|
Shareholder servicing agents Record: 1 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | J.P. Morgan Securities LLC |
ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 7 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 8 |
i. Full name | LPL Financial LLC |
ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
Description of other identifying number | |
iii. State, if applicable | MASSACHUSETTS |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | LPL Financial LLC |
ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
Description of other identifying number | |
iii. State, if applicable | MASSACHUSETTS |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | J.P. Morgan Securities LLC |
ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 7 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 8 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | LPL Financial LLC |
ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
Description of other identifying number | |
iii. State, if applicable | MASSACHUSETTS |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | J.P. Morgan Securities LLC |
ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 7 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 8 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Custodians Record: 1 |
i. Full name | Citibank Europe Public Limited Company (Frankfurt am Main, Hessen, DE, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | GERMANY |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 2 |
i. Full name | Citigroup Pty Limited |
ii. LEI, if any | 0C45RG70GW42XSBLJ131 |
iii. State, if applicable | |
iv. Foreign country, if applicable | AUSTRALIA |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 3 |
i. Full name | Citibank Europe Public Limited Company (Milan, Milano, IT, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | ITALY |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 4 |
i. Full name | Citibank Europe Public Limited Company (Lisbon, Lisboa, PT, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | PORTUGAL |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 5 |
i. Full name | Citibank Europe Public Limited Company (Copenhagen, Hovedstaden, DK, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | DENMARK |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 6 |
i. Full name | Clearstream Banking S.A. |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable | LUXEMBOURG |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 7 |
i. Full name | Citibank, National Association (New York, NY, US, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 8 |
i. Full name | Citibank Europe Public Limited Company (Oslo, Oslo, NO, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | BELGIUM |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 9 |
i. Full name | Citibank, National Association (London, GB, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 10 |
i. Full name | Citibank Canada |
ii. LEI, if any | YJW4XPRSVL5L1ANG2086 |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 11 |
i. Full name | Citibank Europe Public Limited Company (Haarlemmermeer, Noord Holland, NL, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | NETHERLANDS |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 12 |
i. Full name | Citibank, National Association (Tel Aviv, Tel Aviv District, IL, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | ISRAEL |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 13 |
i. Full name | Citibank Europe Public Limited Company (Helsinki, Uusimaa, FI, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | FINLAND |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 14 |
i. Full name | Citibank, National Association (Central and Western District, Hong Kong Island, HK, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | HONG KONG |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 15 |
i. Full name | Citibank Europe Public Limited Company (Madrid, Madrid, ES, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | SPAIN |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 16 |
i. Full name | Citibank, National Association (Auckland, Auckland, NZ, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | NEW ZEALAND |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 17 |
i. Full name | Euroclear Bank |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable | BELGIUM |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 18 |
i. Full name | Citibank Europe Public Limited Company (Paris, Paris, FR, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | FRANCE |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 19 |
i. Full name | Citibank Europe Public Limited Company (Stockholm, Stockholm, SE, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | SWEDEN |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 20 |
i. Full name | Citibank Europe Public Limited Company (Brussels, Brussels-Capital, BE, Branch) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable | NORWAY |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 21 |
i. Full name | Citibank, National Association (Shinagawa ku, Tokyo, JP, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | JAPAN |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 22 |
i. Full name | Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable | SINGAPORE |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record: 23 |
i. Full name | Citibank Europe Public Limited Company (Vienna, Vienna, AT, Branch) |
ii. LEI, if any | 31OGKFG0Y1795OV0AK56 |
iii. State, if applicable | |
iv. Foreign country, if applicable | AUSTRIA |
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the custodian a sub-custodian? | Yes No |
vii. With respect to the custodian, check below to indicate the type of custody: | 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record: 1 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | LPL Financial LLC |
ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
Description of other identifying number | |
iii. State, if applicable | MASSACHUSETTS |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | J.P. Morgan Securities LLC |
ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 7 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 8 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | Pershing LLC |
ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 2 |
i. Full name | Fidelity Institutional Asset Management Trust Company |
ii. LEI, if any, or provide and describe other identifying number | Z26LT2N3NO13KK7Y9Z32 |
Description of other identifying number | |
iii. State, if applicable | NEW HAMPSHIRE |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 3 |
i. Full name | LPL Financial LLC |
ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
Description of other identifying number | |
iii. State, if applicable | MASSACHUSETTS |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 4 |
i. Full name | Charles Schwab & Co., Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
Description of other identifying number | |
iii. State, if applicable | CALIFORNIA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 5 |
i. Full name | Raymond James & Associates, Inc. |
ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
Description of other identifying number | |
iii. State, if applicable | FLORIDA |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 6 |
i. Full name | TD Ameritrade Trust Company |
ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
Description of other identifying number | Tax ID |
iii. State, if applicable | COLORADO |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
Shareholder servicing agents Record: 7 |
i. Full name | RBC Capital Markets, LLC |
ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |