FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03221
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Charles Street Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 9/30, 10/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Charles Street Trust
BY: /s/ JOHN R. HEBBLE*
JOHN R. HEBBLE, TREASURER
DATE: 06/01/2009 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, DIRECTOR, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR ASSET MANAGER 70%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 20%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 30%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 40%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not h old any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 50%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 60%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fu nd, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 70%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 85%
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy v oting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY GLOBAL BALANCED FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABB LTD. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ABBN SECURITY ID: H0010V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
5 | Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve CHF 1.1 Billion Reduction in Share Capital and Ca pital Repayment of CHF 0.48 per Registered Share | Management | For | Did Not Vote |
7 | Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings | Management | For | Did Not Vote |
8.1 | Reelect Hubertus von Gruenberg as Director | Management | For | Did Not Vote |
8.2 | Reelect Roger Agnelli as Director | Management | For | Did Not Vote |
8.3 | Reelect Louis Hughes as Director | Management | For | Did Not Vote |
8.4 | Reelect Hans Maerki as Director | Management | For | Did Not Vote |
8.5 | Reelect Michel de Rosen as Director | Management | For | Did Not Vote |
8.6 | Reelect Michael Treschow as Director | Management | For | Did Not Vote |
8.7 | Reelect Bernd Voss as Director | Management | For | Did Not Vote |
8.8 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
9 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Direc tor W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ABERDEEN ASSET MANAGEMENT PLC MEETING DATE: APR 17, 2009 | ||||
TICKER: ADN SECURITY ID: G00434111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by the Company of the Target Business (Certain Assets and Businesses of the Traditional Asset Management Business of Credit Suisse, Comprising the Credit Suisse Companies and Certain Funds, Client Contracts and Credit Suisse Employees) | Management | For | For |
2 | Approve Increase in Authorised Ordinary Share Capital from GBP 108,000,000 to GBP 208,000,000 | Management | For | For |
3 | Authorise Issue of Equity with Pre-emptive Rights up to a Maximum Nominal Amount of GBP 24,000,000 to Credit Suisse or its Nominees Pursuant to the Acquisition Agreement | Management | For | For |
4 | Approve Aberdeen Asset Management plc Deferred Share Plan 2009 | Management | For | For |
5 | Approve Aberdeen Asset Management plc Deferred Share Award Plan | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 41,986,244.90 and an Additional Amount Pursuant to a Rights Issue of up to GBP 33,429,254.10 | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 50,143,881.10 to Persons Other than Existing Aberdeen Shareholders | Management | For | For |
ACCOR MEETING DATE: MAY 13, 2009 | ||||
TICKER: AC SECURITY ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.65 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Reelect Thomas J.Barack as Director | Management | For | For |
6 | Reelect Sebast ien Bazin as Director | Management | For | For |
7 | Reelect Philippe Citerne as Director | Management | For | For |
8 | Reelect Gabriele Galateri as Director | Management | For | For |
9 | Reelect Gilles Pelisson as Director | Management | For | For |
10 | Ratify Appointment and Reelection of Alain Quinet as Director | Management | For | For |
11 | Reelect Franck Riboud as Director | Management | For | For |
12 | Ratify Appointment and Reelection of Patrick Sayer as Director | Management | For | For |
13 | Elect Jean-Paul Bailly as Director | Management | For | For |
14 | Elect Denis Hennequin as Director | Management | For | For |
15 | Elect Bertrand Meheut as Director | Management | For | For |
16 | Elect Virginie Morgon as Director | Management | For | For |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
18 | Approve Transaction with Caisse des Depots et Consignations | Management | For | For |
19 | Approve Transaction with Colony Capital SAS | Management | For | For |
20 | Approve Transaction with Gilles Pelisson | Management | For | For |
21 | Approve Transaction with Gilles Pelisson | Management | For | For |
22 | Approve Transaction with Gilles Pelisson | Management | For | For |
23 | Approve Transaction with Paul Dubrule and Gerard Pelisson | Management | For | For |
24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
25 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
27 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to Aggregate Nominal Amount of EUR 150 Million, with the Possibility Not to Offer them to the Public | Management | For | For |
28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
29 | Subject to Approval of Items 26 and/or 27, Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Set Global Limit for Capital Increase to Result from All Issuance Requests Under Items 26 to 30 at EUR 300 Million | Management | For | For |
32 | Approve Employee Stock Purchase Plan | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ACTELION LTD. MEETING DATE: APR 24, 2009 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Robert Cawthorn as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Scodari as Directors | Management | For | Did Not Vote |
4.3 | Elect Michael Jacobi as Directors | Management | For | Did Not Vote |
4.4 | Elect Elias Zerhouni as Directors | Management | For | Did Not Vote |
5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve Creation of CHF 4.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 31 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
AEGIS GROUP PLC MEETING DATE: MAY 22, 2009 | ||||
TICKER: AEGSF SECURITY ID: G0105D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.54 Pence Per Ordinary Share | Management | For | For |
3 | Elect Jerry Buhlmann as Director | Management | For | For |
4 | Elect John Napier as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,590,623 | Management | For | For |
9 | Adopt New Articles of Association | Management | For | For |
10 | Authorise the Company to Call General Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice | Management | For | For |
AFRICA OFFSHORE SERVICES AS MEETING DATE: SEP 1, 2008 | ||||
TICKER: SECURITY ID: R0041EAB7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting | Management | For | Did Not Vote |
2 | Approve Agenda of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of M inutes of Meeting | Management | For | Did Not Vote |
4 | Approve Amendment of Bond Agreement | Management | For | Did Not Vote |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM & nbsp;SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authoriz e Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AGRIUM INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: AGU SECURITY ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph S. Cunningham | Management | For | For |
1.2 | Elect Direct or Germaine Gibara | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Susan A. Henry | Management | For | For |
1.5 | Elect Director Russell J. Horner | Management | For | For |
1.6 | Elect Director A. Anne McLellan | Management | For | For |
1.7 | Elect Director Derek G. Pannell | Management | For | For |
1.8 | Elect Director Frank W. Proto | Management | For | For |
1.9 | Elect Director Michael M. Wilson | Management | For | For |
1.10 | Elect Director Victor J. Zaleschuk | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AGRIUM INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: AGU SECURITY ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ralph S. Cunningham As A Director | Management | For | For |
2 | Elect Mr. Germaine Gibara As A Director | Management | For | For |
3 | Elect Mr. Russell K. Girling As A Director | Management | For | For |
4 | Elect Mr. Susan A. Henry As A Director | Management | For | For |
5 | El ect Mr. Russell J. Horner As A Director | Management | For | For |
6 | Elect Mr. A. Anne Mclellan As A Director | Management | For | For |
7 | Elect Mr. Derek G. Pannell As A Director | Management | For | For |
8 | Elect Mr. Frank W. Proto As A Director | Management | For | For |
9 | Elect Mr. Michael M. Wilson As A Director | Management | For | For |
10 | Elect Mr. Victor J. Zaleschuk As A Director | Management | For | For |
11 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AHOLD KON NV MEETING DATE: APR 28, 2009 | ||||
TICKER: AHODF SECURITY ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Dividends of EUR 0.18 Per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Elect L. Benjamin to Executive Board | Management | For | Did Not Vote |
9 | Reelect S.M. Shern to Supervisory Board | Management | For | Did Not Vote |
10 | Reelect D.C. Doijer to Supervisory Board | Management | For | Did Not Vote |
11 | Elect B.J. Noteboom to Supervisory Board | Management | For | Did Not Vote |
12 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
AISIN SEIKI CO. LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 7259 SECURITY ID: J00714105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Ma nagement | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
3.19 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Against |
AKZO NOBEL N.V. MEETING DATE: APR 27, 2009 | ||||
TICKER: AKZOF SECURITY ID: N01803100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3a | Approve Financial Statements | Management | For | For |
3b | Approve Allocation of Income | Management | For | For |
3c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3d | Approve Dividends of EUR 1.80 Per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5a | Approve Increase in Size of Executive Board | Management | For | For |
5b | Elect L.W. Gunning to Executive Board | Management | For | For |
6 | Approve Decrease in Size of Supervisory Board from Nine to Eight Members | Management | For | For |
7a | Amend Executive Short Term Incentive Bonus | Management | For | For |
7b | Amend Restricted S tock Plan | Management | For | For |
8a | Grant Board Authority to Issue Shares | Management | For | For |
8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Other Business | Management | None | None |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | A mend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALIMENTATION COUCHE TARD INC MEETING DATE: SEP 3, 2008 | ||||
TICKER: ATD.A SECURITY ID: 01626P403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alain Bouchard, Jacques D'Amours, Roger Desrosiers, Jean Elie, Richard Fortin, Melanie Kau, Roger Longpre, Real Plourde, Jean-Pierre Sauriol and Jean Turmel as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLIANZ SE (FORMERLY ALLIANZ AG) MEETING DATE: APR 29, 2009 | ||||
TICKER: ALV SECURITY ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports f or Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Elect Karl Grimm to the Supervisory Board | Manage ment | For | For |
6 | Authorize Repurchase of up to 5 Percent of Issued Share Capital for Trading Purposes | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares | Management | For | For |
9 | Amend Articles Re: Entry of Nominees in the Shareholders' Register | Management | For | Against |
10 | Amend Articles Re: First Supervisory Board of Allianz SE, Electronic Participation in the Annual Meeting, and Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
11 | Approve Affiliation Agreement with Subsidiary Allianz Shared Infrastructure Services SE | Management | For | For |
& nbsp; | ||||
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AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice E. Page | Management | For | For |
2 | Elect Director J. Thomas Presby | Management | For | For |
3 | Elect Director Gerald E. Wedren | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER CO. MEETING DATE: APR 28, 2009 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Lionel L. Nowell III | Management | For | For |
1.9 | Elect Director Richard L. Sandor | Management | For | For |
1.10 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.11 | Elect Director Sara Martinez Tucker | Management | For | For |
1.12 | Elect Director John F. Turner | Management | For | For |
2 | Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
AMP LIMITED MEETING DATE: MAY 14, 2009 | ||||
TICKER: AMP SECURITY ID: Q0344G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | None | None |
2 | Ratify Past Issuance of 84.91 Million Ordinary Shares at an Issue Price of A$5.30 Each Made on Nov. 11, 2008 | Management | For | For |
3(a) | Elect David Clarke as a Director | M anagement | None | None |
3(b) | Elect Richard Grellman as a Director | Management | For | For |
3(c) | Elect Meredith Hellicar as a Director | Management | None | None |
3(d) | Elect Nora Scheinkestel as a Director | Management | For | For |
4 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
5 | Approve Long Term Incentive Arrangements for Craig Dunn, Managing Director and CEO | Management | For | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, All ocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Managem ent | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensa tion and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
AOYAMA TRADING CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8219 SECURITY ID: J01722107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certifi cates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
APPL E INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholde r | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsne r | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: JUL 16, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 23 Million Shares in One or More Private Placements | Management | For | For |
2 | Approve Issuance of 3 Million Shares in One or More Private Placements | Management | For | For |
ARC ENERGY TRUST (ARC RESOURCES LTD.) MEETING DATE: MAY 20, 2009 | ||||
TICKER: AET.U SECURITY ID: 001986108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Computershare Trust Company Of Canada, As The Trustee Of The Trust Forthe Ensuing Year | Management | For | For |
2 | Elect Walter Deboni As A Director Of Arc Resources Ltd | Management | For | For |
3 | Elect John P. Dielwart As A Director Of Arc Resources Ltd | Management | For | For |
4 | Elect Fred J. Dyment As A Director Of Arc Resources Ltd | Management | For | For |
5 | Elect James C. Houck As A Director Of Arc Resources Ltd | Management | For | For |
6 | Elect Michael M. Kanovsky As A Director Of Arc Resources Ltd | Management | For | For |
7 | Elect Harold N. Kvisle As A Director Of Arc Resources Ltd | Management | For | For |
8 | Elect Herbert C. Pinder, Jr. As A Director Of Arc Resources Ltd | Management | For | For |
9 | Elect Mac H. Van Wielingen As A Director Of Arc Resources Ltd | Management | For | For |
10 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Trust For The Ensuing Year | Management | For | For |
ARCELORMITTAL MEETING DATE: MAY 12, 2009 | ||||
TICKER: MTP SECURITY ID: L0302D129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Consolidated Financial Statements and Directors' and Auditors' Reports | Management | None | Did Not Vote |
2 | Accept C onsolidated Financial Statements | Management | For | Did Not Vote |
3 | Accept Financial Statements | Management | For | Did Not Vote |
4 | Acknowledge Allocation of Income and Dividends | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Managemen t | For | Did Not Vote |
7 | Approve Discharge of Directors | Management | For | Did Not Vote |
8 | Approve Retirement of Directors | Management | For | Did Not Vote |
9 | Reelect Narayanan Vaghul as Director | Management | For | Did Not Vote |
10 | Reelect Wilbur L. Ross as Director | Management | For | Did Not Vote |
11 | Reelect Francois Pinault as Director | Management | For | Did Not Vote |
12 | Approve Share Repurchase Program | Management | For | Did Not Vote |
13 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
14 | Approve Bonus Plan | Management | For | Did Not Vote |
15 | Approve Stock Option Plan | Management | For | Did Not Vote |
16 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
17 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: LOR SECURITY ID: L0302D129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059178 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Rese rves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | For |
8a | Approve Performance Stock Grant for Management Board | Management | For | For |
8b | Approve Sign-on Stock Grant for Management Board | Management | For | For |
9a | Approve Performance Stock Grant for Management Board | Management | For | For |
9b | Approve Sign-on Stock Grant for Management Board | Management | For | For |
9c | Approve Share Grants for Employees | Management | For | For |
10 | Notification of the Intended Reelection of F.J. van Hout to the Management Board | Management | None | None |
11a | Reelect H.C.J. Van Den Burg to Supervisory Board | Management | For | For |
11b | Reelect O. Bilous to Supervisory Board | Management | For | For |
11c | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | For |
11d | Elect P.F.M. Van Der Meer Mohr to Supervisory Board | Management | For | For |
11e | Elect W. Ziebart to Supervisory Board | Management | For | For |
12a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Management | For | For |
12c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | For |
12d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12d | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | For |
16 | Other Business (Non-Voting) | Management | None | None |
17 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Mana gement | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO IS SUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLA TION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ASTELLAS PHARMA INC. (FRMLY. YAMANOUCHI PHARMACEUTICAL CO. LTD.) MEETING DATE: JUN 23, 2009 | ||||
TICKER: 4503 SECURITY ID: J03393105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | Against |
ASTRAZENECA PLC MEETING DATE: APR 30, 2009 | ||||
TICKER: AZNCF SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First Interim Dividend of USD 0.55 (27.8 Pence, 3.34 SEK) Per Ordinary Share; Confirm as Final Dividend the Second Interim Dividend of USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary Share | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Louis Schweitzer as Director | Management | For | For |
5(b) | Re-elect David Brennan as Director | Management | For | For |
5(c) | Re-elect Simon Lowth as Director | Management | For | For |
5(d) | Re-elect Bo Angelin as Director | Management | For | For |
5(e) | Re-elect John Buchanan as Director | Management | For | For |
5(f) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(g) | Re-elect Jane Henney as Director | Management | For | For |
5(h) | Re-elect Michele Hooper as Director | Management | For | For |
5(i) | Elect Rudy Markham as Director | Management | For | For |
5(j) | Re-elect Dame Nancy Rothwell as Director | Management | For | For |
5(k) | Re-elect John Varley as Director | Management | For | For |
5(l) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Re port | Management | For | For |
7 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to USD 250,000 | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 120,636,176 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,095,426 | Management | For | For |
10 | Authorise 144,763,412 Ordinary Shares for Market Purchase | Management | For | For |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR MEETING DATE: DEC 18, 2008 | ||||
TICKER: ANZ SECURITY ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Year Ended Sept 30, 2008 | Management | None | None |
2 | Approve Issuance of Securities | Management | For | For |
3 | Approve Remuneration Report for the Year Ended Sept 30, 2008 | Management | For | For |
4 | Approve Grant to Michael Smith of 700,000 Options Exercisable at the Volume Weighted Average Price of the Company's Shares in the Five Trading Days Up to and Including the Date of the AGM | Management | For | For |
5 | Approve Increase in Remuneration of Directors From A$3 Million to A$3.5 Million | Management | For | For |
6(a) | Elect R.J. Reeves as Director | Shareholder | Against | Did Not Vote |
6(b) | Elect P.A.F. Hay as Director | Management | For | For |
6(c) | Elect C.B. Goode as Director | Management | For | For |
6(d) | Elect A.M. Watkins as Director | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
AXA MEETING DATE: APR 30, 2009 | ||||
TICKER: CS SECURITY ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Jacques de Chateauvieux as Supervisory Board Member | Management | For | For |
6 | Reelect Anthony Hamilton as Supervisory Board Member | Management | For | For |
7 | Reelect Michel Pebereau as Supervisory Board Member | Management | For | For |
8 | Reelect Dominique Reiniche as Supervisory Board Member | Management | For | For |
9 | Elect Ramon de Oliveira as Supervisory Board Member | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
14 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18 | Management | For | For |
16 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for U p to EUR 1 Billion | Management | For | For |
19 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Against |
23 | Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
24 | Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
25 | Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
26 | Adopt New Articles of Association, Pursuant to Items 23 through 25 | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BAE SYSTEMS PLC MEETING DATE: MAY 6, 2009 | ||||
TICKER: BAESF SECURITY ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 8.7 Pe nce Per Ordinary Share | Management | For | For |
4 | Re-elect Philip Carroll as Director | Management | For | For |
5 | Re-elect Ian King as Director | Management | For | For |
6 | Re-elect Roberto Quarta as Director | Management | For | For |
7 | Re-elect George Rose as Director | Management | For | For |
8 | Elect Carl Symon as Director | Management | For | For |
9 | Reappoint KPMG Audt plc as Auditors of the Company | Management | For | For |
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/ or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,001 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 29,396,313 and an Additional Amount Pursuant to a Rights Issue of up to GBP 29,396,313 | Management | For | For |
14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GB P 4,409,888 | Management | For | For |
15 | Authorise 352,791,045 Ordinary Shares for Market Purchase | Management | For | For |
16 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act of 2006, are to be Treated as Provisions of the Company's Articles of Association | Management | For | For |
17 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Manag ement | For | For |
BANCAJA EMISIONES, S.A. MEETING DATE: APR 27, 2009 | ||||
TICKER: SECURITY ID: E16936AA9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Discharge of Interim Internal Statutory Auditor of Bondholders | Management | For | Did Not Vote |
2 | Ratify Interim Internal Statutory Auditor of Bondholders | Management | For | Did Not Vote |
3 | Approve the Bondholders Guidelines | Management | For | Did Not Vote |
4 | Repurchase of Bonds and Debt Obligations | Management | For | Did Not Vote |
BANCO SANTANDER S.A. MEETING DATE: JAN 25, 2009 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve EUR 88.7 Million Capital Increase via Issuance of 177.4 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 159.1c of Spanish Companies Law | Management | For | For |
2 | Approve Delivery of 100 Banco Santander Shares to Each Employee of the Abbey National plc.subgroup as Special Bonus at the Completion of the Acquisition of the Retail Deposits and Branch and Distribution Networks of the Bradford & Bingley plc. Group | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: JUN 18, 2009 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended December 31, 2008 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Reelect Matias Rodriguez Inciarte to the Board of Directors | Management | For | For |
3.2 | Reelect Manuel Soto Serrano to the Board of Directors | Management | For | For |
3.3 | Reelect Guillermo de la Dehesa Romero to the Board of Directors | Management | For | For |
3.4 | Reelect Abel Matutes Juan to the Board of Directors | Management | For | For |
4 | Reelect Auditors for Fiscal Year 2009 | Management | For | For |
5 | Authorize Repurchase of Shares in Accordance With Article 75 of Corporate Law; Void Authorization Granted on June 21, 2008 | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 21, 2008 | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities up to Aggregate Nominal Amount of EUR 2.04 Billion without Preemptive Rights | Management | For | For |
8 | Authorize Capitalization of Reserves of 0.5: 1 Bonus Issue; Amend Article 5 Accordingly | Management | For | For |
9 | G rant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | Management | For | For |
10.1 | Approve Bundled Incentive Plans Linked to Predetermined Requirements such as Total Return Results and EPS | Management | For | For |
10.2 | Approve Savings Plan for Abbey National Plc' Employees and other Companies of Santander Group in the U.K. | Management | For | For |
10.3 | Approve Issuance of 100 Shares to Employees of Sovereign Subsidiary | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Ma nagement | For | Against |
BANK OF MONTREAL MEETING DATE: MAR 3, 2009 | ||||
TICKER: BMO SECURITY ID: 063671101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Astley | Management | For | For |
1.2 | Elect Director David R. Beatty | Management | For | For |
1.3 | Elect Director Robert Chevrier | Management | For | For |
1.4 | Elect Director George A. Cope | Management | For | For |
1.5 | Elect Director William A. Downe | Management | For | For |
1.6 | Elect Director Ronald H. Farmer | Management | For | For |
1.7 | Elect Director David A. Galloway | Management | For | For |
1.8 | Elect Director Harold N. Kvisle | Management | For | For |
1.9 | Elect Director Bruce H. Mitchell | Management | For | For |
1.10 | Elect Director Philip S. Orsino | Management | For | For |
1.11 | Elect Director Martha C. Piper | Management | For | For |
1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
1.13 | Elect Director Jeremy H. Reitman | Management | For | For |
1.14 | Elect Director Guylaine Saucier | Management | For | For |
1.15 | Elect Director Nancy C. Southern | Management | For | For |
1.16 | Elect Director Don M. Wilson III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Amend Bylaws | Manag ement | For | For |
5 | SP 1: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
6 | SP 2: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
7 | SP 3: Adopt Policy to Increase Number of Women Directors | Shareholder | Against | Against |
8 | SP 4: Adopt Independence Policy for the Compensation Committee and External Compensation Consulta nts | Shareholder | Against | Against |
9 | SP 5: Adopt Policy Limiting the Number of Board Seats per Director | Shareholder | Against | Against |
10 | SP 6: Review Executive Compensation Programs | Shareholder | Against | Against |
11 | SP 7: Review Short-Selling Programs | Shareholder | Against | Against |
12 | SP 8: Review Director Recruitment Policies | Shareholder | Against | Against |
13 | SP 9: Coordinate Date and Time of Annual Meeting | Shareholder | Against | Against |
BANK OF NOVA SCOTIA MEETING DATE: MAR 3, 2009 | ||||
TICKER: BNS SECURITY ID: 064149107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director N. Ashleigh Everett | Management | For | For |
1.4 | Elect Director John C. K err | Management | For | For |
1.5 | Elect Director Michael J.L. Kirby | Management | For | For |
1.6 | Elect Director John T. Mayberry | Management | For | For |
1.7 | Elect Director Thomas C. O'Neill | Management | For | For |
1.8 | Elect Director Elizabeth Parr-Johnston | Management | For | For |
1.9 | Elect Director A.E. Rovzar De La Torre | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Allan C. Shaw | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Managemen t | For | For |
1.14 | Elect Director Richard E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | SP 1: Adopt Policy Restricting Change In Control Payments | Shareholder | Against | Against |
4 | SP 2: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
5 | SP 3: Adopt Policy to Increase Number of Women Directors | Shareholder | Against | Against |
6 | SP 4: Adopt Independence Policy for the Compensation Committee and External Compensation Consultants | Shareholder | Against | Against |
7 | SP 5: Adopt Policy Limiting the Number of Board Seats per Director | Shareholder | Against | Against |
8 | SP 6: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Ag ainst | Against |
9 | SP 7: Review Executive Compensation Programs | Shareholder | Against | Against |
10 | SP 8: Review Short-Selling Programs | Shareholder | Against | Against |
11 | SP 9: Review Director Recruitment Policies | Shareholder | Against | Against |
BARCLAYS PLC MEETING DATE: NOV 24, 2008 | ||||
TICKER: BCLYF SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000 | Management | For | For |
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000 | Management | For | For |
3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000 | Management | For | For |
4 | Subject to Passing of Resolution 2,Approve Proposed Issue by Company,Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc,of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 23, 2009 | ||||
TICKER: BCLYF SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Elect Simon Fraser as Director | Management | For | Did Not Vote |
4 | Re-elect Marcus Agius as Director | Management | For | Did Not Vote |
5 | Re-elect David Booth as Director | Management | For | Did Not Vote |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | Did Not Vote |
7 | Re-elect Richard Clifford as Director | Management | For | Did Not Vote |
8 | Re-elect Fulvio Conti as Director | Management | For | Did Not Vote |
9 | Re-elect Robert Diamond Jr as Director | Management | For | Did Not Vote |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | Did Not Vote |
11 | Re-elect Christopher Lucas as Director | Management | For | Did Not Vote |
12 | Re-elect Sir Michael Rake as Director | Management | For | Did Not Vote |
13 | Re-elect Stephen Russell as Director | Management | For | Did Not Vote |
14 | Re-elect Frederik Seegers as Director | Management | For | Did Not Vote |
15 | Re-elect Sir John Sunderland as Director | Management | For | Did Not Vote |
16 | Re-elect John Varley as Director | Management | For | Did Not Vote |
17 | Re-elect Patience Wheatcroft as Director | Management | For | Did Not Vote |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | Did Not Vote |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
20 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Organisations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | Did Not Vote |
21 | Approve Increase in Authorised Ordinary Share Capital from GBP 3,499,000,000 to GBP 5,249,000,000 | Management | For | Did Not Vote |
22 | Issue Equity with Pre-emptive Rights Under a General Authority up to GBP 738,016,774, USD 77.5M, EUR 40.0M, JPY 4.0B and an Additional Amt Pursuant to a Rights Issue up to GBP 1,396,033,549 After Deducting Any Securities Issued Under the General Authority | Management | For | Did Not Vote |
23 | Subject to the Passing of Resolution 22, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,702,516 | Management | For | Did Not Vote |
24 | Authorise 837,620,130 Ordinary Shares for Market Purchase | Management | For | Did Not Vote |
25 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | Did Not Vote |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX &nbs p; SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR H. L. BECK | Management | For | Against |
1.2 | DIRECTOR C.W.D. BIRCHALL | Management | For | Against |
1.3 | DIRECTOR D.J. CARTY | Management | For | Against |
1.4 | DIRECTOR G. CISNEROS | Management | For | Against |
1.5 | DIRECTOR M.A. COHEN | Management | For | Against |
1.6 | DIRECTOR P.A. CROSSGROVE | Management | For | Against |
1.7 | DIRECTOR R.M. FRANKLIN | Management | For | Against |
1.8 | DIRECTOR P.C. GODSOE | Management | For | Against |
1.9 | DIRECTOR J.B. HARVEY | Management | For | Against |
1.10 | DIRECTOR B. MULRONEY | Management | For | Against |
1.11 | DIRECTOR A. MUNK | Management | For | Against |
1.12 | DIRECTOR P. MUNK | Management | For | Against |
1.13 | DIRECTOR A.W. REGENT | Management | For | Against |
1.14 | DIRECTOR S.J. SHAPIRO | Management | For | Against |
1.15 | DIRECTOR G.C. WILKINS | Management | For | Against |
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERSLLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
3 | SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BCE INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: BCE SECURITY ID: 05534B760 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Berard | Management | For | For |
1.2 | Elect Director R.A. Brenneman | Management | For | For |
1.3 | Elect Director G.A. Cope | Management | For | For |
1.4 | Elect Director A.S. Fell | Management | For | For |
1.5 | Elect Director D. Soble Kaufman | Management | For | For |
1.6 | Elect Director B.M. Levitt | Management | For | For |
1.7 | Elect Director E.C. Lumley | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director J.A. Pattison | Management | For | For |
1.10 | Elect Director P.M. Tellier | Management | For | For |
1.11 | Elect Director V.L. Young | Management | For | For |
2 | Appoint Deloitte & Touche LLP as Auditors | Management | For | For |
3 | SP 1: Increase Dividends for Longer-Term Shareholders | Shareholder | Against | Against |
4 | SP 2: Limit Voting Rights for Shorter-Term Shareholders | Shareholder | Against | Against |
5 | SP 3: Provide Payment into Employee Pension Fund in the Event of a Merger | Shareholder | Against | Against |
6 | SP 4: Increase Number of Women Directors | Shareholder | Against | Against |
7 | SP 5: Disclose Ratio Between Senior Executive and Average Employee Compensation | Shareholder | Against | Against |
8 | SP 6: Obtain Shareholder Pre-Approval for Executive Compensation Policy and Director Fees | Shareholder | Against | Against |
9 | SP 7: Restrict Executives' and Directors' Exercise of Options | Shareholder | Against | Against |
10 | SP 8: Disclose Participation in Hedge Funds | Shareholder | Against | Against |
11 | SP 9: Provide for Cumulative Voting | Shareholder | Against | Against |
BCE INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BCE SECURITY ID: 05534B760 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect B. K. Al len as a Director who will serve until the end of the next AGM | Management | For | For |
2 | Elect A. Berard as a Director who will serve until the end of the next AGM | Management | For | For |
3 | Elect R. A. Brenneman as a Director who will serve until the end of the next AGM | Management | For | For |
4 | Elect R. E. Brown as a Director who will serve until the end of the next AGM | Management | For | For |
5 | Elect G. A. Cope as a Director who will serve until the end of the next AGM | Management | For | For |
6 | Elect A. S. Fell as a Director who will serve until the end of the next AGM | Management | For | For |
7 | Elect D. Soble Kaufman as a Director who will serve until the end of the nextAGM | Management | For | For |
8 | Elect B. M. Levitt as a Director who will serve until the end of the next AGM | Management | For | For |
9 | Elect E. C. Lumley as a Director who will serve until the end of the next AGM | Management | For | For |
10 | Elect T. C. O Neill as a Director who will serve until the end of the next AGM | Management | For | For |
11 | Elect P. M. Tellier as a Director who will serve until the end of the next AGM | Management | For | For |
12 | Elect P. R. Weiss as a Director who will serve until the end of the next AGM | Management | For | For |
13 | Elect V. L. Young as a Director who will serve until the end of the next AGM | Management | For | For |
14 | Appoint Deloitte & Touche LLP as the Auditors who will serve until the end ofthe next AGM | Management | For | For |
15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve, that BellCanada Enterprises: 1) Reverses its decision to buyback 5% of its common stock pursuant to its share buyback program that was announced 12 DEC 2008 | Shareholder | Against | Against |
16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that BCE pay an amount that is equal in aggregate to the dividends that would have beenpaid in JUL 2008 and OCT 2008 | Shareholder | Against | Against |
17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve the misseddividend payments to shareholders for the periods of 15 JUL 2008 AND 15 OCT 2008 | Shareholder | Against | Against |
18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve the Cut Board Of Directors, President and Chief Executive Officer, and top Management Salaries, Bonuses, Stock Option Benefits, Other Benefits AND Perks by 50% IN 2009 and 2010 | S hareholder | Against | Against |
19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board of Directors adopt an Independence Policy for Compensation Committee Members and External Compensation Advisors | Shareholder | Against | Against |
20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board of Directors adopt a rule of governance stipulating that the Executive Compensation Policy be subject to an advisory vote by shareholders | Shareholder | For | For |
21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Ap prove both men and women have a Broad and diversified wealth of skills and experience to meet the profile that is sought for a Corporate Director, and the Board of Directors | Shareholder | Against | Against |
22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve that the Board of Directors adopt a rule of governance limiting the number of Boards on which a Director can serve | Shareholder | Against | Against |
BELLWAY PLC MEETING DATE: JAN 16, 2009 | ||||
TICKER: BWY SECURITY ID: G09744155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 6.0 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Peter Stoker as Director | Management | For | For |
4 | Re-elect Peter Johnson as Director | Management | For | For |
5 | Re-elect David Perry as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,293,629 | Management | For | For |
10 | Subject to Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 718,456 | Management | For | For |
11 | Authorise Market Purchase of 11,495,292 Ordinary Shares and 20,000,000 9.5 Percent Cumulative Redeemable Preference Shares 2014 | Management | For | For |
BENESSE CORP. MEETING DATE: JUN 27, 2009 | ||||
TICKER: 9783 SECURITY ID: J0429N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Adoption of Holding Company Structure and Transfer of Operations to New Wholly-Owned Subsidiary | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Change Company Name - Amend Business Lines | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 18, 2009 | ||||
TICKER: BRGXF SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 6.55 Pence Per Ordinary Share | Management | For | For |
4 | Elect Sir David Manning as Director | Management | For | For |
5 | Elect Martin Houston as Director | Management | For | For |
6 | Re-elect Sir Robert Wilson as Director | Management | For | For |
7 | Re-elect Frank Chapman as Director | Management | For | For |
8 | Re-elect Ashley Almanza as Director | Management | For | For |
9 | Re-elect Jurgen Dormann as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
13 | Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001 | Management | For | For |
14 | Issue o f Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886 | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033 | Management | For | For |
16 | Authorise 335,780,660 Ordinary Shares for Market Purchase | Management | For | For |
17 | Amend Articles of Association Re: Form of the Company's Share Capital | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
BHP BILLITON LIMITED (FORMERLY BHP LTD.) MEETING DATE: NOV 27, 2008 | ||||
TICKER: BHP SECURITY ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
2 | Receive and Consider BHP Billiton Ltd' s Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3 | Elect Paul Anderson as Director of BHP Billiton Plc | Management | For | For |
4 | Elect Paul Anderson as Director of BHP Billiton Ltd | Management | For | For |
5 | Elect Don Argus as Director of BHP Billiton Plc | Management | For | For |
6 | Elect Don Argus as Direc tor of BHP Billiton Ltd | Management | For | For |
7 | Elect John Buchanan as Director of BHP Billiton Plc | Management | For | For |
8 | Elect John Buchanan as Director of BHP Billiton Ltd | Management | For | For |
9 | Elect David Crawford as Director of BHP Billiton Plc | Management | For | For |
10 | Elect David Crawford as Director of BHP Billiton Ltd | Management | For | For |
11 | Elect Jacques Nasser as Director of BHP Billiton Plc | Management | For | For |
12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | Management | For | For |
13 | Elect John Schubert as Director of BHP Billiton Plc | Management | For | For |
14 | Elect John Schubert as Director of BHP Billiton Ltd | Management | For | For |
15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | Management | For | For |
16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | Management | For | For |
17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Shareholder | Against | Against |
18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Shareholder | Against | Against |
19 | Elect David Morgan as Director of BHP Billiton Plc | Management | For | For |
20 | Elect David Morgan as Director of BHP Billiton Ltd | Management | For | For |
21 | Elect Keith Rumble as Director of BHP Billiton Plc | Management | For | For |
22 | Elect Keith Rumble as Director of BHP Billiton Ltd | Management | For | For |
23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | Management | For | For |
24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | Management | For | For |
25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | Management | For | For |
26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
27i | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | Management | For | For |
27ii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | Management | For | For |
27iii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | Management | For | For |
27iv | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | Management | For | For |
27v | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | Management | For | For |
27vi | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | Management | For | For |
28 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
29 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent a nd to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | Management | For | For |
30 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | Management | For | For |
31 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | Management | For | For |
32 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors o f BHP Billiton Ltd to $3.8 Million | Management | For | For |
33 | Approve Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
34 | Approve Amendments to the Constitution of BHP Billiton Ltd | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 14, 2009 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6.1 | Reel ect Franz Haniel to the Supervisory Board | Management | For | For |
6.2 | Reelect Susanne Klatten to the Supervisory Board | Management | For | For |
6.3 | Elect Robert Lane to the Supervisory Board | Management | For | For |
6.4 | Reelect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
6.5 | Reelect Joachim Milberg to the Supervisory Board | Managemen t | For | For |
6.6 | Reelect Stefan Quandt to the Supervisory Board | Management | For | For |
6.7 | Elect Juergen Strube to the Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Amend Articles Re: Voting Procedures for Supervisory Board Meetings; Adopt D & O Insurance for Supervisory Board Members | Management | For | For |
10 | Approve Creation of EUR 5 Million Pool of Capital without Preemptive Rights | Management | For | For |
BNP PARIBAS MEETING DATE: MAR 27, 2009 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock (Class B) and Amend Bylaws Accordingly, Subject to Approval of Item 2 | Management | For | For |
2 | Authorize Issuanc e of Preferred Stock (Class B) in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 608,064,070, Subject to Approval of Item 1 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
4 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value, Subject to Approval of Items 1 and 2 | Management | For | For |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BNP PARIBAS MEETING DATE: MAY 13, 2009 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Ordinary Share Capital | Management | For | For |
6 | Reelect Claude Bebear as Director | Management | For | For |
7 | Reelect Jean-Louis Beffa as Director | Management | For | For |
8 | Reelect Denis Kessler as Director | Management | For | For |
9 | Reelect Laurence Parisot as Director | Management | For | For |
10 | Reelect Michel Pebereau as Director | Management | For | For |
11 | Approve Contribution in Kind of 98,529,695 Fortis Banque Shares by Societe Federale de Participations et d'Investissement (SFPI) | Management | For | For |
12 | Approve Contribution in Kind of 4,540,798 BGL SA Shares by Grand Duchy of Luxembourg | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Cap ital for Future Acquisitions | Management | For | For |
14 | Amend Bylaws to Reflect Amendment to Terms and Conditions of Class B Shares | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD MEETING DATE: MAY 21, 2009 | ||||
TICKER: 2388 SECURITY ID: Y0920U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Mana gement | For | For |
2a | Reelect Xiao Gang as Director | Management | For | Against |
2b | Reelect Li Zaohang as Director | Management | For | For |
2c | Reelect Zhou Zaiqun as Director | Management | For | For |
2d | Reelect Koh Beng Seng as Director | Management | For | For |
2e | Reelect Tung Savio Wai-Hok as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board or a Duly Authorized Committee of the Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
BOMBARDIER INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Laurent Beaudoin As A Director Of Bombardier Inc. | Management | For | For |
2 | Elect Pierre Beaudoin As A Director Of Bombardier Inc. | Management | For | For |
3 | Elect Andre Berard As A Director Of Bombardier Inc. | Management | For | For |
4 | Elect J. R. Andre Bombardier As A Director Of Bombardier Inc. | Management | For | For |
5 | Elect Janine Bombardier As A Director Of Bombardier Inc. | Management | For | For |
6 | Elect L. Denis Desautels As A Director Of Bombardier Inc. | Management | For | For |
7 | Elect Thierry Desmarest As A Director Of Bombardier Inc. | Management | For | For |
8 | Elect Jean-louis Fontaine As A Director Of Bombardier Inc. | Management | For | For |
9 | Elect Daniel Johnson As A Director Of Bombardier Inc. | Management | For | For |
10 | Elect Jean C. Monty As A Director Of Bombardier Inc. | Management | For | For |
11 | Elect Carlos E. Represas As A Director Of Bombardier Inc. | Management | For | For |
12 | Elect Jean-pierre Rosso As A Director Of Bombardier Inc. | Management | For | For |
13 | Elect Heinrich Weiss As A Director Of Bombardier Inc. | Management | For | For |
14 | Appoint Ernst Young Llp, Chartered Accountants, As The External Auditors Of Bombardier Inc. And Authorize Directors Of Bombardier Inc. To Fix Their Remuneration | Management | For | For |
15 | Adopt A Rule Of Governancestipulating That The Compensation Policy Of Their Executive Officers Be Submitted To A Consultative Vote By The Shareholders | Shareholder | Against | Against |
16 | Adopt A Policy Stipulatingthat 50% Of The New Candidates Nominated As The Directors Are Women Until Parity Between Men And Women Are Achieved | Shareholder | Against | Against |
17 | Adopt The Same Policy On Independence For The Members Of The Compensation Committee And Outside Compensation Consultants As For The Members Of The Audit Committee And The External Auditors | Shareholder | Against | Against |
18 | Adopt A Governance Rule Limiting To 4, The Number Of Boards On Which Any Of Its Directors May Serve | Shareholder | Against | Against |
BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Director Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BOUYGUES MEETING DATE: APR 23, 2009 | ||||
TICKER: EN SECURITY ID: F11487125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Martin Bouygues as Director | Management | For | Against |
6 | Reelect Francis Bouygues as Director | Management | For | Against |
7 | Reelect Pierre Barberis as Director | Management | For | Against |
8 | Reelect Francois Bertiere as Director | Management | For | Against |
9 | Reelect Georges Chodron de Courcel as Director | Management | For | Against |
10 | Reappoint Ernst & Young Audit as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities witho ut Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 and 16 | Management | For | For |
18 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Per Year Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
20 | Authorize Capital Increase up to Aggregate Nominal Amount of EUR 150 Million for Future Exchange Offers | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | Against |
22 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities up to EUR 150 Million | Management | For | For |
23 | Approve Issuance of Securities Convertible into Debt u p to an Aggregate Amount of EUR 5 Billion | Management | For | For |
24 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
25 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOVIS HOMES GROUP PLC MEETING DATE: MAY 7, 2009 | ||||
TICKER: BVS SECURITY ID: G12698109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Finan cial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect John Warren as Director | Management | For | For |
4 | Re-elect Neil Cooper as Director | Management | For | For |
5 | Elect Alastair Lyons as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 20,145,626 and an Additional Amount Pursuant to a Rights Issue of up to GBP 40,291,252.50 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
9 | Approve Bovis Homes Group plc 2009 Bonus Replacement Share Plan | Management | For | For |
10 | Amend Articles of Association by Deleting All the Provisions in the Company's Memorandum of Association Which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | F or | For |
13 | If Resolution 8 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,024,868.50 | Management | For | For |
14 | Authorise 12,099,475 Ordinary Shares for Market Purchase | Management | For | For |
BP PLC MEETING DATE: APR 16, 2009 | ||||
TICKER: BP/ SECURITY ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Antony Burgmans as Director | Management | For | For |
4 | Re-elect Cynthia Carroll as Director | Management | For | For |
5 | Re-elect Sir William Castell as Director | Management | For | For |
6 | Re-elect Iain Conn as Director | Management | For | For |
7 | Re-elect George David as Director | Management | For | For |
8 | Re-elect Erroll Davis, Jr as Director | Management | For | For |
9 | Elect Robert Dudley as Director | Management | For | For |
10 | Re-elect Douglas Flint as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Re-elect Dr Tony Hayward as Director | Management | For | For |
13 | Re-elect Andy Inglis as Director | Management | For | For |
14 | Re-elect Dr DeAnne Julius as Director | Management | For | For |
15 | Re-elect Sir Tom McKillop as Director | Management | For | For |
16 | Re-elect Sir Ian Prosser as Director | Management | For | For |
17 | Re-elect Peter Sutherland as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
19 | Authorise 1,800,000,000 Ordinary Shares for Market Purchase | Management | For | For |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,561,000,000 | Management | For | For |
21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000 | Management | For | For |
22 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
BP PLC MEETING DATE: APR 16, 2009 | ||||
TICKER: BP SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | Management | For | For |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For |
3 | DIRECTOR MR A BURGMANS | Management | For | For |
4 | DIRECTOR MRS C B CARROLL | Management | For | For |
5 | DIRECTOR SIR WILLIAM CASTELL | Management | For | For |
6 | DIRECTOR MR I C CONN | Management | For | For |
7 | DIRECTOR MR G DAVID | Ma nagement | For | For |
8 | DIRECTOR MR E B DAVIS, JR | Management | For | For |
9 | DIRECTOR MR R DUDLEY | Management | For | For |
10 | DIRECTOR MR D J FLINT | Management | For | For |
11 | DIRECTOR DR B E GROTE | Management | For | For |
12 | DIRECTOR DR A B HAYWARD | Management | For | For |
13 | DIRECTOR MR A G INGLIS | Management | For | For |
14 | DIRECTOR DR D S JULIUS | Management | For | For |
15 | DIRECTOR SIR TOM MCKILLOP | Management | For | For |
16 | DIRECTOR SIR IAN PROSSER | Management | For | For |
17 | DIRECTOR MR P D SUTHERLAND | Management | For | For |
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | Management | For | For |
19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | Management | For | For |
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | Management | For | For |
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | For | For |
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | Management | For | For |
BRIDGESTONE CORP. MEETING DATE: MAR 26, 2009 | ||||
TICKER: 5108 SECURITY ID: J04578126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 11 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates - Allow Company to Make Rules Governing Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
4 | Appoint Alternate Internal Statutory Auditor | Management | For | For |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
6 | Approve Payment of Annual Bonuses to Directors | Management | For | For |
7 | Approve Deep Discount Stock Option Plan | Management | For | Against |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Ex ecutive Officers' Compensation | Shareholder | Against | Abstain |
BROOKFIELD ASSET MANAGEMENT INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAM.A SECURITY ID: 112585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marcel R. Coutu As A Director | Management | For | For |
2 | Elect Maureen Kempston Darkes As A Director | Management | For | For |
3 | Elect Lance Liebman As A Director | Management | For | For |
4 | Elect G. Wallace F. McCain As A Director | Management | For | For |
5 | Elect Frank J. McKenna As A Director | Management | For | For |
6 | Elect Jack M. Mintz As A Director | Management | For | For |
7 | Elect Patricia M. Newson As A Director | Management | For | For |
8 | Elect James A. Pattison As A Director | Management | For | For |
9 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Stock Option Plan | Management | For | Against |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12 189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | Elect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.11 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
C&C GROUP PLC MEETING DATE: JUL 11, 2008 | ||||
TICKER: GCC SECURITY ID: G1826G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Joh n Holberry as Director | Management | For | For |
4 | Elect John Burgess as Director | Management | For | For |
5 | Elect John Hogan as Director | Management | For | For |
6 | Elect Philip Lynch as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Amend Articles Re: Electronic Communications | Management | For | For |
CAE INC. MEETING DATE: AUG 13, 2008 | ||||
TICKER: CAE SECURITY ID: 124765108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynton R. Wilson | Management | For | For |
1.2 | Elect Director Brian E. Barents | Management | For | For |
1.3 | Elect Director Robert E. Brown | Management | For | For |
1.4 | Elect Director John A. (Ian) Craig | Management | For | For |
1.5 | Elect Director H. Garfield Emerson | Management | For | For |
1.6 | Elect Director Anthony S. Fell | Management | For | For |
1.7 | Elect Director Paul Gagne | Management | For | For |
1.8 | Elect Director James F. Hankinson | Management | For | For |
1.9 | Elect Director E. Randolph (Randy) Jayne II | Management | For | For |
1.10 | Elect Director Robert Lacroix | Management | For | For |
1.11 | Elect Director Katharine B. Stevenson | Management | For | For |
1.12 | Elect Director Lawrence N. Stevenson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Option Plan | Management | For | Against |
CAIRN ENERGY PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNE SECURITY ID: G17528236 | ||||
Proposal No | Prop osal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
4 | Elect Iain McLaren as Director | Management | For | Against |
5 | Elect Dr James Buckee as Director | Management | For | Against |
6 | Re-elect Todd Hunt as Director | Management | For | Against |
7 | Re-elect Dr Mike Watts as Director | Management | For | Against |
8 | Re-elect Phil Tracy as Director | Management | For | Against |
9 | Re-elect Hamish Grossart as Director | Management | For | Against |
10 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 2,823,943.44 and an Additional Amount Pursuant to a Rights Issue of up to GBP 5,647,886.88 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,647,886.88 in Connection with Rights Issue; Otherwise up to GBP 423,633.88 | Management | For | For |
12 | Authorise 20,638,383 Ordinary Shares for Market Purchase | Management | For | For |
13 | Approve That the Period of Notice for Calling Extraordinary General Meetings Shall Be Not Less Than 14 Clear Days | Management | For | For |
14 | Approve Cairn Energy plc Long Term Incentive Plan 2009 | Management | For | For |
15 | Approve Cairn Energy plc Approved Share Option Plan 2009 | Management | For | For |
16 | Approve Cairn Energy plc Unapproved Share Option Plan 2009 | Management | For | For |
CAJA DE AHORROS DE VALENCIA CASTELLON Y ALICANTE BANCAJA MEETING DATE: MAY 10, 2009 | ||||
TICKER: SECURITY ID: E2419MBA4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Discharge of Provisional Committee | Management | For | Did Not Vote |
2 | Confirmation of Provisional Committee | Management | For | Did Not Vote |
3 | Approve Internal Regulation and/or Guidelines of Bondholders | Management | For | Did Not Vote |
4 | Delibe ration and Approval of Amendment of the Terms and Conditions of the Initial Bondholder Agreement | Management | For | Did Not Vote |
CAMECO CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: CCO SECURITY ID: 13321L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box) | Management | None | Abstain |
2.1 | Elect Director John H. Clappison | Management | For | For |
2.2 | Elect Director Joe F. Colvin | Management | For | For |
2.3 | Elect Director James R. Curtiss | Management | For | For |
2.4 | Elect Director George S. Dembroski | Management | For | For |
2.5 | Elect Director Donald H.F. Deranger | Management | For | For |
2.6 | Elect Director James K. Gowans | Management | For | For |
2.7 | Elect Director Gerald W. Grandey | Management | For | For |
2.8 | Elect Director Nancy E. Hopkins | Management | For | For |
2.9 | Elect Director Oyvind Hushovd | Management | For | For |
2.10 | Elect Director J.W. George Ivany | Management | For | For |
2.11 | Elect Director A. Anne McLellan | Management | For | For |
2.12 | Elect Director A. Neil McMillan | Management | For | For |
2.13 | Elect Director Robert W. Peterson | Management | For | For |
2.14 | Elect Director Victor J. Zaleschuk | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CAMECO CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: CCO SECURITY ID: 13321L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box) | Management | None | Abstain |
2.1 | Elect Director John H. Clappison | Management | For | For |
2.2 | Elect Director Joe F. Colvin | Management | For | For |
2.3 | Elect Director James R. Curtiss | Management | For | For |
2.4 | Elect Director George S. Dembroski | Management | For | For |
2.5 | Elect Director Donald H.F. Deranger | Management | For | For |
2.6 | Elect Director James K. Gowans | Management | For | For |
2.7 | Elect Director Gerald W. Grandey | Management | For | For |
2.8 | Elect Director Nancy E. Hopkins | Management | For | For |
2.9 | Elect Director Oyvind Hushovd | Management | For | For |
2.10 | Elect Director J.W. George Ivany | Management | For | For |
2.11 | Elect Director A. Anne McLellan | Management | For | For |
2.12 | Elect Director A. Neil McMillan | Management | For | For |
2.13 | Elect Director Robert W. Peterson | Management | For | For |
2.14 | Elect Director Victor J. Zaleschuk | Man agement | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CANADIAN IMPERIAL BANK OF COMMERCE MEETING DATE: FEB 26, 2009 | ||||
TICKER: CM SECURITY ID: 136069101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2.1 | Elect Director Brent S. Belzberg | Management | For | For |
2.2 | Elect Director Jalynn H. Bennett | Management | For | For |
2.3 | Elect Director Gary F. Colter | Management | For | For |
2.4 | Elect Director Luc Desjardins | Management | For | For |
2.5 | Elect Director William L. Duke | Management | For | For |
2.6 | Elect Director Gordon D. Giffin | Management | For | For |
2.7 | Elect Director Linda S. Hasenfratz | Management | For | For |
2.8 | Elect Director Nicholas D. Le Pan | Management | For | For |
2.9 | Elect Director John P. Manley | Management | For | For |
2.10 | Elect Director Gerald T. McCaughey | Management | For | For |
2.11 | Elect Director Jane L. Peverett | Management | For | For |
2.12 | Elect Director Leslie Rahl | Management | For | For |
2.13 | Elect Director Charles Sirois | Management | For | For |
2.14 | Elect Director Stephen G. Snyder | Management | For | For |
2.15 | Elect Director Robert J. Steacy | Management | For | For |
2.16 | Elect Director Ronald W. Tysoe | Management | For | For |
3 | SP 1: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
4 | SP 2: Adopt Policy to Increase Number of Women Directors | Shareholder | Against | Against |
5 | SP 3: Adopt Policy Limiting the Number of Board Seats per Director | Shareholder | Against | Against |
6 | SP 4: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
7 | SP 5: Review Executiv e Compensation Programs | Shareholder | Against | Against |
8 | SP 6: Review Short-Selling Programs | Shareholder | Against | Against |
9 | SP 7: Review Director Recruitment Policies | Shareholder | Against | Against |
CANADIAN NATIONAL RAILWAY COMPANY MEETING DATE: APR 21, 2009 | ||||
TICKER: CNR SECURITY ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director E. Hunter Harrison | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Man agement | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Robert Pace | Management | For | For |
2 | Ra tify KPMG LLP as Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED MEETING DATE: MAY 22, 2009 | ||||
TICKER: CP SECURITY ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP a s Auditors | Management | For | For |
2 | Amend By-Law No. 1 | Management | For | For |
3.1 | Elect Director John E. Cleghorn | Management | For | For |
3.2 | Elect Director Tim W. Faithfull | Management | For | For |
3.3 | Elect Director Frederic J. Green | Management | For | For |
3.4 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.5 | Elect Director Richard C. Kelly | Management | For | For |
3.6 | Elect Director John P. Manley | Management | For | For |
3.7 | Elect Director Linda J. Morgan | Management | For | For |
3.8 | Elect Director Madeleine Paquin | Management | For | For |
3.9 | Elect Director Michael E. J. Phelps | Management | For | For |
3.10 | Elect Director Roger Phillips | Management | For | For |
3.11 | Elect Director Hartley T. Richardson | Management | For | For |
3.12 | Elect Director Michael W. Wright | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED MEETING DATE: MAY 22, 2009 | ||||
TICKER: CP SECURITY ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Pricewaterhousecoopers Llp As The Auditors | Management | For | For |
2 | Amend By-law No.1 Of The Corporation, As Specified | Management | For | For |
3 | Elect John E. Cleghorn As A Director | Management | For | For |
4 | Elect Tim W. Faithfull As A Director | Management | For | For |
5 | Elect Frederic J. Green As A Director | Management | For | For |
6 | Elect Krystyna T. Hoeg As A Director | Management | For | For |
7 | Elect Richard C. Kelly As A Director | Management | For | For |
8 | Elect John P. Manley As A Director | Management | For | For |
9 | Elect Linda J. Morgan As A Director | Management | For | For |
10 | Elect Madeleine Paquin As A Director | Management | For | For |
11 | Elect Michael E. J. Phelps As A Director | Management | For | For |
12 | Elect Roger Phillips As A Director | Management | For | For |
13 | Elect Hartley T. Richardson As A Director | Management | For | For |
14 | Elect Michael W. Wright As A Director | Management | For | For |
CANON INC. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 7751 SECURITY ID: J05124144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JY 55 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
3.19 | El ect Director | Management | For | For |
3.20 | Elect Director | Management | For | For |
3.21 | Elect Director | Management | For | For |
3.22 | Elect Director | Management | For | For |
3.23 | Elect Director | Management | For | For |
3.24 | Elect Dire ctor | Management | For | For |
3.25 | Elect Director | Management | For | For |
4 | Approve Retirement Bonus for Director | Management | For | Against |
5 | Approve Payment of Annual Bonuses to Directors | Management | For | For |
6 | Approve Stock Option Plan | Management | For | For |
CAPCOM CO. LTD. MEETING DATE: JUN 17, 2009 | ||||
TICKER: 9697 SECURITY ID: J05187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Alloca tion of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Clarify Terms of Alternate Statutory Auditors | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
4 | Appoint Alternate Statutory Auditor | Management | For | For |
5 | Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
CAPITA GROUP PLC, THE MEETING DATE: MAY 6, 2009 | ||||
TICKER: CPI SECURITY ID: G1846J115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept F inancial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 9.6 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Eric Walters as Director | Management | For | Against |
5 | Re-elect Gordon Hurst as Director | Management | For | Against |
6 | Elect Maggi Bell as Director | Management | For | Against |
7 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,240,389 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 642,483 | Management | For | For |
11 | Authorise 62,174,799 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions in the Company's Memorandum of Association; Adopt New Articles of Association | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Approve Change of Company Name to Capita plc | Management | For | For |
CAPITALAND LIMITED MEETING DATE: APR 23, 2009 | ||||
TIC KER: CAPL SECURITY ID: Y10923103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
CAPITALAND LIMITED MEETING DATE: APR 23, 2009 | ||||
TICKER: CAPL SECURITY ID: Y10923103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare First and Final Dividend of SGD 0.055 Per Share and Special Dividend of SGD 0.015 Per Share | Management | For | For |
3 | Approve Directors' Fees of SGD 1.1 Million for the Year Ended Dec.31, 2008 (2007: SGD 1.3 Million) | Management | For | For |
4a | Reelect Hu Tsu Tau as Director | Management | For | For |
4b | Reelect Lim Chin Beng as Director | Management | For | For |
4c | Reelect Richard Edward Hale as Director | Management | For | For |
5a | Reelect James Koh Cher Siang as Director | Management | For | For |
5b | Reelect Arfat Pannir Selvam as Director | Management | For | For |
5c | Reelect Kenneth Stuart Courtis as Director | Management | For | For |
6 | Reappoint KMPG LLP as Auditors and Authorize Board to Fix Their Renumeration | Management | For | For |
7 | Other Business (Voting) | Management | For | Against |
8a | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
8b | Approve Issuance of Shares and Grant of Options and/or Awards Pursuant to the CapitaLand Share Option Plan, CapitaLand Performance Share Plan and/or CapitaLand Restricted Stock Plan | Management | For | Against |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTRAL JAPAN RAILWAY CO. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 9022 SECURITY ID: J05523105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Div idend of JPY 4500 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
CENTRICA PLC MEETING DATE: NOV 21, 2008 | ||||
TICKER: CNA SECURITY ID: G2018Z143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 275,100,000 to GBP 432,098,765; Authorise Issue of Equity or Equity-Linked Securities wi th Pre-emptive Rights up to Aggregate Nominal Amount of GBP 180,515,131 | Management | For | For |
2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,700,000 | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Mar tyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CGI GROUP INC MEETING DATE: JAN 27, 2009 | ||||
TICKER: GIB.A SECURITY ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Boivin | Management | For | For |
1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
1.3 | Elect Director Jean Brassard | Management | For | For |
1.4 | Elect Director Claude Chamberland | Management | For | For |
1.5 | Elect Director Robert Chevrier | Management | For | For |
1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.7 | Elect Director Paule Dore | Management | For | For |
1.8 | Elect Director Serge Godin | Management | For | For |
1.9 | Elect Director Andre Imbeau | Management | For | For |
1.10 | Elect Director David L. Johnston | Management | For | For |
1.11 | Elect Director Eileen A. Mercier | Management | For | For |
1.12 | Elect Director Michael E. Roach | Management | For | For |
1.13 | Elect Director Gerald T. Squire | Management | For | For |
1.14 | Elect Director Robert Tessier | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Man agement | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bon us Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CHINA DONGXIANG (GROUP) CO LTD MEETING DATE: MAY 14, 2009 | ||||
TICKER: 3818 SECURITY ID: G2112Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Final Special Dividend | Management | For | For |
3a | Reelect Mak Kin Kwong as Director and Authorize Board to Fix His Remuneration | Management | For | For |
3b | Reelect Xiang Bing as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix T heir Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve Payout of Interim Dividends from the Share Premium Account | Management | For | For |
CI FINANCIAL INCOME FUND MEETING DATE: DEC 19, 2008 | ||||
TICKER: CIX.U SECURITY ID: 125496109 | ||||
Proposal No | Proposal | Proposed By | Management R ecommendation | Vote Cast |
1 | Plan of Arrangement - Approve Trust Conversion | Management | For | For |
2 | Approve Adoption of Unitholder Rights Plan and Shareholder Rights Plan | Management | For | For |
CITIZEN HOLDINGS CO. LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 7762 SECURITY ID: J07938111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L ew Frankfort | Management | For | Withhold |
1.2 | Elect Director Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | Withhold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COMMONWEALTH BANK OF AUSTRALIA MEETING DATE: NOV 13, 2008 | ||||
TICKER: CBA SECURITY ID: Q26915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statement s and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | None |
2a | Elect John M. Schubert as Director | Management | For | For |
2b | Elect Colin R. Galbraith as Director | Management | For | For |
2c | Elect Jane S. Hemstritch as Director | Management | For | For |
2d | Elect Andrew M. Mohl as Director | Management | For | For |
3 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
4 | Approve Grant of Securities to Ralph J. Norris, CEO, under the Group Leadership Share Plan | Management | For | Against |
5 | Approve Increase in Remuneration of Non-Executive Directors from A$3 Million Per Annum to A$4 Million Per Annum | Management | For | For |
6 | Amend Constitution Re: Direct Voting, Director Nomination Time Frame, and Fit and Proper Policy | Management | For | For |
COMPUTERSHARE LIMITED MEETING DATE: NOV 11, 2008 | ||||
TICKER: CPU SECURITY ID: Q2721E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | For |
2 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
3 | Elect Anthony Norman Wales as Director | Management | For | For |
4 | Elect Simon David Jones as Director | Management | For | For |
5 | Elect Nerolie Phyllis Withnall as Director | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CSGN SECURITY ID: H3698D419 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CRESCENT POINT ENERGY TRUST MEETING DATE: JUN 29, 2009 | ||||
TICKER: CPG.U SECURITY ID: 225908102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve A Plan Of Arrangement Under Section 193 Of The Business Corporations Act | Management | For | For |
2 | Approve To Fix The Number Of Directors Of Crescent Point Resources Inc. for The Ensuing Year At 7 | Manage ment | For | For |
3 | Elect Peter Bannister As A Director Of Cpri For The Ensuing Year | Management | For | For |
4 | Elect Paul Colborne As A Director Of Cpri For The Ensuing Year | Management | For | For |
5 | Elect Kenney F. Cugnet As A Director Of Cpri For The Ensuing Year | Management | For | For |
6 | Elect D. Hugh Gillard As A Director Of Cpri For The Ensuing Year | Management | For | For |
7 | Elect Gerald A. Romanzin As A Director Of Cpri For The Ensuing Year | Management | For | For |
8 | Elect Scott Saxberg As A Director Of Cpri For The Ensuing Year | Management | For | For |
9 | Elect Gregory G. Turnbull As A Director Of Cpri For The Ensuing Year | Management | For | For |
10 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditors Ofthe Trust And Authorize The Board Of Directors Of Cpri To Fix Thei r Remuneration | Management | For | For |
CRH PLC MEETING DATE: MAY 6, 2009 | ||||
TICKER: CRHCF SECURITY ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Rec ommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3a | Reelect W.P. Egan as Director | Management | For | For |
3b | Reelect J.M. de Jong as Director | Management | For | For |
3c | Reelect M. Lee as Director | Management | For | For |
3d | Reelect G.A. Culpepper as Director | Management | For | For |
3e | Reelect A. Manifold as Director | Management | For | For |
3f | Reelect W.I. O'Mahony as Director | Management | For | For |
3g | Reelect M.S. Towe as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Increase in Authorized Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase | Management | For | For |
9 | Amend Articles of Association Re: Treasury Shares | Management | For | For |
10 | Authorize Reissuance of Treasury Shares | Management | For | For |
11 | Approve Scrip Dividend Program | Management | For | For |
12 | Approve Notice of Period for Extraordinary General Meetings | Management | For | For |
13 | Amend Articles of Association | Management | For | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
DAIEI INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: 8263 SECURITY ID: J08946196 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | Against |
3.2 | Appoint Statutory Auditor | Management | For | For |
3.3 | Appoint Statutory Auditor | Management | For | Against |
DAIMLER AG MEETING DATE: APR 8, 2009 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8.1 | Elect Gerard Kleisterlee to the Supervisory Board | Management | For | For |
8.2 | Reelect Manfred Schneider to the Supervisory Board | Management | For | For |
8.3 | Elect Lloyd Trotter to the Supervisory Board | Management | For | For |
8.4 | Reelect Bernhard Walter to the Supervisory Board | Management | For | For |
8.5 | Reelect Lynton Wilson to the Supervisory Board | Management | For | For |
9 | Approve Affiliation Agreements with EvoBus GmbH | Management | For | For |
10 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
11 | Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights | Management | For | For |
DAIWA HOUSE INDUSTRY CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 1925 SECURITY ID: J11508124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Statutory Auditor | Management | For | For |
4.4 | Appoint Statutor y Auditor | Management | For | For |
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) MEETING DATE: APR 8, 2009 | ||||
TICKER: DBSDF SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
2 | Approve Extension and Modification of the DBSH Share Plan | Management | For | Did Not Vote |
3 | Amend Articles of Association | Management | For | Did Not Vote |
4 | Approve Issuance of Shares, New NRPS and New RPS Pursuant to the DBSH Scrip Dividend Scheme | Manag ement | For | Did Not Vote |
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) MEETING DATE: APR 8, 2009 | ||||
TICKER: DBSDF SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.14 Per Share | Management | For | For |
3a | Approve Directors' Fees of SGD 1.5 Million (2007: SGD 1.7 Million) | Management | For | For |
3b | Approve Special Remuneration of SGD 2.0 Million for Koh Boon Hwee | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Reelect Koh Boon Hwee as Director | Management | For | For |
5b | Reelect Christopher Cheng Wai Chee as Director | Management | For | For |
6a | Reelect Richard Daniel Stanley as Director | Management | For | For |
6b | Reelect Euleen Goh Yiu Kiang as Director | Management | For | For |
6c | Reelect Bart Joseph Broadman as Director | Management | For | For |
7 | Reelect Andrew Robert Fowell Buxton as Director | Management | For | Against |
8a | Approve Issuance of Shares and/or Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan | Management | For | For |
8b | Approve Issuance of Shares Under Preemptive Rights | Management | For | For |
DEBENHAMS PLC MEETING DATE: JUN 23, 2009 | ||||
TICKER: SECURITY ID: G2768V102 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Subject to and Conditional Upon Resolutions 2, 3 and 4 Being Passed, Approve Increase in Authorised Share Capital from GBP 128,846.15 to GBP 167,284.82 | Management | For | For |
2 | Subject to and Conditional Upon Resolutions 1, 3 and 4 Being Passed, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 167,284.82 in Connection with Capital Raising | Management | For | For |
3 | Subject to and Conditional Upon Resolutions 1, 2 and 4 Being Passed, Auth orise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,434 | Management | For | For |
4 | Subject to and Conditional Upon Resolutions 1, 2 and 3 Being Passed, Approve the Terms and Implementation of Capital Raising | Management | For | For |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Cl ayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DENSO CORP. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Propo sal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Inco me and Dividends of EUR 0.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
9 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
10 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
12 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Man agement Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directi ve) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with W arrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5a | Elect Richard Berliand to the Supervisory Board | Management | For | For |
5b | Elect Joachim Faber to the Supervisory Board | Management | For | For |
5c | Elect Manfred Gentz to the Supervisory Board | Management | For | For |
5d | Elect Richard Hayden to the Supervisory Board | Management | For | For |
5e | Elect Craig Heimark to the Supervisory Board | Management | For | For |
5f | Elect Konrad Hummler to the Supervisory Board | Management | For | For |
5g | Elect David Krell to the Supervisory Board | Management | For | For |
5h | Elect Hermann-Josef Lamberti to the Supervisory Board | Management | For | For |
5i | Elect Friedrich Merz to the Supervisory Board | Management | For | For |
5j | Elect Thomas Neisse to the Supervisory Board | Management | For | For |
5k | Elect Gerhard Roggemann to the Supervisory Board | Management | For | For |
5l | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
7a | Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
7b | Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
7c | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
8 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
DEUTSC HE POST AG MEETING DATE: APR 21, 2009 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights | Management | For | For |
9a | Elect Ulrich Schroeder to the Supervisory Board | Management | For | For |
9b | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
9c | Elect Stefan Schulte to the Superviso ry Board | Management | For | For |
10 | Amend Articles Re: Proxy Voting and Location of General Meeting | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV &nb sp;SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DOUTOR-NICHIRES HOLDINGS CO LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: 3087 SECURITY ID: J13105101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 13 | Management | For | Fo r |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | Management | For | For |
E.ON AG (FORMERLY VEBA AG) MEETING DATE : MAY 6, 2009 | ||||
TICKER: EOAN SECURITY ID: D24914133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Elect Jens Heyerdahl to the Supervisory Board | Management | For | For |
6a | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6b | Ratify PricewaterhouseCoopers AG as Auditors for the Inspectio n of the Abbreviated Financial Statements for the First Half of Fiscal 2009 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
8 | Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights | Management | For | For |
9a | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve C reation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9b | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Amend Corporate Purpose | Management | For | For |
11a | Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Sharehol ders' Rights Directive) | Management | For | For |
11b | Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
11c | Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
12 | Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH | Management | For | For |
13 | Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH | Management | For | For |
EACCESS LTD. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 9427 SECURITY ID: J12548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director | Management | For | For |
1.2 | Elect Director | Management | For | For |
1.3 | Elect Director | Management | For | For |
1.4 | Elect Director | Management | For | For |
1.5 | Elect Director | Management | For | For |
1.6 | Elect Director | Management | For | For |
1.7 | Elect Director | Management | For | For |
1.8 | Elect Director | Management | For | For |
1.9 | Elect Director | Management | For | For |
1.10 | Elect Director | Management | For | For |
2 | Appoint Statutory Auditor | Management | For | For |
3 | Appoint Alternate Statutory Auditor | Management | For | For |
4 | Amend Articles To Reflect Digitalization of Share Certificates - Remove Provisions on Takeover Defense | Management | For | For |
EAST JAPAN RAILWAY CO MEETING DATE: JUN 23, 2009 | ||||
TICKER: 9020 SECURITY ID: J1257M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JP Y 55 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | Management | For | For |
6 | Amend Articles to Allow Shareholder Meeting Agenda to Include Compliance Related Resolutions | Shareholder | Against | Against |
7 | Amend Articles to Form Committee o n Compliance | Shareholder | Against | Against |
8 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Shareholder | Against | Against |
9 | Amend Articles to Require At Least 20% Non-Executive Board of Directors | Shareholder | Against | Against |
10 | mend Articles to Clarify Roles of Advisors and to Create Board Committees on Labor Relations and on Safety | Shareholder | Against | Against |
11.1 | Remove Chairman Mutsutake Ohtsuka from Board | Shareholder | Against | Against |
11.2 | Remove President Satoshi Seino from Board | Shareholder | Against | Against |
11.3 | Remove Vice President Masaki Ogata from Board | Shareholder | Against | Against |
11.4 | Remove Director Hiroyuki Nakamura from Board | Shareholder | Against | Against |
11.5 | Remove Director Tohru Owada from Board | Shareholder | Against | Against |
11.6 | Remove Director Seiichiro Oi from Board | Shareholder | Against | Against |
11.7 | Remove Director Yuji Fukazawa from Board | Shareholder | Against | Against |
11.8 | Remove Director Yuji Morimoto from Board | Shareholder | Against | Against |
12.1 | Appoint Shareholder Nominee to the Board | Shareholder | Against | Against |
12.2 | Appoint Shareholder Nominee to the Board | Shareholder | Against | Against |
12.3 | Appoint Shareholder Nominee to the Board | Shareholder | Against | Against |
12.4 | Appoint Shareholder Nominee to the Board | Shareholder | Against | Against |
12.5 | Appoint Shareholder Nominee to the Board | Shareholder | Against | Against |
13 | Cut Director Compensation by 20 Percent | Shareholder | Against | Against |
14 | Approve Alternate Income Allocation to Establish Reserve for Reemployment of Former JNR Employees | Shareholder | Against | Against |
15 | Approve Alternate Income Allocation to Establish Reserve for Consolidation of Local Rail Lines | Shareholder | Against | Against |
EASYJET PLC MEETING DATE: FEB 5, 2009 | ||||
TICKER: EZJ SECURITY ID: G2915P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sven Boinet as Director | Management | For | For |
4 | Re-elect David Bennett as Director | Management | For | For |
5 | Re-elect Jeff Carr as Director | Management | For | For |
6 | Re-elect Rigas Doganis as Director | Management | For | For |
7 | Re-elect Sir Stelios Haji-Ioannou as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,581,473 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,290,737 | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Agai nst |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EMERA INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMA SECURITY ID: 290876101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Briggs | Management | For | For |
1.2 | Elect Director Thomas W. Buchanan | Management | For | For |
1.3 | Elect Director Gail Cook-Bennett | Management | For | For |
1.4 | Elect Director Allan L. Edgeworth | Management | For | For |
1.5 | Elect Director C. G. Huskilson | Management | For | For |
1.6 | Elect Director John T. McLennan | Management | For | For |
1.7 | Elect Director Derek Oland | Management | For | For |
1.8 | Elect Director Elizabeth Parr-Johnston | Management | For | For |
1.9 | Elect Director Donald A. Pether | Management | For | For |
1.10 | Elect Director Andrea S. Rosen | Management | For | For |
1.11 | Elect Director M. Jacqueline Sheppard | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
ENBRIDGE INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Prop osed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director Patrick D. Daniel | Management | For | For |
1.5 | Elect Director J. Herb England | Management | For | For |
1.6 | Elect Director David A. Leslie | Management | For | For |
1.7 | Elect Director George K. Petty | Management | For | For |
1.8 | Elect Director Charles E. Shultz | Management | For | For |
1.9 | Elect Director Dan C. Tutcher | Management | For | For |
1.10 | Elect Director Catherine L. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Report on Environmental Liabilities Relating to Gateway Project Pipeline | Shareholder | Against | Against |
4 | Report on Costs and Benefits of Policy on Free Prior and Informed Consent of Aboriginal Communities | Shareholder | Against | Against |
ENBRIDGE INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR DAVID A. ARLEDGE | Management | For | For |
1.2 | DIRECTOR JAMES J. BLANCHARD | Management | For | For |
1.3 | DIRECTOR J. LORNE BRAITHWAITE | Management | For | For |
1.4 | DIRECTOR PATRICK D. DANIEL | Management | For | For |
1.5 | DIRECTOR J. HERB ENGLAND | Management | For | For |
1.6 | DIRECTOR DAVID A. LESLIE | Management | For | For |
1.7 | DIRECTOR GEORGE K. PETTY | Management | For | For |
1.8 | DIRECTOR CHARLES E. SHULTZ | Management | For | For |
1.9 | DIRECTOR DAN C. TUTCHER | Management | For | For |
1.10 | DIRECTOR CATHERINE L. WILLIAMS | Management | For | For |
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS AT AREMUNERATION TO BE FIXED BY THE BOARD | Management | For | For |
3 | SHAREHOLDER PROPOSAL NO. 1 (AS SET OUT IN APPENDIX B TO THEMANAGEMENT INFORMATION CIRCULAR) | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL NO. 2 (AS SET OUT IN APPENDIX B TO THEMANAGEMENT INFORMATION CIRCULAR) | Shareholder | Against | Against |
ENCANA CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ECA SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dir ector Ralph S. Cunningham | Management | For | For |
1.2 | Elect Director Patrick D. Daniel | Management | For | For |
1.3 | Elect Director Ian W. Delaney | Management | For | For |
1.4 | Elect Director Randall K. Eresman | Management | For | For |
1.5 | Elect Director Claire S. Farley | Management | For | For |
1.6 | Elect Director Michael A. Grandin | Management | For | For |
1.7 | Elect Director Barry W. Harrison | Management | For | For |
1.8 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.9 | Elect Director David P. O'Brien | Management | For | For |
1.10 | Elect Director Jane L. Peverett | Managemen t | For | For |
1.11 | Elect Director Allan P. Sawin | Management | For | For |
1.12 | Elect Director Wayne G. Thomson | Management | For | For |
1.13 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENCANA CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ECA SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR RALPH S. CUNNINGHAM | Management | For | For |
1.2 | DIRECTOR PATRICK D. DANIEL | Management | For | For |
1.3 | DIRECTOR IAN W. DELANEY | Management | For | For |
1.4 | DIRECTOR RANDALL K. ERESMAN | Management | For | For |
1.5 | DIRECTOR CLAIRE S. FARLEY | Management | For | For |
1.6 | DIRECTOR MICHAEL A. GRANDIN | Management | For | For |
1.7 | DIRECTOR BARRY W. HARRISON | Management | For | For |
1.8 | DIRECTOR VALERIE A.A. NIELSEN | Management | For | For |
1.9 | DIRECTOR DAVID P. O'BRIEN | Management | For | For |
1.10 | DIRECTOR JANE L. PEVERETT | Management | For | For |
1.11 | DIRECTOR ALLAN P. SAWIN | Management | For | For |
1.12 | DIRECTOR WAYNE G. THOMSON | Management | For | For |
1.13 | DIRECTOR CLAYTON H. WOITAS | Management | For | For |
2 | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT AREMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) MEETING DATE: APR 22, 2009 | ||||
TICKER: ERIXF SECURITY ID: W26049119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mich ael Treschow as Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Auditors' Report | Management | None | Did Not Vote |
7 | Receive President's Report; Allow Questions | Management | None | Did Not Vote |
8a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Discharge of Board and President | Management | For | Did Not Vote |
8c | Approve Allocation of Income and Dividends of SEK 1.85 per Share; Approve April 27, 2009 as Record Date for Dividend | Management | For | Did Not Vote |
9a | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
9b | Approve Remuneration of Directors in the Amount of SEK 3.8 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members | Management | For | Did Not Vote |
9c | Reelect Michael Treschow (Chairman), Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Johansson, Sverker Martin-Loef, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg as Directors | Management | For | Did Not Vote |
9d | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee | Management | For | Did Not Vote |
9e | Approve Omission of Remuneration to Nominating Committee Members | Management | For | Did Not Vote |
9f | Approve Remuneration of Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2009 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 13.9 Million Repurchased Class B Shares for 2009 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2009 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 8.5 Million Repurchased Class B Shares for 2009 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Swap Agreement with Third Party as Alte rnative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2009 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 4.6 Million Repurchased Class B Shares for 2009 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of 11 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2001 Global Stock Incentive Program, and 2005, 2006, 2007, and 2008 Long-Term Incentive and Variable Compensation Plans | Management | For | Did Not Vote |
13 | Amend Articles Regarding Publication of Meeting Notice | Management | For | Did Not Vote |
14 | Authorize the Board of Directors to Explore How to Provide All Shares with Equal Voting Rights | Shareholder | None | Did Not Vote |
15 | Close Meeting | Managem ent | None | Did Not Vote |
ESPRIT HOLDINGS MEETING DATE: DEC 11, 2008 | ||||
TICKER: 330 SECURITY ID: G3122U145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$1.15 Per Share | Management | For | For |
3 | Approve Special Dividend of HK$2.10 Per Share | Management | For | For |
4a | Reelect Thomas Johannes Grote as Director | Management | For | For |
4b | Reelect Raymond Or Ching Fai as Director | Management | For | For |
4c | Reelect Hans-Joachim Korber as Director | Management | For | For |
4d | Authorize Directors to Fix Their Remuneration | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Iss ued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
ESSILOR INTERNATIONAL MEETING DATE: MAY 15, 2009 | ||||
TICKER: EF SECURITY ID: F31668100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | Management | For | For |
4 | Approve Transaction with Hubert Sagnieres Re: Severance Payment | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Ratify Appointment of Yves Gillet as Director | Management | For | For |
7 | Reelect Olivier Pecoux as Director | Management | For | For |
8 | Elect Benoit Bazin as Director | Management | For | For |
9 | Elect Bernard Hours as Director | Management | For | For |
10 | Elect Antoine Bernard de Saint-Afrique as Director | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Sha re Capital | Management | For | For |
12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Manag ement | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
FAIRFAX FINANCIAL HOLDINGS LTD. MEETING DATE: APR 15, 2009 | ||||
TICKER: FFH SE CURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director David L. Johnston | Management | For | For |
1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.6 | Elect Director V. Prem Watsa | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
FASTENAL CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: FAST SECURITY ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Kierlin | Management | For | For |
1.2 | Elect Director Stephen M. Slaggie | Management | For | For |
1.3 | Elect Director Michael M. Gostomski | Management | For | For |
1.4 | Elect Director Hugh L. Miller | Management | For | For |
1.5 | Elect Director Willard D. Oberton | Management | For | For |
1.6 | Elect Director Michael J. Dolan | Management | For | For |
1.7 | Elect Director Reyne K. Wisecup | Management | For | For |
1.8 | Elect Director Michael J. Ancius | Management | For | For |
1.9 | Elect Director Scott A. Satterlee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Sharehol der | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FINNING INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: FTT SECURITY ID: 318071404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ricardo Bacarreza As A Director | Management | For | For |
2 | Elect Mr. James E. C. Carter As A Director | Management | For | For |
3 | Elect Hon. David L. Emerson, P.c. As A Director | Management | For | For |
4 | El ect Ms. Kathleen M. O Neill As A Director | Management | For | For |
5 | Elect Mr. Conrad A. Pinette As A Director | Management | For | For |
6 | Elect Mr. John M. Reid As A Director | Management | For | For |
7 | Elect Mr. Andrew H. Simon, Obe As A Director | Management | For | For |
8 | Elect Mr. Bruce L. Turner As A Director | Management | For | For |
9 | Elect Mr. Michael T. Waites As A Director | Management | For | For |
10 | Elect Mr. Douglas W. G. Whitehead As A Director | Management | For | For |
11 | Elect Mr. John M. Willson As A Director | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
FIRST QUANTUM MINERALS LTD. MEETING DATE: MAY 14, 2009 | ||||
TICKER: FM SECURITY ID: 335934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Martin Rowley | Management | For | For |
2.4 | Elect Director Michael Martineau | Management | For | For |
2.5 | Elect Director Rupert Pennant-Rea | Management | For | For |
2.6 | Elect Director Andrew Adams | Management | For | For |
2.7 | Elect Director Peter St. George | Management | For | For |
2.8 | Elect Director Paul Brunner | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Long Term Incentive (Treasury) Plan | Management | For | Against |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORDING CANADIAN COAL TRUST MEETING DATE: SEP 30, 2008 | ||||
TICKER: FDG.U SECURITY ID: 345425102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement: Acquisition by Teck Cominco Limited | Management | For | For |
FORTIS INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: FTS SECURITY ID: 349553107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter E. Case, Frank J. Crothers, Ida J. Goodreau, Douglas J. Haughey, Geoffrey F. Hyland, H. Stanley Marshall, John S. McCallum, Harry McWatters, Ronald D. Munkley, David G. Norris, Michael A. Pavey and Roy P. Rideout as Di rectors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN & nbsp; SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Manage ment | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Exe cutive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 7, 2009 | ||||
TIC KER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
FRESENIUS SE MEETING DATE: MAY 8, 2009 | ||||
TICKER: FRE SECURITY ID: D27348123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Common Share and EUR 0.71 p er Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Approve Creation of EUR 12.8 Million Pool of Capital with Preemptive Rights | Man agement | For | For |
7 | Approve Creation of EUR 6.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Special Vote for Preference Shareholders: Approve Creation of EUR 12.8 Million Pool of Capital with Preemptive Rights | Management | For | For |
9 | Special Vote for Preference Shareholders: Approve Creation of EUR 6.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
FUJI MACHINE MFG. CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6134 SECURITY ID: J14910103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final D ividend of JPY 10 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
GDF SUEZ MEETING DATE: DEC 17, 2008 | ||||
TICKER: GSZ SECURITY ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 31 | Management | For | For |
2 | Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 37 | Management | For | For |
3 | Amend Article 16 of the Bylaws Re: Election of Vice-Chairman | Management | For | For |
4 | Amend Articles 13.1 and 13.3 of the Bylaws Re: Election of Shareholder Employee Represent ative to the Board of Directors | Management | For | For |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GDF SUEZ MEETING DATE: MAY 4, 2009 | ||||
TICKER: GSZ &nb sp;SECURITY ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Elect Patrick Arnaud as Representative of Employee Shareholders to the Board | Management | For | Against |
7 | Elect Charles Bourgeois as Representative of Employee Shareholders to the Board | Management | For | Against |
8 | Elect Emmanuel Bridoux as Representative of Employee Shareholders to the Board | Management | For | Against |
9 | Elect Gabrielle Prunet as Representative of Employee Shareholders to the Board | Management | For | Against |
10 | Elect Jean-Luc Rigo as Representative of Employee Shareholders to the Board | Management | For | For |
11 | Elect Philippe Taurines as Representative of Employee Shareholders to the Board | Management | For | Against |
12 | Elect Robin Vander Putten as Representative of Employee Shareholders to the Board | Management | For | Against |
13 | Approve Employee Stock Purchase Plan for International Employees | Management | For | Against |
14 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
15 | Authorize up to 0.5 Percent of Issued Capital for Use in Restrict ed Stock Plan | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan to All Employees | Shareholder | Against | Against |
B | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan to All Employees and Officers | Shareholder | Against | Against |
C | Approve Dividends of EUR 0.80 per Share | Shareholder | Against | Against |
GENMAB AS MEETING DATE: APR 15, 2009 | ||||
TICKER: SECURITY ID: K3967W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
4 | Reelect Hans Munch-Jensen as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers Statsutoriseret Revisionsaktieselskab A/S as Auditor | Management | For | Did Not Vote |
6a | Amend Articles Re: Remove Warrant Program Schedule B from Articles | Management | For | Did Not Vote |
6b | Amend Articles Re: Change Adress of Company's Share Registrar | Management | For | Did Not Vote |
6c | Amend Articles Re: Change Name of Stock Exchange to "NASDAQ OMX Copenhagen" | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
---|---|---|---|---|
GEORGE WESTON LTD MEETING DATE: MAY 14, 2009 | ||||
TICKER: WN SECURITY ID: 961148509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect A. Charles Baillie, Robert J. Dart, Peter B.M. Eby, Anne L. Fraser, Anthony R. Graham, John S. Lacey, Allan L. Leighton, Isabelle Marcoux, J. Robert S. Prichard, Thomas F. Rahilly, and W. Galen Weston as Directors | Management | For | For |
2 | Appr ove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GESTEVISION TELECINCO S.A. MEETING DATE: APR 1, 2009 | ||||
TICKER: TL5 SECURITY ID: E56793107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Year Ended December 31, 2008 | Management | For | For |
2 | Approve Allocation of Income for Year Ended December 31, 2008 | Management | For | For |
3 | Approve Discharge of Directors for Year Ended December 31, 2008 | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Variable Remuneration as Part of the Total Compensation to Be Granted in the form of Company's Stock for Executive Directors and Senior Executives | Management | For | For |
6 | Approve Compensation Plan for Executive Members of the Board and Senior Executives with Stock in Connection with the Value of the Shares | Management | For | Against |
7 | Authorize Repurchase of Shares; Approve Allocation of Repurchased Shares to Service Stock Remuneration Plans | Management | For | Against |
8 | Fix Number of Directors | Management | For | For |
9.1.1 | Reelect Alejandro Echevarria Busquet as Director | Management | For | For |
9.1.2 | Reelect Fedele Confalonieri as Director | Management | For | For |
9.1.3 | Reelect Pier Silvio Berlusconi as Director | Management | For | For |
9.1.4 | Reelect Guliano Andreani as Director | Management | For | For |
9.1.5 | Reelect Alfredo Messina as Director | Management | For | For |
9.1.6 | Reelect Marco Giordani as Director | Management | For | For |
9.1.7 | Reelect Paolo Basile as Director | Management | For | For |
9.1.8 | Reelect Giuseppe Tringali as Director | Management | For | For |
9.2.1 | Elect Helena Revoredo Delvecchio as Director | Management | For | For |
9.2.2 | Elect Mario Rodriguez Valderas as Director | Management | For | For |
10 | Receive Board Members Remuneration Policy Report | Management | None | None |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GILDAN ACTIVEWEAR INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: GIL SECURITY ID: 375916103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Robert M. Baylis | Management | For | For |
1.3 | Elect Director Glenn J. Chamandy | Management | For | For |
1.4 | Elect Director Sheila O'Brien | Management | For | For |
1.5 | Elect Director Pierre Robitaille | Management | For | For |
1.6 | Elect Director Richard P. Strubel | Management | For | For |
1.7 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GIMV MEETING DATE: MAY 28, 2009 | ||||
TICKER: SECURITY ID: B4567G117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Did Not Vote |
2a | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
2b | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
2c | Amend Articles Re: Conversion of Shares | Management | For | Did Not Vote |
2d | Amend Articles Re: Maximum Duration of Share Repurchase Authorization | Management | For | Did Not Vote |
2e | Amend Articles Re: Maximum Number of Shares to Be Held in Treasury | Management | For | Did Not Vote |
3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
GIMV MEETING DATE: JUN 24, 2009 | ||||
TICKER: SECURITY ID: B4567G117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Distribution of Dividends of EUR 2.36 Per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Elect Koen Dejonckheere as Director | Management | For | Did Not Vote |
7b | Elect Emile van der Burg as Independent Director | Management | For | Did Not Vote |
7c | Elect Eddy Geysen as Independent Director | Management | For | Did Not Vote |
7d | Elect Greet de Leenheer as Director | Management | For | Did Not Vote |
7e | Elect Martine Reynaers as Director | Management | For | Did Not Vote |
7f | Elect Herman Daems as Director | Management | For | Did Not Vote |
7g | Elect Leo Victor as Director | Management | For | Did Not Vote |
7h | Elect Jan Kerremans as Director | Management | For | Did Not Vote |
7i | Elect Marc Stordiau as Director | Management | For | Did Not Vote |
7j | Elect Zeger Collier as Director | Management | For | Did Not Vote |
7k | Elect Eric Spiessens as Director | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors | Management | For | Did Not Vote |
9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Did Not Vote |
10a | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
10b | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
10c | Amend Articles Re: Conversion of Shares | Management | For | Did Not Vote |
10d | Amend Articles Re: Maximum Duration of Share Repurchase Authorization | Management | For | Did Not Vote |
10e | Amend Articles Re: Maximum Number of Shares to Be Held in Treasury | Management | For | Did Not Vote |
11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ian W. Telfer As A Director Of The Company For The Ensuing Year | Management | For | For |
2 | Elect Mr. Douglas M. Holtby As A Director Of The Company For The Ensuing Year | Management | For | For |
3 | Elect Mr. Charles A. Jeannes As A Director Of The Company For The Ensuing Year | Management | For | For |
4 | Elect Mr. John P. Bell As A Director Of The Company For The Ensuing Year | Management | For | For |
5 | Elect Mr. Lawrence I. Bell As A Director Of The Comp any For The Ensuing Year | Management | For | For |
6 | Elect Ms. Beverley A. Briscoe As A Director Of The Company For The Ensuing Year | Management | For | For |
7 | Elect Mr. Peter J. Dey As A Director Of The Company For The Ensuing Year | Management | For | For |
8 | Elect Mr. P. Randy Reifel As A Director Of The Company For The Ensuing Year | Management | For | For |
9 | Elect Mr. A. Dan Rovig As A D irector Of The Company For The Ensuing Year | Management | For | For |
10 | Elect Mr. Kenneth F. Williamson As A Director Of The Company For The Ensuing Year | Management | For | For |
11 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Ele ct Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajor ity Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | F or |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Ma nagement | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1. 3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | Fo r | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GROUPE DANONE MEETING DATE: APR 23, 2009 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Reelec t Richard Goblet d'Alviella as Director | Management | For | For |
7 | Reelect Christian Laubie as Director | Management | For | For |
8 | Reelect Jean Laurent as Director | Management | For | For |
9 | Reelect Hakan Mogren as Director | Management | For | For |
10 | Reelect Benoit Potier as Director | Management | For | For |
11 | Elect Guylaine Saucier as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Approve Creation of Danone Eco-Systeme Fund | Management | For | For |
15 | Change Company Name to Danone | Management | For | For |
16 | Amend Article 7 of Bylaws Re: Delegation of Power in Case of Share Capital Increase | Management | For | For |
17 | Amend Articles 10 of Association Re: Shareholders Identification | Management | For | For |
18 | Amend Article 18 of Bylaws Re: Attendance to Board Meetings Through Videoconference and Telecommunication | Management | For | For |
19 | Amend Article 22 of Bylaws Re: Record Date | Management | For | For |
20 | Amend Article 26 of Bylaws Re: Electronic Voting | Management | For | For |
21 | Amend Article 27 of Bylaws Re: Delegation of Powers to the Board for the Issuance of Bonds | Management | For | For |
22 | Amend Articles 27 and 28 of Association Re: Quorum Requirements for Ordinary and Extraordinary General Meetings | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
26 | Authorize Capital Increase of Up t o EUR 25 Million for Future Exchange Offers | Management | For | For |
27 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
28 | Authorize Capitalization of Reserves of Up to EUR 33 Million for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Approve Employee Stock Purchase Plan | Management | For | For |
30 | Authori ze up to 6 Million Shares for Use in Stock Option Plan | Management | For | For |
31 | Authorize up to 2 Million Shares for Use in Restricted Stock Plan | Management | For | For |
32 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: MAY 4, 2009 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow for Questions | Management | None | Did Not Vote |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports; Receive Information About Remuneration Guidelines | Management | None | Did Not Vote |
8b | Receive Auditor's and Auditing Committee's Reports | Management | None | Did Not Vote |
8c | Receive Chairman's Report About Board Work | Management | None | Did Not Vote |
8d | Receive Report of the Chairman of the Nominating Committee | Management | None | Did Not Vote |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 15.50 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.4 Million to the Chairman and 375,000 to Other Directors; Approve Remuneration to Committee Members; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Stefan Persson (Chair), and Melker Schoerling as Directors | Management | For | Did Not Vote |
13 | Ratify Ernst & Young as Auditor for a Four Year Period | Management | For | Did Not Vote |
14 | Elect Stefan Persson, Lottie Tham, Staffan Grefbaeck, Jan Andersson, and Peter Lindell as Members of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
HANG SENG BANK MEETING DATE: MAY 6, 2009 | ||||
TICKER: 11 SECURITY ID: Y30327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Margaret K M Y Leung as Director | Management | For | For |
2b | Reelect Patrick K W Chan as Director | Management | For | For |
2c | Reelect Peter T C Lee as Director | Management | For | For |
2d | Reelect Richard Y S Tang as Director | Management | For | For |
2e | Reelect Peter T S Wong as Director | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Iss uance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | F or | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HITACHI LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 6501 SECURITY ID: J20454112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Legal Reserves | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director Tadamichi Sakiyama | Management | For | Against |
3.2 | Elect Director Takashi Kawamura | Management | For | Against |
3.3 | Elect Director Michiharu Nakamura | Management | For | Against |
3.4 | Elect Director Takashi Miyoshi | Management | For | Against |
3.5 | Elect Director Yoshie Ohta | Management | For | For |
3.6 | Elect Director Mitsuo Ohhashi | Management | For | For |
3.7 | Elect Director Akihiko Nomiyama | Management | For | For |
3.8 | Elect Director Kenji Miyahara | Management | For | For |
3.9 | Elect Director Tooru Motobayashi | Management | For | For |
3.10 | Elect Director Takeo Ueno | Management | For | Agai nst |
3.11 | Elect Director Shungo Dazai | Management | For | Against |
3.12 | Elect Director Michihiro Honda | Management | For | Against |
HITACHI TRANSPORT SYSTEMS LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 9086 SECURITY ID: J2076M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | Fo r | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | Against |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Micha el W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HSBC HOLDINGS PLC MEETING DATE: MAR 19, 2009 | ||||
TICKER: HBC SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000 | Management | For | For |
2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | Management | For | For |
3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 22, 2009 | ||||
TICKER: HBC SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Vincent Cheng as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Jose Duran as Director | Management | For | For |
3f | Re-el ect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Lun Fung as Director | Management | For | For |
3j | Re-elect Michael Geoghegan as Director | Management | For | For |
3k | Re-elect Stephen Green as Director | Management | For | For |
3l | Re-elect Stuart Gulliver as Director | Management | For | For |
3m | Re-elect James Hughes-Hallett as Director | Management | For | For |
3n | Re-elect Sam Laidlaw as Director | Management | For | For |
3o | Re-elect J Lomaxas Director | Management | For | For |
3p | Re-elect Sir Mark Moody-Stuart as Director | Management | For | For |
3q | Re-elect Gwyn Morgan as Director | Management | For | For |
3r | Re-elect Nagavara Murthy as Director | Management | For | For |
3s | Re-elect Simon Robertson as Director | Management | For | For |
3t | Re-elect John Thornton as Director | Management | For | For |
3u | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP | Management | For | For |
7 | Authorise 1,720,481,200 Ordinary Shares for Market Purchase | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
HUSKY ENERGY INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: HSE SECURITY ID: 448055103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor T.K. Li | Management | For | For |
1.2 | Elect Director Canning K.N. Fok | Management | For | For |
1.3 | Elect Director R. Donald Fullerton | Management | For | For |
1.4 | Elect Director Martin J.G. Glynn | Management | For | For |
1.5 | Elect Director Poh Chan Koh | Management | For | For |
1.6 | Elect Director Eva Lee Kwok | Management | For | For |
1.7 | Elect Director Stanley T.L. Kwok | Management | For | For |
1.8 | Elect Director John C.S. Lau | Management | For | For |
1.9 | Elect Director Colin S. Russel | Management | For | For |
1.10 | Elect Director Wayne E. Shaw | Management | For | For |
1.11 | Elect Director William Shumiak | Management | For | For |
1.12 | Elect Director Frank J. Sixt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
HUTCHISON WHAMPOA LIMITED MEETING DATE: MAY 21, 2009 | ||||
TICKER: 13 SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Li Ka-shing as Director | Management | For | Against |
3b | Reelect Chow Woo Mo Fong, Susan as Director | Management | For | Against |
3c | Reelect Lai Kai Ming, Dominic as Director | Management | For | Against |
3d | Reelect William Shurniak as Director | Managemen t | For | Against |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | F or | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Approve Amendments to the 2004 Partner Share Option Plan | Management | For | For |
HUTCHISON WHA MPOA LIMITED MEETING DATE: MAY 21, 2009 | ||||
TICKER: 13 SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve HTHKH Share Option Scheme | Management | For | For |
2 | Approve CKH Master Agreement Between the Company and Cheung Kong (Hldgs.) Ltd. in Relation to the Acquisition of CKH Connected Debt Securities | Management | For | For |
3 | Approve HSE Master Agreement Between the Company and Husky Energy Inc. in Relation to the Acquisition of HSE Connected Debt Securities | Management | For | For |
IBERDROLA S.A. MEETING DATE: MAR 19, 2009 | ||||
TICKER: IBE SECURITY ID: E6165F166 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Receive Management's Report on Company and Consolidated Group | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Re-Appoint Auditors for Company and Consolidated Group for Fiscal Year 2009 | Management | For | For |
6 | Ratify Appointment of Mrs. Samantha Barber as Independent Director | Management | For | For |
7 | Authorize Repurchase of Shares in the Amount of up to 5 Percent of Share Capital; Void Authorization Granted at the AGM held on April 17, 2008 | Management | For | For |
8 | Authorize the Board to Issue Bonds/Debentures/Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion; Void Authorization Granted at the AGM held on April 17, 2008 | Management | For | For |
9 | Authorize Issuance of Bonds/Debentures/Warrants With Pre-Emptive Rights up to Aggregate Nominal Amount of EUR 5 billion | Management | For | For |
10 | Approve the Listing and Delisting of Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on April 17, 2 008 | Management | For | For |
11 | Authorize Board to Approve the Creation of Foundation; Void Authorization Granted at the AGM held on April 17, 2008 | Management | For | For |
12.1 | Amend Articles 23, 28, 34, 36, 37, 38, 45, 46, 47, and 49 of Company Bylaws | Management | For | For |
12.2 | Amend Articles 57 and 58 of Company Bylaws | Management | For | For |
13 | Amend and Approve New Text of Genera l Meeting Guidelines | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
IGM FINANCIAL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: IGM & nbsp;SECURITY ID: 449586106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc A. Bibeau | Management | For | For |
2 | Elect Director Andre Desmarais | Management | For | Against |
3 | Elect Director Paul J. Desmarais Jr. | Management | For | For |
4 | Elect Director V. Peter Harder | Management | For | For |
5 | Elect Director Daniel Johnson | Management | For | Against |
6 | Elect Director Donald F. Mazankowski | Management | For | For |
7 | Elect Director John McCallum | Management | For | For |
8 | Elect Director Raymond L. McFeetors | Management | For | For |
9 | Elect Director R. Jeffrey Orr | Management | For | For |
10 | Elect Director Roy W. Piper | Management | For | For |
11 | Elect Director Michel Plessis-Belair | Management | For | For |
12 | Elect Director Henri-Paul Rousseau | Management | For | For |
13 | Elect Director Philip K. Ryan | Management | For | For |
14 | Elect Director Susan Sherk | Management | For | For |
15 | Elect Director Charles R. Sims | Management | For | For |
16 | Elect Director Murray J. Taylor | Management | For | For |
17 | Elect Director Gerard Veilleux | Management | For | For |
18 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IMPERIAL OIL LTD. MEETING DATE: APR 30, 2009 | ||||
TICKER: IMO SECURITY ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
2.2 | Elect Director B.H. (Bruce) March | Management | For | For |
2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
2.4 | Elect Director R.C. (Robert) Olsen | Management | For | For |
2.5 | Elect Director R. (Roger) Phillips | Management | For | For |
2.6 | Elect Director P.A. (Paul) Smith | Management | For | For |
2.7 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
2.8 | Elect Director V.L. (Victor) Young | Manageme nt | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 3, 2009 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 42.2 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Graham Blashill as Director | Management | For | For |
5 | Re-elect Dr Pierre Jungels as Director | Management | For | For |
6 | Elect Jean-Dominique Comolli as Director | Management | For | For |
7 | Elect Bruno Bich as Director | Management | For | For |
8 | Elect Berge Setrakian as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Organisations or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,500,000 | Management | For | For |
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Management | For | For |
14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Management | For | For |
INBEV(FRMLY INTERBREW) MEETING DATE: SEP 29, 2008 | ||||
TICKER: INB SECURITY ID: B5064A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Anheuser-Busch | Management | For | Did Not Vote |
2 | Amend Articles Re: Change Company's Name in Anheuser-Busch Inbev | Management | For | Did Not Vote |
3 | Approve Issuance of Shares with Preemptive Rights in Connection with Acquisition up to EUR 10 Billion | Management | For | Did Not Vote |
4 | Approve Terms and Conditions of Issuance of Shares Under Item 3 | Management | For | Did Not Vote |
5 | Approve Suspensive Conditions For Issuance of Shares under Item 3 | Management | For | Did Not Vote |
6 | Approve Powers of Attorney to the Board and to the the CEO and CFO for the Implementation of Approved Resolutions | Management | For | Did Not Vote |
7 | Elect August Busch IV as Director | Management | For | Did Not Vote |
8 | Approve Change of Control Clause of USD 45 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
9 | Approve Change of Control Clause of USD 9.8 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
10 | Authorize Sabine Chalmers and Benoit Loore to Implement Approved Resolutions and Fill Required Docu ments/Formalities at Trade Registry | Management | For | Did Not Vote |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 15, 2008 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2008 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2008 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Reelect Antonio Abril Abadin as a Director | Management | For | For |
5 | Reelect Auditors | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Remuneration of Directors and of Supervison and Control Committee | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Manag ement | For | For |
9 | Receive Report on Board of Directors' Guidelines | Management | None | None |
INFORMA PLC MEETING DATE: MAY 8, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Derek Mapp as Director | Management | For | For |
4 | Re-el ect Peter Rigby as Director | Management | For | For |
5 | Re-elect Adam Walker as Director | Management | For | For |
6 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
7 | Re-elect John Davis as Director | Management | For | For |
8 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | Management | For | For |
14 | Amend Informa 2005 Management Long-Term Incentive Scheme | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | Management | For | For |
17 | Authorise 42,511,883 Ordinary Shares for Market Purchase | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | Management | For | For |
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pe nce on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | Management | For | For |
3 | Approve Change of Company Name to Informa Group plc | Management | For | For |
4 | Approve Delisting of the Informa Shares from the Official List | Management | For | For |
5a | Approve The Informa 2009 Investment Plan | Management | For | For |
5b | Approve Informa 2009 US Stock Purchase Plan | Management | For | For |
5c | Approve Informa 2009 Management Long Term Incentive Plan | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
ING CANADA INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: IIC SECURITY ID: 44982K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles Brindamour As A Director | Management | For | For |
2 | Elect Yves Brouillette As A Director | Management | For | For |
3 | Elect Paul Cantor As A Director | Management | For | For |
4 | Elect Marcel Cote As A Director | Management | For | For |
5 | Elect Robert W. Crispin As A Director | Management | For | For |
6 | Elect Claude Dussault As A Director | Management | For | For |
7 | Elect Ivan E. H. Duvar As A Director | Management | For | For |
8 | Elect Eileen Mercier As A Director | Management | For | For |
9 | Elect Robert Normand As A Director | Management | For | For |
10 | Elect Louise Roy As A Director | Management | For | For |
11 | Elect Stephen G. Snyder As A Director | Management | For | For |
12 | Elect Carol Stephenson As A Director | Management | For | For |
13 | Appoint The Auditor | Management | For | For |
14 | Change Company Name to Intact Financial Corporation/Intact Corporation Financiere | Management | For | For |
15 | Amend Articles of Amalgamation | Management | For | For |
INPEX CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: 1605 SECURITY ID: J2467E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
INTERCONTINENTAL HOTELS GROUP PLC MEETING DATE: MAY 29, 2009 | ||||
TICKER: IHG SECURITY ID: G4804L122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial St atements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 20.2 Pence Per Ordinary Share | Management | For | For |
4(a) | Re-elect Jennifer Laing as Director | Management | For | For |
4(b) | Re-elect Jonathan Linen as Director | Management | For | For |
4(c) | Re-elect Richard Solomons as Director | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Ex penditure up to GBP 100,000 | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 12,962,219 | Management | For | Against |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,944,332 | Management | For | Against |
10 | Authorise 28,557,390 Ordinary Shares for Market Purchase | Management | For | For |
11 | Remove Provisions of Company's Memorandum of Association which, by Virtue of Section 28 of 2006 Act, are to be Treated as Part of Articles of Association; Adopt New Articles of Association | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | A gainst |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTESA SANPAOLO SPA MEETING DATE: APR 30, 2009 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | Did Not Vote |
2 | Integrate Remuneration of External Auditors | Management | For | Did Not Vote |
1 | Amend Company Bylaws to Comply with Bank of Italy's Regulation | Management | For | Did Not Vote |
ITO EN LTD. MEETING DATE: JUL 29, 2008 | ||||
TICKER: 2593 SECURITY ID: J25027103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JY 19 per Ordinary Sha re | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
2.14 | Elect Director | Management | For | For |
2.15 | Elect Director | Management | For | For |
2.16 | Elect Director | Management | For | For |
2.17 | Elect Director | Management | For | For |
2.18 | Elect Director | Management | For | For |
2.19 | Elect Director | Management | For | For |
2.20 | Elect Director | Managem ent | For | For |
2.21 | Elect Director | Management | For | For |
2.22 | Elect Director | Management | For | For |
3 | Appoint Internal Statutory Auditor | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Dire ctor Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEPPEL CORPORATION LTD MEETING DATE: APR 24, 2009 | ||||
TICKER: KEP SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' Reports | Management | For | Did Not Vote |
2 | Declare Final Dividend of SGD 0.21 Per Share | Management | For | Did Not Vote |
3 | Reelect Yeo Wee Kiong as Director | Management | For | Did Not Vote |
4 | Reelect Choo Chiau Beng as Director | Management | For | Did Not Vote |
5 | Reelect Sven Bang Ullring as Director | Management | For | Did Not Vote |
6 | Approve Non-Executive Directors' Fees of SGD 570,000 in Cash (2007: SGD 600,625) and Award of an Aggregate Number of 14,000 Existing Ordinary Shares in the Capital of the Company as Payment in Part of Their Remuneration for the Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Did Not Vote |
9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
10 | Approve Mandate for Transactions with Related Parties | Management | For | Did Not Vote |
KESA ELECTRICALS PLC MEETING DATE: SEP 10, 2008 | ||||
TICKER: KESA SECURITY ID: G5244H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend of 3.6 Pence Per Ordinary Share | Management | For | For |
5 | Re-elect Peter Wilson as Director | Management | For | For |
6 | Re-elect Andrew Robb as Director | Management | For | For |
7 | Re-elect Michel Brossard as Director | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,688,140 | Management | For | For |
9 | A uthorise Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 75,000 | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,619,415 | Management | For | For |
11 | Authorise 52,955,321 Ordinary Shares for Market Purchase | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
KEYERA FACILITIES INCOME FUND MEETING DATE: MAY 5, 2009 | ||||
TICKER: KEY.U SECURITY ID: 493272108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte & Touche LLP as Auditors of the Fund | Management | For | For |
2.1 | Elect James V. Bertram as Director of Keyera Energy Management Ltd | Management | For | For |
2.2 | Elect Robert B. Catell as Director of Keyera Energy Management Ltd | Management | For | For |
2.3 | Elect Michael B.C. Davies as Director of Keyera Energy Management Ltd | Management | For | For |
2.4 | Elect Nancy M. Laird as Director of Keyera Energy Management Ltd | Management | For | For |
2.5 | Elect E. Peter Lougheed as Director of Keyera Energy Management Ltd | Management | For | For |
2.6 | Elect Donald J. Nelson as Director of Keyera Energy Management Ltd | Management | For | For |
2.7 | Elect H. Neil Nichols as Director of Keyera Energy Management Ltd | Ma nagement | For | For |
2.8 | Elect William R. Stedman as Director of Keyera Energy Management Ltd | Management | For | For |
2.9 | Elect Wesley R. Twiss as Director of Keyera Energy Management Ltd | Management | For | For |
3 | Amend Declaration of Trust | Management | For | For |
4 | Amend Declaration of Trust | Management | For | For |
5 | Amend Declaration of Trust | Management | For | For |
6 | Amend Declaration of Trust | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John A. Brough as a Director of the Company for the ensuing year | Management | For | For |
2 | Elect Mr. Wilson N. Brumer as a Director of the Company for the ensuing year | Management | For | For |
3 | Elect Mr. Tye W. Burt as a Director of the Company for the ensui ng year | Management | For | For |
4 | Elect Mr. John K. Carrington as a Director of the Company for the ensuing year | Management | For | For |
5 | Elect Mr. John M. H. Huxley as a Director of the Company for the ensuing year | Management | For | For |
6 | Elect Mr. John A. Keyes as a Director of the Company for the ensuing year | Management | For | For |
7 | Elect Mr. Catherine McLeod-Seltzer as a Dire ctor of the Company for the ensuing year | Management | For | For |
8 | Elect Mr. George F. Michals as a Director of the Company for the ensuing year | Management | For | For |
9 | Elect Mr. John E. Oliver as a Director of the Company for the ensuing year | Management | For | For |
10 | Elect Mr. Terence C. W. Reid as a Director of the Company for the ensuing year | Management | For | For |
11 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Company for the ensuring year and authorize the Directors to fix their remuneration | Management | For | For |
12 | Ratify the adoption of Shareholder Rights Plan, as specified | Management | For | For |
KOBAYASHI PHARMACEUTICA L CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 4967 SECURITY ID: J3430E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
2.1 | Elect Director | Management | For | For |
2. 2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
3 | Appoint Alternate Statutory Auditor | Management | For | For |
4 | Approve and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
KOEI CO. LTD. MEETING DATE: JAN 26, 2009 | ||||
TICKER: 9654 SECURITY ID: J3474L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company with Tecmo Ltd. | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Delete References to Record Date in Connection with Formation of Holding Company | Management | For | For |
KONICA MINOLTA HOLDINGS INC. (FORMERLY KONICA CORP.) MEETING DATE: JUN 23, 2009 | ||||
TICKER: 4902 SECURITY ID: J36060119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | Against |
2.2 | Elect Director | Management | For | Against |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | Against |
2.8 | Elect Director | Management | For | Against |
2.9 | Elect Director | Management | For | Against |
2.10 | Elect Director | Management | For | Against |
2.11 | Elect Director | Management | For | Against |
2.12 | Elect Director | Management | For | Against |
KONINKLIJKE KPN N.V. MEETING DATE: APR 7, 2009 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend P olicy | Management | None | Did Not Vote |
5 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants as Auditors | Management | For | Did Not Vote |
9 | Opportunity to Nominate Supervisory Board Members | Management | None | Did Not Vote |
10 | Elect A.H.J. Risseeuw to Supervisory Board | Management | For | Did Not Vote |
11 | Elect M.E. van Lier Lels to Supervisory Board | Management | For | Did Not Vote |
12 | Elect R.J. Routs to Supervisory Board | Management | For | Did Not Vote |
13 | Elect D.J. Haank to Supervisory Board | Management | For | Did Not Vote |
14 | Announce Vacancies on Supervisory Board Arising in 2010 | Management | None | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Approve Reduction in Issued Share Capital by Cancellation of Shares | Management | For | Did Not Vote |
17 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
KUBOTA CORP. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 6326 SECURITY ID: J36662138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Decrease Maximum Board Size | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
3. 1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
KURARAY CO. LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 3405 SECURITY ID: J37006137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | E lect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
L OREAL MEETING DATE: APR 16, 2009 | ||||
TICKER: OR SECURITY ID: F58149133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.44 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Subject to Approval of Item 15, Reelect Werner Bauer as Director | Management | For | For |
6 | Reelect Francoise Bettencourt Meyers as Director | Management | For | For |
7 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
8 | Subject to Approval of Item 15, Reelect Jean-Pierre Meyers as Director | Management | For | For |
9 | Reelect Louis Schweitzer as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million | Management | For | For |
12 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
13 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | Against |
15 | Amend Article 8 of Bylaws Re: Length of Term for Directors | Management | For | For |
16 | Amend Article 15A-3 of Bylaws Re: Adoption of Preferred Dividends for Long-Term Registered Shareholders | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.33 Per Share | Management | For | For |
3a | Reelect Franklin Warren McFarlan Director | Management | For | Against |
3b | Reelect Spencer Theodore Fung as Director | Management | For | Against |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | Against |
4 | Aut horize Directors' Fees and Additional Remuneration to Non-Executive Directors on Board Committees | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Alister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | F or |
LION NATHAN LTD. MEETING DATE: FEB 26, 2009 | ||||
TICKER: LNN SECURITY ID: Q5585K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2008 | Management | None | None |
2 | Approve Remuneration Report for the Financial Year Ended Sept. 30, 2008 | Management | For | For |
3a | Elect Andrew Maxwell Reeves as a Director | Management | For | For |
3b | Elect Gavin Ronald Walker as a Director | Management | For | For |
3c | Elect B arbara Kay Ward as a Director | Management | For | For |
LLOYDS TSB GROUP PLC MEETING DATE: NOV 19, 2008 | ||||
TICKER: LLDTF SECURITY ID: G5542W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by the Company (or One or More of Its Subsidiaries) of HBOS plc | Management | For | For |
2 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
3 | Increase Authorised Ordinary and Preferred Share Capital to GBP 5,675,477,055, USD 40,000,000, EUR 40,000,000 and JPY 1,250,000,000; Issue Equity with Pre-emptive Rights up to GBP 3,884,227,055, USD 39,750,000, EUR 40,000,000 and JPY 1,250,000,000 | Management | For | For |
4 | Upon Board's Recommendation,Capitalise an Amount Out of Sums Standing to Credit of Any of Company's Share Premium Account,Cap. Redemption Reserve or Other Undistributable Reserve up to Amount Standing to Credit of Such Reserves(Paying up New Ord. Shares) | Management | For | For |
5 | Approve Increase in the Ordinary Remuneration of the Lloyds TSB Directors, to be Divisible Among them, to a Sum Not Exceeding GBP 1,000,000 in Any Year | Management | For | For |
6 | Authorise 4,000,000 Preference Shares for Market Purchase | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,577,100 if Resolution 3 is Passed, or GBP 75,647,511 if Resolution 3 is Rejected | Management | For | For |
8 | Approve Change of Company Name to Lloyds Banking Group plc | Management | For | For |
LOBLAW COMPANIES LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: L SECURITY ID: 539481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect S. E. Bachard, P. M. Beeston, P. S. Binning, G. A.M. Currie, C. H. Dalglish, A. S. Fell, A. R. Graham, J. S. Lacey, A. L. Leighton, N. H.O. Lockhart, P. Michaud, T. O'Neill, K. Radford, G. G. Weston and J. D. Wetmore as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LOUISIANA-PACIFIC CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: LPX SECURITY ID: 546347105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.2 | Elect Director Daniel K. Frierson | Management | For | Withhold |
1.3 | Elect Director Richard W. Frost | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LUNDIN PETROLEUM AB MEETING DATE: MAY 13, 200 9 | ||||
TICKER: LUPE SECURITY ID: W64566107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Erik Nerpin as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive President's Report | Management | None | Did Not Vote |
8 | Receive Financial Statements, Statutory Reports, and Auditor's Report | Management | None | Did Not Vote |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Receive Report on Work of Nominating Committee; Receive Committee's Proposal Regarding Election, and Remuneration of Directors, and Auditors | Management | None | Did Not Vote |
13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 800,000 to Chair, and SEK 400,000 to Other Directors; Approve Additional Remuneration of SEK 100,000 per Committee Task | Management | For | Did Not Vote |
15 | Reelect Ian. Lundin (Chair), Magnus Ung er, William Rand, Lukas Lundin, Ashley Heppenstall, and Asbjoern Larsen as Directors; Elect Dambisa Moyo as New Director | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
18 | Receive Presentation Regarding Remuneration Guidelines, Remuneration of Other Assignments, Repurchase, and Issuance Authorizations | Management | None | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
20 | Approve Remuneration of Directors for Special Appointments outside Board Work in the Aggregate Amount of SEK 2.5 Million | Management | For | Did Not Vote |
21 | Approve Issuance of Shares or Convertible Debentures Corresponding to up to 35 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
22 | Authorize Repurchase of Sh ares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
23 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convocation of General Meeting | Management | For | Did Not Vote |
24 | Authorize Chairman of Board and Representatives of Three or Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
25 | Other Business | Management | None | Did Not Vote |
26 | Close Meeting | Management | None | Did Not Vote |
MACQUARIE GROUP LTD MEETING DATE: JUL 23, 2008 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Report, Directors' Report and Auditor's Report for the Year Ended March 31, 2008 | Management | None | None |
2 | Approve Remuneration Report for the Year Ended March 31, 2008 | Management | For | For |
3 | Elect Helen M Nugent as Director | Management | For | For |
4 | Elect John R Niland as Director | Management | For | For |
5 | Elect Peter M Kirby as Director | Management | For | For |
6 | Approve Grant of 243,900 Options to Nicholas W Moore Under the Employee Share Option Plan | Management | For | For |
7 | Approve Issuance of Up to 6 Million Convertible Preference Securities at A$100 Each to Institutional Investors Under a Bookbuild Process Undertaken on May 29 and 30, 2008 | Management | For | For |
MAEDA ROAD CONSTRUCTION CO. LTD. MEETING DATE: JUN 29, 2009 | ||||
TICKER: 1883 SECURITY ID: J39401104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Against |
MAN GROUP PLC MEETING DATE: JUL 10, 2008 | ||||
TICKER: EMG SECURITY ID: G5790V156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 24.8 US Cents Per Ordinary Share | Management | For | For |
4 | Elect Philip Colebatch as Director | Management | For | For |
5 | Elect Patrick O'Sullivan as Director | Management | For | For |
6 | Re-elect Dugald Eadie as Director | Management | For | For |
7 | Re-elect Glen Moreno as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,627,924 | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,940,474.83 | Management | For | For |
12 | Authorise 171,744,343 Ordinary Shares for Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Approve Increase in Preference Share Capital from USD 147,775,058.29209 and GBP 50,000 to USD 747,775,058.29209 and GBP 50,000; Authorise Issue of Equity with Pre-emptive Rights up to 600,000 Preference Shares; Adopt New Articles of Association | Management | For | For |
15 | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | Management | For | For |
MAN GROUP PLC MEETING DATE: JUL 10, 2008 | ||||
TICKER: EMG SECURITY ID: G5790V156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Sanction and Consent to the Passing and Implementation of Resolution 14 Set Out in the Notice Dated 29 May 2008 Convening an AGM of the Company for 10 July 2008; Sanction and Consent to Each and Every Abrogation of Rights Attached to the Ordinary Shares | Manageme nt | For | For |
MANULIFE FINANCIAL CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: MFC SECURITY ID: 56501R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John M. Cassaday as a Director of the Company | Management | For | For |
2 | Elect Mr. Lino J. Celeste as a Director of the Company | Management | For | For |
3 | Elect Ms. Gail C.A. Cook-Bennett as a Director of the Company | Management | For | For |
4 | Elect Mr. Thomas P. D Aquino as a Director of the Company | Management | For | For |
5 | Elect Mr. Richard B. Dewolfe as a Director of the Company | Management | For | For |
6 | Elect Mr. Robert E. Dineen, JR. as a Director of the Company | Management | For | For |
7 | Elect Mr. Pierre Y. Ducros as a Director of the Company | Management | For | For |
8 | Elect Mr. Donald A. Guloien as a Director of the Company | Management | For | For |
9 | Elect Mr. Scott M. Hand as a Director of the Company | Management | For | For |
10 | Elect Mr. Robert J. Harding as a Director of the Company | Management | For | For |
11 | Elect Mr. Luther S. Helms as a Director of the Company | Management | For | For |
12 | Elect Mr. Thomas E. Kierans as a Director of the Company | Management | For | For |
13 | Elect Ms. Lorna R. Marsden as a Director of the Company | Management | For | For |
14 | Elect Mr. Hugh W. Sloan, JR. as a Director of the Company | Management | For | For |
15 | Elect Mr. Gordon G. Thiessen as a Director of the Company | Management | For | For |
16 | Appoint Ernst & Young LLP as the Auditors of the Company for 2009 | Management | For | For |
17 | Amend the By-Law No. 2 of the Company creating Class 1 shares as specified | Management | For | For |
18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: adopt a governance rule stipulating that the executive compensation policy be subject to an advisory vote by the shareholders | Shareholder | Against | Against |
19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: adopt a policy whereby 50% of new candidates to the Board be female | Shareholder | Against | Against |
20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: adopt a governance rule limiting the number of Board Seats per Director | Shareholder | Against | Against |
MATSUMOTOKIYOSHI HOLDINGS CO LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 3088 SECURITY ID: J41208109 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Directo r Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEIJI DAIRIES CORP. MEETING DATE: NOV 26, 2008 | ||||
TICKER: 2261 SECURITY ID: J41723115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Joint Holding Company with Meiji Seika Kaisha, Ltd. | Management | For | For |
2 | Amend Articles to Delete References Related to Record Date in Connection with Proposed Formation of Holding Company | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | Fo r | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METRO INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: MRU.A SECURITY ID: 59162N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pierre Brunet, Marc DeSerres, Claude Dussault, Serge Ferland, Paule Gauthier, Paul Gobeil, Christian W.E. Haub, Michel Labonte, Eric La Fleche, Pierre Lessard, Marie-Jose Nadeau, Real Raymond, Michael T. Rosicki, and Bernard A. Roy as Directors | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
MITSUBISHI GAS CHEMICAL CO. INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 4182 SECURITY ID: J43959113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | Against |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | Against |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Statutory Auditor | Management | For | Against |
4.4 | Appoint Statutory Auditor | Management | For | For |
MITSUBISHI UFJ LEASE & FINANCE CO. (FORMERLY DIAMOND LEASE CO.) MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8593 SECURITY ID: J4706D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
6 | Approve Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | Against |
MITSUI & CO. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 8031 SECURITY ID: J44690139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2 .11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
MITSUI CHEMICALS INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 4183 SECURITY ID: J4466L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
MITSUI O.S.K. LINES LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 9104 SECURITY ID: J45013109 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15.5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Change Location of Head Office | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Stock Option Plan | Management | For | For |
MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8725 SECURITY ID: J45745106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
4 | Appoint Alternate Statutory Auditor | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
MIZUHO TRUST AND BANKING CO. LTD. (FORMERLY MIZUHO ASSET TRUST) MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8404 SECURITY ID: J45988102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Decrease Authorized Preferred Capital to Reflect Cancellation - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
3 | Appoint Alternate Statutory Auditor | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MORGAN STANLEY MEETING DATE: A PR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Di rector Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MPF CORP LTD MEETING DATE: JUL 4, 2008 | ||||
TICKER: SECURITY ID: G6336VAA4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of the Summons | Management | For | Did Not Vote |
2 | Approval of the Agenda | Management | For | Did Not Vote |
3 | Elect 2 Persons to Co-Sign the Minutes Together with the Chairman | Management | For | Did Not Vote |
4 | Request for Change of Bond Agreement | Management | For | Did Not Vote |
MTN GROUP LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: MTN SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Implementation of Transac tion Agreements and Various Transactions | Management | For | For |
1 | Auth. Directors to Purchase in Part From Share Cap. and Premium up to ZAR 3,381,966,783 and in Part from Profits Available for Distribution, the 243,500,011 MTN Shares Held by Newshelf Pursuant to the Terms and Conditions of the Repurchase Agreement | Management | For | For |
2 | Sanction Any Financial Assistance Given or Construed to be Given by the Company to Newshelf in Respect to the Transactions Set Out in the Transaction Agreements | Management | For | For |
2 | Place 213,866,89 8 MTN Shares Under the Control of the Directors to Allot and Issue for Cash to PIC Pursuant to, and on the Terms and Conditions of, the B Prefs Acquisition Agreement and the Newshelf Acquisition Agreement | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MTN GROUP LTD MEETING DATE: JUN 24, 2009 | ||||
TICKER: SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Reelect RS Dabengwa as Director | Management | For | For |
3 | Reelect AT Mikati as Director | Management | For | For |
4 | Reelect MJN Njeke as Director | Management | For | Against |
5 | Reelect J van Rooyen as Director | Management | For | For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | For |
7 | Place Authorized but Unissued Shares under Control of Directors up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 22, 2009 | ||||
TICKER: MUV2 &nbs p; SECURITY ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Receive Supervisory Board, Corporate Governance, and Remuneration Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
1b | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 5.50 pe r Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
7.1 | Elect Peter Gruss to the Supervisory Board | Management | For | For |
7.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
7.3 | Elect Peter Loescher to the Supervisory Board | Management | For | For |
7.4 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
7.5 | Elect Karel Van Miert to the Supervisory Board | Management | For | For |
7.6 | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | For |
7.7 | Elect Anton van Rossum to the Supervisory Board | Management | For | For |
7.8 | Elect Hans-Juergen Schinzler to the Supervisory Board | Management | For | For |
7.9 | Elect Ron Sommer to the Supervisory Board | Management | For | For |
7.10 | Elect Thomas Wellauer to the Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 280 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Amend Articles Re: Entry in the Shareholders` Register and Registration for the General Meeting | Management | For | Against |
10 | Amend Articles Re: Electronic Participation in the General Meeting and Postal Vote due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
11 | Amend Articles Re: Election of Chairman and Deputy Chairman and Decision-Making of Supervisory Board | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED MEETING DATE: DEC 18, 2008 | ||||
TICKER: NAUBF SECURITY ID: Q65336119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2008 | Management | None | None |
2a | Elect John Thorn as Director | Management | For | For |
2b | Elect Geoff Tomlinson as Director | Management | For | For |
3 | Approve National Australia Bank ('NAB') Staff Share Allocation Plan, NAB New Zealand Staff Share Allocation Plan, NAB Staff Share Ownership Plan, NAB Executive Share Option Plan No.2, NAB Performance Rights Plan, and NAB Share Incentive Plan (UK) | Management | For | Against |
4 | Approve Grant of Performance Shares Amounting to A$1.25 Million and Performance Rights Amounting to A$1.25 Million to Cameron Clyne, Group CEO Designate, Under the Company's Long Term Incentive Plan | Management | For | Against |
5a | Approve Grant of Shares, Performance Options and Performance Rights to Ahmed Fahour, Executive Director, Under the Company's Long Term Incentive Plan | Management | For | For |
5b | Approve Grant of Shares, Performance Options and Performance Rights to Michael Ullmer, Executive Director, Under the Company's Long Term Incentive Plan | Management | For | For |
6 | Approve Remuneration Report for the Financial Year Ended Sept. 30, 2008 | Management | For | For |
7 | Remove Paul Rizzo as a Director | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NEW BRITAIN PALM OIL LTD MEETING DATE: JUL 25, 2008 | ||||
TICKER: SECURITY ID: Y6268R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2007 | Management | For | For |
2.1 | Reelect Ahamad Mohamad as Board Member | Management | For | For |
2.2 | Reelect Sri Datuk Arshad Bin Ayub as Board Member | Management | For | For |
2.3 | Reelect Antonio Monteiro de Castro as Board Member | Management | For | For |
2.4 | Reelect Michael St. Clair George as Board Membe r | Management | For | For |
2.5 | Reelect Alan James Chaytor as Board Member | Management | For | For |
2.6 | Reelect David Lewis Morley Dann as Board Member | Management | For | For |
3 | Reelect PricewaterhouseCoopers as Auditors | Management | For | For |
4 | Approve Increase on Non-Executive Director's Fees to PGK 2 Million from PGK 1 Million | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Manag ement | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEXEN INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration | Management | For | For |
NEXT PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: NXT SECURITY ID: G6500M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 37 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Christos Angelides as Director | Management | For | For |
5 | Re-elect John Barton as Director | Management | For | For |
6 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
7 | Approve Next 2009 Sharesave Plan | Management | For | For |
8 | Approve Next Risk/Reward Investment Plan | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 6,569,889 and an Additional Amou nt Pursuant to a Rights Issue of up to GBP 6,569,889 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 985,000 | Management | For | For |
11 | Authorise 29,500,000 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve the Proposed Programme Agreements to be Entered Into Between the Company and Each of Goldman Sachs International, UBS AG, Deutsche Bank AG and Barclays Bank plc | Management | For | For |
13 | Approve That a General Meeting (Other Than an Annual General Meeting) May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
NICHICON CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6996 SECURITY ID: J49420102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6.5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 11, 2008 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C.J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
NIPPON BUILDING FUND INC. (FORMERLY OFFICE BUILDING FUND OF JAPAN) MEETING DATE: MAR 12, 2009 | ||||
TICKER: 8951 SEC URITY ID: J52088101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Update Terminology to Match that of New Law - Reflect Digitalization of Unit Certificates - Limit Number of Unitholder Representatives to Attend Unitholder Meetings to One - Amend Permitted Investment Types | Management | For | For |
2.1 | Elect Executive Director | Management | For | For |
2.2 | Elect Exe cutive Director | Management | For | For |
2.3 | Elect Supervisory Director | Management | For | For |
2.4 | Elect Supervisory Director | Management | For | For |
2.5 | Elect Supervisory Director | Management | For | For |
2.6 | Elect Supervisory Director | Management | For | For |
NIPPON ELECTRIC GLASS CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 5214 SECURITY ID: J53247110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appro ve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
4.1 | Appoint Alternate Statutory Auditor | Management | For | For |
4.2 | Appoint Alternate Statutory Auditor | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NIPPON MINING HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 5016 SECURITY ID: J54824107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
NIPPON TELEVISION NETWORK CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 9404 SECURITY ID: J56171101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
4.1 | Elect Director | Management | For | For |
4.2 | Elect Director | Management | For | For |
4.3 | Elect Director | Management | For | For |
4.4 | Elect Director | Management | For | For |
4.5 | Elect Director | Management | For | For |
4.6 | Elect Director | Management | For | For |
4.7 | Elect Director | Management | For | For |
4.8 | Elect Director | Management | For | For |
4.9 | Elect Director | Management | For | For |
4.10 | Elect Director | Management | For | For |
4.11 | Elect Director | Management | For | For |
4.12 | Elect Director | Management | For | For |
4.13 | Elect Director | Management | For | For |
4.14 | Elect Director | Management | For | For |
4.15 | Elect Director | Management | For | For |
4.16 | Elect Director | Management | For | For |
5.1 | Appoint Alternate Statutory Auditor | Management | For | For |
5.2 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
NISSAN MOTOR CO. LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7201 SECURITY ID: J57160129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
NISSIN FOODS HOLDINGS CO LTD MEETING DATE: JUN 26, 2009 | ||||
TICKER: 2897 SECURITY ID: J58063124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | Against |
3.14 | Elect Director | Management | For | Against |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint External Audit Firm | Management | For | For |
NOBEL BIOCARE HOLDING AG MEETING DATE: APR 6, 2009 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
5.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
5.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
5.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
5.5 | Reelect Jane Royston as Director | Management | For | Did Not Vote |
5.6 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
5.7 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
5.8 | Reelect Ernst Zaengerle as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Approve Creation of Two Pools of Capital with Combined Maximum Value of CHF 10 Million without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve CHF 212,800 Reduction in Sh are Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOBLE GROUP LTD MEETING DATE: OCT 27, 2008 | ||||
TICKER: NOBL SECURITY ID: G6542T119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend By L aws | Management | For | For |
NOKIA CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: NKCAF SECURITY ID: X61873133 | ||||
Proposal No | Proposal | Proposed By | Management Recommend ation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12 | Reelect Georg Ehrnrooth, Lalita D. Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Jorma Ollila, M arjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors; Elect Isabel Marey-Semper as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Management | For | Did Not Vote |
16 | Clo se Meeting | Management | None | Did Not Vote |
NOKIA CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | None | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | None | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Reelect Georg Ehrnrooth as Director | Management | For | Did Not Vote |
12.2 | Reelect Lalita D. Gupte as Director | Management | For | Did Not Vote |
12.3 | Reelect Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.4 | Reelect Henning Kagermann as Director | Management | For | Did Not Vote |
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Management | For | Did Not Vote |
12.6 | Reelect Per Karlsson as Director | Management | For | Did Not Vote |
12.7 | Reelect Jorma Ollila as Director | Management | For | Did Not Vote |
12.8 | Reelect Marjorie Scardino as Director | Management | For | Did Not Vote |
12.9 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.10 | Reelect Keijo Suila as Directors as Director | Mana gement | For | Did Not Vote |
12.11 | Elect Isabel Marey-Semper as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Management | None | Did Not Vote |
NOKIAN TYRES MEETING DATE: APR 2, 2009 | ||||
TICKER: NRE1V SECURITY ID: X5862L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Elect Secretary of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements, Statutory Reports, Auditor's Report, and Board's Report | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
13 | Reelect Kim Gran, Hille Korhonen, Hannu Penttila, Petteri Wallden, Aleksey Vlasov, and Kai Oistamo as Directors; Elect Yasuhiko Tanokashira as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | Did Not Vote |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | Against |
2.2 | Elect Director | Management | For | Against |
2.3 | Elect Director | Management | For | Against |
2.4 | Elect Director | Management | For | Against |
2.5 | Elect Director | Management | For | Against |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | Against |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Management | For | Against |
NORFOLK SOUTHERN CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Carp | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Michael D. Lockhart | Management | For | For |
1.4 | Elect Director Charles W. Moorman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
NOVARTIS AG MEETING DATE: FEB 24, 2009 | ||||
TICKER: NOVN SECURITY ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | Shareholder | Against | Did Not Vote |
5.2 | Amend Corporate Purpose Re: Sustainability | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | Management | None | Did Not Vote |
6.2.1 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
6.2.2 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
6.2.3 | Reelect Wendelin Wiedeking as Director | Management | For | Did Not Vote |
6.2.4 | Reelect Rolf Zinkernagel as Director | Management | For | Did Not Vote |
6.3 | Elect William Brody as Director | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
NOVARTIS AG MEETING DATE: FEB 24, 2009 | ||||
TICKER: NVS SECURITY ID: 66987V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | Shareholder | Against | Did Not Vote |
5.2 | Amend Corporate Purpose Re: Sustainability | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | Management | None | Did Not Vote |
6.2.1 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
6.2.2 | Reele ct Andreas von Planta as Director | Management | For | Did Not Vote |
6.2.3 | Reelect Wendelin Wiedeking as Director | Management | For | Did Not Vote |
6.2.4 | Reelect Rolf Zinkernagel as Director | Management | For | Did Not Vote |
6.3 | Elect William Brody as Director | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
NOVEKO INTERNATIONAL INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: EKO SECURITY ID: 67000Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leon Assayag, Alain Bolduc, Patrice Emery, Jacques Girard, Pierre Marc Johnson, Andre Leroux, Moise Moghrabi, and Jean-Guy Parent as Directors | Management | For | Withhold |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Adopt New Bylaw | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director J. David Litster | Management | For | For |
1.5 | Elect Director Yoshio Nishi | Management | For | For |
1.6 | Elect Director Glen G. Possley | Management | For | For |
1.7 | Elect Director Ann D. Rhoads | Management | For | For |
1.8 | Elect Director William R. Spivey | Management | For | For |
1.9 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 18, 2009 | ||||
TICKER: NOVOB SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial State ments and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 6 per Share | Management | For | Did Not Vote |
5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5f | Elect Hannu Ryopponen as New Director | Management | For | Did Not Vote |
5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Change ''Koebenhavns Fondsboers'' to ''NASDAQ OMX Copenhagen'' | Management | For | Did Not Vote |
7.3.2 | Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million | Management | For | Did Not Vote |
7.3.3 | Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million | Management | For | Did Not Vote |
7.3.4 | Amend Articles Re: Add Item 'Approval of Remuneration of Directors' to Standard AGM Agenda | Management | For | Did Not Vote |
8 | Other Business | Management | None | Did Not Vote |
NTT DOCOMO INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 9437 SECURITY ID: J59399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2400 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
OBAYASHI CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 1802 SECURITY ID: J59826107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OIL SEARCH LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: OSH SECURITY ID: Y64695110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Fraser Ainsworth as a Director | Management | For | For |
3 | Elect Tim Warren as a Director | Management | For | For |
4 | Approve Appointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Issuance of 258,000 Performance Rights to Peter Botten, Managing Director Persuant to the Performance Rights Plan | Management | For | For |
2 | Approve Issuance of 46,000 Performance Rights to Gerea Aopi, Executive Director Persuant to the Performance Rights Plan | Management | For | For |
3 | Approve Issuance of 165,873 Restricted Shares to Peter Botten, Managing Director Persuant to the Restricted Shares Plan | Management | For | For |
4 | Approve Issuance of 26,732 Restricted Shares to Gerea Aopi, Executive Director Persuant to the Restricted Shares Plan | Management | For | For |
5 | Approve Increase in Non-Executive Directors' Remuneration by A$450,000 to A$1.95 Million Per Annum | Management | For | For |
OKINAWA CELLULAR TELEPHONE MEETING DATE: JUN 16, 2009 | ||||
TICKER: 9436 SECURITY ID: J60805108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3750 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Management | For | For |
3.1 | Elect Director | Management | For | Against |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | Against |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditor | Management | For | For |
OLAM INTERNATIONAL LTD. MEETING DATE: JUN 29, 2009 | ||||
TICKER: OLAM SECURITY ID: Y6421B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 273.5 Million Subscription Shares By Way of a Private Placement to the Investor at an Issue Price of SGD 1.6 per Subscription Share Pursuant to Subscription Agreement | Management | For | For |
OPEN TEXT CORP. MEETING DATE: DEC 9, 2008 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P Thomas Je nkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - H Garfield Emerson | Management | For | For |
1.4 | Elect as Director - Randy Fowlie | Management | For | For |
1.5 | Elect as Director - Gail Hamilton | Management | For | For |
1.6 | Elect as Director - Brian Jackman | Management | For | For |
1.7 | Elect as Director - Stephen J Sadler | Management | For | For |
1.8 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.9 | Elect as Director - Katharine B Stevenson | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Re muneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect D irector Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Manage ment | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ORIGIN ENERGY LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: ORG SECURITY ID: Q71610101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | For |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3a | Elect Bruce G Beeren as Director | Management | For | For |
3b | Elect H Kevin McCann as Director | Management | For | For |
4 | Approve Increase in Aggregate Remuneration of Non-Executive Directors from A$1.6 Million to A$2.2 Million | Management | For | For |
5 | Ren ew Partial Takeover Provision | Management | For | For |
OSAKA SECURITIES EXCHANGE CO. LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 8697 SECURITY ID: J6254G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 4500 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PANASONIC ELECTRIC WORKS CO LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 6991 SECURITY ID: J6355K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Manage ment | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
2.14 | Elect Director | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | Withhold |
1.2 | Elect Director Jerry Franklin | Management | For | Withhold |
1.3 | Elect Director Eunice S. Groark | Management | For | Withhold |
1.4 | Elect Director James A. Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PERNOD RICARD MEETING DATE: NOV 5, 2008 | ||||
TICKER: RI SECURITY ID: F72027109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Patrick Ricard | Management | For | For |
6 | Approve Transaction with Pierre Pringuet | Management | For | For |
7 | Reelect Patrick Ricard as Director | Management | For | For |
8 | Reelect Pierre Pringuet as Director | Management | For | For |
9 | Reelect Rafael Gonzalez-Gallarza as Director | Management | For | For |
10 | Elect Wolfgang Colberg as Director | Management | For | For |
11 | Elect Cesar Giron as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PERSIMMON PLC MEETING DATE: APR 23, 2009 | ||||
TICKER: PSN SECURITY ID: G70202109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect John White as Director | Management | For | For |
4 | Re-elect David Thompson as Director | Management | For | For |
5 | Re-elect Hamish Melville as Director | Management | For | For |
6 | Re-elect Nicholas Wrigley as Director | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
8 | Authorise 30,018,769 Ordinary Shares for Market Purchase | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,240,856 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,512,957 | Management | For | For |
11 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: 71644E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement [the Arrangement ] Under Section 192 Of The Canada Business Corporations Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Approve New Stock Option Plan For The Corporation Resulting From The Amalgamation Of Petro-canada And Suncor Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Ron A. Brenneman As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Hans Brenninkmeyer As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Claude Fontaine As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Paul Haseldonckx As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Thomas E. Kierans As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Brian F. Macneill As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Maureen Mccaw As A Director Of Petro-canada To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Paul D. Melnuk As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Managemen t | For | For |
11 | Elect Guylaine Saucier As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
12 | Elect James W. Simpson As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Daniel L. Valot As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Appoint Deloitte & Touche Llp As The Auditors Of Petro-canada Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Annual Meeting Of Shareholders Of Petro-canada | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Chris J. Bloomer As A Director | Management | For | For |
2 | Elect Mr. Ian S. Brown As A Director | Management | For | For |
3 | Elect Mr. Louis L. Frank As A Director | Management | For | Against |
4 | Elect Mr. M. Neil McCrank As A Director | Management | For | For |
5 | Elect Mr. Kenneth R. Mckinnon As A Director | Management | For | For |
6 | Elect Mr. Jerald L. Oaks As A Director | Management | For | For |
7 | Elect Mr. James D. Tocher As A Director | Management | For | For |
8 | Elect Mr. Harrie Vredenburg As A Director | Management | For | For |
9 | Elect Mr. John D. Wright As A Director | Management | For | For |
10 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
PETROJACK ASA MEETING DATE: NOV 19, 2008 | ||||
TICKER: SECURITY ID: R6961BAC4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Meeting Notice | Management | For | Did Not Vote |
2 | Approve Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Amend Loan Agreement; Approve Partial Early Redemption and Instalments; Approve Release of Rig 2 From Mortgage, Assignment of Insurances, and Petrojack II from Share Pledge; Approve the Use of Net Proceeds From the Sale of Rig 2 to Complete Rig 4 | Management | For | Did Not Vote |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR.A SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Elect Fiscal Council Members and Alterna tes | Management | For | For |
PETROPROD LTD MEETING DATE: APR 2, 2009 | ||||
TICKER: SECURITY ID: G7053QAA4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1 | Approval of Summons | Management | For | Did Not Vote |
2 | Approval of the Agenda | Management | For | Did Not Vote |
3 | Election of Two Persons to Sign the Minutes Together with the Chairman | Management | For | Did Not Vote |
4 | Consent to Certain Proposals | Management | For | Did Not Vote |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Step hen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thoma s J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. M. Burley | Management | For | For |
1.2 | Elect Director W. J. Doyle | Management | For | For |
1.3 | Elect Director J. W. Estey | Management | For | For |
1.4 | Elect Director C. S. Hoffman | Management | For | For |
1.5 | Elect Director D. J. Howe | Management | For | For |
1.6 | Elect Director A. D. Laberge | Management | For | For |
1.7 | Elect Director K. G. Martell | Management | For | For |
1.8 | Elect Director J. J. McCaig | Management | For | For |
1.9 | Elect Director M. Mogford | Management | For | For |
1.10 | Elect Director P. J. Schoenhals | Management | For | For |
1.11 | Elect Director E. R. Stromberg | Management | For | For |
1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Performance Option Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. ME ETING DATE: MAY 7, 2009 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR C.M. BURLEY | Management | For | For |
1.2 | DIRECTOR W.J. DOYLE | Management | For | For |
1.3 | DIRECTOR J.W. ESTEY | Management | For | For |
1.4 | DIRECTOR C.S. HOFFMAN | Management | For | For |
1.5 | DIRECTOR D.J. HOWE | Management | For | For |
1.6 | DIRECTOR A.D. LABERGE | Management | For | For |
1.7 | DIRECTOR K.G. MARTELL | Management | For | For |
1.8 | DIRECTOR J.J. MCCAIG | Management | For | For |
1.9 | DIRECTOR M. MOGFORD | Management | For | For |
1.10 | DIRECTOR P.J. SCHOENHALS | Management | For | For |
1.11 | DIRECTOR E.R. STROMBERG | Management | For | For |
1.12 | DIRECTOR E. VIYELLA DE PALIZA | Management | For | For |
2 | THE APPOINTMENT OF DELOITTE & TOUCHE L LP AS AUDITORS OF THECORPORATION. | Management | For | For |
3 | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYINGMANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEWPERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED ASAPPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For |
4 | THE SHAREHOLDER PROPOSAL (ATTACHED AS APPENDIX D TO THEACCOMPANYING MANAGEMENT PROXY CIRCULAR). | Shareholder | Against | Against |
POWER CORPORATION OF CANADA MEETING DATE: MAY 13, 2009 | ||||
TICKER: POW SECURITY ID: 739239101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Pierre Beaudoin As A Director | Management | For | For |
2 | Elect Mr. Laurent Dassault As A Director | Management | For | For |
3 | Elect Mr. Andre Desmarais As A Director | Management | For | For |
4 | Elect The Hon. Paul Desmarais As A Director | Management | For | Against |
5 | Elect Mr. Paul Desmarais, Jr. As A Director | Management | For | For |
6 | Elect Mr. Anthony R. Graham As A Director | Management | For | For |
7 | Elect Mr. Robert Gratton As A Director | Management | For | For |
8 | Elect The Rt. Hon. Donald F. Mazankowski As A Director | Management | For | For |
9 | Elect Mr. Raymond L. Mcfeetors As A Director | Management | For | For |
10 | Elect Mr. Jerry E.A. Nickerson As A Director | Management | For | For |
11 | Elect Mr. James R. Nininger As A Director | Management | For | For |
12 | Elect Mr. R. Jeffrey Orr As A Director | Management | For | For |
13 | Elect Mr. Robert Parizeau As A Director | Management | For | For |
14 | Elect Mr. Michel Plessis-belair As A Director | Management | For | For |
15 | Ele ct Mr. John A. Rae As A Director | Management | For | For |
16 | Elect Mr. Henri-Paul Rousseau As A Director | Management | For | For |
17 | Elect Mr. Amaury De Seze As A Director | Management | For | For |
18 | Elect Ms. Emoke J.E. Szathmary As A Director | Management | For | For |
19 | Appoint Deloitte & Touche Llp As The Auditors | Management | For | For |
20 | Advisory Vote on Executive Compensation | Shareholder | Against | Against |
21 | Increase Representation of Women on the Board | Shareholder | Against | Against |
22 | Adopt Policy for Independent Compensation Committee and Independent Compensation Consultant | Shareholder | Against | Against |
23 | Adopt Policy to Limit Directorships to Four | Shareholder | Against | Against |
24 | Report on Evaluation of Investments according to CSR statement and Universal Declaration of Human Rights | Shareholder | Against | Against |
POWER FINANCIAL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PWF SECURITY ID: 73927C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. J. Brian Aune As A Director | Management | For | For |
2 | Elect Mr. Marc A. Bibeau As A Director | Management | For | For |
3 | Elect Mr. Andre Desmarais As A Director | Management | For | For |
4 | Elect Th e Hon. Paul Desmarais As A Director | Management | For | Against |
5 | Elect Mr. Paul Desmarais, Jr. As A Director | Management | For | For |
6 | Elect Mr. Gerald Frere As A Director | Management | For | Against |
7 | Elect Mr. Anthony R. Graham As A Director | Management | For | For |
8 | Elect Mr. Robert Gratton As A Director | Management | For | For |
9 | Elect Mr. V. Peter Harder As A Director | Management | For | For |
10 | Elect The Rt. Hon. Donald F. Mazankowski As A Director | Management | For | For |
11 | Elect Raymond L. Mcfeetors As A Director | Management | For | For |
12 | Elect Mr. Jerry E.A. Nickerson As A Director | Management | For | For |
13 | Elect Mr. R. Jeffrey Orr As A Director | Management | For | For |
14 | Elect Mr. Michel Plessis-Belair As A Director | Management | For | For |
15 | Elect Mr. Henri-Paul Rousseau As A Director | Management | For | For |
16 | Elect Mr. Raymond Royer As A Director | Management | For | For |
17 | Elect Mr. Emoke Szathmary As A Director | Management | For | For |
18 | Appoint Deloitte & Touche Llp As The Auditors | Management | For | For |
PPR MEETING DATE: MAY 7, 2009 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
4 | App rove Remuneration of Directors in the Aggregate Amount of EUR 660,000 | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million, with the Possibility Not to Offer them to the Public for up to EUR 100 Million | Management | For | For |
9 | Authorize Capitalization of Reserves of up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
10 | Authorize Board to Set Issue Price for 10 Percent per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Above | Management | For | For |
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 8, and 10 | Management | For | For |
12 | Set Global Limit for Capital Increase to Result from Issuance Requests Under Items 7 to 11 at EUR 200 Million | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Mana gement | For | For |
15 | Amend Article 10 of Bylaws Re: Staggered Election of Board Members | Management | For | For |
16 | Subject to Approval of Item 15, Reelect Pierre Bellon as Director | Management | For | For |
17 | Subject to Approval of Item 15, Reelect Allan Chapin as Director | Management | For | For |
18 | Subject to Approval of Item 15, Reelect Luca Cordero Di Montezemolo as Director | Manag ement | For | For |
19 | Subject to Approval of Item 15, Reelect Philippe Lagayette as Director | Management | For | For |
20 | Reelect Francois-Henri Pinault as Director | Management | For | For |
21 | Reelect Patricia Barbizet as Director | Management | For | For |
22 | Reelect Baudouin Prot as Director | Management | For | For |
23 | Reelect Jean-Philippe Thierry as Director | Management | For | For |
24 | Elect Aditya Mittal as Director | Management | For | For |
25 | Elect Jean-Francois Palus as Director | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PRONOVA BIOPHARMA ASA MEETING DATE: MAY 5, 2009 | ||||
TICKER: SECURITY ID: R7042F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Recieve President's Report | Management | None | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Treatment of Net Loss | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors in the Amounts of NOK 240,000 for Shareholder Elected Members, and NOK 120,000 for Employee Elected Members | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Reelect Tone Oestensen as Member of Nominating Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did No t Vote |
12 | Approve Creation of NOK 601,500 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
14 | Approve Increase in Size of Board by One Additional Director Elected by Employees of Pronova BioPharma Danmark A/S | Management | For | Did Not Vote |
15 | Elect Directors | Management | For | Did Not Vote |
PRUDENTIAL PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: PUKPF SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Harvey McGrath as Director | Management | For | For |
4 | Re-elect Mark Tucker as Director | Management | For | For |
5 | Re-elect Michael McLintock as Director | Managemen t | For | For |
6 | Re-elect Nick Prettejohn as Director | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
9 | Approve Final Dividend of 12.91 Pence Per Ordinary Share | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 41,611,000 | Management | For | For |
11 | Auth. Issue of Equity Securities with Rights up to a Nominal Amount of GBP 83,223,000 After Deducting From Such Limit Any Relevant Securities Alloted Under Resolution 10 in Connection with an Offer by Way of Rights | Management | For | For |
12 | Authorise Issue of Preference Shares with Pre-emptive Rights up to GBP 20,000,000 (Sterling Preference Shares), USD 20,000,000 (Dollar Preference Shares) and EUR 20,000,000 (Euro Preference Shares) | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,242,000 | Management | For | For |
14 | Authorise 249,680,000 Ordinary Shares for Market Purchase | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
16 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clea r Days' Notice | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Manage ment Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QBE INSURANCE GROUP LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: QBE SECURITY ID: Q78063114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Reports and the Reports of the Directors and of the Auditors of the Company for the Year Ended Dec. 31, 2008 | Management | None | Did Not Vote |
2 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
3 | Ratify Past Issuance of 97.56 Million Shares at an Issue Price of A$20.50 Per Share Made on Dec. 4, 2008 | Management | For | Did Not Vote |
4 | Renew Partial Takeover Provision | Management | For | Did Not Vote |
5a | Elect E J Cloney as Director | Management | For | Did Not Vot e |
5b | Elect I F Hudson as Director | Management | For | Did Not Vote |
5c | Elect B J Hutchinson as Director | Management | For | Did Not Vote |
5d | Elect I Y L Lee as Director | Management | For | Did Not Vote |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Audito rs | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RAFFLES EDUCATION CORP LTD. (FRMRLY RAFFLES LASALLE LTD) MEETING DATE: OCT 23, 2008 | ||||
TICKER: RLS SECURITY ID: ADPV11509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.01 Per Ordinary Share | Management | For | For |
3 | Approve Directors' Fees of SGD 150,000 for the Financial Year Ended June 30, 2008 (2007: SGD 120,000) | Management | For | For |
4 | Reelect Tan Teck Meng as Director | Management | For | For |
5 | Reappoint BDO Raffles as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
7 | Approve Issuance of Shares and Grant of Options Pursuant to the Raffles Education Corporation Employees' Share Option Scheme (Year 2001) | Management | For | Against |
8 | Authorize Share Repurchase Program | Management | For | For |
RAFFLES EDUCATION CORP LTD. (FRMRLY RAFFLES LASALLE LTD) MEETING DATE: JAN 12, 2009 | ||||
TICKER: RLS SECURITY ID: ADPV11509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
1 | Approve Raffles Education Corporation Scrip Dividend Scheme | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Managemen t | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | Against |
2.13 | Elect Director | Management | For | Against |
2.14 | Elect Director | Management | For | Against |
3.1 | Appoint Internal Statutory Auditor | Management | For | For |
3.2 | Appoint Internal Statutory Auditor | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
REAL GOLD MINING LTD MEETING DATE: APR 30, 2009 | ||||
TICKER: SECURITY ID: G74099105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports of the Company for the year ended 31 December 2008 | Management | For | For |
2 | Re-elect Wang Zhentian as an executive Director | Management | For | Against |
3 | Re-elect Qiu Haicheng as an executive Director | Management | For | Against |
4 | Re-elect Ma Wenxue as an executive Director | Management | For | Against |
5 | Re-elect Cui Jie as an executive Director | Management | For | Against |
6 | Re-elect Lu Tianjun as an executive Director | Management | For | Against |
7 | Re-elect Mak Kin Kwong as an independent non-executive Director | Management | For | Against |
8 | Re - -elect Zhao Enguang as an independent non-executive Director | Management | For | Against |
9 | Re-elect Xiao Zuhe as an independent non-executive Director | Management | For | Against |
10 | Authorise the Board to Fix the Directors' Remuneration for the year ending 31 December 2009 | Management | For | For |
11 | Re-appoint Deloitte Touche Tohmatsu as the auditors of the Company and Authorise the Board to fix its Remuneration | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
14 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 7, 2009 | ||||
TICKER: RB/ SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 48 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Dr Peter Harf as Director | Management | For | For |
6 | Elect Andre Lacroix as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,662,000 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,611,000 | Management | For | For |
11 | Authorise 72,000,000 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
REDROW PLC MEETING DATE: NOV 5, 2008 | ||||
TICKER: RDW SECURITY ID: G7455X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Neil Fitzsimmons as Director | Management | For | For |
3 | Re-elect Colin Lewis as Director | Management | For | For |
4 | Re-elect Denise Jagger as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
6 | Amend Redrow plc Long Term Share Incentive Plan 2004 | Management | For | For |
7 | Approve Redrow plc Approved Company Share Option Plan | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,333,734 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 800,060 | Management | For | For |
11 | Authorise 16,001,201 Ordinary Shares for Market Purchase | Management | For | For |
RENAULT MEETING DATE: MAY 6, 2009 | ||||
TICKER: RNO SECURITY ID: F77098105 | ||||
Propos al No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Dominique de la Garanderie as Director | Management | For | For |
6 | Elect Takeshi Isayama as Director | Management | For | For |
7 | Elect Alain J.P. Belda as Director | Management | For | For |
8 | Elect Philippe Chartier as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Michel Sailly Representative of Employee Shareholders to the Board | Management | For | For |
10 | Approve Auditor's Report | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 500 Million | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | None | None |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | None | None |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statement s and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did N ot Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
&nbs p; | ||||
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RINNAI CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 5947 SECURITY ID: J65199101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
4 | Appoint Alternate Statutory Auditor | Management | For | For |
RIO TINTO LTD. (FORMERLY CRA LTD.) MEETING DATE: APR 20, 2009 | ||||
TICKER: RIO SECURITY ID: Q81437107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
3 | Elect Jan du Plessis as a Director | Management | For | For |
4 | Elect David Clementi as a Director | Management | For | For |
5 | Elect Rod Eddington as a Director | Management | For | For |
6 | Elec t Andrew Gould as a Director | Management | For | For |
7 | Elect David Mayhew as a Director | Management | For | For |
8 | Approve Appointment of PricewaterhouseCoopers LLP as Auditors of the Company and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Increase in Non-Executive Directors' Remuneration to A$4.7 Million per Annum | Management | None | For |
10 | Approve the Renewal of the Company's Authority to Buy Back All the Ordinary Shares Held by Tinto Holdings Australia Pty Ltd under a Selective Buyback Agreement | Management | For | For |
11 | Approve Amendments to the Rio Tinto Ltd Constitution and Adoption and Amendment of the New Rio Tinto Plc Articles of Association | Management | For | For |
RIO TINTO PLC MEETING DATE: APR 15, 2009 | ||||
TICKER: RTPPF SECURITY ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Jan du Plessis as Director | Management | For | For |
4 | Re-elect Sir David Clementi as Director | Management | For | For |
5 | Re-elect Sir Rod Eddington as Director | Management | For | For |
6 | Re-elect Andrew Gould as Director | Management | For | For |
7 | Re-elect David Mayhew as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | Management | For | For |
9 | Amend Articles of Association and Amend the Constitution of Rio Tinto Limited Re: Non-Executive Directors' Fees | Management | For | For |
10 | Approve Increase in Authorised Ordinary Share Capital from GBP 142,123,283.30 to GBP 170,000,000.30; Authorise Issue of Equity with Pre-emptive Rights up to GBP 32,948,000 in Connection with an Offer by Way of Rights Issue; Otherwise up to GBP 32,948,000 | Management | For | For |
11 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,420,000 | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
13 | Approve Scrip Dividend Program | Management | For | For |
14 | Adopt New Articles of Asso ciation; Amend Articles of Association; Amend the Constitution of Rio Tinto Limited | Management | For | For |
RIOCAN REAL ESTATE INVESTMENT TRUST MEETING DATE: MAY 27, 2009 | ||||
TICKER: REI.U SECURITY ID: 766910103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Messrs. Clare R. Copeland, Raymond M. Gelgoot, Paul Godfrey, Frank W. King, Dale H. Lastman, Ronald W. Osborne, Sharon Sallows, Edward Sonshine, Q.c.and Charles Winograd As The Directors Of The Board Of Trustees Of The Trust | Management | For | For |
2 | Appoint Ernst And Young Llp As The Auditors Of Riocan Reit And Authorize The Riocan Reit's Board Of Trustees To Fix The Auditors Remuneration | Management | For | For |
3 | Approve The Certain Amendments To Riocan Re it S 2005 Amended And Restated Unit Option Plan | Management | For | For |
4 | Approve The Certain Amendments To Amended And Restated Declaration Of Trust Made As Of 15 May 2007 | Management | For | For |
ROYAL BANK OF CANADA MEETING DATE: FEB 26, 2009 | ||||
TICKER: RY SECURITY ID: 780087102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.G. Beattie | Management | For | For |
1.2 | Elect Director D.T. Elix | Management | For | For |
1.3 | Elect Director J.T. Ferguson | Management | For | For |
1.4 | Elect Director P. Gauthier | Management | For | For |
1.5 | Elect Director T.J. Hearn | Management | For | For |
1.6 | Elect Director A.D. Laberge | Management | For | For |
1.7 | Elect Director J. Lamarre | Management | For | For |
1.8 | Elect Director B.C. Louie | Management | For | For |
1.9 | Elect Director M.H. McCain | Management | For | For |
1.10 | Elect Director G.M. Nixon | Management | For | For |
1.11 | Elect Director D.P. O'Brien | Management | For | For |
1.12 | Elect Director J.P. Reinhard | Management | For | For |
1.13 | Elect Director E. Sonshine | Management | For | For |
1.14 | Elect Director K.P. Taylor | Management | For | For |
1.15 | Elect Director V.L. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Umbrella Savings and Securities Purchase Plan | Management | For | For |
4 | SP 1: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
5 | SP 2: Adopt Policy to Increase Number of Women Directors | Shareholder | Against | Against |
6 | SP 3: Adopt Independence Policy for the Compensation Committee and External Compensation Consultants | Shareholder | Against | Against |
7 | SP 4: Adopt Policy Limiting the Number of Board Seats per Director | Shareholder | Against | Against |
8 | SP 5: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
9 | SP 6: Review Executive Compensation Programs | Shareholder | Against | Against |
10 | SP 7: Review Short-Selling Programs | Shareholder | Against | Against |
11 | SP 8: Review Director Recruitment Policies | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDSB SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the C ompany | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
RWE AG MEETING DATE: APR 22, 2009 | ||||
TICKER: RWE SECURITY ID: D6629K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Manageme nt | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
1 0 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting | Management | For | For |
12 | Amend Articles Re: Designation of Proxy | Management | For | For |
SALZGITTER AG (FRMLY PREUSSAG STAHL AG) MEETING DATE: MAY 27, 2009 | ||||
TICKER: SZG SECURITY ID: D80900109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Creation of EUR 80.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 80.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
SANKYO CO. LTD. (OTC) MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6417 SECURITY ID: J67844100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
SANOFI AVENTIS MEETING DATE: APR 17, 2009 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
4 | Ratify Appointment of Chris Viehbacher as Director | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M anagement | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | Against |
14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Amend Article 15 of the Bylaws Re: Audit Committee | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAP AG MEETING DATE: MAY 19, 2009 | ||||
TICKER: SAPGF SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Electronic Proxy Authorization due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
SAP AG MEETING DATE: MAY 19, 2009 | ||||
TICKER: SAP SECURITY ID: 803054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Resolution On The Appropriation Of The Retained Earnings Of Thefiscal Year 2008 | Management | For | For |
2 | Resolution On The Formal Approval Of The Acts Of The Executiveboard In The Fiscal Year 2008 | Management | For | For |
3 | Resolution On The Formal Approval Of The Acts Of The Supervisoryboard In The Fiscal Year 2008 | Management | For | For |
4 | Appointment Of The Auditor Of The Financial Statements And Groupfinancial Statements For The Fiscal Year 2009 | Management | For | For |
5 | Resolution On Authorization To Acquire And Use Treasury Sharespursuant To Section 71 (1) No. 8 Of German Stock Corporation Act(aktiengesetz; Aktg), With Possible Exclus ion Of Shareholderssubscription Rights & Potential Rights To Offer Shares | Management | For | For |
6 | Resolution On The Amendment Of Section 19 Of The Articles Ofincorporation To Reflect The German Act Implementing Theshareholders Rights Directive (gesetz Zur Umsetzung Deraktionarsrichtlinie; Arug) | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 23, 2009 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.45 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Jean-Pascal Tricoire Re: Pension Scheme and Severance Payment | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Ratify Change of Registered Office to 35, Rue Joseph Monier, 92500 Rueil Malmaison and Amend Article 5 of Bylaws Accordingly | Management | For | For |
8 | Update Corporate Purpose and Amend Article 2 of Bylaws Accordingly | Management | For | For |
9 | Approve Share Ownership Disclosure Threshold | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 360 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
13 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
14 | Author ize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
18 | Approve Reduction in Share Capit al via Cancellation of Repurchased Shares | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Limit Remuneration of Supervisory Board Members at the Aggregate Amount of EUR 600,000 | Shareholder | Against | Against |
SCOTTISH & SOUTHERN ENERGY PLC MEETING DATE: JUL 24, 2008 | ||||
TICKER: SSEZF SECURITY ID: G7885V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 42.4 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Colin Hood as Director | Management | For | For |
5 | Re-elect Ian Marchant as Director | Management | For | For |
6 | Re-elect Rene Medori as Director | Management | For | For |
7 | Re-elect Sir Robert Smith as Director | Management | For | For |
8 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 145,024,470 | Management | For | For |
11 | Subje ct to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,753,671 | Management | For | For |
12 | Authorise 87,014,682 Ordinary Shares for Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 19, 2008 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect John Fredriksen as Director | Management | For | Against |
2 | Reelect Tor Olav Troim as Director | Management | For | Against |
3 | Reelect Jan Tore Stromme as Director | Management | For | For |
4 | Reelect Kate Blankenship as Director | Management | For | Against |
5 | Reelect Kjell E. Jacobsen as Director | Management | For | Against |
6 | Elect Kathrine Fredriksen as Director | Management | For | Against |
7 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Reduction of Share Premium Account | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | None |
SEGA SAMMY HOLDINGS INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: 6460 SECURITY ID: J7028D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certifica tes | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
3.3 | Appoint Statutory Auditor | Management | For | For |
3.4 | Appo int Statutory Auditor | Management | For | For |
4 | Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
SEVEN & I HOLDINGS CO LTD MEETING DATE: MAY 28, 2009 | ||||
TICKER: 3382 SECURITY ID: J7165H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 29 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | Against |
SHINKO ELECTRIC INDUSTRIES CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6967 SECURITY ID: J73197105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
SHIONOGI & CO. LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 4507 SECURITY ID: J74229105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Amend Articles To Indemnify Directors - Reflec t Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
SHO-BOND HOLDINGS CO.,LTD. MEETING DATE: SEP 26, 2008 | ||||
TICKER: 1414 SECURITY ID: J7447D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Ca st |
1 | Approve Allocation of Income, With a Final Dividend of JY 17.5 | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
3 | Appoint Alternate Internal Statutory Auditor | Management | For | For |
4 | Fix Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
SHOPPERS DRUG MART CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: SC SECURITY ID: 82509W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Shan Atkins | Management | For | For |
1.2 | Elect Director James F. Hankinson | Management | For | For |
1.3 | Elect Director Krystyna Hoeg | Management | For | For |
1.4 | Elect Director Holger Kluge | Management | For | For |
1.5 | Elect Director Gaetan Lussier | Management | For | For |
1.6 | Elect Director David Peterson | Management | For | For |
1.7 | Elect Director Martha Piper | Management | For | For |
1.8 | Elect Director Derek Ridout | Management | For | For |
1.9 | Elect Director Jurgen Schreiber | Management | For | For |
1.10 | Elect Director David M. Williams | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SMAWF SECURITY ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4.1 | Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008 | Management | For | For |
4.2 | Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008 | Management | For | For |
4.3 | Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008 | Management | For | For |
4.4 | Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008 | Management | For | For |
4.5 | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008 | Management | For | For |
4.6 | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008 | Management | For | For |
4.7 | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008 | Management | For | For |
4.8 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008 | Management | For | For |
4.9 | Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008 | Management | For | For |
4.10 | Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008 | Management | For | For |
4.11 | Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008 | Management | For | For |
4.12 | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008 | Management | For | For |
4.13 | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008 | Management | For | For |
4.14 | Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008 | Management | For | For |
5.1 | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008 | Management | For | For |
5.2 | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008 | Management | For | For |
5.3 | Approve Discharge of Superv isory Board Member Josef Ackermann for Fiscal 2007/2008 | Management | For | For |
5.4 | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008 | Management | For | For |
5.5 | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008 | Management | For | For |
5.6 | Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008 | Management | For | For |
5.7 | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008 | Management | For | For |
5.8 | Approve Discharge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008 | Management | For | For |
5.9 | Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/2008 | Management | For | For |
5.10 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008 | Management | For | For |
5.11 | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008 | Management | For | For |
5.12 | Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008 | Management | For | For |
5.13 | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008 | Management | For | For |
5.14 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008 | Management | For | For |
5.15 | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008 | Management | For | For |
5.16 | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008 | Management | For | For |
5.17 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008 | Management | For | For |
5.18 | Approve Discharge of Former Sup ervisory Board Member Walter Kroell for Fiscal 2007/2008 | Management | For | For |
5.19 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2007/2008 | Management | For | For |
5.20 | Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008 | Management | For | For |
5.21 | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008 | Management | For | For |
5.22 | Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008 | Management | For | For |
5.23 | Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008 | Management | For | For |
5.24 | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008 | Management | For | For |
5.25 | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008 | Management | For | For |
5.26 | Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008 | Management | For | For |
5.27 | Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008 | Management | For | For |
5.28 | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008 | Management | For | For |
5.29 | Approve Discharge of Former Supervisory Board Member Peter von Siemens f or Fiscal 2007/2008 | Management | For | For |
5.30 | Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008 | Management | For | For |
5.31 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008 | Management | For | For |
5.32 | Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008 | Management | For | For |
6 | Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares | Management | For | For |
9 | Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Amend Articles Re: Decision Making of General Meeting | Management | For | For |
SIGNET JEWELERS LTD. MEETING DATE: JUN 16, 2009 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Reelect Marianne Miller Parrs as Director | Management | For | For |
3 | Reelect Thomas Plaskett as Director | Management | For | For |
4 | Approve KPMG Audit PLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Signet Jewelers Limited Omnibus Incentive Plan | Management | For | For |
SILVER WHEATON CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: SLW SECURITY ID: 828336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants | Management | For | For |
SINGAPORE TELECOMMUNICATIONS LTD. MEETING DATE: JUL 25, 2008 | ||||
TICKER: SGT SECURITY ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.069 Per Share | Management | For | For |
3 | Reelect Graham John Bradley as Director | Management | For | For |
4 | Reelect Chumpol NaLamlieng as Director | Management | For | For |
5 | Reelect Nicky Tan Ng Kuang as Director | Management | For | For |
6 | Reelect Dominic Chiu Fai Ho as Director | Management | For | For |
7 | Approve Directors' Fees of SGD 2.3 Million for the Year Ending March 31, 2009 (2008: SGD 2.3 Million) | Management | For | For |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
10 | Approve Issuance of Shares and Grant Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | Management | For | For |
11 | Approve Issuance of Shares and Grant Awards Pursuant to the Singtel Performance Share Plan | Management | For | For |
&nb sp; | ||||
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SINGAPORE TELECOMMUNICATIONS LTD. MEETING DATE: JUL 25, 2008 | ||||
TICKER: SGT SECURITY ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
SKEIE DRILLING & PRODUCTION ASA MEETING DATE: JUN 29, 2009 | ||||
TICKER: SECURITY ID: R7034SAB0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Summons | Management | For | Did Not Vote |
2 | Approve Agenda | Management | For | Did Not Vote |
3 | Designate Inspectors of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Write-off; Approve Partial Foregoing of Interest, Approve Partial Conversion; Approve Consent Not to Declare Default; Approve Waivers and Amendments to Loan Agreement; Authorize Trustee to Implement and Make Adjustments if Needed | Management | For | Did Not Vote |
SMC CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6273 SECURITY ID: J75734103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
3.19 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint External Audit Firm | Management | For | For |
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditors | Management | For | Against |
SNC-LAVALIN GROUP INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SNC SECURITY ID: 78460T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. P. Duhaime as a Director for the ensuing year | Management | For | For |
2 | Elect Mr. D. Goldman as a Director for the ensuing year | Management | For | For |
3 | Elect Mr. P.A. Hammick as a Director for the ensuing year | Management | For | For |
4 | Elect Mr. P.H. Lessard as a Director for the ensuing year | Management | For | For |
5 | Elect Mr. E.A. Marcoux as a Director for the ensuing year | Management | For | For |
6 | Elect Mr. L.R. Marsden as a Director for the ensuing year | Management | For | For |
7 | Elect Mr. C. Mongeau as a Director for the ensuing year | Management | For | For |
8 | Elect Mr. G. Morgan as a Director for the ensuing year | Management | For | For |
9 | Elect Mr. H.D. Segal as a Director for the ensuing year | Management | For | For |
10 | Elect Mr. L.N. Stevenson as a Director for the ensuing year | Management | For | For |
11 | Elect Mr. J.P. Vettier as a Director for the ensuing year | Management | For | For |
12 | Appoint Deloitte & Touche LLP as the Auditors for the ensuing year | Management | For | For |
13 | Adopt the 2009 Stock Option Plan in favor of key employees of the Corporationand its subsidiaries and other Corporations in which the Corporation has an equity interest | Management | For | Against |
SOCIETE GENERALE MEETING DATE: MAY 19, 2009 | ||||
TICKER: GLE SECURITY ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Losses and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Stock Dividend Program | Management | For | For |
4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | Management | For | For |
6 | Approve Ongoing Transactions with Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits | Management | For | For |
7 | Approve Transaction with Severin Cabannes and Frederic Oudea Re: Pension Benefits | Management | For | For |
8 | Approve Transaction with Frederic Oudea Re: Severance Payment and Non-Compete Agreement | Management | For | For |
9 | Reelect Jean Azema as Director | Management | For | For |
10 | Reelect Elisabeth Lulin as Director | Management | For | For |
11 | Ratify Appointment of Robert Castaigne as Director | Management | For | For |
12 | Elect Jean-Bernard Levy as Director | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Add Article 20 to the Bylaws Re: Court Jurisdiction | Management | For | Against |
15 | Authorize Issuance of Preferred Stock (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million | Management | For | For |
16 | Amend Bylaws to Integrate Preferred Stock (Class B) in Capital, Subject to Approval of Item 15 | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Amend Limit Set Under Item 10 of the May 27, 2008 General Meeting for Issuance With Preemptive Rights | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Philip A. Canfield | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Jerrell W. Shelton | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SONOVA HOLDING AG (FORMERLY PHONAK HOLDING AG) MEETING DATE: JUN 10, 2009 | ||||
TICKER: SOON SECURITY ID: H8024W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Manage ment | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Andy Rihs as Director | Management | For | Did Not Vote |
4.1.2 | Reelect William Dearstyne as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Robert Spoerry as Director | Management | For | Did Not Vote |
4.2.1 | Elect Anssi Vanjoki as Director | Management | For | Did Not Vote |
4.2.2 | Elect Ronald van der Vis as Director | Management | For | Did Not Vote |
4.2.3 | Elect Valentin Rueda as Director | Management | For | Did Not Vote |
5 | Ratify Pricewaterhou seCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 165,576 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Approve CHF 35,925 Reduction in Share Capital | Management | For | Did Not Vote |
SONY CORP. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 6758 SECURITY ID: J76379106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
2.14 | Elect Director | Management | For | For |
2.15 | Elect Director | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPIRIT ISSUER PLC MEETING DATE: JUN 8 , 2009 | ||||
TICKER: SECURITY ID: G8360BAA3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Issuer/Borrower Facility Agreement; Sanction Any Variation of Bondholders' Rights; Ratify Amendment to Any Transaction Document; Assent to Every Variation of the Transaction Documents; Authorise Trustees to Effect the Resolution | Management | For | For |
SPIRIT ISSUER PLC MEETING DATE: JUN 8, 2009 | ||||
TICKER: SECURITY ID: G8360BAD7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Issuer/Borrower Facility Agreement; Sanction Any Variation of Bondholders' Rights; Ratify Amendment to Any Transaction Document; Assent to Every Variation o f the Transaction Documents; Authorise Trustees to Effect the Resolution | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SQUARE ENIX HOLDINGS CO LTD MEETING DATE: JUN 24, 2009 | ||||
TICKER: 9684 SECURITY ID: J7659R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
SSL INTERNATIONAL PLC MEETING DATE: JUL 24, 2008 | ||||
TICKER: SSL SECURITY ID: G8401X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 5.3 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Richard Adam as Director | Management | For | For |
5 | Re-elect Peter Read as Director | Management | For | For |
6 | Re-elect Garry Watts as Director | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Amend SSL International plc Performance Share Plan 2005 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,000,000 | Management | For | For |
11 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 955,523 | Management | For | For |
12 | Authorise 18,950,000 Ordinary Shares for Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 7, 2009 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 42.32 US Cents Per Ordinary Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Jamie Dundas as Director | Management | For | For |
5 | Re-elect Rudolph Markham as Director | Management | For | For |
6 | Re-elect Ruth Markland as D irector | Management | For | For |
7 | Re-elect Richard Meddings as Director | Management | For | For |
8 | Re-elect John Peace as Director | Management | For | For |
9 | Elect Steve Bertamini as Director | Management | For | For |
10 | Elect John Paynter as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
14 | Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1 ,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 | Management | For | For |
15 | Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme | Management | For | For |
16 | Extend Directors' Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Re solution 18 | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 | Management | For | For |
18 | Authorise 189,697,263 Ordinary Shares for Market Purchase | Management | For | For |
19 | Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 | Management | For | For |
20 | Adopt New Articles of Association | Management | For | For |
21 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
STANLEY ELECTRIC CO. LTD. MEE TING DATE: JUN 24, 2009 | ||||
TICKER: 6923 SECURITY ID: J76637115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Manage ment | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
SUEZ MEETING DATE: JUL 16, 2008 | ||||
TICKER: SZE SECURITY ID: F90131115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger by Absorption of Rivolam | Management | For | For |
2 | Approve Spin-Off of Suez Environnement | Management | For | For |
3 | Approve Distribution of 65 percent of Suez Environnement to Suez's Shareholders | Management | For | For |
4 | Approve Special Auditors' Rep ort Regarding Related-Party Transactions | Management | For | For |
5 | Approve Merger by Absorption of Suez by GDF | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SUMITOMO CORP. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 8053 SECURITY ID: J77282119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | Against |
4.3 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Stock Option Plan for Directors | Management | For | For |
7 | Approve Deep Discount Stock Option Plan | Management | For | Against |
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SUMITOMO ELECTRIC INDUSTRIES LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 5802 SECURITY ID: J77411114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Clarify Terms of Alternate Statutory Auditors | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Statutory Auditor | Management | For | For |
4.4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditors | Management | For | Against |
SUMITOMO TRUST & BANKING CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8403 SECURITY ID: J77970101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | Management | For | For |
2 | Amend Articles To Create New Classes of Preferred Shares - Reflect Digitalization of Share Certificates - Reflect Changes in Law | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
SUN HUNG KAI PROPERTIES LTD. MEETING DATE: DEC 4, 2008 | ||||
TICKER: 16 SECURITY ID: Y82594121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Kwong Siu-hing as Director | Management | For | For |
3a2 | Reelect Cheung Kin-tung, Marvin as Director | Management | For | For |
3a3 | Reelect Lee Shau-kee as Director | Management | For | For |
3a4 | Reelect Kwok Ping-sheung, Walter as Director | Management | For | For |
3a5 | Reelect Kwok Ping-luen, Raymond as Director | Management | For | For |
3a6 | Reelect Chan Kai-ming as Director | Management | For | For |
3a7 | Reelect Wong Yick-kam, Michael as Director | Management | For | For |
3a8 | Reelect Wong Chik-wing, Mike as Director | Management | For | For |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SUN LIFE FINA NCIAL INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: SLF SECURITY ID: 866796105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James C. Baillie As A Director | Management | For | For |
2 | Elect George W. Carmany, Iii As A Director | Management | For | For |
3 | Elect John H. Clappison As A Director | Management | For | For |
4 | Elect David A. Ganong, Cm As A Director | Management | For | For |
5 | Elect Germaine Gibara As A Director | Management | For | For |
6 | Elect Krystyna T. Hoeg As A Director | Management | For | For |
7 | Elect David W. Kerr As A Director | Management | For | For |
8 | Elect Idalene F. Kesner As A Director | Management | For | For |
9 | Elect Mitchell M. Merin As A Director | Management | For | For |
10 | Elect Bertin F. Nadeau As A Director | Management | For | For |
11 | Elect Ronald W. Osborne As A Director | Management | For | For |
12 | Elect Honorable Hugh D. Segal, Cm As A Director | M anagement | For | For |
13 | Elect Donald A. Stewart As A Director | Management | For | For |
14 | Elect James H. Sutcliffe As A Director | Management | For | For |
15 | Appoint Deloitte & Touche Llp As The Auditor | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
&nbs p; | ||||
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SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement Under Section 192 Of The Canada Business Corporation Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Adopt A Stock Option Plan By The Corporation Formed By The Amalgamation Of Suncor Energy Incorporation And Petro-canada Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Mr. Mel E. Benson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Mr. Brian A. Canfield As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Mr. Bryan P. Davies As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Mr. Brian A. Felesky As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Mr. John T. Ferguson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Mr. W. Douglas Ford As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Mr. Richard L. George As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Mr. John R. Huff As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
11 | Elect Ms. M. Ann Mccaig As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
12 | Elect Mr. Michael W. O Brien As A Director Of Suncor To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Ms. Eira M. Thomas As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Re-appoint Pricewaterhousecoopers Llp As The Auditor Of Suncor Energy Incorporation Until The Earlier Of The Completion Of The Arrangement And The Close Ofthe Next Agm | Management | For | For |
SUNLAND GROUP LIMITED MEETING DATE: NOV 10, 2008 | ||||
TICKER: SDG SECURITY ID: Q8803 B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ron Eames as Director | Management | For | For |
2 | Elect James Packer as Director | Management | For | For |
3 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
SWIRE PACIFIC LIMITED MEETING DATE: MAY 14, 2009 | ||||
TICKER: 19 SECURITY ID: Y83310105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividends | Management | For | For |
2a | Reelect C D Pratt as Director | Management | For | For |
2b | Reelect P N L Chen as Director | Management | For | For |
2c | Reelect D Ho as Director | Management | For | For |
2d | Reelect J W J Hughes-Hallett as Director | Management | For | For |
2e | Reelect C K M Kwok as Director | Management | For | For |
2f | Reelect M M T Yang as Director | Management | For | Against |
2g | Elect P A Kilgour as Director | Management | For | For |
2h | Elect M B Swire as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
TAIHEIYO CEMENT CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 5233 SECURITY ID: J7923L110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates - Change Location of Head Office | Management | For | For |
2 | Appoint Statutory Auditor | Management | Fo r | For |
TAIYO YUDEN CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6976 SECURITY ID: J80206113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Manageme nt | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director John A. Manzoni | Management | For | For |
1.6 | Elect Director Stella M. Thompson | Management | For | For |
1.7 | Elect Director John D. Watson | Management | For | For |
1.8 | El ect Director Robert G. Welty | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles W. Wilson | Management | For | For |
1.11 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend By-Laws No. 1 | Management | For | For |
TAYLOR WIMPEY PLC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: G86954107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Chris Rickard as Director | Management | For | For |
3 | Re-elect Norman Askew as Director | Management | For | For |
4 | Re-elect Mike Davies as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors and Authorise Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 88,797,189 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,797,189 | Management | For | For |
7 | Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,478,725 | Management | For | For |
8 | Authorise 115,829,920 Ordinary Shares for Market Purchase | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 250,000, to Political Org. Other Than Political Parties up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 | Management | For | For |
11 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2 | Approve Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | Management | For | For |
6 | Ratify Auditors for Fiscal Year 2009 | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELSTRA CORPORATION LIMITED. MEETING DATE: NOV 21, 2008 | ||||
TICKER: TLS SECURITY ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | None | For |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3 | Discuss the Company's Financial Statements and Reports for the Year Ended June 30, 2008 | Management | None | For |
4 | Approve Adoption of a New Constitution | Management | For | For |
5a | Elect John Mullen as Director | Management | For | For |
5b | Elect Catherine Livingstone as Director | Management | For | For |
5c | Elect Donald McGauchie as Director | Management | For | For |
5d | Elect John Stewart as Director | Management | For | For |
TELUS CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: T SECURITY ID: 87971M996 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
2 | Elect Director A. Charles Baillie | Management | For | For |
3 | Elect Director Micheline Bouchard | Management | For | For |
4 | Elect Director R. John Butler | Management | For | For |
5 | Elect Director Brian A. Canfield | Management | For | For |
6 | Elect Director Pierre Y. Ducros | Management | For | Against |
7 | Elect Director Darren Entwistle | Management | For | For |
8 | Elect Director Ruston E. T. Goepel | Management | For | For |
9 | Elect Director John S. Lacey | Management | For | For |
10 | Elect Director Brian F. MacNeill | Management | For | For |
11 | Elect Director Ronald P. Triffo | Management | For | For |
12 | ElectDirector Donald Woodley | Management | For | For |
13 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Albert Carnesale | Management | For | For |
1.4 | Elect Director Edwin J. Gillis | Management | For | For |
1.5 | Elect Director Vincent M. O'Reilly | Management | For | For |
1.6 | Elect Director Paul J. Tufano | Management | For | For |
1.7 | Elect Director Roy A. Vallee | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
THK CO. LTD. MEETING DATE: JUN 20, 2009 | ||||
TICKER: 6481 SECURITY ID: J83345108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIM HORTONS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. House | Management | For | For |
1.2 | Elect Director David H. Lees | Management | For | For |
1.3 | Elect Director Ronald W. Osborne | Management | F or | For |
1.4 | Elect Director Donald B. Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TODA CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 1860 &nb sp;SECURITY ID: J84377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
TOHO HOLDINGS CO LTD MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8129 SECURITY ID: J85237105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with OMWELL Inc. | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
TOHO PHARMACEUTICAL CO. LTD. MEETING DATE: FEB 13, 2009 | ||||
TICKER: 8129 SECURITY ID: J85237105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Adoption of Holding Company Structure and Transfer of Business to Wholly-Owned Subsidiary | Management | For | For |
2 | Amend Articles To Amend Business Lines - Change Company Name - Reflect Digitalization of Share Certificates | Management | For | For |
TOHOKUSHINSHA FILM CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 2329 SECURITY ID: J8514F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | Against |
4.3 | Appoint Statutory Auditor | Management | For | For |
5.1 | Appoint Alternate Statutory Auditor | Management | For | For |
5.2 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditors | Management | For | Against |
TOKAI CARBON CO. LTD. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 5301 SECURITY ID: J85538106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
TOKUYAMA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: 4043 SECURITY ID: J86506102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3. 1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
TOKYO ELECTRIC POWER CO. LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 9501 SECURITY ID: J86914108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | Fo r |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
3.19 | Elect Director | Management | For | For |
3.20 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Alternate Income Allocation Proposal | Shareholder | Against | Against |
6 | Amend Articles to Ban Further Investment to Repair Nuclear Plant | Shareholder | Against | Against |
7 | Amend Articles to Retire Fukushima I and II Nuclear Plants | Shareholder | Against | Against |
8 | Amend Articles to Require Compensation Disclosure | Shareholder | Against | Against |
&n bsp; | ||||
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TOKYO ELECTRON LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 8035 SECURITY ID: J86957115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TOKYO GAS CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 9531 SECURITY ID: J87000105 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
TOMKINS PLC MEETING DATE: JUN 1, 2009 | ||||
TICKER: TOMKF SECURITY ID: G89158136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 2 US Cents Per Ordinary Share | Management | For | For |
4 | Re-elect Richard Gillingwater as Director | Management | For | For |
5 | Re-elect Struan Robertson as Director | Management | For | For |
6 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
7 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
8 | Auth. Issue of Equity with Pre-emptive Rights Under a General Authority of up to USD 26,455,567 and an Additional Amount Pursuant to a Rights Issue of up to USD 52,911,135 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
9 | If Resolution 8 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 3,978,682 | Management | For | For |
10 | Authorise 88,415,177 Ordinary Shares for Market Purchase or if Lower Such Number of Shares as is Equal to 10 Percent of the Issued Ordinary Share Capital | Management | For | For |
11 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
TORONTO-DOMINION BANK, THE MEETING DATE: APR 2, 2009 | ||||
TICKER: TD SECURITY ID: 891160509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Hugh J. Bolton | Management | For | For |
1.3 | Elect Director John L. Bragg | Management | For | For |
1.4 | Elect Director W. Edmund Clark | Management | For | For |
1.5 | Elect Director Wendy K. Do bson | Management | For | For |
1.6 | Elect Director Donna M. Hayes | Management | For | For |
1.7 | Elect Director Henry H. Ketcham | Management | For | For |
1.8 | Elect Director Pierre H. Lessard | Management | For | For |
1.9 | Elect Director Brian M. Levitt | Management | For | For |
1.10 | Elect Director Harold H. MacKay | Management | For | For |
1.11 | Elect Director Irene R. Miller | Management | For | For |
1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
1.13 | Elect Director Roger Phillips | Management | For | For |
1.14 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.15 | Elect Director William J. Ryan | Management | For | For |
1.16 | Elect Director Helen K. Sinclair | Management | For | For |
1.17 | Elect Director John M. Thompson | Management | For | For |
2 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
3 | SP 1: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
4 | SP 2: Review Executive Compensation Programs | Shareholder | Against | Against |
5 | SP 3: Review Short-Selling Programs | Shareholder | Against | Against |
6 | SP 4: Review Director Recruitment Policies | Shareholder | Against | Against |
7 | SP 5: Adopt Policy Limiting the Number of Board Seats per Director | Shareholder | Against | Against |
8 | SP 6: Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
9 | SP 7: Adopt Policy to Increase Number of Women Directors | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 15, 2009 | ||||
TICKER: TOT SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Thierry Desmarest | Management | For | For |
6 | Approve Transaction with Christophe de Margerie | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Daniel Bouton as Director | Management | For | Against |
10 | Reelect Bertrand Collomb as Director | Management | For | For |
11 | Reelect Christophe de Margerie as Director | Management | For | For |
12 | Reelect Michel Pebereau as Director | Management | For | For |
13 | Electe Patrick Artus as Director | Management | For | For |
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | Management | For | For |
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans | Shareholder | Against | Against |
B | Amend Article 11 of Bylaws Re: Nomination of Employee's Shareholder Representative to the Board of Directors | Shareholder | Against | Against |
C | Approve Restricted Stock Plan for Employee | Shareholder | Against | Against |
TOYOTA MOTOR CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7203 SECURITY ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | For |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | For |
3.18 | Elect Director | Management | For | For |
3.19 | Elect Director | Management | For | For |
3.20 | Elect Director | Management | For | For |
3.21 | Elect Director | Management | For | For |
3.22 | Elect Director | Management | For | For |
3.23 | Elect Director | Management | For | For |
3.24 | Elect Director | Management | For | For |
3.25 | Elect Director | Management | For | For |
3.26 | Elect Director | Management | For | For |
3.27 | Elect Director | Management | For | For |
3.28 | Elect Director | Management | For | For |
3.29 | Elect Director | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
TRANSCANADA CORPORATION MEETING DATE: MAY 1, 2009 | ||||
TICKER: TRP SECURITY ID: 89353D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. E. Benson | Management | For | For |
1.2 | Elect Director D. H. Burney | Management | For | For |
1.3 | Elect Director W. K. Dobson | Management | For | For |
1.4 | Elect Director E. L. Draper | Management | For | For |
1.5 | Elect Director P. Gauthier | Management | For | For |
1.6 | Elect Director K. L. Hawkins | Management | For | For |
1.7 | Elect Director S. B. Jackson | Management | For | For |
1.8 | Elect Director P. L. Joskow | Management | For | For |
1.9 | Elect Director H. N. Kvisle | Management | For | For |
1.10 | Elect Director J. A. MacNaughton | Management | For | For |
1.11 | Elect Director D. P. O'Brien | Management | For | For |
1.12 | Elect Director W. T. Stephens | Management | For | For |
1.13 | Elect Director D. M. G. Stewart | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
UBS AG MEETING DATE: OCT 2, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sally Bott as Director | Management | For | Did Not Vote |
1.2 | Elect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
1.3 | Elect Bruno Gehrig as Director | Management | For | Did Not Vote |
1.4 | Elect William G. Parrett as Director | Management | For | Did Not Vot e |
2 | Amend Articles Re: New Governance Structure | Management | For | Did Not Vote |
UBS AG MEETING DATE: OCT 2, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: SALLY BOTT | Management | For | Did Not Vote |
2 | ELECTION OF DIRECTOR: RAINER-MARC FREY | Management | For | Did Not Vote |
3 | ELECTION OF DIRECTOR: BRUNO GEHRIG | Management | For | Did Not Vote |
4 | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | Did Not Vote |
5 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008 | Management | For | Did Not Vote |
6 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
UBS AG MEETING DATE: NOV 27, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Mandatory Convertible Notes without Preemptive Rights; Approve Creation of CHF 36.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did No t Vote |
UBS AG MEETING DATE: NOV 27, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
2 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
UBS AG MEETING DATE: APR 15, 2009 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve 2009 Compensation Model | Management | For | Did Not Vote |
2 | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
3.1.1 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
3.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
3.1.3 | Reelect Sally Bott as Director | Management | For | Did Not Vote |
3.1.4 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
3.1.5 | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
3.1.6 | Reelect William Parrett as Director | Management | For | Did Not Vote |
3.2.1 | Elect Kaspar Villiger as Director | Management | For | Did Not Vote |
3.2.2 | Elect Michel Demare as Director | Management | For | Did Not Vote |
3.2.3 | Elect Ann Goodbehere as Director | Management | For | Did Not Vote |
3.2.4 | Elect Axel Lehmann as Director | Management | For | Did Not Vote |
3.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
3.4 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
UMICORE MEETING DATE: APR 28, 2009 | ||||
TICKER: UMI SECURITY ID: B95505168 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Auditors' Report (Non-Voting) | Management | None | Did Not Vote |
3 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | Did Not Vote |
6.1 | Approve Discharge of Directors | Management | For | Did Not Vote |
6.2 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7.1 | Confirmation of Marc Grynberg as Executive Director | Management | For | Did Not Vote |
7.2 | Reelect Marc Grynberg as Director | Management | For | Did Not Vote |
7.3 | Reelect Thomas Leysen as Director | Management | For | Did Not Vote |
7.4 | Reelect Klaus Wendel as Director | Management | For | Did Not Vote |
7.5 | Elect Jean-Luc Dehaene as Director | Management | For | Did Not Vote |
7.6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
UMICORE MEETING DATE: APR 28, 2009 | ||||
TICKER: UMI SECURITY ID: B95505168 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
UNI-CHARM CORP. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 8113 SECURITY ID: J94104114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
4 | Appoint External Audit Firm | Management | For | For |
UNIBAIL RODAMCO SE MEETING DATE: MAY 14, 2009 | ||||
TICKER: UL SECURITY ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 5.50 per Share | Management | For | For |
4 | Approve Transfer from Distribuable Dividends and Premium Account to Shareholders for an Amount of EUR 2 per Share | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Reelect Mary Harris as Supervisory Board Member | Management | For | For |
7 | Reelect Jean-Louis Laurens as Supervisory Board Member | Management | For | For |
8 | Reelect Alec Pelmore as Supervisory Board Member | Management | For | For |
9 | Reelect M.F.W. van Oordt as Supervisory Board Member | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12 and 13 | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
20 | Amend Article 10.1 of Bylaws Re: Management Board Composition | Management | For | For |
21 | Transform Company Into a European Company | Management | For | For |
22 | Change Company Name to Unibail Rodamco SE, Pursuant to Adoption of Item 21 | Management | For | For |
23 | Adopt New Articles of Association, Subject to Approval of Item 21 | Management | For | For |
24 | Authorize Transfer of Outstanding Authorizations Granted to Management Board to New Management Board, Subject to Approval of Item 21 Above | Management | For | For |
25 | Subject to Approval of Items 21 and 23 Above, Reelect M. Robert F.W. van Oordt as Supervisory Board Member | Management | For | For |
26 | Subject to Approval of Items 21 and 23 Above, Elect Francois Jaclot as Supervisory Board Member | Management | For | For |
27 | Subject to Approval of Items 21 and 23 Above, Elect Jacques Dermagne as Supervisory Board Member | Management | For | For |
28 | Subject to Approval of Items 21 and 23 Above, Elect Henri Moulard as Supervisory Board Member | Management | For | For |
29 | Subject to Approval of Items 21 and 23 Above, Elect Yves Lyon-Caen as Superv isory Board Member | Management | For | For |
30 | Subject to Approval of Items 21 and 23 Above, Elect Jean-Louis Laurens as Supervisory Board Member | Management | For | For |
31 | Subject to Approval of Items 21 and 23 Above, Elect Frans J.G.M. Cremers as Supervisory Board Member | Management | For | For |
32 | Subject to Approval of Items 21 and 23 Above, Elect Robert Ter Haar as Supervisory Board Member | Management | For | For |
33 | Subject to Approval of Items 21 and 23 Above, Elect Bart R. Okkens as Supervisory Board Member | Management | For | For |
34 | Subject to Approval of Items 21 and 23 Above, Elect Jos W.B. Westerburgen as Supervisory Board Member | Management | For | For |
35 | Subject to Approval of Items 21 and 23 Above, Elect Mary Harris as Supervisory Board Member | Management | For | For |
36 | Subject to Approval of Items 21 and 23 Above, Elect Alec Pelmore as Supervisory Board Member | Management | For | For |
37 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 875,000 | Management | For | For |
38 | Reappoint Ernst & Young Audit, Deloitte Marque and Gendrot SA as Auditors, and Barbier Frinault et Autres, and Mazars and Guerard as Deputy Auditors | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNICREDIT SPA (FORMERLY UNICREDITO ITALIANO SPA) MEETING DATE: NOV 14, 2008 | ||||
TICKER: UCG SECURITY ID: T95132105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capital Increase Through the Issuance of up to 973.08 Million Ordinary Shares Reserved to Ordinary and Saving Shareholders; Amend Bylaws Accordingly | Management | For | Did Not Vote |
1 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
UNILEVER N.V. MEETING DATE : OCT 29, 2008 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment of Paul Polman as Executive Director | Management | For | For |
UNILEVER N.V. MEETING DATE: OCT 29, 2008 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment of Paul Polman as Executive Director | Management | For | For |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.1 1 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 29, 2009 | ||||
TICKER: UOVEF SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 29, 2009 | ||||
TICKER: UOVEF SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.40 Per Share | Management | For | For |
3 | Approve Directors' Fees of SGD 912,500 for 2008 (2007: SGD 912,500) | Management | For | For |
4 | Approve Payment SGD 2.5 Million as Fee to Wee Cho Yaw, Chairman of the Bank, for the Period from January 2008 to December 2008 | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Wee Ee Cheong as Director | Management | For | For |
7 | Reelect Wee Cho Yaw as Director | Management | For | For |
8 | Reelect Lim Pin as Director | Management | For | For |
9 | Reelect Ngiam Tong Dow as Director | Management | For | For |
10 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
11 | Approve Allotment and Issuance of Preference Shares | Management | For | For |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Ele ct Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Mana gement | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Sec urities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratif y Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 9 2826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 29, 2008 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Andy Halford as Director | Management | For | For |
6 | Re-elect Alan Jebson as Director | Management | For | For |
7 | Re-elect Nick Land as Director | Management | For | For |
8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
9 | Re-elect Simon Murray as Director | Management | For | For |
10 | Re-elect Luc Vandevelde as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Philip Yea as Director | Management | For | For |
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | Management | For | For |
14 | Approve R emuneration Report | Management | For | For |
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | Management | For | For |
18 | Subject t o the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | Management | For | For |
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | Management | For | For |
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
21 | Amend Articles of Association | Management | For | For |
22 | Approve Vodafone Group 2008 Sharesave Plan | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 29, 2008 | ||||
TICKER: VOD &nbs p;SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Andy Halford as Director | Management | For | For |
6 | Re-elect Alan Jebson as Director | Management | For | For |
7 | Re-elect Nick Land as Director | Management | For | For |
8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
9 | Re-elect Simon Murray as Director | Management | For | For |
10 | Re-elect Luc Vandevelde as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Philip Yea as Director | Management | For | For |
13 | Approve Final Dividen d of 5.02 Pence Per Ordinary Share | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate N ominal Amount of USD 1,100,000,000 | Management | For | For |
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | Management | For | For |
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | Management | For | For |
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and In cur EU Political Expenditure up to GBP 100,000 | Management | For | For |
21 | Amend Articles of Association | Management | For | For |
22 | Approve Vodafone Group 2008 Sharesave Plan | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charte r -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC &nb sp;SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESFARMERS LTD. MEETING DATE: NOV 13, 2008 | ||||
TICKER: WES SECURITY ID: Q95870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | For |
2a | Elect Robert (Bob) Lindsay Every as Director | Management | For | For |
2b | Elect Gene Thomas Tilbro ok as Director | Management | For | For |
3 | Adopt New Constitution | Management | For | For |
4 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Agai nst | For |
4 | Ratify Auditors | Management | For | For |
WINCOR NIXDORF AG MEETING DATE: JAN 19, 2009 | ||||
TICKER: WIN SECURITY ID: D9695J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.13 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | Management | For | For |
6a | Reelect Hero Brahms to the Supervisory Board | Management | For | For |
6b | Reelect Walter Gunz to the Supervisory Board | Management | For | For |
6c | Elect Achim Bachem to the Supervisory Board | Mana gement | For | For |
7 | Approve Creation of EUR 3.3 Million Pool of Capital without Preemptive Rights; Approve Creation of EUR 13.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
WOLSELEY PLC MEETING DATE: APR 1, 2009 | ||||
TICKER: WOSLF SECURITY ID: G97278108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 200,000,000 to GBP 250,000,000 | Management | For | For |
2 | Approve the Terms of the Placing; A uthorise Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 56,250,000 (Placing) | Management | For | For |
3 | Subdivide and Convert Each Issued Ordinary Share of 25 Pence Each into One Ordinary Share of One Penny and One Deferred Share of 24 Pence; Subdivide and Convert Each Authorised but Unissued 25 Pence Ordinary Shares into 25 Interim Shares | Management | For | For |
4 | Approve Consolidation of Every Ten Issued Interim Shares into One Ordinary Share of 10 Pence Each; Approve Consolidation of Every Ten Authorised but Unissued Interim Shares into One Ordinary Share of 10 Pence Each | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,604,321 (Rights Issue); Otherwise up to GBP 8,700,000 | Management | For | For |
6 | Approve the Terms of the Rights Issue | Management | For | For |
WOOLWORTHS LTD. MEETING DATE: NOV 27, 2008 | ||||
TICKER: WOW SECURITY ID: Q98418108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 29, 2008 | Management | None | None |
2 | Approve Remuneration Report for the Financial Year Ended June 29, 2008 | Management | For | For |
3a | Elect Roderick Sheldon Deane as Director | Management | For | For |
3b | Elect Leon Michael L'Huillier as Director | Management | For | For |
4a | Approve Grant of 1.5 Million Options or Performance Rights or Combination of Both to Michael Gerard Luscombe, Group Managing Director and Chief Executive Officer, Under the Woolworths Long Term Incentive Plan | Management | For | Against |
4b | Approve Issuance of 750,000 Options or Performance Rights or Combination of Both to Thomas William Pockett, Finance Director, Under the Woolworths Long Term Incentive Plan | Management | For | Against |
WORLEYPARSONS LTD. MEETING DATE: OCT 28, 2008 | ||||
TICKER: WOR SECURITY ID: Q9857K102 | ||||
P roposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Report for the Financial Year Ended June 30, 2008 | Management | None | None |
2a | Elect Ron McNeilly as Director | Management | For | For |
2b | Elect David Housego as Director | Management | For | For |
2c | Elect Eric Gwee as Director | Management | For | For |
3 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
4 | Approve Grant of a Total of 85,762 Performance Rights Under the WorleyParsons Limited Performance Rights Plan to John Grill, David Housego, William Hall and Larry Benke | Management | For | Against |
5 | Approve Increase in Remuneration of Non-Executive Directors by A$250,000 | Management | For | For |
6 | Approve Grant of Shares to Non-Executive Directors Under the WorleyParsons Ltd Non-Executive Director Share Plan | Management | For | For |
XSTRATA PLC MEETING DATE: MAY 5, 2009 | ||||
TICKER: XTA SECURITY ID: G9826T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Re-elect Ivan Glasenberg as Director | Management | For | Did Not Vote |
4 | Re-elect Trevor Reid as Director | Management | For | Did Not Vote |
5 | Re-elect Santiago Zaldumbide as Director | Management | For | Did Not Vote |
6 | Elect Peter Hooley as Director | Management | For | Did Not Vote |
7 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Right s up to Aggregate Nominal Amount of USD 488,835,270 in Connection with an Offer by Way of Rights Issue; Otherwise up to USD 488,835,270 | Management | For | Did Not Vote |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 73,325,290.50 | Management | For | Did Not Vote |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Peter Marrone as a Director | Management | For | For |
2 | Elect Mr. Patrick J. Mars as a Director | Management | For | For |
3 | Elect Mr. Juvenal Mesquita Filho as a Director | Management | For | For |
4 | Elect Mr. Antenor F. Silva, Jr. as a Director | Management | For | For |
5 | Elect Mr. Nigel Lees as a Director | Management | For | For |
6 | Elect Mr. Dino Titaro as a Director | Management | For | For |
7 | Elect Mr. John Begeman as a Director | Management | For | For |
8 | Elect Mr. Robert Horn as a Director | Management | For | For |
9 | Elect Mr. Richard Graff as a Director | Management | For | For |
10 | Elect Mr. Carl Renzoni as a Director | Management | For | For |
11 | Appoint Deloitte and Touche LLP as the Auditors | Management | For | For |
ZURICH FINANCIAL SERVICES AG MEETING DATE: APR 2, 2009 | ||||
TICKER: ZURN SECURITY ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and St atutory Reports; Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 11 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Increase Existing Pool of Authorized Capital without Preemtive Rights by CHF 400,000 to CHF 1 Million | Management | For | Did Not Vote |
5 | Increase Existing Pool of Conditional Capital without Preemptive Rights by CHF 451,817 to CHF 1 Million | Management | For | Did Not Vote |
6 | Amend Articles Re: Indicate Legal Form in Company Name | Management | For | Did Not Vote |
7.1.1 | Reelect Thomas Escher as Director | Management | For | Did Not Vote |
7.1.2 | Reelect Don Nicolaisen as Director | Management | For | Did Not Vote |
7.1.3 | Reelect Philippe Pidoux as Director | Management | For | Did Not Vote |
7.1.4 | Reelect Vernon Sankey as Director | Management | For | Did Not Vote |
7.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY SERIES BROAD MARKET OPPORTUNITIES FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifi er, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned President and Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust Fidelity Advisor Series II Fidelity Advisor Series IV Fidelity Boylston Street Trust Fidelity California Municipal Trust Fidelity California Municipal Trust II Fidelity Central Investment Portfolios II LLC Fidelity Charles Street Trust Fidelity Colchester Street Trust Fidelity Court Street Trust Fidelity Court Street Trust II Fidelity Fixed-Income Trust Fidelity Garrison Street Trust Fidelity Hereford Street Trust Fidelity Income Fund | Fidelity Massachusetts Municipal Trust Fidelity Money Market Trust Fidelity Municipal Trust Fidelity Municipal Trust II Fidelity Newbury Street Trust Fidelity New York Municipal Trust Fidelity New York Municipal Trust II Fidelity Oxford Street Trust Fidelity Phillips Street Trust Fidelity Revere Street Trust Fidelity School Street Trust Fidelity Union Street Trust Fidelity Union Street Trust II Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/ John R. Hebble
John R. Hebble
Treasurer