board Related | Management | For | Did Not Vote |
6.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Jassim Bin Hamad J.J. Al Thani as Director | Management | For | Did Not Vote |
6.1.3 | Elect Kai S. Nargolwala as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Did Not Vote |
CRESCENT POINT ENERGY CORP MEETING DATE: MAY 30, 2013 | ||||
TICKER: CPG SECURITY ID: 22576C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Peter Bannister | Management | For | For |
2.2 | Elect Director Paul Colborne | Management | For | For |
2.3 | Elect Director Kenney F. Cugnet | Management | For | For |
2.4 | Elect Director D. Hugh Gillard | Management | For | For |
2.5 | Elect Director Gerald A. Romanzin | Management | For | For |
2.6 | Elect Director Scott Saxberg | Management | For | For |
2.7 | Elect Director Gregory G. Turnbull | Management | For | For |
3 | Approve Increase in Maximum Number of Directors from Seven to Eleven | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CSL LTD. MEETING DATE: OCT 17, 2012 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Maurice Renshaw as a Director | Management | For | For |
2b | Elect David Anstice as a Director | Management | For | For |
3 | Approve the Adoption of Remuneration Report | Management | For | For |
4 | Approve the Adoption of a New Constitution | Management | For | For |
5a | Amend the Company's Constitution to Insert Proportional Takeover Provisions in the New Constitution | Management | For | For |
5b | Amend the Company's Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution | Management | For | For |
CTS EVENTIM AG MEETING DATE: MAY 08, 2013 | ||||
TICKER: EVD SECURITY ID: D1648T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.57 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
6.1 | Elect Edmund Hug to the Supervisory Board | Management | For | For |
6.2 | Elect Jobst Plog to the Supervisory Board | Management | For | For |
6.3 | Elect Bernd Kundrun to the Supervisory Board | Management | For | For |
7 | Approve Merger by Absorption of See Tickets Germany GmbH | Management | For | For |
8 | Approve Merger by Absorption of eventim Online Holding GmbH | Management | For | For |
9 | Approve Profit Transfer Agreement with getgo consulting GmbH | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 275 Million; Approve Creation of EUR 22 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
CYBERAGENT, INC. MEETING DATE: DEC 14, 2012 | ||||
TICKER: 4751 SECURITY ID: J1046G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
2.1 | Elect Director Fujita, Susumu | Management | For | For |
2.2 | Elect Director Hidaka, Yuusuke | Management | For | For |
2.3 | Elect Director Nakayama, Gou | Management | For | For |
2.4 | Elect Director Okamoto, Yasuo | Management | For | For |
2.5 | Elect Director Soyama, Tetsuhito | Management | For | For |
2.6 | Elect Director Naito, Takahito | Management | For | For |
2.7 | Elect Director Koike, Masahide | Management | For | For |
2.8 | Elect Director Yamauchi, Takahiro | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
DAI-ICHI LIFE INSURANCE CO., LTD. MEETING DATE: JUN 24, 2013 | ||||
TICKER: 8750 SECURITY ID: J09748104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1600 | Management | For | For |
2 | Amend Articles To Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3 | Amend Deep Discount Stock Option Plan Approved at 2011 AGM | Management | For | Abstain |
4.1 | Elect Director Kanai, Hiroshi | Management | For | For |
4.2 | Elect Director Horio, Norimitsu | Management | For | For |
4.3 | Elect Director Kawashima, Takashi | Management | For | For |
DE MASTER BLENDERS 1753 NV MEETING DATE: NOV 28, 2012 | ||||
TICKER: DE SECURITY ID: N2563N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation by the CEO and CFO of the Results for Fiscal Year 2012 | Management | None | None |
3.1 | Adopt Financial Statements | Management | For | For |
3.2 | Discuss Company's Reserves and Dividend Policy | Management | None | None |
4.1 | Approve Discharge of Executive Directors | Management | For | For |
4.2 | Approve Discharge of Non-Executive Directors | Management | For | For |
5.1 | Elect G. Picaud as Non-Executive Director | Management | For | For |
5.2 | Elect R. Zwartendijk as Non-Executive Director | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
DEUTSCHE BANK AG MEETING DATE: MAY 23, 2013 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
DEUTSCHE BOERSE AG MEETING DATE: MAY 15, 2013 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
7 | Remove Age Restriction for Management Board Members | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
DEUTSCHE POST AG MEETING DATE: MAY 29, 2013 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8 | Elect Wulf von Schimmelmann to the Supervisory Board | Management | For | Did Not Vote |
9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | Did Not Vote |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
DNB NOR ASA MEETING DATE: APR 30, 2013 | ||||
TICKER: DNBNOR SECURITY ID: R1812S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 per Share | Management | For | Did Not Vote |
7 | Reelect Skarholt, Andersen, Koc, Leire, Smith, Svenning, Sorensen, and Wang as Member, and Gravir, Haslestad, Landmark, and Skogsholm as New Members of Supervisory Board; Elect Deputy Members of Supervisory Board | Management | For | Did Not Vote |
8 | Elect Camilla Grieg and Karl Moursund as Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Frode Hassel (Chairman), Thorstein Overland, Karl Olav Hovden, and Vigdis Almestad as Members of Control Committee; Reelect Ida Johnson and Elect Agnar Langeland as Deputy Members of Control Committee | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
13 | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | Shareholder | None | None |
DOLLARAMA INC MEETING DATE: JUN 12, 2013 | ||||
TICKER: DOL SECURITY ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Gregory David | Management | For | For |
1.3 | Elect Director Stephen Gunn | Management | For | For |
1.4 | Elect Director Nicholas Nomicos | Management | For | For |
1.5 | Elect Director Larry Rossy | Management | For | For |
1.6 | Elect Director Neil Rossy | Management | For | For |
1.7 | Elect Director Richard G. Roy | Management | For | For |
1.8 | Elect Director John J. Swidler | Management | For | For |
1.9 | Elect Director Huw Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DON QUIJOTE MEETING DATE: SEP 26, 2012 | ||||
TICKER: 7532 SECURITY ID: J1235L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2 | Amend Articles To Increase Maximum Number of Statutory Auditors | Management | For | For |
3.1 | Elect Director Yasuda, Takao | Management | For | For |
3.2 | Elect Director Narusawa, Junji | Management | For | For |
3.3 | Elect Director Takahashi, Mitsuo | Management | For | For |
3.4 | Elect Director Ohara, Koji | Management | For | For |
3.5 | Elect Director Yoshida, Naoki | Management | For | For |
4 | Appoint Statutory Auditor Otoshi, Koichi | Management | For | For |
DRAGON OIL PLC MEETING DATE: APR 30, 2013 | ||||
TICKER: DRS SECURITY ID: G2828W132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3.a | Reelect Mohammed Al Ghurair as a Director | Management | For | For |
3.b | Reelect Abdul Al Khalifa as a Director | Management | For | For |
3.c | Reelect Ahmad Sharaf as a Director | Management | For | For |
3.d | Reelect Ahmad Al Muhairbi as a Director | Management | For | For |
3.e | Reelect Saeed Al Mazrooei as a Director | Management | For | For |
3.f | Reelect Thor Haugnaess as a Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | Against |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise General Meetings Outside the Republic of Ireland | Management | For | For |
7 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Share Repurchase Program and Reissuance of Shares | Management | For | For |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
ECOLAB INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.6 | Elect Director Arthur J. Higgins | Management | For | For |
1.7 | Elect Director Joel W. Johnson | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director Jerry W. Levin | Management | For | For |
1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
1.11 | Elect Director Victoria J. Reich | Management | For | For |
1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.13 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
ELAN CORPORATION PLC MEETING DATE: DEC 12, 2012 | ||||
TICKER: DRX SECURITY ID: G29539106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger | Management | For | For |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael A. Price | Management | For | For |
1.6 | Elect Director Steven P. Reid | Management | For | For |
1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
ELRINGKLINGER AG MEETING DATE: MAY 16, 2013 | ||||
TICKER: ZIL2 SECURITY ID: D2462K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Elect Klaus Eberthardt to the Supervisory Board | Management | For | Did Not Vote |
7 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
ENBRIDGE INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director J. Herb England | Management | For | For |
1.5 | Elect Director Charles W. Fischer | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director David A. Leslie | Management | For | For |
1.8 | Elect Director Al Monaco | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ENI S.P.A. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
ENI SPA MEETING DATE: JUL 16, 2012 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
ERSTE GROUP BANK AG MEETING DATE: MAY 16, 2013 | ||||
TICKER: EBS SECURITY ID: A19494102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3a | Approve Discharge of Management Board | Management | For | For |
3b | Approve Discharge of Supervisory Board | Management | For | For |
4 | Approve Remuneration of Supervisory Board Members | Management | For | For |
5a | Approve Reduction of Board Size to Nine Members | Management | For | For |
5b | Reelect Theresa Jordis as Supervisory Board Member | Management | For | For |
6 | Ratify Additional Auditor for Fiscal 2014 | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital for Trading Purposes | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Repurchase of Own Participation Certificates for Trading Purposes | Management | For | For |
10 | Authorize Participation Certificate Repurchase Program and Reissuance or Cancellation of Repurchased Participation Certificates | Management | For | For |
EUROFINS SCIENTIFIC SE MEETING DATE: APR 16, 2013 | ||||
TICKER: ERF SECURITY ID: F3322K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Absence of Related-Party Transactions | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
7 | Elect Maria Tkachencko as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
10 | Approve Share Repurchase | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Amend Corporate Purpose and Amend Article 2 Accordingly | Management | For | For |
13 | Remove Article 6 | Management | For | For |
14 | Amend Article 9 | Management | For | For |
15 | Amend Article 10 | Management | For | For |
16 | Amend Article 12 | Management | For | For |
17 | Amend Article 13 | Management | For | For |
18 | Amend Article 14 | Management | For | Against |
19 | Amend Article 15 | Management | For | For |
20 | Amend Article 16 Re: Company Management | Management | For | For |
21 | Amend Article 20 Re: General Meetings of Shareholders | Management | For | For |
22 | Amend Article 21 Re: Rights Attached to Shares | Management | For | For |
23 | Amend Article 24 Re: Income Allocation | Management | For | For |
24 | Amend Article 25 | Management | For | For |
25 | Adopt New By-Laws | Management | For | For |
26 | Authorize Issuance of Non-Convertible Debt Securities and Repurchase of Outstanding Non-Convertible Bonds | Management | For | For |
27 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
EXPERIAN PLC MEETING DATE: JUL 18, 2012 | ||||
TICKER: EXPN SECURITY ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Brian Cassin as Director | Management | For | For |
4 | Re-elect Fabiola Arredondo as Director | Management | For | For |
5 | Re-elect Chris Callero as Director | Management | For | For |
6 | Re-elect Roger Davis as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Sir John Peace as Director | Management | For | For |
9 | Re-elect Don Robert as Director | Management | For | For |
10 | Re-elect Sir Alan Rudge as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect David Tyler as Director | Management | For | For |
13 | Re-elect Paul Walker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
EXPERIAN PLC MEETING DATE: NOV 20, 2012 | ||||
TICKER: EXPN SECURITY ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Related Party Transaction and the Transaction | Management | For | For |
EZRA HOLDINGS LTD. MEETING DATE: SEP 27, 2012 | ||||
TICKER: 5DN SECURITY ID: Y2401G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Distribution | Management | For | For |
EZRA HOLDINGS LTD. MEETING DATE: SEP 27, 2012 | ||||
TICKER: 5DN SECURITY ID: Y2401G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
2 | Approve Proposed Amendments to the Ezra Employee Share Plan | Management | For | For |
EZRA HOLDINGS LTD. MEETING DATE: DEC 31, 2012 | ||||
TICKER: 5DN SECURITY ID: Y2401G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Reelect Adarash Kumar A/L Chranji Lal Amarnath as Director | Management | For | Against |
3 | Reelect Soon Hong Teck as Director | Management | For | Against |
4 | Reelect Tay Chin Kwang as Director | Management | For | Against |
5 | Reelect Eng Heng Nee Philip as Director | Management | For | For |
6 | Approve Directors' Fees of SGD 493,417 for the Financial Year Ended Aug. 31, 2012 | Management | For | For |
7 | Approve Directors' Fees of $492,300 for the Financial Year Ending Aug. 31, 2013 | Management | For | For |
8 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Approve Allotment and Issuance of Shares Under the Ezra Employees' Share Option Scheme | Management | For | Against |
11 | Authorize Share Repurchase Program | Management | For | For |
FBD HOLDINGS PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: EG7 SECURITY ID: G3335G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend on the Non-Cumulative Preference Shares | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5a | Reelect Michael Berkery as Director | Management | For | For |
5b | Reelect John Bryan as Director | Management | For | For |
5c | Reelect Sean Dorgan as Director | Management | For | For |
5d | Reelect Brid Horan as Director | Management | For | For |
5e | Reelect Andrew Langford as Director | Management | For | For |
5f | Reelect Dermot Mulvihill as Director | Management | For | For |
5g | Reelect Cathal O'Caoimh as Director | Management | For | For |
5h | Reelect Vincent Sheridan as Director | Management | For | For |
5i | Reelect Johan Thijs as Director | Management | For | Against |
5j | Reelect Padraig Walshe as Director | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorise Share Repurchase Program | Management | For | For |
9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
FIRST QUANTUM MINERALS LTD. MEETING DATE: MAY 07, 2013 | ||||
TICKER: FM SECURITY ID: 335934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Philip K. R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Martin R. Rowley | Management | For | For |
2.4 | Elect Director Peter St. George | Management | For | For |
2.5 | Elect Director Andrew B. Adams | Management | For | For |
2.6 | Elect Director Michael Martineau | Management | For | For |
2.7 | Elect Director Paul Brunner | Management | For | For |
2.8 | Elect Director Michael Hanley | Management | For | For |
2.9 | Elect Director Robert Harding | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FLETCHER BUILDING LTD. MEETING DATE: NOV 20, 2012 | ||||
TICKER: FBU SECURITY ID: Q3915B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan Trevor Jackson as a Director | Management | For | For |
2 | Elect Gene Thomas Tilbrook as a Director | Management | For | For |
3 | Elect Kathryn Diane Spargo as a Director | Management | For | For |
4 | Elect Mark Duncan Adamson as a Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
6 | Approve the Grant of Up to 1 Million Options to Mark Duncan Adamson, Chief Executive Officer and Managing Director of the Company | Management | For | For |
7 | Approve the Provision of Financial Assistance to Mark Duncan Adamson, Chief Executive Officer and Managing Director of the Company | Management | For | For |
FLSMIDTH & CO. MEETING DATE: APR 05, 2013 | ||||
TICKER: FLS SECURITY ID: K90242130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Management's Review | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2012; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 800,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 9 per Share | Management | For | Did Not Vote |
5.1 | Reelect Vagn Ove Sorensen as Director | Management | For | Did Not Vote |
5.2 | Reelect Torkil Bentzen as Director | Management | For | Did Not Vote |
5.3 | Reelect Martin Ivert as Director | Management | For | Did Not Vote |
5.4 | Reelect Steen Jakobsson as Director | Management | For | Did Not Vote |
5.5 | Reelect Tom Knutzen as Director | Management | For | Did Not Vote |
5.6 | Reelect Caroline Sainte Marie as Director | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7.1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
7.2 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
FMC CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FOSSIL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FOSL SECURITY ID: 349882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.4 | Elect Director Diane L. Neal | Management | For | For |
1.5 | Elect Director Thomas M. Nealon | Management | For | For |
1.6 | Elect Director Mark D. Quick | Management | For | For |
1.7 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.8 | Elect Director Jal S. Shroff | Management | For | For |
1.9 | Elect Director James E. Skinner | Management | For | For |
1.10 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name to Fossil Group, Inc. | Management | For | For |
5 | Report on Supply Chain Environmental Management | Shareholder | Against | Abstain |
GEA GROUP AG MEETING DATE: APR 18, 2013 | ||||
TICKER: G1A SECURITY ID: D28304109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0,55 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Bolinder | Management | For | For |
1.2 | Elect Director G. Kent Conrad | Management | For | For |
1.3 | Elect Director Nancy J. Karch | Management | For | For |
1.4 | Elect Director Thomas J. McInerney | Management | For | For |
1.5 | Elect Director Christine B. Mead | Management | For | For |
1.6 | Elect Director David M. Moffett | Management | For | For |
1.7 | Elect Director Thomas E. Moloney | Management | For | For |
1.8 | Elect Director James A. Parke | Management | For | For |
1.9 | Elect Director James S. Riepe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GILDAN ACTIVEWEAR INC. MEETING DATE: FEB 07, 2013 | ||||
TICKER: GIL SECURITY ID: 375916103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Glenn J. Chamandy | Management | For | For |
1.3 | Elect Director Russell Goodman | Management | For | For |
1.4 | Elect Director George Heller | Management | For | For |
1.5 | Elect Director Sheila O'Brien | Management | For | For |
1.6 | Elect Director Pierre Robitaille | Management | For | For |
1.7 | Elect Director James R. Scarborough | Management | For | For |
1.8 | Elect Director Richard P. Strubel | Management | For | For |
1.9 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GLANBIA PLC MEETING DATE: NOV 20, 2012 | ||||
TICKER: GL9 SECURITY ID: G39021103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dairy Processing Joint Venture with Glanbia Co-operative Society Limited | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lynn Elsenhans as Director | Management | For | For |
4 | Elect Jing Ulrich as Director | Management | For | For |
5 | Elect Hans Wijers as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Sir Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Stacey Cartwright as Director | Management | For | For |
11 | Re-elect Simon Dingemans as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a1 | Elect Director John P. Bell | Management | For | For |
a2 | Elect Director Beverley A. Briscoe | Management | For | For |
a3 | Elect Director Peter J. Dey | Management | For | For |
a4 | Elect Director Douglas M. Holtby | Management | For | For |
a5 | Elect Director Charles A. Jeannes | Management | For | For |
a6 | Elect Director P. Randy Reifel | Management | For | For |
a7 | Elect Director A. Dan Rovig | Management | For | For |
a8 | Elect Director Ian W. Telfer | Management | For | For |
a9 | Elect Director Blanca Trevino | Management | For | For |
a10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Restricted Share Unit Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
GOODMAN GROUP MEETING DATE: NOV 16, 2012 | ||||
TICKER: GMG SECURITY ID: Q4229H119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt the Financial Statements and Reports of the Directors and Auditor of Goodman Logistics (HK) Limited | Management | For | For |
2 | Appoint KPMG as Auditors of Goodman Logistics (HK) Limited | Management | For | For |
3 | Elect Ian Ferrier as a Director of Goodman Limited | Management | For | For |
4 | Elect Jim Sloman as a Director of Goodman Limited | Management | For | For |
5 | Elect Philip Yan Hok Fan as a Director of Goodman Limited | Management | For | For |
6 | Elect Rebecca McGrath as a Director of Goodman Limited | Management | For | For |
7 | Elect Philip Pearce as a Director of Goodman Logistics (HK) Limited | Management | For | For |
8 | Approve the Adoption of the Remuneration Report | Management | For | For |
9 | Approve the Long Term Incentive Plan | Management | For | For |
10 | Approve the Grant of 927,152 Performance Rights to Gregory Goodman | Management | For | For |
11 | Approve the Grant of 298,013 Performance Rights to Philip Pearce | Management | For | For |
12 | Approve the Amendments to Goodman Logistics (HK) Limited's Articles of Association | Management | For | Against |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
GREAT EASTERN HOLDINGS LTD. MEETING DATE: APR 17, 2013 | ||||
TICKER: G07 SECURITY ID: Y2854Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3a1 | Elect Cheong Choong Kong as Director | Management | For | For |
3a2 | Elect Tan Yam Pin as Director | Management | For | For |
3b1 | Elect Norman Ip as Director | Management | For | For |
3b2 | Elect Lee Chien Shih as Director | Management | For | For |
3c | Elect Law Song Keng as Director | Management | For | For |
4 | Approve Directors' Fees | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Approve Issuance of Shares Pursuant to the Great Eastern Holdings Ltd. Scrip Dividend Scheme | Management | For | For |
GREAT WALL MOTOR CO., LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 02333 SECURITY ID: Y2882P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Audited Financial Statements of the Company | Management | For | For |
2 | Approve Report of Directors | Management | For | For |
3 | Approve Profit Distribution Proposal for the Year 2012 | Management | For | For |
4 | Approve Annual Report and Its Summary Report | Management | For | For |
5 | Approve Report of Independent Directors | Management | For | For |
6 | Approve Report of Supervisory Committee | Management | For | For |
7 | Approve Strategies of the Company for the Year 2013 | Management | For | For |
8 | Reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GREAT WALL MOTOR CO., LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 02333 SECURITY ID: Y2882P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption and Merger of Baoding Xinchang Auto Parts Company Ltd., Baoding Great Wall Botai Electrical Appliance Manufacturing Co. Ltd. and Baoding Xincheng Automotive Development Co. Ltd. | Management | For | For |
2 | Approve Adjustment on the Use of Proceeds and Reallocation of Remaining Proceeds from Certain Projects to Other Projects of the Company | Management | For | For |
GREE INC. MEETING DATE: SEP 25, 2012 | ||||
TICKER: 3632 SECURITY ID: J18807107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Change Company Name - Indemnify Directors and Statutory Auditors - Amend Business Lines - Increase Maximum Board Size - Increase Maximum Number of Statutory Auditors | Management | For | For |
3.1 | Elect Director Tanaka, Yoshikazu | Management | For | For |
3.2 | Elect Director Yamagishi, Kotaro | Management | For | For |
3.3 | Elect Director Fujimoto, Masaki | Management | For | For |
3.4 | Elect Director Aoyagi, Naoki | Management | For | For |
3.5 | Elect Director Yoshida, Taisei | Management | For | For |
3.6 | Elect Director Natsuno, Takeshi | Management | For | For |
3.7 | Elect Director Iijima, Kazunobu | Management | For | For |
4.1 | Appoint Statutory Auditor Seyama, Masahiro | Management | For | For |
4.2 | Appoint Statutory Auditor Hamada, Kiyohito | Management | For | For |
4.3 | Appoint Statutory Auditor Nagasawa, Toru | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
6 | Approve Deep Discount Stock Option Plan | Management | For | Abstain |
GRIFOLS SA MEETING DATE: DEC 03, 2012 | ||||
TICKER: GRF SECURITY ID: E5706X124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves of EUR 1.63 Million for a 1:20 Bonus Issue | Management | For | For |
2 | Approve 2:1 Stock Split | Management | For | For |
3 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GSW IMMOBILIEN AG MEETING DATE: JUN 18, 2013 | ||||
TICKER: GIB SECURITY ID: D31311109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
7 | Approve Creation of EUR 7.5 Million Pool of Capital to Guarantee Conversion Right | Management | For | For |
8 | Allow Exclusion of Preemtive Rights for Share Issuances Against Contributions in Cash Under Existing Capital Authorization | Management | For | For |
9 | Amend Affiliation Agreement with Subsidiary GSW Acquisition 3 GmbH | Management | For | For |
10 | Amend Affiliation Agreement with Subsidiary GSW Grundvermoegens- und Vertriebsgesellschaft mbH | Management | For | For |
11 | Approve Affiliation Agreements with Subsidiary GSW Corona GmbH | Management | For | For |
12 | Approve Remuneration System for Management Board Members | Management | For | For |
13 | Remove Eckart John von Freyend from the Supervisory Board | Shareholder | Against | For |
14 | Approve Vote of No Confidence Against Management Board Chairman Bernd Kottmann | Shareholder | Against | For |
HEIDELBERGCEMENT AG MEETING DATE: MAY 08, 2013 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.47 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2012 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2012 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2012 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2012 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2012 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2012 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2012 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2012 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2012 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2012 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2012 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Georg Kraut for Fiscal 2012 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2012 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2012 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2012 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan James Murray for Fiscal 2012 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2012 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2012 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2012 | Management | For | For |
5 | Ratify Ernst and Young as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Issuance of Warrant Bonds/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7 | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | For |
HEINEKEN NV MEETING DATE: APR 25, 2013 | ||||
TICKER: HEIA SECURITY ID: N39427211 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Receive Report of Management Board (Non-Voting) | Management | None | None |
1b | Adopt Financial Statements | Management | For | For |
1c | Approve Allocation of Income and Dividends of EUR 0.89 per Share | Management | For | For |
1d | Approve Discharge of Management Board | Management | For | For |
1e | Approve Discharge of Supervisory Board | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
2c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | Management | For | For |
3 | Approve Extraordinary Share Award to CEO and CFO | Management | For | For |
4a | Reelect J.F.M.L. van Boxmeer as CEO | Management | For | For |
4b | Approve Retention Share Award of EUR 1.5 million to CEO | Management | For | For |
5a | Reelect M. Das to Supervisory Board | Management | For | For |
5b | Reelect V.C.O.B.J. Navarre to Supervisory Board | Management | For | For |
5c | Elect H. Scheffers to Supervisory Board | Management | For | For |
HENKEL AG & CO. KGAA MEETING DATE: APR 15, 2013 | ||||
TICKER: HEN3 SECURITY ID: D32051142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.93 per Common Share and EUR 0.95 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Approve Discharge of Shareholders' Committee for Fiscal 2012 | Management | For | For |
6 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | For |
7 | Elect Jean-Francois van Boxmeer to the Personally Liable Partners Committee (Shareholders Committee) | Management | For | For |
8 | Fix Number of Supervisory Board Members to 16 | Management | For | Against |
HINO MOTORS LTD. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 7205 SECURITY ID: 433406105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Elect Director Ichikawa, Masakazu | Management | For | For |
2.2 | Elect Director Ichihashi, Yasuhiko | Management | For | For |
2.3 | Elect Director Okazaki, Seiei | Management | For | For |
2.4 | Elect Director Wagu, Kenji | Management | For | For |
2.5 | Elect Director Ojima, Koichi | Management | For | For |
2.6 | Elect Director Suzuki, Kenji | Management | For | For |
2.7 | Elect Director Maeda, Yoshihide | Management | For | For |
2.8 | Elect Director Kokaji, Hiroshi | Management | For | For |
2.9 | Elect Director Endo, Shin | Management | For | For |
2.10 | Elect Director Kajikawa, Hiroshi | Management | For | For |
2.11 | Elect Director Mita, Susumu | Management | For | For |
2.12 | Elect Director Yoshikawa, Akihiko | Management | For | For |
2.13 | Elect Director Suzuki, Toshiya | Management | For | For |
3.1 | Appoint Statutory Auditor Yamamoto, Akimasa | Management | For | For |
3.2 | Appoint Statutory Auditor Hagiwara, Toshitaka | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
HITACHI CHEMICAL CO. LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 4217 SECURITY ID: J20160107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kawamura, Takashi | Management | For | For |
1.2 | Elect Director Osawa, Yoshio | Management | For | For |
1.3 | Elect Director Oto, Takemoto | Management | For | For |
1.4 | Elect Director Mochida, Nobuo | Management | For | For |
1.5 | Elect Director Takeda, Keiichi | Management | For | For |
1.6 | Elect Director Tanaka, Kazuyuki | Management | For | For |
1.7 | Elect Director Matsuda, Chieko | Management | For | For |
1.8 | Elect Director Nomura, Yoshihiro | Management | For | For |
HITACHI METALS LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 5486 SECURITY ID: J20538112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Yoshioka, Hiromi | Management | For | For |
2.2 | Elect Director Mochida, Nobuo | Management | For | For |
2.3 | Elect Director Fujii, Hiroyuki | Management | For | For |
2.4 | Elect Director Takahashi, Hideaki | Management | For | For |
2.5 | Elect Director Noguchi, Yasutoshi | Management | For | For |
2.6 | Elect Director Machida, Hisashi | Management | For | For |
2.7 | Elect Director Nishino, Toshikazu | Management | For | For |
2.8 | Elect Director Shima, Nobuhiko | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 24, 2013 | ||||
TICKER: HSBA SECURITY ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUBBELL INCORPORATED MEETING DATE: MAY 07, 2013 | ||||
TICKER: HUB.B SECURITY ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director Timothy H. Powers | Management | For | For |
1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.11 | Elect Director John G. Russell | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IGM FINANCIAL INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: IGM SECURITY ID: 449586106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Bibeau | Management | For | For |
1.2 | Elect Director Christie J. B. Clark | Management | For | For |
1.3 | Elect Director Heather E. Conway | Management | For | For |
1.4 | Elect Director Andre Desmarais | Management | For | For |
1.5 | Elect Director Paul Desmarais, Jr | Management | For | Withhold |
1.6 | Elect Director V. Peter Harder | Management | For | For |
1.7 | Elect Director Daniel Johnson | Management | For | For |
1.8 | Elect Director John McCallum | Management | For | For |
1.9 | Elect Director Raymond L. McFeetors | Management | For | For |
1.10 | Elect Director R. Jeffrey Orr | Management | For | For |
1.11 | Elect Director Roy W. Piper | Management | For | For |
1.12 | Elect Director Michel Plessis-Belair | Management | For | For |
1.13 | Elect Director Henri-Paul Rousseau | Management | For | For |
1.14 | Elect Director Susan Sherk | Management | For | For |
1.15 | Elect Director Charles R. Sims | Management | For | For |
1.16 | Elect Director Murray J. Taylor | Management | For | For |
1.17 | Elect Director Gregory D. Tretiak | Management | For | For |
1.18 | Elect Director Gerard Veilleux | Management | For | Withhold |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
IMPERIAL OIL LIMITED MEETING DATE: APR 25, 2013 | ||||
TICKER: IMO SECURITY ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
2.2 | Elect Director R.M. (Richard) Kruger | Management | For | For |
2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
2.4 | Elect Director D.S. (David) Sutherland | Management | For | For |
2.5 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
2.6 | Elect Director D.W. (Darren) Woods | Management | For | For |
2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 17, 2012 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual Financial Statements | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.80 Per Share | Management | For | For |
4 | Reelect Gartler SL as Director | Management | For | For |
5 | Ratify Co-option of and Elect Jose Arnau Sierra as Director | Management | For | For |
6 | Appoint Deloitte as Auditor | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8 | Amend Articles of General Meeting Regulations | Management | For | For |
9 | Authorize Share Repurchase of up to 10 Percent | Management | For | For |
10 | Approve Company's Corporate Web Site | Management | For | For |
11 | Advisory Vote on Remuneration Report | Management | For | Against |
12 | Receive Amendments to Board of Directors' Regulations | Management | None | None |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INFORMA PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: INF SECURITY ID: G4770C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Derek Mapp as Director | Management | For | For |
3 | Re-elect Peter Rigby as Director | Management | For | For |
4 | Re-elect Adam Walker as Director | Management | For | For |
5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
6 | Re-elect John Davis as Director | Management | For | For |
7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
8 | Re-elect Stephen Carter as Director | Management | For | For |
9 | Elect Cindy Rose as Director | Management | For | For |
10 | Approve Remuneration Report | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
INPEX CORPORATION MEETING DATE: JUN 25, 2013 | ||||
TICKER: 1605 SECURITY ID: J2467E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
2 | Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3.1 | Elect Director Kuroda, Naoki | Management | For | For |
3.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
3.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
3.4 | Elect Director Yui, Seiji | Management | For | For |
3.5 | Elect Director Sano, Masaharu | Management | For | For |
3.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
3.7 | Elect Director Murayama, Masahiro | Management | For | For |
3.8 | Elect Director Ito, Seiya | Management | For | For |
3.9 | Elect Director Tanaka, Wataru | Management | For | For |
3.10 | Elect Director Ikeda, Takahiko | Management | For | For |
3.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
3.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
3.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
3.14 | Elect Director Kato, Seiji | Management | For | For |
3.15 | Elect Director Tonoike, Rentaro | Management | For | For |
3.16 | Elect Director Okada, Yasuhiko | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
INTACT FINANCIAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: IFC SECURITY ID: 45823T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Brindamour | Management | For | For |
1.2 | Elect Director Yves Brouillette | Management | For | For |
1.3 | Elect Director Robert W. Crispin | Management | For | For |
1.4 | Elect Director Janet De Silva | Management | For | For |
1.5 | Elect Director Claude Dussault | Management | For | For |
1.6 | Elect Director Eileen Mercier | Management | For | For |
1.7 | Elect Director Timothy H. Penner | Management | For | For |
1.8 | Elect Director Louise Roy | Management | For | For |
1.9 | Elect Director Stephen G. Snyder | Management | For | For |
1.10 | Elect Director Frederick Singer | Management | For | For |
1.11 | Elect Director Carol Stephenson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Judd A. Gregg | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Terrence F. Martell | Management | For | For |
1f | Elect Director Callum McCarthy | Management | For | For |
1g | Elect Director Robert Reid | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: APR 16, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Issue Shares in Connection with Acquisition | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Thomas G. Stephens | Management | For | For |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ITOCHU CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8001 SECURITY ID: J2501P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Kobayashi, Eizo | Management | For | For |
2.2 | Elect Director Okafuji, Masahiro | Management | For | For |
2.3 | Elect Director Kobayashi, Yoichi | Management | For | For |
2.4 | Elect Director Seki, Tadayuki | Management | For | For |
2.5 | Elect Director Aoki, Yoshihisa | Management | For | For |
2.6 | Elect Director Takayanagi, Koji | Management | For | For |
2.7 | Elect Director Matsushima, Toru | Management | For | For |
2.8 | Elect Director Fukuda, Yuuji | Management | For | For |
2.9 | Elect Director Nakamura, Ichiro | Management | For | For |
2.10 | Elect Director Yoshida, Tomofumi | Management | For | For |
2.11 | Elect Director Okamoto, Hitoshi | Management | For | For |
2.12 | Elect Director Shiomi, Takao | Management | For | For |
2.13 | Elect Director Fujisaki, Ichiro | Management | For | For |
2.14 | Elect Director Kawakita, Chikara | Management | For | For |
3 | Appoint Statutory Auditor Majima, Shingo | Management | For | For |
4 | Appoint Alternate Statutory Auditor Miki, Hideo | Management | For | For |
ITV PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Roger Faxon as Director | Management | For | For |
6 | Re-elect Mike Clasper as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Ian Griffiths as Director | Management | For | For |
9 | Re-elect Andy Haste as Director | Management | For | For |
10 | Re-elect Dame Lucy Neville-Rolfe as Director | Management | For | For |
11 | Re-elect Archie Norman as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Approve Performance Share Plan | Management | For | For |
21 | Approve Savings-Related Share Option Scheme | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director Kirk Thompson | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Ratify Auditors | Management | For | For |
JAMES HARDIE INDUSTRIES SE MEETING DATE: AUG 13, 2012 | ||||
TICKER: JHX SECURITY ID: N4723D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Reports | Management | For | For |
2 | Approve the Remuneration Report | Management | For | For |
3(a) | Elect A Littley as a Director | Management | For | For |
3(b) | Elect B Anderson as a Director | Management | For | For |
3(c) | Elect J Osborne as a Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of External Auditors | Management | For | For |
5 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
6 | Approve the James Hardie Industries Long Term Incentive Plan | Management | For | For |
7 | Approve the Grant of ROCE RSUs to L Gries, CEO Under the Long Term Incentive Plan | Management | For | For |
8 | Approve the Grant of TSR RSUs to L Gries, CEO Under the Long Term Incentive Plan | Management | For | Against |
9 | Approve the Conversion of James Hardie Industries SE to an Irish Public Company | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | Against |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | For |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JARDINE STRATEGIC HOLDINGS LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: J37 SECURITY ID: G50764102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports and Declare Final Dividend | Management | For | For |
2 | Reelect Charles Allen-Jones as Director | Management | For | For |
3 | Reelect Percy Weatherall as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Authorise Share Repurchase Program | Management | For | For |
8 | Authorise Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd. | Management | For | For |
JSR CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 4185 SECURITY ID: J2856K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
2.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
2.2 | Elect Director Sato, Hozumi | Management | For | For |
2.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
2.4 | Elect Director Hirano, Hayato | Management | For | For |
2.5 | Elect Director Goto, Takuya | Management | For | For |
2.6 | Elect Director Kariya, Michio | Management | For | For |
2.7 | Elect Director Yagi, Kazunori | Management | For | For |
3.1 | Appoint Statutory Auditor Uekusa, Hiroichi | Management | For | For |
3.2 | Appoint Statutory Auditor Kawasaki, Yasumi | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Amend Stock Option Plan Approved at 2007 AGM | Management | For | Abstain |
JUMBO SA MEETING DATE: NOV 01, 2012 | ||||
TICKER: BELA SECURITY ID: X4114P111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Approve Auditors and Fix Their Remuneration | Management | For | For |
5 | Approve Director Remuneration for Fiscal Year 2011-2012 | Management | For | For |
6 | Preapprove Director Remuneration for Fiscal Year 2012-2013 | Management | For | For |
KBC GROEP NV MEETING DATE: MAY 02, 2013 | ||||
TICKER: KBC SECURITY ID: B5337G162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | Did Not Vote |
6 | Approve Remuneration Report | Management | For | Did Not Vote |
7 | Approve Discharge of Directors | Management | For | Did Not Vote |
8 | Approve Discharge of Auditors | Management | For | Did Not Vote |
9 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration at EUR 83,823 | Management | For | Did Not Vote |
10a | Reelect Alain Tytgadt as Director | Management | For | Did Not Vote |
10b | Reelect Philippe Vlerick as Director | Management | For | Did Not Vote |
10c | Reelect Dirk Heremans as Director | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up To 250,000 Shares | Management | For | Did Not Vote |
12 | Transact Other Business | Management | None | None |
Ia | Discuss Merger Proposal between KBC Group NV and KBC Global Services NV | Management | None | None |
Ib | Approve Merger Project with KBC Global Services Re: Item Ic | Management | For | Did Not Vote |
Ic | Approve Merger by Absorption of KBC Global Services | Management | For | Did Not Vote |
Id | Amend Corporate Purpose Re: Merger Agreement with KBC Global Services Under Items Ib-Ic | Management | For | Did Not Vote |
IIa | Receive Special Board Report Re: Capital Increases under Items IIc and IId | Management | None | None |
IIb | Amend Article 5 Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
IIc | Authorize Board to Increase Authorized Capital up to EUR 700 Million, Including by way of Issuance of Ordinary Shares Without Preemptive Rights, Warrants or Convertible Bonds | Management | For | Did Not Vote |
IId | Authorize Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Did Not Vote |
IIe | Amend Article 11bis Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
IIf | Amend Article 21 Re: Representation of the Company | Management | For | Did Not Vote |
IIg | Amend Article 27 Re: Right to Attend Meetings | Management | For | Did Not Vote |
IIh | Insert Transitional Provision in Article 42 Bylaws Re: Capital Increases under items IIc and IId | Management | For | Did Not Vote |
IIi | Authorize Implementation of Approved Resolutions | Management | For | Did Not Vote |
IIj | Approve Coordination of Articles of Association | Management | For | Did Not Vote |
IIk | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
KDDI CORPORATION MEETING DATE: JUN 19, 2013 | ||||
TICKER: 9433 SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Onodera, Tadashi | Management | For | For |
3.2 | Elect Director Tanaka, Takashi | Management | For | For |
3.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
3.4 | Elect Director Takahashi, Makoto | Management | For | For |
3.5 | Elect Director Shimatani, Yoshiharu | Management | For | For |
3.6 | Elect Director Ishikawa, Yuuzo | Management | For | For |
3.7 | Elect Director Inoe, Masahiro | Management | For | For |
3.8 | Elect Director Yuasa, Hideo | Management | For | For |
3.9 | Elect Director Hukuzaki, Tsutomu | Management | For | For |
3.10 | Elect Director Tajima, Hidehiko | Management | For | For |
3.11 | Elect Director Kuba, Tetsuo | Management | For | For |
3.12 | Elect Director Kodaira, Nobuyori | Management | For | For |
KEIHIN CORP. (7251) MEETING DATE: JUN 21, 2013 | ||||
TICKER: 7251 SECURITY ID: J32083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors - Decrease Maximum Board Size | Management | For | For |
3.1 | Elect Director Tanai, Tsuneo | Management | For | For |
3.2 | Elect Director Ukiana, Kazuoki | Management | For | For |
3.3 | Elect Director Watanabe, Masami | Management | For | For |
3.4 | Elect Director Koike, Masaaki | Management | For | For |
3.5 | Elect Director Irino, Hiroshi | Management | For | For |
3.6 | Elect Director Onuma, Koki | Management | For | For |
3.7 | Elect Director Iwata, Takeshi | Management | For | For |
3.8 | Elect Director Konno, Genichiro | Management | For | For |
3.9 | Elect Director Suzuki, Nobuaki | Management | For | For |
3.10 | Elect Director Amano, Hirohisa | Management | For | For |
3.11 | Elect Director Omachi, Shinichi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
KEPPEL CORPORATION LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: BN4 SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Alvin Yeo Khirn Hai as Director | Management | For | For |
4 | Elect Tong Chong Heong as Director | Management | For | For |
5 | Elect Tan Ek Kia as Director | Management | For | For |
6 | Elect Tan Puay Chiang as Director | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors for the Financial Year Ended Dec. 31, 2012 | Management | For | For |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Approve Mandate for Transactions with Related Parties | Management | For | For |
KEPPEL CORPORATION LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: BN4 SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Distribution of Up To 366.6 Million Units in Keppel REIT | Management | For | For |
KEYERA CORP. MEETING DATE: MAY 07, 2013 | ||||
TICKER: KEY SECURITY ID: 493271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2.1 | Elect Director James V. Bertram | Management | For | For |
2.2 | Elect Director Robert B. Catell | Management | For | For |
2.3 | Elect Director Michael B.C. Davies | Management | For | For |
2.4 | Elect Director Douglas J. Haughey | Management | For | For |
2.5 | Elect Director Nancy M. Laird | Management | For | For |
2.6 | Elect Director Donald J. Nelson | Management | For | For |
2.7 | Elect Director H. Neil Nichols | Management | For | For |
2.8 | Elect Director Michael J. Norris | Management | For | For |
2.9 | Elect Director William R. Stedman | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Authorize Two New Classes of Preferred Shares | Management | For | For |
KINGFISHER PLC MEETING DATE: JUN 13, 2013 | ||||
TICKER: KGF SECURITY ID: G5256E441 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Daniel Bernard as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Pascal Cagni as Director | Management | For | For |
7 | Re-elect Clare Chapman as Director | Management | For | For |
8 | Re-elect Ian Cheshire as Director | Management | For | For |
9 | Re-elect Anders Dahlvig as Director | Management | For | For |
10 | Re-elect Janis Kong as Director | Management | For | For |
11 | Re-elect Kevin O'Byrne as Director | Management | For | For |
12 | Re-elect Mark Seligman as Director | Management | For | For |
13 | Elect Philippe Tible as Director | Management | For | For |
14 | Elect Karen Witts as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KINGSPAN GROUP PLC MEETING DATE: MAY 09, 2013 | ||||
TICKER: KRX SECURITY ID: G52654103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Reelect Eugene Murtagh as Director | Management | For | Against |
4b | Reelect Gene Murtagh as Director | Management | For | Against |
4c | Reelect Geoff Doherty as Director | Management | For | Against |
4d | Reelect Peter Wilson as Director | Management | For | Against |
4e | Reelect Russell Shiels as Director | Management | For | Against |
4f | Reelect Gilbert McCarthy as Director | Management | For | Against |
4g | Reelect David Byrne as Director | Management | For | Against |
4h | Reelect Brian Hill as Director | Management | For | For |
4i | Reelect Helen Kirkpatrick as Director | Management | For | Against |
4j | Reelect Kieran Murphy as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorise Share Repurchase | Management | For | For |
10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KONE CORPORATION MEETING DATE: FEB 25, 2013 | ||||
TICKER: KNEBV SECURITY ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.745 per Class A Share and EUR 1.75 per Class B Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eight; Fix Number of Deputy Members at One | Management | For | Did Not Vote |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin as New Deputy Member | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Fix Number of Auditors at Two | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | Did Not Vote |
16 | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
KONINKLIJKE KPN NV MEETING DATE: APR 10, 2013 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | Against |
7 | Approve Discharge of Supervisory Board | Management | For | Against |
8 | Opportunity to Make Recommendations | Management | None | None |
9 | Reelect M.E. van Lier Lels to Supervisory Board | Management | For | For |
10 | Reelect R.J. Routs to Supervisory Board | Management | For | For |
11 | Reelect D.J. Haank to Supervisory Board | Management | For | For |
12 | Elect C.J. Garcia Moreno Elizondo to Supervisory Board | Management | For | For |
13 | Elect O. von Hauske to Supervisory Board | Management | For | For |
14 | Composition of Supervisory Board in 2014 | Management | None | None |
15a | Receive Announcements on Capital Increase | Management | None | None |
15b | Grant Board Authority to Increase Authorized Capital and Issue Shares Within Framework of Rights Issue of up to EUR 3 Billion | Management | For | For |
16 | Announce Intention to Appoint J.F.E. Farwerck to Management Board | Management | None | None |
17 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Close Meeting | Management | None | None |
KUBOTA CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 6326 SECURITY ID: J36662138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
2.1 | Elect Director Masumoto, Yasuo | Management | For | For |
2.2 | Elect Director Tomita, Tetsuji | Management | For | For |
2.3 | Elect Director Sakamoto, Satoru | Management | For | For |
2.4 | Elect Director Kimata, Masatoshi | Management | For | For |
2.5 | Elect Director Kubo, Toshihiro | Management | For | For |
2.6 | Elect Director Kimura, Shigeru | Management | For | For |
2.7 | Elect Director Mizuno, Yuzuru | Management | For | For |
2.8 | Elect Director Sato, Junichi | Management | For | For |
3 | Appoint Statutory Auditor Kawachi, Masaharu | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
LAWSON, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: 2651 SECURITY ID: J3871L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3 | Elect Director Kyoya, Yutaka | Management | For | For |
4 | Appoint Statutory Auditor Seki, Atsuhiko | Management | For | For |
LEGRAND MEETING DATE: MAY 24, 2013 | ||||
TICKER: LR SECURITY ID: F56196185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
4 | Ratify Appointment of Dongsheng Li as Director | Management | For | For |
5 | Elect Annalisa Loustau Elia as Director | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
9 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | Against |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LEIGHTON HOLDINGS LTD. MEETING DATE: MAY 20, 2013 | ||||
TICKER: LEI SECURITY ID: Q55190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3.1 | Elect Robert Douglas Humphris as a Director | Management | For | For |
3.2 | Elect David Paul Robinson as a Director | Management | For | For |
3.3 | Elect Marcelino Fernandez Verdes as a Director | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5.1 | Approve the Grant of Up to 107,204 LTI Rights and A$1.88 Million Worth of STI Rights to Hamish Tyrwhitt, CEO of the Company | Management | For | For |
5.2 | Approve the Grant of Up to 77,186 LTI Rights and A$1.35 Million Worth of STI Rights to Peter Gregg, CFO of the Company | Management | For | For |
LINDE AG MEETING DATE: MAY 29, 2013 | ||||
TICKER: LIN SECURITY ID: D50348107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Cancellation of Conditional Capital | Management | For | For |
9.1.1 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | For |
9.1.2 | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
9.1.3 | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
9.1.4 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | For |
9.1.5 | Elect Klaus-Peter Mueller to the Supervisory Board | Management | For | For |
9.1.6 | Elect Manfred Schneider to the Supervisory Board | Management | For | For |
9.2.1 | Elect Mathias Otto as Alternate Supervisory Board Member | Management | For | For |
9.2.2 | Elect Guenter Hugger as Alternate Supervisory Board Member | Management | For | For |
10.1 | Amend Corporate Purpose | Management | For | For |
10.2 | Amend Articles Re: Composition of the Board | Management | For | For |
10.3 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
10.4 | Amend Articles Re: Editorial Changes | Management | For | For |
LOBLAW COMPANIES LIMITED MEETING DATE: MAY 02, 2013 | ||||
TICKER: L SECURITY ID: 539481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen E. Bachand | Management | For | For |
1.2 | Elect Director Paul M. Beeston | Management | For | For |
1.3 | Elect Director Warren Bryant | Management | For | For |
1.4 | Elect Director Christie J.B. Clark | Management | For | For |
1.5 | Elect Director Gordon A.M. Currie | Management | For | For |
1.6 | Elect Director Anthony S. Fell | Management | For | For |
1.7 | Elect Director Christiane Germain | Management | For | For |
1.8 | Elect Director Anthony R. Graham | Management | For | For |
1.9 | Elect Director John S. Lacey | Management | For | For |
1.10 | Elect Director Nancy H.O. Lockhart | Management | For | For |
1.11 | Elect Director Thomas C. O'Neill | Management | For | For |
1.12 | Elect Director Vicente Trius | Management | For | For |
1.13 | Elect Director Galen G. Weston | Management | For | For |
1.14 | Elect Director John D. Wetmore | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bensoussan | Management | For | For |
1.2 | Elect Director William H. Glenn | Management | For | For |
1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
1.4 | Elect Director Dennis J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MACQUARIE GROUP LIMITED MEETING DATE: JUL 25, 2012 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Peter H Warne as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer, under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
5 | Approve the Issue of Macquarie Exchangeable Capital Securities by Macquarie Bank Ltd | Management | For | For |
6 | Approve an On-Market Buy-Back of up to 52.02 Million Shares | Management | For | For |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: MG SECURITY ID: 559222401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Scott B. Bonham | Management | For | For |
1.02 | Elect Director Peter G. Bowie | Management | For | For |
1.03 | Elect Director J. Trevor Eyton | Management | For | For |
1.04 | Elect Director V. Peter Harder | Management | For | For |
1.05 | Elect Director Lady Barbara Judge | Management | For | For |
1.06 | Elect Director Kurt J. Lauk | Management | For | For |
1.07 | Elect Director Donald J. Walker | Management | For | For |
1.08 | Elect Director Lawrence D. Worrall | Management | For | For |
1.09 | Elect Director William L. Young | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
MAGNIT OAO MEETING DATE: MAY 24, 2013 | ||||
TICKER: MGNT SECURITY ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
3.2 | Elect Valery Butenko as Director | Management | None | Against |
3.3 | Elect Sergey Galitskiy as Director | Management | None | Against |
3.4 | Elect Alexander Zayonts as Director | Management | None | For |
3.5 | Elect Alexey Makhnev as Director | Management | None | Against |
3.6 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
7 | Elect Members of Counting Commission | Management | For | For |
8 | Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
10 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with AKB Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO AKB Sviaz Bank for Securing Obligations of ZAO Tander | Management | For | For |
MAKITA CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 6586 SECURITY ID: J39584107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 54 | Management | For | For |
2.1 | Elect Director Goto, Masahiko | Management | For | For |
2.2 | Elect Director Hori, Shiro | Management | For | For |
2.3 | Elect Director Torii, Tadayoshi | Management | For | For |
2.4 | Elect Director Kato, Tomoyasu | Management | For | For |
2.5 | Elect Director Asanuma, Tadashi | Management | For | For |
2.6 | Elect Director Niwa, Hisayoshi | Management | For | For |
2.7 | Elect Director Tomita, Shinichiro | Management | For | For |
2.8 | Elect Director Kaneko, Tetsuhisa | Management | For | For |
2.9 | Elect Director Aoki, Yoji | Management | For | For |
2.10 | Elect Director Ota, Tomoyuki | Management | For | For |
2.11 | Elect Director Goto, Munetoshi | Management | For | For |
2.12 | Elect Director Morita, Akiyoshi | Management | For | For |
3 | Appoint Statutory Auditor Yamamoto, Fusahiro | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
MANULIFE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: MFC SECURITY ID: 56501R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Caron | Management | For | For |
1.2 | Elect Director John M. Cassaday | Management | For | For |
1.3 | Elect Director Susan F. Dabarno | Management | For | For |
1.4 | Elect Director Richard B. DeWolfe | Management | For | For |
1.5 | Elect Director Sheila S. Fraser | Management | For | For |
1.6 | Elect Director Donald A. Guloien | Management | For | For |
1.7 | Elect Director Scott M. Hand | Management | For | For |
1.8 | Elect Director Robert J. Harding | Management | For | For |
1.9 | Elect Director Luther S. Helms | Management | For | For |
1.10 | Elect Director Tsun-yan Hsieh | Management | For | For |
1.11 | Elect Director Donald R. Lindsay | Management | For | For |
1.12 | Elect Director Lorna R. Marsden | Management | For | For |
1.13 | Elect Director John R.V. Palmer | Management | For | For |
1.14 | Elect Director C. James Prieur | Management | For | For |
1.15 | Elect Director Andrea S. Rosen | Management | For | For |
1.16 | Elect Director Lesley D. Webster | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis W. Archer | Management | For | For |
1b | Elect Director Donald R. Parfet | Management | For | For |
1c | Elect Director Lisa A. Payne | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 18, 2013 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MEDIVATION, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEG ENERGY CORP. MEETING DATE: MAY 02, 2013 | ||||
TICKER: MEG SECURITY ID: 552704108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William McCaffrey | Management | For | For |
1b | Elect Director David J. Wizinsky | Management | For | For |
1c | Elect Director David B. Krieger | Management | For | For |
1d | Elect Director Peter R. Kagan | Management | For | For |
1e | Elect Director Boyd Anderson | Management | For | For |
1f | Elect Director James D. McFarland | Management | For | For |
1g | Elect Director Harvey Doerr | Management | For | For |
1h | Elect Director Robert Hodgins | Management | For | For |
2 | Re-approve Stock Option Plan | Management | For | Against |
3 | Re-approve Restricted Stock Plan | Management | For | For |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MEGACHIPS CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 6875 SECURITY ID: J4157R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Takata, Akira | Management | For | For |
1.2 | Elect Director Matsuoka, Shigeki | Management | For | For |
1.3 | Elect Director Fujii, Masayuki | Management | For | For |
1.4 | Elect Director Hikawa, Tetsuo | Management | For | For |
1.5 | Elect Director Sasaki, Gen | Management | For | For |
1.6 | Elect Director Kissei, Kyoichi | Management | For | For |
1.7 | Elect Director Akahoshi, Keiichiro | Management | For | For |
1.8 | Elect Director You Dunxing | Management | For | For |
2 | Appoint Statutory Auditor Kitano, Keiichi | Management | For | For |
MEGGITT PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Colin Terry as Director | Management | For | For |
5 | Re-elect Stephen Young as Director | Management | For | For |
6 | Re-elect Philip Green as Director | Management | For | For |
7 | Re-elect Paul Heiden as Director | Management | For | For |
8 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
9 | Re-elect David Robins as Director | Management | For | For |
10 | Re-elect David Williams as Director | Management | For | For |
11 | Elect Guy Berruyer as Director | Management | For | For |
12 | Elect Philip Cox as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Approve Increase in Maximum Aggregate Amount of Directors' Fees | Management | For | For |
METRO INC. MEETING DATE: JAN 29, 2013 | ||||
TICKER: MRU SECURITY ID: 59162N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc DeSerres | Management | For | For |
1.2 | Elect Director Claude Dussault | Management | For | For |
1.3 | Elect Director Serge Ferland | Management | For | For |
1.4 | Elect Director Paule Gauthier | Management | For | For |
1.5 | Elect Director Paul Gobeil | Management | For | For |
1.6 | Elect Director Russell Goodman | Management | For | For |
1.7 | Elect Director Christian W.E. Haub | Management | For | For |
1.8 | Elect Director Michel Labonte | Management | For | For |
1.9 | Elect Director Eric R. La Fleche | Management | For | For |
1.10 | Elect Director Pierre H. Lessard | Management | For | For |
1.11 | Elect Director Marie-Jose Nadeau | Management | For | For |
1.12 | Elect Director Real Raymond | Management | For | For |
1.13 | Elect Director Michael T. Rosicki | Management | For | For |
1.14 | Elect Director John H. Tory | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | SP 1: Board Diversity | Shareholder | Against | Against |
6 | SP 2: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
7 | SP 3: Consideration of All Stakeholders in the Board's Decision-Making Process | Shareholder | Against | Against |
8 | SP 4: Use the Company's French Name in Public Signage and Corporate Communications | Shareholder | Against | Against |
9 | SP 5: Amend Articles/Bylaws/Charter -- Name Change | Shareholder | Against | Against |
MITSUBISHI CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8058 SECURITY ID: J43830116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Kojima, Yorihiko | Management | For | For |
2.2 | Elect Director Kobayashi, Ken | Management | For | For |
2.3 | Elect Director Nabeshima, Hideyuki | Management | For | For |
2.4 | Elect Director Nakahara, Hideto | Management | For | For |
2.5 | Elect Director Yanai, Jun | Management | For | For |
2.6 | Elect Director Kinukawa, Jun | Management | For | For |
2.7 | Elect Director Miyauchi, Takahisa | Management | For | For |
2.8 | Elect Director Nagai, Yasuo | Management | For | For |
2.9 | Elect Director Uchino, Shuuma | Management | For | For |
2.10 | Elect Director Ito, Kunio | Management | For | For |
2.11 | Elect Director Tsukuda, Kazuo | Management | For | For |
2.12 | Elect Director Kato, Ryozo | Management | For | For |
2.13 | Elect Director Konno, Hidehiro | Management | For | For |
2.14 | Elect Director Sakie Tachibana Fukushima | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Okihara, Takamune | Management | For | For |
3.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
3.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
3.4 | Elect Director Tanaka, Masaaki | Management | For | For |
3.5 | Elect Director Yuuki, Taihei | Management | For | For |
3.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
3.7 | Elect Director Kagawa, Akihiko | Management | For | For |
3.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
3.9 | Elect Director Okamoto, Junichi | Management | For | For |
3.10 | Elect Director Araki, Saburo | Management | For | For |
3.11 | Elect Director Noguchi, Hiroyuki | Management | For | For |
3.12 | Elect Director Tokunari, Muneaki | Management | For | For |
3.13 | Elect Director Araki, Ryuuji | Management | For | For |
3.14 | Elect Director Watanabe, Kazuhiro | Management | For | For |
3.15 | Elect Director Kawamoto, Yuuko | Management | For | For |
4.1 | Appoint Statutory Auditor Mikumo, Takashi | Management | For | For |
4.2 | Appoint Statutory Auditor Okamoto, Kunie | Management | For | Against |
4.3 | Appoint Statutory Auditor Ikeda, Yasushi | Management | For | For |
4.4 | Appoint Statutory Auditor Kojima, Hideo | Management | For | For |
5 | Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
MITSUI & CO. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8031 SECURITY ID: J44690139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2.1 | Elect Director Utsuda, Shoei | Management | For | For |
2.2 | Elect Director Iijima, Masami | Management | For | For |
2.3 | Elect Director Tanaka, Seiichi | Management | For | For |
2.4 | Elect Director Kawashima, Fuminobu | Management | For | For |
2.5 | Elect Director Saiga, Daisuke | Management | For | For |
2.6 | Elect Director Okada, Joji | Management | For | For |
2.7 | Elect Director Kinoshita, Masayuki | Management | For | For |
2.8 | Elect Director Anbe, Shintaro | Management | For | For |
2.9 | Elect Director Tanaka, Koichi | Management | For | For |
2.10 | Elect Director Matsubara, Nobuko | Management | For | For |
2.11 | Elect Director Nonaka, Ikujiro | Management | For | For |
2.12 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
2.13 | Elect Director Muto, Toshiro | Management | For | For |
3 | Appoint Statutory Auditor Watanabe, Hiroyasu | Management | For | For |
MITSUI FUDOSAN CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8801 SECURITY ID: J4509L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Iwasa, Hiromichi | Management | For | For |
2.2 | Elect Director Komoda, Masanobu | Management | For | For |
2.3 | Elect Director Iinuma, Yoshiaki | Management | For | For |
2.4 | Elect Director Saito, Hitoshi | Management | For | For |
2.5 | Elect Director Kitahara, Yoshikazu | Management | For | For |
2.6 | Elect Director Asai, Hiroshi | Management | For | For |
2.7 | Elect Director Iino, Kenji | Management | For | For |
2.8 | Elect Director Fujibayashi, Kiyotaka | Management | For | For |
2.9 | Elect Director Urano, Mitsudo | Management | For | For |
2.10 | Elect Director Matsushima, Masayuki | Management | For | For |
2.11 | Elect Director Yamashita, Toru | Management | For | For |
2.12 | Elect Director Egashira, Toshiaki | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
NAMPAK LTD MEETING DATE: FEB 08, 2013 | ||||
TICKER: NPK SECURITY ID: S5326R114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Disebo Moephuli as Director | Management | For | For |
2 | Re-elect Reuel Khoza as Director | Management | For | For |
3 | Re-elect Tito Mboweni as Director | Management | For | For |
4 | Re-elect Roy Smither as Director | Management | For | For |
5 | Reappoint Deloitte & Touche as Auditors of the Company with AF Mackie as the Individual Registered Auditor | Management | For | For |
6 | Re-elect Roy Smither as Member of the Audit Committee | Management | For | For |
7 | Re-elect Roy Andersen as Member of the Audit Committee | Management | For | Against |
8 | Re-elect Nomfanelo Magwentshu as Member of the Audit Committee | Management | For | For |
9 | Re-elect Nosipho Molope as Member of the Audit Committee | Management | For | For |
10 | Approve Remuneration Policy | Management | For | For |
11 | Approve Non-Executive Directors' Fees from 1 October 2012 to 30 September 2013 | Management | For | For |
12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Management | For | For |
14 | Adopt New Memorandum of Incorporation | Management | For | Against |
NASPERS LTD MEETING DATE: AUG 31, 2012 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2012 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and A Wentzel as Individual Registered Auditor | Management | For | For |
4.1 | Re-elect Rachel Jafta as Director | Management | For | For |
4.2 | Re-elect Debra Meyer as Director | Management | For | For |
4.3 | Re-elect Lambert Retief as Director | Management | For | For |
4.4 | Re-elect Neil van Heerden as Director | Management | For | For |
4.5 | Re-elect Hein Willemse as Director | Management | For | For |
5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
5.2 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
5.3 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
5.4 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
6 | Approve Remuneration Policy | Management | For | Against |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Management | For | For |
10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
1.1 | Approve Remuneration of Board Chairman | Management | For | For |
1.2 | Approve Remuneration of Board Member | Management | For | For |
1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
1.1 | Approve Remuneration of Board Chairman | Management | For | For |
1.2 | Approve Remuneration of Board Member | Management | For | For |
1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
3 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Management | For | For |
4 | Authorise Repurchase of A Ordinary Issued Shares | Management | For | For |
5 | Adopt New Memorandum of Incorporation | Management | For | Abstain |
NATIONAL BANK OF CANADA MEETING DATE: APR 24, 2013 | ||||
TICKER: NA SECURITY ID: 633067103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director Maryse Bertrand | Management | For | For |
1.02 | Elect Director Lawrence S. Bloomberg | Management | For | For |
1.03 | Elect Director Pierre Boivin | Management | For | For |
1.04 | Elect Director Andre Caille | Management | For | For |
1.05 | Elect Director Gerard Coulombe | Management | For | For |
1.06 | Elect Director Bernard Cyr | Management | For | For |
1.07 | Elect Director Gillian H. Denham | Management | For | For |
1.08 | Elect Director Jean Douville | Management | For | For |
1.09 | Elect Director Paul Gobeil | Management | For | For |
1.10 | Elect Director Jean Houde | Management | For | For |
1.11 | Elect Director Louise Laflamme | Management | For | For |
1.12 | Elect Director Roseann Runte | Management | For | For |
1.13 | Elect Director Lino A. Saputo, Jr. | Management | For | For |
1.14 | Elect Director Pierre Thabet | Management | For | For |
1.15 | Elect Director Louis Vachon | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify Deloitte s.e.n.c.r.l as Auditors | Management | For | For |
4 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
6 | SP 2: Adopt Policy for Equitable Treatment Under the Pension Plans | Shareholder | Against | Against |
NCR CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward 'Pete' Boykin | Management | For | For |
1.2 | Elect Director Linda Fayne Levinson | Management | For | For |
1.3 | Elect Director Deanna W. Oppenheimer | Management | For | For |
1.4 | Elect Director Kurt P. Kuehn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
NESTLE SA MEETING DATE: APR 11, 2013 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NETFLIX, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | Withhold |
1.2 | Elect Director Ann Mather | Management | For | Withhold |
1.3 | Elect Director Leslie Kilgore | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NEXT PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: NXT SECURITY ID: G6500M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Barton as Director | Management | For | For |
5 | Re-elect Christos Angelides as Director | Management | For | For |
6 | Re-elect Steve Barber as Director | Management | For | For |
7 | Re-elect Christine Cross as Director | Management | For | For |
8 | Re-elect Jonathan Dawson as Director | Management | For | For |
9 | Re-elect David Keens as Director | Management | For | For |
10 | Elect Caroline Goodall as Director | Management | For | For |
11 | Re-elect Francis Salway as Director | Management | For | For |
12 | Re-elect Andrew Varley as Director | Management | For | For |
13 | Re-elect Lord Simon Wolfson as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise Off-Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NIHON PARKERIZING CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 4095 SECURITY ID: J55096101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Elect Director Satomi, Kikuo | Management | For | For |
2.2 | Elect Director Ono, Shun | Management | For | For |
2.3 | Elect Director Satomi, Kazuichi | Management | For | For |
2.4 | Elect Director Satomi, Yasuo | Management | For | For |
2.5 | Elect Director Miyawaki, Toshi | Management | For | For |
2.6 | Elect Director Moroga, Osamu | Management | For | For |
2.7 | Elect Director Tanabe, Shuuji | Management | For | For |
2.8 | Elect Director Ogino, Takao | Management | For | For |
2.9 | Elect Director Yoshitake, Noriaki | Management | For | For |
2.10 | Elect Director Araki, Tatsuya | Management | For | For |
2.11 | Elect Director Morita, Ryoji | Management | For | For |
2.12 | Elect Director Watanabe, Masataka | Management | For | For |
3.1 | Appoint Statutory Auditor Kasakura, Hisao | Management | For | Against |
3.2 | Appoint Statutory Auditor Kan, Hirotoshi | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | Abstain |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NIKE, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NIKON CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 7731 SECURITY ID: 654111103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2.1 | Elect Director Kimura, Makoto | Management | For | For |
2.2 | Elect Director Ito, Junichi | Management | For | For |
2.3 | Elect Director Ushida, Kazuo | Management | For | For |
2.4 | Elect Director Masai, Toshiyuki | Management | For | For |
2.5 | Elect Director Okamoto, Yasuyuki | Management | For | For |
2.6 | Elect Director Hashizume, Norio | Management | For | For |
2.7 | Elect Director Oki, Hiroshi | Management | For | For |
2.8 | Elect Director Kanazawa, Kenichi | Management | For | For |
2.9 | Elect Director Matsuo, Kenji | Management | For | For |
2.10 | Elect Director Higuchi, Kokei | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
NISSAN MOTOR CO. LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 7201 SECURITY ID: J57160129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
2.1 | Elect Director Carlos Ghosn | Management | For | For |
2.2 | Elect Director Shiga, Toshiyuki | Management | For | For |
2.3 | Elect Director Saikawa, Hiroto | Management | For | For |
2.4 | Elect Director Colin Dodge | Management | For | For |
2.5 | Elect Director Yamashita, Mitsuhiko | Management | For | For |
2.6 | Elect Director Imazu, Hidetoshi | Management | For | For |
2.7 | Elect Director Greg Kelly | Management | For | For |
2.8 | Elect Director Jean-Baptiste Duzan | Management | For | For |
2.9 | Elect Director Nakamura, Katsumi | Management | For | For |
3 | Approve Stock Appreciation Rights Plan for Directors | Management | For | For |
NITORI HOLDINGS CO LTD MEETING DATE: MAY 17, 2013 | ||||
TICKER: 9843 SECURITY ID: J58214107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nitori, Akio | Management | For | For |
1.2 | Elect Director Sugiyama, Kiyoshi | Management | For | For |
1.3 | Elect Director Shirai, Toshiyuki | Management | For | For |
1.4 | Elect Director Komiya, Shoshin | Management | For | For |
1.5 | Elect Director Ando, Takaharu | Management | For | For |
1.6 | Elect Director Takeshima, Kazuhiko | Management | For | For |
2 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NOBLE ENERGY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
NORBORD INC MEETING DATE: APR 30, 2013 | ||||
TICKER: NBD SECURITY ID: 65548P403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Cockwell | Management | For | For |
1.2 | Elect Director Dian N. Cohen | Management | For | For |
1.3 | Elect Director Pierre Dupuis | Management | For | For |
1.4 | Elect Director Dominic Gammiero | Management | For | For |
1.5 | Elect Director Jon S. Haick | Management | For | For |
1.6 | Elect Director Robert J. Harding | Management | For | For |
1.7 | Elect Director Neville W. Kirchmann | Management | For | For |
1.8 | Elect Director J. Barrie Shineton | Management | For | For |
1.9 | Elect Director Denis A. Turcotte | Management | For | For |
1.10 | Elect Director James D. Wallace | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NORDEA BANK AB MEETING DATE: MAR 14, 2013 | ||||
TICKER: NDA SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
NOVO NORDISK A/S MEETING DATE: MAR 20, 2013 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | Did Not Vote |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Elect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
5.3d | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | Did Not Vote |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
OASIS PETROLEUM INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: OAS SECURITY ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael McShane | Management | For | For |
1.2 | Elect Director Thomas B. Nusz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OIL SEARCH LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: OSH SECURITY ID: Y64695110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Gerea Aopi as a Director | Management | For | For |
3 | Elect Rick Lee as a Director | Management | For | For |
4 | Elect Keith Spence as a Director | Management | For | For |
5 | Elect Bart Philemon as a Director | Management | For | For |
6 | Elect Fiona Harris as a Director | Management | For | For |
7 | Appoint Deloitte Touche Tohmatsu as Auditor of the Company | Management | For | For |
1 | Approve the Grant of Up to 240,000 Performance Rights to Peter Botten, Managing Director of the Company | Management | For | For |
2 | Approve the Grant of Up to 52,300 Performance Rights to Gerea Aopi, Executive Director of the Company | Management | For | For |
3 | Approve the Grant of Up to 136,761 Restricted Shares to Peter Botten, Managing Director of the Company | Management | For | For |
4 | Approve the Grant of Up to 36,464 Restricted Shares to Gerea Aopi, Executive Director of the Company | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
OPEN TEXT CORPORATION MEETING DATE: SEP 27, 2012 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director Mark Barrenechea | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian J. Jackman | Management | For | Withhold |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | Withhold |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | Withhold |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
ORIGIN ENERGY LTD. MEETING DATE: NOV 12, 2012 | ||||
TICKER: ORG SECURITY ID: Q71610101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Ralph J Norris as a Director | Management | For | For |
3 | Elect John H Akehurst as a Director | Management | For | For |
4 | Elect Karen A Moses as a Director | Management | For | For |
5 | Elect Helen M Nugent as a Director | Management | For | For |
6 | Approve the Adoption of the Remuneration Report | Management | For | For |
7 | Approve the Grant of Long Term Incentives Up to a Maximum Value of A$3.75 Million and the Subsequent Allotment of Shares in Respect of those Incentives to Grant A King, Managing Director of the Company | Management | For | For |
8 | Approve the Grant of Long Term Incentives Up to a Maximum Value of A$1.59 Million and the Subsequent Allotment of Shares on Exercise of those Incentives to Karen A Moss, Executive Director | Management | For | For |
9 | Approve Potential Termination Benefits | Management | For | For |
ORIX CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 8591 SECURITY ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Umaki, Tamio | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
PACIFIC BASIN SHIPPING LTD MEETING DATE: APR 19, 2013 | ||||
TICKER: 02343 SECURITY ID: G68437139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Mats H. Berglund as Executive Director | Management | For | Against |
3b | Reelect Andrew T. Broomhead as Executive Director | Management | For | Against |
3c | Reelect Chanakya Kocherla as Executive Director | Management | For | Against |
3d | Reelect Robert C. Nicholson as Independent Non-Executive Director | Management | For | Against |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Specific Mandate to Issue Shares Pursuant to the 2013 Share Award Scheme | Management | For | For |
PALO ALTO NETWORKS, INC. MEETING DATE: DEC 12, 2012 | ||||
TICKER: PANW SECURITY ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Donovan | Management | For | For |
1b | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PARTNERS GROUP HOLDING MEETING DATE: MAY 02, 2013 | ||||
TICKER: PGHN SECURITY ID: H6120A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 6.25 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5a | Reelect Alfred Gantner as Director | Management | For | Did Not Vote |
5b | Reelect Peter Wuffli as Director | Management | For | Did Not Vote |
5c | Elect Steffen Meister as Director | Management | For | Did Not Vote |
5d | Elect Charles Dallara as Director | Management | For | Did Not Vote |
5e | Elect Patrick Ward as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
PEMBINA PIPELINE CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: PPL SECURITY ID: 706327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Grant D. Billing, Thomas W. Buchanan, Allan L. Edgeworth, Randall J. Findlay, Lorne B. Gordon, David M.B. LeGresley, Robert B. Michaleski, Leslie A. O'Donoghue and Jeffrey T. Smith as Directors | Management | For | For |
1.1 | Elect Director Grant D. Billing | Management | For | For |
1.2 | Elect Director Thomas W. Buchanan | Management | For | For |
1.3 | Elect Director Allan L. Edgeworth | Management | For | For |
1.4 | Elect Director Randall J. Findlay | Management | For | For |
1.5 | Elect Director Lorne B. Gordon | Management | For | For |
1.6 | Elect Director David M.B. LeGresley | Management | For | For |
1.7 | Elect Director Robert B. Michaleski | Management | For | For |
1.8 | Elect Director Leslie A. O'Donoghue | Management | For | For |
1.9 | Elect Director Jeffrey T. Smith | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Amend Articles Re: Change Designation of Preferred Shares Series A to Class B Preferred Shares and Amend Terms of Preferred Shares | Management | For | For |
6 | Approve Increase in Size of Board from Eleven to Thirteen | Management | For | For |
7 | Approve Shareholder Rights Plan | Management | For | For |
PERSIMMON PLC MEETING DATE: OCT 17, 2012 | ||||
TICKER: PSN SECURITY ID: G70202109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Long Term Incentive Plan | Management | For | Against |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 23, 2013 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.3 | Elect Director Frank A. Risch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
POPULAR, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: BPOP SECURITY ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
1b | Elect Director David E. Goel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PPR MEETING DATE: JUN 18, 2013 | ||||
TICKER: KER SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Kering and Amend Article 2 of Bylaws Accordingly | Management | For | For |
2 | Amend Article 8 of Bylaws Re: Voting Rights | Management | For | For |
3 | Amend Article 22 of Bylaws Re: Stock Dividend Program | Management | For | For |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 3.75 per Share | Management | For | For |
7 | Reelect Francois Jean-Henri Pinault as Director | Management | For | For |
8 | Reelect Baudouin Prot as Director | Management | For | For |
9 | Reelect Patricia Barbizet as Director | Management | For | For |
10 | Reelect Jean-Francois Palus as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Jean-Francois Palus Re: Retirement Benefits | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote under Items 15, 17, 18 and 19 | Management | For | Against |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
22 | Approve Employee Stock Purchase Plan | Management | Against | For |
23 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRADA S.P.A. MEETING DATE: MAY 23, 2013 | ||||
TICKER: 01913 SECURITY ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRECISION DRILLING CORP. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PD SECURITY ID: 74022D308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Donovan | Management | For | For |
1.2 | Elect Director Brian J. Gibson | Management | For | For |
1.3 | Elect Director Allen R. Hagerman | Management | For | For |
1.4 | Elect Director Catherine Hughes | Management | For | For |
1.5 | Elect Director Stephen J.J. Letwin | Management | For | For |
1.6 | Elect Director Kevin O. Meyers | Management | For | For |
1.7 | Elect Director Patrick M. Murray | Management | For | For |
1.8 | Elect Director Kevin A. Neveu | Management | For | For |
1.9 | Elect Director Robert L. Phillips | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Adopt New Bylaws | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend Stock Option Plan | Management | For | For |
6 | Approve Shareholder Rights Plan | Management | For | For |
PROTHENA CORPORATION PLC MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRTA SECURITY ID: G72800108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars G. Ekman | Management | For | For |
1.2 | Elect Director Christopher S. Henney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRUDENTIAL PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: PRU SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Philip Remnant as Director | Management | For | For |
5 | Re-elect Sir Howard Davies as Director | Management | For | For |
6 | Re-elect Robert Devey as Director | Management | For | For |
7 | Re-elect John Foley as Director | Management | For | For |
8 | Re-elect Michael Garrett as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Alexander Johnston as Director | Management | For | For |
11 | Re-elect Paul Manduca as Director | Management | For | For |
12 | Re-elect Michael McLintock as Director | Management | For | For |
13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
15 | Re-elect Barry Stowe as Director | Management | For | For |
16 | Re-elect Tidjane Thiam as Director | Management | For | For |
17 | Re-elect Lord Turnbull as Director | Management | For | For |
18 | Re-elect Michael Wells as Director | Management | For | For |
19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Approve Savings-Related Share Option Scheme | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PRYSMIAN S.P.A. MEETING DATE: APR 16, 2013 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Submitted by Clubtre Srl | Shareholder | None | For |
2.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
3 | Approve Internal Statutory Auditors' Remuneration | Shareholder | None | For |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
5 | Approve Employee Stock Purchase Plan | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
1 | Authorize Issuance of 13,444,113 Shares without Preemptive Rights to Service Convertible Bonds Reserved for Institutional Investors | Management | For | For |
PUBLICIS GROUPE SA MEETING DATE: MAY 29, 2013 | ||||
TICKER: PUB SECURITY ID: F7607Z165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Elect Jean Charest as Supervisory Board Member | Management | For | For |
7 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Advisory Vote to Ratify Elisabeth Badinter Compensation | Management | For | For |
10 | Advisory Vote to Ratify Maurice Levy Compensation | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14 Million | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
18 | Amend Article 13 II of Bylaws Re: Length of Term and Reelection of Supervisory Board Members | Management | For | For |
19 | Amend Article 19 of Bylaws Re: Webcast of General Meetings | Management | For | For |
20 | Amend Article 20 of Bylaws Re: Attendance to General Meetings via Visioconference, Telecommunication, and Webcast | Management | For | For |
21 | Amend Article 21 of Bylaws Re: Proxy Voting | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
PVH CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan R. Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Helen McCluskey | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
QBE INSURANCE GROUP LTD. MEETING DATE: MAR 27, 2013 | ||||
TICKER: QBE SECURITY ID: Q78063114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 162,493 Conditional Rights to Frank O'Halloran, Former Group Chief Executive Officer | Management | For | For |
4 | Approve the Payment of a Retirement Allowance of A$2.34 Million to Frank O'Halloran, Former Group Chief Executive Officer | Management | For | For |
5 | Approve the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company | Management | For | For |
6 | Approve the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer | Management | For | For |
7 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
8 | Elect John Graf as a Director | Management | For | For |
9a | Elect Duncan Boyle as a Director | Management | For | For |
9b | Elect John Green as a Director | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEBECOR INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: QBR.B SECURITY ID: 748193208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Michel Lavigne | Management | For | For |
1.2 | Elect Director Genevieve Marcon | Management | For | For |
1.3 | Elect Director Normand Provost | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | SP 1: Consideration of All Stakeholders in the Board's Decision-Making Process | Shareholder | Against | Against |
4 | SP 2: Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | SP 3: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
6 | SP 4: Establish Strategic Perspectives Committee | Shareholder | Against | Against |
7 | SP 5: Amend By-Law - Election of Directors | Shareholder | Against | For |
8 | SP 6: Community-Environment Impact | Shareholder | Against | Against |
RAKUTEN CO. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Takeda, Kazunori | Management | For | For |
1.7 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.8 | Elect Director Yamada, Yoshihisa | Management | For | For |
1.9 | Elect Director Charles B. Baxter | Management | For | For |
1.10 | Elect Director Kusano, Koichi | Management | For | For |
1.11 | Elect Director Kutaragi, Ken | Management | For | For |
1.12 | Elect Director Joshua G. James | Management | For | Against |
1.13 | Elect Director Fukino, Hiroshi | Management | For | For |
1.14 | Elect Director Murai, Jun | Management | For | For |
1.15 | Elect Director Hyakuno, Kentaro | Management | For | For |
2 | Appoint Statutory Auditor Kunitake, Tanekiyo | Management | For | Against |
3 | Approve Deep Discount Stock Option Plan | Management | For | For |
RANDSTAD HOLDING NV MEETING DATE: JAN 16, 2013 | ||||
TICKER: RAND SECURITY ID: N7291Y137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Amend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C | Management | For | For |
3 | Grant Board Authority to Issue Preference Shares C Up To EUR 200 Million | Management | For | For |
4 | Authorize Repurchase of Up to 3 Percent of Issued Share Capital | Management | For | For |
5 | Elect F. Beharel to Executive Board | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
7 | Close Meeting | Management | None | None |
RANDSTAD HOLDING NV MEETING DATE: MAR 28, 2013 | ||||
TICKER: RAND SECURITY ID: N7291Y137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2d | Approve Dividends of EUR 1.25 Per Share | Management | For | For |
3a | Approve Discharge of Management Board | Management | For | For |
3b | Approve Discharge of Supervisory Board | Management | For | For |
4a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | For |
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
4c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5a | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
5b | Approve Restricted Stock Plan Re: Item 5a | Management | For | For |
6 | Proposal to Reappoint Ton Risseeuw as Director of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
8 | Other Business (Non-Voting) | Management | None | None |
9 | Close Meeting | Management | None | None |
REDROW PLC MEETING DATE: NOV 12, 2012 | ||||
TICKER: RDW SECURITY ID: G7455X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Steve Morgan as Director | Management | For | Against |
3 | Re-elect John Tutte as Director | Management | For | Against |
4 | Re-elect Barbara Richmond as Director | Management | For | Against |
5 | Re-elect Alan Jackson as Director | Management | For | Against |
6 | Re-elect Debbie Hewitt as Director | Management | For | Against |
7 | Re-elect Paul Hampden Smith as Director | Management | For | Against |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REMY COINTREAU MEETING DATE: JUL 26, 2012 | ||||
TICKER: RCO SECURITY ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.30 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
6 | Approve Discharge of Directors and Auditors | Management | For | For |
7 | Reelect Francois Heriard Dubreuil as Director | Management | For | For |
8 | Reelect Gabriel Hawawini as Director | Management | For | For |
9 | Reelect Jacques-Etienne de T Serclaes as Director | Management | For | For |
10 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
11 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 378,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 17 and 18 | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 19 | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | Against |
22 | Authorize Directed Share Repurchase Program in Order to Reduce Capital | Management | For | For |
23 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2011 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
25 | Amend Article 20 of Bylaws Re: Related Party Transactions | Management | For | Against |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
REPSOL SA MEETING DATE: MAY 30, 2013 | ||||
TICKER: REP SECURITY ID: E8471S130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Renew Appointment of Deloitte as Auditor | Management | For | For |
4 | Approve Updated Balance Sheets to Benefit from New Tax Regulation | Management | For | For |
5 | Approve Allocation of Income and Dividends | Management | For | For |
6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
8 | Reelect Luis Suarez de Lezo Mantilla as Director | Management | For | Against |
9 | Reelect Maria Isabel Gabarro Miquel as Director | Management | For | Against |
10 | Ratify Appointment by Co-option of and Reelect Manuel Manrique Cecilia as Director | Management | For | Against |
11 | Elect Rene Dahan as Director | Management | For | Against |
12 | Amend Article 45 Re: Board Remuneration | Management | For | For |
13 | Approve Remuneration of Directors | Management | For | For |
14 | Advisory Vote on Remuneration Policy Report | Management | For | For |
15 | Authorize Issuance of Non-Convertible Bonds/Debentures and Other Debt Securities | Management | For | For |
16 | Amend Article 38 Re: Executive Committee | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RESOLUTION LTD MEETING DATE: MAR 20, 2013 | ||||
TICKER: RSL SECURITY ID: G7521S122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
RIOCAN REAL ESTATE INVESTMENT TRUST MEETING DATE: JUN 05, 2013 | ||||
TICKER: REI.UN SECURITY ID: 766910103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Bonnie Brooks | Management | For | For |
1.2 | Elect Trustee Clare R. Copeland | Management | For | For |
1.3 | Elect Trustee Raymond M. Gelgoot | Management | For | For |
1.4 | Elect Trustee Paul Godfrey | Management | For | For |
1.5 | Elect Trustee Dale H. Lastman | Management | For | For |
1.6 | Elect Trustee Sharon Sallows | Management | For | For |
1.7 | Elect Trustee Edward Sonshine | Management | For | For |
1.8 | Elect Trustee Charles M. Winograd | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Approve Advance Notice Policy | Management | For | For |
4 | Amend Declaration of Trust | Management | For | For |
ROHTO PHARMACEUTICAL CO. LTD. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 4527 SECURITY ID: J65371106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yamada, Kunio | Management | For | For |
1.2 | Elect Director Yoshino, Toshiaki | Management | For | For |
1.3 | Elect Director Yoshida, Akiyoshi | Management | For | For |
1.4 | Elect Director Kimura, Masanori | Management | For | For |
1.5 | Elect Director Kambara, Yoichi | Management | For | For |
1.6 | Elect Director Kunisaki, Shinichi | Management | For | For |
1.7 | Elect Director Masumoto, Takeshi | Management | For | For |
1.8 | Elect Director Saito, Masaya | Management | For | For |
1.9 | Elect Director Yamada, Yasuhiro | Management | For | For |
1.10 | Elect Director Kanai, Toshihiro | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: RR SECURITY ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Davis as Director | Management | For | For |
4 | Elect Jasmin Staiblin as Director | Management | For | For |
5 | Re-elect John Rishton as Director | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Lewis Booth as Director | Management | For | For |
8 | Re-elect Sir Frank Chapman as Director | Management | For | For |
9 | Re-elect Iain Conn as Director | Management | For | For |
10 | Re-elect James Guyette as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect Mark Morris as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Payment to Shareholders | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
ROYAL BANK OF CANADA MEETING DATE: FEB 28, 2013 | ||||
TICKER: RY SECURITY ID: 780087102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director D.F. Denison | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Richard L. George | Management | For | For |
1.5 | Elect Director Timothy J. Hearn | Management | For | For |
1.6 | Elect Director Alice D. Laberge | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Brandt C. Louie | Management | For | For |
1.9 | Elect Director Michael H. McCain | Management | For | For |
1.10 | Elect Director Heather Munroe-Blum | Management | For | For |
1.11 | Elect Director Gordon M. Nixon | Management | For | For |
1.12 | Elect Director David P. O'Brien | Management | For | For |
1.13 | Elect Director J. Pedro Reinhard | Management | For | For |
1.14 | Elect Director Edward Sonshine | Management | For | For |
1.15 | Elect Director Kathleen P. Taylor | Management | For | For |
1.16 | Elect Director Bridget A. van Kralingen | Management | For | For |
1.17 | Elect Director Victor L. Young | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP 2: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP 3: Adopt Policy on Gender Equality in Executive Positions | Shareholder | Against | Against |
7 | SP 4: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
8 | SP 5: Publish Summary of Annual Meetings and Questions Raised at Meetings | Shareholder | Against | Against |
9 | SP 6: Amend Bylaws- Shareholder Bill of Rights | Shareholder | Against | Against |
10 | SP 7: Revoke Appointment of Deloitte & Touche LLP as Auditor | Shareholder | Against | Against |
11 | SP 8: Amend Bylaws- Director Remuneration | Shareholder | Against | Against |
12 | SP 9: Amend Bylaw to Limit Number of Directors | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 21, 2013 | ||||
TICKER: RDSA SECURITY ID: G7690A118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 26, 2012 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Dr Alan Clark as Director | Management | For | Against |
4 | Re-elect Mark Armour as Director | Management | For | For |
5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
6 | Re-elect Dinyar Devitre as Director | Management | For | Against |
7 | Re-elect Lesley Knox as Director | Management | For | For |
8 | Re-elect Graham Mackay as Director | Management | For | Against |
9 | Re-elect John Manser as Director | Management | For | Against |
10 | Re-elect John Manzoni as Director | Management | For | Against |
11 | Re-elect Miles Morland as Director | Management | For | Against |
12 | Re-elect Dambisa Moyo as Director | Management | For | Against |
13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Re-elect Howard Willard as Director | Management | For | Against |
18 | Re-elect Jamie Wilson as Director | Management | For | Against |
19 | Approve Final Dividend | Management | For | For |
20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SAIA, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Holland | Management | For | For |
1.2 | Elect Director Richard D. O'Dell | Management | For | For |
1.3 | Elect Director Douglas W. Rockel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SAINT-CARE HOLDING CORP MEETING DATE: JUN 26, 2013 | ||||
TICKER: 2374 SECURITY ID: J66327107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
SAMPO OYJ MEETING DATE: APR 18, 2013 | ||||
TICKER: SAMAS SECURITY ID: X75653109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.35 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
12 | Reelect Anne Brunila, Grate Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Matti Vuoria, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Jannica Fagerholm as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 50 Million Issued Class A Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
SAMSONITE INTERNATIONAL S.A. MEETING DATE: JUN 06, 2013 | ||||
TICKER: 01910 SECURITY ID: L80308106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Results for the Year 2012 | Management | For | For |
3 | Approve Cash Distribution | Management | For | For |
4a | Elect Timothy Charles Parker as Director | Management | For | Against |
4b | Elect Kyle Francis Gendreau as Director | Management | For | Against |
4c | Elect Bruce Hardy McLain as Director | Management | For | Against |
4d | Elect Paul Kenneth Etchells as Director | Management | For | Against |
4e | Elect Ying Yeh as Director | Management | For | Against |
5 | Approve Appointment of KPMG Luxembourg S.a.r.l. as Statutory Auditor | Management | For | For |
6 | Approve Appointment of KPMG LLP as External Auditor | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
10 | Approve Discharge of Directors and Auditors | Management | For | For |
11 | Approve Remuneration of Directors | Management | For | For |
12 | Authorize Board to Fix the Remuneration of KPMG Luxembourg S.a r.l. | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANOFI MEETING DATE: MAY 03, 2013 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | Against |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | Against |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAP AG MEETING DATE: JUN 04, 2013 | ||||
TICKER: SAP SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
SARANTIS SA MEETING DATE: FEB 22, 2013 | ||||
TICKER: SAR SECURITY ID: X7583P132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Board Composition After the Resignation of two Board Members | Management | For | Abstain |
2 | Ratify Board Decisions and Acts | Management | For | Abstain |
3 | Amend Company Articles | Management | For | For |
4 | Approve Related Party Transactions | Management | For | Abstain |
5 | Other Business | Management | For | Against |
SARIN TECHNOLOGIES LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: U77 SECURITY ID: M8234Z109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Director Reports | Management | For | For |
2 | Approve Final Dividend of 1.25 (Gross) Per Share Less Tax (as applicable) for the Year Ended December 31, 2012 | Management | For | For |
3 | Reappoint Somekh Chaikin (KPMG) as Auditors for 2013 and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
5 | Approve Remuneration of Directors and Executives | Management | For | For |
6 | Appoint Chan Kam Loon, an Independent Director, as Lead Independent Director | Management | For | Against |
7.1 | Grant Authority to the Directors of the Company to Issue and Allot Shares | Management | For | For |
7.2 | Grant Authority to the Directors of the Company to Offer and Grant Options and Issue Shares Pursuant to the Sarin Technologies Ltd 2005 Share Option Plan | Management | For | Against |
SARIN TECHNOLOGIES LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: U77 SECURITY ID: M8234Z109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Renewal of Share Buy Back Mandate Approved by Shareholders at the 2012 EGM | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 25, 2013 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Pascal Tricoire | Management | For | For |
6 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly | Management | For | For |
9 | Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | For |
16 | Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
17 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Elect Jean-Pascal Tricoire as Director | Management | For | For |
22 | Elect Henri Lachmann as Director | Management | For | For |
23 | Elect Leo Apotheker as Director | Management | For | For |
24 | Elect Betsy Atkins as Director | Management | For | For |
25 | Elect Gerard de La Martiniere as Director | Management | For | For |
26 | Elect Xavier Fontanet Director | Management | For | For |
27 | Elect Noel Forgeard as Director | Management | For | For |
28 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
29 | Elect Willy R. Kissling as Director | Management | For | For |
30 | Elect Cathy Kopp as Director | Management | For | For |
31 | Elect Dominique Senequier as Director | Management | For | For |
32 | Elect M.G. Richard Thoman as Director | Management | For | For |
33 | Elect Serge Weinberg as Director | Management | For | For |
34 | Elect Claude Briquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
35 | Elect Magali Herbaut as Representative of Employee Shareholders to the Board | Management | For | For |
36 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
37 | Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board | Management | Against | Against |
38 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHRODERS PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: SDR SECURITY ID: G7860B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Nichola Pease as Director | Management | For | For |
5 | Re-elect Ashley Almanza as Director | Management | For | For |
6 | Re-elect Andrew Beeson as Director | Management | For | For |
7 | Re-elect Luc Bertrand as Director | Management | For | For |
8 | Re-elect Robin Buchanan as Director | Management | For | For |
9 | Re-elect Michael Dobson as Director | Management | For | For |
10 | Re-elect Lord Howard of Penrith as Director | Management | For | For |
11 | Re-elect Philip Mallinckrodt as Director | Management | For | For |
12 | Re-elect Bruno Schroder as Director | Management | For | For |
13 | Re-elect Massimo Tosato as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Non-Voting Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SERCO GROUP PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: SRP SECURITY ID: G80400107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Malcolm Wyman as Director | Management | For | For |
5 | Re-elect Alastair Lyons as Director | Management | For | For |
6 | Re-elect Christopher Hyman as Director | Management | For | For |
7 | Re-elect Andrew Jenner as Director | Management | For | For |
8 | Re-elect Ralph Crosby Jr as Director | Management | For | For |
9 | Re-elect Angie Risley as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Approve EU Political Donations and Expenditure | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SERVICENOW, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: NOW SECURITY ID: 81762P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SHANGRI-LA ASIA LTD. MEETING DATE: JUN 03, 2013 | ||||
TICKER: 00069 SECURITY ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Kuok Khoon Ean as Director | Management | For | For |
3b | Elect Gregory Allan Dogan as Director | Management | For | For |
3c | Elect Alexander Reid Hamilton as Director | Management | For | For |
3d | Elect Timothy David Dattels as Director | Management | For | Against |
4 | Approve Directors' Fees for the Year Ending Dec. 31, 2013 | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Amend Bye-Laws of the Company | Management | For | For |
8 | Approve Adoption of Chinese Name as the Secondary Name of the Company | Management | For | For |
SHIN-ETSU CHEMICAL CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 4063 SECURITY ID: J72810120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Saito, Yasuhiko | Management | For | For |
2.2 | Elect Director Takasugi, Koji | Management | For | For |
2.3 | Elect Director Ishihara, Toshinobu | Management | For | For |
2.4 | Elect Director Frank Peter Popoff | Management | For | Against |
2.5 | Elect Director Miyazaki, Tsuyoshi | Management | For | For |
2.6 | Elect Director Fukui, Toshihiko | Management | For | For |
2.7 | Elect Director Miyajima, Masaki | Management | For | For |
2.8 | Elect Director Kasahara, Toshiyuki | Management | For | For |
2.9 | Elect Director Onezawa, Hidenori | Management | For | For |
2.10 | Elect Director Nakamura, Ken | Management | For | For |
2.11 | Elect Director Matsui, Yukihiro | Management | For | For |
2.12 | Elect Director Okamoto, Hiroaki | Management | For | For |
2.13 | Elect Director Ueno, Susumu | Management | For | For |
2.14 | Elect Director Maruyama, Kazumasa | Management | For | For |
3 | Appoint Statutory Auditor Fukui, Taku | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SIG PLC MEETING DATE: MAY 23, 2013 | ||||
TICKER: SHI SECURITY ID: G80797106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Stuart Mitchell as Director | Management | For | For |
5 | Re-elect Janet Ashdown as Director | Management | For | For |
6 | Re-elect Mel Ewell as Director | Management | For | For |
7 | Re-elect Chris Geoghegan as Director | Management | For | For |
8 | Re-elect Jonathan Nicholls as Director | Management | For | For |
9 | Re-elect Doug Robertson as Director | Management | For | For |
10 | Re-elect Leslie Van de Walle as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
SIGNET JEWELERS LIMITED MEETING DATE: JUN 14, 2013 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Dale W. Hilpert as Director | Management | For | For |
1b | Elect H. Todd Stitzer as Director | Management | For | For |
1c | Elect Marianne Parrs as Director | Management | For | For |
1d | Elect Michael W. Barnes as Director | Management | For | For |
1e | Elect Russell Walls as Director | Management | For | For |
1f | Elect Thomas Plaskett as Director | Management | For | For |
1g | Elect Virginia Drosos as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILVER WHEATON CORP. MEETING DATE: MAY 21, 2013 | ||||
TICKER: SLW SECURITY ID: 828336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a1 | Elect Director Lawrence I. Bell | Management | For | For |
a2 | Elect Director George L. Brack | Management | For | For |
a3 | Elect Director John A. Brough | Management | For | For |
a4 | Elect Director R. Peter Gillin | Management | For | For |
a5 | Elect Director Douglas M. Holtby | Management | For | For |
a6 | Elect Director Eduardo Luna | Management | For | For |
a7 | Elect Director Wade D. Nesmith | Management | For | For |
a8 | Elect Director Randy V.J. Smallwood | Management | For | For |
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
c | Advisory Vote on Executive Compensation Approach | Management | For | For |
SJM HOLDINGS LTD. MEETING DATE: MAY 31, 2013 | ||||
TICKER: 00880 SECURITY ID: Y8076V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3a | Elect Ng Chi Sing as Director | Management | For | For |
3b | Elect Chau Tak Hay Director | Management | For | For |
3c | Elect Lan Hong Tsung, David Director | Management | For | For |
4 | Elect Cheng Kar Shun, Henry Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
6 | Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Change Company Name - Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Ronald Fisher | Management | For | For |
3.5 | Elect Director Yun Ma | Management | For | For |
3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
4.1 | Appoint Statutory Auditor Sano, Mitsuo | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Soichiro | Management | For | For |
4.3 | Appoint Statutory Auditor Shibayama, Koichi | Management | For | Against |
4.4 | Appoint Statutory Auditor Kubokawa, Hidekazu | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Benjamin Nye | Management | For | For |
1.2 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SOUFUN HOLDINGS LTD. MEETING DATE: AUG 01, 2012 | ||||
TICKER: SFUN SECURITY ID: 836034108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Current Memorandum and Articles of the Company | Management | For | Against |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SPARK INFRASTRUCTURE GROUP MEETING DATE: MAY 16, 2013 | ||||
TICKER: SKI SECURITY ID: Q8604W120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Cheryl Bart as a Director | Management | For | For |
3 | Elect Brian Scullin as a Director | Management | For | For |
SPIRIT AIRLINES, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SAVE SECURITY ID: 848577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Carlton D. Donaway | Management | For | For |
1.3 | Elect Director David G. Elkins | Management | For | For |
1.4 | Elect Director Horacio Scapparone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 08, 2013 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
STANLEY ELECTRIC CO. LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 6923 SECURITY ID: J76637115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kitano, Takanori | Management | For | For |
1.2 | Elect Director Natsusaka, Makio | Management | For | For |
1.3 | Elect Director Kondo, Katsumi | Management | For | For |
1.4 | Elect Director Muto, Shigeki | Management | For | For |
1.5 | Elect Director Hiratsuka, Yutaka | Management | For | For |
1.6 | Elect Director Tanabe, Toru | Management | For | For |
1.7 | Elect Director Tominaga, Shinji | Management | For | For |
1.8 | Elect Director Mori, Masakatsu | Management | For | For |
1.9 | Elect Director Iino, Katsutoshi | Management | For | For |
2 | Appoint Statutory Auditor Furuta, Toru | Management | For | For |
3 | Approve Deep Discount Stock Option Plan | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
STATE STREET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRATASYS LTD. MEETING DATE: FEB 25, 2013 | ||||
TICKER: SSYS SECURITY ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Eyal Desheh and Victor Leventhal and Approve Their Remuneration | Management | For | For |
2 | Authorize the Appointment of S. Scott Crump as Chief Innovation Officer | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SUMITOMO MITSUI FINANCIAL GROUP, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
3.1 | Elect Director Oku, Masayuki | Management | For | For |
3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
3.3 | Elect Director Kubo, Ken | Management | For | For |
3.4 | Elect Director Ito, Yuujiro | Management | For | For |
3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
3.6 | Elect Director Narita, Manabu | Management | For | For |
3.7 | Elect Director Ogino, Kozo | Management | For | For |
3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
SUMITOMO MITSUI TRUST HOLDINGS, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8309 SECURITY ID: J0752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4.75 | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors | Management | For | For |
3.1 | Elect Director Tsunekage, Hitoshi | Management | For | For |
3.2 | Elect Director Kitamura, Kunitaro | Management | For | For |
3.3 | Elect Director Otsuka, Akio | Management | For | For |
3.4 | Elect Director Iwasaki, Nobuo | Management | For | For |
3.5 | Elect Director Okubo, Tetsuo | Management | For | For |
3.6 | Elect Director Hashimoto, Masaru | Management | For | For |
3.7 | Elect Director Okuno, Jun | Management | For | For |
3.8 | Elect Director Mukohara, Kiyoshi | Management | For | For |
3.9 | Elect Director Hoshino, Toshio | Management | For | For |
3.10 | Elect Director Shinohara, Soichi | Management | For | For |
4.1 | Appoint Statutory Auditor Kamikanda, Takashi | Management | For | For |
4.2 | Appoint Statutory Auditor Nakanishi, Hiroyuki | Management | For | For |
4.3 | Appoint Statutory Auditor Takano, Yasuhiko | Management | For | Against |
4.4 | Appoint Statutory Auditor Yoshimoto, Tetsuya | Management | For | For |
4.5 | Appoint Statutory Auditor Saito, Shinichi | Management | For | For |
5 | Amend Articles to Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Indemnify Directors | Management | For | For |
SUN HUNG KAI PROPERTIES LTD. MEETING DATE: NOV 15, 2012 | ||||
TICKER: 00016 SECURITY ID: Y82594121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lui Ting, Victor as Director | Management | For | Against |
3a2 | Reelect Leung Nai-pang, Norman as Director | Management | For | For |
3a3 | Reelect Leung Kui-king, Donald as Director | Management | For | For |
3a4 | Reelect Kwok Ping-kwong, Thomas as Director | Management | For | Against |
3a5 | Reelect Lee Shau-kee as Director | Management | For | Against |
3a6 | Reelect Yip Dicky Peter as Director | Management | For | Against |
3a7 | Reelect Wong Yue-chim, Richard as Director | Management | For | Against |
3a8 | Reelect Fung Kwok-lun, William as Director | Management | For | For |
3a9 | Reelect Kwan Cheuk-yin, William as Director | Management | For | Against |
3a10 | Reelect Wong Yick-kam, Michael as Director | Management | For | Against |
3a11 | Reelect Chan Kwok-wai, Patrick as Director | Management | For | Against |
3b | Approve Directors' Fees | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Adopt New Share Option Scheme of the Company and Terminate Its Existing Share Option Scheme | Management | For | For |
9 | Adopt New Share Option Scheme of SUNeVision Holdings Ltd. and Terminate Its Existing Share Option Scheme | Management | For | For |
SUN LIFE FINANCIAL INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: SLF SECURITY ID: 866796105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Richard H. Booth | Management | For | For |
1.3 | Elect Director John H. Clappison | Management | For | For |
1.4 | Elect Director Dean A. Connor | Management | For | For |
1.5 | Elect Director David A. Ganong | Management | For | For |
1.6 | Elect Director Martin J. G. Glynn | Management | For | For |
1.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
1.8 | Elect Director Idalene F. Kesner | Management | For | For |
1.9 | Elect Director Real Raymond | Management | For | For |
1.10 | Elect Director Hugh D. Segal | Management | For | For |
1.11 | Elect Director Barbara G. Stymiest | Management | For | For |
1.12 | Elect Director James H. Sutcliffe | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: APR 30, 2013 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNCORP GROUP LTD. MEETING DATE: OCT 25, 2012 | ||||
TICKER: SUN SECURITY ID: Q8802S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve the Grant of Up to 446,752 Performance Rights to Patrick Snowball, Managing Director and Group Chief Executive Officer of the Company | Management | For | For |
3a | Elect Zygmunt Switkowski as a Director | Management | For | For |
3b | Elect Ewoud Kulk as a Director | Management | For | For |
3c | Elect Michael Cameron as a Director | Management | For | For |
3d | Elect Douglas McTaggart as a Director | Management | For | For |
3e | Elect Audette Exel as a Director | Management | For | For |
4 | Approve the Amendments to the Company's Constitution | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: APR 25, 2013 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SVENSKA CELLULOSA AB (SCA) MEETING DATE: APR 10, 2013 | ||||
TICKER: SECURITY ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
9 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | Did Not Vote |
10 | Fix Number of Auditors (1) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 550,000 for Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Louise Julian, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
13 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
16 | Close Meeting | Management | None | None |
SWEDBANK AB MEETING DATE: MAR 20, 2013 | ||||
TICKER: SWEDA SECURITY ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: JUL 02, 2012 | ||||
TICKER: SXCI SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Change Company Name to Catamaran Corporation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SYNGENTA AG MEETING DATE: APR 23, 2013 | ||||
TICKER: SYNN SECURITY ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Bernard | Management | For | For |
1b | Elect Director James T. Brady | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Alfred Sommer | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TAYLOR WIMPEY PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: TW. SECURITY ID: G86954107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Kevin Beeston as Director | Management | For | For |
4 | Re-elect Pete Redfern as Director | Management | For | For |
5 | Re-elect Ryan Mangold as Director | Management | For | For |
6 | Re-elect James Jordan as Director | Management | For | For |
7 | Re-elect Kate Barker as Director | Management | For | For |
8 | Re-elect Mike Hussey as Director | Management | For | For |
9 | Re-elect Anthony Reading as Director | Management | For | For |
10 | Re-elect Robert Rowley as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Approve Savings-Related Share Option Plan | Management | For | For |
19 | Approve Share Incentive Plan | Management | For | For |
20 | Approve Sale of an Apartment and Parking Space by Taylor Wimpey UK Limited to Pete Redfern | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TECHNIP MEETING DATE: APR 25, 2013 | ||||
TICKER: TEC SECURITY ID: F90676101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.68 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Alexandra Bech Gjorv as Director | Management | For | For |
6 | Reelect Alexandra Bech Gjorv as Director | Management | For | For |
7 | Reelect Marie-Ange Debon as Director | Management | For | Against |
8 | Reelect Gerard Hauser as Director | Management | For | For |
9 | Reelect Joseph Rinaldi as Director | Management | For | For |
10 | Elect Manisha Girotra as Director | Management | For | For |
11 | Elect Pierre-Jean Sivignon as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 14 | Management | For | For |
16 | Authorize up to 0.30 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
17 | Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 16 | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 24, 2013 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Patrick Kin Wah Chan as Director | Management | For | Against |
3b | Elect Roy Chi Ping Chung as Director | Management | For | Against |
3c | Elect Joel Arthur Schleicher as Director | Management | For | For |
3d | Elect Christopher Patrick Langley as Director | Management | For | Against |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 24, 2013 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELENOR ASA MEETING DATE: MAY 15, 2013 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve NOK 6.00 Dividend per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Approve NOK 259.9 Million Reduction in Share Capital via Cancellation of 19.9 Million Shares and Redemption of 23.4 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Authorize Repurchase of up to 46 Million Issued Shares and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8a | Elect Anders Skjaevestad as Member of Corporate Assembly | Management | For | Did Not Vote |
8b | Elect John Bernander as Member of Corporate Assembly | Management | For | Did Not Vote |
8c | Elect Kirsten Ideboen as Member of Corporate Assembly | Management | For | Did Not Vote |
8d | Elect Didrik Munch as Member of Corporate Assembly | Management | For | Did Not Vote |
8e | Elect Elin Myrmel-Johansen as Member of Corporate Assembly | Management | For | Did Not Vote |
8f | Elect Widar Salbuvik as Member of Corporate Assembly | Management | For | Did Not Vote |
8g | Elect Tore Onshuus Sandvik as Member of Corporate Assembly | Management | For | Did Not Vote |
8h | Elect Silvija Seres as Member of Corporate Assembly | Management | For | Did Not Vote |
8i | Elect Siri Strandenes as Member of Corporate Assembly | Management | For | Did Not Vote |
8j | Elect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
8k | Elect Gry Molleskog as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8l | Elect Nils-Edvard Olsen as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8m | Elect Ingvild Nybo Holth as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
9a | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
9b | Elect Rune Selmar as Member of Nominating Committee | Management | For | Did Not Vote |
10a | Approve Remuneration of the Corporate Assembly | Management | For | Did Not Vote |
10b | Approve Remuneration of the Nomination Committee | Management | For | Did Not Vote |
TELSTRA CORPORATION LIMITED. MEETING DATE: OCT 16, 2012 | ||||
TICKER: TLS SECURITY ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
TELUS CORPORATION MEETING DATE: OCT 17, 2012 | ||||
TICKER: T SECURITY ID: 87971M996 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Plan of Arrangement: Eliminate Dual Class Share Structure | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Approve Plan of Arrangement: Eliminate Dual Class Share Structure | Management | Against | Against |
TELUS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: T SECURITY ID: 87971M996 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Micheline Bouchard | Management | For | For |
1.4 | Elect Director R. John Butler | Management | For | For |
1.5 | Elect Director Brian A. Canfield | Management | For | For |
1.6 | Elect Director Stockwell Day | Management | For | For |
1.7 | Elect Director Darren Entwistle | Management | For | For |
1.8 | Elect Director Ruston (Rusty) E.T. Goepel | Management | For | For |
1.9 | Elect Director John S. Lacey | Management | For | For |
1.10 | Elect Director William (Bill) A. MacKinnon | Management | For | For |
1.11 | Elect Director John Manley | Management | For | For |
1.12 | Elect Director Donald Woodley | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4a | Amend Articles: Eliminate Non-Voting Shares and Increase Authorized Common Stock | Management | For | Against |
4b | Amend Articles | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: 00700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Zhang Zhidong as Director | Management | For | Against |
3a2 | Elect Ian Charles Stone as Director | Management | For | Against |
3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TERUMO CORP. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 4543 SECURITY ID: J83173104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Nakao, Koji | Management | For | For |
2.2 | Elect Director Shintaku, Yuutaro | Management | For | For |
2.3 | Elect Director Matsumura, Hiroshi | Management | For | For |
2.4 | Elect Director Mimura, Takayoshi | Management | For | For |
2.5 | Elect Director Oguma, Akira | Management | For | For |
2.6 | Elect Director Arase, Hideo | Management | For | For |
2.7 | Elect Director Shoji, Kuniko | Management | For | For |
2.8 | Elect Director Takagi, Toshiaki | Management | For | For |
2.9 | Elect Director Ikuta, Masaharu | Management | For | For |
2.10 | Elect Director Kakizoe, Tadao | Management | For | For |
2.11 | Elect Director Matsunaga, Mari | Management | For | For |
3.1 | Appoint Statutory Auditor Sekine, Kenji | Management | For | For |
3.2 | Appoint Statutory Auditor Yone, Masatake | Management | For | For |
4 | Appoint Alternate Statutory Auditor Tabuchi, Tomohisa | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Deep Discount Stock Option Plan | Management | For | For |
TESCO PLC MEETING DATE: JUN 28, 2013 | ||||
TICKER: TSCO SECURITY ID: G87621101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Olivia Garfield as Director | Management | For | For |
5 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
6 | Re-elect Philip Clarke as Director | Management | For | For |
7 | Re-elect Gareth Bullock as Director | Management | For | For |
8 | Re-elect Patrick Cescau as Director | Management | For | For |
9 | Re-elect Stuart Chambers as Director | Management | For | For |
10 | Re-elect Ken Hanna as Director | Management | For | For |
11 | Re-elect Laurie Mcllwee as Director | Management | For | For |
12 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
13 | Re-elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE BRITISH LAND COMPANY PLC MEETING DATE: JUL 13, 2012 | ||||
TICKER: BLND SECURITY ID: G15540118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Aubrey Adams as Director | Management | For | For |
4 | Re-elect Lucinda Bell as Director | Management | For | For |
5 | Re-elect Simon Borrows as Director | Management | For | For |
6 | Re-elect Chris Gibson-Smith as Director | Management | For | For |
7 | Re-elect John Gildersleeve as Director | Management | For | For |
8 | Re-elect Chris Grigg as Director | Management | For | For |
9 | Re-elect Dido Harding as Director | Management | For | For |
10 | Re-elect William Jackson as Director | Management | For | For |
11 | Re-elect Charles Maudsley as Director | Management | For | For |
12 | Re-elect Richard Pym as Director | Management | For | For |
13 | Re-elect Tim Roberts as Director | Management | For | For |
14 | Re-elect Stephen Smith as Director | Management | For | For |
15 | Re-elect Lord Turnbull as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | For |
1.2 | Elect Director Paul J. Fribourg | Management | For | For |
1.3 | Elect Director Mellody Hobson | Management | For | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE TORONTO-DOMINION BANK MEETING DATE: APR 04, 2013 | ||||
TICKER: TD SECURITY ID: 891160509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Hugh J. Bolton | Management | For | For |
1.3 | Elect Director John L. Bragg | Management | For | For |
1.4 | Elect Director Amy W. Brinkley | Management | For | For |
1.5 | Elect Director W. Edmund Clark | Management | For | For |
1.6 | Elect Director Colleen A. Goggins | Management | For | For |
1.7 | Elect Director Henry H. Ketcham | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Harold H. MacKay | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Irene R. Miller | Management | For | For |
1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
1.13 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.14 | Elect Director Helen K. Sinclair | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP A: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP B: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP C: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
7 | SP D: Adopt Policy on Gender Equality in Senior Management Positions | Shareholder | Against | Against |
8 | SP E: Publish Summary of Annual Meetings and Questions Raised at Meetings | Shareholder | Against | Against |
9 | SP F: Submit More Candidates For Election Than the Number of Vacancies on the Board | Shareholder | Against | Against |
10 | SP G: Advisory Vote on Executive Officers' Compensation | Shareholder | Against | Against |
11 | SP H: Set Maximum Amount of Employee Compensation | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ULTI SECURITY ID: 90385D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott Scherr | Management | For | For |
2 | Elect Director Alois T. Leiter | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE WHARF (HOLDINGS) LTD. MEETING DATE: JUN 06, 2013 | ||||
TICKER: 00004 SECURITY ID: Y8800U127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect T. Y. Ng as Director | Management | For | Against |
2b | Elect Alexander S. K. Au as Director | Management | For | For |
2c | Elect Edward K. Y. Chen as Director | Management | For | For |
2d | Elect Raymond K. F. Ch'ien as Director | Management | For | For |
2e | Elect Y. T. Leng as Director | Management | For | For |
2f | Elect Arthur K. C. Li as Director | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Increase in the Rate of Fee Payable to Chairman of the Company | Management | For | For |
4b | Approve Increase in Rate of Fee Payable to Directors Other than the Chairman | Management | For | For |
4c | Approve Increase in Rate of Fee Payable to Audit Committee Members | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director William A. Shutzer | Management | For | For |
1.9 | Elect Director Robert S. Singer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIM HORTONS INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Shan Atkins | Management | For | For |
1.2 | Elect Director Michael J. Endres | Management | For | For |
1.3 | Elect Director Moya M. Greene | Management | For | For |
1.4 | Elect Director Paul D. House | Management | For | For |
1.5 | Elect Director Frank Iacobucci | Management | For | For |
1.6 | Elect Director John A. Lederer | Management | For | For |
1.7 | Elect Director David H. Lees | Management | For | For |
1.8 | Elect Director Ronald W. Osborne | Management | For | For |
1.9 | Elect Director Wayne C. Sales | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.2 | Elect Director Robert S. Blank | Management | For | For |
1.3 | Elect Director Edward G. Boehne | Management | For | For |
1.4 | Elect Director Richard J. Braemer | Management | For | For |
1.5 | Elect Director Carl E. Marbach | Management | For | For |
1.6 | Elect Director Stephen A. Novick | Management | For | For |
1.7 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
TORAY INDUSTRIES INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 3402 SECURITY ID: J89494116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Suga, Yasuo | Management | For | For |
2.2 | Elect Director Kobayashi, Hirofumi | Management | For | For |
3 | Appoint Statutory Auditor Yagita, Motoyuki | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kobayashi, Koichi | Management | For | For |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
TOURMALINE OIL CORP. MEETING DATE: JUN 05, 2013 | ||||
TICKER: TOU SECURITY ID: 89156V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eleven | Management | For | For |
2a | Elect Director Michael L. Rose | Management | For | For |
2b | Elect Director Phillip A. Lamoreaux | Management | For | For |
2c | Elect Director William D. Armstrong | Management | For | For |
2d | Elect Director Andrew B. MacDonald | Management | For | For |
2e | Elect Director Lee A. Baker | Management | For | For |
2f | Elect Director Clayton H. Riddell | Management | For | For |
2g | Elect Director Robert W. Blakely | Management | For | For |
2h | Elect Director Brian G. Robinson | Management | For | For |
2i | Elect Director John W. Elick | Management | For | For |
2j | Elect Director Robert N. Yurkovich | Management | For | For |
2k | Elect Director Kevin J. Keenan | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOYOTA MOTOR CORP. MEETING DATE: JUN 14, 2013 | ||||
TICKER: 7203 SECURITY ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.8 | Elect Director Ihara, Yasumori | Management | For | For |
2.9 | Elect Director Sudo, Seiichi | Management | For | For |
2.10 | Elect Director Saga, Koei | Management | For | For |
2.11 | Elect Director Ise, Kiyotaka | Management | For | For |
2.12 | Elect Director Terashi, Shigeki | Management | For | For |
2.13 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.14 | Elect Director Uno, Ikuo | Management | For | For |
2.15 | Elect Director Kato, Haruhiko | Management | For | For |
2.16 | Elect Director Mark T. Hogan | Management | For | For |
3 | Amend Articles To Indemnify Directors | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRANSCANADA CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: TRP SECURITY ID: 89353D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Benson | Management | For | For |
1.2 | Elect Director Derek H. Burney | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Russell K. Girling | Management | For | For |
1.5 | Elect Director S. Barry Jackson | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director Paula Rosput Reynolds | Management | For | For |
1.8 | Elect Director Mary Pat Salomone | Management | For | For |
1.9 | Elect Director W. Thomas Stephens | Management | For | For |
1.10 | Elect Director D. Michael G. Stewart | Management | For | For |
1.11 | Elect Director Richard E. Waugh | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TRINIDAD DRILLING LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: TDG SECURITY ID: 896356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Lewis W. Powers | Management | For | For |
2.5 | Elect Director Ken Stickland | Management | For | For |
2.6 | Elect Director Lyle Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Increase in Maximum Number of Directors from Seven to Eleven | Management | For | For |
5 | Amend By-Law No. 1 | Management | For | For |
TRINITY BIOTECH PLC MEETING DATE: MAY 24, 2013 | ||||
TICKER: TRIB SECURITY ID: 896438306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Clint Severson as Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Approve Employee Share Option Plan 2013 | Management | For | Against |
6a | Authorize Share Repurchase Program | Management | For | For |
6b | Approve Minimum Price for the Repurchase of Shares | Management | For | For |
6c | Approve Maximum Price for the Repurchase of Shares | Management | For | For |
7a | Approve Maximum Price Range for the Reissuance of Treasury Shares | Management | For | For |
7b | Approve Minimum Price Range for the Reissuance of Treasury Shares | Management | For | For |
TRIPADVISOR, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: TRIP SECURITY ID: 896945201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Stephen Kaufer | Management | For | For |
1.3 | Elect Director Jonathan F. Miller | Management | For | For |
1.4 | Elect Director Jeremy Philips | Management | For | For |
1.5 | Elect Director Christopher W. Shean | Management | For | For |
1.6 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.7 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
UBS AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
UCB SA MEETING DATE: APR 25, 2013 | ||||
TICKER: UCB SECURITY ID: B93562120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
A.2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
A.3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
A.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
A.5 | Approve Remuneration Report | Management | For | For |
A.6 | Approve Discharge of Directors | Management | For | For |
A.7 | Approve Discharge of Auditors | Management | For | For |
A.8.1 | Reelect Roch Doliveux as Director | Management | For | Against |
A.8.2 | Reelect Albrecht De Graeve as Director | Management | For | For |
A.8.3 | Indicate Albrecht De Graeve as Independent Board Member | Management | For | For |
A.8.4 | Reelect Peter Fellner as Director | Management | For | Against |
A.9 | Approve Remuneration of Directors | Management | For | For |
A.10 | Approve Restricted Stock Plan | Management | For | For |
A.11 | Increase Number of Shares Under Employee Stock Purchase Plan From 500,000 to 1 Million Shares | Management | For | For |
A.12 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
A.13 | Approve Change-of-Control Clause Re: Other | Management | For | For |
A.14 | Approve Change-of-Control Clause Re: EIB loan | Management | For | For |
E.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
E.2 | Authorize Board to Increase Authorized Capital up to EUR 500 Million, Including by way of Issuance of Warrants or Convertible Bonds | Management | For | For |
E.3 | Authorize Board to Issue Warrants/ Convertible Bonds in the Event of a Public Tender Offer or Share Exchange Offer Up to EUR 500 Million and Amend Articles Accordingly | Management | For | Against |
E.4 | Amend Article 11 Re: Transitional Measure on Bearer Shares | Management | For | For |
E.5 | Authorize Board to Repurchase and to Reissue Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
E.6 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital if Item E.5 is not Approved | Management | For | For |
E.7 | Amend Article 14 Re: Share Register | Management | For | For |
E.8 | Amend Article 19 Re: Minutes of Board Decisions | Management | For | For |
E.9 | Amend Article 20 Re: Committees | Management | For | For |
E.10 | Amend Article 36 Re: Form of Proxies | Management | For | For |
E.11 | Amend Article 37 Re: General Meeting | Management | For | For |
E.12 | Amend Article 38 Re: Voting Rights | Management | For | Against |
UNILEVER PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: ULVR SECURITY ID: G92087165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Polman as Director | Management | For | For |
4 | Re-elect Jean-Marc Huet as Director | Management | For | For |
5 | Re-elect Louise Fresco as Director | Management | For | For |
6 | Re-elect Ann Fudge as Director | Management | For | For |
7 | Re-elect Charles Golden as Director | Management | For | For |
8 | Re-elect Byron Grote as Director | Management | For | For |
9 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
10 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
11 | Re-elect Kees Storm as Director | Management | For | For |
12 | Re-elect Michael Treschow as Director | Management | For | For |
13 | Re-elect Paul Walsh as Director | Management | For | For |
14 | Elect Laura Cha as Director | Management | For | For |
15 | Elect Mary Ma as Director | Management | For | For |
16 | Elect John Rishton as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNITED RENTALS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: URI SECURITY ID: 911363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
VERMILION ENERGY INC MEETING DATE: MAY 01, 2013 | ||||
TICKER: VET SECURITY ID: 923725105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Larry J. Macdonald | Management | For | For |
2.2 | Elect Director W. Kenneth Davidson | Management | For | For |
2.3 | Elect Director Lorenzo Donadeo | Management | For | For |
2.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
2.5 | Elect Director Joseph F. Killi | Management | For | For |
2.6 | Elect Director Loren M. Leiker | Management | For | For |
2.7 | Elect Director William F. Madison | Management | For | For |
2.8 | Elect Director Timothy R. Marchant | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Incentive Plan | Management | For | For |
5 | Amend Restricted Stock Plan | Management | For | For |
6 | Amend Employee Bonus Plan | Management | For | For |
7 | Approve Shareholder Rights Plan | Management | For | For |
VIDRALA S.A. MEETING DATE: JUN 13, 2013 | ||||
TICKER: VID SECURITY ID: E9702H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, and Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
4 | Authorize Issuance of Bonds/Debentures and/or Other Debt Securities up to EUR 700 Million | Management | For | For |
5 | Reelect ADDVALIA CAPITALSA as Director | Management | For | Against |
6 | Renew Appointment of KPMG as Auditor | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Approve Minutes of Meeting | Management | For | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VODAFONE GROUP PLC MEETING DATE: JUL 24, 2012 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WEST FRASER TIMBER CO. LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: WFT SECURITY ID: 952845105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Hank Ketcham | Management | For | For |
2.2 | Elect Director Clark S. Binkley | Management | For | For |
2.3 | Elect Director J. Duncan Gibson | Management | For | For |
2.4 | Elect Director Samuel W. Ketcham | Management | For | For |
2.5 | Elect Director Harald H. Ludwig | Management | For | For |
2.6 | Elect Director Gerald J. Miller | Management | For | For |
2.7 | Elect Director Robert L. Phillips | Management | For | For |
2.8 | Elect Director Janice G. Rennie | Management | For | For |
2.9 | Elect Director Ted Seraphim | Management | For | For |
2 | Elect Hank Ketcham, Clark S. Binkley, J. Duncan Gibson, Samuel W. Ketcham, Harald H. Ludwig, Gerald J. Miller, Robert L. Phillips, Janice G. Rennie and Ted Seraphim as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WILLIAM HILL PLC MEETING DATE: MAY 09, 2013 | ||||
TICKER: WMH SECURITY ID: G9645P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Gareth Davis as Director | Management | For | For |
5 | Re-elect Ralph Topping as Director | Management | For | For |
6 | Re-elect Neil Cooper as Director | Management | For | For |
7 | Re-elect David Edmonds as Director | Management | For | For |
8 | Re-elect Georgina Harvey as Director | Management | For | For |
9 | Re-elect Ashley Highfield as Director | Management | For | For |
10 | Re-elect David Lowden as Director | Management | For | For |
11 | Re-elect Imelda Walsh as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Directors to Establish a Schedule to the International Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
WOLSELEY PLC MEETING DATE: NOV 29, 2012 | ||||
TICKER: WOS SECURITY ID: G9736L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Tessa Bamford as Director | Management | For | For |
5 | Re-elect Michael Clarke as Director | Management | For | For |
6 | Re-elect Gareth Davis as Director | Management | For | For |
7 | Re-elect Andrew Duff as Director | Management | For | For |
8 | Re-elect John Martin as Director | Management | For | For |
9 | Re-elect Ian Meakins as Director | Management | For | For |
10 | Re-elect Frank Roach as Director | Management | For | For |
11 | Re-elect Michael Wareing as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Special Dividend and the Associated Share Consolidation | Management | For | For |
19 | Approve Long Term Incentive Plan | Management | For | For |
20 | Approve Executive Share Option Plan | Management | For | For |
WORKDAY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
WORLEYPARSONS LIMITED MEETING DATE: OCT 23, 2012 | ||||
TICKER: WOR SECURITY ID: Q9857K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Erich Fraunschiel as a Director | Management | For | For |
2b | Elect Wang Xiao Bin as a Director | Management | For | For |
2c | Elect Christopher Haynes as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 53,084 Performance Rights to Andrew Wood, Chief Executive Officer and Managing Director of the Company | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Fee Pool of Non-Executive Directors | Management | None | For |
YAHOO JAPAN CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: 4689 SECURITY ID: J95402103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
2.1 | Elect Director Miyasaka, Manabu | Management | For | For |
2.2 | Elect Director Son, Masayoshi | Management | For | For |
2.3 | Elect Director Miyauchi, Ken | Management | For | For |
2.4 | Elect Director Imai, Yasuyuki | Management | For | For |
2.5 | Elect Director Kenneth Goldman | Management | For | For |
3.1 | Appoint Statutory Auditor Sano, Mitsuo | Management | For | Against |
3.2 | Appoint Statutory Auditor Uemura, Kyoko | Management | For | For |
YAHOO! INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
YAMADA DENKI CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 9831 SECURITY ID: J95534103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Appoint Statutory Auditor Itakura, Haruhiko | Management | For | For |
3.2 | Appoint Statutory Auditor Nakamura, Yutaka | Management | For | Against |
4 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director John Begeman | Management | For | For |
1.4 | Elect Director Alexander Davidson | Management | For | For |
1.5 | Elect Director Richard Graff | Management | For | For |
1.6 | Elect Director Nigel Lees | Management | For | For |
1.7 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.8 | Elect Director Carl Renzoni | Management | For | For |
1.9 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.10 | Elect Director Dino Titaro | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES BROAD MARKET OPPORTUNITIES FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust Fidelity Advisor Series II Fidelity Advisor Series IV Fidelity Boylston Street Trust Fidelity California Municipal Trust Fidelity California Municipal Trust II Fidelity Central Investment Portfolios II LLC Fidelity Charles Street Trust Fidelity Colchester Street Trust Fidelity Court Street Trust Fidelity Court Street Trust II Fidelity Garrison Street Trust Fidelity Hereford Street Trust Fidelity Income Fund | Fidelity Massachusetts Municipal Trust Fidelity Merrimack Street Trust Fidelity Money Market Trust Fidelity Municipal Trust Fidelity Municipal Trust II Fidelity New York Municipal Trust Fidelity New York Municipal Trust II Fidelity Newbury Street Trust Fidelity Oxford Street Trust Fidelity Phillips Street Trust Fidelity Revere Street Trust Fidelity Salem Street Trust Fidelity School Street Trust Fidelity Union Street Trust Fidelity Union Street Trust II Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after August 1, 2013.
WITNESS my hand on this 1st day of August 2013.
/s/ Stephanie J. Dorsey
Stephanie J. Dorsey
Treasurer