SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13E-3
(RULE 13e-100)
(Amendment No. 2)
TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE
SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER
RULE 13e-3 TRANSACTION STATEMENT UNDER
SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934
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CONSOLIDATED CAPITAL PROPERTIES IV, LP |
(Name of the Issuer)
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CONSOLIDATED CAPITAL PROPERTIES IV, LP CONCAP EQUITIES, INC. AIMCO PROPERTIES, L.P. APARTMENT INVESTMENT AND MANAGEMENT COMPANY AIMCO/IPT, INC. AIMCO-GP, INC. AIMCO IPLP, L.P. IPLP ACQUISITION I LLC AIMCO CCP IV MERGER SUB LLC |
(Name of Person(s) Filing Statement)
|
Units of Limited Partnership Interest |
(Title of Class of Securities)
(CUSIP Number of Class of Securities)
John Bezzant
Executive Vice President
Apartment Investment and Management Company
4582 South Ulster Street, Suite 1100
Denver, Colorado 80237
(303) 757-8101
(Name, Address, and Telephone Numbers of Person Authorized to Receive Notices
and Communications on Behalf of the Persons Filing Statement)
WITH COPIES TO:
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Jonathan Friedman, Esq. | | Joseph Coco, Esq. |
Skadden, Arps, Slate, Meagher & Flom LLP | | Skadden, Arps, Slate, Meagher & Flom LLP |
300 South Grand Avenue, Suite 3400 | | Four Times Square |
Los Angeles, CA 90071 | | New York, NY 10036 |
This statement is filed in connection with (check the appropriate box):
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a. | | x | | The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C or Rule 13e-3(c) under the Securities Exchange Act of 1934. |
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b. | | x | | The filing of a registration statement under the Securities Act of 1933. |
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c. | | ¨ | | A tender offer. |
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d. | | ¨ | | None of the above. |
Check the following box if the soliciting materials or information statement referred to in checking box (a) are preliminary copies:¨
Check the following box if the filing is a final amendment reporting the results of the transaction:x
Calculation of Filing Fee
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Transaction Valuation* | | Amount of Filing Fee** |
$5,893,605.27 | | $675.41 |
* | For purposes of calculating the fee only. This amount was calculated by multiplying the 104,980.5 limited partnership units held by limited partners unaffiliated with AIMCO Properties, L.P. by $56.14 per limited partnership unit. |
** | Calculated by multiplying the transaction valuation of $5,893,605.27 by 0.0001146 |
x | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
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Amount Previously Paid: $700.09 | | Filing Party: Apartment Investment and Management Company; AIMCO Properties, L.P. |
Form or Registration No.: Form S-4 | | Date Filed: July 28, 2011 |
TRANSACTION STATEMENT UNDER SECTION 13(e) OF
THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER
This Amendment No. 2 to the Rule 13e-3 Transaction Statement on Schedule 13E-3 (this “Schedule 13E-3”) is being filed solely to report the results of the Rule 13e-3 transaction subject to this Schedule 13E-3.
On November 15, 2011, Consolidated Capital Properties IV, LP, a Delaware limited partnership (the “Partnership”) entered into an Amended and Restated Agreement and Plan of Merger (the “Amended and Restated Merger Agreement”) with AIMCO Properties, L.P., a Delaware limited partnership (“AIMCO Properties”) and AIMCO CCP IV Merger Sub LLC, a Delaware limited liability company of which AIMCO Properties is the sole member (the “Merger Subsidiary”). The Amended and Restated Merger Agreement provides for the Merger Subsidiary to be merged with and into the Partnership, with the Partnership as the surviving entity (the “Merger”), upon approval by a majority in interest of the units of limited partnership interest of the Partnership (the “CCP IV Units”) outstanding.
On January 23, 2012, AIMCO Properties and its affiliates, which owned 237,778.5 of the 342,727 issued and outstanding CCP IV Units, or approximately 69.38% of the number of units outstanding, took action by written consent to approve the Merger, which was completed on January 23, 2012. In the Merger, each CCP IV Unit outstanding immediately prior to the Merger (other than CCP IV Units as to which appraisal rights are elected) was converted into the right to receive, at the election of the holder, either $56.14 in cash (the “Cash Consideration”), or 2.44 partnership common units of AIMCO Properties. Limited partners who reside in the State of California, or who fail to make an election, will receive only the Cash Consideration. In the Merger, AIMCO Properties’ membership interest in the Merger Subsidiary was converted into 1,000 CCP IV Units. ConCap Equities, Inc. continues to be the sole general partner of the Partnership, and the Partnership’s agreement of limited partnership in effect immediately prior to the Merger remains unchanged.
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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CONSOLIDATED CAPITAL PROPERTIES IV, LP |
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By: | | ConCap Equities, Inc., |
| | Its General Partner |
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| | By: | | /s/ Trent A. Johnson |
| | | | Name: | | Trent A. Johnson |
| | | | Title: | | Vice President and |
| | | | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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CONCAP EQUITIES, INC. |
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By: | | /s/ Trent A. Johnson |
| | Name: | | Trent A. Johnson |
| | Title: | | Vice President and |
| | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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AIMCO PROPERTIES, L.P. |
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By: | | AIMCO-GP, INC., |
| | Its General Partner |
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| | By: | | /s/ Trent A. Johnson |
| | | | Name: | | Trent A. Johnson |
| | | | Title: | | Vice President and |
| | | | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY |
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By: | | /s/ Trent A. Johnson |
| | Name: | | Trent A. Johnson |
| | Title: | | Vice President and |
| | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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AIMCO/IPT, INC. |
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By: | | /s/ Trent A. Johnson |
| | Name: | | Trent A. Johnson |
| | Title: | | Vice President and |
| | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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AIMCO-GP, INC. |
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By: | | /s/ Trent A. Johnson |
| | Name: | | Trent A. Johnson |
| | Title: | | Vice President and |
| | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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AIMCO IPLP, L.P. |
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By: | | AIMCO/IPT, INC., |
| | Its General Partner |
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| | By: | | /s/ Trent A. Johnson |
| | | | Name: | | Trent A. Johnson |
| | | | Title: | | Vice President and |
| | | | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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IPLP ACQUISITION I LLC |
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By: | | AIMCO IPLP, L.P., |
| | Its Sole Member |
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| | By: | | AIMCO/IPT, INC., |
| | | | Its General Partner |
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| | | | By: | | /s/ Trent A. Johnson |
| | | | | | Name: Trent A. Johnson |
| | | | | | Title: Vice President and |
| | | | | | Assistant General Counsel |
SIGNATURE
After due inquiry and to the best of its knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
Date: January 23, 2012
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AIMCO CCP IV MERGER SUB LLC |
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By: | | AIMCO PROPERTIES, L.P., |
| | Its Sole Member |
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| | By: | | AIMCO-GP, INC., |
| | | | Its General Partner |
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| | | | By: | | /s/ Trent A. Johnson |
| | | | | | Name: Trent A. Johnson |
| | | | | | Title: Vice President and |
| | | | | | Assistant General Counsel |
EXHIBIT INDEX
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EXHIBIT NUMBER | | DESCRIPTION |
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(a) | | Information Statement/Prospectus (the Information Statement/Prospectus filed with the Securities and Exchange Commission as part of Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011 is incorporated herein by reference). |
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(b) | | Senior Secured Credit Agreement, dated as of December 13, 2011, by and among Apartment Investment and Management Company, AIMCO Properties, L.P., AIMCO/Bethesda Holdings, Inc., the lenders party thereto, KeyBank National Association, as administrative agent, swing line lender and a letter of credit issuer, Wells Fargo Bank, N.A., as syndication agent and Bank of America, N.A. and Regions Bank, as co-documentation agents (Exhibit 10.1 to Aimco’s and Aimco OP’s Current Report on Form 8-K, dated December 13, 2011 is incorporated herein by this reference). |
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(c)(1) | | Appraisal Report, dated as of March 30, 2011, by Cogent Realty Advisors, LLC, related to Arbours of Hermitage Apartments (Exhibit 99.1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(2) | | Supplemental Letter, dated as of June 3, 2011, by Cogent Realty Advisors, LLC, related to Arbours of Hermitage Apartments (Exhibit 99.2 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(3) | | Supplemental Letter, dated as of October 28, 2011, by Cogent Realty Advisors, LLC, related to Arbours of Hermitage Apartments (Exhibit 99.7 to Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011 is incorporated herein by reference). |
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(c)(4) | | Appraisal Report, dated as of March 11, 2011, by Cogent Realty Advisors, LLC, related to 865 Bellevue Apartments (Exhibit 99.3 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(5) | | Supplemental Letter, dated as of June 3, 2011, by Cogent Realty Advisors, LLC, related to 865 Bellevue Apartments (Exhibit 99.4 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(6) | | Supplemental Letter, dated as of October 28, 2011, by Cogent Realty Advisors, LLC, related to 865 Bellevue Apartments (Exhibit 99.8 to Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011, is incorporated herein by reference). |
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(c)(7) | | Appraisal Report, dated as of March 21, 2011, by Cogent Realty Advisors, LLC, related to Post Ridge Apartments (Exhibit 99.5 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(8) | | Supplemental Letter, dated as of June 3, 2011, by Cogent Realty Advisors, LLC, related to Post Ridge Apartments (Exhibit 99.6 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on July 28, 2011 is incorporated herein by reference). |
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(c)(9) | | Supplemental Letter, dated as of October 28, 2011, by Cogent Realty Advisors, LLC, related to Post Ridge Apartments (Exhibit 99.9 to Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011 is incorporated herein by reference). |
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(c)(10) | | Opinion of Duff & Phelps, LLC, dated as of November 15, 2011 (Annex C to the Information Statement/Prospectus filed with the Securities and Exchange Commission as part of Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011 is incorporated herein by reference). |
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(c)(11) | | Board Presentation dated November 15, 2011, prepared by Duff & Phelps, LLC (Exhibit (c)(7) to Amendment No. 2 to the Rule 13e-3 Transaction Statement on Schedule 13E-3 filed with the Securities and Exchange Commission by Angeles Partners XII, LP, Angeles Realty Corporation II, AIMCO Angeles GP, LLC, Aimco OP, Aimco, AIMCO/IPT, Aimco-GP, AIMCO IPLP, Cooper River Properties L.L.C., Broad River Properties, L.L.C., and AIMCO AP XII Merger Sub LLC on November 15, 2011 is incorporated herein by reference). |
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(d)(1) | | Amended and Restated Agreement and Plan of Merger, dated November 15, 2011 (Exhibit 10.1 to the Current Report on Form 8-K filed by CCP IV on November 15, 2011 is incorporated herein by reference). |
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(d)(2) | | Amendment to the Amended and Restated Agreement and Plan of Merger, dated as of January 23, 2012, by and among Consolidated Capital Properties IV, LP, AIMCO Properties, L.P. and AIMCO CCP IV Merger Sub LLC. |
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(f) | | Appraisal Rights of Limited Partners (Annex B to the Information Statement/Prospectus filed with the Securities and Exchange Commission as part of Amendment No. 1 to the Registration Statement on Form S-4, File No. 333-175853, filed by Aimco and Aimco OP on November 15, 2011 is incorporated herein by reference). |
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(g) | | Not applicable. |