UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): August 2, 2019
(Exact name of registrant as specified in its charter)
Ohio | 001-33653 | 31-0854434 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
Fifth Third Center 38 Fountain Square Plaza, Cincinnati, Ohio | 45263 | |||
(Address of Principal Executive Offices) | (Zip Code) |
(800)972-3030
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Common Stock, Without Par Value | FITB | The NASDAQ Stock Market LLC | ||
Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 6.625%Fixed-to-Floating RateNon-Cumulative Perpetual Preferred Stock, Series I | FITBI | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 | Other Events |
This amendment to the Current Report on Form8-K of Fifth Third Bancorp (the “Company”) originally filed on August 2, 2019 to announce that the Company had submitted redemption notices to the trustees to redeem certain trust preferred securities is being filed solely to add an additional press release issued by the Company on August 5, 2019 correcting and replacing the original press release issued on August 2, 2019 with respect to the accrued and unpaid distributions relating to those trust preferred securities.
MB Financial, Inc., a wholly-owned subsidiary of Fifth Third Bancorp (the “Company”) has submitted redemption notices to the trustees to redeem the trust preferred securities related to the trusts listed below, which will result in the redemption of the securities identified below on the date specified. The redemptions will be funded with excess cash currently available to the Company.
Trust | Security | Principal Amount | Redemption Date | |||||
MB Financial Capital Trust II | Floating Rate Capital Securities | $ | 35,000,000 | 9/16/2019 | ||||
MB Financial Capital Trust IV | Capital Securities | $ | 20,000,000 | 9/16/2019 | ||||
MB Financial Capital Trust V | Floating Rate Capital Securities | $ | 30,000,000 | 9/16/2019 |
On August 2, 2019, the Company issued a press release announcing this redemption. On August 5, 2019, the Company issued a press release to correct and replace the original press release issued on August 2, 2019 with respect to the accrued and unpaid distributions relating to those trust preferred securities. A copy of this August 5, 2019 press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 | Financial Statements and Exhibits |
Exhibit 99.1 –Press Release dated August 5, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
FIFTH THIRD BANCORP | ||||||
(Registrant) | ||||||
August 5, 2019 | By: | /s/ James C. Leonard | ||||
James C. Leonard | ||||||
Executive Vice President and Treasurer |