Name of Fund: BlackRock Variable Series Funds, Inc.
BlackRock Basic Value V.I. Fund
BlackRock Capital Appreciation V.I. Fund
BlackRock Equity Dividend V.I. Fund
BlackRock Global Allocation V.I. Fund
BlackRock Global Opportunities V.I. Fund
BlackRock High Yield V.I. Fund
BlackRock International V.I. Fund
BlackRock Large Cap Core V.I. Fund
BlackRock Large Cap Growth V.I. Fund
BlackRock Large Cap Value V.I. Fund
BlackRock Managed Volatility V.I. Fund
BlackRock Money Market V.I. Fund
BlackRock S&P 500 Index V.I. Fund
BlackRock Total Return V.I. Fund
BlackRock U.S. Government Bond V.I. Fund
BlackRock Value Opportunities V.I. Fund
Name and address of agent for service: John Perlowski, Chief Executive Officer, BlackRock Variable Series Funds, Inc.,
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03290
Reporting Period: 07/01/2012 - 06/30/2013
BlackRock Variable Series Funds, Inc.
======================= BlackRock Basic Value V.I. Fund ========================
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Enhance Board Oversight of Political Against Against Shareholder
Contributions
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director E. Stephen Purdom For For Management
1k Elect Director Barbara K. Rimer For For Management
1l Elect Director Melvin T. Stith For For Management
1m Elect Director David Gary Thompson For For Management
1n Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terrell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Finocchio, Jr. For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director Maria M. Klawe For For Management
1.5 Elect Director John E. Major For For Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director William T. Morrow For For Management
1.8 Elect Director Henry Samueli For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For Against Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For Against Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director James B. Flaws For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr. For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 28, 2013 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Heinrich For For Management
1.2 Elect Director R. David Hoover For For Management
1.3 Elect Director John C. Hunter, III For For Management
1.4 Elect Director John E. Klein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Francis S. Kalman as Director For For Management
2 Re-elect Roxanne J. Decyk as Director For For Management
3 Re-elect Mary Francis CBE as Director For For Management
4 Reappoint KPMG LLP as Auditors of the For For Management
Company
5 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Advisory Vote to Approve Directors' For For Management
Remuneration Report
9 Accept Auditors' and Directors' For For Management
Reports and Statutory Reports
10 Amend Articles of Association For For Management
Declassifying the Board and Conversion
of American Depositary Shares to Class
A ordinary Shares
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For Against Management
1.7 Elect Director James H. Hance, Jr. For Against Management
1.8 Elect Director William W. Helman IV For For Management
1.9 Elect Director Jon M. Huntsman, Jr. For For Management
1.10 Elect Director Richard A. Manoogian For For Management
1.11 Elect Director Ellen R. Marram For For Management
1.12 Elect Director Alan Mulally For For Management
1.13 Elect Director Homer A. Neal For For Management
1.14 Elect Director Gerald L. Shaheen For For Management
1.15 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Approval of Tax Benefits Preservation For For Management
Plan
7 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Joseph J. Hartnett For For Management
5.2 Elect Director Thomas P. Poberezny For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Ernst and Young LLP as Auditors For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel F. Akerson For For Management
1b Elect Director David Bonderman For Against Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Robert D. Krebs For For Management
1g Elect Director Kathryn V. Marinello For For Management
1h Elect Director Michael G. Mullen For For Management
1i Elect Director James J. Mulva For For Management
1j Elect Director Patricia F. Russo For Against Management
1k Elect Director Thomas M. Schoewe For For Management
1l Elect Director Theodore M. Solso For For Management
1m Elect Director Carol M. Stephenson For For Management
1n Elect Director Cynthia A. Telles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For Against Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Alan R. Batkin For For Management
1.3 Elect Director Frank J. Biondi, Jr. For Withhold Management
1.4 Elect Director Kenneth A. Bronfin For For Management
1.5 Elect Director John M. Connors, Jr. For For Management
1.6 Elect Director Michael W. O. Garrett For Withhold Management
1.7 Elect Director Lisa Gersh For For Management
1.8 Elect Director Brian D. Goldner For For Management
1.9 Elect Director Jack M. Greenberg For Withhold Management
1.10 Elect Director Alan G. Hassenfeld For For Management
1.11 Elect Director Tracy A. Leinbach For For Management
1.12 Elect Director Edward M. Philip For For Management
1.13 Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Suppliers to Publish Against Against Shareholder
Sustainability Report
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 16, 2013 Meeting Type: Proxy Contest
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director J. Krenicki For Did Not Vote Management
1.2 Elect Director K. Meyers For Did Not Vote Management
1.3 Elect Director Fredric G. Reynolds For Did Not Vote Management
1.4 Elect Director William G. Schrader For Did Not Vote Management
1.5 Director Mark Williams For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Declassify the Board of Directors For Did Not Vote Management
5 Require Independent Board Chairman Against Did Not Vote Shareholder
6 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder
7 Report on Political Contributions Against Did Not Vote Shareholder
8 Repeal Any Bylaws Amendments Adopted Against Did Not Vote Shareholder
subsequent to February 2, 2011
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Rodney F. Chase For For Shareholder
1.2 Elect Director Harvey Golub For For Shareholder
1.3 Elect Director Karl F. Kurz For For Shareholder
1.4 Elect Director David McManus For For Shareholder
1.5 Elect Director Marshall D. Smith For For Shareholder
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman For For Shareholder
6 Reduce Supermajority Vote Requirement For For Shareholder
7 Report on Political Contributions For Against Shareholder
8 Repeal Any Bylaws Amendments Adopted For For Shareholder
subsequent to February 2, 2011
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Connie R. Curran For For Management
1b Elect Director William G. Dempsey For For Management
1c Elect Director Dennis M. Fenton For For Management
1d Elect Director Heino von Prondzynski For For Management
1e Elect Director Mark F. Wheeler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Davidson, Jr. For For Management
1b Elect Director Ralph E. Eberhart For For Management
1c Elect Director Edward V. Fritzky For For Management
1d Elect Director Christopher M.T. For For Management
Thompson
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Campbell For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Charles P. Cooley For For Management
1.4 Elect Director Alexander M. Cutler For For Management
1.5 Elect Director H. James Dallas For For Management
1.6 Elect Director Elizabeth R. Gile For For Management
1.7 Elect Director Ruth Ann M. Gillis For For Management
1.8 Elect Director William G. Gisel, Jr. For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Beth E. Mooney For For Management
1.12 Elect Director Barbara R. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For Against Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Animal Cruelty Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For Withhold Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott S. Cowen For For Management
1b Elect Director Cynthia A. Montgomery For For Management
1c Elect Director Jose Ignacio For For Management
Perez-lizaur
1d Elect Director Michael B. Polk For For Management
1e Elect Director Michael A. Todman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Cawley For For Management
1b Elect Director Gordon T. Hall For For Management
1c Elect Director Ashley Almanza For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
5 Approve Discharge of Board and Senior For For Management
Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Extension of CHF 133 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Stephen E. Frank For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NV ENERGY, INC.
Ticker: NVE Security ID: 67073Y106
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph B. Anderson, Jr. For Against Management
1b Elect Director Glenn C. Christenson For For Management
1c Elect Director Susan F. Clark For For Management
1d Elect Director Stephen E. Frank For For Management
1e Elect Director Brian J. Kennedy For For Management
1f Elect Director Maureen T. Mullarkey For For Management
1g Elect Director John F. O'Reilly For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director Donald D. Snyder For For Management
1j Elect Director Michael W. Yackira For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For Withhold Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Prepare Employment Diversity Report Against Against Shareholder
6 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For Withhold Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Paul L. Montupet For Withhold Management
1.2 Elect Director Lucio Stanca For For Management
2 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For Withhold Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director John F. Turner For For Management
1.9 Elect Director Sandra A. Van Trease For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Mark B. Grier For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Martina Hund-Mejean For For Management
1.10 Elect Director Karl J. Krapek For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director John R. Strangfeld For For Management
1.13 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For Against Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For Against Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director John R. Roberts For For Management
1n Elect Director Lee J. Styslinger, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart M. Essig For For Management
1b Elect Director Barbara B. Hill For For Management
1c Elect Director Michael A. Rocca For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Benjamin H. Griswold, IV For For Management
1.6 Elect Director John F. Lundgren For For Management
1.7 Elect Director Anthony Luiso For For Management
1.8 Elect Director Marianne M. Parrs For For Management
1.9 Elect Director Robert L. Ryan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Howard L. Lance For For Management
1g Elect Director Kevin A. Lobo For For Management
1h Elect Director William U. Parfet For For Management
1i Elect Director Ronda E. Stryker For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Henrique De Castro For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Mary N. Dillon For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Mary E. Minnick For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director Derica W. Rice For For Management
1j Elect Director Gregg W. Steinhafel For For Management
1k Elect Director John G. Stumpf For For Management
1l Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
THE ADT CORPORATION
Ticker: ADT Security ID: 00101J106
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Colligan For For Management
1.2 Elect Director Timothy Donahue For For Management
1.3 Elect Director Robert Dutkowsky For For Management
1.4 Elect Director Bruce Gordon For For Management
1.5 Elect Director Naren Gursahaney For For Management
1.6 Elect Director Bridgette Heller For For Management
1.7 Elect Director Kathleen Hyle For For Management
1.8 Elect Director Keith Meister For For Management
1.9 Elect Director Dinesh Paliwal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin A. Adams For For Management
1b Elect Director John W. Alden For For Management
1c Elect Director Christopher J. Coughlin For For Management
1d Elect Director James N. Fernandez For For Management
1e Elect Director Paul R. Garcia For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director Sandra E. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Paul G. Kirk, Jr. For For Management
1d Elect Director Liam E. McGee For For Management
1e Elect Director Kathryn A. Mikells For For Management
1f Elect Director Michael G. Morris For For Management
1g Elect Director Thomas A. Renyi For For Management
1h Elect Director Charles B. Strauss For For Management
1i Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director Mary J. Steele Guilfoile For For Management
1.5 Elect Director H. John Greeniaus For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reuben V. Anderson For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director John T. LaMacchia For For Management
1f Elect Director David B. Lewis For For Management
1g Elect Director W. Rodney McMullen For For Management
1h Elect Director Jorge P. Montoya For For Management
1i Elect Director Clyde R. Moore For For Management
1j Elect Director Susan M. Phillips For For Management
1k Elect Director Steven R. Rogel For For Management
1l Elect Director James A. Runde For For Management
1m Elect Director Ronald L. Sargent For For Management
1n Elect Director Bobby S. Shackouls For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Supply Chain Human Rights Against Against Shareholder
Risks and Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
7 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Borje E. Ekholm For For Management
1c Elect Director Robert Greifeld For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director John D. Markese For For Management
1g Elect Director Ellyn A. McColgan For For Management
1h Elect Director Thomas F. O'Neill For For Management
1i Elect Director James S. Riepe For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Amendment and Restatement of For For Management
NASDAQ OMX's Restated Certificate of
Incorporation to Make Other
Non-Substantive Changes
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dinyar S. Devitre For For Management
2 Elect Director Betsy D. Holden For For Management
3 Elect Director Wulf von Schimmelmann For For Management
4 Elect Director Solomon D. Trujillo For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
7 Provide Right to Call Special Meeting For For Management
8 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller and Philippe For For Management
Marchandise as Representative of
Employee Shareholders to the Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
10 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
13 Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
14 Acquire the Diversity Label Against Against Shareholder
15 Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
16 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIGN Security ID: H8817H100
Meeting Date: MAY 17, 2013 Meeting Type: Proxy Contest
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3A Approve Payment of a Dividend in For Did Not Vote Management
Principle
3B1 Approve Reduction (Transocean) in For Did Not Vote Management
Share Capital and Repayment of $2.24
per share
3B2 Approve Reduction (Icahn Group) in Against Did Not Vote Shareholder
Share Capital and Repayment of $4.00
per share
4 Approve Creation of CHF 75 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
5 Declassify the Board of Directors None Did Not Vote Shareholder
6A Elect Director Frederico F. Curado For Did Not Vote Management
6B Elect Director Steven L. Newman For Did Not Vote Management
6C Elect Director Thomas W. Cason For Did Not Vote Management
6D Elect Director Robert M. Sprague For Did Not Vote Management
6E Elect Director J. Michael Talbert For Did Not Vote Management
6F Elect Director John J. Lipinski Against Did Not Vote Shareholder
6G Elect Director Jose Maria Alapont Against Did Not Vote Shareholder
6H Elect Director Samuel Merksamer Against Did Not Vote Shareholder
7 Appointment Of Ernst & Young LLP as For Did Not Vote Management
Independent Registered Public
Accounting Firm for Fiscal Year 2013
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
8 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Accept Financial Statements and None For Management
Statutory Reports
2 Approve Allocation of Income None For Management
3A Approve Payment of a Dividend in For For Management
Principle
3B1 Approve Reduction (Transocean) in Against For Management
Share Capital and Repayment of $2.24
per share
3B2 Approve Reduction (Icahn Group) in For Against Shareholder
Share Capital and Repayment of $4.00
per share
4 Approve Creation of CHF 75 Million Against For Management
Pool of Capital without Preemptive
Rights
5 Declassify the Board of Directors For For Shareholder
6A Elect Director Frederico F. Curado For For Management
6B Elect Director Steven L. Newman For For Management
6C Elect Director Thomas W. Cason Against For Management
6D Elect Director Robert M. Sprague Against For Management
6E Elect Director J. Michael Talbert Against For Management
6F Elect Directors John J. Lipinski For Against Shareholder
6G Elect Directors Jose Maria Alapont For Against Shareholder
6H Elect Directors Samuel Merksamer For Against Shareholder
7 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2013
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
8 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jody G. Miller For For Management
1.2 Elect Director John C. Plant For For Management
1.3 Elect Director Neil P. Simpkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lon R. Greenberg For For Management
1.2 Elect Director Marvin O. Schlanger For For Management
1.3 Elect Director Anne Pol For For Management
1.4 Elect Director Ernest E. Jones For For Management
1.5 Elect Director John L. Walsh For For Management
1.6 Elect Director Roger B. Vincent For For Management
1.7 Elect Director M. Shawn Puccio For For Management
1.8 Elect Director Richard W. Gochnauer For For Management
1.9 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Connaughton For For Management
1b Elect Director Tamar D. Howson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joseph Mauriello as Director For For Management
2 Elect Eugene M. McQuade as Director For For Management
3 Elect Clayton S. Rose as Director For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director David C. Dvorak For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Arthur J. Higgins For For Management
1h Elect Director John L. McGoldrick For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
=================== BlackRock Capital Appreciation V.I. Fund ===================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against Against Shareholder
5.2 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Rakesh Gangwal For For Management
1.3 Elect Director Mitchell D. Steenrod For For Management
1.4 Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Articles of Incorporation to For For Management
Update and Modify Certain Provisions
Related to Indemnification
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark B. Templeton For For Management
1b Elect Director Stephen M. Dow For For Management
1c Elect Director Godfrey R. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Stephanie Tilenius For For Management
1.8 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary A. Merriman For For Management
1.2 Elect Director Ray M. Poage For For Management
1.3 Elect Director A. Wellford Tabor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Teri List-Stoll For For Management
1.4 Elect Director Walter G. Lohr, Jr. For For Management
1.5 Elect Director Steven M. Rales For For Management
1.6 Elect Director John T. Schwieters For For Management
1.7 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Gould For Withhold Management
1.2 Elect Director John S. Hendricks For For Management
1.3 Elect Director M. LaVoy Robison For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction of Capital of New For For Management
Eaton to Allow Creation of
Distributable Reserves of New Eaton
which are Required Under Irish Law to
Allow New Eaton to Make Distributions
and to Pay Dividends and Repurchase or
Redeem Shares
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For Abstain Management
Reissuance of Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Report on Privacy and Data Security Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George (Skip) Battle For Withhold Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For Withhold Management
1.10 Elect Director Jose A. Tazon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Dreyer For For Management
1b Elect Director Sandra Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Alan J. Higginson For For Management
1e Elect Director John McAdam For For Management
1f Elect Director Stephen Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eleazar de Carvalho For For Management
Filho
1b Elect Director Claire S. Farley For For Management
1c Elect Director Joseph H. Netherland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
FUSION-IO, INC.
Ticker: FIO Security ID: 36112J107
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Forest Baskett For For Management
1.2 Elect Director Dana L. Evan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Bingle For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Dillingham For For Management
1.2 Elect Director Craig Groeschel For For Management
1.3 Elect Director David L. Houston For For Management
1.4 Elect Director James D. Palm For For Management
1.5 Elect Director Scott E. Streller For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For For Management
1.2 Elect Director Irwin Chafetz For For Management
1.3 Elect Director Victor Chaltiel For For Management
1.4 Elect Director Charles A. Koppelman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George "Skip" Battle For Withhold Management
1.2 Elect Director Michael J. Moritz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Peter Kasper Jakobsen For For Management
1i Elect Director Peter G. Ratcliffe For For Management
1j Elect Director Elliott Sigal For For Management
1k Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LTD.
Ticker: KORS Security ID: G60754101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect M. William Benedetto as Director For For Management
2b Elect Stephen F. Reitman as a Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Darrell Duffie For For Management
1.3 Elect Director Raymond W. McDaniel, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Nicholas G. Moore For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Jeffry R. Allen For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Gerald Held For For Management
1.7 Elect Director T. Michael Nevens For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
1.10 Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement None For Shareholder
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Amend Bylaws to Change Certain For For Management
Provisions
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For Withhold Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Vernon E. Oechsle For For Management
1.3 Elect Director Ulrich Schmidt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marye Anne Fox For For Management
2 Elect Director Donald H. Livingstone For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Devonshire For For Management
1.2 Elect Director John F. Fort, III For For Management
1.3 Elect Director Brian D. Jellison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For For Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SIRIUS XM RADIO INC.
Ticker: SIRI Security ID: 82967N108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Mark D. Carleton For Withhold Management
1.3 Elect Director David J.A. Flowers For For Management
1.4 Elect Director Eddy W. Hartenstein For For Management
1.5 Elect Director James P. Holden For For Management
1.6 Elect Director Gregory B. Maffei For Withhold Management
1.7 Elect Director Evan D. Malone For For Management
1.8 Elect Director James E. Meyer For For Management
1.9 Elect Director James F. Mooney For For Management
1.10 Elect Director Robin S. Pringle For For Management
1.11 Elect Director Carl E. Vogel For Withhold Management
1.12 Elect Director Vanessa A. Wittman For For Management
1.13 Elect Director David Zaslav For For Management
2 Ratify Auditors For For Management
3 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Hornik For For Management
1.2 Elect Director Thomas M. Neustaetter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Robert M. Gates For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Olden Lee For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TESLA MOTORS, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad W. Buss For For Management
1.2 Elect Director Ira Ehrenpreis For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against Against Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UA Security ID: 904311107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For For Management
1.2 Elect Director Byron K. Adams, Jr. For For Management
1.3 Elect Director Douglas E. Coltharp For For Management
1.4 Elect Director Anthony W. Deering For For Management
1.5 Elect Director A.B. Krongard For For Management
1.6 Elect Director William R. McDermott For For Management
1.7 Elect Director Eric T. Olson For For Management
1.8 Elect Director Brenda Piper For For Management
1.9 Elect Director Harvey L. Sanders For For Management
1.10 Elect Director Thomas J. Sippel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Causey For For Management
1.2 Elect Director Richard Giltner For For Management
1.3 Elect Director R. Paul Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: VRX Security ID: 91911K102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald H. Farmer For For Management
1b Elect Director Robert A. Ingram For For Management
1c Elect Director Theo Melas-Kyriazi For For Management
1d Elect Director G. Mason Morfit For For Management
1e Elect Director Laurence E. Paul For For Management
1f Elect Director J. Michael Pearson For For Management
1g Elect Director Robert N. Power For For Management
1h Elect Director Norma A. Provencio For For Management
1i Elect Director Howard B. Schiller For For Management
1j Elect Director Lloyd M. Segal For For Management
1k Elect Director Katharine B. Stevenson For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Continuance of Company [CBCA For For Management
to BCBCA]
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Lehman, Jr. For For Management
1.2 Elect Director Andrew G. Mills For For Management
1.3 Elect Director Constantine P. Iordanou For For Management
1.4 Elect Director Scott G. Stephenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philip T. Gianos For For Management
2 Elect Director Moshe N. Gavrielov For For Management
3 Elect Director John L. Doyle For For Management
4 Elect Director Jerald G. Fishman For For Management
5 Elect Director William G. Howard, Jr. For For Management
6 Elect Director J. Michael Patterson For For Management
7 Elect Director Albert A. Pimentel For For Management
8 Elect Director Marshall C. Turner For For Management
9 Elect Director Elizabeth W. Vanderslice For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
11 Amend Omnibus Stock Plan For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
===================== BlackRock Equity Dividend V.I. Fund ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Sandra Beach Lin For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Richard L. Sandor For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
1.14 Elect Director John F. Turner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Peter Chernin For For Management
1.5 Elect Director Anne Lauvergeon For For Management
1.6 Elect Director Theodore J. Leonsis For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Daniel L. Vasella For For Management
1.12 Elect Director Robert D. Walter For For Management
1.13 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Adik For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Julie A. Dobson For For Management
1d Elect Director Paul J. Evanson For For Management
1e Elect Director Richard R. Grigg For For Management
1f Elect Director Julia L. Johnson For For Management
1g Elect Director George MacKenzie For For Management
1h Elect Director William J. Marrazzo For For Management
1i Elect Director Jeffry E. Sterba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Enrique T. Salem For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director John T. Mayberry For For Management
1.7 Elect Director Thomas C. O'Neill For For Management
1.8 Elect Director Brian J. Porter For For Management
1.9 Elect Director Aaron W. Regent For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Susan L. Segal For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard (Rick) E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP 3: Establish Director Stock Against Against Shareholder
Ownership Requirement
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Ronald A. Brenneman For For Management
1.4 Elect Director Sophie Brochu For For Management
1.5 Elect Director Robert E. Brown For For Management
1.6 Elect Director George A. Cope For For Management
1.7 Elect Director David F. Denison For For Management
1.8 Elect Director Anthony S. Fell For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director Thomas C. O'Neill For For Management
1.11 Elect Director James Prentice For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Carole Taylor For For Management
1.14 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Adopt a Policy Stipulating an Against Against Shareholder
Internal Pay Ratio
4.2 SP 2: Critical Mass of Qualified Women Against Against Shareholder
on Board of Directors
4.3 SP 3: Company Response to Advisory Say Against Against Shareholder
on Pay Result
4.4 SP 4: Establish a Separate Risk Against Against Shareholder
Management Committee
4.5 SP 5: Diversity Policy and Endorsement Against Against Shareholder
of UN?s Women?s Empowerment Principles
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc
2 Elect Pat Davies as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
3 Elect Malcolm Broomhead as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect Carlos Cordeiro as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect David Crawford as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Carolyn Hewson as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
8 Elect Marius Kloppers as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Elect Lindsay Maxsted as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
10 Elect Wayne Murdy as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
11 Elect Keith Rumble as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
12 Elect John Schubert as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
13 Elect Shriti Vadera as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
14 Elect Jac Nasser as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
15 Appoint KPMG Audit Plc as Auditor of For For Management
BHP Billiton Plc
16 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
17 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
18 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
19 Approve the Remuneration Report For For Management
20 Approve the Grant of Long Term For For Management
Incentive Performance Shares to Marius
Kloppers, Executive Director of the
Company
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Donald J. Carty For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Denis Losier For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director David G.A. McLean For For Management
1.11 Elect Director Claude Mongeau For For Management
1.12 Elect Director James E. O'Connor For For Management
1.13 Elect Director Robert Pace For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Philip W. Baxter For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director William E. Davis For For Management
1.5 Elect Director Raj K. Gupta For For Management
1.6 Elect Director David C. Hardesty, Jr. For For Management
1.7 Elect Director John T. Mills For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
6 Report on Climate Change Against Against Shareholder
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Thomas H. Patrick For For Management
1j Elect Director Aulana L. Peters For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies of Abersoch as For For Management
Director
7 Re-elect Betsy Holden as Director For For Management
8 Re-elect Dr Franz Humer as Director For For Management
9 Re-elect Deirdre Mahlan as Director For For Management
10 Re-elect Philip Scott as Director For For Management
11 Re-elect Todd Stitzer as Director For For Management
12 Re-elect Paul Walsh as Director For For Management
13 Elect Ho KwonPing as Director For For Management
14 Elect Ivan Menezes as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Harris E. DeLoach, Jr. For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For Withhold Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director E. Marie McKee For For Management
1.12 Elect Director E. James Reinsch For For Management
1.13 Elect Director James T. Rhodes For For Management
1.14 Elect Director James E. Rogers For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
1.16 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova For For Management
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Ronald L. Olson For Against Management
1.8 Elect Director Richard T. Schlosberg, For For Management
III
1.9 Elect Director Thomas C. Sutton For For Management
1.10 Elect Director Peter J. Taylor For For Management
1.11 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Michael D. Rose For For Management
12 Elect Director Robert L. Ryan For For Management
13 Elect Director Dorothy A. Terrell For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For Against Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For Against Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O'Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
ITC HOLDINGS CORP.
Ticker: ITC Security ID: 465685105
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Issue Shares in Connection with For For Management
Acquisition
4 Advisory Vote on Golden Parachutes For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ITC HOLDINGS CORP.
Ticker: ITC Security ID: 465685105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Franklin For For Management
1.2 Elect Director Edward G. Jepsen For For Management
1.3 Elect Director William J. Museler For For Management
1.4 Elect Director Hazel R. O'Leary For For Management
1.5 Elect Director Thomas G. Stephens For For Management
1.6 Elect Director G. Bennett Stewart, III For For Management
1.7 Elect Director Lee C. Stewart For For Management
1.8 Elect Director J.C. Watts, Jr. For For Management
1.9 Elect Director Joseph L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Julie L. Bushman For For Management
1.3 Elect Director Eugenio Clariond For For Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For Against Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director C. Park Shaper For For Management
1.3 Elect Director Steven J. Kean For For Management
1.4 Elect Director Anthony W. Hall, Jr. For For Management
1.5 Elect Director Deborah A. Macdonald For For Management
1.6 Elect Director Michael Miller For For Management
1.7 Elect Director Michael C. Morgan For For Management
1.8 Elect Director Fayez Sarofim For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Andrew H. Card, Jr. For For Management
2.2 Elect Director Virgis W. Colbert For For Management
2.3 Elect Director Richard W. Roedel For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve amendments to the terms of the For For Management
Series A Preferred Shares that would
serve to reduce the dividend rate on
the Series A Preferred Shares from 9%
per annum to 6.375% per annum
3 Approve amendments to the terms of the For For Management
Series C Preferred Shares that would
serve to reduce the dividend rate on
the Series C Preferred Shares from 9%
per annum to 6.375% per annum
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director C. Angela Bontempo For For Management
1.3 Elect Director Robert T. Brady For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Mark J. Czarnecki For For Management
1.6 Elect Director Gary N. Geisel For Withhold Management
1.7 Elect Director John D. Hawke, Jr For For Management
1.8 Elect Director Patrick W.E. Hodgson For For Management
1.9 Elect Director Richard G. King For For Management
1.10 Elect Director Jorge G. Pereira For For Management
1.11 Elect Director Michael P. Pinto For For Management
1.12 Elect Director Melinda R. Rich For For Management
1.13 Elect Director Robert E. Sadler, Jr. For For Management
1.14 Elect Director Herbert L. Washington For For Management
1.15 Elect Director Robert G. Wilmers For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Dolan For For Management
1b Elect Director Trevor A. Edwards For For Management
1c Elect Director Frances D. Fergusson For For Management
1d Elect Director Dominic Ng For For Management
1e Elect Director Vasant M. Prabhu For For Management
1f Elect Director Andrea L. Rich For For Management
1g Elect Director Dean A. Scarborough For For Management
1h Elect Director Christopher A. Sinclair For For Management
1i Elect Director Bryan G. Stockton For For Management
1j Elect Director Dirk Van de Put For For Management
1k Elect DirectorKathy White Loyd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Human Rights Risk Assessment Against Against Shareholder
Process
7 Report on Nutrition Initiatives and Against Against Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director James G. Kasier For For Management
1.3 Elect Director Richard B. Kelson For For Management
1.4 Elect Director James M. Kilts For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director Douglas S. Luke For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Timothy H. Powers For For Management
1.10 Elect Director Jane L. Warner For For Management
1.11 Elect Director Alan D. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NA Security ID: 633067103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Maryse Bertrand For For Management
1.02 Elect Director Lawrence S. Bloomberg For For Management
1.03 Elect Director Pierre Boivin For For Management
1.04 Elect Director Andre Caille For For Management
1.05 Elect Director Gerard Coulombe For For Management
1.06 Elect Director Bernard Cyr For For Management
1.07 Elect Director Gillian H. Denham For For Management
1.08 Elect Director Jean Douville For For Management
1.09 Elect Director Paul Gobeil For For Management
1.10 Elect Director Jean Houde For For Management
1.11 Elect Director Louise Laflamme For For Management
1.12 Elect Director Roseann Runte For For Management
1.13 Elect Director Lino A. Saputo, Jr. For For Management
1.14 Elect Director Pierre Thabet For For Management
1.15 Elect Director Louis Vachon For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify Deloitte s.e.n.c.r.l as Auditors For For Management
4 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
5 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
6 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment Under the Pension Plans
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Michael H. Thaman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Charles W. Shivery For For Management
1.12 Elect Director William C. Van Faasen For For Management
1.13 Elect Director Frederica M. Williams For For Management
1.14 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Charles W. Shivery For For Management
1.12 Elect Director William C. Van Faasen For For Management
1.13 Elect Director Frederica M. Williams For For Management
1.14 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Stephen E. Frank For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Bunch For For Management
1.2 Elect Director Randall W. Larrimore For For Management
1.3 Elect Director John M. B. O'Connor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For Withhold Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director John F. Turner For For Management
1.9 Elect Director Sandra A. Van Trease For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For Against Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Edward G. Galante For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Mark B. Grier For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Martina Hund-Mejean For For Management
1.10 Elect Director Karl J. Krapek For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director John R. Strangfeld For For Management
1.13 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For Against Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For Against Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Baldwin For For Management
1.2 Elect Director Gary M. Pfeiffer For For Management
1.3 Elect Director Stephen H. Rusckowski For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Reduce Supermajority Vote Requirement None For Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. McCormick,Jr. For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 07, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Andrew J. Policano For For Management
1.3 Elect Director Jeffrey L. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director William D. Jones For For Management
1.4 Elect Director William G. Ouchi For For Management
1.5 Elect Director Debra L. Reed For For Management
1.6 Elect Director William C. Rusnack For For Management
1.7 Elect Director William P. Rutledge For For Management
1.8 Elect Director Lynn Schenk For For Management
1.9 Elect Director Jack T. Taylor For For Management
1.10 Elect Director Luis M. Tellez For For Management
1.11 Elect Director James C. Yardley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For For Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For For Management
1.3 Elect Director Emilio Carrillo Gamboa For For Management
1.4 Elect Director Alfredo Casar Perez For For Management
1.5 Elect Director Luis Castelazo Morales For For Management
1.6 Elect Director Enrique Castillo For Withhold Management
Sanchez Mejorada
1.7 Elect Director Xavier Garcia de For For Management
Quevedo Topete
1.8 Elect Director Daniel Muniz Quintanilla For For Management
1.9 Elect Director Luis Miguel Palomino For For Management
Bonilla
1.10 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.11 Elect Director Juan Rebolledo Gout For For Management
1.12 Elect Director Carlos Ruiz Sacristan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Esrey For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Austin A. Adams For For Management
1d Elect Director Joseph Alvarado For For Management
1e Elect Director Pamela L. Carter For For Management
1f Elect Director F. Anthony Comper For For Management
1g Elect Director Peter B. Hamilton For For Management
1h Elect Director Dennis R. Hendrix For For Management
1i Elect Director Michael McShane For For Management
1j Elect Director Michael G. Morris For Against Management
1k Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director Jeffrey C. Crowe For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director William A. Linnenbringer For For Management
1.8 Elect Director Donna S. Morea For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director William H. Rogers, Jr. For For Management
1.11 Elect Director Frank W. Scruggs For For Management
1.12 Elect Director Thomas R. Watjen For For Management
1.13 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For Against Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against Against Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bennett For For Management
1.2 Elect Director Hugh J. Bolton For For Management
1.3 Elect Director John L. Bragg For For Management
1.4 Elect Director Amy W. Brinkley For For Management
1.5 Elect Director W. Edmund Clark For For Management
1.6 Elect Director Colleen A. Goggins For For Management
1.7 Elect Director Henry H. Ketcham For For Management
1.8 Elect Director Brian M. Levitt For For Management
1.9 Elect Director Harold H. MacKay For For Management
1.10 Elect Director Karen E. Maidment For For Management
1.11 Elect Director Irene R. Miller For For Management
1.12 Elect Director Nadir H. Mohamed For For Management
1.13 Elect Director Wilbur J. Prezzano For For Management
1.14 Elect Director Helen K. Sinclair For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP A: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP B: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP C: Adopt an Internal Pay Ratio Against Against Shareholder
7 SP D: Adopt Policy on Gender Equality Against Against Shareholder
in Senior Management Positions
8 SP E: Publish Summary of Annual Against Against Shareholder
Meetings and Questions Raised at
Meetings
9 SP F: Submit More Candidates For Against Against Shareholder
Election Than the Number of Vacancies
on the Board
10 SP G: Advisory Vote on Executive Against Against Shareholder
Officers' Compensation
11 SP H: Set Maximum Amount of Employee Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller and Philippe For For Management
Marchandise as Representative of
Employee Shareholders to the Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
10 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
13 Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
14 Acquire the Diversity Label Against Against Shareholder
15 Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
16 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Michael J. Burns For For Management
1c Elect Director D. Scott Davis For For Management
1d Elect Director Stuart E. Eizenstat For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director William R. Johnson For For Management
1g Elect Director Candace Kendle For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Rudy H. P. Markham For Against Management
1j Elect Director Clark T. Randt, Jr. For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director George Fellows For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
1.5 Elect Director Matthew J. Shattock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Mark A. Emmert For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director John I. Kieckhefer For For Management
1.5 Elect Director Wayne W. Murdy For For Management
1.6 Elect Director Nicole W. Piasecki For For Management
1.7 Elect Director Doyle R. Simons For For Management
1.8 Elect Director Richard H. Sinkfield For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director Kim Williams For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Thomas J. Fischer For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Henry W. Knueppel For For Management
1.8 Elect Director Ulice Payne, Jr. For For Management
1.9 Elect Director Mary Ellen Stanek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
==================== BlackRock Global Allocation V.I. Fund =====================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For For Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For Against Management
1.2 Elect Director Jean-Yves Charlier For For Management
1.3 Elect Director Robert J. Corti For Against Management
1.4 Elect Director Frederic R. Crepin For Against Management
1.5 Elect Director Jean-Francois Dubos For Against Management
1.6 Elect Director Lucian Grainge For For Management
1.7 Elect Director Brian G. Kelly For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Robert J. Morgado For Against Management
1.10 Elect Director Richard Sarnoff For For Management
1.11 Elect Director Regis Turrini For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ADANI ENTERPRISES LTD.
Ticker: 512599 Security ID: Y00106131
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 1.00 Per Share For For Management
3 Reelect Y. Miwa as Director For For Management
4 Reelect D.S. Desai as Director For Against Management
5 Approve Dharmesh Parikh and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Charitable Donations For Against Management
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Enhance Board Oversight of Political Against Against Shareholder
Contributions
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: APR 09, 2013 Meeting Type: Proxy Contest
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Re-appoint KPMG LLP as Auditors For Did Not Vote Management
2 Advisory Vote on Executive For Did Not Vote Management
Compensation Approach
3 Approve Shareholder Rights Plan For Did Not Vote Management
4.1 Elect Director David C. Everitt For Did Not Vote Management
4.2 Elect Director Russell K. Girling For Did Not Vote Management
4.3 Elect Director Susan A. Henry For Did Not Vote Management
4.4 Elect Director Russell J. Horner For Did Not Vote Management
4.5 Elect Director David J. Lesar For Did Not Vote Management
4.6 Elect Director John E. Lowe For Did Not Vote Management
4.7 Elect Director A. Anne McLellan For Did Not Vote Management
4.8 Elect Director Derek G. Pannell For Did Not Vote Management
4.9 Elect Director Frank W. Proto For Did Not Vote Management
4.10 Elect Director Mayo M. Schmidt For Did Not Vote Management
4.11 Elect Director Michael M. Wilson For Did Not Vote Management
4.12 Elect Director Victor J. Zaleschuk For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Re-appoint KPMG LLP as Auditors For For Management
2 Advisory Vote on Executive Against For Management
Compensation Approach
3 Approve Shareholder Rights Plan For For Management
4.1 Elect Director Barry Rosenstein For For Shareholder
4.2 Elect Director David Bullock For Withhold Shareholder
4.3 Elect Director Mitchell Jacobson For For Shareholder
4.4 Elect Director Hon. Lyle Vanclief For Withhold Shareholder
4.5 Elect Director Stephen Clark For For Shareholder
4.6 Management Nominee- David Everitt For For Shareholder
4.7 Management Nominee- John Lowe For For Shareholder
4.8 Management Nominee- Victor Zaleschuk For For Shareholder
4.9 Management Nominee- Russell Girling For For Shareholder
4.10 Management Nominee- A. Anne McLellan For For Shareholder
4.11 Management Nominee- David Lesar For For Shareholder
4.12 Management Nominee- Michael Wilson For For Shareholder
--------------------------------------------------------------------------------
AISIN SEIKI CO. LTD.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Toyoda, Kanshiro For Against Management
2.2 Elect Director Fujimori, Fumio For Against Management
2.3 Elect Director Kobuki, Shinzo For Against Management
2.4 Elect Director Nagura, Toshikazu For For Management
2.5 Elect Director Morita, Takashi For For Management
2.6 Elect Director Fujie, Naofumi For For Management
2.7 Elect Director Mitsuya, Makoto For For Management
2.8 Elect Director Ishikawa, Toshiyuki For For Management
2.9 Elect Director Kawata, Takeshi For For Management
2.10 Elect Director Kawamoto, Mutsumi For For Management
2.11 Elect Director Usami, Kazumi For For Management
3 Appoint Statutory Auditor Kobayashi, For For Management
Ryo
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against Against Shareholder
5.2 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Elect Christine Bosse to the For Did Not Vote Management
Supervisory Board
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Nehemia Lemelbaum as a Director For For Management
1.11 Elect Giora Yaron as a Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP.
Ticker: AGNC Security ID: 02503X105
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Increase Authorized Preferred Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Sandra Beach Lin For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Richard L. Sandor For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
1.14 Elect Director John F. Turner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Peter Chernin For For Management
1.5 Elect Director Anne Lauvergeon For For Management
1.6 Elect Director Theodore J. Leonsis For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Daniel L. Vasella For For Management
1.12 Elect Director Robert D. Walter For For Management
1.13 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Adik For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Julie A. Dobson For For Management
1d Elect Director Paul J. Evanson For For Management
1e Elect Director Richard R. Grigg For For Management
1f Elect Director Julia L. Johnson For For Management
1g Elect Director George MacKenzie For For Management
1h Elect Director William J. Marrazzo For For Management
1i Elect Director Jeffry E. Sterba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Lon R. Greenberg For For Management
1c Elect Director Warren D. Knowlton For For Management
1d Elect Director W. Walker Lewis For For Management
1e Elect Director Siri S. Marshall For For Management
1f Elect Director Jeffery Noddle For For Management
1g Elect Director H. Jay Sarles For For Management
1h Elect Director Robert F. Sharpe, Jr. For For Management
1i Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For Against Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMLIN PLC
Ticker: AML Security ID: G0334Q177
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Julie Chakraverty as Director For For Management
5 Elect Shonaid Jemmett-Page as Director For For Management
6 Re-elect Simon Beale as Director For For Management
7 Re-elect Brian Carpenter as Director For For Management
8 Re-elect Sir Alan Collins as Director For For Management
9 Re-elect Richard Davey as Director For For Management
10 Re-elect Marty Feinstein as Director For For Management
11 Re-elect Richard Hextall as Director For For Management
12 Re-elect Charles Philipps as Director For For Management
13 Re-elect Sir Mark Wrightson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Commitee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
Ticker: AEDU3 Security ID: P0355L115
Meeting Date: MAR 11, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For Did Not Vote Management
2 Ratify Acquisition of Grupo Uniban, For Did Not Vote Management
including Academia Paulista Anchieta
Ltda (APA), Uniao Pan-Americana de
Ensino S/C Ltda (UNIPAN) and Uniao
Bandeirante de Educacao Ltda (UBE)
3 Appoint Independent Firm to Appraise For Did Not Vote Management
the Proposed Transaction
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
Ticker: AEDU3 Security ID: P0355L115
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3:1 Stock Split For Did Not Vote Management
2 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
--------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
Ticker: AEDU3 Security ID: P0355L115
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Capital Budget and Allocation For Did Not Vote Management
of Income
3 Elect Directors For Did Not Vote Management
4 Approve Remuneration of Company's For Did Not Vote Management
Management
5 Elect Fiscal Council Members and For Did Not Vote Management
Approve their Remuneration
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Did Not Vote Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Did Not Vote Management
Option Plan: Issuance of 185,000
Warrants
A1e Renew Authorization to Increase Share For Did Not Vote Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Did Not Vote Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For Did Not Vote Management
B6 Approve Discharge of Auditors For Did Not Vote Management
B7 Reelect Kees Storm as Director For Did Not Vote Management
B8 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Did Not Vote Management
B9b Approve Stock Option Plan Grants For Did Not Vote Management
B10 Approve Remuneration of Directors For Did Not Vote Management
B11a Approve Change-of-Control Clause Re : For Did Not Vote Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For Did Not Vote Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect William Hayes as Director For For Management
6 Re-elect Gonzalo Menendez as Director For For Management
7 Re-elect Ramon Jara as Director For For Management
8 Re-elect Juan Claro as Director For For Management
9 Re-elect Hugo Dryland as Director For For Management
10 Re-elect Tim Baker as Director For For Management
11 Re-elect Manuel De Sousa-Oliveira as For For Management
Director
12 Elect Nelson Pizarro as Director For For Management
13 Elect Andronico Luksic as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Stephen R. Forrest For For Management
1c Elect Director Thomas J. Iannotti For For Management
1d Elect Director Susan M. James For For Management
1e Elect Director Alexander A. Karsner For For Management
1f Elect Director Gerhard H. Parker For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Willem P. Roelandts For For Management
1i Elect Director James E. Rogers For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John L. Bunce, Jr. For For Management
1b Elect Director Yiorgos Lillikas For For Management
1c Elect Director Deanna M. Mulligan For For Management
2a Elect Director Anthony Asquith as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2b Elect Director Edgardo Balois as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2c Elect Director Dennis R. Brand as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2d Elect Director Peter Calleo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2e Elect Director Paul Cole as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2f Elect Director Michael Constantinides For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2g Elect Director Graham B.R. Collis as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2h Elect Director William J. Cooney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2i Elect Director Nick Denniston as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2j Elect Director Michael Feetham as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2k Elect Director Stephen Fogarty as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2l Elect Director Elizabeth For For Management
Fullerton-Rome as Designated Company
Director of Non-U.S. Subsidiaries
2m Elect Director Marc Grandisson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2n Elect Director Michael A. Greene as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2o Elect Director Jerome Halgan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2p Elect Director David W. Hipkin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2q Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2r Elect Director Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2s Elect Director Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2t Elect Director Michael H. Kier as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2u Elect Director Lin Li-Williams as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2v Elect Director Mark D. Lyons as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2w Elect Director Adam Matteson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2x Elect Director Robert McDowell as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2y Elect Director David H. McElroy as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2z Elect Director Rommel Mercado as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aa Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ab Elect Director Michael R. Murphy as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ac Elect Director Martin J. Nilsen as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ad Elect Director Mark Nolan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ae Elect Director Marita Oliver as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2af Elect Director Nicolas Papadopoulo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ag Elect Director Elisabeth Quinn as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ah Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ai Elect Director John F. Rathgeber as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aj Elect Director Andrew Rippert as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ak Elect Director Carla Santamaria-Sena For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2al Elect Director Arthur Scace as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2am Elect Director Scott Schenker as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2an Elect Director Soren Scheuer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ao Elect Director Budhi Singh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ap Elect Director Helmut Sohler as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aq Elect Director Iwan Van Munster as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ar Elect Director Angus Watson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2as Elect Director James R. Weatherstone For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2at Elect Director Gerald Wolfe as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ito, Ichiro For For Management
1.2 Elect Director Fujiwara, Taketsugu For For Management
1.3 Elect Director Kobori, Hideki For For Management
1.4 Elect Director Kobayashi, Hiroshi For For Management
1.5 Elect Director Nakao, Masafumi For For Management
1.6 Elect Director Sawayama, Hiroshi For For Management
1.7 Elect Director Wada, Yoshihiro For For Management
1.8 Elect Director Kodama, Yukiharu For For Management
1.9 Elect Director Ichino, Norio For Against Management
1.10 Elect Director Shiraishi, Masumi For For Management
2.1 Appoint Statutory Auditor Nagahara, For For Management
Hajime
2.2 Appoint Statutory Auditor Kobayashi, For Against Management
Koji
3 Appoint Alternate Statutory Auditor For Against Management
Yamate, Akira
4 Approve Retirement Bonus Payment for For Against Management
Directors and Statutory Auditor
--------------------------------------------------------------------------------
ASCIANO LTD
Ticker: AIO Security ID: Q0557G103
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Ralph Waters as a Director For For Management
4 Elect Malcolm Broomhead as a Director For For Management
5 Elect Geoff Kleemann as a Director For For Management
6 Elect Robert Edgar as a Director For For Management
7 Approve the Grant of Up to 512,601 For For Management
Performance Rights to John Mullen,
Managing Director and Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: SEP 07, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements Re: Customer None None Management
Co-Investment Program
3a Grant Board Authority to Issue Shares For For Management
Up To 25 Percent of Issued Capital Re:
Customer Co-Investment Program
3b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 3a
4a Amend Articles to Create New Share For For Management
Class: Ordinary Shares M
4b Increase Par Value per Ordinary Share For For Management
4c Approve Reduction in Share Capital by For For Management
Decreasing Nominal Value per Share
4d Amend Articles Re: Consolidation of For For Management
Ordinary Shares A at an Exchange Ratio
4e Amend Articles to Eliminate Two For For Management
Ordinary Share Classes A and M and
Convert into One Ordinary Share Class
5 Authorize each Director and any Lawyer For For Management
and Paralegals from De Brauw
Blackstone Westbroek NV to Execute the
Notarial Deeds of Amendments
6a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
6c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
6d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6c
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.53 Per Share For For Management
8 Approve Remuneration Policy 2014 for For For Management
Management Board Members
9a Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2010
9b Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2014
10 Approve Numbers of Stock Options, For For Management
Respectively Shares, for Employees
11 Announce Intention to Reappoint F.J. None None Management
van Hout to Management Board
12a Reelect H.C.J. van den Burg to For For Management
Supervisory Board
12b Reelect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
12c Reelect W.H. Ziebart to Supervisory For For Management
Board
12d Elect D.A. Grose to Supervisory Board For For Management
12e Elect C.M.S. Smits-Nusteling to For For Management
Supervisory Board
13 Announcement of Retirement of None None Management
Supervisory Board Members F.W.
Frohlich and OB Bilous by Rotation in
2014
14 Ratify Deloitte Accountants as Auditors For For Management
15a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
15b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15a
15c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
15d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15c
16a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
17 Authorize Cancellation of Repurchased For For Management
Shares
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Nogimori, Masafumi For For Management
2.2 Elect Director Hatanaka, Yoshihiko For For Management
2.3 Elect Director Miyokawa, Yoshiro For For Management
2.4 Elect Director Oishi, Kanoko For For Management
2.5 Elect Director Aikawa, Naoki For For Management
2.6 Elect Director Kase, Yutaka For For Management
2.7 Elect Director Yasuda, Hironobu For For Management
3 Appoint Statutory Auditor Otani, Go For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Elect Pascal Soriot as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Re-elect Graham Chipchase as Director For For Management
5(g) Re-elect Jean-Philippe Courtois as For For Management
Director
5(h) Re-elect Rudy Markham as Director For For Management
5(i) Re-elect Nancy Rothwell as Director For For Management
5(j) Re-elect Shriti Vadera as Director For For Management
5(k) Re-elect John Varley as Director For For Management
5(l) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Elect Pascal Soriot as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Re-elect Graham Chipchase as Director For For Management
5(g) Re-elect Jean-Philippe Courtois as For For Management
Director
5(h) Re-elect Rudy Markham as Director For For Management
5(i) Re-elect Nancy Rothwell as Director For For Management
5(j) Re-elect Shriti Vadera as Director For For Management
5(k) Re-elect John Varley as Director For For Management
5(l) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ATHABASCA OIL CORPORATION
Ticker: ATH Security ID: 04682R107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Tom Buchanan For For Management
2.2 Elect Director Gary Dundas For For Management
2.3 Elect Director Ronald J. Eckhardt For For Management
2.4 Elect Director William Gallacher For For Management
2.5 Elect Director Marshall McRae For For Management
2.6 Elect Director Sveinung Svarte For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Bo I. Andersson For For Management
1.3 Elect Director Wolfgang Ziebart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.72 per Share
4 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions
5 Reelect Ramon de Oliveira as Director For For Management
6 Reelect Dominique Reiniche as Director For For Management
7 Ratify Appointment of Jean-Pierre For For Management
Clamadieu as Director
8 Elect Deanna Oppenheimer as Director For For Management
9 Elect Paul Hermelin as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.35
Million
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 545 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 545 Million
16 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
17 Authorize Capital Increase of Up to For For Management
EUR 545 Million for Future Exchange
Offers
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
19 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
545 Million
20 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 2
Billion
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Employee Stock Purchase Plan For For Management
Reserved for Employees of
International Subsidiaries
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AXIATA GROUP BHD.
Ticker: AXIATA Security ID: Y0488A101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of MYR 0.15 Per For For Management
Share
3 Approve Special Dividend of MYR 0.12 For For Management
Per Share
4 Elect Jamaludin Ibrahim as Director For For Management
5 Elect Ghazzali Sheikh Abdul Khalid as For For Management
Director
6 Elect Abdul Rahman Ahmad as Director For For Management
7 Elect Bella Ann Almeida as Director For For Management
8 Approve Remuneration of Non-Executive For For Management
Directors for the Financial Year Ended
Dec. 31, 2012
9 Approve Remuneration of Non-Executive For For Management
Directors Effective Jan. 1, 2013
10 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
12 Approve Share Plan Grant to Jamaludin For For Management
Ibrahim, Managing Director/President
and Group CEO
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Geoffrey Bell as Director For For Management
1.2 Elect Albert A. Benchimol as Director For For Management
1.3 Elect Christopher V. Greetham as For For Management
Director
1.4 Elect Maurice A. Keane as Director For For Management
1.5 Elect Henry B. Smith as Director For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche Ltd as For For Management
Auditors
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, Distribution of Dividend, and
Discharge Directors
2.1 Reelect Francisco Gonzalez Rodriguez For For Management
as Director
2.2 Reelect Angel Cano Fernandez as For For Management
Director
2.3 Reelect Ramon Bustamante y de la Mora For For Management
as Director
2.4 Reelect Ignacio Ferrero Jordi as For For Management
Director
3 Approve Merger by Absorption of Unnim For For Management
Banc SA
4.1 Approve Increase in Capital via For For Management
Issuance of New Shares Charged to
Voluntary Reserves
4.2 Approve Increase in Capital via For For Management
Issuance of New Shares Charged to
Voluntary Reserves
5 Approve Deferred Share Bonus Plan for For For Management
FY 2013
6 Renew Appointment of Deloitte as For For Management
Auditor
7 Approve Company's Corporate Web Site For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: SEP 19, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Board and Audit For Did Not Vote Management
Committee Composition
2 Amend Articles Re: Board of Directors For Did Not Vote Management
--------------------------------------------------------------------------------
BANCO SANTANDER S.A.
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Discharge of Board For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.A Reelect Guillermo de la Dehesa Romero For For Management
as Director
3.B Reelect Abel Matutes Juan as Director For For Management
3.C Reelect Angel Jado Becerro de Bengoa For For Management
as Director
3.D Reelect Javier Botin-Sanz de Sautuola For For Management
y O'Shea as Director
3.E Reelect Isabel Tocino Biscarolasaga as For For Management
Director
3.F Reelect Fernando de Asua Alvarez as For For Management
Director
4 Renew Appointment of Deloitte as For For Management
Auditor
5 Approve Company's Corporate Website For For Management
6 Approve Acquisition of Banco Espanol For For Management
de Credito SA
7 Approve Merger by Absorption of Banif For For Management
Sa
8.A Amend Article 58 Re: Board Remuneration For For Management
8.B Amend Article 61 Re: Company's For For Management
Corporate Website
9 Approve Capital Raising For For Management
10 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to
20 Percent
11.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.C Authorize Capitalization of Reserves For For Management
for Scrip Dividends
11.D Authorize Capitalization of Reserves For For Management
for Scrip Dividends
12.A Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 10 Billion
12.B Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
13.A Approve Deferred Share Bonus Plan For For Management
13.B Approve Deferred Share Bonus Plan For For Management
13.C Approve Employee Stock Purchase Plan For For Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES PCL
Ticker: BGH Security ID: Y06071222
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Report None None Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 1.80 Per Share
5.1 Elect Wichai Thongtang as Director For For Management
5.2 Elect Chawalit Setthmethikul as For For Management
Director
5.3 Elect Phornsiri Manoharn as Director For For Management
5.4 Elect Santasiri Sornmani as Director For For Management
5.5 Elect Thavatvong Thanasumitra as For For Management
Director
6 Approve Remuneration of Directors For For Management
7 Approve Ernst & Young Office Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Extension of the Period for For For Management
Allocation of Newly Issued Shares
Under the General Mandate
9 Approve Investment in The Medic Pharma For For Management
Co. Ltd.
10 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505559
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald A. Brenneman For For Management
1.2 Elect Director C.J. Chen For For Management
1.3 Elect Director David A. Dodge For For Management
1.4 Elect Director N. Ashleigh Everett For For Management
1.5 Elect Director John C. Kerr For For Management
1.6 Elect Director John T. Mayberry For For Management
1.7 Elect Director Thomas C. O'Neill For For Management
1.8 Elect Director Brian J. Porter For For Management
1.9 Elect Director Aaron W. Regent For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director Susan L. Segal For For Management
1.12 Elect Director Paul D. Sobey For For Management
1.13 Elect Director Barbara S. Thomas For For Management
1.14 Elect Director Richard (Rick) E. Waugh For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP 2: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP 3: Establish Director Stock Against Against Shareholder
Ownership Requirement
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.60 per Share
3 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For Did Not Vote Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For For Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Ronald A. Brenneman For For Management
1.4 Elect Director Sophie Brochu For For Management
1.5 Elect Director Robert E. Brown For For Management
1.6 Elect Director George A. Cope For For Management
1.7 Elect Director David F. Denison For For Management
1.8 Elect Director Anthony S. Fell For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director Thomas C. O'Neill For For Management
1.11 Elect Director James Prentice For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Carole Taylor For For Management
1.14 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Adopt a Policy Stipulating an Against Against Shareholder
Internal Pay Ratio
4.2 SP 2: Critical Mass of Qualified Women Against Against Shareholder
on Board of Directors
4.3 SP 3: Company Response to Advisory Say Against Against Shareholder
on Pay Result
4.4 SP 4: Establish a Separate Risk Against Against Shareholder
Management Committee
4.5 SP 5: Diversity Policy and Endorsement Against Against Shareholder
of UN?s Women?s Empowerment Principles
--------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LTD.
Ticker: 00392 Security ID: Y07702122
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Wang Dong as Director For For Management
3b Elect Lei Zhengang as Director For For Management
3c Elect Jiang Xinhao as Director For For Management
3d Elect Wu Jiesi as Director For For Management
3e Elect Lam Hoi Ham as Director For For Management
3f Elect Sze Chi Ching as Director For For Management
3g Elect Shi Hanmin as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Den Jones as Director For For Management
5 Elect Lim Haw-Kuang as Director For For Management
6 Re-elect Peter Backhouse as Director For For Management
7 Re-elect Vivienne Cox as Director For For Management
8 Re-elect Chris Finlayson as Director For For Management
9 Re-elect Andrew Gould as Director For For Management
10 Re-elect Baroness Hogg as Director For For Management
11 Re-elect Dr John Hood as Director For For Management
12 Re-elect Martin Houston as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Sir David Manning as Director For For Management
15 Re-elect Mark Seligman as Director For For Management
16 Re-elect Patrick Thomas as Director For For Management
17 Appoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Pat Davies as Director For For Management
3 Re-elect Malcolm Broomhead as Director For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Carlos Cordeiro as Director For For Management
6 Re-elect David Crawford as Director For For Management
7 Re-elect Carolyn Hewson as Director For For Management
8 Re-elect Marius Kloppers as Director For For Management
9 Re-elect Lindsay Maxsted as Director For For Management
10 Re-elect Wayne Murdy as Director For For Management
11 Re-elect Keith Rumble as Director For For Management
12 Re-elect John Schubert as Director For For Management
13 Re-elect Shriti Vadera as Director For For Management
14 Re-elect Jac Nasser as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Remuneration Report For For Management
20 Approve the Grant of Long-Term For For Management
Incentive Performance Shares to Marius
Kloppers
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.52 per Preferred
Share and EUR 2.50 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6.1 Elect Reinhard Huettl to the For For Management
Supervisory Board
6.2 Elect Karl-Ludwig Kley to the For For Management
Supervisory Board
6.3 Elect Renate Koecher to the For For Management
Supervisory Board
6.4 Elect Joachim Milberg to the For For Management
Supervisory Board
7 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Jean-Laurent Bonnafe
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Jean-Laurent Bonnafe as For For Management
Director
8 Reelect Michel Tilmant as Director For For Management
9 Reelect Emiel Van Broekhoven as For For Management
Director
10 Elect Christophe de Margerie as For For Management
Director
11 Elect Marion Guillou as Director For For Management
12 Authorize Auditors to File Required For For Management
Documents at the Court's Clerk Office
13 Amend New Set of Bylaws For For Management
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jere A. Drummond For For Management
2 Elect Director John R. McKernan, Jr. For For Management
3 Elect Director Ernest J. Novak, Jr. For For Management
4 Elect Director James R. Verrier For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES S.A.
Ticker: BRML3 Security ID: P1908S102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES S.A.
Ticker: BRML3 Security ID: P1908S102
Meeting Date: MAY 15, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
Without Issuance of Shares
2 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
3 Amend Article 19 For Did Not Vote Management
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Tsuya, Masaaki For For Management
2.2 Elect Director Nishigai, Kazuhisa For For Management
2.3 Elect Director Morimoto, Yoshiyuki For For Management
2.4 Elect Director Zaitsu, Narumi For For Management
2.5 Elect Director Tachibana Fukushima, For For Management
Sakie
2.6 Elect Director Enkawa, Takao For For Management
2.7 Elect Director Murofushi, Kimiko For For Management
2.8 Elect Director Scott Trevor Davis For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Youssef A. Nasr For For Management
1.6 Elect Director James A. Pattison For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 11, 2012 Meeting Type: Annual
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Gavin Patterson as Director For For Management
8 Re-elect Tony Ball as Director For For Management
9 Re-elect Patricia Hewitt as Director For For Management
10 Re-elect Phil Hodkinson as Director For For Management
11 Re-elect Nick Rose as Director For For Management
12 Re-elect Jasmine Whitbread as Director For For Management
13 Elect Karen Richardson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CALPINE CORPORATION
Ticker: CPN Security ID: 131347304
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Cassidy For For Management
1.2 Elect Director Jack A. Fusco For For Management
1.3 Elect Director Robert C. Hinckley For For Management
1.4 Elect Director Michael W. Hofmann For For Management
1.5 Elect Director David C. Merritt For For Management
1.6 Elect Director W. Benjamin Moreland For For Management
1.7 Elect Director Robert A. Mosbacher, Jr. For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director J. Stuart Ryan For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3.1 Elect Director William A. Ackman For For Management
3.2 Elect Director Gary F. Colter For For Management
3.3 Elect Director Isabelle Courville For For Management
3.4 Elect Director Paul G. Haggis For For Management
3.5 Elect Director E. Hunter Harrison For For Management
3.6 Elect Director Paul C. Hilal For For Management
3.7 Elect Director Krystyna T. Hoeg For For Management
3.8 Elect Director Richard C. Kelly For For Management
3.9 Elect Director Rebecca MacDonald For For Management
3.10 Elect Director Anthony R. Melman For For Management
3.11 Elect Director Linda J. Morgan For For Management
3.12 Elect Director Andrew F. Reardon For For Management
3.13 Elect Director Stephen C. Tobias For For Management
--------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Mitarai, Fujio For For Management
2.2 Elect Director Tanaka, Toshizo For For Management
2.3 Elect Director Ikoma, Toshiaki For For Management
2.4 Elect Director Watanabe, Kunio For For Management
2.5 Elect Director Adachi, Yoroku For For Management
2.6 Elect Director Mitsuhashi, Yasuo For For Management
2.7 Elect Director Matsumoto, Shigeyuki For For Management
2.8 Elect Director Homma, Toshio For For Management
2.9 Elect Director Nakaoka, Masaki For For Management
2.10 Elect Director Honda, Haruhisa For For Management
2.11 Elect Director Ozawa, Hideki For For Management
2.12 Elect Director Maeda, Masaya For For Management
2.13 Elect Director Tani, Yasuhiro For For Management
2.14 Elect Director Araki, Makoto For For Management
2.15 Elect Director Suematsu, Hiroyuki For For Management
2.16 Elect Director Uzawa, Shigeyuki For For Management
2.17 Elect Director Nagasawa, Kenichi For For Management
2.18 Elect Director Otsuka, Naoji For For Management
2.19 Elect Director Yamada, Masanori For For Management
2.20 Elect Director Wakiya, Aitake For For Management
2.21 Elect Director Ono, Kazuto For For Management
3 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For Against Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For Against Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Ng Kee Choe as Director For For Management
4b Elect Peter Seah Lim Huat as Director For For Management
5a Elect Amirsham Bin A Aziz as Director For For Management
5b Elect Stephen Lee Ching Yen as Director For For Management
5c Elect Lim Ming Yan as Director For For Management
6 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7b Approve Grant of Awards and Issue For For Management
Shares Pursuant to the CapitaLand
Performance Share Plan 2010 and the
CapitaLand Restricted Share Plan 2010
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHAODA MODERN AGRICULTURE (HOLDINGS) LIMITED
Ticker: 00682 Security ID: G2046Q107
Meeting Date: DEC 31, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Kwok Ho as Executive Director For Against Management
1b Reelect Fung Chi Kin as Independent For Against Management
Non-Executive Director
1c Reelect Tam Ching Ho as Independent For Against Management
Non-Executive Director
2 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Six Directors For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration; Review
Consolidated Financial Statements
3 Approve Executive Compensation Policy For For Management
4 Approve Compensation of Chairman/CEO For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
CHEIL INDUSTRIES INC.
Ticker: 001300 Security ID: Y1296J102
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 750 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Ju-Hwa as Inside Director For For Management
3.2 Reelect Hong Seok-Joo as Outside For For Management
Director
3.3 Elect Kim Jae-Hee as Outside Director For For Management
4.1 Reelect Hong Seok-Joo as Member of For For Management
Audit Committee
4.2 Elect Kim Jae-Hee as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CHENG SHIN RUBBER INDUSTRY CO. LTD.
Ticker: 2105 Security ID: Y1306X109
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties and
Amendments to the Procedures for
Endorsement and Guarantees
6 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
7 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
8 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 03983 Security ID: Y14251105
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
and Declaration of Final Dividend
5 Approve Budget Proposal for the Year For For Management
2013
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants and
Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the
International and Domestic Auditors,
Respectively, and Authorize the Audit
Committee to Fix Their Remuneration
7 Elect Wang Mingyang as Supervisor and None For Shareholder
Authorize Board and Remuneration
Committee to Determine His Remuneration
8 Amend Articles of Association of the For For Management
Company
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD.
Ticker: 01193 Security ID: G2113B108
Meeting Date: OCT 16, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO., LTD.
Ticker: 01088 Security ID: Y1504C113
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments of the Company
--------------------------------------------------------------------------------
CHUNGHWA TELECOM CO., LTD.
Ticker: 2412 Security ID: Y1613J108
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Distribution with Capital For For Management
Reserves
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
6 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
8.1 Elect Yen-Sung Lee, a Representative For For Management
of MOTC, as Director
8.2 Elect Mu-Piao Shih, a Representative For For Management
of MOTC, as Director
8.3 Elect Yu-Fen Hong, a Representative of For For Management
MOTC, as Director
8.4 Elect Jih-Chu Lee, a Representative of For For Management
MOTC, as Director
8.5 Elect Gordon S. Chen, a Representative For For Management
of MOTC, as Director
8.6 Elect Yi-Bing Lin, a Representative of For For Management
MOTC, as Director
8.7 Elect Su-Ghen Huang, a Representative For For Management
of MOTC, as Director
8.8 Elect Shih-Peng Tsai, a Representative For For Management
of MOTC, as Director
8.9 Elect Chung-Yu Wang as Independent For For Management
Director
8.10 Elect Zse-Hong Tsai as Independent For For Management
Director
8.11 Elect Rebecca Chung-Fern Wu as For For Management
Independent Director
8.12 Elect Tain-Jy Chen as Independent For For Management
Director
8.13 Elect Yun-Tsai Chou as Independent For For Management
Director
9 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHUNGHWA TELECOM CO., LTD.
Ticker: 2412 Security ID: 17133Q502
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Distribution with Capital For For Management
Reserves
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
6 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
8.1 Elect Yen-Sung Lee, a Representative For For Management
of MOTC, as Director
8.2 Elect Mu-Piao Shih, a Representative For For Management
of MOTC, as Director
8.3 Elect Yu-Fen Hong, a Representative of For For Management
MOTC, as Director
8.4 Elect Jih-Chu Lee, a Representative of For For Management
MOTC, as Director
8.5 Elect Gordon S. Chen, a Representative For For Management
of MOTC, as Director
8.6 Elect Yi-Bing Lin, a Representative of For For Management
MOTC, as Director
8.7 Elect Su-Ghen Huang, a Representative For For Management
of MOTC, as Director
8.8 Elect Shih-Peng Tsai, a Representative For For Management
of MOTC, as Director
8.9 Elect Chung-Yu Wang as Independent For For Management
Director
8.10 Elect Zse-Hong Tsai as Independent For For Management
Director
8.11 Elect Rebecca Chung-Fern Wu as For For Management
Independent Director
8.12 Elect Tain-Jy Chen as Independent For For Management
Director
8.13 Elect Yun-Tsai Chou as Independent For For Management
Director
9.1 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Tain-Jy Chen
9.2 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Jih-Chu Lee
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Remuneration of Company's For Did Not Vote Management
Management and Elect Fiscal Council
Members
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Isaiah Harris, Jr. For For Management
1.3 Elect Director Jane E. Henney For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark B. Templeton For For Management
1b Elect Director Stephen M. Dow For For Management
1c Elect Director Godfrey R. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director Stephen E. Ewing For For Management
1.3 Elect Director Richard M. Gabrys For For Management
1.4 Elect Director William D. Harvey For For Management
1.5 Elect Director David W. Joos For For Management
1.6 Elect Director Philip R. Lochner, Jr. For For Management
1.7 Elect Director Michael T. Monahan For For Management
1.8 Elect Director John G. Russell For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director Laura H. Wright For For Management
1.11 Elect Director John B. Yasinsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Liska For For Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Thomas F. Motamed For For Management
1.4 Elect Director Don M. Randel For For Management
1.5 Elect Director Joseph Rosenberg For For Management
1.6 Elect Director Andrew H. Tisch For For Management
1.7 Elect Director James S. Tisch For For Management
1.8 Elect Director Marvin Zonis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNH GLOBAL NV
Ticker: NHL Security ID: N20935206
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Amend Articles Re: Merger Agreement For Did Not Vote Management
Fiat Industrial S.p.A., and CNH Global
3 Approve Granting of Extraordinary For Did Not Vote Management
Dividend of USD10 per CNH Global Share
Re: Merger Agreement Fiat Industrial S.
p.A., and CNH Global
4 Approve Allocation of Part of the For Did Not Vote Management
Reserves to Special Separate Reserves
5 Approve Remuneration of Special For Did Not Vote Management
Committee
6 Allow Questions None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Stephanie Tilenius For For Management
1.8 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph H. Bryant For For Management
1.2 Elect Director N. John Lancaster For For Management
1.3 Elect Director Jon A. Marshall For For Management
1.4 Elect Director Kenneth A. Pontarelli For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT GOBAIN
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 06, 2013 Meeting Type: Annual/Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.24 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Elect Agnes Lemarchand as Director For For Management
6 Elect Pamela Knapp as Director For For Management
7 Elect Philippe Varin as Director For For Management
8 Reelect Jean-Martin Folz as Director For For Management
9 Reelect Gilles Schnepp as Director For For Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 425 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 212,5 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
16 Approve Employee Stock Purchase Plan For For Management
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry A. Fromberg For For Management
1.2 Elect Director Jeananne K. Hauswald For For Management
1.3 Elect Director Paul L. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Recapitalization Plan for all Against Against Shareholder
Stock to have One-vote per Share
7 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director James B. Flaws For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC.
Ticker: CVH Security ID: 222862104
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For For Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends CHF 0.10 per Share For For Management
from Capital Contribution Reserves to
be Paid in Shares and Cash
4.1 Approve Creation of CHF 6.0 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
4.2 Approve CHF 1.1 Million Increase in For For Management
Pool of Conditional Capital for
Delivering Shares as Part of Employee
Participation Programs
5 Amend Articles Re: Board Related For For Management
6.1.1 Reelect Noreen Doyle as Director For For Management
6.1.2 Reelect Jassim Bin Hamad J.J. Al Thani For For Management
as Director
6.1.3 Elect Kai S. Nargolwala as Director For For Management
6.2 Ratify KPMG AG as Auditors For For Management
6.3 Ratify BDO AG as Special Auditors For For Management
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Hugues du Rouret For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Mark Corrigan For For Management
1.3 Elect Director Alison Lawton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Bylaws to Make Changes Related For For Management
to Cubist's Recent Separation of the
Roles of Chief Executive Officer and
President
5 Amend Bylaws Regarding the Conduct of For For Management
Stockholder Meetings
6 Amend the Charter to Give the CEO For For Management
Authority to Call Special Meetings
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CYRELA BRAZIL REALTY S.A EMPREENDIMENTOS E PARTICIPACOES
Ticker: CYRE3 Security ID: P34085103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
DAIHATSU MOTOR CO. LTD.
Ticker: 7262 Security ID: J09072117
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Ina, Koichi For Against Management
2.2 Elect Director Mitsui, Masanori For Against Management
2.3 Elect Director Kaneko, Tatsuya For Against Management
2.4 Elect Director Nomoto,Takashi For For Management
2.5 Elect Director Baba, Kenji For For Management
2.6 Elect Director Nakawaki, Yassunori For For Management
2.7 Elect Director Kitagawa, Naoto For For Management
2.8 Elect Director Sudirman Maman Rusdi For For Management
2.9 Elect Director Okano, Hiroshi For For Management
2.10 Elect Director Fukutsuka, Masahiro For For Management
2.11 Elect Director Mukouda, Shinichi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Irie, Makoto
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Appoint Statutory Auditor Yano, Ryuu For For Management
2.2 Appoint Statutory Auditor Fukunaga, For For Management
Kenji
3 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.20 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2012
6.1 Relect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
6.2 Relect Juergen Hambrecht to the For Did Not Vote Management
Supervisory Board
6.3 Elect Andrea Jung to the Supervisory For Did Not Vote Management
Board
--------------------------------------------------------------------------------
DANA GAS SUKUK LTD
Ticker: Security ID: G273AZAA5
Meeting Date: APR 23, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony ('John') For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For Against Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DE MASTER BLENDERS 1753 NV
Ticker: DE Security ID: N2563N109
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: OCT 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation by the CEO and CFO of the None None Management
Results for Fiscal Year 2012
3.1 Adopt Financial Statements For For Management
3.2 Discuss Company's Reserves and None None Management
Dividend Policy
4.1 Approve Discharge of Executive For For Management
Directors
4.2 Approve Discharge of Non-Executive For For Management
Directors
5.1 Elect G. Picaud as Non-Executive For For Management
Director
5.2 Elect R. Zwartendijk as Non-Executive For For Management
Director
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gary L. Cowger as a Director For For Management
1.2 Reelect Nicholas M. Donofrio as a For For Management
Director
1.3 Reelect Mark P. Frissora as a Director For For Management
1.4 Reelect Rajiv L. Gupta as a Director For For Management
1.5 Reelect John A. Krol as a Director For For Management
1.6 Reelect J. Randall MacDonald as a For For Management
Director
1.7 Reelect Sean O. Mahoney as a Director For For Management
1.8 Reelect Rodney O'Neal as a Director For For Management
1.9 Reelect Thomas W. Sidlik as a Director For For Management
1.10 Reelect Bernd Wiedemann as a Director For For Management
1.11 Reelect Lawrence A. Zimmerman as a For For Management
Director
2 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37
2.1 Elect Director Kato, Nobuaki For Against Management
2.2 Elect Director Tokuda, Hiromi For Against Management
2.3 Elect Director Kobayashi, Koji For Against Management
2.4 Elect Director Sugi, Hikaru For For Management
2.5 Elect Director Miyaki, Masahiko For For Management
2.6 Elect Director Hironaka, Kazuo For For Management
2.7 Elect Director Shirasaki, Shinji For For Management
2.8 Elect Director Shikamura, Akio For For Management
2.9 Elect Director Maruyama, Haruya For For Management
2.10 Elect Director Tajima, Akio For For Management
2.11 Elect Director Adachi, Michio For For Management
2.12 Elect Director Wakabayashi, Hiroyuki For For Management
2.13 Elect Director Iwata, Satoshi For For Management
2.14 Elect Director Toyoda, Shoichiro For For Management
3.1 Appoint Statutory Auditor Iwase, Masato For For Management
3.2 Appoint Statutory Auditor Saito, For For Management
Tsutomu
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DETOUR GOLD CORPORATION
Ticker: DGC Security ID: 250669108
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Crossgrove For For Management
1.2 Elect Director Louis Dionne For For Management
1.3 Elect Director Robert E. Doyle For For Management
1.4 Elect Director Andre Falzon For For Management
1.5 Elect Director Ingrid J. Hibbard For Withhold Management
1.6 Elect Director J. Michael Kenyon For For Management
1.7 Elect Director Alex G. Morrison For For Management
1.8 Elect Director Gerald S. Panneton For For Management
1.9 Elect Director Jonathan Rubenstein For For Management
1.10 Elect Director Graham Wozniak For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend By-Laws For For Management
4 Approve Increase in Maximum Number of For For Management
Directors from Ten to Sixteen
5 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: APR 11, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm 2012 AGM Resolution to Approve For For Management
Allocation of Income and Dividends of
EUR 0.75 per Share
2 Confirm 2012 AGM Resolution to Ratify For For Management
KPMG AG as Auditors for Fiscal 2012
3.1 Confirm 2012 AGM Resolution to Elect For For Management
Paul Achleitner to the Supervisory
Board
3.2 Confirm 2012 AGM Resolution to Elect For For Management
Peter Loescher to the Supervisory Board
3.3 Confirm 2012 AGM Resolution to Elect For For Management
Klaus Ruediger Truetzschler to the
Supervisory Board
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For Did Not Vote Management
6 Authorize Repurchase of Up to Five For Did Not Vote Management
Percent of Issued Share Capital for
Trading Purposes
7 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For Did Not Vote Management
when Repurchasing Shares
9 Approve Remuneration System for For Did Not Vote Management
Management Board Members
10 Approve Remuneration of Supervisory For Did Not Vote Management
Board
11.1 Elect John Cryan to the Supervisory For Did Not Vote Management
Board
11.2 Elect Henning Kagermann to the For Did Not Vote Management
Supervisory Board
11.3 Elect Suzanne Labarge to the For Did Not Vote Management
Supervisory Board
11.4 Elect Johannes Teyssen to the For Did Not Vote Management
Supervisory Board
11.5 Elect Georg Thoma to the Supervisory For Did Not Vote Management
Board
11.6 Elect Tilman Todenhoefer to the For Did Not Vote Management
Supervisory Board
11.7 Elect Dina Dublon to the Supervisory For Did Not Vote Management
Board
12 Approve Creation of EUR 230.4 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
13 Approve Domination Agreement with For Did Not Vote Management
RREEF Management GmbH
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO - MACQUARIE MEXICO REAL ESTATE MANAGEMENT SA DE CV
Ticker: FIBRAMQ12 Security ID: P3515D155
Meeting Date: JAN 28, 2013 Meeting Type: Special
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members and Alternates of Trust For For Management
Technical Committee
2 Verify Independence Classification of For For Management
Trust Technical Committee Members
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
6 Authorize Use of Financial Derivatives For Did Not Vote Management
when Repurchasing Shares
7 Remove Age Restriction for Management For Did Not Vote Management
Board Members
8 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2013
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
6 Elect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
7 Elect Ulrich Lehner to the Supervisory For Did Not Vote Management
Board
8 Ammend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
9 Approve Cancellation of Conditional For Did Not Vote Management
Capital Authorization
10 Approve Creation of EUR 2.2 Billion For Did Not Vote Management
Pool of Capital without Preemptive
Rights
11 Approve Affiliation Agreement with For Did Not Vote Management
PASM Power and Air Condition Solution
Management GmbH
12 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
13 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
14 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
15 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr. For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGEL Security ID: 25243Q205
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies of Abersoch as For For Management
Director
7 Re-elect Betsy Holden as Director For For Management
8 Re-elect Dr Franz Humer as Director For For Management
9 Re-elect Deirdre Mahlan as Director For For Management
10 Re-elect Philip Scott as Director For For Management
11 Re-elect Todd Stitzer as Director For For Management
12 Re-elect Paul Walsh as Director For For Management
13 Elect Ho KwonPing as Director For For Management
14 Elect Ivan Menezes as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney, II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Clifford M. Sobel For For Management
1.9 Elect Director Andrew H. Tisch For For Management
1.10 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Clayton For For Management
1.2 Elect Director James DeFranco For For Management
1.3 Elect Director Cantey M. Ergen For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director Steven R. Goodbarn For For Management
1.6 Elect Director Gary S. Howard For For Management
1.7 Elect Director David K. Moskowitz For For Management
1.8 Elect Director Tom A. Ortolf For For Management
1.9 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD
Ticker: 00489 Security ID: Y21042109
Meeting Date: JAN 23, 2013 Meeting Type: Special
Record Date: DEC 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ma Zhigeng as Director and For For Management
Accept Resignation of Zhou Wenjie as
Director
2 Approve Issue of Ultra Short-Term For For Management
Financing Bonds
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD
Ticker: 00489 Security ID: Y21042109
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Report For For Management
of International Auditors
4 Approve Profit Distribution Proposal For For Management
and Authorize Board to Deal with All
Issues in Relation to Distribution of
Final Dividend
5 Authorize Board to Deal with All For For Management
Issues in Relation to Distribution of
Interim Dividend
6 Reappoint Ernst & Young as For For Management
International Auditors and Ernst &
Young Hua Ming as PRC Auditors and
Authorize Board to Fix Their
Remuneration
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Ronald G. Rogers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Harris E. DeLoach, Jr. For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For Withhold Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director E. Marie McKee For For Management
1.12 Elect Director E. James Reinsch For For Management
1.13 Elect Director James T. Rhodes For For Management
1.14 Elect Director James E. Rogers For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
1.16 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO.
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Elect Director Nakai, Masahiko For For Management
3.1 Appoint Statutory Auditor Yamaguchi, For Against Management
Toshiaki
3.2 Appoint Statutory Auditor Nitta, Mutsuo For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Amend Articles to Allow Shareholder Against Against Shareholder
Meeting Resolutions on Drafting and
Implementation of Business Plans
Related to Tohoku Earthquake
Reconstruction
6 Create, Fund Committee on Drafting Against Against Shareholder
Business Plans Related to Earthquake
Reconstruction
7 Amend Articles to Allow Proposals on Against Against Shareholder
Compliance Matters at Shareholder
Meetings
8 Mandate Creation of Committee on Against Against Shareholder
Compliance
9 Amend Articles to Require Disclosure Against For Shareholder
of Top Five Individual Director
Compensation Levels
10 Amend Articles to Require At Least Against Against Shareholder
Three Outsiders on Board of Directors
11.1 Remove Chairman Satoshi Seino from the Against Against Shareholder
Board of Directors
11.2 Remove Vice Chairman Masaki Ogata from Against Against Shareholder
the Board of Directors
11.3 Remove Executive Director Yuuji Against Against Shareholder
Fukasawa from the Board of Directors
11.4 Remove Executive Director Yasuo Against Against Shareholder
Hayashi from the Board of Directors
11.5 Remove Executive Director Yuuji Against Against Shareholder
Morimoto from the Board of Directors
12 Reduce Director and Statutory Auditor Against Against Shareholder
Compensation by 20 Percent
13 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserves for Disaster
Recovery Fund for the Tohoku
Earthquake and for Consolidation of
Local Rail Lines
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For For Management
1.8 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For Abstain Management
Reissuance of Shares
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Michael A. Price For For Management
1.6 Elect Director Steven P. Reid For For Management
1.7 Elect Director Jonathan A. Rubenstein For For Management
1.8 Elect Director Donald M. Shumka For For Management
1.9 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For Against Management
2 Elect Director Jay C. Hoag For For Management
3 Elect Director Jeffrey T. Huber For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For Against Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst, III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For Against Management
10 Elect Director Luis A. Ubinas For For Management
11 Amend Omnibus Stock Plan For For Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV
Ticker: EAD Security ID: F17114103
Meeting Date: MAR 27, 2013 Meeting Type: Special
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board Re: None None Management
Proposed Changes in Company's
Governance and Shareholding Structure
3 Discuss Agenda Items None None Management
4.1 Amend Articles Re: Ownership For For Management
Restrictions and Legal Updates
4.2 Authorize Repurchase of Up to 15 For For Management
Percent of Issued Share Capital
4.3 Approve Cancellation of Repurchased For For Management
Shares
4.4 Elect T. Enders as Executive Director For For Management
4.5 Elect M. Bischoff as Non-Executive For For Management
Director
4.6 Elect R.D. Crosby as Non-Executive For For Management
Director
4.7 Elect H.-P. Keitel as Non-Executive For For Management
Director
4.8 Elect H.-J. Lamberti as Non-Executive For For Management
Director
4.9 Elect A. Lauvergeon as Non-Executive For For Management
Director
4.10 Elect L.N. Mittal as Non-Executive For For Management
Director
4.11 Elect J. Parker as Non-Executive For For Management
Director
4.12 Elect M. Pebereau as Non-Executive For For Management
Director
4.13 Elect J. Pique i Camps as For For Management
Non-Executive Director
4.14 Elect D. Ranque as Non-Executive For For Management
Director
4.15 Elect J.-C. Trichet as Non-Executive For For Management
Director
5 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV
Ticker: EAD Security ID: N3114C808
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.3 Receive Financial Statements and None None Management
Report on the Business
3 Discussion of Agenda Items None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
4.3 Approve Discharge of Board of Directors For For Management
4.4 Ratify Ernst & Young Accountants L.L.P. For For Management
as Co-Auditors
4.5 Ratify KPMG Accountants N.V. as For For Management
Co-Auditors
4.6 Approve Remuneration of Executive and For For Management
Non-Executive Directors
4.7 Grant Board Authority to Issue Shares For For Management
Up To 0.15 Percent of Authorized
Capital and Excluding Preemptive Rights
4.8 Approve Cancellation of Repurchased For For Management
Shares
4.9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Close Meeting None None Management
--------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS
Ticker: ETL Security ID: F3692M128
Meeting Date: NOV 08, 2012 Meeting Type: Annual/Special
Record Date: NOV 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
5 Subject to Approval of Item 17, For For Management
Reelect Jean-Martin Folz as Director
6 Subject to Approval of Item 17, For For Management
Reelect Bertrand Mabille as Director
7 Subject to Approval of Item 17, For For Management
Reelect Fonds Strategique d
Investissement as Director
8 Subject to Approval of Item 17, For For Management
Reelect Olivier Rozenfeld as Director
9 Subject to Approval of Item 17, For For Management
Reelect Jean-Paul Brillaud as Director
10 Reelect Lord John Birt as Director For For Management
11 Subject to Approval of Item 17, For For Management
Reelect Michel de Rosen as Director
12 Subject to Approval of Item 17, For For Management
Reelect Carole Piwnica as Director
13 Subject to Approval of Item 17, Elect For For Management
Meriem Bensalah Chaqroun as Director
14 Subject to Approval of Item 17, Elect For For Management
Elisabetta Oliveri as Director
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Amend Article15 of Bylaws Re: For For Management
Directors' Length of Mandates
18 Amend Article 21 of Bylaws Re: Proxy For For Management
Voting
19 Remove Articles 28 and 29 of Bylaws For For Management
Re: Filing of Required Documents/Other
Formalities; Signatories
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George (Skip) Battle For Withhold Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For Withhold Management
1.10 Elect Director Jose A. Tazon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For Against Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For Against Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For Against Management
1l Elect Director Seymour Sternberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 82.04
2 Amend Articles To Authorize Public For Against Management
Announcements in Electronic Format -
Indemnify Directors - Increase Maximum
Board Size
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Gonda, Yoshihiro For For Management
3.4 Elect Director Richard E. Schneider For For Management
3.5 Elect Director Uchida, Hiroyuki For For Management
3.6 Elect Director Kosaka, Tetsuya For For Management
3.7 Elect Director Matsubara, Shunsuke For For Management
3.8 Elect Director Kohari, Katsuo For For Management
3.9 Elect Director Okada, Toshiya For For Management
3.10 Elect Director Hiramoto, Kazuyuki For For Management
3.11 Elect Director Olaf C. Gehrels For For Management
3.12 Elect Director Aoyama, Kazunari For For Management
3.13 Elect Director Ito, Takayuki For For Management
3.14 Elect Director Yamada, Yuusaku For For Management
3.15 Elect Director Hishikawa, Tetsuo For For Management
3.16 Elect Director Noda, Hiroshi For For Management
3.17 Elect Director Inaba, Kiyonori For For Management
3.18 Elect Director Ono, Masato For For Management
--------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO., LTD.
Ticker: 4904 Security ID: Y7540C108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
(TWD 2.928 Cash Dividend Per Share)
3 Approve Cash Distribution with Capital For For Management
Reserves (TWD 0.572 Cash Per Share)
4 Approve Amendments to Articles of For For Management
Association
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
6 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FIAT INDUSTRIAL S.P.A.
Ticker: FI Security ID: T42136100
Meeting Date: APR 08, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
1.b Approve Remuneration Report For Against Management
2.a.1 Slate 1 Submitted by EXOR SpA None Did Not Vote Shareholder
2.a.2 Slate 2 Submitted by Institutional None For Shareholder
Investors
2.b Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
Ticker: FUNO Security ID: P40612106
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Manager Report on For For Management
Activities Undertaken in Fiscal Year
2012; Approve Report of Technical
Committee in Accordance with Article
28-IV (E) of Securities Market Law
2 Approve Reports of Audit, Corporate For For Management
Practices and Nominating Committees
3 Approve Trust Manager Report on For For Management
Compliance in Accordance to Article
44-XI of Securities Market Law and
Article 172 (Except B) of General
Mercantile Companies Law
4 Approve Trust Manager Report on For For Management
Principal Accounting Criteria Policy
and Disclosure Policy in Accordance
with Article 172-B of General
Mercantile Companies Law; Receive
Technical Committee Opinion on Trust
Manager Report
5 Approve Report on Compliance with For For Management
Fiscal Obligations in Accordance to
Article 86-XX of Income Tax Law
6 Approve Financial Statements for For For Management
Fiscal Year 2012 and Allocation of
Income
7 Elect or Ratify Members of Technical For For Management
Committee; Verify Independence
Classification
8 Approve Remuneration of Technical For For Management
Committee Members
9 Elect or Ratify Members of Audit, For For Management
Corporate Practices and Nominating
Committees
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
Ticker: FUNO Security ID: P40612106
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Report on Acquisition of Real For For Management
Estate Portfolio G30
2 Approve Allocation of Real Estate For For Management
Trust Certificates Issued Due to
Acquisition of Real Estate Portfolio
G30
3 Approve Acquisition of Real Estate For For Management
Portfolio Consisting of 49 Properties;
Authorize Issuance of Real Estate
Trust Certificates
4 Authorize Issuance of Real Estate For For Management
Trust Certificates
5 Establish a Social Assistance For For Management
Foundation Called Fundacion FIBRA
6 Approve Compensation Plan for Trust For For Management
Advisor
7 Approve Minutes of Meeting For For Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Amend Clauses 9, 11 and 30 of Trust For Against Management
Agreement
2 Amend Trust Agreement Re: Controlling For Against Management
Trust Represents 10 Percent of Real
Estate Trust Certificates
3 Approve Minutes of Meeting For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO SA DE CV
Ticker: FUNO Security ID: P40612106
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Clauses 9, 10, 11 and 30 of For Against Management
Trust Agreement
2 Amend Trust Agreement Re: Controlling For Against Management
Trust Represents 10 Percent of Real
Estate Trust Certificates
3 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. (Ron) Lane For For Management
1.2 Elect Director Richard N. Massey For For Management
1.3 Elect Director John D. Rood For For Management
1.4 Elect Director Cary H. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Provide Right to Act by Written Consent For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephan A. James For For Management
1b Elect Director Frank R. Martire For For Management
1c Elect Director Gary A. Norcross For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Brondeau For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Robert C. Pallash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV (FEMSA)
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors on For Abstain Management
Financial Statements and Statutory
Reports for Fiscal Year 2012, Receive
CEO's Report and Audit and Corporate
Practices Committees Chairmen Report
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Distribution of Cash Dividends
4 Set Aggregate Nominal Share Repurchase For For Management
Reserve to a Maximum Amount of up to
MXN 3 Billion
5 Elect Directors and Secretaries, For For Management
Verify Independence of Directors, and
Approve their Remuneration
6 Elect Members and Chairmen of Finance For For Management
and Planning Committee, Audit
Committee and Corporate Practices
Committee; Approve Their Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For Against Management
1.7 Elect Director James H. Hance, Jr. For Against Management
1.8 Elect Director William W. Helman IV For For Management
1.9 Elect Director Jon M. Huntsman, Jr. For For Management
1.10 Elect Director Richard A. Manoogian For For Management
1.11 Elect Director Ellen R. Marram For For Management
1.12 Elect Director Alan Mulally For For Management
1.13 Elect Director Homer A. Neal For For Management
1.14 Elect Director Gerald L. Shaheen For For Management
1.15 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Approval of Tax Benefits Preservation For For Management
Plan
7 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, LTD.
Ticker: FSL Security ID: G3727Q101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chinh E. Chu For For Management
1.2 Elect Director John T. Dickson For For Management
1.3 Elect Director Daniel J. Heneghan For For Management
1.4 Elect Director Thomas H. Lister For For Management
1.5 Elect Director Gregg A. Lowe For For Management
1.6 Elect Director John W. Marren For For Management
1.7 Elect Director J. Daniel McCranie For For Management
1.8 Elect Director James A. Quella For For Management
1.9 Elect Director Peter Smitham For For Management
1.10 Elect Director Gregory L. Summe For For Management
1.11 Elect Director Claudius E. Watts, IV For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
6 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
7 Approve Creation of EUR 40.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 8.4
Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
FUJI HEAVY INDUSTRIES LTD.
Ticker: 7270 Security ID: J14406136
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Yoshinaga, Yasuyuki For For Management
2.2 Elect Director Kondo, Jun For For Management
2.3 Elect Director Mabuchi, Akira For For Management
2.4 Elect Director Muto, Naoto For For Management
2.5 Elect Director Ikeda, Tomohiko For For Management
2.6 Elect Director Takahashi, Mitsuru For For Management
2.7 Elect Director Tachimori, Takeshi For For Management
2.8 Elect Director Arima, Toshio For For Management
3.1 Appoint Statutory Auditor Kimura, For For Management
Masakazu
3.2 Appoint Statutory Auditor Saito, Norio For For Management
4 Appoint Alternate Statutory Auditor For For Management
Tamazawa, Kenji
--------------------------------------------------------------------------------
FUSION-IO, INC.
Ticker: FIO Security ID: 36112J107
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Forest Baskett For For Management
1.2 Elect Director Dana L. Evan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUTABA INDUSTRIAL CO. LTD.
Ticker: 7241 Security ID: J16800104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mishima, Yasuhiro For Against Management
1.2 Elect Director Sugiki, Umenobu For Against Management
1.3 Elect Director Kitagawa, Junji For For Management
1.4 Elect Director Sasaki, Yasuo For For Management
1.5 Elect Director Tsuchiya, Shingo For For Management
1.6 Elect Director Futai, Koichi For For Management
1.7 Elect Director Iwatsuki, Mikio For For Management
1.8 Elect Director Yoshida, Takayuki For For Management
1.9 Elect Director Takahashi, Tomohiro For For Management
2 Approve Retirement Bonus Payment for For Against Management
Director
--------------------------------------------------------------------------------
GENEL ENERGY PLC
Ticker: GENL Security ID: G3791G104
Meeting Date: SEP 05, 2012 Meeting Type: Special
Record Date: SEP 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Waive Requirement for Mandatory Offer For For Management
to All Shareholders
--------------------------------------------------------------------------------
GENEL ENERGY PLC
Ticker: GENL Security ID: G3791G104
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Remuneration Report For For Management
3 Reelect Rodney Chase as a Director For For Management
4 Reelect Tony Hayward as a Director For For Management
5 Reelect Julian Metherell as a Director For For Management
6 Reelect Graham Hearne as a Director For For Management
7 Reelect Jim Leng as a Director For For Management
8 Reelect Mehmet Ogutcu as a Director For For Management
9 Reelect Mark Parris as a Director For For Management
10 Reelect George Rose as a Director For For Management
11 Reelect Nathaniel Rothschild as a For For Management
Director
12 Reelect Gulsun Williams as a Director For For Management
13 Reelect Murat Yazici as a Director For For Management
14 Reelect Chakib Sbiti as a Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Approve Political Donations For For Management
18 Waive Requirement for Mandatory Offer For For Management
to All Shareholders
19 Approve Share Repurchase Program For For Management
20 Authorize the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director Phebe N. Novakovic For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Review and Assess Human Rights Policy Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Michael D. Rose For For Management
12 Elect Director Robert L. Ryan For For Management
13 Elect Director Dorothy A. Terrell For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel F. Akerson For For Management
1b Elect Director David Bonderman For Against Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Robert D. Krebs For For Management
1g Elect Director Kathryn V. Marinello For For Management
1h Elect Director Michael G. Mullen For For Management
1i Elect Director James J. Mulva For For Management
1j Elect Director Patricia F. Russo For Against Management
1k Elect Director Thomas M. Schoewe For For Management
1l Elect Director Theodore M. Solso For For Management
1m Elect Director Carol M. Stephenson For For Management
1n Elect Director Cynthia A. Telles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lynn Elsenhans as Director For For Management
4 Elect Jing Ulrich as Director For For Management
5 Elect Hans Wijers as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Sir Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Stacey Cartwright as Director For For Management
11 Re-elect Simon Dingemans as Director For For Management
12 Re-elect Judy Lewent as Director For For Management
13 Re-elect Sir Deryck Maughan as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lynn Elsenhans as Director For For Management
4 Elect Jing Ulrich as Director For For Management
5 Elect Hans Wijers as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Sir Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Stacey Cartwright as Director For For Management
11 Re-elect Simon Dingemans as Director For For Management
12 Re-elect Judy Lewent as Director For For Management
13 Re-elect Sir Deryck Maughan as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger with Xstrata plc; For For Management
Authorise Directors to Allot Equity
Securities in Connection with the
Merger
2 Approve Change of Company Name to For For Management
Glencore Xstrata plc
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GLENCORE XSTRATA PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ivan Glasenberg as Director For For Management
4 Re-elect Anthony Hayward as Director For For Management
5 Re-elect Leonhard Fischer as Director For For Management
6 Re-elect William Macaulay as Director For For Management
7 Subject to the Merger Becoming For Against Management
Effective, Elect Sir John Bond as
Director
8 Subject to the Merger Becoming For Against Management
Effective, Elect Sir Steve Robson as
Director
9 Subject to the Merger Becoming For Against Management
Effective, Elect Ian Strachan as
Director
10 Subject to the Merger Becoming For Against Management
Effective, Elect Con Fauconnier as
Director
11 Subject to the Merger Becoming For Against Management
Effective, Elect Peter Hooley as
Director
12 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Simon Murray as
Director
13 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Steven Kalmin as
Director
14 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Peter Coates as
Director
15 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Li Ning as Director
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 19, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.03 Per For For Management
Share
3 Reelect Seek Ngee Huat as Director For For Management
4 Reelect Tham Kui Seng as Director For For Management
5 Reelect Ming Zhi Mei as Director For For Management
6 Reelect Paul Cheng Ming Fun as Director For For Management
7 Reelect Yoichiro Furuse as Director For For Management
8 Approve Directors' Fees of $1.5 For For Management
Million for the Year Ending March 31,
2013
9 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For Against Management
of Awards Under the GLP Performance
Share Plan and GLP Restricted Share
Plan
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director P. Randy Reifel For For Management
a7 Elect Director A. Dan Rovig For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
GUINNESS PEAT GROUP PLC
Ticker: GPG Security ID: G4205Y269
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Rob Campbell as Director For For Management
4 Re-elect Mike Allen as Director For For Management
5 Elect Waldemar Szlezak as Director For For Management
6 Reappoint Deloitte LLP as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For Against Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For Against Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O'Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LTD.
Ticker: 01882 Security ID: G4232C108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Audited Financial For For Management
Statements, Directors' Report and
Auditors Reports
2 Declare Final Dividend For For Management
3 Elect Zhang Jingzhang as Director and For For Management
Authorize Board to Fix His Remuneration
4 Elect Zhang Jianming as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Guo Mingguang as Director and For For Management
Authorize Board to Fix His Remuneration
6 Elect Chen Ningning as Director and For For Management
Authorize Board to Fix Her Remuneration
7 Elect Jin Hailiang as Director and For For Management
Authorize Board to Fix His Remuneration
8 Authorize the Board to Fix For For Management
Remuneration of Directors
9 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For Against Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director John P. Connaughton For For Management
1.4 Elect Director Kenneth W. Freeman For For Management
1.5 Elect Director Thomas F. Frist, III For Withhold Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Christopher R. Gordon For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director James C. Momtazee For For Management
1.12 Elect Director Stephen G. Pagliuca For For Management
1.13 Elect Director Wayne J. Riley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHSOUTH CORPORATION
Ticker: HLS Security ID: 421924309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Jay Grinney For For Management
1.6 Elect Director Jon F. Hanson For For Management
1.7 Elect Director Joan E. Herman For For Management
1.8 Elect Director Leo I. Higdon, Jr. For For Management
1.9 Elect Director Leslye G. Katz For For Management
1.10 Elect Director John E. Maupin, Jr. For For Management
1.11 Elect Director L. Edward Shaw, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director John W. Lindsay For For Management
1.3 Elect Director Paula Marshall For For Management
1.4 Elect Director Randy A. Foutch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HILLSHIRE BRANDS CO.
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Virgis W. Colbert For For Management
1e Elect Director Sean M. Connolly For For Management
1f Elect Director Laurette T. Koellner For For Management
1g Elect Director Craig P. Omtvedt For For Management
1h Elect Director Ian Prosser For For Management
1i Elect Director Jonathan P. Ward For For Management
1j Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HITACHI CHEMICAL CO. LTD.
Ticker: 4217 Security ID: J20160107
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kawamura, Takashi For Against Management
1.2 Elect Director Osawa, Yoshio For For Management
1.3 Elect Director Oto, Takemoto For For Management
1.4 Elect Director Mochida, Nobuo For Against Management
1.5 Elect Director Takeda, Keiichi For For Management
1.6 Elect Director Tanaka, Kazuyuki For For Management
1.7 Elect Director Matsuda, Chieko For Against Management
1.8 Elect Director Nomura, Yoshihiro For For Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kawamura, Takashi For For Management
1.2 Elect Director Ota, Yoshie For For Management
1.3 Elect Director Katsumata, Nobuo For For Management
1.4 Elect Director Cynthia Carroll For For Management
1.5 Elect Director Sakakibara, Sadayuki For For Management
1.6 Elect Director George Buckley For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Motobayashi, Toru For For Management
1.9 Elect Director Philip Yeo For For Management
1.10 Elect Director Kikawa, Michijiro For For Management
1.11 Elect Director Stephen Gomersall For For Management
1.12 Elect Director Nakanishi, Hiroaki For For Management
1.13 Elect Director Hatchoji, Takashi For For Management
1.14 Elect Director Miyoshi, Takashi For For Management
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Ike, Fumihiko For For Management
3.2 Elect Director Ito, Takanobu For For Management
3.3 Elect Director Iwamura, Tetsuo For For Management
3.4 Elect Director Yamamoto, Takashi For For Management
3.5 Elect Director Yamamoto, Yoshiharu For For Management
3.6 Elect Director Yoshida, Masahiro For For Management
3.7 Elect Director Hogen, Kensaku For For Management
3.8 Elect Director Kuroyanagi, Nobuo For For Management
3.9 Elect Director Fukui, Takeo For For Management
3.10 Elect Director Shiga, Yuuji For For Management
3.11 Elect Director Takeuchi, Kohei For For Management
3.12 Elect Director Aoyama, Shinji For For Management
3.13 Elect Director Kaihara, Noriya For For Management
4 Appoint Statutory Auditor Endo, Kunio For For Management
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogi, Yuuzaburo For For Management
1.2 Elect Director Kodama, Yukiharu For For Management
1.3 Elect Director Koeda, Itaru For For Management
1.4 Elect Director Aso, Yutaka For For Management
1.5 Elect Director Uchinaga, Yukako For For Management
1.6 Elect Director Urano, Mitudo For For Management
1.7 Elect Director Suzuki, Hiroshi For For Management
2 Amend Articles to Require Disclosure Against For Shareholder
of Individual Director and Executive
Officer Compensation
3 Amend Articles to Raise Limit on Against Against Shareholder
Shareholder Proposal Text to 1000
Characters
4 Amend Articles to Prohibit Deeming Against For Shareholder
Non-Votes as Votes FOR Management
Proposals, AGAINST Shareholder
Proposals
5 Amend Articles to Require Against Against Shareholder
Non-Executive Directors to Meet
Without Executive Director Presence At
Least Once a Year
6 Amend Articles to Require a Against Against Shareholder
Non-Executive Board Chairman
7 Amend Articles to Establish a Contact Against Against Shareholder
Point with the Audit Committee for
Internal and External Whistle-Blowers
8 Amend Articles to Empower Board to Against Against Shareholder
Hire Legal Counsel Independently from
Management
9 Amend Articles to Require Budget Against Against Shareholder
Allocations For Board Committees to
Spend at Their Discretion
10 Appoint Shareholder Director Nominee Against Against Shareholder
Takayama, Seijiro
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Safra Catz as Director For For Management
3(b) Re-elect Laura Cha as Director For For Management
3(c) Re-elect Marvin Cheung as Director For For Management
3(d) Elect Jim Comey as Director For For Management
3(e) Re-elect John Coombe as Director For For Management
3(f) Re-elect Joachim Faber as Director For For Management
3(g) Re-elect Rona Fairhead as Director For For Management
3(h) Elect Renato Fassbind as Director For For Management
3(i) Re-elect Douglas Flint as Director For For Management
3(j) Re-elect Stuart Gulliver as Director For For Management
3(k) Re-elect James Hughes-Hallett as For For Management
Director
3(l) Re-elect William Laidlaw as Director For For Management
3(m) Re-elect John Lipsky as Director For For Management
3(n) Re-elect Janis Lomax as Director For For Management
3(o) Re-elect Iain Mackay as Director For For Management
3(p) Re-elect Sir Simon Robertson as For For Management
Director
3(q) Re-elect John Thornton as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HYPERMARCAS S.A
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Proposal For Did Not Vote Management
2 Appoint Independent Firm to Appraise For Did Not Vote Management
Proposed Transaction
3 Approve Independent Firm's Appraisal For Did Not Vote Management
4 Approve SPAC Transaction For Did Not Vote Management
5a Approve Bylaws of SPAC For Did Not Vote Management
5b Elect Executive Committee of SPAC For Did Not Vote Management
5c Approve Remuneration for SPAC For Did Not Vote Management
Executives
6 Approve Agreement to Absorb Braga For Did Not Vote Management
Holding
7 Appoint Independent Firm to Appraise For Did Not Vote Management
Proposed Transaction
8 Approve Independent Firm's Appraisal For Did Not Vote Management
9 Approve Absorption of Braga Holding For Did Not Vote Management
10 Establish Preemptive Rights Re: Braga For Did Not Vote Management
Holding
11 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
HYPERMARCAS S.A
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 19 For Did Not Vote Management
2 Amend Article 19, Paragraphs 6,7, and 8 For Did Not Vote Management
3 Amend Article 20 For Did Not Vote Management
4 Amend Article 23 For Did Not Vote Management
5 Amend Article 42 For Did Not Vote Management
6 Consolidate Bylaws For Did Not Vote Management
7 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
HYPERMARCAS S.A
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors For Did Not Vote Management
4 Approve Remuneration of Company's For Did Not Vote Management
Management
5 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 1,900 per Common Share, KRW 1,950
per Preferred Share 1, KRW 2,000 per
Preferred Share 2, and KRW 1,950 per
Preferred Share 3
2 Reelect Two Inside Directors and Two For For Management
Outside Directors(Bundled)
3 Reelect Nam Sung-Il as Member of Audit For For Management
Committee
4 Amend Articles of Incorporation - For For Management
Business Objectives
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
IHH HEALTHCARE BERHAD
Ticker: IHH Security ID: Y374AH103
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abu Bakar bin Suleiman as For For Management
Director
2 Elect Lim Cheok Peng as Director For For Management
3 Elect Mohammed Azlan bin Hashim as For For Management
Director
4 Elect Azmil Zahruddin bin Raja Abdul For For Management
Aziz as Director
5 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Allocation of Units and For For Management
Issuance of New Ordinary Shares on
Conversion of the Units to Abu Bakar
bin Suleiman, Executive Chairman
8 Approve Allocation of Units and For For Management
Issuance of New Ordinary Shares on
Conversion of the Units to Lim Cheok
Peng, Managing Director
9 Approve Allocation of Units and For For Management
Issuance of New Ordinary Shares on
Conversion of the Units to Tan See
Leng, Executive Director
10 Approve Allocation of Units and For For Management
Issuance of New Ordinary Shares on
Conversion of the Units to Mehmet Ali
Aydinlar, Executive Director
11 Approve Allocation of Units and For For Management
Issuance of New Ordinary Shares on
Conversion of the Units to Ahamad
Shahizam bin Shariff, Executive
Director
--------------------------------------------------------------------------------
IHI CORP.
Ticker: 7013 Security ID: J2398N105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Kama, Kazuaki For For Management
2.2 Elect Director Saito, Tamotsu For For Management
2.3 Elect Director Nakamura, Fusayoshi For For Management
2.4 Elect Director Tsukahara, Kazuo For For Management
2.5 Elect Director Degawa, Sadao For For Management
2.6 Elect Director Sakamoto, Joji For Against Management
2.7 Elect Director Terai, Ichiro For For Management
2.8 Elect Director Kawaratani, Tatsumi For For Management
2.9 Elect Director Imoto, Izumi For For Management
2.10 Elect Director Sekido, Toshinori For For Management
2.11 Elect Director Iwamoto, Hiroshi For For Management
2.12 Elect Director Hamamura, Hiromitsu For For Management
2.13 Elect Director Hamaguchi, Tomokazu For For Management
2.14 Elect Director Okamura, Tadashi For Against Management
2.15 Elect Director Yoshida, Eiichi For For Management
3.1 Appoint Statutory Auditor Serizawa, For Against Management
Makoto
3.2 Appoint Statutory Auditor Watanabe, For Against Management
Toshiharu
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Adopt Financial Statements For For Management
2d Receive Announcement Re: None None Management
Discontinuation of Dutch Translation
Annual Reports
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
5 Discussion on Company's Corporate None None Management
Governance Structure
6 Receive Announcements on Sustainability None None Management
7a Approve Discharge of Management Board For For Management
7b Approve Discharge of Supervisory Board For For Management
8 Ratify Ernst & Young as Auditors For For Management
9a Reelect Jan Hommen to Executive Board For For Management
9b Reelect Patrick Flynn to Executive For For Management
Board
9c Elect Ralph Hamers to Executive Board For For Management
10a Reelect Jeroen van der Veer to For For Management
Supervisory Board
10b Reelect Tine Bahlmann to Supervisory For For Management
Board
10c Elect Carin Gorter to Supervisory Board For For Management
10d Elect Hermann-Josef Lamberti to For For Management
Supervisory Board
10e Elect Isabel Martin Castella to For For Management
Supervisory Board
11a Grant Board Authority to Issue Up To For For Management
380 Million Shares and
Restricting/Excluding Preemptive Rights
11b Grant Board Authority to Issue 380 For For Management
Million Shares in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
12a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
13 Close Meeting None None Management
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 05, 2013 Meeting Type: Proxy Contest
Record Date: JAN 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director Janice Chaffin For For Management
1.3 Elect Director Greg Creed For For Management
1.4 Elect Director Patti S. Hart For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director David E. Roberson For For Management
1.7 Elect Director Vincent L. Sadusky For For Management
1.8 Elect Director Philip G. Satre For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Raymond J. Brooks, Jr. For Did Not Vote Shareholder
1.2 Elect Director Charles N. Mathewson For Did Not Vote Shareholder
1.3 Elect Director Daniel B. Silvers For Did Not Vote Shareholder
1.4 Management Nominee - Janice Chaffin For Did Not Vote Shareholder
1.5 Management Nominee - Greg Creed For Did Not Vote Shareholder
1.6 Management Nominee - Patti S. Hart For Did Not Vote Shareholder
1.7 Management Nominee - Robert J. Miller For Did Not Vote Shareholder
1.8 Management Nominee - Philip G. Satre For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan None Did Not Vote Management
3 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
4 Ratify Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: OCT 29, 2012 Meeting Type: Special
Record Date: OCT 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2.a Fix Number of Supervisory Board Members For For Management
2.b.1 Slate 1 Submitted by Compagnia di San None For Shareholder
Paolo and Fondazione Cariplo
2.b.2 Slate 2 Submitted by Fondazione Cassa None Did Not Vote Shareholder
di Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze and
Fondazione Cassa di Risparmio in
Bologna
2.b.3 Slate 3 Submitted by Institutional None Did Not Vote Shareholder
Investors
2.c Elect Chairman and Deputy Chairmen of None For Shareholder
the Supervisory Board
2.d Approve Remuneration of Supervisory For Abstain Management
Board Members
3.a Remuneration Policies for Management For For Management
Board Members
3.b Approve Remuneration Report For For Management
3.c Approve Executive Incentive Bonus For For Management
Plan; Authorize Share Repurchase
Program and Reissuance of Repurchased
Shares
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133161
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Francesco Caio as Director For For Management
4 Re-elect Wayne Edmunds as Director For For Management
5 Re-elect Bay Green as Director For For Management
6 Elect Victoria Hull as Director For For Management
7 Re-elect Paul Lester as Director For For Management
8 Re-elect Deena Mattar as Director For For Management
9 Re-elect Michael Parker as Director For For Management
10 Re-elect Dr Martin Read as Director For For Management
11 Re-elect Sir Nigel Rudd as Director For For Management
12 Elect David Thomas as Director For For Management
13 Re-elect Pat Zito as Director For For Management
14 Reappoint Ernest & Young LLP as For For Management
Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Final Dividend For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133161
Meeting Date: DEC 19, 2012 Meeting Type: Special
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Rail Disposal For For Management
2 Amend 2007 Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133161
Meeting Date: JUN 10, 2013 Meeting Type: Special
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
2 Approve Return of Cash to Shareholders For For Management
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3.1 Elect Alfredo Egydio Arruda Villela For Did Not Vote Management
Filho as Director
3.2 Elect Alfredo Egydio Setubal as For Did Not Vote Management
Director
3.3 Elect Candido Botelho Bracher as For Did Not Vote Management
Director
3.4 Elect Demosthenes Madureira de Pinho For Did Not Vote Management
Neto as Director
3.5 Elect Gustavo Jorge Laboissiere Loyola For Did Not Vote Management
as Independent Director
3.6 Elect Henri Penchas as Director For Did Not Vote Management
3.7 Elect Israel Vainboim as Independent For Did Not Vote Management
Director
3.8 Elect Nildemar Secches as Independent For Did Not Vote Management
Director
3.9 Elect Pedro Luiz Bodin Moraes as For Did Not Vote Management
Independent Director
3.10 Elect Pedro Moreira Salles as Director For Did Not Vote Management
3.11 Elect Ricardo Villela Marino as For Did Not Vote Management
Director
3.12 Elect Roberto Egydio Setubal as For Did Not Vote Management
Director
4.1 Elect Alberto Sozin Furuguem as Fiscal For Did Not Vote Management
Council Member
4.2 Elect Iran Siqueira Lima as Fiscal For Did Not Vote Management
Council Member
4.3 Elect Joao Costa as Alternate Fiscal For Did Not Vote Management
Council Member
4.4 Elect Jose Caruso Cruz Henriques as For Did Not Vote Management
Alternate Fiscal Council Member
5 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
JAPAN AIRLINES CO. LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 190
2 Amend Articles To Enable the Company For For Management
to Pay Dividends to Holders of
Non-voting Common Shares
3.1 Elect Director Onishi, Masaru For For Management
3.2 Elect Director Ueki, Yoshiharu For For Management
3.3 Elect Director Kamikawa, Hirohide For For Management
3.4 Elect Director Sato, Nobuhiro For For Management
3.5 Elect Director Okawa, Junko For For Management
3.6 Elect Director Kainaka, Tatsuo For For Management
3.7 Elect Director Iwata, Kimie For For Management
--------------------------------------------------------------------------------
JGC CORP.
Ticker: 1963 Security ID: J26945105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45.50
2.1 Elect Director Takeuchi, Keisuke For For Management
2.2 Elect Director Kawana, Koichi For For Management
2.3 Elect Director Ishizuka, Tadashi For For Management
2.4 Elect Director Sato, Masayuki For For Management
2.5 Elect Director Yamazaki, Yutaka For For Management
2.6 Elect Director Akabane, Tsutomu For For Management
2.7 Elect Director Miura, Hideaki For For Management
2.8 Elect Director Sato, Satoshi For For Management
2.9 Elect Director Isetani, Yasumasa For For Management
2.10 Elect Director Fukuyama, Hiroyasu For For Management
2.11 Elect Director Kitagawa, Hitoshi For For Management
2.12 Elect Director Momose, Yasushi For For Management
2.13 Elect Director Hidaka, Takehito For For Management
2.14 Elect Director Miyoshi, Hiroyuki For For Management
2.15 Elect Director Endo, Shigeru For For Management
3 Appoint Statutory Auditor Shimada, For For Management
Toyohiko
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: SEP 10, 2012 Meeting Type: Special
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Medium-term Notes For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LTD.
Ticker: 00358 Security ID: Y4446C100
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
and Auditors' Report
4 Approve Profit Distribution Proposal For For Management
5 Approve Plan of Incentive Award Fund For For Management
Reserve for Senior Management for the
Year of 2012 and Authorize Two
Directors of the Company to Form a
Sub-Committee of the Directors
6 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) and
Deloitte Touche Tohmatsu as the
Company's Domestic and Overseas
Auditors and Authorize Board to Fix
Their Remuneration
7a Elect Long Ziping as Director For For Management
7b Elect Liu Fangyun as Director For For Management
8 Authorize Board to Enter into Service For For Management
Contract and Letter of Appointment
with Each of the Newly Appointed
Executive Directors
9 Elect Hu Qingwen as Supervisor For For Management
10 Authorize the Supervisory Committee to For For Management
Enter into Service Contract and Letter
of Appointment with Hu Qingwen
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Amendments to the Articles of For For Management
Association
13 Approve Adoption of Jiangxi Copper For For Management
Company Limited - Dividend
Distribution Policy and 3-year Plan
For Shareholder's Return
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Julie L. Bushman For For Management
1.3 Elect Director Eugenio Clariond For For Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
JSR CORP.
Ticker: 4185 Security ID: J2856K106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2.1 Elect Director Koshiba, Mitsunobu For For Management
2.2 Elect Director Sato, Hozumi For For Management
2.3 Elect Director Yoshida, Yoshinori For For Management
2.4 Elect Director Hirano, Hayato For For Management
2.5 Elect Director Goto, Takuya For For Management
2.6 Elect Director Kariya, Michio For For Management
2.7 Elect Director Yagi, Kazunori For For Management
3.1 Appoint Statutory Auditor Uekusa, For For Management
Hiroichi
3.2 Appoint Statutory Auditor Kawasaki, For Against Management
Yasumi
4 Appoint Alternate Statutory Auditor For For Management
Doi, Makoto
5 Approve Annual Bonus Payment to For For Management
Directors
6 Amend Stock Option Plan Approved at For Against Management
2007 AGM
--------------------------------------------------------------------------------
KABEL DEUTSCHLAND HOLDING AG
Ticker: KD8 Security ID: D6424C104
Meeting Date: OCT 11, 2012 Meeting Type: Annual
Record Date: SEP 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011/2012
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2012/2013
6a Elect Antoinette Aris to the For For Management
Supervisory Board
6b Elect Catherine Muehlemann to the For For Management
Supervisory Board
6c Elect Paul Stodden to the Supervisory For For Management
Board
6d Elect Torsten Winkler to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with For For Management
Subsidiary Kabel Deutschland Vertrieb
und Service GmbH
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 31
2.1 Elect Director Ozaki, Motoki For For Management
2.2 Elect Director Sawada, Michitaka For For Management
2.3 Elect Director Kanda, Hiroshi For For Management
2.4 Elect Director Takahashi, Tatsuo For For Management
2.5 Elect Director Saito, Toshihide For For Management
2.6 Elect Director Hashimoto, Ken For For Management
2.7 Elect Director Mitsui, Hisao For For Management
2.8 Elect Director Ikeda, Teruhiko For Against Management
2.9 Elect Director Kadonaga, Sonosuke For For Management
2.10 Elect Director Nagashima, Toru For For Management
3.1 Appoint Statutory Auditor Kobayashi, For For Management
Shoji
3.2 Appoint Statutory Auditor Igarashi, For For Management
Norio
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: Security ID: 48666V204
Meeting Date: NOV 06, 2012 Meeting Type: Special
Record Date: OCT 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
A1 Approve Meeting Agenda For For Management
A2 Elect Chairman of Meeting For For Management
1 Amend Charter For For Management
2 Amend Company's Corporate Governance For For Management
Code
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: Security ID: 48666V204
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Timur Bimagambetov as Director None Against Management
1.2 Elect Philip Dayer as Director None For Management
1.3 Elect Lyazzat Kiinov as Director None Against Management
1.4 Elect Abat Nurseitov as Director None Against Management
1.5 Elect Assiya Syrgabekova as Director None Against Management
1.6 Elect Edward Walshe as Director None For Management
2.1 Determine Terms of Powers of Directors For For Management
2.2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: Security ID: 48666V204
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Annual Report For For Management
4 Receive Results of Shareholders For For Management
Appeals on Actions of Company and Its
Officials
5 Receive Report on Remuneration of For For Management
Directors and Members of Management
Board in 2012
6 Approve Report on Activities of Board For For Management
of Directors and Management Board in
Fiscal 2012
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Jack B. Moore For For Management
1.6 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Onodera, Tadashi For For Management
3.2 Elect Director Tanaka, Takashi For For Management
3.3 Elect Director Morozumi, Hirofumi For For Management
3.4 Elect Director Takahashi, Makoto For For Management
3.5 Elect Director Shimatani, Yoshiharu For For Management
3.6 Elect Director Ishikawa, Yuuzo For For Management
3.7 Elect Director Inoe, Masahiro For For Management
3.8 Elect Director Yuasa, Hideo For For Management
3.9 Elect Director Hukuzaki, Tsutomu For For Management
3.10 Elect Director Tajima, Hidehiko For For Management
3.11 Elect Director Kuba, Tetsuo For Against Management
3.12 Elect Director Kodaira, Nobuyori For Against Management
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD.
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Alvin Yeo Khirn Hai as Director For For Management
4 Elect Tong Chong Heong as Director For For Management
5 Elect Tan Ek Kia as Director For For Management
6 Elect Tan Puay Chiang as Director For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors for the Financial Year Ended
Dec. 31, 2012
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD.
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 19, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Distribution of Up To For For Management
366.6 Million Units in Keppel REIT
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For Against Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brough as Director For For Management
1.2 Elect John K. Carrington as Director For For Management
1.3 Elect John M.H. Huxley as Director For For Management
1.4 Elect Kenneth C. Irving as Director For For Management
1.5 Elect John A. Keyes as Director For For Management
1.6 Elect John A. Macken as Director For For Management
1.7 Elect Catherine McLeod-Seltzer as For For Management
Director
1.8 Elect John E. Oliver as Director For For Management
1.9 Elect Una M. Power as Director For For Management
1.10 Elect Terence C.W. Reid as Director For For Management
1.11 Elect J. Paul Rollinson as Director For For Management
1.12 Elect Ruth G. Woods as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15.5
2 Amend Articles To Change Location of For For Management
Head Office
3.1 Elect Director Miyake, Senji For For Management
3.2 Elect Director Kobayashi, Hirotake For For Management
3.3 Elect Director Nakajima, Hajime For For Management
3.4 Elect Director Suzuki, Masahito For For Management
3.5 Elect Director Nishimura, Keisuke For For Management
3.6 Elect Director Suzuki, Toru For For Management
3.7 Elect Director Miki, Shigemitsu For For Management
3.8 Elect Director Arima, Toshio For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Animal Cruelty Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 11, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Announce Intention to AppointEric None None Management
Hageman to Executive Board
3 Amend Articles Re: Right to Place For For Management
Items on the Agenda
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Dividends of EUR 0.12 Per Share For For Management
6 Approve Discharge of Management Board For Against Management
7 Approve Discharge of Supervisory Board For Against Management
8 Opportunity to Make Recommendations None None Management
9 Reelect M.E. van Lier Lels to For For Management
Supervisory Board
10 Reelect R.J. Routs to Supervisory Board For For Management
11 Reelect D.J. Haank to Supervisory Board For For Management
12 Elect C.J. Garcia Moreno Elizondo to For For Management
Supervisory Board
13 Elect O. von Hauske to Supervisory For For Management
Board
14 Composition of Supervisory Board in None None Management
2014
15a Receive Announcements on Capital None None Management
Increase
15b Grant Board Authority to Increase For For Management
Authorized Capital and Issue Shares
Within Framework of Rights Issue of up
to EUR 3 Billion
16 Announce Intention to Appoint J.F.E. None None Management
Farwerck to Management Board
17 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: Y49915104
Meeting Date: NOV 23, 2012 Meeting Type: Special
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: NOV 23, 2012 Meeting Type: Special
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: Y49915104
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 2,000 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Pyo Hyun-Myung as Inside For For Management
Director
3.2 Elect Kim Il-Young as Inside Director For For Management
3.3 Reelect Song Jong-Hwan as Outside For For Management
Director
3.4 Reelect Cha Sang-Kyoon as Outside For For Management
Director
3.5 Elect Song Do-Kyun as Outside Director For For Management
4 Elect Cha Sang-Kyoon as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 2,000 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Pyo Hyun-Myung as Inside For For Management
Director
3.2 Elect Kim Il-Young as Inside Director For For Management
3.3 Reelect Song Jong-Hwan as Outside For For Management
Director
3.4 Reelect Cha Sang-Kyoon as Outside For For Management
Director
3.5 Elect Song Do-Kyun as Outside Director For For Management
4 Elect Cha Sang-Kyoon as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KT&G CORP.
Ticker: 033780 Security ID: Y49904108
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 3,200 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Min Young-Jin as Inside For For Management
Director
4 Reelect Two Outside Directors (Bundled) For For Management
5 Reelect Cho Kyu-Ha as Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
2.1 Elect Director Masumoto, Yasuo For For Management
2.2 Elect Director Tomita, Tetsuji For For Management
2.3 Elect Director Sakamoto, Satoru For For Management
2.4 Elect Director Kimata, Masatoshi For For Management
2.5 Elect Director Kubo, Toshihiro For For Management
2.6 Elect Director Kimura, Shigeru For For Management
2.7 Elect Director Mizuno, Yuzuru For Against Management
2.8 Elect Director Sato, Junichi For Against Management
3 Appoint Statutory Auditor Kawachi, For For Management
Masaharu
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
KURARAY CO. LTD.
Ticker: 3405 Security ID: J37006137
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Ito, Fumio For For Management
2.2 Elect Director Yamashita, Setsuo For For Management
2.3 Elect Director Murakami, Keiji For For Management
2.4 Elect Director Tenkumo, Kazuhiro For For Management
2.5 Elect Director Kawarasaki, Yuuichi For For Management
2.6 Elect Director Yukiyoshi, Kunio For For Management
2.7 Elect Director Fujii, Nobuo For For Management
2.8 Elect Director Matsuyama, Sadaaki For For Management
2.9 Elect Director Shioya, Takafusa For For Management
2.10 Elect Director Hamaguchi, Tomokazu For For Management
3 Appoint Statutory Auditor Fujimoto, Mie For For Management
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Kuba, Tetsuo For For Management
3.2 Elect Director Maeda, Tatsumi For For Management
3.3 Elect Director Yamaguchi, Goro For For Management
3.4 Elect Director Komaguchi, Katsumi For For Management
3.5 Elect Director Yamamoto, Yasuyuki For For Management
3.6 Elect Director Ishii, Ken For For Management
3.7 Elect Director Ota, Yoshihito For For Management
3.8 Elect Director Aoki, Shoichi For For Management
3.9 Elect Director John Gilbertson For For Management
3.10 Elect Director John Rigby For For Management
3.11 Elect Director Fure, Hiroshi For For Management
3.12 Elect Director Date, Yoji For For Management
3.13 Elect Director Onodera, Tadashi For For Management
4.1 Appoint Statutory Auditor Mae, Koji For For Management
4.2 Appoint Statutory Auditor Koyano, For For Management
Yasunari
--------------------------------------------------------------------------------
KYOWA HAKKO KIRIN CO LTD
Ticker: 4151 Security ID: J38296117
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Hanai, Nobuo For For Management
2.2 Elect Director Furumoto, Yoshiharu For For Management
2.3 Elect Director Kawai, Hiroyuki For For Management
2.4 Elect Director Tachibana, Kazuyoshi For For Management
2.5 Elect Director Nishino, Fumihiro For For Management
2.6 Elect Director Nishimura, Mutsuyoshi For For Management
2.7 Elect Director Kitayama, Motoaki For For Management
2.8 Elect Director Nakajima, Hajime For Against Management
3.1 Appoint Statutory Auditor Nagai, For For Management
Hiroaki
3.2 Appoint Statutory Auditor Suzusho, For Against Management
Kazuyoshi
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lloyd W. Newton For For Management
1.4 Elect Director Vincent Pagano, Jr. For For Management
1.5 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Act by Written Consent For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANXESS AG
Ticker: LXS Security ID: D5032B102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
6 Approve Creation of EUR16.6 Million For For Management
Pool of Capital without Preemptive
Rights
7 Change Location of Registered For For Management
Office/Headquarters to Cologne, Germany
--------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC.
Ticker: LEAP Security ID: 521863308
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Harkey, Jr. For Withhold Management
1.2 Elect Director S. Douglas Hutcheson For For Management
1.3 Elect Director Ronald J. Kramer For For Management
1.4 Elect Director Robert V. LaPenta For For Management
1.5 Elect Director Mark A. Leavitt For For Management
1.6 Elect Director Mark H. Rachesky For Withhold Management
1.7 Elect Director Richard R. Roscitt For For Management
1.8 Elect Director Robert E. Switz For For Management
1.9 Elect Director Michael B. Targoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LMCA Security ID: 531229102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LTD.
Ticker: LHC Security ID: S4682C100
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended
30 September 2012
2.1 Re-elect Peter Ngatane as Director For For Management
2.2 Re-elect Louisa Mojela as Director For For Management
2.3 Re-elect Peter Golesworthy as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with FJ
Lombard as the Designated Audit Partner
4.1 Re-elect Peter Golesworthy as Chairman For For Management
of the Audit Committee
4.2 Re-elect Louisa Mojela as Member of For For Management
the Audit Committee
4.3 Re-elect Trevor Munday as Member of For For Management
the Audit Committee
5.1 Re-elect Fran du Plessis as Member of For For Management
the Social, Ethics and Transformation
Committee
5.2 Elect Michael Flemming as Member of For For Management
the Social, Ethics and Transformation
Committee
5.3 Re-elect Louisa Mojela as Member of For For Management
the Social, Ethics and Transformation
Committee
5.4 Re-elect Peter Ngatane as Member of For For Management
the Social, Ethics and Transformation
Committee
5.5 Elect Fazila Patel as Member of the For For Management
Social, Ethics and Transformation
Committee
6 Approve Remuneration Policy For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Place Authorised but Unissued Shares For For Management
Under Control of Directors
9 Authorise Board to Issue Shares for For For Management
Cash
10 Authorise Any One Director to Ratify For For Management
and Execute Approved Resolutions
11 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
12 Approve Non-Executive Directors' For For Management
Remuneration for the Financial Year
Ending 30 September 2013
13 Approve Financial Assistance to For For Management
Related and Inter-related Companies
14 Adopt New Memorandum of Incorporation For Abstain Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Adam, Jr. For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Donald W. Grimm For For Management
1.4 Elect Director Craig J. Mundie For For Management
1.5 Elect Director Ora H. Pescovitz For For Management
1.6 Elect Director Per A. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDE AG
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Approve Creation of EUR 47 Million For For Management
Pool of Capital without Preemptive
Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.5 Billion;
Approve Creation of EUR 47 Million
Pool of Capital to Guarantee
Conversion Rights
8 Approve Cancellation of Conditional For For Management
Capital
9.1.1 Elect Ann-Kristin Achleitner to the For For Management
Supervisory Board
9.1.2 Elect Clemens Boersig to the For For Management
Supervisory Board
9.1.3 Elect Michael Diekmann to the For For Management
Supervisory Board
9.1.4 Elect Franz Fehrenbach to the For For Management
Supervisory Board
9.1.5 Elect Klaus-Peter Mueller to the For For Management
Supervisory Board
9.1.6 Elect Manfred Schneider to the For For Management
Supervisory Board
9.2.1 Elect Mathias Otto as Alternate For For Management
Supervisory Board Member
9.2.2 Elect Guenter Hugger as Alternate For For Management
Supervisory Board Member
10.1 Amend Corporate Purpose For For Management
10.2 Amend Articles Re: Composition of the For For Management
Board
10.3 Amend Articles Re: Remuneration of For For Management
Supervisory Board
10.4 Amend Articles Re: Editorial Changes For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lord Blackwell as Director For For Management
4 Elect Carolyn Fairbairn as Director For For Management
5 Elect Nicholas Luff as Director For For Management
6 Re-elect Sir Winfried Bischoff as For For Management
Director
7 Re-elect George Culmer as Director For For Management
8 Re-elect Anita Frew as Director For For Management
9 Re-elect Antonio Horta-Osorio as For For Management
Director
10 Re-elect David Roberts as Director For For Management
11 Re-elect Anthony Watson as Director For For Management
12 Re-elect Sara Weller as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Market Purchase of For For Management
Preference Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 16, 2013 Meeting Type: Special
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 18, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share
5 Reelect Bernard Arnault as Director For For Management
6 Reelect Bernadette Chirac as Director For For Management
7 Reelect Nicholas Clive Worms as For Against Management
Director
8 Reelect Charles de Croisset as Director For For Management
9 Reelect Francesco Trapani as Director For For Management
10 Reelect Hubert Vedrine as Director For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
16 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year up
to EUR 50 Million Reserved for
Qualified Investors or Restricted
Number of Investors
17 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Items 15 and
16 Above
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 15 to 17
19 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Approve Employee Stock Purchase Plan For For Management
22 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 50 Million
23 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
24 Amend Article 18 and 29 of Bylaws Re: For For Management
Related-Party Transactions, Stock
Dividend Program
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve amendments to the terms of the For For Management
Series A Preferred Shares that would
serve to reduce the dividend rate on
the Series A Preferred Shares from 9%
per annum to 6.375% per annum
3 Approve amendments to the terms of the For For Management
Series C Preferred Shares that would
serve to reduce the dividend rate on
the Series C Preferred Shares from 9%
per annum to 6.375% per annum
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director C. Angela Bontempo For For Management
1.3 Elect Director Robert T. Brady For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Mark J. Czarnecki For For Management
1.6 Elect Director Gary N. Geisel For Withhold Management
1.7 Elect Director John D. Hawke, Jr For For Management
1.8 Elect Director Patrick W.E. Hodgson For For Management
1.9 Elect Director Richard G. King For For Management
1.10 Elect Director Jorge G. Pereira For For Management
1.11 Elect Director Michael P. Pinto For For Management
1.12 Elect Director Melinda R. Rich For For Management
1.13 Elect Director Robert E. Sadler, Jr. For For Management
1.14 Elect Director Herbert L. Washington For For Management
1.15 Elect Director Robert G. Wilmers For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANCHESTER UNITED PLC
Ticker: MANU Security ID: G5784H106
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Avram Glazer as Director For For Management
1.2 Elect Joel Glazer as Director For For Management
1.3 Elect Edward Woodward as Director For For Management
1.4 Elect Richard Arnold as Director For For Management
1.5 Elect Michael Bolingbroke as Director For For Management
1.6 Elect Kevin Glazer as Director For For Management
1.7 Elect Bryan Glazer as Director For For Management
1.8 Elect Darcie Glazer Kassewitz as For For Management
Director
1.9 Elect Edward Glazer as Director For For Management
1.10 Elect Robert Leitao as Director For For Management
1.11 Elect Manu Sawhney as Director For For Management
1.12 Elect John Hooks as Director For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Dolan For For Management
1b Elect Director Trevor A. Edwards For For Management
1c Elect Director Frances D. Fergusson For For Management
1d Elect Director Dominic Ng For For Management
1e Elect Director Vasant M. Prabhu For For Management
1f Elect Director Andrea L. Rich For For Management
1g Elect Director Dean A. Scarborough For For Management
1h Elect Director Christopher A. Sinclair For For Management
1i Elect Director Bryan G. Stockton For For Management
1j Elect Director Dirk Van de Put For For Management
1k Elect DirectorKathy White Loyd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551102
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harada, Yuuji For For Management
1.2 Elect Director Nakamine, Yuuji For For Management
1.3 Elect Director Inamoto, Nobuhide For For Management
1.4 Elect Director Kurosawa, Koji For For Management
1.5 Elect Director Sakai, Ichiro For For Management
1.6 Elect Director Muta, Taizo For For Management
2.1 Appoint Statutory Auditor Tochio, For For Management
Nobuyoshi
2.2 Appoint Statutory Auditor Hirasawa, For Against Management
Masahide
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Human Rights Risk Assessment Against Against Shareholder
Process
7 Report on Nutrition Initiatives and Against Against Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Peter Kasper Jakobsen For For Management
1i Elect Director Peter G. Ratcliffe For For Management
1j Elect Director Elliott Sigal For For Management
1k Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For Withhold Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC.
Ticker: PCS Security ID: 591708102
Meeting Date: APR 24, 2013 Meeting Type: Proxy Contest
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Yellow Card) None
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Declassify the Board of Directors For For Management
4 Amend Certificate of Incorporation For For Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with For For Management
or without Cause
6 Amend Certificate of Incorporation For For Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting For For Management
8 Provide Right to Act by Written Consent For For Management
9 Provide that the Combined Company's For For Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes For Against Management
12 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Issue Shares in Connection with Against Did Not Vote Management
Acquisition
2 Approve Reverse Stock Split Against Did Not Vote Management
3 Declassify the Board of Directors Against Did Not Vote Management
4 Amend Certificate of Incorporation Against Did Not Vote Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with Against Did Not Vote Management
or without Cause
6 Amend Certificate of Incorporation Against Did Not Vote Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting Against Did Not Vote Management
8 Provide Right to Act by Written Consent Against Did Not Vote Management
9 Provide that the Combined Company's Against Did Not Vote Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of Against Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes Against Did Not Vote Management
12 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Francis A. Contino For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Michael A. Kelly For For Management
1.6 Elect Director Martin D. Madaus For For Management
1.7 Elect Director Hans Ulrich Maerki For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEXICHEM S.A.B. DE C.V.
Ticker: MEXCHEM Security ID: P57908132
Meeting Date: NOV 22, 2012 Meeting Type: Special
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Dividends Up to a Maximum For For Management
of MXN 0.48 Per Share
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
MEXICHEM SAB DE CV
Ticker: MEXCHEM Security ID: P57908132
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Board of Directors, Audit For Abstain Management
Committee and Corporate Practice
Committee Reports, CEO's Report on
Compliance of Fiscal Obligations and
Individual and Consolidated Financial
Statements for Fiscal Year 2012
2 Present Audit and Corporate Practices For For Management
Committees' Reports
3 Approve Allocation of Income For For Management
4 Elect or Ratify Directors and For For Management
Alternates; Elect Secretary, Deputy
Secretary; Elect Audit and Corporate
Practices Committees Members and
Secretaries
5 Approve Remuneration of Directors, and For For Management
Audit and Corporate Practices
Committees Members
6 Set Maximum Nominal Amount of Share For For Management
Repurchase Reserve
7 Accept Report on Adoption or For For Management
Modification of Policies in Share
Repurchases of Company
8 Amend Company Bylaws For Against Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A.
Ticker: MIC Security ID: L6388F128
Meeting Date: DEC 05, 2012 Meeting Type: Special
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Jean-Michel Schmit as Chairman For For Management
of Meeting and Empower Meeting
Chairman to Appoint other Bureau
Members
2 Receive Board's Report on Conflict of None None Management
Interests
3 Elect Anders Kronborg as New Director For For Management
4 Approve Dividends of USD 3 per Share For For Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Nabeshima, Hideyuki For For Management
2.4 Elect Director Nakahara, Hideto For For Management
2.5 Elect Director Yanai, Jun For For Management
2.6 Elect Director Kinukawa, Jun For For Management
2.7 Elect Director Miyauchi, Takahisa For For Management
2.8 Elect Director Nagai, Yasuo For For Management
2.9 Elect Director Uchino, Shuuma For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Tsukuda, Kazuo For For Management
2.12 Elect Director Kato, Ryozo For For Management
2.13 Elect Director Konno, Hidehiro For For Management
2.14 Elect Director Sakie Tachibana For For Management
Fukushima
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Okihara, Takamune For For Management
3.2 Elect Director Wakabayashi, Tatsuo For For Management
3.3 Elect Director Hirano, Nobuyuki For For Management
3.4 Elect Director Tanaka, Masaaki For For Management
3.5 Elect Director Yuuki, Taihei For For Management
3.6 Elect Director Hamakawa, Ichiro For For Management
3.7 Elect Director Kagawa, Akihiko For For Management
3.8 Elect Director Toyoizumi, Toshiro For For Management
3.9 Elect Director Okamoto, Junichi For For Management
3.10 Elect Director Araki, Saburo For For Management
3.11 Elect Director Noguchi, Hiroyuki For For Management
3.12 Elect Director Tokunari, Muneaki For For Management
3.13 Elect Director Araki, Ryuuji For For Management
3.14 Elect Director Watanabe, Kazuhiro For For Management
3.15 Elect Director Kawamoto, Yuuko For For Management
4.1 Appoint Statutory Auditor Mikumo, For For Management
Takashi
4.2 Appoint Statutory Auditor Okamoto, For For Management
Kunie
4.3 Appoint Statutory Auditor Ikeda, For For Management
Yasushi
4.4 Appoint Statutory Auditor Kojima, Hideo For For Management
5 Amend Deep Discount Stock Option Plan For For Management
Approved at 2007 AGM and Approve
Adjustment to Aggregate Compensation
Ceilings for Directors and Statutory
Auditors
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Kawashima, Fuminobu For For Management
2.5 Elect Director Saiga, Daisuke For For Management
2.6 Elect Director Okada, Joji For For Management
2.7 Elect Director Kinoshita, Masayuki For For Management
2.8 Elect Director Anbe, Shintaro For For Management
2.9 Elect Director Tanaka, Koichi For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Hiroyasu
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director William J. Bratton For For Management
1c Elect Director Kenneth C. Dahlberg For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Michael V. Hayden For For Management
1f Elect Director Judy C. Lewent For For Management
1g Elect Director Anne R. Pramaggiore For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Bradley E. Singer For For Management
1j Elect Director John A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Encourage Suppliers to Produce Against Against Shareholder
Sustainability Reports
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Allocation of Income to For Did Not Vote Management
Reserve for Future Investments
4 Elect Directors For Did Not Vote Management
--------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Did Not Vote Management
2 Authorize Capitalization of Reserves For Did Not Vote Management
3 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
4 Consolidate Bylaws For Did Not Vote Management
5 Approve Remuneration of Company's For Did Not Vote Management
Management
6 Designate Newspapers to Publish For Did Not Vote Management
Company Announcements
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Egashira, Toshiaki For For Management
2.2 Elect Director Karasawa, Yasuyoshi For For Management
2.3 Elect Director Suzuki, Hisahito For For Management
2.4 Elect Director Yoneda, Masanori For For Management
2.5 Elect Director Fujimoto, Susumu For For Management
2.6 Elect Director Horimoto, Shuuhei For For Management
2.7 Elect Director Tsuchiya, Mitsuhiro For For Management
2.8 Elect Director Iijima, Ichiro For For Management
2.9 Elect Director Yanagawa, Nampei For For Management
2.10 Elect Director Watanabe, Akira For For Management
2.11 Elect Director Tsunoda, Daiken For For Management
2.12 Elect Director Ogawa, Tadashi For For Management
2.13 Elect Director Matsunaga, Mari For For Management
3.1 Appoint Statutory Auditor Yoshino, Jiro For For Management
3.2 Appoint Statutory Auditor Nomura, For For Management
Kuniaki
3.3 Appoint Statutory Auditor Tezuka, For For Management
Hiroyuki
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Azmi Mikati as Director For For Management
2 Re-elect Sifiso Dabengwa as Director For For Management
3 Re-elect Nazir Patel as Director For For Management
4 Re-elect Alan van Biljon as Director For For Management
5 Re-elect Jan Strydom as Director For For Management
6 Elect Fani Titi as Director For For Management
7 Re-elect Alan van Biljon as Member of For For Management
the Audit Committee
8 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
9 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
10 Re-elect Johnson Njeke as Member of For For Management
the Audit Committee
11 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsalubaGobodo Inc as Joint
Auditors of the Company
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Approve Remuneration Philosophy For For Management
14 Approve Increase in Non-executive For For Management
Directors' Remuneration
15 Adopt New Memorandum of Incorporation For For Management
16 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers and
Other Persons Participating in Share
or Other Employee Incentive Schemes
18 Approve Financial Assistance in For For Management
Relation to the MTN Zakhele (RF)
Limited Transaction
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports, Including Corporate
Governance and Remuneration Reports
for Fiscal 2012(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 7 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Remuneration System for For Did Not Vote Management
Management Board Members
6 Elect Ann-Kristin Achleitner to the For Did Not Vote Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
8 Approve Creation of EUR 280 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Ticker: 6981 Security ID: J46840104
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Murata, Tsuneo For For Management
3.2 Elect Director Makino, Koji For For Management
3.3 Elect Director Nakajima, Norio For For Management
3.4 Elect Director Takemura, Yoshito For For Management
3.5 Elect Director Tanahashi, Yasuro For For Management
4 Appoint Statutory Auditor Tanaka, For For Management
Junichi
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director Steven A. Cosse For For Management
1c Elect Director Claiborne P. Deming For For Management
1d Elect Director Robert A. Hermes For For Management
1e Elect Director James V. Kelley For For Management
1f Elect Director Walentin Mirosh For For Management
1g Elect Director R. Madison Murphy For Against Management
1h Elect Director J.W. Nolan For For Management
1i Elect Director Neal E. Schmale For For Management
1j Elect Director David J.H. Smith For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Bresch For For Management
1.2 Elect Director Wendy Cameron For For Management
1.3 Elect Director Robert J. Cindrich For For Management
1.4 Elect Director Robert J. Coury For For Management
1.5 Elect Director Neil Dimick For Against Management
1.6 Elect Director Melina Higgins For For Management
1.7 Elect Director Douglas J. Leech For For Management
1.8 Elect Director Rajiv Malik For For Management
1.9 Elect Director Joseph C. Maroon For For Management
1.10 Elect Director Mark W. Parrish For For Management
1.11 Elect Director Rodney L. Piatt For For Management
1.12 Elect Director C.B. Todd For For Management
1.13 Elect Director Randall L. (Pete) For For Management
Vanderveen
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 30, 2012 Meeting Type: Annual
Record Date: JUL 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Tom King as Director For For Management
7 Re-elect Nick Winser as Director For For Management
8 Re-elect Ken Harvey as Director For For Management
9 Re-elect Linda Adamany as Director For For Management
10 Re-elect Philip Aiken as Director For For Management
11 Elect Nora Brownell as Director For For Management
12 Elect Paul Golby as Director For For Management
13 Elect Ruth Kelly as Director For For Management
14 Re-elect Maria Richter as Director For For Management
15 Re-elect George Rose as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve Remuneration Report For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For Against Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 19, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Pope For Withhold Management
1.2 Elect Director Vincent J. Intrieri For For Management
1.3 Elect Director Michael N. Hammes For For Management
1.4 Elect Director Mark H. Rachesky For Withhold Management
1.5 Elect Director Samuel J. Merksamer For Withhold Management
1.6 Elect Director Stanley A. McChrystal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Nicholas G. Moore For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Jeffry R. Allen For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Gerald Held For For Management
1.7 Elect Director T. Michael Nevens For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
1.10 Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement None For Shareholder
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gerard Michael Bond as a Director For For Management
2b Elect Vince Gauci as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEXEN INC.
Ticker: NXY Security ID: 65334H102
Meeting Date: SEP 20, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by CNOOC Canada For For Management
Holding Ltd., an Indirect Wholly-Owned
Subsidiary of CNOOC Limited
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Michael H. Thaman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
--------------------------------------------------------------------------------
NINTENDO CO. LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Iwata, Satoru For For Management
2.2 Elect Director Takeda, Genyo For For Management
2.3 Elect Director Miyamoto, Shigeru For For Management
2.4 Elect Director Kimishima, Tatsumi For For Management
2.5 Elect Director Takemura, Kaoru For For Management
2.6 Elect Director Takahashi, Shigeyuki For For Management
2.7 Elect Director Yamato, Satoshi For For Management
2.8 Elect Director Tanaka, Susumu For For Management
2.9 Elect Director Takahashi, Shinya For For Management
2.10 Elect Director Shinshi, Hirokazu For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Approve Annual Bonus Payment to For For Management
Directors
3.1 Elect Director Nagira, Yukio For For Management
3.2 Elect Director Aizawa, Kaoru For For Management
3.3 Elect Director Takasaki, Hideo For For Management
3.4 Elect Director Sakuma, Yoichiro For For Management
3.5 Elect Director Omote, Toshihiko For For Management
3.6 Elect Director Takeuchi, Toru For For Management
3.7 Elect Director Furuse, Yoichiro For For Management
3.8 Elect Director Mizukoshi, Koshi For For Management
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NMC HEALTH PLC
Ticker: NMC Security ID: G65836101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Appoint Ernst & Young LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Mark Tompkins as Director For For Management
7 Elect Saeed Bin Butti as Director For For Management
8 Elect Khalifa Bin Butti as Director For For Management
9 Elect Dr B R Shetty as Director For For Management
10 Elect Justin Jewitt as Director For For Management
11 Elect Lord Clanwilliam as Director For For Management
12 Elect Heather Lawrence as Director For For Management
13 Approve EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koga, Nobuyuki For For Management
1.2 Elect Director Nagai, Koji For For Management
1.3 Elect Director Yoshikawa, Atsushi For For Management
1.4 Elect Director Suzuki, Hiroyuki For For Management
1.5 Elect Director David Benson For For Management
1.6 Elect Director Sakane, Masahiro For For Management
1.7 Elect Director Kanemoto, Toshinori For For Management
1.8 Elect Director Fujinuma, Tsuguoki For Against Management
1.9 Elect Director Kusakari, Takao For For Management
1.10 Elect Director Clara Furse For For Management
1.11 Elect Director Michael Lim Choo San For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Edward J. Mooney For For Management
1.7 Elect Director Jose Luis Prado For For Management
1.8 Elect Director John W. Rowe For For Management
1.9 Elect Director Martin P. Slark For For Management
1.10 Elect Director David H. B. Smith, Jr. For For Management
1.11 Elect Director Charles A. Tribbett, III For For Management
1.12 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
Ticker: NMTP Security ID: 67011U208
Meeting Date: JUL 09, 2012 Meeting Type: Special
Record Date: APR 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
General Director
2 Elect General Director (CEO) For For Management
--------------------------------------------------------------------------------
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
Ticker: NMTP Security ID: 67011U208
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 0.0236 per For For Management
Share
5.1 Elect Alexander Tikhonov as Director None Against Management
5.2 Elect Vitaly Sergeichuk as Director None Against Management
5.3 Elect Rado Antolovich as Director None Against Management
5.4 Elect Mikhail Barkov as Director None Against Management
5.5 Elect Aleksander Vinokurov as Director None Against Management
5.6 Elect Maksim Grishanin as Director None Against Management
5.7 Elect Sergei Kireev as Director None Against Management
5.8 Elect Marat Shaidaev as Director None Against Management
6.1 Elect Galina Baturina as Member of For Did Not Vote Management
Audit Commission
6.2 Elect Oleg Zenkov as Member of Audit For Did Not Vote Management
Commission
6.3 Elect Veronika Makeeva as Member of For For Management
Audit Commission
6.4 Elect Eduard Matko as Member of Audit For Did Not Vote Management
Commission
6.5 Elect Ekaterina Vlasova as Member of For For Management
Audit Commission
6.6 Elect Tatyana Nesmeyanova as Member of For For Management
Audit Commission
6.7 Elect Margarita Russkih as Member of For For Management
Audit Commission
6.8 Elect Artur Shamkut as Member of Audit For For Management
Commission
7 Ratify Auditor For For Management
8 Amend Charter For Against Management
9 Approve Remuneration of Non-Government For For Management
Related Members of Board of Directors
and Audit Commission
--------------------------------------------------------------------------------
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
Ticker: NMTP Security ID: 67011U208
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
General Director
2 Elect Yuriy Matvienko as General For For Management
Director (CEO)
3 Approve Early Termination of Powers of For For Management
Board of Directors
4.1 Elect Marat Shaidaev as Director None For Management
4.2 Elect Anna Belova as Director None For Management
4.3 Elect Aleksander Vinokurov as Director None For Management
4.4 Elect Maksim Grishanin as Director None For Management
4.5 Elect Mikhail Barkov as Director None For Management
4.6 Elect Vitaly Sergeichuk as Director None For Management
4.7 Elect Alexander Tikhonov as Director None For Management
4.8 Elect Sergey Kireev as Director None For Management
--------------------------------------------------------------------------------
NTT DOCOMO INC.
Ticker: 9437 Security ID: J59399105
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3000
2 Amend Articles To Change Company Name For For Management
- Limit Rights of Odd-Lot Holders -
Amend Business Lines
3.1 Elect Director Tokuhiro, Kiyoshi For For Management
3.2 Elect Director Murakami, Teruyasu For For Management
3.3 Elect Director Nakamura, Takashi For Against Management
4.1 Appoint Statutory Auditor Ota, Kenji For For Management
4.2 Appoint Statutory Auditor Shiotsuka For Against Management
Naoto
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OKUMURA CORP.
Ticker: 1833 Security ID: J60987120
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Okumura, Takanori For For Management
2.2 Elect Director Hirako, Takaiku For For Management
2.3 Elect Director Yamaguchi, Toshio For For Management
2.4 Elect Director Aoki, Kozo For For Management
2.5 Elect Director Tsuchiya, Makoto For For Management
2.6 Elect Director Takami, Kazuo For For Management
2.7 Elect Director Fujioka, Seiichi For For Management
2.8 Elect Director Kobayashi, Toshio For For Management
2.9 Elect Director Mizuno, Yuuichi For For Management
2.10 Elect Director Saito, Kiyoshi For For Management
3.1 Appoint Statutory Auditor Yamauchi, For For Management
Koichi
3.2 Appoint Statutory Auditor Tsuji, Kazuo For Against Management
--------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For Withhold Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: JAN 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Michael Tilley as a Director For For Management
2.2 Elect Nora Scheinkestel as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Up to 350,000 For For Management
Shares to Ian Smith, Managing Director
of the Company
5 Approve the Grant of Up to 82,000 For For Management
Shares to Noel Meehan, Finance
Director of the Company
--------------------------------------------------------------------------------
OSISKO MINING CORPORATION
Ticker: OSK Security ID: 688278100
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor H. Bradley For For Management
1.2 Elect Director John F. Burzynski For For Management
1.3 Elect Director Marcel Cote For For Management
1.4 Elect Director Michele Darling For For Management
1.5 Elect Director Joanne Ferstman For For Management
1.6 Elect Director Staph Leavenworth Bakali For For Management
1.7 Elect Director William A. MacKinnon For For Management
1.8 Elect Director Charles E. Page For For Management
1.9 Elect Director Sean Roosen For For Management
1.10 Elect Director Gary A. Sugar For For Management
1.11 Elect Director Serge Vezina For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Approve Shareholder Rights Plan For For Management
5 Approve Advance Notice Policy For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Cheong Choong Kong as Director For For Management
2b Elect Lee Seng Wee as Director For For Management
3a Elect David Conner as Director For For Management
3b Elect Lee Tih Shih as Director For For Management
3c Elect Pramukti Surjaudaja as Director For For Management
3d Elect Neo Boon Siong as Director For For Management
4 Approve Final Dividend For For Management
5a Approve Directors' Fees For For Management
5b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the
Year Ended Dec. 31, 2012
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7b Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the OCBC Share
Option Scheme 2001 and OCBC Employee
Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Management
1.2 Elect Director Luiz Kaufmann For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M. E. Spierkel For For Management
2 Declassify the Board of Directors Against For Shareholder
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PEARSON PLC
Ticker: PSON Security ID: G69651100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Arculus as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Will Ethridge as Director For For Management
6 Re-elect Robin Freestone as Director For For Management
7 Re-elect Susan Fuhrman as Director For For Management
8 Re-elect Ken Hydon as Director For For Management
9 Re-elect Josh Lewis as Director For For Management
10 Re-elect John Makinson as Director For For Management
11 Re-elect Glen Moreno as Director For For Management
12 Elect John Fallon as Director For For Management
13 Approve Remuneration Report For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Nicholas A. Lopardo For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director James C. Mullen For For Management
1f Elect Director Vicki L. Sato For For Management
1g Elect Director Kenton J. Sicchitano For For Management
1h Elect Director Patrick J. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cohen For For Management
1.2 Elect Director David T. Gibbons For For Management
1.3 Elect Director Ran Gottfried For For Management
1.4 Elect Director Ellen R. Hoffing For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: 71654V101
Meeting Date: APR 29, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4a Elect Directors Appointed by For For Management
Controlling Shareholder
4b Elect Directors Appointed by Minority For For Management
Shareholders
5 Elect Board Chairman Appointed by For For Management
Controlling Shareholder
6a Elect Fiscal Council Members Appointed For For Management
by Controlling Shareholder
6b Elect Fiscal Council Members Appointed For For Management
by Minority Shareholders
7 Approve Remuneration of Company's For For Management
Management
1 Authorize Capitalization of Reserves For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252604
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Financial Statements For For Management
for the Fiscal Year Ending Dec. 31,
2012 Contained in the Company's 2012
Annual Report
2.1 Elect Artemio V. Panganiban as a For For Management
Director
2.2 Elect Pedro E. Roxas as a Director For For Management
2.3 Elect Alfred V. Ty as a Director For For Management
2.4 Elect Helen Y. Dee as a Director For For Management
2.5 Elect Ray C. Espinosa as a Director For For Management
2.6 Elect James L. Go as a Director For For Management
2.7 Elect Setsuya Kimura as a Director For For Management
2.8 Elect Napoleon L. Nazareno as a For For Management
Director
2.9 Elect Manuel V. Pangilinan as a For For Management
Director
2.10 Elect Hideaki Ozaki as a Director For For Management
2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management
Director
2.12 Elect Juan B. Santos as a Director For For Management
2.13 Elect Tony Tan Caktiong as a Director For For Management
3 Approve Decrease in the Authorized For For Management
Capital Stock and Amendments to the
Seventh Article of Articles of
Incorporation of the Company
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: SEP 20, 2012 Meeting Type: Special
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Distribution of For For Management
Profit
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect Linda E. Ransom as Director For For Management
1.7 Elect James P. Slattery as Director For For Management
1.8 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
POLYUS GOLD INTERNATIONAL LTD.
Ticker: POGL Security ID: G7166H100
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Dividends For For Management
4 Reelect Adrian Coates as Director For For Management
5 Reelect German Pikhoya as Director For For Management
6 Reelect Earl of Clanwilliam as Director For For Management
7 Reelect Bruce Buck as Director For For Management
8 Reelect Kobus Moolman as Director For For Management
9 Reelect Anna Kolonchina as Director For For Management
10 Elect Igor Gorin as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
15 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 6,000 per Share
2.1.1 Elect Shin Jae-Cheol as Outside For For Management
Director
2.1.2 Elect Lee Myung-Woo as Outside Director For For Management
2.1.3 Elect Kim Ji-Hyung as Outside Director For For Management
2.2 Elect Kim Ji-Hyung as Member of Audit For For Management
Committee
2.3.1 Elect Jang In-Hwan as Inside Director For For Management
2.3.2 Elect Kim Eung-Kyu as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: 693483109
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 6,000 per Share
2.1.1 Elect Shin Jae-Cheol as Outside For For Management
Director
2.1.2 Elect Lee Myung-Woo as Outside Director For For Management
2.1.3 Elect Kim Ji-Hyung as Outside Director For For Management
2.2 Elect Kim Ji-Hyung as Member of Audit For For Management
Committee
2.3.1 Elect Jang In-Hwan as Inside Director For For Management
2.3.2 Elect Kim Eung-Kyu as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 16, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Donald G. Chynoweth For For Management
1.3 Elect Director Daniel Clauw For For Management
1.4 Elect Director William J. Doyle For For Management
1.5 Elect Director John W. Estey For For Management
1.6 Elect Director Gerald W. Grandey For For Management
1.7 Elect Director C. Steven Hoffman For For Management
1.8 Elect Director Dallas J. Howe For For Management
1.9 Elect Director Alice D. Laberge For For Management
1.10 Elect Director Keith G. Martell For For Management
1.11 Elect Director Jeffrey J. McCaig For For Management
1.12 Elect Director Mary Mogford For For Management
1.13 Elect Director Elena Viyella de Paliza For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve 2013 Performance Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For Against Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Edward G. Galante For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Vernon E. Oechsle For For Management
1.3 Elect Director Ulrich Schmidt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Mark B. Grier For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Martina Hund-Mejean For For Management
1.10 Elect Director Karl J. Krapek For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director John R. Strangfeld For For Management
1.13 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA TBK
Ticker: TLKM Security ID: Y71474137
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, including For For Management
Commissioners' Supervisory Report
2 Ratify Company's Financial Statements, For For Management
Partnership and Community Development
Program (PCDP), and Annual Report, and
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors of the Company and For For Management
PCDP
6 Approve Changes to the Plan for the For Against Management
Use of the Company's Treasury Stock
from Share Buy Back I through IV
7 Approve Change of Nomenclature Title For Against Management
of the Board of Directors (BOD) other
than President Director and Finance
Director and Reaffirm Structure of BOD
as Stipulated in the AGM on May 11,
2012
8 Ratify Minister of State-Owned For For Management
Enterprises Regulation No.
PER-12/MBU/2012 on Supporting Body for
the Board of Commissioners in
State-Owned Enterprise
9 Amend Articles of Association Re: (i) For For Management
Stock Split of Serie A and Serie B
Shares; and (ii) Provision of PCDP in
the Company's Working Plan and
Budgeting
10 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC CO., LTD.
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Operations Report and Business For For Management
Plan
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 3.40 Per Share
5.1 Elect Prawut Thavornsiri as Director For For Management
5.2 Elect Suthep Liumsirijarern as Director For For Management
5.3 Elect Raweporn Kuhirun as Director For For Management
5.4 Elect Kriengkrai Thiennukul as Director For For Management
5.5 Elect Anon Sirisaengtaksin as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Acquisition of the Entire For For Management
Business of Bangkok Polyethylene PCL
and PTT Polyethylene Co. Ltd.
9 Reduce Registered Capital For For Management
10 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
11 Other Business For Against Management
--------------------------------------------------------------------------------
PTT PCL
Ticker: PTT Security ID: Y6883U113
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Performance Statement and For For Management
Accept Financial Statements
3 Approve Allocation of Income and For For Management
Dividend THB 13.00 Per Share
4 Approve Office of the Auditor General For For Management
of Thailand as Auditors and Authorize
Board to Fix Their Remuneration
5 Approve Remuneration of Directors For For Management
6.1 Elect Vichet Kasemthongsri as Director For For Management
6.2 Elect Benja Louichareon as Director For For Management
6.3 Elect Waroonthep Watcharaporn as For For Management
Director
6.4 Elect Boonsom Lerdhirunwong as Director For For Management
6.5 Elect Prasert Bunsumpun as Director For For Management
7 Approve Five-Year External Fund For Against Management
Raising Plan
8 Other Business For Against Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard J. Dugas, Jr. For For Management
1.4 Elect Director Thomas Folliard For For Management
1.5 Elect Director Cheryl W. Grise For For Management
1.6 Elect Director Andre J. Hawaux For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director Patrick J. O'Leary For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend NOL Rights Plan (NOL Pill) For For Management
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
8 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: QBE Security ID: Q78063114
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 162,493 For For Management
Conditional Rights to Frank
O'Halloran, Former Group Chief
Executive Officer
4 Approve the Payment of a Retirement For For Management
Allowance of A$2.34 Million to Frank
O'Halloran, Former Group Chief
Executive Officer
5 Approve the Grant of 90,000 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer of the Company
6 Approve the Grant of Up to 68,127 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Elect John Graf as a Director For For Management
9a Elect Duncan Boyle as a Director For For Management
9b Elect John Green as a Director For For Management
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Dill For For Management
1.2 Elect Director L. Richard Flury For For Management
1.3 Elect Director M.W. Scoggins For For Management
1.4 Elect Director Robert E. McKee, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Elect Directors For Did Not Vote Management
3 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
QUALICORP SA
Ticker: QUAL3 Security ID: P7S21H105
Meeting Date: MAY 13, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Number of For Did Not Vote Management
Statutory Executives
2 Amend Article 37 Re: Arbitration Clause For Did Not Vote Management
3 Amend Article 12 Re: Decrease in Board For Did Not Vote Management
Size
--------------------------------------------------------------------------------
RAFFLES MEDICAL GROUP
Ticker: R01 Security ID: Y7174H100
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Lim Pin as Director For For Management
5 Elect Tan Soo Nan as Director For For Management
6 Elect Wee Beng Geok as Director For For Management
7 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Other Business (Voting) For Against Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Share Under Raffles Medical Group
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Under the For For Management
Scrip Dividend Scheme
--------------------------------------------------------------------------------
RAKUTEN CO.
Ticker: 4755 Security ID: J64264104
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikitani, Hiroshi For For Management
1.2 Elect Director Kunishige, Atsushi For For Management
1.3 Elect Director Kobayashi, Masatada For For Management
1.4 Elect Director Shimada, Toru For For Management
1.5 Elect Director Sugihara, Akio For For Management
1.6 Elect Director Takeda, Kazunori For For Management
1.7 Elect Director Yasutake, Hiroaki For For Management
1.8 Elect Director Yamada, Yoshihisa For For Management
1.9 Elect Director Charles B. Baxter For For Management
1.10 Elect Director Kusano, Koichi For Against Management
1.11 Elect Director Kutaragi, Ken For For Management
1.12 Elect Director Joshua G. James For For Management
1.13 Elect Director Fukino, Hiroshi For For Management
1.14 Elect Director Murai, Jun For For Management
1.15 Elect Director Hyakuno, Kentaro For For Management
2 Appoint Statutory Auditor Kunitake, For Against Management
Tanekiyo
3 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bartlett For For Management
1.2 Elect Director Alan C. Henderson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian G. J. Gray For For Management
1.2 Elect Director Henry Klehm, III For For Management
1.3 Elect Director Ralph B. Levy For For Management
1.4 Elect Director Nicholas L. Trivisonno For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1(i) Approve Allocation of Income Re: For Did Not Vote Management
Reduction of Available Reserves
1(ii) Approve Reduction in Share Capital in For Did Not Vote Management
Order to Increase Available Reserves
2 Amend Range of Board Size For Did Not Vote Management
3 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements (Non-Voting)
4 Approve Financial Statements and For Did Not Vote Management
Allocation of Income
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7.1 Approve Remuneration Report For Did Not Vote Management
7.2 Disapprove Remuneration Report and Against Did Not Vote Shareholder
Limit Executive Remuneration
8 Ratify KPMG as Auditors and Approve For Did Not Vote Management
Auditors' Remuneration
9.1 Approve Capital Reduction and Make a Against Did Not Vote Shareholder
Distribution of EUR 1.75 per Share
9.2 Disapprove Capital Reduction as For Did Not Vote Shareholder
Proposed under Item 9.1
10.1 Appoint Shareholder Nominee Juan Against Did Not Vote Shareholder
Carlos Garcia Centeno and Dismiss
Current Director Ronald Daniel
10.2 Appoint Shareholder Nominee Peter K. Against Did Not Vote Shareholder
Drew and Dismiss Current Director Gerd
Hausler
10.3 Appoint Shareholder NomineeLeonhard Against Did Not Vote Shareholder
Fischer and Dismiss Current Director
David Burns
10.4 Appoint Shareholder Nominee Against Did Not Vote Shareholder
Christopher Wetherhill and Dismiss
Current Director Jun Makihara
10.5 Appoint Shareholder Nominee Ben Against Did Not Vote Shareholder
Adamson and Dismiss Current Director
Lucio Noto
10.6 Appoint Shareholder Nominee Daniel Against Did Not Vote Shareholder
Tafur as Director
10.7 Appoint Shareholder Nominee Fabio Against Did Not Vote Shareholder
Lopze Ceron as Director
10.8 Disapprove Any Proposed Dismissal or For Did Not Vote Management
Appointmet as Proposed under Items 10.
1-10.7
11.1 Indicate Juan Carlos Garcia Centeno, Against Did Not Vote Management
Peter K. Drew, David Burns,
Christopher Weterhill, Benjamin
Adamson, Daniel Tafur, and Fabio Lopez
Ceron as Independent Directors
11.2 Disapprove of Indicating the For Did Not Vote Management
Shareholder Nominees as Independent
Directors
12.1 Approve Remuneration of Shareholder Against Did Not Vote Shareholder
Nominees as Executive Directors
12.2 Disapprove of Shareholder Proposal For Did Not Vote Management
Made under Item 12.1
--------------------------------------------------------------------------------
RINNAI CORP.
Ticker: 5947 Security ID: J65199101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Naito, Susumu For Against Management
2.2 Elect Director Hayashi, Kenji For Against Management
2.3 Elect Director Naito, Hiroyasu For Against Management
2.4 Elect Director Narita, Tsunenori For For Management
2.5 Elect Director Kosugi, Masao For For Management
2.6 Elect Director Kondo, Yuuji For For Management
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. McCormick,Jr. For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROHM CO. LTD.
Ticker: 6963 Security ID: J65328122
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Sawamura, Satoshi For For Management
2.2 Elect Director Takasu, Hidemi For For Management
2.3 Elect Director Fujiwara, Tadanobu For For Management
2.4 Elect Director Sasayama, Eiichi For For Management
2.5 Elect Director Takano, Toshiki For For Management
2.6 Elect Director Yamazaki, Masahiko For For Management
2.7 Elect Director Kawamoto, Hachiro For For Management
2.8 Elect Director Nishioka, Koichi For For Management
2.9 Elect Director Matsumoto, Isao For For Management
2.10 Elect Director Azuma, Katsumi For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Bush For For Management
1e Elect Director Norman A. Ferber For For Management
1f Elect Director Gregory L. Quesnel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
RUSHYDRO JSC
Ticker: HYDR Security ID: 466294105
Meeting Date: NOV 16, 2012 Meeting Type: Special
Record Date: OCT 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve RUB 110 Billion Increase in For Against Management
Share Capital
2 Approve Related-Party Transactions Re: For For Management
Supplementary Agreement to Guarantee
Agreement with with State Corporation
Vnesheconombank
--------------------------------------------------------------------------------
RUSHYDRO JSC
Ticker: HYDR Security ID: 466294105
Meeting Date: APR 19, 2013 Meeting Type: Special
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
Board of Directors
2.1 Elect Boris Ayuev as Director None Against Management
2.2 Elect Eduard Volkov as Director None For Management
2.3 Elect Viktor Danilov-Danilyan as None For Management
Director
2.4 Elect Yevgeny Dod as Director None Against Management
2.5 Elect Ilya Gubin as Director None Against Management
2.6 Elect Viktor Zimin as Director None Against Management
2.7 Elect Viktor Kudryavy as Director None For Management
2.8 Elect Denis Morozov as Director None Against Management
2.9 Elect Denis Nozdrachev as Director None Against Management
2.10 Elect Vyacheslav Pivovarov as Director None Against Management
2.11 Elect Mikhail Poluboyarinov as Director None Against Management
2.12 Elect Bernd Pfaffenbach as Director None Against Management
2.13 Elect Vladimir Stolyarenko as Director None Against Management
3 Approve Related-Party Transaction with For For Management
OSAO Ingosstrah Re: Liability
Insurance for Directors, Executives,
and Company
--------------------------------------------------------------------------------
RUSHYDRO JSC
Ticker: HYDR Security ID: 466294105
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 0.00955606 per Share
3.1 Elect Boris Ayuev as Director None Against Management
3.2 Elect Christian Berndt as Director None For Management
3.3 Elect Andrey Bugrov as Director None Against Management
3.4 Elect Maxim Bystrov as Director None Against Management
3.5 Elect Pavel Grachev as Director None Against Management
3.6 Elect Ilya Gubin as Director None Against Management
3.7 Elect Viktor Danilov-Danilyan as None For Management
Director
3.8 Elect Evgeny Dod as Director None Against Management
3.9 Elect Viktor Zimin as Director None Against Management
3.10 Elect Sergey Ivanov as Director None Against Management
3.11 Elect Viktor Kudryaviy as Director None For Management
3.12 Elect Denis Morozov as Director None Against Management
3.13 Elect Vyacheslav Pivovarov as Director None Against Management
3.14 Elect Mikhail Poluboyarinov as Director None Against Management
3.15 Elect Bernd Pfaffenbach as Director None Against Management
3.16 Elect Vladimir Stolyarenko as Director None Against Management
3.17 Elect Sergey Shishin as Director None Against Management
4.1 Elect Anna Drokova as Member of Audit For For Management
Commission
4.2 Elect Leonid Neganov as Member of For For Management
Audit Commission
4.3 Elect Maria Tikhonova as Member of For For Management
Audit Commission
4.4 Elect Alan Khadziev as Member of Audit For For Management
Commission
4.5 Elect Vladimir Khvorov as Member of For For Management
Audit Commission
5 Ratify PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For For Management
7 Approve New Edition of Charter For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve Related-Party Transactions For For Management
--------------------------------------------------------------------------------
RYOHIN KEIKAKU CO. LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Matsui, Tadamitsu For For Management
2.2 Elect Director Kato, Takashi For For Management
2.3 Elect Director Komori, Takashi For For Management
2.4 Elect Director Matsuzaki, Satoru For For Management
2.5 Elect Director Endo, Isao For For Management
3 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 28, 2013 Meeting Type: Annual/Special
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.96 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
Mentioning the Absence of New
Transactions
5 Reelect Jean-Marc Forneri as Director For For Management
6 Elect Monique Cohen as Director For For Management
7 Elect Christian Streiff as Director For For Management
8 Acknowledge Appointment of Four For Against Management
Representative of French State to the
Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 670,000
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
13 Authorize Capital Increase of Up to For For Management
EUR 8 Million for Future Exchange
Offers
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 8 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 11 to 14
16 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 12.5 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan For For Management
19 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items at EUR 50 Million
20 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
21 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
22 Elect One or Several Representatives For Against Shareholder
of Employees to the Board
23 Approve Alternate Income Allocation Against Against Shareholder
Proposal with Respect to Item 3 Above
and Dividends of EUR 0.77 per Share
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SBERBANK OF RUSSIA
Ticker: SBER Security ID: X76317100
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 2.57 per Common Share
and RUB 3.20 per Preferred Share
4 Ratify Auditor For For Management
5.1 Elect German Gref as Director None Against Management
5.2 Elect Sergey Guriyev as Director None For Management
5.3 Elect Mikhail Dmitriev as Director None Against Management
5.4 Elect Bella Zlatkis as Director None Against Management
5.5 Elect Nadezhda Ivanova as Director None Against Management
5.6 Elect Sergey Ignatyev as Director None Against Management
5.7 Elect Alexei Kudrin as Director None Against Management
5.8 Elect Ilya Lomakin-Rumyantsev as None Against Management
Director
5.9 Elect Georgy Luntovsky as Director None Against Management
5.10 Elect Mikhail Matovnikov as Director None Against Management
5.11 Elect Vladimir Mau as Director None For Management
5.12 Elect Alexey Moiseev as Director None Against Management
5.13 Elect Alessandro Profumo as Director None Against Management
5.14 Elect Sergey Sinelnikov-Murylev as None Against Management
Director
5.15 Elect Dmitriy Tulin as Director None Against Management
5.16 Elect Alexei Ulyukayev as Director None Against Management
5.17 Elect Ronald Freeman as Director None Against Management
5.18 Elect Sergey Shvetsov as Director None Against Management
5.19 Elect Ahmet Egilmez Mahfi as Director None Against Management
6.1 Elect Natalya Borodina as Member of For For Management
Audit Commission
6.2 Elect Vladimir Volkov as Member of For For Management
Audit Commission
6.3 Elect Maxim Dolzhnikov as Member of For For Management
Audit Commission
6.4 Elect Yuliya Isakhanova as Member of For For Management
Audit Commission
6.5 Elect Aleksey Minenko as Member of For For Management
Audit Commission
6.6 Elect Olga Polyakova as Member of For For Management
Audit Commission
6.7 Elect Natalia Revina as Member of For For Management
Audit Commission
7 Approve Remuneration of Directors and For For Management
Members of Audit Comission
8 Approve Regulations on Remuneration of For For Management
Directors
9 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hank Brown For For Management
2 Elect Director Michael Chu For For Management
3 Elect Director Lawrence R. Codey For For Management
4 Elect Director Patrick Duff For For Management
5 Elect Director William V. Hickey For For Management
6 Elect Director Jacqueline B. Kosecoff For For Management
7 Elect Director Kenneth P. Manning For Against Management
8 Elect Director William J. Marino For For Management
9 Elect Director Jerome A. Peribere For For Management
10 Elect Director Richard L. Wambold For For Management
11 Elect Director Jerry R. Whitaker For For Management
12 Amend Restricted Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEKISUI CHEMICAL CO. LTD.
Ticker: 4204 Security ID: J70703137
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Negishi, Naofumi For For Management
2.2 Elect Director Matsunaga, Takayoshi For For Management
2.3 Elect Director Koge, Teiji For For Management
2.4 Elect Director Takami, Kozo For For Management
2.5 Elect Director Kubo, Hajime For For Management
2.6 Elect Director Uenoyama, Satoshi For For Management
2.7 Elect Director Nagashima, Toru For For Management
2.8 Elect Director Ishizuka, Kunio For For Management
3 Appoint Statutory Auditor Osada, For For Management
Hiroshi
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO., LTD.
Ticker: 02727 Security ID: Y76824104
Meeting Date: SEP 28, 2012 Meeting Type: Special
Record Date: AUG 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SEICB Equity Transfer For For Management
Agreement and Related Transactions
2 Approve SEL Equity Transfer Agreement For For Management
and Related Transactions
3 Approve Revised Annual Caps Under the For For Management
SEC Framework Purchase Agreement
4 Approve Provision of Guarantee by the For For Management
Company to Shanghai Electric Leasing
Co., Ltd.
5 Approve Bonds Issue in the Aggregate For For Management
Amount of Up to RMB 4 Billion
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Bonds Issue
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Saito, Yasuhiko For For Management
2.2 Elect Director Takasugi, Koji For For Management
2.3 Elect Director Ishihara, Toshinobu For For Management
2.4 Elect Director Frank Peter Popoff For Against Management
2.5 Elect Director Miyazaki, Tsuyoshi For Against Management
2.6 Elect Director Fukui, Toshihiko For For Management
2.7 Elect Director Miyajima, Masaki For For Management
2.8 Elect Director Kasahara, Toshiyuki For For Management
2.9 Elect Director Onezawa, Hidenori For For Management
2.10 Elect Director Nakamura, Ken For For Management
2.11 Elect Director Matsui, Yukihiro For For Management
2.12 Elect Director Okamoto, Hiroaki For For Management
2.13 Elect Director Ueno, Susumu For For Management
2.14 Elect Director Maruyama, Kazumasa For For Management
3 Appoint Statutory Auditor Fukui, Taku For Against Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Susan Kilsby as Director For For Management
9 Re-elect Anne Minto as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Dr Steven Gillis as Director For For Management
12 Elect Dr Flemming Ornskov as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIAM COMMERCIAL BANK PCL
Ticker: SCB Security ID: Y7905M113
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Directors' Report None None Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend of THB 4.50 Per Share
4 Approve Remuneration and Bonus of For For Management
Directors
5.1 Elect Kanikar Chalitaporn as Director For For Management
5.2 Elect Anand Panyarachun as Director For For Management
5.3 Elect Vicharn Panich as Director For For Management
5.4 Elect Chumpol Na Lamlieng as Director For For Management
5.5 Elect Prasan Chuapanich as Director For For Management
5.6 Elect Adul Saengsingkaew as Director For For Management
6 Approve KPMG Poomchai Audit Co. Ltd. For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Memorandum of Association to For For Management
Reflect Changes in Registered Capital
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011/2012
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2012
6a Reelect Josef Ackermann to the For For Management
Supervisory Board
6b Reelect Gerd von Brandenstein to the For For Management
Supervisory Board
6c Reelect Gerhard Cromme to the For For Management
Supervisory Board
6d Reelect Michael Diekmann to the For For Management
Supervisory Board
6e Reelect Hans Michael Gaul to the For For Management
Supervisory Board
6f Reelect Peter Gruss to the Supervisory For For Management
Board
6g Reelect Nicola Leibinger-Kammueller For For Management
to the Supervisory Board
6h Elect Gerard Mestrallet to the For For Management
Supervisory Board
6i Elect Gueler Sabanci to the For For Management
Supervisory Board
6j Elect Werner Wenning to the For For Management
Supervisory Board
7 Approve Settlement Agreement Between For For Management
Siemens AG and Thomas Ganswindt
Concluded on November 20/28, 2012
8 Approve Spin-Off and Takeover For For Management
Agreement with Osram Licht AG
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director Lawrence I. Bell For For Management
a2 Elect Director George L. Brack For For Management
a3 Elect Director John A. Brough For For Management
a4 Elect Director R. Peter Gillin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Eduardo Luna For For Management
a7 Elect Director Wade D. Nesmith For For Management
a8 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvyn E. Bergstein For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Daniel C. Smith For For Management
1g Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD.
Ticker: T39 Security ID: Y7990F106
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend and Special For For Management
Dividend
3 Reelect Cham Tao Soon as Director For For Management
4a Reelect Chan Heng Loon Alan as Director For For Management
4b Reelect Chong Siak Ching as Director For For Management
4c Reelect Lucien Wong Yuen Kuai as For For Management
Director
5a Reelect Bahren Shaari as Director For For Management
5b Reelect Tan Yen Yen as Director For For Management
6 Approve Directors' Fees For For Management
7 Appoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Other Business (Voting) For Against Management
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9b Approve Grant of Awards and Issuance For Against Management
of Shares Under the SPH Performance
Share Plan
9c Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD.
Ticker: T39 Security ID: Y7990F106
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed Establishment of For For Management
SPH REIT and the Injection of the
Paragon Property and the Clementi Mall
Into SPH REIT
2 Declare Special Dividend For For Management
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Adopt SingTel Performance Share Plan For For Management
2012
3 Approve Participation by Chua Sock For For Management
Koong in the SingTel Performance Share
Plan
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.09 Per For For Management
Share
3 Reelect Chua Sock Koong as Director For For Management
4 Reelect Fang Ai Lian as Director For For Management
5 Reelect Kaikhushru Shiavax Nargolwala For For Management
as Director
6 Reelect Ong Peng Tsin as Director For For Management
7 Reelect Bobby Chin Yoke Choong as For For Management
Director
8 Approve Directors' Fees for the Year For For Management
Ending March 31, 2013
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the SingTel
Performance Share Plan
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 01099 Security ID: Y8008N107
Meeting Date: AUG 03, 2012 Meeting Type: Special
Record Date: JUL 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Not More Than RMB For For Management
8 Billion Corporate Bonds
2 Reelect Zhou Bajun as Independent None For Shareholder
Non-Executive Director and Authorize
Board to Fix His Remuneration
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 01099 Security ID: Y8008N107
Meeting Date: DEC 29, 2012 Meeting Type: Special
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Ling as Director and For For Management
Authorize Board to Fix Her Remuneration
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 01099 Security ID: Y8008N107
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Payment of Final Dividend
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
Authorize Audit Committee to Fix Their
Remuneration
6 Reappoint PricewaterhouseCoopers For For Management
Certified Public Accountants, Hong
Kong as International Auditors and
Authorize Audit Committee to Fix Their
Remuneration
7 Elect Chen Qiyu as Director and For For Management
Authorize Board to Fix Director's
Remuneration
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Delegation of Certain Powers For Against Management
to the Board
10 Amend Articles of Association of the For For Management
Company
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SLC AGRICOLA S.A
Ticker: SLCE3 Security ID: P8711D107
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4 Elect Directors For For Management
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director Anthony J. Best For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Stephen R. Brand For For Management
1.5 Elect Director William J. Gardiner For For Management
1.6 Elect Director Loren M. Leiker For For Management
1.7 Elect Director Julio M. Quintana For For Management
1.8 Elect Director John M. Seidl For For Management
1.9 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SQM
Ticker: SQM-B Security ID: 833635105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report, Financial For Abstain Management
Statements, Internal Statutory
Auditors' Report and External
Auditors' Reports, and Statutory
Reports for Fiscal Year 2012
2 Elect External Auditors and Internal For For Management
Statutory Auditors
3 Approve Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Investment and Financing Policy For For Management
5 Approve Allocation of Income and For For Management
Dividends, and Dividend Policy
6 Receive Report on Board's Expenses For For Management
7 Elect Directors and Fix Their For For Management
Remuneration
8 Receive Issues Related to Directors' For For Management
and Audit Committees
9 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
3 Approve Stock Dividend Program (New For For Management
Shares)
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
6 Reelect Jean-Bernard Levy as Director For For Management
7 Elect Alexandra Schaapveld as Director For For Management
8 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For For Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For Against Management
Hidekazu
--------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC.
Ticker: 8729 Security ID: J76337104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ihara, Katsumi For For Management
2.2 Elect Director Watanabe, Hirotoshi For For Management
2.3 Elect Director Shimaoka, Masamitsu For For Management
2.4 Elect Director Ishii, Shigeru For For Management
2.5 Elect Director Niwa, Atsuo For For Management
2.6 Elect Director Kato, Masaru For For Management
2.7 Elect Director Nagasaka, Takemi For For Management
2.8 Elect Director Yamamoto, Isao For For Management
2.9 Elect Director Kuniya, Shiro For For Management
3.1 Appoint Statutory Auditor Korenaga, For Against Management
Hirotoshi
3.2 Appoint Statutory Auditor Koizumi, For For Management
Mitsuhiro
4 Appoint Alternate Statutory Auditor For For Management
Inoe, Toraki
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUL 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Katie Bickerstaffe as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Lord Smith of Kelvin as For For Management
Director
7 Re-elect Ian Marchant as Director For For Management
8 Re-elect Gregor Alexander as Director For For Management
9 Re-elect Alistair Phillips-Davies as For For Management
Director
10 Re-elect Lady Rice as Director For For Management
11 Re-elect Richard Gillingwater as For For Management
Director
12 Re-elect Thomas Andersen as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart M. Essig For For Management
1b Elect Director Barbara B. Hill For For Management
1c Elect Director Michael A. Rocca For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debora D. Horvath For For Management
1.2 Elect Director Duane C. McDougall For For Management
1.3 Elect Director E. Kay Stepp For For Management
1.4 Elect Director Michael G. Thorne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STILLWATER MINING COMPANY
Ticker: SWC Security ID: 86074Q102
Meeting Date: MAY 02, 2013 Meeting Type: Proxy Contest
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Craig L. Fuller For Withhold Management
1.2 Elect Director Patrick M. James For Withhold Management
1.3 Elect Director Steven S. Lucas For Withhold Management
1.4 Elect Director Michael S. Parrett For For Management
1.5 Elect Director Francis R. McAllister For For Management
1.6 Elect Director Sheryl K. Pressler For Withhold Management
1.7 Elect Director Gary A. Sugar For For Management
1.8 Elect Director George M. Bee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Supermajority Vote Requirement Against Against Shareholder
for Certain Board Actions
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director John DeMichiei For Did Not Vote Shareholder
1.2 Elect Director Charles R. Engles For Did Not Vote Shareholder
1.3 Elect Director Seth E. Gardner For Did Not Vote Shareholder
1.4 Elect Director Michael McMullen For Did Not Vote Shareholder
1.5 Elect Director Michael McNamara For Did Not Vote Shareholder
1.6 Elect Director Patrice E. Merrin For Did Not Vote Shareholder
1.7 Elect Director Brian Schweitzer For Did Not Vote Shareholder
1.8 Elect Director Gregory P. Taxin For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Adopt Supermajority Vote Requirement For Did Not Vote Shareholder
for Certain Board Actions
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Nakamura, Kuniharu For For Management
3.2 Elect Director Sasaki, Shinichi For For Management
3.3 Elect Director Kawahara, Takuro For For Management
3.4 Elect Director Togashi, Kazuhisa For For Management
3.5 Elect Director Abe, Yasuyuki For For Management
3.6 Elect Director Furihata, Toru For For Management
3.7 Elect Director Kanegae, Michihiko For For Management
3.8 Elect Director Omori, Kazuo For For Management
3.9 Elect Director Hidaka, Naoki For For Management
3.10 Elect Director Inohara, Hiroyuki For For Management
3.11 Elect Director Harada, Akio For For Management
3.12 Elect Director Matsunaga, Kazuo For For Management
4.1 Appoint Statutory Auditor Moriyama, For For Management
Takahiro
4.2 Appoint Statutory Auditor Nitta, Mutsuo For For Management
4.3 Appoint Statutory Auditor Kasama, Haruo For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Stock Option Plan, Deep For Against Management
Discount Stock Option Plan and
Adjustment to Aggregate Compensation
Ceiling for Directors
7 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD.
Ticker: 5802 Security ID: J77411114
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kawai, Fumiyoshi For For Management
2.2 Elect Director Ushijima, Nozomi For For Management
3 Appoint Statutory Auditor Watanabe, For Against Management
Katsuaki
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2 Amend Articles To Remove Provisions on For For Management
Class 6 Preferred Shares - Amend
Provisions on Preferred Shares to
Comply with Basel III
3.1 Elect Director Oku, Masayuki For For Management
3.2 Elect Director Kunibe, Takeshi For For Management
3.3 Elect Director Kubo, Ken For For Management
3.4 Elect Director Ito, Yuujiro For For Management
3.5 Elect Director Fuchizaki, Masahiro For For Management
3.6 Elect Director Narita, Manabu For For Management
3.7 Elect Director Ogino, Kozo For For Management
3.8 Elect Director Iwamoto, Shigeru For For Management
3.9 Elect Director Nomura, Kuniaki For For Management
4.1 Appoint Statutory Auditor Minami, For For Management
Koichi
4.2 Appoint Statutory Auditor Uno, Ikuo For Against Management
4.3 Appoint Statutory Auditor Ito, Satoshi For Against Management
5 Appoint Alternate Statutory Auditor For For Management
Tsunoda, Daiken
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Suzuki, Osamu For For Management
2.2 Elect Director Tamura, Minoru For For Management
2.3 Elect Director Honda, Osamu For For Management
2.4 Elect Director Suzuki, Toshihiro For For Management
2.5 Elect Director Harayama, Yasuhito For For Management
2.6 Elect Director Aizawa, Naoki For For Management
2.7 Elect Director Mochizuki, Eiji For For Management
2.8 Elect Director Iguchi, Masakazu For For Management
2.9 Elect Director Tanino, Sakutaro For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHB A Security ID: W90937181
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive
Consolidated Financial Statements and
Statutory Reports; Receive Board's
Report; Receive Auditor's Report;
Receive Review by CEO
8 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve
Consolidated Financial Statements and
Statutory Reports
9 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 10.75 per Share
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Authorize Repurchase of Up to 40 For Did Not Vote Management
Million Class A and/or Class B Shares
and Reissuance of Repurchased Shares
12 Authorize Repurchase of Up to 2 For Did Not Vote Management
Percent of Issued Share Capital for
the Bank's Trading Book
13 Determine Number of Members (11) of For Did Not Vote Management
Board
14 Determine Number of Auditors (2) For Did Not Vote Management
15 Approve Remuneration of Directors in For Did Not Vote Management
the Ammount of SEK 3.15 Million for
Chairman, SEK 875,000 for Vice
Chairmen, and SEK 600,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
16 Reelect Anders Nyren (Chairman), For Did Not Vote Management
Fredrik Lundberg, Jon Baksaas, Par
Boman, Tommy Bylund, Lone Schroder,
Jan Johansson, Sverker Martin-Lof,
Bente Rathe, Ole Johansson and
Charlotte Skog as Directors
17 Ratify KPMG and Ernst & Young as For Did Not Vote Management
Auditors
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Approve Proposal Concerning the For Did Not Vote Management
Appointment of Auditors in Foundations
Without Own Management
20 Amend Articles of Association: None Did Not Vote Shareholder
Composition of Board (Gender)
21 Close Meeting None None Management
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Hansueli Loosli as Director For For Management
4.2 Reelect Michel Gobet as Director For For Management
4.3 Reelect Torsten Kreindl as Director For For Management
4.4 Reelect Richard Roy as Director For For Management
4.5 Reelect Theophil Schlatter as Director For For Management
5 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For Against Management
1d Elect Director Stephen E. Gillett For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: H84140112
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Abstain Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 9.50 per Share
4.1 Reelect Michael Mack as Director For For Management
4.2 Reelect Jacques Vincent as Director For For Management
4.3 Elect Eleni Gabre-Madhin as Director For For Management
4.4 Elect Eveline Saupper as Director For For Management
5 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
T&D HOLDINGS INC.
Ticker: 8795 Security ID: J86796109
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22.5
2 Amend Articles To Increase Maximum For For Management
Board Size
3.1 Elect Director Nakagome, Kenji For For Management
3.2 Elect Director Igarashi, Tsutomu For For Management
3.3 Elect Director Ueda, Masahiro For For Management
3.4 Elect Director Yokoyama, Terunori For For Management
3.5 Elect Director Matsuyama, Haruka For For Management
3.6 Elect Director Tanaka, Katsuhide For For Management
3.7 Elect Director Kida, Tetsuhiro For For Management
3.8 Elect Director Shimada, Kazuyoshi For For Management
4.1 Appoint Statutory Auditor Yokokawa, For For Management
Akimasa
4.2 Appoint Statutory Auditor Ozawa, For For Management
Yuuichi
5 Appoint Alternate Statutory Auditor For For Management
Ezaki, Masayuki
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets, Lending Funds to Other
Parties, and Endorsement and Guarantees
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: JUL 25, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reallocation of Legal Reserves For For Management
to Free Reserves
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.68 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Acknowledge Auditors' Special Report For For Management
Regarding Related-Party Transactions
Mentioning the Absence of New
Related-Party Transactions
5 Ratify Appointment of Alexandra Bech For For Management
Gjorv as Director
6 Reelect Alexandra Bech Gjorv as For For Management
Director
7 Reelect Marie-Ange Debon as Director For For Management
8 Reelect Gerard Hauser as Director For For Management
9 Reelect Joseph Rinaldi as Director For For Management
10 Elect Manisha Girotra as Director For For Management
11 Elect Pierre-Jean Sivignon as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize up to 0.50 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
15 Authorize Restricted Stock Plan For For Management
Reserved for Chairman and/or CEO and
Executives, Subject to Approval of
Item 14
16 Authorize up to 0.30 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Authorize Stock Option Plan Reserved For For Management
for Chairman and/or CEO and
Executives, Subject to Approval of
Item 16
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Jalynn H. Bennett For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Felix P. Chee For For Management
1.5 Elect Director Jack L. Cockwell For For Management
1.6 Elect Director Edward C. Dowling For For Management
1.7 Elect Director Norman B. Keevil For For Management
1.8 Elect Director Norman B. Keevil, III For For Management
1.9 Elect Director Takeshi Kubota For For Management
1.10 Elect Director Takashi Kuriyama For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Janice G. Rennie For For Management
1.13 Elect Director Warren S.R. Seyffert For For Management
1.14 Elect Director Chris M.T. Thompson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778108
Meeting Date: APR 17, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For Against Management
3 Appoint One Primary Internal Statutory For For Management
Auditor and One Alternate
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778124
Meeting Date: MAY 22, 2013 Meeting Type: Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Special Fund For For Management
Protecting Saving Shareholders
Interests
2 Elect Representative for Holders of For For Management
Saving Shares
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.45 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management
for Fiscal 2013
--------------------------------------------------------------------------------
TELEFONICA S.A.
Ticker: TEF Security ID: 879382109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Jose Maria Abril Perez as For For Management
Director
2.2 Reelect Jose Fernando de Almansa For For Management
Moreno-Barreda as Director
2.3 Reelect Eva Castillo Sanz as Director For For Management
2.4 Reelect Luiz Fernando Furlan as For For Management
Director
2.5 Reelect Francisco Javier de Paz Mancho For For Management
as Director
2.6 Ratify Co-option of and Elect Santiago For For Management
Fernandez Valbuena as Director
3 Renew Appointment of Ernst & Young as For For Management
Auditor
4.1 Amend Articles For For Management
4.2 Amend Articles For For Management
4.3 Approve Restated Articles of For For Management
Association
5 Adopt Restated General Meeting For For Management
Regulations
6 Approve Dividends For For Management
7 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 25 Billion
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
TELEFONICA S.A.
Ticker: TEF Security ID: 879382208
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Jose Maria Abril Perez as For For Management
Director
2.2 Reelect Jose Fernando de Almansa For For Management
Moreno-Barreda as Director
2.3 Reelect Eva Castillo Sanz as Director For For Management
2.4 Reelect Luiz Fernando Furlan as For For Management
Director
2.5 Reelect Francisco Javier de Paz Mancho For For Management
as Director
2.6 Ratify Co-option of and Elect Santiago For For Management
Fernandez Valbuena as Director
3 Renew Appointment of Ernst & Young as For For Management
Auditor
4.1 Amend Articles For For Management
4.2 Amend Articles For For Management
4.3 Approve Restated Articles of For For Management
Association
5 Adopt Restated General Meeting For For Management
Regulations
6 Approve Dividends For For Management
7 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 25 Billion
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD
Ticker: TM Security ID: Y8578H118
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of MYR 0.122 For For Management
Per Share
2 Elect Fauziah Yaacob as Director For For Management
3 Elect Bazlan Osman as Director For For Management
4 Elect Mahmood Fawzy Tunku Muhiyiddin For For Management
as Director
5 Elect Abdul Rahim Abu Bakar as Director For For Management
6 Elect Ibrahim Marsidi as Director For For Management
7 Elect Danapalan T.P. Vinggrasalam as For For Management
Director
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Increase in Remuneration of For For Management
Directors and Senior Independent
Directors' Fee
10 Approve Remuneration of Directors for For For Management
the Financial Year Ended Dec. 31, 2012
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED.
Ticker: TLS Security ID: Q8975N105
Meeting Date: OCT 16, 2012 Meeting Type: Annual
Record Date: OCT 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Timothy Chen as Director For For Management
3b Elect Geoffrey Cousins as Director For For Management
3c Elect Russell Higgins as Director For For Management
3d Elect Margaret Seale as Director For For Management
3e Elect Steven Vamos as Director For For Management
3f Elect John Zeglis as Director For For Management
4 Approve the Increase in Aggregate None For Management
Remuneration of Non-Executive Directors
5 Approve the Issuance of 1.39 Million For For Management
Performance Rights to David Thodey,
CEO of the Company
6 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M996
Meeting Date: OCT 17, 2012 Meeting Type: Proxy Contest
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Approve Plan of Arrangement: Eliminate For Against Management
Dual Class Share Structure
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Approve Plan of Arrangement: Eliminate Against Did Not Vote Management
Dual Class Share Structure
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M996
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Micheline Bouchard For For Management
1.4 Elect Director R. John Butler For For Management
1.5 Elect Director Brian A. Canfield For Withhold Management
1.6 Elect Director Stockwell Day For For Management
1.7 Elect Director Darren Entwistle For For Management
1.8 Elect Director Ruston (Rusty) E.T. For For Management
Goepel
1.9 Elect Director John S. Lacey For For Management
1.10 Elect Director William (Bill) A. For For Management
MacKinnon
1.11 Elect Director John Manley For For Management
1.12 Elect Director Donald Woodley For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4a Amend Articles: Eliminate Non-Voting For For Management
Shares and Increase Authorized Common
Stock
4b Amend Articles For For Management
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: 88031M109
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Elect Directors For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
TERUMO CORP.
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Nakao, Koji For For Management
2.2 Elect Director Shintaku, Yuutaro For For Management
2.3 Elect Director Matsumura, Hiroshi For For Management
2.4 Elect Director Mimura, Takayoshi For For Management
2.5 Elect Director Oguma, Akira For For Management
2.6 Elect Director Arase, Hideo For For Management
2.7 Elect Director Shoji, Kuniko For For Management
2.8 Elect Director Takagi, Toshiaki For For Management
2.9 Elect Director Ikuta, Masaharu For For Management
2.10 Elect Director Kakizoe, Tadao For For Management
2.11 Elect Director Matsunaga, Mari For For Management
3.1 Appoint Statutory Auditor Sekine, Kenji For For Management
3.2 Appoint Statutory Auditor Yone, For For Management
Masatake
4 Appoint Alternate Statutory Auditor For For Management
Tabuchi, Tomohisa
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. 'Ted' Kelly For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Mark A. Nordenberg For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director William C. Richardson For For Management
1.11 Elect Director Samuel C. Scott, III For For Management
1.12 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON SA - TF ADMINISTRADORA INDUSTRIAL S DE RL DE CV
Ticker: TERRA13 Security ID: P9136Y106
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members and Alternates of Trust For For Management
Technical Committee
2 Verify Independence Classification of For For Management
Trust Technical Committee Members
3 Approve Remuneration of Independent For For Management
Members of Trust Technical Committee
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON SA - TF ADMINISTRADORA INDUSTRIAL S DE RL DE CV
Ticker: TERRA13 Security ID: P9136Y106
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Grant Waiver Regarding Approval of For For Management
Audited Financial Statements to Carry
out Dividend Distributions
2 Authorize Joint Representative and/or For For Management
Trustee to Carry out Necessary Actions
to Formalize Approved Resolutions
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON SA - TF ADMINISTRADORA INDUSTRIAL S DE RL DE CV
Ticker: TERRA13 Security ID: P9136Y106
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Independent For For Management
Members of Trust Technical Committee
2 Approve Dividends For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON SA - TF ADMINISTRADORA INDUSTRIAL S DE RL DE CV
Ticker: TERRA13 Security ID: P9136Y106
Meeting Date: JUN 17, 2013 Meeting Type: Special
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Assets from For For Management
Kimco Realty Corp. and American
Industries
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit SERP to Shareholder Vote Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Ellis For For Management
1b Elect Director Arun Sarin For For Management
1c Elect Director Charles R. Schwab For For Management
1d Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For Against Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reuben V. Anderson For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director John T. LaMacchia For For Management
1f Elect Director David B. Lewis For For Management
1g Elect Director W. Rodney McMullen For For Management
1h Elect Director Jorge P. Montoya For For Management
1i Elect Director Clyde R. Moore For For Management
1j Elect Director Susan M. Phillips For For Management
1k Elect Director Steven R. Rogel For For Management
1l Elect Director James A. Runde For For Management
1m Elect Director Ronald L. Sargent For For Management
1n Elect Director Bobby S. Shackouls For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Supply Chain Human Rights Against Against Shareholder
Risks and Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
7 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Note Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor of The None None Management
Link REIT and Fixing Their Remuneration
3a Reelect Anthony Chow Wing Kin as For For Management
Independent Non-Executive Director
3b Reelect William Chan Chak Cheung as For For Management
Independent Non-Executive Director
3c Reelect David Charles Watt as For For Management
Independent Non-Executive Director
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Units
5 Approve Expansion of the Asset Class For For Management
of The Link REIT's Investment Strategy
6 Approve Expanded Asset Class For For Management
Consequential Amendment
7 Approve Charitable Amendments For For Management
8 Amend Ancillary Trust Deed to Allow For For Management
Manager to Establish Subsidiaries
9 Approve Ancillary Trust Deed For For Management
Amendments Relating to Special Purpose
Vehicles of The Link REIT in the Trust
Deed
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawton W. Fitt For For Management
1.2 Elect Director Jeffrey D. Kelly For For Management
1.3 Elect Director Peter B. Lewis For For Management
1.4 Elect Director Patrick H. Nettles For For Management
1.5 Elect Director Glenn M. Renwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ST. JOE COMPANY
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar L. Alvarez For For Management
1b Elect Director Bruce R. Berkowitz For For Management
1c Elect Director Park Brady For For Management
1d Elect Director Howard S. Frank For For Management
1e Elect Director Jeffrey C. Keil For For Management
1f Elect Director Stanley Martin For For Management
1g Elect Director Thomas P. Murphy, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bennett For For Management
1.2 Elect Director Hugh J. Bolton For For Management
1.3 Elect Director John L. Bragg For For Management
1.4 Elect Director Amy W. Brinkley For For Management
1.5 Elect Director W. Edmund Clark For For Management
1.6 Elect Director Colleen A. Goggins For For Management
1.7 Elect Director Henry H. Ketcham For For Management
1.8 Elect Director Brian M. Levitt For For Management
1.9 Elect Director Harold H. MacKay For For Management
1.10 Elect Director Karen E. Maidment For For Management
1.11 Elect Director Irene R. Miller For For Management
1.12 Elect Director Nadir H. Mohamed For For Management
1.13 Elect Director Wilbur J. Prezzano For For Management
1.14 Elect Director Helen K. Sinclair For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP A: Increase Disclosure of Pension Against Against Shareholder
Plans
5 SP B: Adopt Policy for Equitable Against Against Shareholder
Treatment under the Pension Plans
6 SP C: Adopt an Internal Pay Ratio Against Against Shareholder
7 SP D: Adopt Policy on Gender Equality Against Against Shareholder
in Senior Management Positions
8 SP E: Publish Summary of Annual Against Against Shareholder
Meetings and Questions Raised at
Meetings
9 SP F: Submit More Candidates For Against Against Shareholder
Election Than the Number of Vacancies
on the Board
10 SP G: Advisory Vote on Executive Against Against Shareholder
Officers' Compensation
11 SP H: Set Maximum Amount of Employee Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Martin Harris For For Management
1b Elect Director Judy C. Lewent For For Management
1c Elect Director Jim P. Manzi For For Management
1d Elect Director Lars R. Sorensen For For Management
1e Elect Director Elaine S. Ullian For For Management
1f Elect Director Marc N. Casper For For Management
1g Elect Director Nelson J. Chai For For Management
1h Elect Director Tyler Jacks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director Peter W. May For For Management
1.8 Elect Director William A. Shutzer For For Management
1.9 Elect Director Robert S. Singer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TODA CORP.
Ticker: 1860 Security ID: J84377100
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Imai, Masanori For Against Management
2.2 Elect Director Nomura, Noboru For Against Management
2.3 Elect Director Kikutani, Yuushi For Against Management
2.4 Elect Director Miyazaki, Yasushi For For Management
2.5 Elect Director Toda, Hideshige For For Management
2.6 Elect Director Hayakawa, Makoto For For Management
2.7 Elect Director Yamaki, Noboru For For Management
2.8 Elect Director Nishizawa, Yutaka For For Management
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sumi, Shuuzo For For Management
2.2 Elect Director Tamai, Takaaki For For Management
2.3 Elect Director Nagano, Tsuyoshi For For Management
2.4 Elect Director Oba, Masashi For For Management
2.5 Elect Director Fujita, Hirokazu For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For For Management
2.8 Elect Director Kitazawa, Toshifumi For For Management
2.9 Elect Director Sasaki, Mikio For For Management
2.10 Elect Director Ito, Takashi For For Management
--------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: 9531 Security ID: J87000105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5.5
2.1 Elect Director Torihara, Mitsunori For For Management
2.2 Elect Director Okamoto, Tsuyoshi For For Management
2.3 Elect Director Muraki, Shigeru For For Management
2.4 Elect Director Hirose, Michiaki For For Management
2.5 Elect Director Yoshino, Kazuo For For Management
2.6 Elect Director Hataba, Matsuhiko For For Management
2.7 Elect Director Kunigo, Yutaka For For Management
2.8 Elect Director Mikami, Masahiro For For Management
2.9 Elect Director Sato, Yukio For For Management
2.10 Elect Director Tomizawa, Ryuuichi For For Management
2.11 Elect Director Nakagaki, Yoshihiko For For Management
3.1 Appoint Statutory Auditor Oya, Tsutomu For For Management
3.2 Appoint Statutory Auditor Otani, Kojiro For Against Management
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Mark S. McAndrew For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Wesley D. Protheroe For For Management
1.11 Elect Director Darren M. Rebelez For For Management
1.12 Elect Director Lamar C. Smith For For Management
1.13 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller and Philippe For For Management
Marchandise as Representative of
Employee Shareholders to the Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
10 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
13 Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
14 Acquire the Diversity Label Against Against Shareholder
15 Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
16 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Yoshida, Kazunori For For Management
2.2 Elect Director Toyoda, Tetsuro For For Management
2.3 Elect Director Yamaguchi, Chiaki For For Management
2.4 Elect Director Sasaki, Kazue For For Management
2.5 Elect Director Morishita, Hirotaka For For Management
2.6 Elect Director Furukawa, Shinya For For Management
2.7 Elect Director Onishi, Akira For For Management
2.8 Elect Director Suzuki, Masaharu For For Management
2.9 Elect Director Kato, Masafumi For For Management
2.10 Elect Director Sasaki, Norio For For Management
2.11 Elect Director Ogawa, Toshifumi For For Management
2.12 Elect Director Onishi, Toshifumi For For Management
2.13 Elect Director Cho, Fujio For Against Management
2.14 Elect Director Ogawa, Takaki For For Management
2.15 Elect Director Otsuka, Kan For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Furuhashi, Mamoru For For Management
2.8 Elect Director Ihara, Yasumori For For Management
2.9 Elect Director Sudo, Seiichi For For Management
2.10 Elect Director Saga, Koei For For Management
2.11 Elect Director Ise, Kiyotaka For For Management
2.12 Elect Director Terashi, Shigeki For For Management
2.13 Elect Director Ishii, Yoshimasa For For Management
2.14 Elect Director Uno, Ikuo For For Management
2.15 Elect Director Kato, Haruhiko For For Management
2.16 Elect Director Mark T. Hogan For For Management
3 Amend Articles To Indemnify Directors For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jody G. Miller For For Management
1.2 Elect Director John C. Plant For For Management
1.3 Elect Director Neil P. Simpkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UBE INDUSTRIES LTD.
Ticker: 4208 Security ID: J93796100
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Tamura, Hiroaki For For Management
2.2 Elect Director Takeshita, Michio For For Management
2.3 Elect Director Yamamoto, Yuzuru For For Management
2.4 Elect Director Izumihara, Masato For For Management
2.5 Elect Director Motoda, Michitaka For For Management
2.6 Elect Director Higashi, Tetsuro For For Management
2.7 Elect Director Kusama, Takashi For For Management
3.1 Appoint Statutory Auditor Kitamura, For For Management
Naoya
3.2 Appoint Statutory Auditor Ochiai, For For Management
Seiichi
4 Appoint Alternate Statutory Auditor For For Management
Koriya, Daisuke
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.15 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Axel Weber as Director For For Management
4.1b Reelect Michel Demare as Director For For Management
4.1c Reelect David Sidwell as Director For For Management
4.1d Reelect Rainer-Marc Frey as Director For For Management
4.1e Relect Ann Godbehere as Director For For Management
4.1f Reelect Axel Lehmann as Director For For Management
4.1g Reelect Helmut Panke as Director For For Management
4.1h Reelect William Parrett as Director For For Management
4.1i Reelect Isabelle Romy as Director For For Management
4.1j Reelect Beatrice Weder di Mauro as For For Management
Director
4.1k Reelect Joseph Yam as Director For For Management
4.2 Elect Reto Francioni as Director For For Management
4.3 Ratify Ernst & Young Ltd. as Auditors For For Management
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 8.40 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Francois Jaclot as Supervisory For For Management
Board Member
7 Reelect Frans Cremers as Supervisory For For Management
Board Member
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T960AS101
Meeting Date: MAY 11, 2013 Meeting Type: Annual/Special
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3.1 Slate Submitted by Fondazione Cassa di None Did Not Vote Shareholder
Risparmio di Verona Vicenza Belluno e
Ancona
3.2 Slate Submitted by Institutional None For Shareholder
Investors
4 Approve Internal Auditors' Remuneration For For Management
5 Elect Three Directors (Bundled); For For Management
Authorize Board Members to Assume
Positions in Competing Companies
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration Report For For Management
8 Approve 2013 Group Incentive System For For Management
9 Approve Group Employees Share For For Management
Ownership Plan 2013
1 Amend Company Bylaws For For Management
2 Approve Capital Increase to Service For For Management
Incentive Plans
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UN Security ID: 904784709
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to For For Management
Board of Directors
6 Relect R.J.M.S. Huet as CFO to Board For For Management
of Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect L.M. Cha to Board of Directors For For Management
17 Elect M.Ma to Board of Directors For For Management
18 Elect J. Rishton to Board of Directors For For Management
19 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Authorization to Cancel For For Management
Ordinary Shares
23 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Laura Cha as Director For For Management
15 Elect Mary Ma as Director For For Management
16 Elect John Rishton as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: 904767704
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Laura Cha as Director For For Management
15 Elect Mary Ma as Director For For Management
16 Elect John Rishton as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director Laurence E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director David J. Vitale For For Management
1.9 Elect Director John H. Walker For For Management
1.10 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Michael J. Burns For For Management
1c Elect Director D. Scott Davis For For Management
1d Elect Director Stuart E. Eizenstat For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director William R. Johnson For For Management
1g Elect Director Candace Kendle For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Rudy H. P. Markham For Against Management
1j Elect Director Clark T. Randt, Jr. For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Hotz For For Management
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Michael Caulfield For For Management
1.2 Elect Director Ronald E. Goldsberry For For Management
1.3 Elect Director Kevin T. Kabat For For Management
1.4 Elect Director Michael J. Passarella For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: VRX Security ID: 91911K102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald H. Farmer For For Management
1b Elect Director Robert A. Ingram For For Management
1c Elect Director Theo Melas-Kyriazi For For Management
1d Elect Director G. Mason Morfit For For Management
1e Elect Director Laurence E. Paul For For Management
1f Elect Director J. Michael Pearson For For Management
1g Elect Director Robert N. Power For For Management
1h Elect Director Norma A. Provencio For For Management
1i Elect Director Howard B. Schiller For For Management
1j Elect Director Lloyd M. Segal For For Management
1k Elect Director Katharine B. Stevenson For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Continuance of Company [CBCA For For Management
to BCBCA]
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VINALAND LTD.
Ticker: VNL Security ID: G93636101
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuation of the Company Against Did Not Vote Management
2 Conditional Upon Item 1 Not Being For Did Not Vote Management
Passed, Adopt New Investing Policy;
and Approve the Amended and Restated
Investment Management Agreement
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila P. Burke For For Management
1b Elect Director George A. Schaefer, Jr. For For Management
1c Elect Director Joseph R. Swedish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WEST JAPAN RAILWAY CO.
Ticker: 9021 Security ID: J95094108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Miyahara, Hideo For For Management
2.2 Elect Director Yoshie, Norihiko For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY
Ticker: WWAV Security ID: 966244105
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Green For For Management
1.2 Elect Director Michelle P. Goolsby For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director Michael B. Walen For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Alber For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Rose Marie Bravo For For Management
1.4 Elect Director Mary Ann Casati For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Adrian T. Dillon For For Management
1.7 Elect Director Anthony A. Greener For For Management
1.8 Elect Director Ted W. Hall For For Management
1.9 Elect Director Michael R. Lynch For For Management
1.10 Elect Director Lorraine Twohill For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Mulroney For Withhold Management
1.2 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joseph Mauriello as Director For For Management
2 Elect Eugene M. McQuade as Director For For Management
3 Elect Clayton S. Rose as Director For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
- Reflect Stock Exchange Mandate to
Consolidate Trading Units
2.1 Elect Director Miyasaka, Manabu For For Management
2.2 Elect Director Son, Masayoshi For For Management
2.3 Elect Director Miyauchi, Ken For Against Management
2.4 Elect Director Imai, Yasuyuki For Against Management
2.5 Elect Director Kenneth Goldman For Against Management
3.1 Appoint Statutory Auditor Sano, Mitsuo For Against Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
--------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Amend Business Lines For For Management
3.1 Appoint Statutory Auditor Itakura, For For Management
Haruhiko
3.2 Appoint Statutory Auditor Nakamura, For Against Management
Yutaka
4 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
YUANDA CHINA HOLDINGS LTD
Ticker: 02789 Security ID: G98776100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Kang Baohua as Director For For Management
3b Elect Wu Qingguo as Director For For Management
3c Elect Wang Lihui as Director For For Management
4 Authorize the Board to Fix For For Management
Remuneration of Directors
5 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YULON MOTOR
Ticker: 2201 Security ID: Y9870K106
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
6.1 Elect Director Yan Kaitai, a For For Management
Representative of Tai Yuen Textile Co.
, Ltd., with Shareholder No.94
6.2 Elect Director Lin Xinyi, a For For Management
Representative of Tai Yuen Textile Co.
, Ltd., with Shareholder No.94
6.3 Elect Director Chen Guorong, a For For Management
Representative of Tai Yuen Textile Co.
, Ltd., with Shareholder No.94
6.4 Elect Director Huang Richen, a For For Management
Representative of Tai Yuen Textile Co.
, Ltd., with Shareholder No.94
6.5 Elect Director Chen Lilian, a For For Management
Representative of China Automobile
Industry Co., Ltd., with Shareholder
No.14181
6.6 Elect Director Zhang Liang, a For For Management
Representative of China Automobile
Industry Co., Ltd., with Shareholder
No.14181
6.7 Elect Director Yao Zhenxiang, a For For Management
Representative of Yanqing Ling
Industrial Development Foundation,
with Shareholder No.10
6.8 Elect Independent Director You For For Management
Shengfu, with ID H10191XXXX
6.9 Elect Independent Director Xie Yihong, For For Management
with ID F12223XXXX
6.10 Elect Supervisor Qi Weigong, a For For Management
Representative of Lewen Industrial Co.
, Ltd., with Shareholder No.208820
6.11 Elect Supervisor Li Junzhong, a For For Management
Representative of Lewen Industrial Co.
, Ltd., with Shareholder No.208820
6.12 Elect Supervisor Liu Xingtai, a For For Management
Representative of Lewen Industrial Co.
, Ltd., with Shareholder No.208820
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD.
Ticker: 00881 Security ID: G9894K108
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Huang Yi as Director For For Management
4 Elect Si Wei as Director For For Management
5 Elect Ng Yuk Keung as Director For For Management
6 Elect Shen Jinjun as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZIGGO NV
Ticker: ZIGGO Security ID: N9837R105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4b Approve Allocation of Income and For For Management
Dividends of EUR 1.45 Per Share
5 Discussion on Company's Corporate None None Management
Governance Structure
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Announce Intention to Appoint Rene None None Management
Obermann to Executive Board
9a Announce Vacancies on the Board None None Management
9b Opportunity to Make Recommendations None None Management
9c Announce Intention to Appoint Pamela None None Management
Gertrude Boumeester to Supervisory
Board
9d Elect Pamela Gertrude Boumeester to For For Management
Supervisory Board
10 Ratify Ernst & Young as Auditors For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
12b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12a
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
ZON MULTIMEDIA - SERVICOS DE TELECOMUNICACOES E MULTIMEDIA SGPS SA
Ticker: Security ID: X9819B101
Meeting Date: MAR 07, 2013 Meeting Type: Special
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Directors For For Management
2 Approve Merger Agreement with Optimus For For Management
- SGPS, S.A. and Amend Articles to
Reflect Changes in Capital
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ZON MULTIMEDIA - SERVICOS DE TELECOMUNICACOES E MULTIMEDIA SGPS SA
Ticker: Security ID: X9819B101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Management and For For Management
Supervisory Board
4 Approve Remuneration Policy For For Management
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Elect Corporate Bodies For For Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
=================== BlackRock Global Opportunities V.I. Fund ===================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For For Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AFREN PLC
Ticker: AFR Security ID: G01283103
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Beneficial For For Management
Interest in 10.4 Per Cent of the
Shares in First Hydrocarbon Nigeria
Company Limited
--------------------------------------------------------------------------------
AFREN PLC
Ticker: AFR Security ID: G01283103
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Re-elect Egbert Imomoh as Director For For Management
4 Re-elect Peter Bingham as Director For For Management
5 Re-elect John St John as Director For For Management
6 Re-elect Toby Hayward as Director For For Management
7 Re-elect Ennio Sganzerla as Director For For Management
8 Re-elect Patrick Obath as Director For For Management
9 Re-elect Osman Shahenshah as Director For For Management
10 Re-elect Shahid Ullah as Director For For Management
11 Re-elect Darra Comyn as Director For For Management
12 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Amend Articles of Association For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Barry Chun-Yuen Cheung as For For Management
Director
4 Elect George Yong-Boon Yeo as Director For For Management
5 Elect Narongchai Akrasanee as Director For For Management
6 Elect Qin Xiao as Director For For Management
7 Elect Mark Edward Tucker as Director For For Management
8 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
10 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Davis, III For For Management
1b Elect Director W. Douglas Ford For For Management
1c Elect Director Evert Henkes For For Management
1d Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For Against Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Against Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Against Management
Option Plan: Issuance of 185,000
Warrants
A1e Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Against Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Against Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For For Management
B6 Approve Discharge of Auditors For For Management
B7 Reelect Kees Storm as Director For For Management
B8 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Against Management
B9b Approve Stock Option Plan Grants For Against Management
B10 Approve Remuneration of Directors For For Management
B11a Approve Change-of-Control Clause Re : For For Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For For Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
APR ENERGY PLC
Ticker: APR Security ID: G0498C105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAY 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Michael Fairey as Director For For Management
5 Re-elect Edward Hawkes as Director For For Management
6 Re-elect Baroness Denise Kingsmill as For For Management
Director
7 Re-elect John Campion as Director For For Management
8 Re-elect Vipul Tandon as Director For For Management
9 Re-elect Gregory Bowes as Director For For Management
10 Re-elect Haresh Jaisinghani as Director For For Management
11 Re-elect Jim Hughes as Director For For Management
12 Re-elect Matthew Allen as Director For For Management
13 Elect Shonaid Jemmett-Page as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC
Ticker: ARCO Security ID: G0457F107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Abstain Management
Statutory Reports (Voting)
2 Ratify Ernst & Young as Auditors and For Abstain Management
Authorize Board to Fix Their
Remuneration
3.1 Elect Annette Franqui as a Director For For Management
3.2 Elect Carlos Hernandez-Artigas as a For For Management
Director
3.3 Elect Alejandro Ramirez Magana as a For For Management
Director
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5a Elect P.J. Dwyer as a Director For For Management
5b Elect J.P. Morschel as a Director For For Management
5c Elect Lee Hsien Yang as a Director For For Management
6 Elect R.J. Reeves as a Director Against Against Shareholder
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812112
Meeting Date: JUL 12, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Philip Aiken as Director For For Management
5 Re-elect Richard Longdon as Director For For Management
6 Re-elect James Kidd as Director For For Management
7 Re-elect Jonathan Brooks as Director For For Management
8 Re-elect Philip Dayer as Director For For Management
9 Re-elect Herve Couturier as Director For For Management
10 Reappoint Ernst & Young LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.72 per Share
4 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions
5 Reelect Ramon de Oliveira as Director For For Management
6 Reelect Dominique Reiniche as Director For For Management
7 Ratify Appointment of Jean-Pierre For For Management
Clamadieu as Director
8 Elect Deanna Oppenheimer as Director For For Management
9 Elect Paul Hermelin as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.35
Million
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 545 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 545 Million
16 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
17 Authorize Capital Increase of Up to For For Management
EUR 545 Million for Future Exchange
Offers
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
19 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
545 Million
20 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 2
Billion
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Employee Stock Purchase Plan For For Management
Reserved for Employees of
International Subsidiaries
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director T. Kevin DeNicola For For Management
1.3 Elect Director Patrick J. Fleming For For Management
1.4 Elect Director Robert M. Gervis For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director William L. Mansfield For For Management
1.8 Elect Director Michael H. McGarry For For Management
1.9 Elect Director Mark L. Noetzel For For Management
1.10 Elect Director Robert Ripp For For Management
1.11 Elect Director David N. Weinstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANCA GENERALI S.P.A.
Ticker: BGN Security ID: T3000G115
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Elect Two Directors For For Management
4 Receive Special Report Re: Internal None None Management
Control Policies on Risks and
Conflicting Interests
5 Integrate Remuneration of Auditors For For Management
1 Amend Articles Re: 15 and 20 For For Management
(Board-Related)
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bohlsen For For Management
1.2 Elect Director Chinh E. Chu For For Management
1.3 Elect Director Sue M. Cobb For For Management
1.4 Elect Director Eugene F. DeMark For For Management
1.5 Elect Director Michael J. Dowling For For Management
1.6 Elect Director John A. Kanas For For Management
1.7 Elect Director Thomas M. O'Brien For For Management
1.8 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.9 Elect Director P. Olivier Sarkozy For For Management
1.10 Elect Director Lance N. West For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Sir David Walker as Director For For Management
4 Elect Tim Breedon as Director For For Management
5 Elect Antony Jenkins as Director For For Management
6 Elect Diane de Saint Victor as Director For For Management
7 Re-elect David Booth as Director For For Management
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Simon Fraser as Director For For Management
10 Re-elect Reuben Jeffery III as Director For For Management
11 Re-elect Chris Lucas as Director For For Management
12 Re-elect Dambisa Moyo as Director For For Management
13 Re-elect Sir Michael Rake as Director For For Management
14 Re-elect Sir John Sunderland as For For Management
Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend Programme For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Catherine M. Burzik For For Management
1.4 Elect Director Edward F. DeGraan For For Management
1.5 Elect Director Vincent A. Forlenza For For Management
1.6 Elect Director Claire M. Fraser For For Management
1.7 Elect Director Christopher Jones For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Adel A.F. Mahmoud For For Management
1.10 Elect Director Gary A. Mecklenburg For For Management
1.11 Elect Director James F. Orr For For Management
1.12 Elect Director Willard J. Overlock, Jr. For For Management
1.13 Elect Director Rebecca W. Rimel For For Management
1.14 Elect Director Bertram L. Scott For For Management
1.15 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Rescind Fair Price Provision For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Den Jones as Director For For Management
5 Elect Lim Haw-Kuang as Director For For Management
6 Re-elect Peter Backhouse as Director For For Management
7 Re-elect Vivienne Cox as Director For For Management
8 Re-elect Chris Finlayson as Director For For Management
9 Re-elect Andrew Gould as Director For For Management
10 Re-elect Baroness Hogg as Director For For Management
11 Re-elect Dr John Hood as Director For For Management
12 Re-elect Martin Houston as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Sir David Manning as Director For For Management
15 Re-elect Mark Seligman as Director For For Management
16 Re-elect Patrick Thomas as Director For For Management
17 Appoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc
2 Elect Pat Davies as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
3 Elect Malcolm Broomhead as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect Carlos Cordeiro as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect David Crawford as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Carolyn Hewson as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
8 Elect Marius Kloppers as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Elect Lindsay Maxsted as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
10 Elect Wayne Murdy as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
11 Elect Keith Rumble as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
12 Elect John Schubert as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
13 Elect Shriti Vadera as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
14 Elect Jac Nasser as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
15 Appoint KPMG Audit Plc as Auditor of For For Management
BHP Billiton Plc
16 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
17 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
18 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
19 Approve the Remuneration Report For For Management
20 Approve the Grant of Long Term For For Management
Incentive Performance Shares to Marius
Kloppers, Executive Director of the
Company
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Jean-Laurent Bonnafe
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Jean-Laurent Bonnafe as For For Management
Director
8 Reelect Michel Tilmant as Director For For Management
9 Reelect Emiel Van Broekhoven as For For Management
Director
10 Elect Christophe de Margerie as For For Management
Director
11 Elect Marion Guillou as Director For For Management
12 Authorize Auditors to File Required For For Management
Documents at the Court's Clerk Office
13 Amend New Set of Bylaws For For Management
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect John Daly as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Anthony Ruys as Director For For Management
15 Re-elect Ben Stevens as Director For For Management
16 Elect Richard Tubb as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert L. Keiser For For Management
1b Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: AUG 10, 2012 Meeting Type: Special
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction by the Company of For For Management
the Conditions for the Non-Public A
Share Issue
2a Approve Types of Shares to be Issued For For Management
and the Par Value in Relation to the
Non-Public Issue of A Shares
2b Approve Issue Mechanism and For For Management
Subscription Method in Relation to the
Non-Public Issue of A Shares
2c Approve Targeted Subscriber and its For For Management
Relationship with the Company in
Relation to the Non-Public Issue of A
Shares
2d Approve Pricing Base Day in Relation For For Management
to the Non-Public Issue of A Shares
2e Approve Issue Price and Adjustment to For For Management
the Issue Price in Relation to the
Non-Public Issue of A Shares
2f Approve Number of Shares to be Issued For For Management
and Issue Scale in Relation to the
Non-Public Issue of A Shares
2g Approve Lock-Up Period in Relation to For For Management
the Non-Public Issue of A Shares
2h Approve Place of Listing in Relation For For Management
to the Non-Public Issue of A Shares
2i Approve Use of proceeds in Relation to For For Management
the Non-Public Issue of A Shares
2j Approve Arrangement for the For For Management
Distribution of Profits Accumulated
Before the Non-Public Issue of Shares
in Relation to the Non-Public Issue of
A Shares
2k Approve Proposal for the Non-Public For For Management
Issue of A Shares
2l Approve Validity Period of the For For Management
Resolution Relating to the Non-Public
Issue of A Shares
3 Approve Subscription Agreement in For For Management
Relation to the Non-Public Issue of A
Shares
4 Authorize Board to Issue Debt For For Management
Financing Intstruments
5 Approve Report on the Use of Proceeds For For Management
from Previous Fund Raising Activities
6 Approve Feasibility Study Report on For For Management
the Use of Proceeds from the
Non-Public Issue of A Shares
7 Approve Waiver From Making a Mandatory For For Management
General Offer to Independent
Shareholders by CSAHC in Relation to
the Non-Public Issue of A Shares
8 Authorize Board to Deal with All For For Management
Matters Relating to the Non-public A
Share Issue
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Hugues du Rouret For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CSL LTD.
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Maurice Renshaw as a Director For For Management
2b Elect David Anstice as a Director For For Management
3 Approve the Adoption of Remuneration For For Management
Report
4 Approve the Adoption of a New For For Management
Constitution
5a Amend the Company's Constitution to For For Management
Insert Proportional Takeover
Provisions in the New Constitution
5b Amend the Company's Constitution to For For Management
Re-Insert Proportional Takeover
Provisions in the Existing Constitution
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director John B. Breaux For For Management
1c Elect Director Pamela L. Carter For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Edward J. Kelly, III For For Management
1f Elect Director Gilbert H. Lamphere For For Management
1g Elect Director John D. McPherson For For Management
1h Elect Director Timothy T. O'Toole For For Management
1i Elect Director David M. Ratcliffe For For Management
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Michael J. Ward For For Management
1l Elect Director J.C. Watts, Jr. For For Management
1m Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Relect Franck Riboud as Director For For Management
5 Relect Emmanuel Faber as Director For For Management
6 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions
7 Approve Transaction with J.P. Morgan For For Management
8 Approve Severance Payment Agreement For For Management
with Franck Riboud
9 Approve Severance Payment Agreement For For Management
with Emmanuel Faber
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 55.3 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23.6 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of Up to For For Management
EUR 15.7 Million for Future Exchange
Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 40.7 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Amend Article 5 of Bylaws Re: For For Management
Company's Duration
22 Amend Article 22.II of Bylaws Re: For For Management
Proxy Voting
23 Amend Article 24.I of Bylaws Re: For For Management
Convening of General Meetings
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DENA CO LTD
Ticker: 2432 Security ID: J1257N107
Meeting Date: JUN 22, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Haruta, Makoto For For Management
3.2 Elect Director Moriyasu, Isao For For Management
3.3 Elect Director Kawasaki, Shuuhei For For Management
3.4 Elect Director Kobayashi, Kenji For For Management
3.5 Elect Director Namba, Tomoko For For Management
3.6 Elect Director Hatoyama, Rehito For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG
Ticker: LHA Security ID: D1908N106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Affiliation Agreements with For Did Not Vote Management
Subsidiaries
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
7.1 Elect Jacques Aigrain to the For Did Not Vote Management
Supervisory Board
7.2 Elect Werner Brandt to the Supervisory For Did Not Vote Management
Board
7.3 Elect Herbert Hainer to the For Did Not Vote Management
Supervisory Board
7.4 Elect Jurgen Hambrecht to the For Did Not Vote Management
Supervisory Board
7.5 Elect Robert M. Kimmitt to the For Did Not Vote Management
Supervisory Board
7.6 Elect Karl-Ludwig Kley to the For Did Not Vote Management
Supervisory Board
7.7 Elect Martin Koehler to the For Did Not Vote Management
Supervisory Board
7.8 Elect Nicola Leibinger-Kammueller to For Did Not Vote Management
the Supervisory Board
7.9 Elect Wolfgang Mayrhuber to the For Did Not Vote Management
Supervisory Board
7.10 Elect Matthias Wissmann to the For Did Not Vote Management
Supervisory Board
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Peggy Bruzelius as Director For For Management
5 Re-elect Laurence Danon as Director For For Management
6 Re-elect Lord Davies of Abersoch as For For Management
Director
7 Re-elect Betsy Holden as Director For For Management
8 Re-elect Dr Franz Humer as Director For For Management
9 Re-elect Deirdre Mahlan as Director For For Management
10 Re-elect Philip Scott as Director For For Management
11 Re-elect Todd Stitzer as Director For For Management
12 Re-elect Paul Walsh as Director For For Management
13 Elect Ho KwonPing as Director For For Management
14 Elect Ivan Menezes as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For For Management
1.8 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction of Capital of New For For Management
Eaton to Allow Creation of
Distributable Reserves of New Eaton
which are Required Under Irish Law to
Allow New Eaton to Make Distributions
and to Pay Dividends and Repurchase or
Redeem Shares
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For Abstain Management
Reissuance of Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Report on Privacy and Data Security Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELECTROLUX AB
Ticker: ELUXB Security ID: W24713120
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8 Approve Financial Statements and For For Management
Statutory Reports
9 Approve Discharge of Board and For For Management
President
10 Approve Allocation of Income and For For Management
Dividends of SEK 6.50 per Share
11 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board; Receive
Report on the Work of the Nominating
Committee
12 Approve Remuneration of Directors in For For Management
the Ammount of SEK 1.7 Million for
Chairman, SEK 590,000 for Vice
Chairman, and SEK 515,000 for Other
Directors; Approve Remuneration for
Committee Work
13 Reelect Marcus Wallenberg (Chairman), For For Management
Lorna Davis, Hasse Johansson, Ronnie
Leten, Keith McLoughlin, Fredrik
Persson, Ulrika Saxon, Torben
Sorensen, and Barbara Thoralfsson as
Directors; Elect Bert Nordbergas New
Director
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve 2013 Share-Related Long Term For For Management
Incentive Plan
16a Authorize Repurchase of Class B Shares For For Management
of up to 10 Percent of Issued Shares
16b Authorize Reissuance of Repurchased For For Management
Class B Shares in Connection to
Company Acquisitions
16c Authorize Reissuance of up to 1.85 For For Management
Million Repurchased Class B Shares in
Connection with Long-Term Incentive
Program
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: JUL 18, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Brian Cassin as Director For For Management
4 Re-elect Fabiola Arredondo as Director For For Management
5 Re-elect Chris Callero as Director For For Management
6 Re-elect Roger Davis as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Sir John Peace as Director For For Management
9 Re-elect Don Robert as Director For For Management
10 Re-elect Sir Alan Rudge as Director For For Management
11 Re-elect Judith Sprieser as Director For For Management
12 Re-elect David Tyler as Director For For Management
13 Re-elect Paul Walker as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Related Party Transaction For For Management
and the Transaction
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For Against Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For Against Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For Against Management
1l Elect Director Seymour Sternberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For Against Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV (FEMSA)
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors on For Abstain Management
Financial Statements and Statutory
Reports for Fiscal Year 2012, Receive
CEO's Report and Audit and Corporate
Practices Committees Chairmen Report
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Distribution of Cash Dividends
4 Set Aggregate Nominal Share Repurchase For For Management
Reserve to a Maximum Amount of up to
MXN 3 Billion
5 Elect Directors and Secretaries, For For Management
Verify Independence of Directors, and
Approve their Remuneration
6 Elect Members and Chairmen of Finance For For Management
and Planning Committee, Audit
Committee and Corporate Practices
Committee; Approve Their Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GAM HOLDING LTD.
Ticker: GAM Security ID: H2878E106
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve CHF 506,267 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
5.1 Reelect Johannes de Gier as Director For For Management
5.2 Reelect Dieter Enkelmann as Director For For Management
5.3 Reelect Hugh Scott-Barrett as Director For For Management
5.4 Elect Tanja Weiher as Director For For Management
6 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
GEORGIA GULF CORPORATION
Ticker: GGC Security ID: 373200302
Meeting Date: JAN 10, 2013 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GLENCORE XSTRATA PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ivan Glasenberg as Director For For Management
4 Re-elect Anthony Hayward as Director For For Management
5 Re-elect Leonhard Fischer as Director For For Management
6 Re-elect William Macaulay as Director For For Management
7 Subject to the Merger Becoming For Against Management
Effective, Elect Sir John Bond as
Director
8 Subject to the Merger Becoming For Against Management
Effective, Elect Sir Steve Robson as
Director
9 Subject to the Merger Becoming For Against Management
Effective, Elect Ian Strachan as
Director
10 Subject to the Merger Becoming For Against Management
Effective, Elect Con Fauconnier as
Director
11 Subject to the Merger Becoming For Against Management
Effective, Elect Peter Hooley as
Director
12 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Simon Murray as
Director
13 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Steven Kalmin as
Director
14 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Peter Coates as
Director
15 Subject to the Merger Not Becoming For Abstain Management
Effective, Re-elect Li Ning as Director
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Abstain Management
Statements and Statutory Reports;
Accept CEO, Board and Board Committee
Reports for Fiscal Year 2012
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Approve Policy Related to Acquisition For For Management
of Own Shares for 2012; Set Aggregate
Nominal Amount of Share Repurchase
Reserve for 2013
5 Elect or Ratify Directors; Verify For For Management
Independence of Board Members; Elect
or Ratify Chairmen and Members of
Board Committees
6 Approve Remuneration of Directors and For For Management
Members of Board Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director John P. Connaughton For For Management
1.4 Elect Director Kenneth W. Freeman For For Management
1.5 Elect Director Thomas F. Frist, III For Withhold Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Christopher R. Gordon For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director James C. Momtazee For For Management
1.12 Elect Director Stephen G. Pagliuca For For Management
1.13 Elect Director Wayne J. Riley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42805T105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry H. Beracha For Against Management
1.2 Elect Director Brian A. Bemasek For For Management
1.3 Elect Director George W. Tamke For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HINO MOTORS LTD.
Ticker: 7205 Security ID: 433406105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Ichikawa, Masakazu For Against Management
2.2 Elect Director Ichihashi, Yasuhiko For Against Management
2.3 Elect Director Okazaki, Seiei For For Management
2.4 Elect Director Wagu, Kenji For For Management
2.5 Elect Director Ojima, Koichi For For Management
2.6 Elect Director Suzuki, Kenji For For Management
2.7 Elect Director Maeda, Yoshihide For For Management
2.8 Elect Director Kokaji, Hiroshi For For Management
2.9 Elect Director Endo, Shin For For Management
2.10 Elect Director Kajikawa, Hiroshi For For Management
2.11 Elect Director Mita, Susumu For For Management
2.12 Elect Director Yoshikawa, Akihiko For For Management
2.13 Elect Director Suzuki, Toshiya For For Management
3.1 Appoint Statutory Auditor Yamamoto, For For Management
Akimasa
3.2 Appoint Statutory Auditor Hagiwara, For For Management
Toshitaka
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Ike, Fumihiko For For Management
3.2 Elect Director Ito, Takanobu For For Management
3.3 Elect Director Iwamura, Tetsuo For For Management
3.4 Elect Director Yamamoto, Takashi For For Management
3.5 Elect Director Yamamoto, Yoshiharu For For Management
3.6 Elect Director Yoshida, Masahiro For For Management
3.7 Elect Director Hogen, Kensaku For For Management
3.8 Elect Director Kuroyanagi, Nobuo For For Management
3.9 Elect Director Fukui, Takeo For For Management
3.10 Elect Director Shiga, Yuuji For For Management
3.11 Elect Director Takeuchi, Kohei For For Management
3.12 Elect Director Aoyama, Shinji For For Management
3.13 Elect Director Kaihara, Noriya For For Management
4 Appoint Statutory Auditor Endo, Kunio For For Management
--------------------------------------------------------------------------------
IBERDROLA S.A.
Ticker: IBE Security ID: E6165F166
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: MAR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Management Reports For For Management
3 Approve Discharge of Board For For Management
4 Renew Appointment of Ernst & Young as For For Management
Auditor
5 Approve Allocation of Income and For For Management
Dividends
6.A Authorize Capitalization of Reserves For For Management
for Scrip Dividends
6.B Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Ratify Appointment of and Elect Manuel For For Management
Lagares Gomez-Abascal as Director
8 Authorize Board to Create and Fund For For Management
Associations and Foundations
9.A Amend Article 6 Re: Representation of For For Management
Shares
9.B Amend Articles Re: Board Functioning For For Management
10 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Policy For For Management
Report
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y38575109
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Preference Shares Dividend For For Management
3 Approve Dividend of INR 20.00 Per For For Management
Equity Share
4 Reelect K.V. Kamath as Director For For Management
5 Reelect T. Shah as Director For For Management
6 Reelect R. Sabharwal as Director For For Management
7 Approve S.R. Batliboi & Co. LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
9 Elect D. Choksi as Director For For Management
10 Approve Reappointment and Remuneration For For Management
of K.V. Kamath as Non-Executive
Chairman
11 Approve Reappointment and Remuneration For For Management
of C. Kochhar as Managing Director &
CEO
12 Approve Reappointment and Remuneration For For Management
of N.S. Kannan as Executive Director &
CFO
13 Approve Reappointment and Remuneration For For Management
of K. Ramkumar as Executive Director
14 Approve Revision in the Remuneration For For Management
of R. Sabharwal, Executive Director
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: OCT 29, 2012 Meeting Type: Special
Record Date: OCT 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Seki, Tadayuki For For Management
2.5 Elect Director Aoki, Yoshihisa For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Matsushima, Toru For For Management
2.8 Elect Director Fukuda, Yuuji For For Management
2.9 Elect Director Nakamura, Ichiro For For Management
2.10 Elect Director Yoshida, Tomofumi For For Management
2.11 Elect Director Okamoto, Hitoshi For For Management
2.12 Elect Director Shiomi, Takao For For Management
2.13 Elect Director Fujisaki, Ichiro For For Management
2.14 Elect Director Kawakita, Chikara For For Management
3 Appoint Statutory Auditor Majima, For For Management
Shingo
4 Appoint Alternate Statutory Auditor For For Management
Miki, Hideo
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LTD
Ticker: 533155 Security ID: Y4493W108
Meeting Date: AUG 29, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Reelect V. Marwaha as Director For For Management
3 Reelect A. Seth as Director For For Management
4 Approve S.R. Batliboi & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LTD
Ticker: 533155 Security ID: Y4493W108
Meeting Date: FEB 18, 2013 Meeting Type: Special
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revision in Remuneration of A. For For Management
Kaul, CEO and Executive Director
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: SEP 19, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CHF 750,000 Authorized Share For For Management
Capital Increase for the Purpose of
the Partial Financing of the
Acquisition of the International
Wealth Management Business of Bank of
America Merrill Lynch Outside the
Unites States
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathy Hendrickson For For Management
1.2 Elect Director Stanley R. Zax For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For For Management
1.2 Elect Director Irwin Chafetz For For Management
1.3 Elect Director Victor Chaltiel For For Management
1.4 Elect Director Charles A. Koppelman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director Lothar Maier For For Management
1.3 Elect Director Arthur C. Agnos For For Management
1.4 Elect Director John J. Gordon For For Management
1.5 Elect Director David S. Lee For For Management
1.6 Elect Director Richard M. Moley For For Management
1.7 Elect Director Thomas S. Volpe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wisemen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 18, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share
5 Reelect Bernard Arnault as Director For For Management
6 Reelect Bernadette Chirac as Director For For Management
7 Reelect Nicholas Clive Worms as For Against Management
Director
8 Reelect Charles de Croisset as Director For For Management
9 Reelect Francesco Trapani as Director For For Management
10 Reelect Hubert Vedrine as Director For For Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
of Up to EUR 50 Million for Bonus
Issue or Increase in Par Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
16 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year up
to EUR 50 Million Reserved for
Qualified Investors or Restricted
Number of Investors
17 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Items 15 and
16 Above
18 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 15 to 17
19 Authorize Capital Increase of Up to For Against Management
EUR 50 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Approve Employee Stock Purchase Plan For For Management
22 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 50 Million
23 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
24 Amend Article 18 and 29 of Bylaws Re: For For Management
Related-Party Transactions, Stock
Dividend Program
--------------------------------------------------------------------------------
MAGNIT OAO
Ticker: MGNT Security ID: 55953Q202
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 21.15 For For Management
per Share for First Six Months of
Fiscal 2012
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties and
Amendments to the Procedures for
Endorsement and Guarantees
4 Approve Cash Dividend Distribution For For Management
from Capital Reserve
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6375K151
Meeting Date: JUL 30, 2012 Meeting Type: Annual
Record Date: JUL 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Tom King as Director For For Management
7 Re-elect Nick Winser as Director For For Management
8 Re-elect Ken Harvey as Director For For Management
9 Re-elect Linda Adamany as Director For For Management
10 Re-elect Philip Aiken as Director For For Management
11 Elect Nora Brownell as Director For For Management
12 Elect Paul Golby as Director For For Management
13 Elect Ruth Kelly as Director For For Management
14 Re-elect Maria Richter as Director For For Management
15 Re-elect George Rose as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve Remuneration Report For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Nicholas G. Moore For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Jeffry R. Allen For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Gerald Held For For Management
1.7 Elect Director T. Michael Nevens For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
1.10 Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement None For Shareholder
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gerard Michael Bond as a Director For For Management
2b Elect Vince Gauci as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McShane For For Management
1.2 Elect Director Thomas B. Nusz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: J61933123
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyauchi, Yoshihiko For For Management
1.2 Elect Director Inoe, Makoto For For Management
1.3 Elect Director Urata, Haruyuki For For Management
1.4 Elect Director Umaki, Tamio For For Management
1.5 Elect Director Kojima, Kazuo For For Management
1.6 Elect Director Yamaya, Yoshiyuki For For Management
1.7 Elect Director Kadowaki, Katsutoshi For For Management
1.8 Elect Director Sasaki, Takeshi For For Management
1.9 Elect Director Tsujiyama, Eiko For For Management
1.10 Elect Director Robert Feldman For For Management
1.11 Elect Director Niinami, Takeshi For For Management
1.12 Elect Director Usui, Nobuaki For For Management
1.13 Elect Director Yasuda, Ryuuji For For Management
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph F. Hake For For Management
1.2 Elect Director J. Brian Ferguson For For Management
1.3 Elect Director F. Philip Handy For For Management
1.4 Elect Director Michael H. Thaman For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARTNERS GROUP HOLDING
Ticker: PGHN Security ID: H6120A101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 6.25 per Share
3 Approve Remuneration Report For Against Management
4 Approve Discharge of Board and Senior For For Management
Management
5a Reelect Alfred Gantner as Director For For Management
5b Reelect Peter Wuffli as Director For For Management
5c Elect Steffen Meister as Director For For Management
5d Elect Charles Dallara as Director For For Management
5e Elect Patrick Ward as Director For For Management
6 Ratify KPMG AG as Auditors For For Management
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
PERFORM GROUP PLC
Ticker: PER Security ID: G7012D105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Walker as Director For For Management
4 Re-elect Simon Denyer as Director For For Management
5 Re-elect Oliver Slipper as Director For For Management
6 Re-elect David Surtees as Director For For Management
7 Re-elect Peter Williams as Director For For Management
8 Re-elect Marc Brown as Director For For Management
9 Re-elect Jorg Mohaupt as Director For For Management
10 Re-elect Peter Parmenter as Director For For Management
11 Elect Gabby Logan as Director For For Management
12 Re-appoint Grant Thornton UK LLP as For For Management
Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cohen For For Management
1.2 Elect Director David T. Gibbons For For Management
1.3 Elect Director Ran Gottfried For For Management
1.4 Elect Director Ellen R. Hoffing For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PT ALAM SUTERA REALTY TBK
Ticker: ASRI Security ID: Y7126F103
Meeting Date: JUN 03, 2013 Meeting Type: Annual/Special
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Reelect M. Usman, H. Tirtohadiguno, K. For For Management
Sudiono, P.E. Pangestu, and P.
Sudyatmiko as Commissioners; and T.
Ramadi, S. Soemawinata, J.S. Tjong, L.
S. Sukotjo, and A.C. Walker as
Directors
1 Approve Change in the Company's For For Management
Corporate Form from a Foreign Direct
Investment Company to a Non-Facility
Company
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: APR 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Consolidated For For Management
Financial Statements of the Company
and Commissioners' Report; and Ratify
Annual Report on the Partnership and
Community Development Program (PCDP)
2 Approve Allocation of Income For For Management
3 Approve Auditors of the Company and For For Management
the PCDP
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Guidelines and Increase in For Against Management
Pension and Other Benefits for the
Members of Dana Pensiun Bank Mandiri
Satu, Dana Pensiun Bank Mandiri Dua,
Dana Pensiun Bank Mandiri Tiga, and
Dana Pensiun Bank Mandiri Empat
6 Ratify Minister of State Owned For For Management
Enterprises Regulation No.
PER-12/MBU/2012 regarding the
Supporting Organs for the Board of
Commissioners of a State-owned
Enterprise
7 Confirm Amount (Ceiling) for For Against Management
Non-Collectible Receivables (Haircut)
Determined by AGMs and Implementation
of the Utilization of Said Amount,
Including for Debtors who are Victims
of Natural Disasters
8 Amend Articles of Association For Against Management
9 Elect Directors For Against Management
--------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK
Ticker: BMTR Security ID: Y7119T144
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Approve Issuance of Shares Pursuant to For Against Management
the Employee and Management Stock
Option Program (EMSOP)
2 Approve Increase in Registered Capital For Against Management
3 Approve Issuance of Equity Shares For Against Management
without Preemptive Rights
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Elect Directors and Commissioners and For Against Management
Approve Their Remuneration
5 Reaffirm Composition of Shareholders For For Management
of the Company
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: DEC 14, 2012 Meeting Type: Special
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Commissioners For Against Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: MAR 07, 2013 Meeting Type: Special
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Debt Securities For For Management
--------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK
Ticker: TBIG Security ID: Y71372109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. McCormick,Jr. For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Devonshire For For Management
1.2 Elect Director John F. Fort, III For For Management
1.3 Elect Director Brian D. Jellison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Thomas R. Hix as Director For For Management
2 Re-elect Suzanne P. Nimocks as Director For For Management
3 Re-elect P. Dexter Peacock as Director For For Management
4 Appoint Deloitte & Touche LLP as U.S. For For Management
Auditors
5 Appoint Deloitte & Touche UK LLP as U. For For Management
K. Auditors
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William T. Fox, III as Director For For Management
2 Elect Sir Graham Hearne as Director For For Management
3 Elect H. E. Lentz as Director For For Management
4 Ratify Deloitte & Touche LLP as our U. For For Management
S. Auditors
5 Reappoint Deloitte & Touche U.K LLP as For For Management
our U.K. Auditors
6 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Approve Omnibus Stock Plan For For Management
8 Approve Remuneration Report For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SACYR VALLEHERMOSO S.A
Ticker: Security ID: E6038H118
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: JUN 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board For For Management
4.1 Reelect Demetrio Carceller Arce as For Against Management
Director
4.2 Reelect Matias Cortes Dominguez as For Against Management
Director
4.3 Ratify Co-option of and Reelect For Against Management
Directors
4.4 Fix Number of Directors For Against Management
5 Approve Remuneration of Executive For Against Management
Director
6 Renew Appointment of Ersnt & Young as For For Management
Auditor
7.1 Change Company Name For For Management
7.2 Amend Article 1 Re: Change Company Name For For Management
8.1 Amend Article 1 of General Meeting For For Management
Regulations
8.2 Amend Article 23 of General Meeting For For Management
Regulations
9 Authorize Capitalization of Reserves For For Management
for Bonus Issue
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
SAIPEM
Ticker: SPM Security ID: T82000117
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Director For Against Management
4 Approve Remuneration of Auditors For For Management
5 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Marks For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Sanjay Mehrotra For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP AG
Ticker: SAP Security ID: 803054204
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
--------------------------------------------------------------------------------
SAPUTO INC.
Ticker: SAP Security ID: 802912105
Meeting Date: JUL 31, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele (Lino) Saputo For For Management
1.2 Elect Director Lino A. Saputo Jr. For For Management
1.3 Elect Director Lucien Bouchard For For Management
1.4 Elect Director Pierre Bourgie For For Management
1.5 Elect Director Henry E. Demone For For Management
1.6 Elect Director Frank A. Dottori For For Management
1.7 Elect Director Anthony M. Fata For For Management
1.8 Elect Director Annalisa King For For Management
1.9 Elect Director Tony Meti For For Management
1.10 Elect Director Caterina Monticciolo For For Management
1.11 Elect Director Patricia Saputo For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For For Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For Against Management
Hidekazu
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: Security ID: W90152120
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive Review by Chairman and CEO None None Management
8a Approve Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 4.50 per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (9) and For For Management
Deputy Members of Board (0)
10 Fix Number of Auditors (1) For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.65 Million for
Chairman, and SEK 550,000 for
Non-Executive Directors; Approve
Remuneration of Auditors
12 Reelect Par Boman, Rolf Borjesson, Jan For For Management
Johansson, Leif Johansson, Louise
Julian, Sverker Martin-Lof, Bert
Nordberg, Anders Nyren, and Barbara
Thoralfsson as Directors
13 Ratify PricewaterhouseCoopers AB as For For Management
Auditors
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Amend Articles Re: Insert Gender Quota None Against Shareholder
for Board of Directors
16 Close Meeting None None Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.68 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Acknowledge Auditors' Special Report For For Management
Regarding Related-Party Transactions
Mentioning the Absence of New
Related-Party Transactions
5 Ratify Appointment of Alexandra Bech For For Management
Gjorv as Director
6 Reelect Alexandra Bech Gjorv as For For Management
Director
7 Reelect Marie-Ange Debon as Director For For Management
8 Reelect Gerard Hauser as Director For For Management
9 Reelect Joseph Rinaldi as Director For For Management
10 Elect Manisha Girotra as Director For For Management
11 Elect Pierre-Jean Sivignon as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize up to 0.50 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
15 Authorize Restricted Stock Plan For For Management
Reserved for Chairman and/or CEO and
Executives, Subject to Approval of
Item 14
16 Authorize up to 0.30 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Authorize Stock Option Plan Reserved For For Management
for Chairman and/or CEO and
Executives, Subject to Approval of
Item 16
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Richard C. Berke For For Management
1.3 Elect Director Jack Futterman For For Management
1.4 Elect Director Marina Hahn For For Management
1.5 Elect Director Andrew R. Heyer For For Management
1.6 Elect Director Brett Icahn For Withhold Management
1.7 Elect Director Roger Meltzer For For Management
1.8 Elect Director Scott M. O'Neil For For Management
1.9 Elect Director David Schechter For For Management
1.10 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sumi, Shuuzo For For Management
2.2 Elect Director Tamai, Takaaki For For Management
2.3 Elect Director Nagano, Tsuyoshi For For Management
2.4 Elect Director Oba, Masashi For For Management
2.5 Elect Director Fujita, Hirokazu For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For For Management
2.8 Elect Director Kitazawa, Toshifumi For For Management
2.9 Elect Director Sasaki, Mikio For For Management
2.10 Elect Director Ito, Takashi For For Management
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Furuhashi, Mamoru For For Management
2.8 Elect Director Ihara, Yasumori For For Management
2.9 Elect Director Sudo, Seiichi For For Management
2.10 Elect Director Saga, Koei For For Management
2.11 Elect Director Ise, Kiyotaka For For Management
2.12 Elect Director Terashi, Shigeki For For Management
2.13 Elect Director Ishii, Yoshimasa For For Management
2.14 Elect Director Uno, Ikuo For For Management
2.15 Elect Director Kato, Haruhiko For For Management
2.16 Elect Director Mark T. Hogan For For Management
3 Amend Articles To Indemnify Directors For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIGN Security ID: H8817H100
Meeting Date: MAY 17, 2013 Meeting Type: Proxy Contest
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income For Did Not Vote Management
3A Approve Payment of a Dividend in For Did Not Vote Management
Principle
3B1 Approve Reduction (Transocean) in For Did Not Vote Management
Share Capital and Repayment of $2.24
per share
3B2 Approve Reduction (Icahn Group) in Against Did Not Vote Shareholder
Share Capital and Repayment of $4.00
per share
4 Approve Creation of CHF 75 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
5 Declassify the Board of Directors None Did Not Vote Shareholder
6A Elect Director Frederico F. Curado For Did Not Vote Management
6B Elect Director Steven L. Newman For Did Not Vote Management
6C Elect Director Thomas W. Cason For Did Not Vote Management
6D Elect Director Robert M. Sprague For Did Not Vote Management
6E Elect Director J. Michael Talbert For Did Not Vote Management
6F Elect Director John J. Lipinski Against Did Not Vote Shareholder
6G Elect Director Jose Maria Alapont Against Did Not Vote Shareholder
6H Elect Director Samuel Merksamer Against Did Not Vote Shareholder
7 Appointment Of Ernst & Young LLP as For Did Not Vote Management
Independent Registered Public
Accounting Firm for Fiscal Year 2013
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
8 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Accept Financial Statements and None For Management
Statutory Reports
2 Approve Allocation of Income None For Management
3A Approve Payment of a Dividend in For For Management
Principle
3B1 Approve Reduction (Transocean) in Against For Management
Share Capital and Repayment of $2.24
per share
3B2 Approve Reduction (Icahn Group) in For Against Shareholder
Share Capital and Repayment of $4.00
per share
4 Approve Creation of CHF 75 Million Against For Management
Pool of Capital without Preemptive
Rights
5 Declassify the Board of Directors For For Shareholder
6A Elect Director Frederico F. Curado For For Management
6B Elect Director Steven L. Newman For For Management
6C Elect Director Thomas W. Cason Against For Management
6D Elect Director Robert M. Sprague Against For Management
6E Elect Director J. Michael Talbert Against For Management
6F Elect Directors John J. Lipinski For Against Shareholder
6G Elect Directors Jose Maria Alapont For Against Shareholder
6H Elect Directors Samuel Merksamer For Against Shareholder
7 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2013
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
8 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TULLOW OIL PLC
Ticker: TLW Security ID: G91235104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Anne Drinkwater as Director For For Management
5 Re-elect Tutu Agyare as Director For For Management
6 Re-elect David Bamford as Director For For Management
7 Re-elect Ann Grant as Director For For Management
8 Re-elect Aidan Heavey as Director For For Management
9 Re-elect Steve Lucas as Director For For Management
10 Re-elect Graham Martin as Director For For Management
11 Re-elect Angus McCoss as Director For For Management
12 Re-elect Paul McDade as Director For For Management
13 Re-elect Ian Springett as Director For For Management
14 Re-elect Simon Thompson as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Commitee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Tullow Incentive Plan For For Management
21 Approve Employee Share Award Plan For For Management
22 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.15 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Axel Weber as Director For For Management
4.1b Reelect Michel Demare as Director For For Management
4.1c Reelect David Sidwell as Director For For Management
4.1d Reelect Rainer-Marc Frey as Director For For Management
4.1e Relect Ann Godbehere as Director For For Management
4.1f Reelect Axel Lehmann as Director For For Management
4.1g Reelect Helmut Panke as Director For For Management
4.1h Reelect William Parrett as Director For For Management
4.1i Reelect Isabelle Romy as Director For For Management
4.1j Reelect Beatrice Weder di Mauro as For For Management
Director
4.1k Reelect Joseph Yam as Director For For Management
4.2 Elect Reto Francioni as Director For For Management
4.3 Ratify Ernst & Young Ltd. as Auditors For For Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Laura Cha as Director For For Management
15 Elect Mary Ma as Director For For Management
16 Elect John Rishton as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Hotz For For Management
--------------------------------------------------------------------------------
VALEO
Ticker: FR Security ID: F96221126
Meeting Date: JUN 06, 2013 Meeting Type: Annual/Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Reelect Gerard Blanc as Director For For Management
4 Reelect Michael Jay as Director For For Management
5 Elect Sophie Dutordoir as Director For For Management
6 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
7 Approve Auditors' Special Report on For For Management
Related-Party Transactions
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23 Million
11 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegations Submitted to
Shareholders Vote Above
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLVB Security ID: 928856301
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Sven Unger as Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Board and Board Committee None None Management
Reports
8 Receive Financial Statements and None None Management
Statutory Reports
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 3.00 per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (9) and For For Management
Deputy Members of Board (0)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.25 Million for
Chairman and SEK 750,000 for Other
Members; Approve Remuneration for
Committee Work
14 Reelect Peter Bijur, Jean-Baptiste For For Management
Duzan, Hanne de Mora, Anders Nyren,
Olof Persson, Carl-Henric Svanberg
(Chairman), Ravi Venkatesan, Lars
Westerberg, and Ying Yeh as Directors;
15 Elect Chairman of the Board For For Management
(Carl-Henric Svanberg), Carl-Olof By,
Lars Forberg, Hakan Sandberg, and
Yngve Slyngstad as Members of
Nominating Committee; Approve Omission
of Remuneration of Nominating Committee
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Amend Articles Re: Auditor Tenure For For Management
18 Amend Articles Re: Insert Gender Quota None Against Shareholder
for Board of Directors
19 Request Board to Consider Increasing None Against Shareholder
Apprenticeships
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Mark A. Emmert For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director John I. Kieckhefer For For Management
1.5 Elect Director Wayne W. Murdy For For Management
1.6 Elect Director Nicole W. Piasecki For For Management
1.7 Elect Director Doyle R. Simons For For Management
1.8 Elect Director Richard H. Sinkfield For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director Kim Williams For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gary T. DiCamillo For For Management
1c Elect Director Diane M. Dietz For For Management
1d Elect Director Jeff M. Fettig For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director William T. Kerr For For Management
1g Elect Director John D. Liu For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
- Reflect Stock Exchange Mandate to
Consolidate Trading Units
2.1 Elect Director Miyasaka, Manabu For For Management
2.2 Elect Director Son, Masayoshi For For Management
2.3 Elect Director Miyauchi, Ken For Against Management
2.4 Elect Director Imai, Yasuyuki For Against Management
2.5 Elect Director Kenneth Goldman For Against Management
3.1 Appoint Statutory Auditor Sano, Mitsuo For Against Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: AUG 30, 2012 Meeting Type: Special
Record Date: JUL 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
======================== BlackRock High Yield V.I. Fund ========================
ADA-ES, INC.
Ticker: ADES Security ID: 005208103
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kim B. Clarke For For Management
1.2 Elect Director Michael D. Durham For For Management
1.3 Elect Director Alan Bradley Gabbard For For Management
1.4 Elect Director Derek C. Johnson For For Management
1.5 Elect Director W. Phillip Marcum For For Management
1.6 Elect Director Mark H. McKinnies For For Management
1.7 Elect Director Robert E. Shanklin For For Management
1.8 Elect Director Jeffrey C. Smith For For Management
1.9 Elect Director Richard J. Swanson For For Management
2 Approve Formation of Holding Company For For Management
3 Ratify Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AINSWORTH LUMBER CO. LTD.
Ticker: ANS Security ID: 009037201
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Chadwick For Withhold Management
1.2 Elect Director Paul Gagne For For Management
1.3 Elect Director Peter Gordon For For Management
1.4 Elect Director Paul Houston For Withhold Management
1.5 Elect Director John Lacey For For Management
1.6 Elect Director Jim Lake For For Management
1.7 Elect Director Gordon Lancaster For For Management
1.8 Elect Director Pierre McNeil For Withhold Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Change Jurisdiction of Incorporation For For Management
[CBCA to BCBCA]
--------------------------------------------------------------------------------
AINSWORTH LUMBER CO. LTD.
Ticker: ANS Security ID: C01023206
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Chadwick For Withhold Management
1.2 Elect Director Paul Gagne For For Management
1.3 Elect Director Peter Gordon For For Management
1.4 Elect Director Paul Houston For Withhold Management
1.5 Elect Director John Lacey For For Management
1.6 Elect Director Jim Lake For For Management
1.7 Elect Director Gordon Lancaster For For Management
1.8 Elect Director Pierre McNeil For Withhold Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Change Jurisdiction of Incorporation For For Management
[CBCA to BCBCA]
--------------------------------------------------------------------------------
AMERICAN CAPITAL, LTD.
Ticker: ACAS Security ID: 02503Y103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Baskin For For Management
1.2 Elect Director Neil M. Hahl For For Management
1.3 Elect Director Philip R. Harper For For Management
1.4 Elect Director John A. Koskinen For For Management
1.5 Elect Director Stan Lundine For For Management
1.6 Elect Director Kenneth D. Peterson, Jr. For For Management
1.7 Elect Director Alvin N. Puryear For For Management
1.8 Elect Director Malon Wilkus For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary W. Carter For For Management
1.2 Elect Director Thomas V. Reifenheiser For For Management
1.3 Elect Director John R. Ryan For For Management
1.4 Elect Director Vincent Tese For Withhold Management
1.5 Elect Director Leonard Tow For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION
Ticker: CZR Security ID: 127686103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Benjamin For For Management
1.2 Elect Director Jeffrey T. Housenbold For For Management
1.3 Elect Director Lynn C. Swann For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lance Conn For Withhold Management
1.2 Elect Director Darren Glatt For For Management
1.3 Elect Director Craig A. Jacobson For For Management
1.4 Elect Director Bruce A. Karsh For For Management
1.5 Elect Director Edgar Lee For For Management
1.6 Elect Director Jeffrey A. Marcus For For Management
1.7 Elect Director John D. Markley, Jr. For For Management
1.8 Elect Director David C. Merritt For For Management
1.9 Elect Director Stan Parker For For Management
1.10 Elect Director Thomas M. Rutledge For For Management
1.11 Elect Director Eric L. Zinterhofer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Michael J. Embler For For Management
1c Elect Director William M. Freeman For For Management
1d Elect Director David M. Moffett For For Management
1e Elect Director R. Brad Oates For For Management
1f Elect Director Marianne Miller Parrs For For Management
1g Elect Director Gerald Rosenfeld For For Management
1h Elect Director John R. Ryan For For Management
1i Elect Director Seymour Sternberg For For Management
1j Elect Director Peter J. Tobin For For Management
1k Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825205
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia A. Kamsky For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director Joseph C. Muscari For For Management
1.4 Elect Director Steven B. Schwarzwaelder For For Management
1.5 Elect Director Richard F. Wallman For Withhold Management
1.6 Elect Director Keith E. Wandell For For Management
1.7 Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825502
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia A. Kamsky For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director Joseph C. Muscari For For Management
1.4 Elect Director Steven B. Schwarzwaelder For For Management
1.5 Elect Director Richard F. Wallman For Withhold Management
1.6 Elect Director Keith E. Wandell For For Management
1.7 Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, LTD.
Ticker: FSL Security ID: G3727Q101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chinh E. Chu For For Management
1.2 Elect Director John T. Dickson For For Management
1.3 Elect Director Daniel J. Heneghan For For Management
1.4 Elect Director Thomas H. Lister For For Management
1.5 Elect Director Gregg A. Lowe For For Management
1.6 Elect Director John W. Marren For For Management
1.7 Elect Director J. Daniel McCranie For For Management
1.8 Elect Director James A. Quella For For Management
1.9 Elect Director Peter Smitham For For Management
1.10 Elect Director Gregory L. Summe For For Management
1.11 Elect Director Claudius E. Watts, IV For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel F. Akerson For For Management
1b Elect Director David Bonderman For Against Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Robert D. Krebs For For Management
1g Elect Director Kathryn V. Marinello For For Management
1h Elect Director Michael G. Mullen For For Management
1i Elect Director James J. Mulva For For Management
1j Elect Director Patricia F. Russo For Against Management
1k Elect Director Thomas M. Schoewe For For Management
1l Elect Director Theodore M. Solso For For Management
1m Elect Director Carol M. Stephenson For For Management
1n Elect Director Cynthia A. Telles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For Withhold Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Jon M. Huntsman, Jr. For Withhold Management
1.4 Elect Director Robert J. Margetts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marsha H. Fanucci For For Management
1.2 Elect Director Terrance G. McGuire For For Management
1.3 Elect Director Edward P. Owens For For Management
1.4 Elect Director Christopher T. Walsh For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MPG OFFICE TRUST, INC.
Ticker: MPG Security ID: 553274200
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Deutschman For For Management
1.2 Elect Director Edward J. Ratinoff For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Adopt Financial Statements and For For Management
Statutory Reports
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Discharge of Board of Directors For For Management
3a Elect R.L. Clemmer as Director For For Management
3b Elect Peter Bonfield as Director For For Management
3c Elect J.P. Huth as Director For For Management
3d Elect E. Durban as Director For For Management
3e Elect K.A. Goldman as Director For For Management
3f Elect J. Kaeser as Director For For Management
3g Elect I. Loring as Director For For Management
3h Elect M. Plantevin as Director For For Management
3i Elect V. Bhatia as Director For For Management
3j Elect R. MacKenzie as Director For For Management
3k Elect Jean-Pierre Saad as Director For For Management
4 Authorize Repurchase of Up to 50 For Against Management
Percent of Issued Share Capital
5 Other Business (Non-Voting) None None Management
======================= BlackRock International VI Fund ========================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Barry Chun-Yuen Cheung as For For Management
Director
4 Elect George Yong-Boon Yeo as Director For For Management
5 Elect Narongchai Akrasanee as Director For For Management
6 Elect Qin Xiao as Director For For Management
7 Elect Mark Edward Tucker as Director For For Management
8 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
10 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Did Not Vote Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Did Not Vote Management
Option Plan: Issuance of 185,000
Warrants
A1e Renew Authorization to Increase Share For Did Not Vote Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Did Not Vote Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For Did Not Vote Management
B6 Approve Discharge of Auditors For Did Not Vote Management
B7 Reelect Kees Storm as Director For Did Not Vote Management
B8 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Did Not Vote Management
B9b Approve Stock Option Plan Grants For Did Not Vote Management
B10 Approve Remuneration of Directors For Did Not Vote Management
B11a Approve Change-of-Control Clause Re : For Did Not Vote Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For Did Not Vote Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.53 Per Share For For Management
8 Approve Remuneration Policy 2014 for For For Management
Management Board Members
9a Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2010
9b Approve Performance Share Arrangement For For Management
According to Remuneration Policy 2014
10 Approve Numbers of Stock Options, For For Management
Respectively Shares, for Employees
11 Announce Intention to Reappoint F.J. None None Management
van Hout to Management Board
12a Reelect H.C.J. van den Burg to For For Management
Supervisory Board
12b Reelect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
12c Reelect W.H. Ziebart to Supervisory For For Management
Board
12d Elect D.A. Grose to Supervisory Board For For Management
12e Elect C.M.S. Smits-Nusteling to For For Management
Supervisory Board
13 Announcement of Retirement of None None Management
Supervisory Board Members F.W.
Frohlich and OB Bilous by Rotation in
2014
14 Ratify Deloitte Accountants as Auditors For For Management
15a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
15b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15a
15c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
15d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 15c
16a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
17 Authorize Cancellation of Repurchased For For Management
Shares
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCOA Security ID: W10020118
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report; Allow None None Management
Questions
8a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Discharge of Board and For Did Not Vote Management
President
8c Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.50 per Share
8d Approve May 3, 2012 as Record Date for For Did Not Vote Management
Dividend
9 Determine Number of Members (10) and For Did Not Vote Management
Deputy Members of Board (0)
10 Reelect Sune Carlsson (Chair), Staffan For Did Not Vote Management
Bohman, Johan Forssell, Ronnie Leten,
Ulla Litzen, Gunilla Nordstrom, Anders
Ullberg, Peter Wallenberg, and
Margareth Ovrum as Directors; Elect
Hans Straberg (Vice Chair) as New
Director
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.85 Million for
Chairman, SEK 750,000 for Vice Chair,
and SEK 555,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Synthetic Shares as Part
of Remuneration
12a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
12b Approve 2013 Stock Option Plan for Key For Did Not Vote Management
Employees
13a Authorize Repurchase of Up to 4.25 For Did Not Vote Management
Million Class A Shares in Connection
with 2013 Stock Option Plan for Key
Employees
13b Authorize Repurchase of Up to 70,000 For Did Not Vote Management
Class A Shares in Connection with
Synthetic Share Plan
13c Approve Transfer of Shares in For Did Not Vote Management
Connection with 2013 Stock Option Plan
for Key Employees
13d Approve Transfer of Shares in For Did Not Vote Management
Connection with Synthetic Share Plan
13e Approve Transfer of Shares in For Did Not Vote Management
Connection with 2008, 2009, and 2010
Stock Option Plans for Key Employees
14 Close Meeting None None Management
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Jean-Laurent Bonnafe
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Jean-Laurent Bonnafe as For For Management
Director
8 Reelect Michel Tilmant as Director For For Management
9 Reelect Emiel Van Broekhoven as For For Management
Director
10 Elect Christophe de Margerie as For For Management
Director
11 Elect Marion Guillou as Director For For Management
12 Authorize Auditors to File Required For For Management
Documents at the Court's Clerk Office
13 Amend New Set of Bylaws For For Management
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Tracy Clarke as Director For For Management
4 Re-elect Jeremy Darroch as Director For For Management
5 Re-elect David DeVoe as Director For For Management
6 Re-elect Nicholas Ferguson as Director For For Management
7 Elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Griffith as Director For For Management
9 Re-elect Andrew Higginson as Director For For Management
10 Re-elect Thomas Mockridge as Director For For Management
11 Re-elect James Murdoch as Director For For Management
12 Elect Matthieu Pigasse as Director For For Management
13 Re-elect Daniel Rimer as Director For For Management
14 Re-elect Arthur Siskind as Director For For Management
15 Re-elect Lord Wilson of Dinton as For For Management
Director
16 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Off-Market Purchase of For For Management
Ordinary Shares
24 Approve the News Agreement as a For For Management
Related Party Transaction
--------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Mitarai, Fujio For For Management
2.2 Elect Director Tanaka, Toshizo For For Management
2.3 Elect Director Ikoma, Toshiaki For For Management
2.4 Elect Director Watanabe, Kunio For For Management
2.5 Elect Director Adachi, Yoroku For For Management
2.6 Elect Director Mitsuhashi, Yasuo For For Management
2.7 Elect Director Matsumoto, Shigeyuki For For Management
2.8 Elect Director Homma, Toshio For For Management
2.9 Elect Director Nakaoka, Masaki For For Management
2.10 Elect Director Honda, Haruhisa For For Management
2.11 Elect Director Ozawa, Hideki For For Management
2.12 Elect Director Maeda, Masaya For For Management
2.13 Elect Director Tani, Yasuhiro For For Management
2.14 Elect Director Araki, Makoto For For Management
2.15 Elect Director Suematsu, Hiroyuki For For Management
2.16 Elect Director Uzawa, Shigeyuki For For Management
2.17 Elect Director Nagasawa, Kenichi For For Management
2.18 Elect Director Otsuka, Naoji For For Management
2.19 Elect Director Yamada, Masanori For For Management
2.20 Elect Director Wakiya, Aitake For For Management
2.21 Elect Director Ono, Kazuto For For Management
3 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R204
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: JUN 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yang Mingsheng as Executive For For Management
Director
2 Elect Wan Feng as Executive Director For For Management
3 Elect Lin Dairen as Executive Director For For Management
4 Elect Liu Yingqi as Executive Director For For Management
5 Elect Miao Jianmin as Non-Executive For For Management
Director
6 Elect Zhang Xiangxian as Non-Executive For For Management
Director
7 Elect Wang Sidong as Non-Executive For For Management
Director
8 Elect Sun Changji as Independent For For Management
Non-Executive Director
9 Elect Bruce Douglas Moore as For For Management
Independent Non-Executive Director
10 Elect Anthony Francis Neoh as For For Management
Independent Non-Executive Director
11 Elect Xia Zhihua as Shareholder For For Management
Representative Supervisor
12 Elect Shi Xiangming as Shareholder For For Management
Representative Supervisor
13 Elect Tang Jianbang as Independent For For Shareholder
Non-Executive Director
14 Elect Luo Zhongmin as External For For Shareholder
Supervisor
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R204
Meeting Date: FEB 19, 2013 Meeting Type: Special
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
2 Amend Articles of Association of the For For Management
Company
3 Amend Procedural Rules for the Board For For Management
of Directors Meetings
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R204
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Supervisory Committee For For Management
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Remuneration of Auditors for For For Management
the Year 2012
7 Approve Appointment of Auditors for For For Management
the Year 2013
8 Approve Cap Amounts in Respect of the For For Management
Framework Agreement with China Guangfa
Bank Co. Ltd.
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For For Management
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends CHF 0.10 per Share For For Management
from Capital Contribution Reserves to
be Paid in Shares and Cash
4.1 Approve Creation of CHF 6.0 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
4.2 Approve CHF 1.1 Million Increase in For For Management
Pool of Conditional Capital for
Delivering Shares as Part of Employee
Participation Programs
5 Amend Articles Re: Board Related For For Management
6.1.1 Reelect Noreen Doyle as Director For For Management
6.1.2 Reelect Jassim Bin Hamad J.J. Al Thani For For Management
as Director
6.1.3 Elect Kai S. Nargolwala as Director For For Management
6.2 Ratify KPMG AG as Auditors For For Management
6.3 Ratify BDO AG as Special Auditors For For Management
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Rose For For Management
2 Elect Director Robert R. Wright For For Management
3 Elect Director Mark A. Emmert For For Management
4 Elect Director R. Jordan Gates For For Management
5 Elect Director Dan P. Kourkoumelis For For Management
6 Elect Director Michael J. Malone For For Management
7 Elect Director John W. Meisenbach For For Management
8 Elect Director Liane J. Pelletier For For Management
9 Elect Director James L.k. Wang For For Management
10 Elect Director Tay Yoshitani For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Approve Stock Option Plan For For Management
13 Ratify Auditors For For Management
14 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 82.04
2 Amend Articles To Authorize Public For Against Management
Announcements in Electronic Format -
Indemnify Directors - Increase Maximum
Board Size
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Gonda, Yoshihiro For For Management
3.4 Elect Director Richard E. Schneider For For Management
3.5 Elect Director Uchida, Hiroyuki For For Management
3.6 Elect Director Kosaka, Tetsuya For For Management
3.7 Elect Director Matsubara, Shunsuke For For Management
3.8 Elect Director Kohari, Katsuo For For Management
3.9 Elect Director Okada, Toshiya For For Management
3.10 Elect Director Hiramoto, Kazuyuki For For Management
3.11 Elect Director Olaf C. Gehrels For For Management
3.12 Elect Director Aoyama, Kazunari For For Management
3.13 Elect Director Ito, Takayuki For For Management
3.14 Elect Director Yamada, Yuusaku For For Management
3.15 Elect Director Hishikawa, Tetsuo For For Management
3.16 Elect Director Noda, Hiroshi For For Management
3.17 Elect Director Inaba, Kiyonori For For Management
3.18 Elect Director Ono, Masato For For Management
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: G4721W102
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Dr Ken Burnett as Director For For Management
5 Re-elect Alison Cooper as Director For For Management
6 Re-elect Robert Dyrbus as Director For For Management
7 Elect David Haines as Director For For Management
8 Re-elect Michael Herlihy as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect Iain Napier as Director For For Management
11 Elect Matthew Phillips as Director For For Management
12 Re-elect Berge Setrakian as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Re-elect Malcolm Wyman as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Approve Share Matching Scheme For For Management
20 Approve Long Term Incentive Plan For For Management
21 Approve International Sharesave Plan For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Elect Roger Faxon as Director For For Management
6 Re-elect Mike Clasper as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Ian Griffiths as Director For For Management
9 Re-elect Andy Haste as Director For For Management
10 Re-elect Dame Lucy Neville-Rolfe as For For Management
Director
11 Re-elect Archie Norman as Director For For Management
12 Re-elect John Ormerod as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Performance Share Plan For For Management
21 Approve Savings-Related Share Option For For Management
Scheme
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 38
2 Elect Director Terabatake, Masamichi For For Management
3 Appoint Statutory Auditor Kojima, For For Management
Tomotaka
4 Approve Alternate Income Allocation, Against Against Shareholder
with a Final Dividend of JPY 120
5 Authorize Share Repurchase of Up To Against Against Shareholder
100 Million Shares in the Coming Year
6 Amend Articles to Allow Binding Against For Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
7 Cancel the Company's Treasury Shares Against Against Shareholder
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Daniel Bernard as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Pascal Cagni as Director For For Management
7 Re-elect Clare Chapman as Director For For Management
8 Re-elect Ian Cheshire as Director For For Management
9 Re-elect Anders Dahlvig as Director For For Management
10 Re-elect Janis Kong as Director For For Management
11 Re-elect Kevin O'Byrne as Director For For Management
12 Re-elect Mark Seligman as Director For For Management
13 Elect Philippe Tible as Director For For Management
14 Elect Karen Witts as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties and
Amendments to the Procedures for
Endorsement and Guarantees
4 Approve Cash Dividend Distribution For For Management
from Capital Reserve
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emiliano Calemzuk For For Management
1.2 Elect Director Marcos Galperin For For Management
1.3 Elect Director Veronica Allende Serra For For Management
1.4 Elect Director Meyer Malka For For Management
1.5 Elect Director Javier Olivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Okihara, Takamune For For Management
3.2 Elect Director Wakabayashi, Tatsuo For For Management
3.3 Elect Director Hirano, Nobuyuki For For Management
3.4 Elect Director Tanaka, Masaaki For For Management
3.5 Elect Director Yuuki, Taihei For For Management
3.6 Elect Director Hamakawa, Ichiro For For Management
3.7 Elect Director Kagawa, Akihiko For For Management
3.8 Elect Director Toyoizumi, Toshiro For For Management
3.9 Elect Director Okamoto, Junichi For For Management
3.10 Elect Director Araki, Saburo For For Management
3.11 Elect Director Noguchi, Hiroyuki For For Management
3.12 Elect Director Tokunari, Muneaki For For Management
3.13 Elect Director Araki, Ryuuji For For Management
3.14 Elect Director Watanabe, Kazuhiro For For Management
3.15 Elect Director Kawamoto, Yuuko For For Management
4.1 Appoint Statutory Auditor Mikumo, For For Management
Takashi
4.2 Appoint Statutory Auditor Okamoto, For For Management
Kunie
4.3 Appoint Statutory Auditor Ikeda, For For Management
Yasushi
4.4 Appoint Statutory Auditor Kojima, Hideo For For Management
5 Amend Deep Discount Stock Option Plan For For Management
Approved at 2007 AGM and Approve
Adjustment to Aggregate Compensation
Ceilings for Directors and Statutory
Auditors
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 6,000 per Share
2.1.1 Elect Shin Jae-Cheol as Outside For For Management
Director
2.1.2 Elect Lee Myung-Woo as Outside Director For For Management
2.1.3 Elect Kim Ji-Hyung as Outside Director For For Management
2.2 Elect Kim Ji-Hyung as Member of Audit For For Management
Committee
2.3.1 Elect Jang In-Hwan as Inside Director For For Management
2.3.2 Elect Kim Eung-Kyu as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Commissioners' Report
2 Approve Annual Report and Financial For For Management
Statements of the Partnership and
Community Development Program
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Implementation of Minister of For For Management
State-Owned Enterprises Regulations
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Allocation of Income, and Dividend of
KRW 7,500 per Common Share and KRW
7,550 per Preferred Share
2.1.1 Reelect Lee In-Ho as Outside Director For For Management
2.1.2 Elect Song Gwang-Soo as Outside For For Management
Director
2.1.3 Elect Kim Eun-Mee as Outside Director For For Management
2.2.1 Elect Yoon Boo-Keun as Inside Director For For Management
2.2.2 Elect Shin Jong-Kyun as Inside Director For For Management
2.2.3 Elect Lee Sang-Hoon as Inside Director For For Management
2.3.1 Reelect Lee In-Ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-Soo as Member of For For Management
Audit Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Toh Hup Hock as Executive For For Management
Director
3b Elect Michael Alan Leven as For For Management
Non-Executive Director
3c Elect Jeffrey Howard Schwartz as For For Management
Non-Executive Director
3d Elect David Muir Turnbull as For For Management
Independent Non-Executive Director
3e Elect Victor Patrick Hoog Antink as For For Management
Independent Non-Executive Director
3f Elect Steven Zygmunt Strasser as For For Management
Independent Non-Executive Director
3g Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as None None Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt Company's Formal Chinese Name, For For Management
and Amend Memorandum and Articles of
Association to Reflect the Amended
Name of the Company
9 Amend Memorandum and Articles of For Against Management
Association of the Company
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SBERBANK OF RUSSIA
Ticker: SBER Security ID: 80585Y308
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 2.57 per Common Share
and RUB 3.20 per Preferred Share
4 Ratify Auditor For For Management
5.1 Elect German Gref as Director None Against Management
5.2 Elect Sergey Guriyev as Director None For Management
5.3 Elect Mikhail Dmitriev as Director None Against Management
5.4 Elect Bella Zlatkis as Director None Against Management
5.5 Elect Nadezhda Ivanova as Director None Against Management
5.6 Elect Sergey Ignatyev as Director None Against Management
5.7 Elect Alexei Kudrin as Director None Against Management
5.8 Elect Ilya Lomakin-Rumyantsev as None Against Management
Director
5.9 Elect Georgy Luntovsky as Director None Against Management
5.10 Elect Mikhail Matovnikov as Director None Against Management
5.11 Elect Vladimir Mau as Director None For Management
5.12 Elect Alexey Moiseev as Director None Against Management
5.13 Elect Alessandro Profumo as Director None Against Management
5.14 Elect Sergey Sinelnikov-Murylev as None Against Management
Director
5.15 Elect Dmitriy Tulin as Director None Against Management
5.16 Elect Alexei Ulyukayev as Director None Against Management
5.17 Elect Ronald Freeman as Director None Against Management
5.18 Elect Sergey Shvetsov as Director None Against Management
5.19 Elect Ahmet Egilmez Mahfi as Director None Against Management
6.1 Elect Natalya Borodina as Member of For For Management
Audit Commission
6.2 Elect Vladimir Volkov as Member of For For Management
Audit Commission
6.3 Elect Maxim Dolzhnikov as Member of For For Management
Audit Commission
6.4 Elect Yuliya Isakhanova as Member of For For Management
Audit Commission
6.5 Elect Aleksey Minenko as Member of For For Management
Audit Commission
6.6 Elect Olga Polyakova as Member of For For Management
Audit Commission
6.7 Elect Natalia Revina as Member of For For Management
Audit Commission
7 Approve Remuneration of Directors and For For Management
Members of Audit Comission
8 Approve Regulations on Remuneration of For For Management
Directors
9 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.35 per Registered
Share and CHF 6.75 per Bearer Share
4 Reelect Esther Grether, Nayla Hayek, For Did Not Vote Management
Georges Hayek, Ernst Tanner, Claude
Nicollier, and Jean-Pierre Roth as
Directors
5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD.
Ticker: 00151 Security ID: G9431R103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Tsai Eng-Meng as Director For For Management
3b Reelect Chu Chi-Wen as Director For Against Management
3c Reelect Cheng Wen-Hsien as Director For For Management
3d Reelect Toh David Ka Hock as Director For Against Management
3e Reelect Lee Kwang-Chou as Director For Against Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Share Repurchase Program For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Discharge of Directors For For Management
5 Elect Rogier Rijnja as Director For For Management
6 Reelect Ilya Segalovich, Charles Ryan For For Management
and Alexander Voloshin as Directors
(Bundled)
7 Approve Cancellation of Class C Shares For For Management
Held in Treasury
8 Amend Articles Re: Reduce Authorized For For Management
Share Capital and Legislative Changes
9 Ratify ZAO Deloitte & Touche CIS as For For Management
Auditors
10 Grant Board Authority to Issue Shares For Against Management
11 Authorize Board to Exclude Preemptive For Against Management
Rights from Issuance under Item 10
12 Authorize Repurchase of Up to 20 For Abstain Management
Percent of Issued Share Capital
13 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: AUG 30, 2012 Meeting Type: Special
Record Date: JUL 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
====================== BlackRock Large Cap Core V.I. Fund ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For Against Management
1.2 Elect Director Jean-Yves Charlier For For Management
1.3 Elect Director Robert J. Corti For Against Management
1.4 Elect Director Frederic R. Crepin For Against Management
1.5 Elect Director Jean-Francois Dubos For Against Management
1.6 Elect Director Lucian Grainge For For Management
1.7 Elect Director Brian G. Kelly For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Robert J. Morgado For Against Management
1.10 Elect Director Richard Sarnoff For For Management
1.11 Elect Director Regis Turrini For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Ticker: AWH Security ID: H01531104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barbara T. Alexander as Director For For Management
1.2 Elect Scott Hunter as Director For For Management
1.3 Elect Patrick de Saint-Aignan as For For Management
Director
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Retention of Disposable Profits For For Management
5 Approve Dividends For For Management
6 Approve Reduction in Share Capital For For Management
7 Appoint Deloitte & Touche Ltd. as For For Management
Independent Auditors and Deloitte AG
as Statutory Auditors
8 Appoint PricewaterhouseCoopers AG as For For Management
Special Auditor
9 Approve Discharge of Board and Senior For For Management
Management
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Catherine S. Brune For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Gayle P. W. Jackson For For Management
1.6 Elect Director James C. Johnson For For Management
1.7 Elect Director Steven H. Lipstein For For Management
1.8 Elect Director Patrick T. Stokes For For Management
1.9 Elect Director Thomas R. Voss For For Management
1.10 Elect Director Stephen R. Wilson For For Management
1.11 Elect Director Jack D. Woodard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Energy Efficiency and Against Against Shareholder
Renewable Energy Programs
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Irving W. Bailey, II For For Management
2 Elect Director David J. Barram For For Management
3 Elect Director Stephen L. Baum For For Management
4 Elect Director Erik Brynjolfsson For For Management
5 Elect Director Rodney F. Chase For For Management
6 Elect Director Judith R. Haberkorn For For Management
7 Elect Director J. Michael Lawrie For For Management
8 Elect Director Chong Sup Park For Against Management
9 Elect Director Lawrence A. Zimmerman For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 18, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank R. Mori For For Management
1b Elect Director Reynie Rutledge For For Management
1c Elect Director J.C. Watts, Jr. For For Management
1d Elect Director Nick White For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director Harold H. MacKay For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Nesli Basgoz For Did Not Vote Management
1.3 Elect Director Christopher J. Coughlin For Did Not Vote Management
1.4 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.5 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.6 Elect Director Gerald M. Lieberman For Did Not Vote Management
1.7 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
1.9 Elect Director Brenton L. Saunders For Did Not Vote Management
1.10 Elect Director Peter J. Zimetbaum For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Against Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments Against Did Not Vote Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Withhold Shareholder
1.2 Elect Director Pierre Legault For For Shareholder
1.3 Elect Director Andrew J. Fromkin For Withhold Shareholder
1.4 Elect Director Daniel A. Ninivaggi For Withhold Shareholder
1.5 Management Nominee - Howard Solomon For For Shareholder
1.6 Management Nominee - Nesli Basgoz For For Shareholder
1.7 Management Nominee - Christopher J. For For Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For For Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For For Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For For Shareholder
2 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Abstain Against Shareholder
5 Repeal Any Bylaws Amendments For Against Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director John P. Surma For For Management
1k Elect Director Richard J. Swift For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Omnibus Stock Plan For Abstain Management
5 Amend the Company's Articles of For For Management
Association to Give the Board of
Directors Authority to Declare
Non-Cash Dividends
6 Capital Reduction and Creation of For For Management
Distributable Reserves
7 Amend the Company's Articles of For For Management
Association to Expand the Authority to
Execute Instruments of Transfer
8 Amend the Company's Articles of For For Management
Association to Provide for Escheatment
in Accordance with U.S. Laws
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Jack B. Moore For For Management
1.6 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director B. Kevin Turner For For Management
1j Elect Director Robert D. Walter For For Management
1k Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Fix Number of Directors at Sixteen For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. O'Malley For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director Jefferson F. Allen For For Management
1.4 Elect Director Martin J. Brand For For Management
1.5 Elect Director Timothy H. Day For For Management
1.6 Elect Director David I. Foley For For Management
1.7 Elect Director Dennis M. Houston For For Management
1.8 Elect Director Edward F. Kosnik For For Management
1.9 Elect Director Neil A. Wizel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angel Cabrera For For Management
1b Elect Director Rita V. Foley For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Joseph S. Hardin, Jr. For For Management
1e Elect Director Gregory P. Josefowicz For For Management
1f Elect Director Richard K. Lochridge For For Management
1g Elect Director Robert F. Moran For For Management
1h Elect Director Barbara Munder For For Management
1i Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 25, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Stephen Felker For For Management
1.2 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.3 Elect Director John W. Spiegel For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Bush For For Management
1e Elect Director Norman A. Ferber For For Management
1f Elect Director Gregory L. Quesnel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director Jeffrey C. Crowe For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director William A. Linnenbringer For For Management
1.8 Elect Director Donna S. Morea For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director William H. Rogers, Jr. For For Management
1.11 Elect Director Frank W. Scruggs For For Management
1.12 Elect Director Thomas R. Watjen For For Management
1.13 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jody G. Miller For For Management
1.2 Elect Director John C. Plant For For Management
1.3 Elect Director Neil P. Simpkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director Laurence E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director David J. Vitale For For Management
1.9 Elect Director John H. Walker For For Management
1.10 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
===================== BlackRock Large Cap Growth V.I. Fund =====================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Macon F. Brock, Jr. For For Management
1.3 Elect Director Mary Anne Citrino For For Management
1.4 Elect Director H. Ray Compton For For Management
1.5 Elect Director Conrad M. Hall For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director J. Douglas Perry For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul J. Brown For For Management
2 Elect Director William C. Cobb For For Management
3 Elect Director Marvin R. Ellison For For Management
4 Elect Director Robert A. Gerard For For Management
5 Elect Director David Baker Lewis For For Management
6 Elect Director Victoria J. Reich For For Management
7 Elect Director Bruce C. Rohde For For Management
8 Elect Director Tom D. Seip For For Management
9 Elect Director Christianna Wood For For Management
10 Elect Director James F. Wright For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Approve Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock For For Management
Purchase Plan
15 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director John P. Surma For For Management
1k Elect Director Richard J. Swift For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Omnibus Stock Plan For Abstain Management
5 Amend the Company's Articles of For For Management
Association to Give the Board of
Directors Authority to Declare
Non-Cash Dividends
6 Capital Reduction and Creation of For For Management
Distributable Reserves
7 Amend the Company's Articles of For For Management
Association to Expand the Authority to
Execute Instruments of Transfer
8 Amend the Company's Articles of For For Management
Association to Provide for Escheatment
in Accordance with U.S. Laws
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mari J. Baker For For Management
1.2 Elect Director Raymond W. McDaniel, Jr For For Management
1.3 Elect Director William B. Plummer For For Management
1.4 Elect Director Kalpana Raina For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Jack B. Moore For For Management
1.6 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LTD Security ID: 501797104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 05, 2012 Meeting Type: Annual
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Henderson For For Management
1.2 Elect Director S. Louise Phanstiel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Fix Number of Directors at Sixteen For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. O'Malley For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director Jefferson F. Allen For For Management
1.4 Elect Director Martin J. Brand For For Management
1.5 Elect Director Timothy H. Day For For Management
1.6 Elect Director David I. Foley For For Management
1.7 Elect Director Dennis M. Houston For For Management
1.8 Elect Director Edward F. Kosnik For For Management
1.9 Elect Director Neil A. Wizel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angel Cabrera For For Management
1b Elect Director Rita V. Foley For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Joseph S. Hardin, Jr. For For Management
1e Elect Director Gregory P. Josefowicz For For Management
1f Elect Director Richard K. Lochridge For For Management
1g Elect Director Robert F. Moran For For Management
1h Elect Director Barbara Munder For For Management
1i Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Simon Biddiscombe For For Management
2 Elect Director H.K. Desai For For Management
3 Elect Director Balakrishnan S. Iyer For Against Management
4 Elect Director Kathryn B. Lewis For For Management
5 Elect Director D. Scott Mercer For For Management
6 Elect Director George D. Wells For For Management
7 Elect Director William M. Zeitler For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Bush For For Management
1e Elect Director Norman A. Ferber For For Management
1f Elect Director Gregory L. Quesnel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit SERP to Shareholder Vote Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Borje E. Ekholm For For Management
1c Elect Director Robert Greifeld For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director John D. Markese For For Management
1g Elect Director Ellyn A. McColgan For For Management
1h Elect Director Thomas F. O'Neill For For Management
1i Elect Director James S. Riepe For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Amendment and Restatement of For For Management
NASDAQ OMX's Restated Certificate of
Incorporation to Make Other
Non-Substantive Changes
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Dawn G. Lepore For For Management
1.9 Elect Director Carol Meyrowitz For For Management
1.10 Elect Director John F. O'Brien For For Management
1.11 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director Laurence E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director David J. Vitale For For Management
1.9 Elect Director John H. Walker For For Management
1.10 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Connaughton For For Management
1b Elect Director Tamar D. Howson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
===================== BlackRock Large Cap Value V.I. Fund ======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For Against Management
1.2 Elect Director Jean-Yves Charlier For For Management
1.3 Elect Director Robert J. Corti For Against Management
1.4 Elect Director Frederic R. Crepin For Against Management
1.5 Elect Director Jean-Francois Dubos For Against Management
1.6 Elect Director Lucian Grainge For For Management
1.7 Elect Director Brian G. Kelly For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Robert J. Morgado For Against Management
1.10 Elect Director Richard Sarnoff For For Management
1.11 Elect Director Regis Turrini For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Ticker: AWH Security ID: H01531104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barbara T. Alexander as Director For For Management
1.2 Elect Scott Hunter as Director For For Management
1.3 Elect Patrick de Saint-Aignan as For For Management
Director
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Retention of Disposable Profits For For Management
5 Approve Dividends For For Management
6 Approve Reduction in Share Capital For For Management
7 Appoint Deloitte & Touche Ltd. as For For Management
Independent Auditors and Deloitte AG
as Statutory Auditors
8 Appoint PricewaterhouseCoopers AG as For For Management
Special Auditor
9 Approve Discharge of Board and Senior For For Management
Management
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Catherine S. Brune For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Gayle P. W. Jackson For For Management
1.6 Elect Director James C. Johnson For For Management
1.7 Elect Director Steven H. Lipstein For For Management
1.8 Elect Director Patrick T. Stokes For For Management
1.9 Elect Director Thomas R. Voss For For Management
1.10 Elect Director Stephen R. Wilson For For Management
1.11 Elect Director Jack D. Woodard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Energy Efficiency and Against Against Shareholder
Renewable Energy Programs
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia 'Gina' C. For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry A. Fromberg For For Management
1.2 Elect Director Jeananne K. Hauswald For For Management
1.3 Elect Director Paul L. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Recapitalization Plan for all Against Against Shareholder
Stock to have One-vote per Share
7 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 18, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank R. Mori For For Management
1b Elect Director Reynie Rutledge For For Management
1c Elect Director J.C. Watts, Jr. For For Management
1d Elect Director Nick White For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director Harold H. MacKay For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Edward Allinson For For Management
1.2 Elect Director Stephen C. Hooley For For Management
1.3 Elect Director Brent L. Law For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Addesso For For Management
1.2 Elect Director John J. Amore For Withhold Management
1.3 Elect Director John R. Dunne For Withhold Management
1.4 Elect Director Joseph V. Taranto For For Management
1.5 Elect Director John A. Weber For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Nesli Basgoz For Did Not Vote Management
1.3 Elect Director Christopher J. Coughlin For Did Not Vote Management
1.4 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.5 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.6 Elect Director Gerald M. Lieberman For Did Not Vote Management
1.7 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
1.9 Elect Director Brenton L. Saunders For Did Not Vote Management
1.10 Elect Director Peter J. Zimetbaum For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Against Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments Against Did Not Vote Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Withhold Shareholder
1.2 Elect Director Pierre Legault For For Shareholder
1.3 Elect Director Andrew J. Fromkin For Withhold Shareholder
1.4 Elect Director Daniel A. Ninivaggi For Withhold Shareholder
1.5 Management Nominee - Howard Solomon For For Shareholder
1.6 Management Nominee - Nesli Basgoz For For Shareholder
1.7 Management Nominee - Christopher J. For For Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For For Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For For Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For For Shareholder
2 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Abstain Against Shareholder
5 Repeal Any Bylaws Amendments For Against Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC.
Ticker: HCC Security ID: 404132102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emmanuel T. Ballases For For Management
1.2 Elect Director Judy C. Bozeman For For Management
1.3 Elect Director Frank J. Bramanti For For Management
1.4 Elect Director Walter M. Duer For For Management
1.5 Elect Director James C. Flagg For For Management
1.6 Elect Director Thomas M. Hamilton For For Management
1.7 Elect Director Leslie S. Heisz For For Management
1.8 Elect Director John N. Molbeck, Jr. For For Management
1.9 Elect Director Robert A. Rosholt For For Management
1.10 Elect Director J. Mikesell Thomas For For Management
1.11 Elect Director Christopher J.B. For For Management
Williams
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director John P. Surma For For Management
1k Elect Director Richard J. Swift For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Omnibus Stock Plan For Abstain Management
5 Amend the Company's Articles of For For Management
Association to Give the Board of
Directors Authority to Declare
Non-Cash Dividends
6 Capital Reduction and Creation of For For Management
Distributable Reserves
7 Amend the Company's Articles of For For Management
Association to Expand the Authority to
Execute Instruments of Transfer
8 Amend the Company's Articles of For For Management
Association to Provide for Escheatment
in Accordance with U.S. Laws
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Jack B. Moore For For Management
1.6 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Fix Number of Directors at Sixteen For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Donnelly For For Management
1.2 Elect Director Michael W. Grebe For For Management
1.3 Elect Director Peter B. Hamilton For For Management
1.4 Elect Director Kathleen J. Hempel For For Management
1.5 Elect Director Leslie F. Kenne For For Management
1.6 Elect Director J. Peter Mosling, Jr. For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Craig P. Omtvedt For For Management
1.9 Elect Director Duncan J. Palmer For For Management
1.10 Elect Director John S. Shiely For For Management
1.11 Elect Director Richard G. Sim For For Management
1.12 Elect Director Charles L. Szews For For Management
1.13 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Retention Ratio for Executives Against Against Shareholder
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PARTNERRE LTD.
Ticker: PRE Security ID: G6852T105
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Paul L. Montupet For Withhold Management
1.2 Elect Director Lucio Stanca For For Management
2 Ratify Deloitte & Touche Ltd. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. O'Malley For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director Jefferson F. Allen For For Management
1.4 Elect Director Martin J. Brand For For Management
1.5 Elect Director Timothy H. Day For For Management
1.6 Elect Director David I. Foley For For Management
1.7 Elect Director Dennis M. Houston For For Management
1.8 Elect Director Edward F. Kosnik For For Management
1.9 Elect Director Neil A. Wizel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director John R. Roberts For For Management
1n Elect Director Lee J. Styslinger, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian G. J. Gray For For Management
1.2 Elect Director Henry Klehm, III For For Management
1.3 Elect Director Ralph B. Levy For For Management
1.4 Elect Director Nicholas L. Trivisonno For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 25, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Stephen Felker For For Management
1.2 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.3 Elect Director John W. Spiegel For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 19, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director C. Larry Pope For For Management
1.3 Elect Director Wendell H. Murphy, Sr. For For Management
1.4 Elect Director Paul S. Trible, Jr. For For Management
2a Declassify the Board of Directors For For Management
2b Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director Jeffrey C. Crowe For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director William A. Linnenbringer For For Management
1.8 Elect Director Donna S. Morea For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director William H. Rogers, Jr. For For Management
1.11 Elect Director Frank W. Scruggs For For Management
1.12 Elect Director Thomas R. Watjen For For Management
1.13 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Borje E. Ekholm For For Management
1c Elect Director Robert Greifeld For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director John D. Markese For For Management
1g Elect Director Ellyn A. McColgan For For Management
1h Elect Director Thomas F. O'Neill For For Management
1i Elect Director James S. Riepe For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Amendment and Restatement of For For Management
NASDAQ OMX's Restated Certificate of
Incorporation to Make Other
Non-Substantive Changes
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Richard Y. Bradley For For Management
1.3 Elect Director Kriss Cloninger III For For Management
1.4 Elect Director Walter W. Driver, Jr. For For Management
1.5 Elect Director Gardiner W. Garrard, Jr. For For Management
1.6 Elect Director Sidney E. Harris For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director H. Lynn Page For For Management
1.9 Elect Director Philip W. Tomlinson For For Management
1.10 Elect Director John T. Turner For For Management
1.11 Elect Director Richard W. Ussery For For Management
1.12 Elect Director M. Troy Woods For For Management
1.13 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: TRW Security ID: 87264S106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jody G. Miller For For Management
1.2 Elect Director John C. Plant For For Management
1.3 Elect Director Neil P. Simpkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Jane C. Garvey For For Management
1.3 Elect Director Walter Isaacson For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Oscar Munoz For For Management
1.6 Elect Director Laurence E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director David J. Vitale For For Management
1.9 Elect Director John H. Walker For For Management
1.10 Elect Director Charles A. Yamarone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
==================== BlackRock Managed Volatility V.I. Fund ====================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jack Michelson For For Management
1b Elect Director Ronald R. Taylor For For Management
1c Elect Director Andrew L. Turner For For Management
1d Elect Director Paul M. Bisaro For For Management
1e Elect Director Christopher W. Bodine For For Management
1f Elect Director Michael J. Feldman For For Management
1g Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.S. Harrison For For Management
1.2 Elect Director M.K. Saito For For Management
1.3 Elect Director E.K. Yeaman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil M. Ashe For For Management
1.2 Elect Director Alan D. Schwartz For For Management
1.3 Elect Director Leonard Tow For Withhold Management
1.4 Elect Director Carl E. Vogel For For Management
1.5 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Catherine S. Brune For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Gayle P. W. Jackson For For Management
1.6 Elect Director James C. Johnson For For Management
1.7 Elect Director Steven H. Lipstein For For Management
1.8 Elect Director Patrick T. Stokes For For Management
1.9 Elect Director Thomas R. Voss For For Management
1.10 Elect Director Stephen R. Wilson For For Management
1.11 Elect Director Jack D. Woodard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Energy Efficiency and Against Against Shareholder
Renewable Energy Programs
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Adik For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Julie A. Dobson For For Management
1d Elect Director Paul J. Evanson For For Management
1e Elect Director Richard R. Grigg For For Management
1f Elect Director Julia L. Johnson For For Management
1g Elect Director George MacKenzie For For Management
1h Elect Director William J. Marrazzo For For Management
1i Elect Director Jeffry E. Sterba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For Against Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Stacy J. Smith For For Management
1i Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director John Min-Chih Hsuan For For Management
1f Elect Director Justine F. Lien For For Management
1g Elect Director Donald Macleod For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares without For For Management
Preemptive Rights
4 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Goldstein For For Management
1b Elect Director Stephen W. Golsby For For Management
1c Elect Director Ann F. Hackett For For Management
1d Elect Director A. D. David Mackay For For Management
1e Elect Director Gretchen W. Price For For Management
1f Elect Director Matthew J. Shattock For For Management
1g Elect Director Robert A. Steele For For Management
1h Elect Director Peter M. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For Against Management
1.12 Elect Director William D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director Alan S. Armstrong For For Management
1.3 Elect Director C. Fred Ball, Jr. For For Management
1.4 Elect Director Sharon J. Bell For For Management
1.5 Elect Director Peter C. Boylan, III For For Management
1.6 Elect Director Chester E. Cadieux, III For For Management
1.7 Elect Director Joseph W. Craft, III For For Management
1.8 Elect Director John W. Gibson For For Management
1.9 Elect Director David F. Griffin For For Management
1.10 Elect Director V. Burns Hargis For For Management
1.11 Elect Director Douglas D. Hawthorne For For Management
1.12 Elect Director E. Carey Joullian, IV For For Management
1.13 Elect Director George B. Kaiser For For Management
1.14 Elect Director Robert J. LaFortune For For Management
1.15 Elect Director Stanley A. Lybarger For For Management
1.16 Elect Director Steven J. Malcolm For For Management
1.17 Elect Director E.C. Richards For For Management
1.18 Elect Director John Richels For For Management
1.19 Elect Director Michael C. Turpen For For Management
1.20 Elect Director R. A. Walker For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For Against Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For Against Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CATAMARAN CORPORATION
Ticker: CTRX Security ID: 148887102
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Thierer For For Management
1.2 Elect Director Peter J. Bensen For For Management
1.3 Elect Director Steven Cosler For For Management
1.4 Elect Director William J. Davis For For Management
1.5 Elect Director Steven B. Epstein For For Management
1.6 Elect Director Betsy D. Holden For For Management
1.7 Elect Director Karen L. Katen For For Management
1.8 Elect Director Harry M. Kraemer For For Management
1.9 Elect Director Anthony Masso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Michael J. Embler For For Management
1c Elect Director William M. Freeman For For Management
1d Elect Director David M. Moffett For For Management
1e Elect Director R. Brad Oates For For Management
1f Elect Director Marianne Miller Parrs For For Management
1g Elect Director Gerald Rosenfeld For For Management
1h Elect Director John R. Ryan For For Management
1i Elect Director Seymour Sternberg For For Management
1j Elect Director Peter J. Tobin For For Management
1k Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Irving W. Bailey, II For For Management
2 Elect Director David J. Barram For For Management
3 Elect Director Stephen L. Baum For For Management
4 Elect Director Erik Brynjolfsson For For Management
5 Elect Director Rodney F. Chase For For Management
6 Elect Director Judith R. Haberkorn For For Management
7 Elect Director J. Michael Lawrie For For Management
8 Elect Director Chong Sup Park For Against Management
9 Elect Director Lawrence A. Zimmerman For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director James B. Flaws For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Macon F. Brock, Jr. For For Management
1.3 Elect Director Mary Anne Citrino For For Management
1.4 Elect Director H. Ray Compton For For Management
1.5 Elect Director Conrad M. Hall For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director J. Douglas Perry For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director Harold H. MacKay For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For For Management
1.8 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For For Management
1.2 Elect Director Michael T. Dugan For For Management
1.3 Elect Director Charles W. Ergen For For Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For For Management
1.6 Elect Director Tom A. Ortolf For For Management
1.7 Elect Director C. Michael Schroeder For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director George L. Miles, Jr. For Withhold Management
1.4 Elect Director Stephen A. Thorington For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Richard F. Smith For For Management
1i Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Rose For For Management
2 Elect Director Robert R. Wright For For Management
3 Elect Director Mark A. Emmert For For Management
4 Elect Director R. Jordan Gates For For Management
5 Elect Director Dan P. Kourkoumelis For For Management
6 Elect Director Michael J. Malone For For Management
7 Elect Director John W. Meisenbach For For Management
8 Elect Director Liane J. Pelletier For For Management
9 Elect Director James L.k. Wang For For Management
10 Elect Director Tay Yoshitani For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Approve Stock Option Plan For For Management
13 Ratify Auditors For For Management
14 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For Against Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For Against Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For Against Management
1l Elect Director Seymour Sternberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Kristin Gamble For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephan A. James For For Management
1b Elect Director Frank R. Martire For For Management
1c Elect Director Gary A. Norcross For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-deWilde For For Management
1.3 Elect Director Thomas J. Barrack, Jr. For For Management
1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Management
1.5 Elect Director William E. Ford For Withhold Management
1.6 Elect Director L. Martin Gibbs For Withhold Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For Withhold Management
1.9 Elect Director Reynold Levy For For Management
1.10 Elect Director Jody S. Lindell For For Management
1.11 Elect Director George G.C. Parker For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Nesli Basgoz For Did Not Vote Management
1.3 Elect Director Christopher J. Coughlin For Did Not Vote Management
1.4 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.5 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.6 Elect Director Gerald M. Lieberman For Did Not Vote Management
1.7 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
1.9 Elect Director Brenton L. Saunders For Did Not Vote Management
1.10 Elect Director Peter J. Zimetbaum For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Against Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments Against Did Not Vote Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Withhold Shareholder
1.2 Elect Director Pierre Legault For For Shareholder
1.3 Elect Director Andrew J. Fromkin For Withhold Shareholder
1.4 Elect Director Daniel A. Ninivaggi For Withhold Shareholder
1.5 Management Nominee - Howard Solomon For For Shareholder
1.6 Management Nominee - Nesli Basgoz For For Shareholder
1.7 Management Nominee - Christopher J. For For Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For For Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For For Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For For Shareholder
2 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Abstain Against Shareholder
5 Repeal Any Bylaws Amendments For Against Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Edgar Bronfman, Jr. For For Management
1.3 Elect Director Chelsea Clinton For For Management
1.4 Elect Director Sonali De Rycker For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Michael D. Eisner For For Management
1.7 Elect Director Victor A. Kaufman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Bryan Lourd For For Management
1.10 Elect Director Arthur C. Martinez For Withhold Management
1.11 Elect Director David Rosenblatt For For Management
1.12 Elect Director Alan G. Spoon For For Management
1.13 Elect Director Alexander von For For Management
Furstenberg
1.14 Elect Director Richard F. Zannino For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Almeida For For Management
1b Elect Director Luis Aranguren-Trellez For For Management
1c Elect Director David B. Fischer For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Paul Hanrahan For For Management
1f Elect Director Wayne M. Hewett For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director James M. Ringler For Withhold Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Capo For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Kathleen A. Ligocki For For Management
1.4 Elect Director Conrad L. Mallett, Jr. For For Management
1.5 Elect Director Donald L. Runkle For For Management
1.6 Elect Director Matthew J. Simoncini For For Management
1.7 Elect Director Gregory C. Smith For For Management
1.8 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: LINTA Security ID: 53071M880
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For For Management
1.2 Elect Director M. Ian G. Gilchrist For Withhold Management
1.3 Elect Director Andrea L. Wong For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Andrew H. Card, Jr. For For Management
2.2 Elect Director Virgis W. Colbert For For Management
2.3 Elect Director Richard W. Roedel For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Boyce For For Management
1.2 Elect Director John J. Brennan For For Management
1.3 Elect Director Mark S. Casady For For Management
1.4 Elect Director Jeffrey A. Goldstein For For Management
1.5 Elect Director James S. Putnam For For Management
1.6 Elect Director Anne M. Mulcahy For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Richard P. Schifter For For Management
1.9 Elect Director Jeffrey E. Stiefler For For Management
1.10 Elect Director Allen R. Thorpe For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For Against Management
Purchase Plan
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zachary W. Carter For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Lord Lang For For Management
1f Elect Director Elaine La Roche For For Management
1g Elect Director Steven A. Mills For For Management
1h Elect Director Bruce P. Nolop For For Management
1i Elect Director Marc D. Oken For For Management
1j Elect Director Morton O. Schapiro For For Management
1k Elect Director Adele Simmons For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Peter Kasper Jakobsen For For Management
1i Elect Director Peter G. Ratcliffe For For Management
1j Elect Director Elliott Sigal For For Management
1k Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Darrell Duffie For For Management
1.3 Elect Director Raymond W. McDaniel, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Lane For For Management
1.2 Elect Director Leonard M. Anthony For For Management
1.3 Elect Director Rhys J. Best For Abstain Management
1.4 Elect Director Peter C. Boylan, III For Abstain Management
1.5 Elect Director Henry Cornell For For Management
1.6 Elect Director Christopher A.S. For Abstain Management
Crampton
1.7 Elect Director John F.X. Daly For Abstain Management
1.8 Elect Director Craig Ketchum For For Management
1.9 Elect Director Gerard P. Krans For For Management
1.10 Elect Director Cornelis A. Linse For For Management
1.11 Elect Director John A. Perkins For For Management
1.12 Elect Director H.B. Wehrle, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For Against Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V.
Ticker: NLSN Security ID: N63218106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board of Directors For For Management
3a Elect Director David L. Calhoun For For Management
3b Elect Director James A. Attwood, Jr. For For Management
3c Elect Director Richard J. Bressler For For Management
3d Elect Director Patrick Healy For For Management
3e Elect Director Karen M. Hoguet For For Management
3f Elect Director James M. Kilts For For Management
3g Elect Director Alexander Navab For For Management
3h Elect Director Robert Pozen For For Management
3i Elect Director Vivek Ranadive For For Management
3j Elect Director Robert Reid For For Management
3k Elect Director Javier G. Teruel For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Appoint Ernst and Young Accountants For For Management
LLP to Audit the Dutch Statutory
Annual Accounts
6 Amend Omnibus Stock Plan For For Management
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Advisory Vote to Approve Remuneration For Abstain Management
of Executives
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Fix Number of Directors at Sixteen For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.E. Andrews For For Management
1.2 Elect Director Robert C. Butler For For Management
1.3 Elect Director Timothy M. Donahue For For Management
1.4 Elect Director Thomas D. Eckert For For Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Ed Grier For For Management
1.7 Elect Director Manual H. Johnson For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Dwight C. Schar For For Management
1.13 Elect Director Paul W. Whetsell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Adopt Financial Statements and For For Management
Statutory Reports
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Discharge of Board of Directors For For Management
3a Elect R.L. Clemmer as Director For For Management
3b Elect Peter Bonfield as Director For For Management
3c Elect J.P. Huth as Director For For Management
3d Elect E. Durban as Director For For Management
3e Elect K.A. Goldman as Director For For Management
3f Elect J. Kaeser as Director For For Management
3g Elect I. Loring as Director For For Management
3h Elect M. Plantevin as Director For For Management
3i Elect V. Bhatia as Director For For Management
3j Elect R. MacKenzie as Director For For Management
3k Elect Jean-Pierre Saad as Director For For Management
4 Authorize Repurchase of Up to 50 For Against Management
Percent of Issued Share Capital
5 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POTLATCH CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Covey For For Management
1.2 Elect Director Charles P. Grenier For For Management
1.3 Elect Director Gregory L. Quesnel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Simon Biddiscombe For For Management
2 Elect Director H.K. Desai For For Management
3 Elect Director Balakrishnan S. Iyer For Against Management
4 Elect Director Kathryn B. Lewis For For Management
5 Elect Director D. Scott Mercer For For Management
6 Elect Director George D. Wells For For Management
7 Elect Director William M. Zeitler For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bartlett For For Management
1.2 Elect Director Alan C. Henderson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 25, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Stephen Felker For For Management
1.2 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.3 Elect Director John W. Spiegel For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Bush For For Management
1e Elect Director Norman A. Ferber For For Management
1f Elect Director Gregory L. Quesnel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For For Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director W. Bruce Johnson For For Management
1.6 Elect Director Elizabeth Darst Leykum For For Management
1.7 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V.
Ticker: 9ST Security ID: N7902X106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Wroe, Jr. as Director For For Management
1.2 Elect Martha Sullivan as Director For For Management
1.3 Elect Lewis B. Campbell as Director For For Management
1.4 Elect Paul Edgerley as Director For For Management
1.5 Elect Michael J. Jacobson as Director For For Management
1.6 Elect John Lewis as Director For For Management
1.7 Elect Charles W. Peffer as Director For For Management
1.8 Elect Kirk P. Pond as Director For For Management
1.9 Elect Michael Ward as Director For For Management
1.10 Elect Stephen Zide as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year 2012
4 Approve Discharge of Board For For Management
5 Approve Remuneration of Supervisory For Abstain Management
Board
6 Grant Board Authority to Repurchase For For Management
Shares
7 Amend Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Victor L. Lund For For Management
1.3 Elect Director John W. Mecom, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Ivor (Ike) Evans For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For Withhold Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Larry A. Lawson For For Management
1.8 Elect Director Tawfiq Popatia For For Management
1.9 Elect Director Francis Raborn For For Management
1.10 Elect Director Jeffrey L. Turner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 03, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Chi-Foon Chan For For Management
1.3 Elect Director Alfred Castino For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director Chrysostomos L. 'Max' For For Management
Nikias
1.7 Elect Director John G. Schwarz For For Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 24, 2013 Meeting Type: Proxy Contest
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director George W. Off For For Management
1.3 Elect Director Mitchell Saranow For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1.1 Elect Director Ryan J. Morris For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Amend Non-Employee Director Restricted Against Did Not Vote Management
Stock Plan
4 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all For Did Not Vote Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit SERP to Shareholder Vote Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE FRESH MARKET, INC.
Ticker: TFM Security ID: 35804H106
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray Berry For For Management
1.2 Elect Director Jeffrey Naylor For For Management
1.3 Elect Director Jane Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against Against Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Dawn G. Lepore For For Management
1.9 Elect Director Carol Meyrowitz For For Management
1.10 Elect Director John F. O'Brien For For Management
1.11 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Richard Y. Bradley For For Management
1.3 Elect Director Kriss Cloninger III For For Management
1.4 Elect Director Walter W. Driver, Jr. For For Management
1.5 Elect Director Gardiner W. Garrard, Jr. For For Management
1.6 Elect Director Sidney E. Harris For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director H. Lynn Page For For Management
1.9 Elect Director Philip W. Tomlinson For For Management
1.10 Elect Director John T. Turner For For Management
1.11 Elect Director Richard W. Ussery For For Management
1.12 Elect Director M. Troy Woods For For Management
1.13 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For For Management
1.3 Elect Director Jonathan F. Miller For For Management
1.4 Elect Director Jeremy Philips For For Management
1.5 Elect Director Christopher W. Shean For For Management
1.6 Elect Director Sukhinder Singh Cassidy For For Management
1.7 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
WABCO HOLDINGS INC.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Esculier For For Management
1.2 Elect Director Kenneth J. Martin For For Management
1.3 Elect Director Donald J. Stebbins For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Brooks For For Management
1.2 Elect Director William E. Kassling For For Management
1.3 Elect Director Albert J. Neupaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gail Koziara Boudreaux For For Management
1b Elect Director Fredric W. Corrigan For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Benjamin G.S. Fowke, III For For Management
1e Elect Director Albert F. Moreno For For Management
1f Elect Director Richard T. O'Brien For For Management
1g Elect Director Christopher J. For For Management
Policinski
1h Elect Director A. Patricia Sampson For For Management
1i Elect Director James J. Sheppard For For Management
1j Elect Director David A. Westerlund For For Management
1k Elect Director Kim Williams For For Management
1l Elect Director Timothy V. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard Cless For For Management
1.2 Elect Director Michael A. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
======================= BlackRock Money Market V.I. Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== BlackRock S&P 500 Index V.I. Fund =======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Vance D. Coffman For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director W. James Farrell For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Robert S. Morrison For For Management
1i Elect Director Aulana L. Peters For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For Withhold Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against Against Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Bachmann For For Management
1b Elect Director Michael E. Greenlees For For Management
1c Elect Director Kevin S. Huvane For For Management
1d Elect Director Michael S. Jeffries For For Management
1e Elect Director John W. Kessler For For Management
1f Elect Director Craig R. Stapleton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
5 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For For Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert M. Hernandez as Director For For Management
1.2 Elect Peter Menikoff as Director For Against Management
1.3 Elect Robert Ripp as Director For Against Management
1.4 Elect Theodore E. Shasta as Director For For Management
2 Declassify the Board of Directors For For Management
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm as Auditors
6.3 Ratify BDO AG as Special Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Approve Dividend Distribution From For For Management
Legal Reserves Through Reduction of
Par Value
9 Advisory Vote to ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jack Michelson For For Management
1b Elect Director Ronald R. Taylor For For Management
1c Elect Director Andrew L. Turner For For Management
1d Elect Director Paul M. Bisaro For For Management
1e Elect Director Christopher W. Bodine For For Management
1f Elect Director Michael J. Feldman For For Management
1g Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Enhance Board Oversight of Political Against Against Shareholder
Contributions
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director E. Stephen Purdom For For Management
1k Elect Director Barbara K. Rimer For For Management
1l Elect Director Melvin T. Stith For For Management
1m Elect Director David Gary Thompson For For Management
1n Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AGL RESOURCES INC.
Ticker: GAS Security ID: 001204106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra N. Bane For For Management
1.2 Elect Director Thomas D. Bell, Jr. For For Management
1.3 Elect Director Norman R. Bobins For For Management
1.4 Elect Director Charles R. Crisp For For Management
1.5 Elect Director Brenda J. Gaines For For Management
1.6 Elect Director Arthur E. Johnson For For Management
1.7 Elect Director Wyck A. Knox, Jr. For For Management
1.8 Elect Director Dennis M. Love For For Management
1.9 Elect Director Charles H. "Pete" McTier For For Management
1.10 Elect Director Dean R. O'Hare For For Management
1.11 Elect Director Armando J. Olivera For For Management
1.12 Elect Director John E. Rau For For Management
1.13 Elect Director James A. Rubright For For Management
1.14 Elect Director John W. Somerhalder II For For Management
1.15 Elect Director Bettina M. Whyte For For Management
1.16 Elect Director Henry C. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Davis, III For For Management
1b Elect Director W. Douglas Ford For For Management
1c Elect Director Evert Henkes For For Management
1d Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AIRGAS, INC.
Ticker: ARG Security ID: 009363102
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hovey For For Management
1.2 Elect Director Michael L. Molinini For For Management
1.3 Elect Director Paula A. Sneed For For Management
1.4 Elect Director David M. Stout For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela J. Craig For For Management
1.2 Elect Director F. Thomson Leighton For For Management
1.3 Elect Director Paul Sagan For For Management
1.4 Elect Director Naomi O. Seligman For For Management
2 Approve Omnibus Stock Plan For For Management
3a Declassify the Board of Directors For For Management
3b Amend Certificate of Incorporation to For For Management
Provide Directors May be Removed With
or Without Cause
3c Reduce Supermajority Vote Requirement For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur D. Collins, Jr. For For Management
1.2 Elect Director Michael G. Morris For Against Management
1.3 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Harshman For For Management
1.2 Elect Director Carolyn Corvi For For Management
1.3 Elect Director Barbara S. Jeremiah For For Management
1.4 Elect Director John D. Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against Against Shareholder
5.2 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Daane For For Management
1b Elect Director T. Michael Nevens For For Management
1c Elect Director A. Blaine Bowman For For Management
1d Elect Director Elisha W. Finney For For Management
1e Elect Director Kevin McGarity For For Management
1f Elect Director Shane V. Robison For For Management
1g Elect Director John Shoemaker For For Management
1h Elect Director Thomas H. Waechter For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Catherine S. Brune For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Gayle P. W. Jackson For For Management
1.6 Elect Director James C. Johnson For For Management
1.7 Elect Director Steven H. Lipstein For For Management
1.8 Elect Director Patrick T. Stokes For For Management
1.9 Elect Director Thomas R. Voss For For Management
1.10 Elect Director Stephen R. Wilson For For Management
1.11 Elect Director Jack D. Woodard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Energy Efficiency and Against Against Shareholder
Renewable Energy Programs
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Sandra Beach Lin For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Richard L. Sandor For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
1.14 Elect Director John F. Turner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Peter Chernin For For Management
1.5 Elect Director Anne Lauvergeon For For Management
1.6 Elect Director Theodore J. Leonsis For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Daniel L. Vasella For For Management
1.12 Elect Director Robert D. Walter For For Management
1.13 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For Against Management
1g Elect Director George L. Miles, Jr. For Against Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Lon R. Greenberg For For Management
1c Elect Director Warren D. Knowlton For For Management
1d Elect Director W. Walker Lewis For For Management
1e Elect Director Siri S. Marshall For For Management
1f Elect Director Jeffery Noddle For For Management
1g Elect Director H. Jay Sarles For For Management
1h Elect Director Robert F. Sharpe, Jr. For For Management
1i Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For Against Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director David P. Falck For For Management
1.3 Elect Director Edward G. Jepsen For For Management
1.4 Elect Director Andrew E. Lietz For For Management
1.5 Elect Director Martin H. Loeffler For For Management
1.6 Elect Director John R. Lord For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Jerald G. Fishman For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director John C. Hodgson For For Management
1e Elect Director Yves-Andre Istel For For Management
1f Elect Director Neil Novich For For Management
1g Elect Director F. Grant Saviers For For Management
1h Elect Director Paul J. Severino For For Management
1i Elect Director Kenton J. Sicchitano For For Management
1j Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lester B. Knight as Director For For Management
1.2 Elect Gregory C. Case as Director For For Management
1.3 Elect Fulvio Conti as Director For For Management
1.4 Elect Cheryl A. Francis as Director For For Management
1.5 Elect Edgar D. Jannotta as Director For For Management
1.6 Elect J. Michael Losh as Director For For Management
1.7 Elect Robert S. Morrison as Director For For Management
1.8 Elect Richard B. Myers as Director For For Management
1.9 Elect Richard C. Notebaert as Director For For Management
1.10 Elect Gloria Santona as Director For For Management
1.11 Elect Carolyn Y. Woo as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
8 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For For Management
1.2 Elect Director Terry Considine For For Management
1.3 Elect Director Thomas L. Keltner For For Management
1.4 Elect Director J. Landis Martin For Against Management
1.5 Elect Director Robert A. Miller For For Management
1.6 Elect Director Kathleen M. Nelson For For Management
1.7 Elect Director Michael A. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Stephen R. Forrest For For Management
1c Elect Director Thomas J. Iannotti For For Management
1d Elect Director Susan M. James For For Management
1e Elect Director Alexander A. Karsner For For Management
1f Elect Director Gerhard H. Parker For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Willem P. Roelandts For For Management
1i Elect Director James E. Rogers For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terrell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Howard L. Carver For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Elyse Douglas For For Management
1e Elect Director Lawrence V. Jackson For For Management
1f Elect Director David B. Kelso For For Management
1g Elect Director Charles J. Koch For For Management
1h Elect Director Jean-Paul L. Montupet For Against Management
1i Elect Director Robert B. Pollock For For Management
1j Elect Director Paul J. Reilly For For Management
1k Elect Director Robert W. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl Bass For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director J. Hallam Dawson For For Management
1d Elect Director Thomas Georgens For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Stacy J. Smith For For Management
1i Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Enrique T. Salem For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director Rick L. Burdick For For Management
1.4 Elect Director David B. Edelson For For Management
1.5 Elect Director Robert R. Grusky For Against Management
1.6 Elect Director Michael Larson For Against Management
1.7 Elect Director Michael E. Maroone For For Management
1.8 Elect Director Carlos A. Migoya For For Management
1.9 Elect Director G. Mike Mikan For For Management
1.10 Elect Director Alison H. Rosenthal For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 12, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue E. Gove For For Management
1.2 Elect Director Earl G. Graves, Jr. For For Management
1.3 Elect Director Enderson Guimaraes For For Management
1.4 Elect Director J. R. Hyde, III For For Management
1.5 Elect Director W. Andrew McKenna For For Management
1.6 Elect Director George R. Mrkonic, Jr. For For Management
1.7 Elect Director Luis P. Nieto For For Management
1.8 Elect Director William C. Rhodes, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Anthony K. Anderson For For Management
1.3 Elect Director Rolf L. Borjesson For For Management
1.4 Elect Director John T. Cardis For For Management
1.5 Elect Director David E. I. Pyott For For Management
1.6 Elect Director Dean A. Scarborough For For Management
1.7 Elect Director Patrick T. Siewert For For Management
1.8 Elect Director Julia A. Stewart For For Management
1.9 Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas R. Conant For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Fred Hassan For Withhold Management
1.5 Elect Director Maria Elena Lagomasino For Withhold Management
1.6 Elect Director Sheri S. McCoy For For Management
1.7 Elect Director Ann S. Moore For Withhold Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Gary M. Rodkin For Withhold Management
1.10 Elect Director Paula Stern For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Report on Safer Substitutes for Against Against Shareholder
Product Ingredients
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Martin S. Craighead For For Management
1.4 Elect Director Lynn L. Elsenhans For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director James W. Stewart For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanno C. Fiedler For For Management
1.2 Elect Director John F. Lehman For For Management
1.3 Elect Director Georgia R. Nelson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation of For For Management
BB&T to Change the Payment Dates of
its Preferred Stock Dividends to
Conform with the Payment Date of its
Common Stock Dividends and Conform
Preferred Stock Record Dates
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison, IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director K. David Boyer, Jr. For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director James A. Faulkner For For Management
1.7 Elect Director I. Patricia Henry For For Management
1.8 Elect Director John P. Howe, III For For Management
1.9 Elect Director Eric C. Kendrick For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Louis B. Lynn For For Management
1.12 Elect Director Edward C. Milligan For Withhold Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director Tollie W. Rich, Jr. For For Management
1.16 Elect Director Thomas E. Skains For For Management
1.17 Elect Director Thomas N. Thompson For For Management
1.18 Elect Director Edwin H. Welch For For Management
1.19 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Goldstein For For Management
1b Elect Director Stephen W. Golsby For For Management
1c Elect Director Ann F. Hackett For For Management
1d Elect Director A. D. David Mackay For For Management
1e Elect Director Gretchen W. Price For For Management
1f Elect Director Matthew J. Shattock For For Management
1g Elect Director Robert A. Steele For For Management
1h Elect Director Peter M. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Catherine M. Burzik For For Management
1.4 Elect Director Edward F. DeGraan For For Management
1.5 Elect Director Vincent A. Forlenza For For Management
1.6 Elect Director Claire M. Fraser For For Management
1.7 Elect Director Christopher Jones For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Adel A.F. Mahmoud For For Management
1.10 Elect Director Gary A. Mecklenburg For For Management
1.11 Elect Director James F. Orr For For Management
1.12 Elect Director Willard J. Overlock, Jr. For For Management
1.13 Elect Director Rebecca W. Rimel For For Management
1.14 Elect Director Bertram L. Scott For For Management
1.15 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Rescind Fair Price Provision For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren Eisenberg For For Management
1b Elect Director Leonard Feinstein For For Management
1c Elect Director Steven H. Temares For For Management
1d Elect Director Dean S. Adler For For Management
1e Elect Director Stanley F. Barshay For For Management
1f Elect Director Klaus Eppler For For Management
1g Elect Director Patrick R. Gaston For For Management
1h Elect Director Jordan Heller For For Management
1i Elect Director Victoria A. Morrison For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Haffner For For Management
1.2 Elect Director Holly A. Van Deursen For For Management
1.3 Elect Director David T. Szczupak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director Sanjay Khosla For For Management
1c Elect Director Allen U. Lenzmeier For Against Management
1d Elect Director Hatim A. Tyabji For For Management
1e Elect Director Russell P. Fradin For For Management
1f Elect Director Hubert Joly For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For Against Management
1.12 Elect Director William D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Dennis D. Dammerman For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director David H. Komansky For For Management
1g Elect Director James E. Rohr For For Management
1h Elect Director Susan L. Wagner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 25, 2012 Meeting Type: Proxy Contest
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jon E. Barfield For For Management
3 Elect Director Gary L. Bloom For For Management
4 Elect Director John M. Dillon For For Management
5 Elect Director Meldon K. Gafner For For Management
6 Elect Director Mark J. Hawkins For For Management
7 Elect Director Stephan A. James For For Management
8 Elect Director P. Thomas Jenkins For For Management
9 Elect Director Louis J. Lavigne, Jr. For For Management
10 Elect Director Kathleen A. O'Neil For For Management
11 Elect Director Carl James Schaper For For Management
12 Elect Director Tom C. Tinsley For For Management
13 Approve Qualified Employee Stock For For Management
Purchase Plan
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Carl James Schaper Do Not Did Not Vote Shareholder
Vote
1.2 Elect Director Thomas E. Hogan Do Not Did Not Vote Shareholder
Vote
1.3 Elect Director John M. Dillon Do Not Did Not Vote Shareholder
Vote
1.4 Elect Director Andreas W. Mattes Do Not Did Not Vote Shareholder
Vote
1.5 Management Nominee - Robert E. Do Not Did Not Vote Shareholder
Beauchamp Vote
1.6 Management Nominee - Gary L. Bloom Do Not Did Not Vote Shareholder
Vote
1.7 Management Nominee - Mark J. Hawkins Do Not Did Not Vote Shareholder
Vote
1.8 Management Nominee - Stephan A. James Do Not Did Not Vote Shareholder
Vote
1.9 Management Nominee - P. Thomas Jenkins Do Not Did Not Vote Shareholder
Vote
1.10 Management Nominee - Louis J. Lavigne, Do Not Did Not Vote Shareholder
Jr. Vote
2 Approve Qualified Employee Stock Do Not Did Not Vote Management
Purchase Plan Vote
3 Ratify Auditors Do Not Did Not Vote Management
Vote
4 Advisory Vote to Ratify Named Do Not Did Not Vote Management
Executive Officers' Compensation Vote
5 Repeal Any Bylaws Amendments Adopted Do Not Did Not Vote Shareholder
after November 10, 2010 Vote
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jere A. Drummond For For Management
2 Elect Director John R. McKernan, Jr. For For Management
3 Elect Director Ernest J. Novak, Jr. For For Management
4 Elect Director James R. Verrier For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird Budinger For For Management
1.2 Elect Director Carol B. Einiger For For Management
1.3 Elect Director Jacob A. Frenkel For Against Management
1.4 Elect Director Joel I. Klein For For Management
1.5 Elect Director Douglas T. Linde For For Management
1.6 Elect Director Matthew J. Lustig For For Management
1.7 Elect Director Alan J. Patricof For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For Against Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katharine T. Bartlett For For Management
1b Elect Director Bruce L. Byrnes For For Management
1c Elect Director Nelda J. Connors For For Management
1d Elect Director Kristina M. Johnson For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Ernest Mario For Withhold Management
1g Elect Director N.J. Nicholas, Jr. For For Management
1h Elect Director Pete M. Nicholas For For Management
1i Elect Director Uwe E. Reinhardt For For Management
1j Elect Director John E. Sununu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Finocchio, Jr. For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director Maria M. Klawe For For Management
1.5 Elect Director John E. Major For For Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director William T. Morrow For For Management
1.8 Elect Director Henry Samueli For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
Ticker: BF.A Security ID: 115637209
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barrett For For Management
1.2 Elect Director Anthony Welters For For Management
1.3 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Sustainability Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott P. Anderson For For Management
1b Elect Director Mary J. Steele Guilfoile For For Management
1c Elect Director Jodee A. Kozlak For For Management
1d Elect Director ReBecca Koenig Roloff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jens Alder For For Management
2 Elect Director Raymond J. Bromark For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Rohit Kapoor For For Management
5 Elect Director Kay Koplovitz For For Management
6 Elect Director Christopher B. Lofgren For For Management
7 Elect Director William E. McCracken For For Management
8 Elect Director Richard Sulpizio For For Management
9 Elect Director Laura S. Unger For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Elect Director Renato (Ron) Zambonini For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
--------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
Ticker: CVC Security ID: 12686C109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary W. Carter For For Management
1.2 Elect Director Thomas V. Reifenheiser For For Management
1.3 Elect Director John R. Ryan For For Management
1.4 Elect Director Vincent Tese For Withhold Management
1.5 Elect Director Leonard Tow For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert L. Keiser For For Management
1b Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Lawrence C. Karlson For For Management
1.5 Elect Director Randall W. Larrimore For For Management
1.6 Elect Director Mary Alice Dorrance For For Management
Malone
1.7 Elect Director Sara Mathew For For Management
1.8 Elect Director Denise M. Morrison For For Management
1.9 Elect Director Charles R. Perrin For For Management
1.10 Elect Director A. Barry Rand For For Management
1.11 Elect Director Nick Shreiber For For Management
1.12 Elect Director Tracey T. Travis For For Management
1.13 Elect Director Archbold D. van Beuren For For Management
1.14 Elect Director Les C. Vinney For For Management
1.15 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For Against Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For Against Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Francis For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Gregory T. Lucier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Rakesh Gangwal For For Management
1.3 Elect Director Mitchell D. Steenrod For For Management
1.4 Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Articles of Incorporation to For For Management
Update and Modify Certain Provisions
Related to Indemnification
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Pier Luigi Foschi As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
6 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
7 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
10 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
11 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
12 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
13 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
14 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2011
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
16 Approve Remuneration of Executive For For Management
Directors
17 Authorize Issue of Equity with For For Management
Pre-emptive Rights
18 Authorize Issue of Equity without For For Management
Pre-emptive Rights
19 Authorize Shares for Market Purchase For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director David R. Goode For For Management
1.5 Elect Director Jesse J. Greene, Jr. For For Management
1.6 Elect Director Jon M. Huntsman, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
8 Review and Assess Human Rights Policies Against Against Shareholder
9 Prohibit Sales to the Government of Against Against Shareholder
Sudan
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBG Security ID: 12504L109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Blum For For Management
1.2 Elect Director Brandon B. Boze For For Management
1.3 Elect Director Curtis F. Feeny For For Management
1.4 Elect Director Bradford M. Freeman For For Management
1.5 Elect Director Michael Kantor For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Jane J. Su For For Management
1.8 Elect Director Robert E. Sulentic For For Management
1.9 Elect Director Laura D. Tyson For For Management
1.10 Elect Director Gary L. Wilson For For Management
1.11 Elect Director Ray Wirta For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Carroll For Against Management
1b Elect Director Michael P. Johnson For For Management
1c Elect Director Janiece M. Longoria For For Management
1d Elect Director David M. McClanahan For For Management
1e Elect Director Susan O. Rheney For For Management
1f Elect Director R. A. Walker For For Management
1g Elect Director Peter S. Wareing For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director Fred R. Nichols For For Management
1.4 Elect Director William A. Owens For For Management
1.5 Elect Director Harvey P. Perry For For Management
1.6 Elect Director Glen F. Post, III For For Management
1.7 Elect Director Laurie A. Siegel For For Management
1.8 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Share Retention Policy Against Against Shareholder
4b Adopt Policy on Bonus Banking Against Against Shareholder
4c Proxy Access Against For Shareholder
4d Provide for Confidential Voting Against Against Shareholder
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald E. Bisbee, Jr. For For Management
1b Elect Director Denis A. Cortese For For Management
1c Elect Director Linda M. Dillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob G. Alexander For For Management
1b Elect Director Merrill A. ('Pete') For For Management
Miller, Jr.
1c Elect Director Thomas L. Ryan For For Management
1d Elect Director Vincent J. Intrieri For For Management
1e Elect Director Frederic M. Poses For For Management
1f Elect Director Archie W. Dunham For For Management
1g Elect Director R. Brad Martin For For Management
1h Elect Director Louis A. Raspino For For Management
2 Declassify the Board of Directors For For Management
3 Provide Proxy Access Right For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Amend Omnibus Stock Plan For For Management
8 Approve Executive Incentive Bonus Plan For For Management
9 Ratify Auditors For For Management
10 Establish Risk Oversight Committee Against Against Shareholder
11 Reincorporate in Another State [from Against Against Shareholder
Oklahoma to Delaware]
12 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For Against Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Neil W. Flanzraich For For Management
1.3 Elect Director Darlene J. Friedman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Declassify the Board of Directors For For Management
6 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Isaiah Harris, Jr. For For Management
1.3 Elect Director Jane E. Henney For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION
Ticker: CINF Security ID: 172062101
Meeting Date: APR 27, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Bahl For For Management
1.2 Elect Director Gregory T. Bier For For Management
1.3 Elect Director Linda Clement-Holmes For For Management
1.4 Elect Director Dirk J. Debbink For For Management
1.5 Elect Director Steven J. Johnston For For Management
1.6 Elect Director Kenneth C. Lichtendahl For For Management
1.7 Elect Director W. Rodney McMullen For For Management
1.8 Elect Director Gretchen W. Price For For Management
1.9 Elect Director John J. Schiff, Jr. For For Management
1.10 Elect Director Thomas R. Schiff For For Management
1.11 Elect Director Douglas S. Skidmore For For Management
1.12 Elect Director Kenneth W. Stecher For For Management
1.13 Elect Director John F. Steele, Jr. For For Management
1.14 Elect Director Larry R. Webb For For Management
1.15 Elect Director E. Anthony Woods For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CINTAS CORPORATION
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 16, 2012 Meeting Type: Annual
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald S. Adolph For For Management
1b Elect Director John F. Barrett For For Management
1c Elect Director Melanie W. Barstad For For Management
1d Elect Director Richard T. Farmer For For Management
1e Elect Director Scott D. Farmer For For Management
1f Elect Director James J. Johnson For For Management
1g Elect Director Robert J. Kohlhepp For For Management
1h Elect Director Joseph Scaminace For For Management
1i Elect Director Ronald W. Tysoe For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark B. Templeton For For Management
1b Elect Director Stephen M. Dow For For Management
1c Elect Director Godfrey R. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph A. Carrabba For For Management
1b Elect Director Susan M. Cunningham For For Management
1c Elect Director Barry J. Eldridge For For Management
1d Elect Director Andres R. Gluski For For Management
1e Elect Director Susan M. Green For For Management
1f Elect Director Janice K. Henry For For Management
1g Elect Director James F. Kirsch For For Management
1h Elect Director Francis R. McAllister For For Management
1i Elect Director Richard K. Riederer For For Management
1j Elect Director Timothy W. Sullivan For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence A. Duffy For For Management
1.2 Elect Director Charles P. Carey For For Management
1.3 Elect Director Mark E. Cermak For For Management
1.4 Elect Director Martin J. Gepsman For For Management
1.5 Elect Director Leo Melamed For For Management
1.6 Elect Director Joseph Niciforo For For Management
1.7 Elect Director C.C. Odom, II For For Management
1.8 Elect Director John F. Sandner For For Management
1.9 Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Barfield For For Management
1.2 Elect Director Stephen E. Ewing For For Management
1.3 Elect Director Richard M. Gabrys For For Management
1.4 Elect Director William D. Harvey For For Management
1.5 Elect Director David W. Joos For For Management
1.6 Elect Director Philip R. Lochner, Jr. For For Management
1.7 Elect Director Michael T. Monahan For For Management
1.8 Elect Director John G. Russell For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director Laura H. Wright For For Management
1.11 Elect Director John B. Yasinsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Stephanie Tilenius For For Management
1.8 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Orrin H. Ingram, II For For Management
1.6 Elect Director Thomas H. Johnson For For Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For For Management
1.9 Elect Director Andrea L. Saia For For Management
1.10 Elect Director Garry Watts For For Management
1.11 Elect Director Curtis R. Welling For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Breakiron-Evans For For Management
1b Elect Director John E. Klein For For Management
1c Elect Director Lakshmi Narayanan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For For Management
1.5 Elect Director Richard G. Lindner For For Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 07, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Irving W. Bailey, II For For Management
2 Elect Director David J. Barram For For Management
3 Elect Director Stephen L. Baum For For Management
4 Elect Director Erik Brynjolfsson For For Management
5 Elect Director Rodney F. Chase For For Management
6 Elect Director Judith R. Haberkorn For For Management
7 Elect Director J. Michael Lawrie For For Management
8 Elect Director Chong Sup Park For Against Management
9 Elect Director Lawrence A. Zimmerman For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Philip W. Baxter For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director William E. Davis For For Management
1.5 Elect Director Raj K. Gupta For For Management
1.6 Elect Director David C. Hardesty, Jr. For For Management
1.7 Elect Director John T. Mills For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
6 Report on Climate Change Against Against Shareholder
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Burke For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director George Campbell, Jr. For For Management
1.4 Elect Director Gordon J. Davis For For Management
1.5 Elect Director Michael J. Del Giudice For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director John F. Hennessy, III For For Management
1.8 Elect Director John F. Killian For For Management
1.9 Elect Director Eugene R. McGrath For For Management
1.10 Elect Director Sally H. Pinero For For Management
1.11 Elect Director Michael W. Ranger For For Management
1.12 Elect Director L. Frederick Sutherland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Cease CEO Compensation Benchmarking Against Against Shareholder
Policy
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry A. Fromberg For For Management
1.2 Elect Director Jeananne K. Hauswald For For Management
1.3 Elect Director Paul L. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Recapitalization Plan for all Against Against Shareholder
Stock to have One-vote per Share
7 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140111
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Capital For For Management
Authorization
3 Authority to Allot Securities and For For Management
Application of Reserves
4 Amend Articles of Association For For Management
5 Issue Shares in Connection with For For Management
Acquisition
6 Advisory Vote on Golden Parachutes For For Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140108
Meeting Date: OCT 26, 2012 Meeting Type: Court
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director John A. Canning, Jr. For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Robert F. Cummings, Jr. For For Management
1.6 Elect Director James B. Flaws For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Jill S. Ruckelshaus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC.
Ticker: CVH Security ID: 222862104
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director John B. Breaux For For Management
1c Elect Director Pamela L. Carter For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Edward J. Kelly, III For For Management
1f Elect Director Gilbert H. Lamphere For For Management
1g Elect Director John D. McPherson For For Management
1h Elect Director Timothy T. O'Toole For For Management
1i Elect Director David M. Ratcliffe For For Management
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Michael J. Ward For For Management
1l Elect Director J.C. Watts, Jr. For For Management
1m Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For Against Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald R. Horton For For Management
1b Elect Director Bradley S. Anderson For For Management
1c Elect Director Michael R. Buchanan For For Management
1d Elect Director Michael W. Hewatt For For Management
1e Elect Director Bob G. Scott For For Management
1f Elect Director Donald J. Tomnitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Teri List-Stoll For For Management
1.4 Elect Director Walter G. Lohr, Jr. For For Management
1.5 Elect Director Steven M. Rales For For Management
1.6 Elect Director John T. Schwieters For For Management
1.7 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 18, 2012 Meeting Type: Annual
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Barnes For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director Christopher J. (CJ) For For Management
Fraleigh
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director David H. Hughes For For Management
1.6 Elect Director Charles A. Ledsinger, For For Management
Jr.
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Connie Mack, III For For Management
1.9 Elect Director Andrew H. (Drew) Madsen For For Management
1.10 Elect Director Clarence Otis, Jr. For For Management
1.11 Elect Director Michael D. Rose For For Management
1.12 Elect Director Maria A. Sastre For For Management
1.13 Elect Director William S. Simon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony ('John') For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For Against Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg L. Engles For For Management
1.2 Elect Director Tom C. Davis For For Management
1.3 Elect Director Jim L. Turner For For Management
1.4 Elect Director Robert T. Wiseman For For Management
2 Approve Reverse Stock Split For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Pro-rata Vesting of Equity Plans Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Thomas H. Patrick For For Management
1j Elect Director Aulana L. Peters For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James W. Breyer For For Management
2 Elect Director Donald J. Carty For Against Management
3 Elect Director Janet F. Clark For For Management
4 Elect Director Laura Conigliaro For For Management
5 Elect Director Michael S. Dell For For Management
6 Elect Director Kenneth M. Duberstein For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Gerard J. Kleisterlee For For Management
9 Elect Director Klaus S. Luft For For Management
10 Elect Director Alex J. Mandl For For Management
11 Elect Director Shantanu Narayen For For Management
12 Elect Director H. Ross Perot, Jr. For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gary L. Cowger as a Director For For Management
1.2 Reelect Nicholas M. Donofrio as a For For Management
Director
1.3 Reelect Mark P. Frissora as a Director For For Management
1.4 Reelect Rajiv L. Gupta as a Director For For Management
1.5 Reelect John A. Krol as a Director For For Management
1.6 Reelect J. Randall MacDonald as a For For Management
Director
1.7 Reelect Sean O. Mahoney as a Director For For Management
1.8 Reelect Rodney O'Neal as a Director For For Management
1.9 Reelect Thomas W. Sidlik as a Director For For Management
1.10 Reelect Bernd Wiedemann as a Director For For Management
1.11 Reelect Lawrence A. Zimmerman as a For For Management
Director
2 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wieland F. Wettstein For For Management
1.2 Elect Director Michael L. Beatty For For Management
1.3 Elect Director Michael B. Decker For For Management
1.4 Elect Director Ronald G. Greene For For Management
1.5 Elect Director Gregory L. McMichael For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Phil Rykhoek For For Management
1.8 Elect Director Randy Stein For For Management
1.9 Elect Director Laura A. Sugg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paula H. Cholmondeley For Against Management
1b Elect Director Michael J. Coleman For For Management
1c Elect Director John C. Miles, II For For Management
1d Elect Director John L. Miclot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr. For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darren R. Huston For For Management
1.2 Elect Director William T. Keevan For For Management
1.3 Elect Director Lyle Logan For For Management
1.4 Elect Director Alan G. Merten For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney, II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Clifford M. Sobel For For Management
1.9 Elect Director Andrew H. Tisch For For Management
1.10 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25490A309
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil Austrian For For Management
1b Elect Director Ralph Boyd, Jr. For For Management
1c Elect Director Abelardo Bru For For Management
1d Elect Director David Dillon For For Management
1e Elect Director Samuel DiPiazza, Jr. For For Management
1f Elect Director Dixon Doll For For Management
1g Elect Director Charles Lee For For Management
1h Elect Director Peter Lund For For Management
1i Elect Director Nancy Newcomb For For Management
1j Elect Director Lorrie Norrington For For Management
1k Elect Director Michael White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For For Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Gould For Withhold Management
1.2 Elect Director John S. Hendricks For For Management
1.3 Elect Director M. LaVoy Robison For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raj Agrawal For For Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Michael M. Calbert For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Patricia D. Fili-Krushel For For Management
1.7 Elect Director Adrian Jones For For Management
1.8 Elect Director William C. Rhodes, III For For Management
1.9 Elect Director David B. Rickard For For Management
2 Adopt Majority Voting for the Election For For Management
of Directors
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold S. Barron For For Management
1.2 Elect Director Macon F. Brock, Jr. For For Management
1.3 Elect Director Mary Anne Citrino For For Management
1.4 Elect Director H. Ray Compton For For Management
1.5 Elect Director Conrad M. Hall For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director J. Douglas Perry For For Management
1.8 Elect Director Bob Sasser For For Management
1.9 Elect Director Thomas A. Saunders, III For For Management
1.10 Elect Director Thomas E. Whiddon For For Management
1.11 Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Barr For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Helen E. Dragas For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Mark J. Kington For For Management
1.9 Elect Director Pamela J. Royal For For Management
1.10 Elect Director Robert H. Spilman, Jr. For For Management
1.11 Elect Director Michael E. Szymanczyk For For Management
1.12 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
6 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
7 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
8 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David H. Benson For For Management
1b Elect Director Robert W. Cremin For For Management
1c Elect Director Jean-Pierre M. Ergas For For Management
1d Elect Director Peter T. Francis For For Management
1e Elect Director Kristiane C. Graham For For Management
1f Elect Director M.F. Johnston For For Management
1g Elect Director Robert A. Livingston For For Management
1h Elect Director Richard K. Lochridge For For Management
1i Elect Director Bernard G. Rethore For For Management
1j Elect Director Michael B. Stubbs For For Management
1k Elect Director Stephen M. Todd For For Management
1l Elect Director Stephen K. Wagner For For Management
1m Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Ronald G. Rogers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director James B. Nicholson For For Management
1.6 Elect Director Charles W. Pryor, Jr. For For Management
1.7 Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Harris E. DeLoach, Jr. For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director Ann Maynard Gray For For Management
1.8 Elect Director James H. Hance, Jr. For Withhold Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director James B. Hyler, Jr. For For Management
1.11 Elect Director E. Marie McKee For For Management
1.12 Elect Director E. James Reinsch For For Management
1.13 Elect Director James T. Rhodes For For Management
1.14 Elect Director James E. Rogers For For Management
1.15 Elect Director Carlos A. Saladrigas For For Management
1.16 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul T. Idzik For For Management
1b Elect Director Frederick W. Kanner For For Management
1c Elect Director James Lam For For Management
1d Elect Director Rodger A. Lawson For For Management
1e Elect Director Rebecca Saeger For For Management
1f Elect Director Joseph L. Sclafani For For Management
1g Elect Director Joseph M. Velli For For Management
1h Elect Director Donna L. Weaver For For Management
1i Elect Director Stephen H. Willard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For For Management
1.8 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction of Capital of New For For Management
Eaton to Allow Creation of
Distributable Reserves of New Eaton
which are Required Under Irish Law to
Allow New Eaton to Make Distributions
and to Pay Dividends and Repurchase or
Redeem Shares
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For Abstain Management
Reissuance of Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Report on Privacy and Data Security Against Against Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas M. Baker, Jr. For For Management
1.2 Elect Director Barbara J. Beck For For Management
1.3 Elect Director Leslie S. Biller For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Jerry A. Grundhofer For For Management
1.6 Elect Director Arthur J. Higgins For For Management
1.7 Elect Director Joel W. Johnson For For Management
1.8 Elect Director Michael Larson For Against Management
1.9 Elect Director Jerry W. Levin For For Management
1.10 Elect Director Robert L. Lumpkins For For Management
1.11 Elect Director Victoria J. Reich For For Management
1.12 Elect Director Mary M. VanDeWeghe For For Management
1.13 Elect Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova For For Management
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Ronald L. Olson For Against Management
1.8 Elect Director Richard T. Schlosberg, For For Management
III
1.9 Elect Director Thomas C. Sutton For For Management
1.10 Elect Director Peter J. Taylor For For Management
1.11 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director William J. Link For For Management
1.3 Elect Director Wesley W. von Schack For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For Against Management
2 Elect Director Jay C. Hoag For For Management
3 Elect Director Jeffrey T. Huber For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For Against Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst, III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For Against Management
10 Elect Director Luis A. Ubinas For For Management
11 Amend Omnibus Stock Plan For For Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director J. B. Bolten For For Management
1.3 Elect Director M. S. Levatich For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director A.A. Busch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Francis S. Kalman as Director For For Management
2 Re-elect Roxanne J. Decyk as Director For For Management
3 Re-elect Mary Francis CBE as Director For For Management
4 Reappoint KPMG LLP as Auditors of the For For Management
Company
5 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Advisory Vote to Approve Directors' For For Management
Remuneration Report
9 Accept Auditors' and Directors' For For Management
Reports and Statutory Reports
10 Amend Articles of Association For For Management
Declassifying the Board and Conversion
of American Depositary Shares to Class
A ordinary Shares
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Scannell Bateman For For Management
1b Elect Director L.P. Denault For For Management
1c Elect Director Gary W. Edwards For For Management
1d Elect Director Alexis M. Herman For For Management
1e Elect Director Donald C. Hintz For For Management
1f Elect Director Stuart L. Levenick For For Management
1g Elect Director Blanche L. Lincoln For For Management
1h Elect Director Stewart C. Myers For For Management
1i Elect Director W.J. Tauzin For For Management
1j Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director George L. Miles, Jr. For Withhold Management
1.4 Elect Director Stephen A. Thorington For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For For Management
1b Elect Director Robert D. Daleo For For Management
1c Elect Director Walter W. Driver, Jr. For For Management
1d Elect Director Mark L. Feidler For For Management
1e Elect Director L. Phillip Humann For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Richard F. Smith For For Management
1i Elect Director Mark B. Templeton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director Thomas J. Ridge For For Management
1n Elect Director John W. Rogers, Jr. For For Management
1o Elect Director Mayo A. Shattuck, III For For Management
1p Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George (Skip) Battle For Withhold Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For Withhold Management
1.10 Elect Director Jose A. Tazon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Rose For For Management
2 Elect Director Robert R. Wright For For Management
3 Elect Director Mark A. Emmert For For Management
4 Elect Director R. Jordan Gates For For Management
5 Elect Director Dan P. Kourkoumelis For For Management
6 Elect Director Michael J. Malone For For Management
7 Elect Director John W. Meisenbach For For Management
8 Elect Director Liane J. Pelletier For For Management
9 Elect Director James L.k. Wang For For Management
10 Elect Director Tay Yoshitani For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Approve Stock Option Plan For For Management
13 Ratify Auditors For For Management
14 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For Against Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For Against Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For Against Management
1l Elect Director Seymour Sternberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Dreyer For For Management
1b Elect Director Sandra Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Alan J. Higginson For For Management
1e Elect Director John McAdam For For Management
1f Elect Director Stephen Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Adopt ILO Based Code of Conduct Against Against Shareholder
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Kierlin For For Management
1b Elect Director Stephen M. Slaggie For For Management
1c Elect Director Michael M. Gostomski For Against Management
1d Elect Director Willard D. Oberton For For Management
1e Elect Director Michael J. Dolan For For Management
1f Elect Director Reyne K. Wisecup For For Management
1g Elect Director Hugh L. Miller For For Management
1h Elect Director Michael J. Ancius For For Management
1i Elect Director Scott A. Satterlee For For Management
1j Elect Director Rita J. Heise For For Management
1k Elect Director Darren R. Jackson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For Against Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephan A. James For For Management
1b Elect Director Frank R. Martire For For Management
1c Elect Director Gary A. Norcross For For Management
1d Elect Director James B. Stallings, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Carter For For Management
1.2 Elect Director John C. Compton For For Management
1.3 Elect Director Mark A. Emkes For For Management
1.4 Elect Director Corydon J. Gilchrist For For Management
1.5 Elect Director Vicky B. Gregg For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Scott M. Niswonger For For Management
1.9 Elect Director Vicki R. Palmer For For Management
1.10 Elect Director Colin V. Reed For For Management
1.11 Elect Director Luke Yancy, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Richard D. Chapman For For Management
1.3 Elect Director George A. Hambro For For Management
1.4 Elect Director James A. Hughes For For Management
1.5 Elect Director Craig Kennedy For For Management
1.6 Elect Director James F. Nolan For For Management
1.7 Elect Director William J. Post For For Management
1.8 Elect Director J. Thomas Presby For For Management
1.9 Elect Director Paul H. Stebbins For For Management
1.10 Elect Director Michael Sweeney For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against Against Shareholder
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Carol A. Cartwright For For Management
1.5 Elect Director William T. Cottle For For Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Julia L. Johnson For For Management
1.8 Elect Director Ted J. Kleisner For Withhold Management
1.9 Elect Director Donald T. Misheff For For Management
1.10 Elect Director Ernest J. Novak, Jr. For For Management
1.11 Elect Director Christopher D. Pappas For Withhold Management
1.12 Elect Director Catherine A. Rein For Withhold Management
1.13 Elect Director George M. Smart For For Management
1.14 Elect Director Wes M. Taylor For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Cease CEO Compensation Benchmarking Against Against Shareholder
Policy
6 Submit SERP to Shareholder Vote Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Require a Majority Vote for the Against Against Shareholder
Election of Directors
9 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Flink For For Management
1.2 Elect Director Dennis F. Lynch For For Management
1.3 Elect Director Kim M. Robak For For Management
1.4 Elect Director Doyle R. Simons For For Management
1.5 Elect Director Thomas C. Wertheimer For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Carter For For Management
1.2 Elect Director Michael T. Smith For For Management
1.3 Elect Director John W. Wood, Jr. For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Brondeau For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Robert C. Pallash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eleazar de Carvalho For For Management
Filho
1b Elect Director Claire S. Farley For For Management
1c Elect Director Joseph H. Netherland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For Against Management
1.7 Elect Director James H. Hance, Jr. For Against Management
1.8 Elect Director William W. Helman IV For For Management
1.9 Elect Director Jon M. Huntsman, Jr. For For Management
1.10 Elect Director Richard A. Manoogian For For Management
1.11 Elect Director Ellen R. Marram For For Management
1.12 Elect Director Alan Mulally For For Management
1.13 Elect Director Homer A. Neal For For Management
1.14 Elect Director Gerald L. Shaheen For For Management
1.15 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Approval of Tax Benefits Preservation For For Management
Plan
7 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
8 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Nesli Basgoz For Did Not Vote Management
1.3 Elect Director Christopher J. Coughlin For Did Not Vote Management
1.4 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.5 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.6 Elect Director Gerald M. Lieberman For Did Not Vote Management
1.7 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
1.9 Elect Director Brenton L. Saunders For Did Not Vote Management
1.10 Elect Director Peter J. Zimetbaum For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Against Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments Against Did Not Vote Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Withhold Shareholder
1.2 Elect Director Pierre Legault For For Shareholder
1.3 Elect Director Andrew J. Fromkin For Withhold Shareholder
1.4 Elect Director Daniel A. Ninivaggi For Withhold Shareholder
1.5 Management Nominee - Howard Solomon For For Shareholder
1.6 Management Nominee - Nesli Basgoz For For Shareholder
1.7 Management Nominee - Christopher J. For For Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For For Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For For Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For For Shareholder
2 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Abstain Against Shareholder
5 Repeal Any Bylaws Amendments For Against Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Agather For For Management
1.2 Elect Director Jeffrey N. Boyer For For Management
1.3 Elect Director Kosta N. Kartsotis For For Management
1.4 Elect Director Diane L. Neal For For Management
1.5 Elect Director Thomas M. Nealon For For Management
1.6 Elect Director Mark D. Quick For For Management
1.7 Elect Director Elysia Holt Ragusa For For Management
1.8 Elect Director Jal S. Shroff For For Management
1.9 Elect Director James E. Skinner For For Management
1.10 Elect Director James M. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name to Fossil Group, For For Management
Inc.
5 Report on Supply Chain Environmental Against Against Shareholder
Management
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles Crocker For For Management
1d Elect Director Charles B. Johnson For For Management
1e Elect Director Gregory E. Johnson For For Management
1f Elect Director Rupert H. Johnson, Jr. For For Management
1g Elect Director Mark C. Pigott For For Management
1h Elect Director Chutta Ratnathicam For For Management
1i Elect Director Laura Stein For For Management
1j Elect Director Anne M. Tatlock For For Management
1k Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORPORATION
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy T. Barnes, Jr. For For Management
1.2 Elect Director Peter C.B. Bynoe For For Management
1.3 Elect Director Jeri B. Finard For For Management
1.4 Elect Director Edward Fraioli For For Management
1.5 Elect Director James S. Kahan For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Mark Shapiro For For Management
1.10 Elect Director Myron A. Wick, III For For Management
1.11 Elect Director Mary Agnes Wilderotter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director JeromeL. Davis For For Management
1.2 Elect Director R. Richard Fontaine For For Management
1.3 Elect Director Steven R. Koonin For For Management
1.4 Elect Director Stephanie M. Shern For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Cody For For Management
1b Elect Director Howard D. Elias For For Management
1c Elect Director John Jeffry Louis For For Management
1d Elect Director Marjorie Magner For For Management
1e Elect Director Gracia C. Martore For For Management
1f Elect Director Scott K. McCune For For Management
1g Elect Director Duncan M. McFarland For For Management
1h Elect Director Susan Ness For For Management
1i Elect Director Neal Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Double Trigger on Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Joseph J. Hartnett For For Management
5.2 Elect Director Thomas P. Poberezny For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Ernst and Young LLP as Auditors For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Paul G. Kaminski For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director Phebe N. Novakovic For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Robert Walmsley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Review and Assess Human Rights Policy Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For Against Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against Against Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Michael D. Rose For For Management
12 Elect Director Robert L. Ryan For For Management
13 Elect Director Dorothy A. Terrell For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENUINE PARTS COMPANY
Ticker: GPC Security ID: 372460105
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Bullock For For Management
1.2 Elect Director Paul D. Donahue For For Management
1.3 Elect Director Jean Douville For For Management
1.4 Elect Director Thomas C. Gallagher For For Management
1.5 Elect Director George C. 'Jack' Guynn For For Management
1.6 Elect Director John R. Holder For For Management
1.7 Elect Director John D. Johns For For Management
1.8 Elect Director Michael M. E. Johns For For Management
1.9 Elect Director Robert C. 'Robin' For For Management
Loudermilk, Jr.
1.10 Elect Director Wendy B. Needham For For Management
1.11 Elect Director Jerry W. Nix For For Management
1.12 Elect Director Gary W. Rollins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Bolinder For For Management
1.2 Elect Director G. Kent Conrad For For Management
1.3 Elect Director Nancy J. Karch For Against Management
1.4 Elect Director Thomas J. McInerney For For Management
1.5 Elect Director Christine B. Mead For For Management
1.6 Elect Director David M. Moffett For For Management
1.7 Elect Director Thomas E. Moloney For For Management
1.8 Elect Director James A. Parke For For Management
1.9 Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul J. Brown For For Management
2 Elect Director William C. Cobb For For Management
3 Elect Director Marvin R. Ellison For For Management
4 Elect Director Robert A. Gerard For For Management
5 Elect Director David Baker Lewis For For Management
6 Elect Director Victoria J. Reich For For Management
7 Elect Director Bruce C. Rohde For For Management
8 Elect Director Tom D. Seip For For Management
9 Elect Director Christianna Wood For For Management
10 Elect Director James F. Wright For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Approve Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock For For Management
Purchase Plan
15 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For Against Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For Against Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O'Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For Against Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: APR 27, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Richard R. Beattie For For Management
1.4 Elect Director Martha F. Brooks For For Management
1.5 Elect Director Michael J. Cave For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Donald A. James For For Management
1.8 Elect Director Sara L. Levinson For For Management
1.9 Elect Director N. Thomas Linebarger For For Management
1.10 Elect Director George L. Miles, Jr. For Withhold Management
1.11 Elect Director James A. Norling For For Management
1.12 Elect Director Keith E. Wandell For For Management
1.13 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Ticker: HAR Security ID: 413086109
Meeting Date: DEC 05, 2012 Meeting Type: Annual
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jiren Liu For For Management
1b Elect Director Edward H. Meyer For For Management
1c Elect Director Dinesh C. Paliwal For For Management
1d Elect Director Hellene S. Runtagh For For Management
1e Elect Director Frank Sklarsky For For Management
1f Elect Director Gary G. Steel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 26, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director William M. Brown For For Management
1.02 Elect Director Peter W. Chiarelli For For Management
1.03 Elect Director Thomas A. Dattilo For For Management
1.04 Elect Director Terry D. Growcock For For Management
1.05 Elect Director Lewis Hay, III For For Management
1.06 Elect Director Karen Katen For For Management
1.07 Elect Director Stephen P. Kaufman For For Management
1.08 Elect Director Leslie F. Kenne For For Management
1.09 Elect Director David B. Rickard For For Management
1.10 Elect Director James C. Stoffel For For Management
1.11 Elect Director Gregory T. Swienton For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Right to Call Special Meeting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Alan R. Batkin For For Management
1.3 Elect Director Frank J. Biondi, Jr. For Withhold Management
1.4 Elect Director Kenneth A. Bronfin For For Management
1.5 Elect Director John M. Connors, Jr. For For Management
1.6 Elect Director Michael W. O. Garrett For Withhold Management
1.7 Elect Director Lisa Gersh For For Management
1.8 Elect Director Brian D. Goldner For For Management
1.9 Elect Director Jack M. Greenberg For Withhold Management
1.10 Elect Director Alan G. Hassenfeld For For Management
1.11 Elect Director Tracy A. Leinbach For For Management
1.12 Elect Director Edward M. Philip For For Management
1.13 Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Suppliers to Publish Against Against Shareholder
Sustainability Report
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Flaherty, III For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Lauralee E. Martin For For Management
1e Elect Director Michael D. McKee For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Kenneth B. Roath For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director George L. Chapman For For Management
1.3 Elect Director Thomas J. DeRosa For For Management
1.4 Elect Director Jeffrey H. Donahue For For Management
1.5 Elect Director Peter J. Grua For For Management
1.6 Elect Director Fred S. Klipsch For For Management
1.7 Elect Director Sharon M. Oster For For Management
1.8 Elect Director Jeffrey R. Otten For For Management
1.9 Elect Director Judith C. Pelham For For Management
1.10 Elect Director R. Scott Trumbull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director John W. Lindsay For For Management
1.3 Elect Director Paula Marshall For For Management
1.4 Elect Director Randy A. Foutch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 16, 2013 Meeting Type: Proxy Contest
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director J. Krenicki For Did Not Vote Management
1.2 Elect Director K. Meyers For Did Not Vote Management
1.3 Elect Director Fredric G. Reynolds For Did Not Vote Management
1.4 Elect Director William G. Schrader For Did Not Vote Management
1.5 Director Mark Williams For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Declassify the Board of Directors For Did Not Vote Management
5 Require Independent Board Chairman Against Did Not Vote Shareholder
6 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder
7 Report on Political Contributions Against Did Not Vote Shareholder
8 Repeal Any Bylaws Amendments Adopted Against Did Not Vote Shareholder
subsequent to February 2, 2011
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Rodney F. Chase For For Shareholder
1.2 Elect Director Harvey Golub For For Shareholder
1.3 Elect Director Karl F. Kurz For For Shareholder
1.4 Elect Director David McManus For For Shareholder
1.5 Elect Director Marshall D. Smith For For Shareholder
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman For For Shareholder
6 Reduce Supermajority Vote Requirement For For Shareholder
7 Report on Political Contributions For Against Shareholder
8 Repeal Any Bylaws Amendments Adopted For For Shareholder
subsequent to February 2, 2011
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Rajiv L. Gupta For For Management
1.4 Elect Director John H. Hammergren For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Gary M. Reiner For For Management
1.8 Elect Director Patricia F. Russo For Against Management
1.9 Elect Director G. Kennedy Thompson For For Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For For Management
6 Establish Environmental/Social Issue Against Against Shareholder
Board Committee
7 Amend Human Rights Policies Against Against Shareholder
8 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director Susan I. Marvin For For Management
1.7 Elect Director John L. Morrison For For Management
1.8 Elect Director Elsa A. Murano For For Management
1.9 Elect Director Robert C. Nakasone For For Management
1.10 Elect Director Susan K. Nestegard For For Management
1.11 Elect Director Dakota A. Pippins For For Management
1.12 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Approve Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Connie R. Curran For For Management
1b Elect Director William G. Dempsey For For Management
1c Elect Director Dennis M. Fenton For For Management
1d Elect Director Heino von Prondzynski For For Management
1e Elect Director Mark F. Wheeler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila C. Bair For For Management
1.2 Elect Director Robert M. Baylis For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For Against Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 18, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Casto, III For For Management
1.2 Elect Director Ann 'Tanny' B. Crane For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Michael J. Endres For For Management
1.5 Elect Director John B. Gerlach, Jr. For For Management
1.6 Elect Director Peter J. Kight For For Management
1.7 Elect Director Jonathan A. Levy For For Management
1.8 Elect Director Richard W. Neu For For Management
1.9 Elect Director David L. Porteous For For Management
1.10 Elect Director Kathleen H. Ransier For For Management
1.11 Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Don H. Davis, Jr. For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Robert C. McCormack For For Management
1f Elect Director Robert S. Morrison For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director James A. Skinner For For Management
1i Elect Director David B. Smith, Jr. For For Management
1j Elect Director Pamela B. Strobel For For Management
1k Elect Director Kevin M. Warren For For Management
1l Elect Director Anre D. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director John P. Surma For For Management
1k Elect Director Richard J. Swift For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Omnibus Stock Plan For Abstain Management
5 Amend the Company's Articles of For For Management
Association to Give the Board of
Directors Authority to Declare
Non-Cash Dividends
6 Capital Reduction and Creation of For For Management
Distributable Reserves
7 Amend the Company's Articles of For For Management
Association to Expand the Authority to
Execute Instruments of Transfer
8 Amend the Company's Articles of For For Management
Association to Provide for Escheatment
in Accordance with U.S. Laws
--------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC.
Ticker: TEG Security ID: 45822P105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director Albert J. Budney, Jr. For For Management
1.3 Elect Director Ellen Carnahan For For Management
1.4 Elect Director Michelle L. Collins For For Management
1.5 Elect Director Kathryn M. For For Management
Hasselblad-Pascale
1.6 Elect Director John W. Higgins For For Management
1.7 Elect Director Paul W. Jones For For Management
1.8 Elect Director Holly Keller Koeppel For For Management
1.9 Elect Director Michael E. Lavin For For Management
1.10 Elect Director William F. Protz, Jr. For For Management
1.11 Elect Director Charles A. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Judd A. Gregg For For Management
1d Elect Director Fred W. Hatfield For For Management
1e Elect Director Terrence F. Martell For For Management
1f Elect Director Callum McCarthy For For Management
1g Elect Director Robert Reid For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For Against Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2A Increase Authorized Preferred and For For Management
Common Stock
2B Approve Stock Ownership Limitations For For Management
2C Provisions Related to Disqualification For For Management
of Officers and Directors and Certain
Powers of the Board of Directors
2D Provisions Related to Considerations For For Management
of the Board of Directors
2E Amend ICE Group Certificate of For For Management
Incorporation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcello V. Bottoli For For Management
1b Elect Director Linda B. Buck For For Management
1c Elect Director J. Michael Cook For For Management
1d Elect Director Roger W. Ferguson, Jr. For For Management
1e Elect Director Andreas Fibig For For Management
1f Elect Director Christina Gold For For Management
1g Elect Director Alexandra A. Herzan For For Management
1h Elect Director Henry W. Howell, Jr. For For Management
1i Elect Director Katherine M. Hudson For For Management
1j Elect Director Arthur C. Martinez For Against Management
1k Elect Director Dale F. Morrison For For Management
1l Elect Director Douglas D. Tough For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 05, 2013 Meeting Type: Proxy Contest
Record Date: JAN 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director Janice Chaffin For For Management
1.3 Elect Director Greg Creed For For Management
1.4 Elect Director Patti S. Hart For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director David E. Roberson For For Management
1.7 Elect Director Vincent L. Sadusky For For Management
1.8 Elect Director Philip G. Satre For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Raymond J. Brooks, Jr. For Did Not Vote Shareholder
1.2 Elect Director Charles N. Mathewson For Did Not Vote Shareholder
1.3 Elect Director Daniel B. Silvers For Did Not Vote Shareholder
1.4 Management Nominee - Janice Chaffin For Did Not Vote Shareholder
1.5 Management Nominee - Greg Creed For Did Not Vote Shareholder
1.6 Management Nominee - Patti S. Hart For Did Not Vote Shareholder
1.7 Management Nominee - Robert J. Miller For Did Not Vote Shareholder
1.8 Management Nominee - Philip G. Satre For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan None Did Not Vote Management
3 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
4 Ratify Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Alan J. Levy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph R. Canion For For Management
1.2 Elect Director Edward P. Lawrence For For Management
1.3 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 462846106
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ted R. Antenucci For For Management
1b Elect Director Clarke H. Bailey For For Management
1c Elect Director Kent P. Dauten For For Management
1d Elect Director Paul F. Deninger For For Management
1e Elect Director Per-Kristian Halvorsen For For Management
1f Elect Director Michael W. Lamach For For Management
1g Elect Director Arthur D. Little For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Vincent J. Ryan For For Management
1j Elect Director Laurie A. Tucker For For Management
1k Elect Director Alfred J. Verrecchia For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC.
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Ackman For For Management
1b Elect Director Colleen C. Barrett For For Management
1c Elect Director Thomas J. Engibous For For Management
1d Elect Director Kent B. Foster For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director Leonard H. Roberts For For Management
1g Elect Director Steven Roth For For Management
1h Elect Director Javier G. Teruel For For Management
1i Elect Director R. Gerald Turner For For Management
1j Elect Director Myron E. Ullman, III For For Management
1k Elect Director Mary Beth West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director Mel S. Lavitt For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Mark T. Mondello For For Management
1.5 Elect Director Lawrence J. Murphy For For Management
1.6 Elect Director Frank A. Newman For For Management
1.7 Elect Director Steven A. Raymund For For Management
1.8 Elect Director Thomas A. Sansone For For Management
1.9 Elect Director David M. Stout For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Davidson, Jr. For For Management
1b Elect Director Ralph E. Eberhart For For Management
1c Elect Director Edward V. Fritzky For For Management
1d Elect Director Christopher M.T. For For Management
Thompson
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION
Ticker: JDSU Security ID: 46612J507
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Harold L. Covert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Julie L. Bushman For For Management
1.3 Elect Director Eugenio Clariond For For Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John T. Gremp For For Management
1.3 Elect Director John Nils Hanson For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested None For Management
Election of Directors
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For Against Management
1e Elect Director James S. Crown For Against Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director William F. Meehan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Gund For For Management
1.2 Elect Director Mary Laschinger For For Management
1.3 Elect Director Ann McLaughlin Korologos For Withhold Management
1.4 Elect Director Cynthia Milligan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Campbell For For Management
1.2 Elect Director Joseph A. Carrabba For For Management
1.3 Elect Director Charles P. Cooley For For Management
1.4 Elect Director Alexander M. Cutler For For Management
1.5 Elect Director H. James Dallas For For Management
1.6 Elect Director Elizabeth R. Gile For For Management
1.7 Elect Director Ruth Ann M. Gillis For For Management
1.8 Elect Director William G. Gisel, Jr. For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Beth E. Mooney For For Management
1.12 Elect Director Barbara R. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director John F. Bergstrom For For Management
1.3 Elect Director Abelardo E. Bru For For Management
1.4 Elect Director Robert W. Decherd For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Fabian T. Garcia For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director James M. Jenness For For Management
1.9 Elect Director Nancy J. Karch For Against Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton Cooper For For Management
1.2 Elect Director Phillip E. Coviello For For Management
1.3 Elect Director Richard G. Dooley For For Management
1.4 Elect Director Joe Grills For For Management
1.5 Elect Director David B. Henry For For Management
1.6 Elect Director F. Patrick Hughes For For Management
1.7 Elect Director Frank Lourenso For For Management
1.8 Elect Director Colombe M. Nicholas For For Management
1.9 Elect Director Richard B. Saltzman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director C. Park Shaper For For Management
1.3 Elect Director Steven J. Kean For For Management
1.4 Elect Director Anthony W. Hall, Jr. For For Management
1.5 Elect Director Deborah A. Macdonald For For Management
1.6 Elect Director Michael Miller For For Management
1.7 Elect Director Michael C. Morgan For For Management
1.8 Elect Director Fayez Sarofim For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel For For Management
1.4 Elect Director David C. Wang For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Animal Cruelty Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LTD Security ID: 501797104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis S. Hersch For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director William R. Loomis, Jr. For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lloyd W. Newton For For Management
1.4 Elect Director Vincent Pagano, Jr. For For Management
1.5 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Act by Written Consent For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director David P. King For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Robert E. Mittelstaedt, For For Management
Jr.
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Arthur H. Rubenstein For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director M. Keith Weikel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Anstice For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director Michael R. Cannon For For Management
1.4 Elect Director Youssef A. El-mansy For For Management
1.5 Elect Director Christine A. Heckart For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Krishna C. Saraswat For For Management
1.10 Elect Director William R. Spivey For For Management
1.11 Elect Director Abhijit Y. Talwalkar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Angelica For For Management
1.2 Elect Director Barry W. Huff For For Management
1.3 Elect Director John E. Koerner, III For For Management
1.4 Elect Director Cheryl Gordon Krongard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Brunner For For Management
1b Elect Director Ralph W. Clark For For Management
1c Elect Director Robert G. Culp, III For For Management
1d Elect Director R. Ted Enloe, III For For Management
1e Elect Director Richard T. Fisher For For Management
1f Elect Director Matthew C. Flanigan For For Management
1g Elect Director Karl G. Glassman For For Management
1h Elect Director David S. Haffner For For Management
1i Elect Director Joseph W. McClanathan For For Management
1j Elect Director Judy C. Odom For For Management
1k Elect Director Phoebe A. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Theron I. (Tig) Gilliam For For Management
1.4 Elect Director Sherrill W. Hudson For For Management
1.5 Elect Director R. Kirk Landon For For Management
1.6 Elect Director Sidney Lapidus For For Management
1.7 Elect Director Stuart A. Miller For For Management
1.8 Elect Director Jeffrey Sonnenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: FEB 28, 2013 Meeting Type: Special
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition OR Issue Shares in For For Management
Connection with Acquisition
2 Amend Securities Transfer Restrictions For Against Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Adam, Jr. For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Donald W. Grimm For For Management
1.4 Elect Director Craig J. Mundie For For Management
1.5 Elect Director Ora H. Pescovitz For For Management
1.6 Elect Director Per A. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director William Porter Payne For For Management
1.4 Elect Director Patrick S. Pittard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director Lothar Maier For For Management
1.3 Elect Director Arthur C. Agnos For For Management
1.4 Elect Director John J. Gordon For For Management
1.5 Elect Director David S. Lee For For Management
1.6 Elect Director Richard M. Moley For For Management
1.7 Elect Director Thomas S. Volpe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Rosalind G. Brewer For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Thomas J. Falk For For Management
1.6 Elect Director Marillyn A. Hewson For For Management
1.7 Elect Director Gwendolyn S. King For For Management
1.8 Elect Director James M. Loy For For Management
1.9 Elect Director Douglas H. McCorkindale For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence S. Bacow For For Management
1b Elect Director Ann E. Berman For For Management
1c Elect Director Joseph L. Bower For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Jacob A. Frenkel For For Management
1f Elect Director Paul J. Fribourg For For Management
1g Elect Director Walter L. Harris For For Management
1h Elect Director Philip A. Laskawy For Against Management
1i Elect Director Ken Miller For For Management
1j Elect Director Gloria R. Scott For For Management
1k Elect Director Andrew H. Tisch For For Management
1l Elect Director James S. Tisch For For Management
1m Elect Director Jonathan M. Tisch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Andrew H. Card, Jr. For For Management
2.2 Elect Director Virgis W. Colbert For For Management
2.3 Elect Director Richard W. Roedel For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wisemen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve amendments to the terms of the For For Management
Series A Preferred Shares that would
serve to reduce the dividend rate on
the Series A Preferred Shares from 9%
per annum to 6.375% per annum
3 Approve amendments to the terms of the For For Management
Series C Preferred Shares that would
serve to reduce the dividend rate on
the Series C Preferred Shares from 9%
per annum to 6.375% per annum
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director C. Angela Bontempo For For Management
1.3 Elect Director Robert T. Brady For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Mark J. Czarnecki For For Management
1.6 Elect Director Gary N. Geisel For Withhold Management
1.7 Elect Director John D. Hawke, Jr For For Management
1.8 Elect Director Patrick W.E. Hodgson For For Management
1.9 Elect Director Richard G. King For For Management
1.10 Elect Director Jorge G. Pereira For For Management
1.11 Elect Director Michael P. Pinto For For Management
1.12 Elect Director Melinda R. Rich For For Management
1.13 Elect Director Robert E. Sadler, Jr. For For Management
1.14 Elect Director Herbert L. Washington For For Management
1.15 Elect Director Robert G. Wilmers For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For Against Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.W. Marriott, Jr. For For Management
1.2 Elect Director John W. Marriott, III For For Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Frederick A. Henderson For For Management
1.5 Elect Director Lawrence W. Kellner For For Management
1.6 Elect Director Debra L. Lee For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Harry J. Pearce For For Management
1.9 Elect Director Steven S Reinemund For For Management
1.10 Elect Director W. Mitt Romney For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Arne M. Sorenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zachary W. Carter For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Lord Lang For For Management
1f Elect Director Elaine La Roche For For Management
1g Elect Director Steven A. Mills For For Management
1h Elect Director Bruce P. Nolop For For Management
1i Elect Director Marc D. Oken For For Management
1j Elect Director Morton O. Schapiro For For Management
1k Elect Director Adele Simmons For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis W. Archer For For Management
1b Elect Director Donald R. Parfet For For Management
1c Elect Director Lisa A. Payne For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For Against Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For Against Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Dolan For For Management
1b Elect Director Trevor A. Edwards For For Management
1c Elect Director Frances D. Fergusson For For Management
1d Elect Director Dominic Ng For For Management
1e Elect Director Vasant M. Prabhu For For Management
1f Elect Director Andrea L. Rich For For Management
1g Elect Director Dean A. Scarborough For For Management
1h Elect Director Christopher A. Sinclair For For Management
1i Elect Director Bryan G. Stockton For For Management
1j Elect Director Dirk Van de Put For For Management
1k Elect DirectorKathy White Loyd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Human Rights Risk Assessment Against Against Shareholder
Process
7 Report on Nutrition Initiatives and Against Against Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Peter Kasper Jakobsen For For Management
1i Elect Director Peter G. Ratcliffe For For Management
1j Elect Director Elliott Sigal For For Management
1k Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director James G. Kasier For For Management
1.3 Elect Director Richard B. Kelson For For Management
1.4 Elect Director James M. Kilts For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director Douglas S. Luke For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Timothy H. Powers For For Management
1.10 Elect Director Jane L. Warner For For Management
1.11 Elect Director Alan D. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For Withhold Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC.
Ticker: PCS Security ID: 591708102
Meeting Date: APR 24, 2013 Meeting Type: Proxy Contest
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Yellow Card) None
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Declassify the Board of Directors For For Management
4 Amend Certificate of Incorporation For For Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with For For Management
or without Cause
6 Amend Certificate of Incorporation For For Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting For For Management
8 Provide Right to Act by Written Consent For For Management
9 Provide that the Combined Company's For For Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes For Against Management
12 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Issue Shares in Connection with Against Did Not Vote Management
Acquisition
2 Approve Reverse Stock Split Against Did Not Vote Management
3 Declassify the Board of Directors Against Did Not Vote Management
4 Amend Certificate of Incorporation Against Did Not Vote Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with Against Did Not Vote Management
or without Cause
6 Amend Certificate of Incorporation Against Did Not Vote Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting Against Did Not Vote Management
8 Provide Right to Act by Written Consent Against Did Not Vote Management
9 Provide that the Combined Company's Against Did Not Vote Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of Against Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes Against Did Not Vote Management
12 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 17, 2012 Meeting Type: Annual
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 22, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Patrick J. Byrne For For Management
1.3 Elect Director D. Mark Durcan For For Management
1.4 Elect Director Mercedes Johnson For For Management
1.5 Elect Director Lawrence N. Mondry For For Management
1.6 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 26, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Fred L. Krehbiel For For Management
1.3 Elect Director David L. Landsittel For For Management
1.4 Elect Director Joe W. Laymon For For Management
1.5 Elect Director James S. Metcalf For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For Withhold Management
2 Amend Certificate of Incorporation to For For Management
Provide that Holders of Class A and
Class B Common Stock shall Vote
Together as a Single Class, on an
Advisory Basis, to Approve Compensation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 611740101
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Norman C. Epstein For For Management
1.4 Elect Director Benjamin M. Polk For For Management
1.5 Elect Director Sydney Selati For For Management
1.6 Elect Director Harold C. Taber, Jr. For For Management
1.7 Elect Director Mark S. Vidergauz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Darrell Duffie For For Management
1.3 Elect Director Raymond W. McDaniel, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director William J. Bratton For For Management
1c Elect Director Kenneth C. Dahlberg For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Michael V. Hayden For For Management
1f Elect Director Judy C. Lewent For For Management
1g Elect Director Anne R. Pramaggiore For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Bradley E. Singer For For Management
1j Elect Director John A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Encourage Suppliers to Produce Against Against Shareholder
Sustainability Reports
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director Steven A. Cosse For For Management
1c Elect Director Claiborne P. Deming For For Management
1d Elect Director Robert A. Hermes For For Management
1e Elect Director James V. Kelley For For Management
1f Elect Director Walentin Mirosh For For Management
1g Elect Director R. Madison Murphy For Against Management
1h Elect Director J.W. Nolan For For Management
1i Elect Director Neal E. Schmale For For Management
1j Elect Director David J.H. Smith For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Bresch For For Management
1.2 Elect Director Wendy Cameron For For Management
1.3 Elect Director Robert J. Cindrich For For Management
1.4 Elect Director Robert J. Coury For For Management
1.5 Elect Director Neil Dimick For Against Management
1.6 Elect Director Melina Higgins For For Management
1.7 Elect Director Douglas J. Leech For For Management
1.8 Elect Director Rajiv Malik For For Management
1.9 Elect Director Joseph C. Maroon For For Management
1.10 Elect Director Mark W. Parrish For For Management
1.11 Elect Director Rodney L. Piatt For For Management
1.12 Elect Director C.B. Todd For For Management
1.13 Elect Director Randall L. (Pete) For For Management
Vanderveen
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Crane For For Management
1.2 Elect Director Michael C. Linn For For Management
1.3 Elect Director John V. Lombardi For For Management
1.4 Elect Director Howard Wolf For For Management
1.5 Elect Director John Yearwood For For Management
2 Approve Pricewaterhouse Coopers LLP as For For Management
Auditor and Authorize Board to Fix
Their Renumeration
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
7 Require Independent Board Chairman Against For Shareholder
8 Stock Retention/Holding Period Against Against Shareholder
9 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
10 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For Against Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Nicholas G. Moore For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Jeffry R. Allen For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Gerald Held For For Management
1.7 Elect Director T. Michael Nevens For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
1.10 Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement None For Shareholder
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Haley For Withhold Management
1.2 Elect Director Ann Mather For Withhold Management
1.3 Elect Director Leslie Kilgore For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Require Independent Board Chairman Against For Shareholder
7 Proxy Access Against Against Shareholder
8 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott S. Cowen For For Management
1b Elect Director Cynthia A. Montgomery For For Management
1c Elect Director Jose Ignacio For For Management
Perez-lizaur
1d Elect Director Michael B. Polk For For Management
1e Elect Director Michael A. Todman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee K. Boothby For For Management
1b Elect Director Pamela J. Gardner For For Management
1c Elect Director John Randolph Kemp III For For Management
1d Elect Director Joseph H. Netherland For For Management
1e Elect Director Howard H. Newman For For Management
1f Elect Director Thomas G. Ricks For For Management
1g Elect Director Juanita M. Romans For For Management
1h Elect Director C. E. (Chuck) Shultz For For Management
1i Elect Director Richard K. Stoneburner For For Management
1j Elect Director J. Terry Strange For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Expertise
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Michael H. Thaman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Minimize Pool Storage of Spent Nuclear Against Against Shareholder
Fuel
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Abdoo For For Management
1.2 Elect Director Aristides S. Candris For For Management
1.3 Elect Director Sigmund L. Cornelius For Against Management
1.4 Elect Director Michael E. Jesanis For For Management
1.5 Elect Director Marty R. Kittrell For For Management
1.6 Elect Director W. Lee Nutter For For Management
1.7 Elect Director Deborah S. Parker For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director Teresa A. Taylor For For Management
1.10 Elect Director Richard L. Thompson For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Adopt Compensation Benchmarking Policy Against Against Shareholder
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Cawley For For Management
1b Elect Director Gordon T. Hall For For Management
1c Elect Director Ashley Almanza For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
5 Approve Discharge of Board and Senior For For Management
Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Extension of CHF 133 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Amend Bylaws to Change Certain For For Management
Provisions
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director B. Kevin Turner For For Management
1j Elect Director Robert D. Walter For For Management
1k Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Burton M. Joyce For For Management
1.8 Elect Director Steven F. Leer For For Management
1.9 Elect Director Michael D. Lockhart For For Management
1.10 Elect Director Charles W. Moorman For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Charles W. Shivery For For Management
1.12 Elect Director William C. Van Faasen For For Management
1.13 Elect Director Frederica M. Williams For For Management
1.14 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director John S. Clarkeson For For Management
1.3 Elect Director Cotton M. Cleveland For For Management
1.4 Elect Director Sanford Cloud, Jr. For For Management
1.5 Elect Director James S. DiStasio For For Management
1.6 Elect Director Francis A. Doyle For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Paul A. La Camera For For Management
1.9 Elect Director Kenneth R. Leibler For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Charles W. Shivery For For Management
1.12 Elect Director William C. Van Faasen For For Management
1.13 Elect Director Frederica M. Williams For For Management
1.14 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Edward J. Mooney For For Management
1.7 Elect Director Jose Luis Prado For For Management
1.8 Elect Director John W. Rowe For For Management
1.9 Elect Director Martin P. Slark For For Management
1.10 Elect Director David H. B. Smith, Jr. For For Management
1.11 Elect Director Charles A. Tribbett, III For For Management
1.12 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Stephen E. Frank For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Gary Roughead For For Management
1.11 Elect Director Thomas M. Schoewe For For Management
1.12 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Fix Number of Directors at Sixteen For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director David Crane For For Management
1.3 Elect Director Kathleen A. McGinty For For Management
1.4 Elect Director Evan J. Silverstein For For Management
1.5 Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Clayton C. Daley, Jr. For For Management
1.3 Elect Director Daniel R. DiMicco For For Management
1.4 Elect Director John J. Ferriola For For Management
1.5 Elect Director Harvey B. Gantt For For Management
1.6 Elect Director Victoria F. Haynes For For Management
1.7 Elect Director Bernard L. Kasriel For For Management
1.8 Elect Director Christopher J. Kearney For For Management
1.9 Elect Director Raymond J. Milchovich For For Management
1.10 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Certificate of
Incorporation
5 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Bylaws
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tench Coxe For For Management
1b Elect Director James C. Gaither For For Management
1c Elect Director Jen-Hsun Huang For For Management
1d Elect Director Mark L. Perry For For Management
1e Elect Director A. Brooke Seawell For For Management
1f Elect Director Mark A. Stevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Bergen For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Marshall N. Carter For For Management
1d Elect Director Dominique Cerutti For For Management
1e Elect Director George Cox For For Management
1f Elect Director Sylvain Hefes For For Management
1g Elect Director Jan-Michiel Hessels For For Management
1h Elect Director Lawrence E. Leibowitz For For Management
1i Elect Director Duncan M. McFarland For For Management
1j Elect Director James J. McNulty For For Management
1k Elect Director Duncan L. Niederauer For For Management
1l Elect Director Luis Maria Viana Palha For For Management
da Silva
1m Elect Director Robert G. Scott For For Management
1n Elect Director Jackson P. Tai For Against Management
1o Elect Director Rijnhard van Tets For For Management
1p Elect Director Brian Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry O'Reilly For For Management
1b Elect Director Rosalie O'Reilly-Wooten For For Management
1c Elect Director Thomas T. Hendrickson For For Management
2 Declassify the Board of Directors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Amend Articles of Incorporation to For For Management
Eliminate Unnecessary and Outdated
Provisions and to Make Minor Revisions
to Conform to Current State Laws and
Clarify
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For Withhold Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Prepare Employment Diversity Report Against Against Shareholder
6 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For Withhold Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For Against Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Albert P. L. Stroucken For For Management
1.3 Elect Director Dennis K. Williams For For Management
1.4 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Management
1.2 Elect Director Luiz Kaufmann For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M. E. Spierkel For For Management
2 Declassify the Board of Directors Against For Shareholder
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PALL CORPORATION
Ticker: PLL Security ID: 696429307
Meeting Date: DEC 12, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy E. Alving For For Management
1.2 Elect Director Robert B. Coutts For For Management
1.3 Elect Director Mark E. Goldstein For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Ronald L. Hoffman For For Management
1.6 Elect Director Lawrence D. Kingsley For For Management
1.7 Elect Director Dennis N. Longstreet For For Management
1.8 Elect Director B. Craig Owens For For Management
1.9 Elect Director Katharine L. Plourde For For Management
1.10 Elect Director Edward Travaglianti For For Management
1.11 Elect Director Bret W. Wise For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director James L. Wainscott For For Management
1.11 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 10, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Anderson For For Management
1.2 Elect Director Ellen A. Rudnick For For Management
1.3 Elect Director Harold C. Slavkin For For Management
1.4 Elect Director James W. Wiltz For For Management
1.5 Elect Director Jody H. Feragen For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
7 Restore or Provide for Cumulative Against Against Shareholder
Voting
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Joseph G. Doody For For Management
1c Elect Director David J. S. Flaschen For For Management
1d Elect Director Phillip Horsley For For Management
1e Elect Director Grant M. Inman For For Management
1f Elect Director Pamela A. Joseph For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For Withhold Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director John F. Turner For For Management
1.9 Elect Director Sandra A. Van Trease For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Glenn For For Management
1b Elect Director David H. Y. Ho For For Management
1c Elect Director Ronald L. Merriman For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Board and Senior For For Management
Management
4a Ratify Deloitte AG as Statutory For For Management
Auditors
4b Ratify Deloitte & Touche LLP as For For Management
Auditors
4c Ratify PricewaterhouseCoopers as For For Management
special auditors
5a Appropriation of Results for the Year For For Management
Ended December 31, 2012
5b Approve Conversion of Capital For For Management
Contributions to Distribute an
Ordinary Cash Dividend
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin T. Bottomley For For Management
1.2 Elect Director John K. Dwight For For Management
1.3 Elect Director Janet M. Hansen For For Management
1.4 Elect Director Mark W. Richards For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For For Management
1.2 Elect Director H. Russell Frisby, Jr. For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Patrick T. Harker For For Management
1.5 Elect Director Frank O. Heintz For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director George F. MacCormack For For Management
1.8 Elect Director Lawrence C. Nussdorf For For Management
1.9 Elect Director Patricia A. Oelrich For For Management
1.10 Elect Director Joseph M. Rigby For For Management
1.11 Elect Director Frank K. Ross For For Management
1.12 Elect Director Pauline A. Schneider For For Management
1.13 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Nicholas A. Lopardo For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director James C. Mullen For For Management
1f Elect Director Vicki L. Sato For For Management
1g Elect Director Kenton J. Sicchitano For For Management
1h Elect Director Patrick J. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cohen For For Management
1.2 Elect Director David T. Gibbons For For Management
1.3 Elect Director Ran Gottfried For For Management
1.4 Elect Director Ellen R. Hoffing For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angel Cabrera For For Management
1b Elect Director Rita V. Foley For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Joseph S. Hardin, Jr. For For Management
1e Elect Director Gregory P. Josefowicz For For Management
1f Elect Director Richard K. Lochridge For For Management
1g Elect Director Robert F. Moran For For Management
1h Elect Director Barbara Munder For For Management
1i Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director Lewis Chew For For Management
1.3 Elect Director C. Lee Cox For For Management
1.4 Elect Director Anthony F. Earley, Jr. For For Management
1.5 Elect Director Fred J. Fowler For For Management
1.6 Elect Director Maryellen C. Herringer For For Management
1.7 Elect Director Roger H. Kimmel For For Management
1.8 Elect Director Richard A. Meserve For For Management
1.9 Elect Director Forrest E. Miller For For Management
1.10 Elect Director Rosendo G. Parra For For Management
1.11 Elect Director Barbara L. Rambo For For Management
1.12 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Basha, Jr. For For Management
1.2 Elect Director Donald E. Brandt For For Management
1.3 Elect Director Susan Clark-Johnson For For Management
1.4 Elect Director Denis A. Cortese For For Management
1.5 Elect Director Michael L. Gallagher For For Management
1.6 Elect Director Roy A. Herberger, Jr. For For Management
1.7 Elect Director Dale E. Klein For For Management
1.8 Elect Director Humberto S. Lopez For For Management
1.9 Elect Director Kathryn L. Munro For For Management
1.10 Elect Director Bruce J. Nordstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Charles E. Ramsey, Jr. For For Management
1.3 Elect Director Frank A. Risch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Anne M. Busquet For For Management
1c Elect Director Roger Fradin For For Management
1d Elect Director Anne Sutherland Fuchs For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Eduardo R. Menasce For For Management
1h Elect Director Michael I. Roth For For Management
1i Elect Director David L. Shedlarz For For Management
1j Elect Director David B. Snow, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rick R. Holley For For Management
1b Elect Director Robin Josephs For For Management
1c Elect Director John G. McDonald For For Management
1d Elect Director Robert B. McLeod For For Management
1e Elect Director John F. Morgan Sr. For For Management
1f Elect Director Marc F. Racicot For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Stephen C. Tobias For For Management
1i Elect Director Martin A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For Against Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Edward G. Galante For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Vernon E. Oechsle For For Management
1.3 Elect Director Ulrich Schmidt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Dan For For Management
1.2 Elect Director C. Daniel Gelatt For For Management
1.3 Elect Director Sandra L. Helton For For Management
1.4 Elect Director Larry D. Zimpleman For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For Against Management
1f Elect Director Irving F. Lyons III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Mark B. Grier For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Martina Hund-Mejean For For Management
1.10 Elect Director Karl J. Krapek For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director John R. Strangfeld For For Management
1.13 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For Against Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For Against Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard J. Dugas, Jr. For For Management
1.4 Elect Director Thomas Folliard For For Management
1.5 Elect Director Cheryl W. Grise For For Management
1.6 Elect Director Andre J. Hawaux For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director Patrick J. O'Leary For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend NOL Rights Plan (NOL Pill) For For Management
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
8 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Emanuel Chirico For For Management
1.3 Elect Director Juan R. Figuereo For For Management
1.4 Elect Director Joseph B. Fuller For For Management
1.5 Elect Director Fred Gehring For For Management
1.6 Elect Director Margaret L. Jenkins For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Helen McCluskey For For Management
1.10 Elect Director Henry Nasella For For Management
1.11 Elect Director Rita M. Rodriguez For For Management
1.12 Elect Director Craig Rydin For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Dill For For Management
1.2 Elect Director L. Richard Flury For For Management
1.3 Elect Director M.W. Scoggins For For Management
1.4 Elect Director Robert E. McKee, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director J. Michal Conaway For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Louis C. Golm For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director James F. O'Neil III For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director Margaret B. Shannon For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Baldwin For For Management
1.2 Elect Director Gary M. Pfeiffer For For Management
1.3 Elect Director Stephen H. Rusckowski For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Reduce Supermajority Vote Requirement None For Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Steven P. Murphy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Cartwright For For Management
1b Elect Director Vernon E. Clark For For Management
1c Elect Director Stephen J. Hadley For For Management
1d Elect Director Michael C. Ruettgers For For Management
1e Elect Director Ronald L. Skates For For Management
1f Elect Director William R. Spivey For For Management
1g Elect Director Linda G. Stuntz For For Management
1h Elect Director William H. Swanson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marye Anne Fox For For Management
2 Elect Director Donald H. Livingstone For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director John R. Roberts For For Management
1n Elect Director Lee J. Styslinger, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Crownover For For Management
1b Elect Director William J. Flynn For For Management
1c Elect Director Michael Larson For Against Management
1d Elect Director Nolan Lehmann For For Management
1e Elect Director W. Lee Nutter For For Management
1f Elect Director Ramon A. Rodriguez For For Management
1g Elect Director Donald W. Slager For For Management
1h Elect Director Allan C. Sorensen For For Management
1i Elect Director John M. Trani For For Management
1j Elect Director Michael W. Wickham For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel M. Delen For For Management
1b Elect Director Martin D. Feinstein For Against Management
1c Elect Director Lionel L. Nowell, III For For Management
1d Elect Director Neil R. Withington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Harold M. Messmer, Jr. For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 05, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. McCormick,Jr. For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 07, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Andrew J. Policano For For Management
1.3 Elect Director Jeffrey L. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Devonshire For For Management
1.2 Elect Director John F. Fort, III For For Management
1.3 Elect Director Brian D. Jellison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Bush For For Management
1e Elect Director Norman A. Ferber For For Management
1f Elect Director Gregory L. Quesnel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Thomas R. Hix as Director For For Management
2 Re-elect Suzanne P. Nimocks as Director For For Management
3 Re-elect P. Dexter Peacock as Director For For Management
4 Appoint Deloitte & Touche LLP as U.S. For For Management
Auditors
5 Appoint Deloitte & Touche UK LLP as U. For For Management
K. Auditors
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William T. Fox, III as Director For For Management
2 Elect Sir Graham Hearne as Director For For Management
3 Elect H. E. Lentz as Director For For Management
4 Ratify Deloitte & Touche LLP as our U. For For Management
S. Auditors
5 Reappoint Deloitte & Touche U.K LLP as For For Management
our U.K. Auditors
6 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Approve Omnibus Stock Plan For For Management
8 Approve Remuneration Report For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Eck For For Management
1b Elect Director Tamara L. Lundgren For For Management
1c Elect Director Eugene A. Renna For For Management
1d Elect Director Abbie J. Smith For For Management
1e Elect Director Robert E. Sanchez For For Management
1f Elect Director Michael F. Hilton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet E. Grove For For Management
1b Elect Director Mohan Gyani For For Management
1c Elect Director Frank C. Herringer For For Management
1d Elect Director George J. Morrow For For Management
1e Elect Director Kenneth W. Oder For For Management
1f Elect Director T. Gary Rogers For For Management
1g Elect Director Arun Sarin For For Management
1h Elect Director William Y. Tauscher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAIC, INC.
Ticker: SAI Security ID: 78390X101
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director France A. Cordova For For Management
1b Elect Director Jere A. Drummond For For Management
1c Elect Director Thomas F. Frist, III For For Management
1d Elect Director John J. Hamre For For Management
1e Elect Director Miriam E. John For For Management
1f Elect Director Anita K. Jones For For Management
1g Elect Director John P. Jumper For For Management
1h Elect Director Harry M.J. Kraemer, Jr. For For Management
1i Elect Director Lawrence C. Nussdorf For For Management
1j Elect Director Edward J. Sanderson, Jr. For For Management
2 Approve Reverse Stock Split For For Management
3 Change Company Name For For Management
4 Establish Range For Board Size For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For For Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Marks For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Sanjay Mehrotra For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin B. Marsh For For Management
1.2 Elect Director Joshua W. Martin, III For Withhold Management
1.3 Elect Director James M. Micali For Withhold Management
1.4 Elect Director Harold C. Stowe For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For Withhold Management
1.4 Elect Director Ronald W. Tysoe For Withhold Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Luczo For For Management
1b Elect Director Frank J. Biondi, Jr. For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director Mei-Wei Cheng For For Management
1e Elect Director William T. Coleman For For Management
1f Elect Director Jay L. Geldmacher For For Management
1g Elect Director Seh-Woong Jeong For For Management
1h Elect Director Lydia M. Marshall For For Management
1i Elect Director Kristen M. Onken For For Management
1j Elect Director Chong Sup Park For For Management
1k Elect Director Gregorio Reyes For For Management
1l Elect Director Edward J. Zander For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Authorize the Holding of the 2013 AGM For For Management
at a Location Outside Ireland
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hank Brown For For Management
2 Elect Director Michael Chu For For Management
3 Elect Director Lawrence R. Codey For For Management
4 Elect Director Patrick Duff For For Management
5 Elect Director William V. Hickey For For Management
6 Elect Director Jacqueline B. Kosecoff For For Management
7 Elect Director Kenneth P. Manning For Against Management
8 Elect Director William J. Marino For For Management
9 Elect Director Jerome A. Peribere For For Management
10 Elect Director Richard L. Wambold For For Management
11 Elect Director Jerry R. Whitaker For For Management
12 Amend Restricted Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director William D. Jones For For Management
1.4 Elect Director William G. Ouchi For For Management
1.5 Elect Director Debra L. Reed For For Management
1.6 Elect Director William C. Rusnack For For Management
1.7 Elect Director William P. Rutledge For For Management
1.8 Elect Director Lynn Schenk For For Management
1.9 Elect Director Jack T. Taylor For For Management
1.10 Elect Director Luis M. Tellez For For Management
1.11 Elect Director James C. Yardley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebecca M. Bergman For For Management
1b Elect Director George M. Church For For Management
1c Elect Director Michael L. Marberry For For Management
1d Elect Director W. Lee McCollum For For Management
1e Elect Director Avi M. Nash For For Management
1f Elect Director Steven M. Paul For For Management
1g Elect Director J. Pedro Reinhard For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director D. Dean Spatz For For Management
1j Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvyn E. Bergstein For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Daniel C. Smith For For Management
1g Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director W.M. Diefenderfer III For For Management
1c Elect Director Diane Suitt Gilleland For For Management
1d Elect Director Earl A. Goode For For Management
1e Elect Director Ronald F. Hunt For For Management
1f Elect Director Albert L. Lord For For Management
1g Elect Director Barry A. Munitz For For Management
1h Elect Director Howard H. Newman For For Management
1i Elect Director Frank C. Puleo For For Management
1j Elect Director Wolfgang Schoellkopf For For Management
1k Elect Director Steven L. Shapiro For For Management
1l Elect Director Anthony P. Terracciano For For Management
1m Elect Director Barry L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Fiedler For For Management
1.2 Elect Director James P. Holden For For Management
1.3 Elect Director W. Dudley Lehman For For Management
1.4 Elect Director Edward H. Rensi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For Against Management
1e Elect Director John G. Denison For For Management
1f Elect Director Gary C. Kelly For For Management
1g Elect Director Nancy B. Loeffler For For Management
1h Elect Director John T. Montford For For Management
1i Elect Director Thomas M. Nealon For For Management
1j Elect Director Daniel D. Villanueva For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Harold M. Korell For For Management
1.5 Elect Director Vello A. Kuuskraa For For Management
1.6 Elect Director Kenneth R. Mourton For For Management
1.7 Elect Director Steven L. Mueller For For Management
1.8 Elect Director Elliott Pew For For Management
1.9 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Esrey For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Austin A. Adams For For Management
1d Elect Director Joseph Alvarado For For Management
1e Elect Director Pamela L. Carter For For Management
1f Elect Director F. Anthony Comper For For Management
1g Elect Director Peter B. Hamilton For For Management
1h Elect Director Dennis R. Hendrix For For Management
1i Elect Director Michael McShane For For Management
1j Elect Director Michael G. Morris For Against Management
1k Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: JUN 25, 2013 Meeting Type: Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart M. Essig For For Management
1b Elect Director Barbara B. Hill For For Management
1c Elect Director Michael A. Rocca For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Benjamin H. Griswold, IV For For Management
1.6 Elect Director John F. Lundgren For For Management
1.7 Elect Director Anthony Luiso For For Management
1.8 Elect Director Marianne M. Parrs For For Management
1.9 Elect Director Robert L. Ryan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Arthur M. Blank For For Management
1c Elect Director Drew G. Faust For For Management
1d Elect Director Justin King For For Management
1e Elect Director Carol Meyrowitz For For Management
1f Elect Director Rowland T. Moriarty For For Management
1g Elect Director Robert C. Nakasone For For Management
1h Elect Director Ronald L. Sargent For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Robert E. Sulentic For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Vijay Vishwanath For For Management
1m Elect Director Paul F. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Access Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Robert M. Gates For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Olden Lee For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frits van Paasschen For For Management
1.2 Elect Director Bruce W. Duncan For For Management
1.3 Elect Director Adam M. Aron For For Management
1.4 Elect Director Charlene Barshefsky For For Management
1.5 Elect Director Thomas E. Clarke For For Management
1.6 Elect Director Clayton C. Daley, Jr. For For Management
1.7 Elect Director Lizanne Galbreath For For Management
1.8 Elect Director Eric Hippeau For For Management
1.9 Elect Director Aylwin B. Lewis For For Management
1.10 Elect Director Stephen R. Quazzo For For Management
1.11 Elect Director Thomas O. Ryder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Peter Coym For For Management
1c Elect Director Patrick de Saint-Aignan For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director Linda A. Hill For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Robert S. Kaplan For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark C. Miller For For Management
1b Elect Director Jack W. Schuler For For Management
1c Elect Director Charles A. Alutto For For Management
1d Elect Director Thomas D. Brown For For Management
1e Elect Director Rod F. Dammeyer For For Management
1f Elect Director William K. Hall For For Management
1g Elect Director Jonathan T. Lord For For Management
1h Elect Director John Patience For For Management
1i Elect Director Ronald G. Spaeth For For Management
1j Elect Director Mike S. Zafirovski For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Howard L. Lance For For Management
1g Elect Director Kevin A. Lobo For For Management
1h Elect Director William U. Parfet For For Management
1i Elect Director Ronda E. Stryker For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: OCT 04, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director Jeffrey C. Crowe For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director William A. Linnenbringer For For Management
1.8 Elect Director Donna S. Morea For For Management
1.9 Elect Director David M. Ratcliffe For For Management
1.10 Elect Director William H. Rogers, Jr. For For Management
1.11 Elect Director Frank W. Scruggs For For Management
1.12 Elect Director Thomas R. Watjen For For Management
1.13 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For Against Management
1d Elect Director Stephen E. Gillett For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Golden For For Management
1b Elect Director Joseph A. Hafner, Jr. For For Management
1c Elect Director Nancy S. Newcomb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Bernard For For Management
1b Elect Director James T. Brady For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Alfred Sommer For For Management
1j Elect Director Dwight S. Taylor For For Management
1k Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Henrique De Castro For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Mary N. Dillon For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Mary E. Minnick For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director Derica W. Rice For For Management
1j Elect Director Gregg W. Steinhafel For For Management
1k Elect Director John G. Stumpf For For Management
1l Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: JUL 25, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reallocation of Legal Reserves For For Management
to Free Reserves
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre R. Brondeau For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director William A. Jeffrey For For Management
1.4 Elect Director Thomas J. Lynch For For Management
1.5 Elect Director Yong Nam For For Management
1.6 Elect Director Daniel J. Phelan For For Management
1.7 Elect Director Frederic M. Poses For For Management
1.8 Elect Director Lawrence S. Smith For For Management
1.9 Elect Director Paula A. Sneed For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director John C. Van Scoter For For Management
2.1 Accept Annual Report for Fiscal For For Management
2011/2012
2.2 Accept Statutory Financial Statements For For Management
for Fiscal 2012/2013
2.3 Accept Consolidated Financial For For Management
Statements for Fiscal 2012/2013
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2012/2013
4.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2012/2013
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Ordinary Cash Dividend For For Management
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Ramil For For Management
1.2 Elect Director Tom L. Rankin For For Management
1.3 Elect Director William D. Rockford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Ellis 'Jeb' Bush For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Brenda J. Gaines For For Management
1d Elect Director Karen M. Garrison For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director J. Robert Kerrey For For Management
1g Elect Director Richard R. Pettingill For For Management
1h Elect Director Ronald A. Rittenmeyer For For Management
1i Elect Director James A. Unruh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For For Management
1h Elect Director Ruth J. Simmons For For Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Donnelly For For Management
1.2 Elect Director Kathleen M. Bader For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director James T. Conway For For Management
1.5 Elect Director Ivor J. Evans For For Management
1.6 Elect Director Lawrence K. Fish For For Management
1.7 Elect Director Paul E. Gagne For Against Management
1.8 Elect Director Dain M. Hancock For For Management
1.9 Elect Director Lord Powell For Against Management
1.10 Elect Director Lloyd G. Trotter For For Management
1.11 Elect Director James L. Ziemer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE ADT CORPORATION
Ticker: ADT Security ID: 00101J106
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Colligan For For Management
1.2 Elect Director Timothy Donahue For For Management
1.3 Elect Director Robert Dutkowsky For For Management
1.4 Elect Director Bruce Gordon For For Management
1.5 Elect Director Naren Gursahaney For For Management
1.6 Elect Director Bridgette Heller For For Management
1.7 Elect Director Kathleen Hyle For For Management
1.8 Elect Director Keith Meister For For Management
1.9 Elect Director Dinesh Paliwal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Zhang Guo Bao For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For Against Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Ronald T. LeMay For For Management
1g Elect Director Andrea Redmond For For Management
1h Elect Director H. John Riley, Jr. For For Management
1i Elect Director John W. Rowe For For Management
1j Elect Director Judith A. Sprieser For Against Management
1k Elect Director Mary Alice Taylor For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. 'Ted' Kelly For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Mark A. Nordenberg For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director William C. Richardson For For Management
1.11 Elect Director Samuel C. Scott, III For For Management
1.12 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit SERP to Shareholder Vote Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Ellis For For Management
1b Elect Director Arun Sarin For For Management
1c Elect Director Charles R. Schwab For For Management
1d Elect Director Paula A. Sneed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Zoe Baird Budinger For For Management
1b Election Of Director Sheila P. Burke For For Management
1c Election Of Director James I. Cash, Jr. For For Management
1d Election Of Director John D. Finnegan For For Management
1e Election Of Director Lawrence W. For For Management
Kellner
1f Election Of Director Martin G. Mcguinn For For Management
1g Election Of Director Lawrence M. Small For For Management
1h Election Of Director Jess Soderberg For For Management
1i Election Of Director Daniel E. Somers For For Management
1j Election Of Director William C. Weldon For For Management
1k Election Of Director James M. Zimmerman For For Management
1l Election Of Director Alfred W. Zollar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
5 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Tully M. Friedman For For Management
1.4 Elect Director George J. Harad For For Management
1.5 Elect Director Donald R. Knauss For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Edward A. Mueller For For Management
1.8 Elect Director Pamela Thomas-Graham For For Management
1.9 Elect Director Carolyn M. Ticknor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For For Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For For Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For Against Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin A. Adams For For Management
1b Elect Director John W. Alden For For Management
1c Elect Director Christopher J. Coughlin For For Management
1d Elect Director James N. Fernandez For For Management
1e Elect Director Paul R. Garcia For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director Sandra E. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: SEP 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rose Marie Bravo For For Management
1.2 Elect Director Paul J. Fribourg For For Management
1.3 Elect Director Mellody Hobson For For Management
1.4 Elect Director Irvine O. Hockaday, Jr. For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adrian D. P. Bellamy For For Management
1b Elect Director Domenico De Sole For For Management
1c Elect Director Robert J. Fisher For For Management
1d Elect Director William S. Fisher For For Management
1e Elect Director Isabella D. Goren For For Management
1f Elect Director Bob L. Martin For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Glenn K. Murphy For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Katherine Tsang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director William W. George For For Management
6 Elect Director James A. Johnson For For Management
7 Elect Director Lakshmi N. Mittal For For Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Roderick A. Palmore For For Management
1i Elect Director Shirley D. Peterson For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
to Remove Directors
5 Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
6 Eliminate Cumulative Voting For For Management
7 Amend Right to Call Special Meeting For For Management
8 Opt Out of State's Control Share For For Management
Acquisition Law
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Paul G. Kirk, Jr. For For Management
1d Elect Director Liam E. McGee For For Management
1e Elect Director Kathryn A. Mikells For For Management
1f Elect Director Michael G. Morris For For Management
1g Elect Director Thomas A. Renyi For For Management
1h Elect Director Charles B. Strauss For For Management
1i Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director John P. Bilbrey For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Charles A. Davis For For Management
1.5 Elect Director Robert M. Malcolm For For Management
1.6 Elect Director James M. Mead For Withhold Management
1.7 Elect Director James E. Nevels For Withhold Management
1.8 Elect Director Anthony J. Palmer For For Management
1.9 Elect Director Thomas J. Ridge For For Management
1.10 Elect Director David L. Shedlarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against Against Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director Mary J. Steele Guilfoile For For Management
1.5 Elect Director H. John Greeniaus For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 15, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul J. Dolan For For Management
2 Elect Director Nancy Lopez Knight For For Management
3 Elect Director Gary A. Oatey For For Management
4 Elect Director Alex Shumate For For Management
5 Elect Director Timothy P. Smucker For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Declassify the Board of Directors Against For Shareholder
9 Prepare Coffee Sustainability Plan Against Against Shareholder
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reuben V. Anderson For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director John T. LaMacchia For For Management
1f Elect Director David B. Lewis For For Management
1g Elect Director W. Rodney McMullen For For Management
1h Elect Director Jorge P. Montoya For For Management
1i Elect Director Clyde R. Moore For For Management
1j Elect Director Susan M. Phillips For For Management
1k Elect Director Steven R. Rogel For For Management
1l Elect Director James A. Runde For For Management
1m Elect Director Ronald L. Sargent For For Management
1n Elect Director Bobby S. Shackouls For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Supply Chain Human Rights Against Against Shareholder
Risks and Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
7 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: OCT 04, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Robert L. Lumpkins For For Management
1.4 Elect Director William T. Monahan For For Management
2 Elect Director Harold H. Mackay For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Borje E. Ekholm For For Management
1c Elect Director Robert Greifeld For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director John D. Markese For For Management
1g Elect Director Ellyn A. McColgan For For Management
1h Elect Director Thomas F. O'Neill For For Management
1i Elect Director James S. Riepe For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Lars R. Wedenborn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Amendment and Restatement of For For Management
NASDAQ OMX's Restated Certificate of
Incorporation to Make Other
Non-Substantive Changes
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Kay Coles James For For Management
1.6 Elect Director Richard B. Kelson For For Management
1.7 Elect Director Bruce C. Lindsay For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director James E. Rohr For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Lorene K. Steffes For For Management
1.13 Elect Director Dennis F. Strigl For For Management
1.14 Elect Director Thomas J. Usher For For Management
1.15 Elect Director George H. Walls, Jr. For For Management
1.16 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawton W. Fitt For For Management
1.2 Elect Director Jeffrey D. Kelly For For Management
1.3 Elect Director Peter B. Lewis For For Management
1.4 Elect Director Patrick H. Nettles For For Management
1.5 Elect Director Glenn M. Renwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Christopher M. Connor For For Management
1.3 Elect Director David F. Hodnik For For Management
1.4 Elect Director Thomas G. Kadien For For Management
1.5 Elect Director Richard J. Kramer For For Management
1.6 Elect Director Susan J. Kropf For For Management
1.7 Elect Director Richard K. Smucker For For Management
1.8 Elect Director John M. Stropki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Electi Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director H. William Habermeyer, For For Management
Jr.
1g Elect Director Veronica M. Hagen For For Management
1h Elect Director Warren A. Hood, Jr. For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Alter Mandatory Retirement Policy for For For Management
Directors
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Dawn G. Lepore For For Management
1.9 Elect Director Carol Meyrowitz For For Management
1.10 Elect Director John F. O'Brien For For Management
1.11 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For For Management
1.b Elect Director John S. Chen For For Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For For Management
1.f Elect Director Aylwin B. Lewis For For Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1. Elect Director Christopher C. Davis For For Management
1.2 Elect Director Thomas S. Gayner For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Larry D. Thompson For For Management
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dinyar S. Devitre For For Management
2 Elect Director Betsy D. Holden For For Management
3 Elect Director Wulf von Schimmelmann For For Management
4 Elect Director Solomon D. Trujillo For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
7 Provide Right to Call Special Meeting For For Management
8 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Joseph R. Cleveland For For Management
1.3 Elect Director Kathleen B. Cooper For For Management
1.4 Elect Director John A. Hagg For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director Ralph Izzo For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Steven W. Nance For For Management
1.9 Elect Director Murray D. Smith For For Management
1.10 Elect Director Janice D. Stoney For For Management
1.11 Elect Director Laura A. Sugg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Martin Harris For For Management
1b Elect Director Judy C. Lewent For For Management
1c Elect Director Jim P. Manzi For For Management
1d Elect Director Lars R. Sorensen For For Management
1e Elect Director Elaine S. Ullian For For Management
1f Elect Director Marc N. Casper For For Management
1g Elect Director Nelson J. Chai For For Management
1h Elect Director Tyler Jacks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director Peter W. May For For Management
1.8 Elect Director William A. Shutzer For For Management
1.9 Elect Director Robert S. Singer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director David L. Boren For For Management
1.4 Elect Director Jane M. Buchan For For Management
1.5 Elect Director Gary L. Coleman For For Management
1.6 Elect Director Larry M. Hutchison For For Management
1.7 Elect Director Robert W. Ingram For For Management
1.8 Elect Director Mark S. McAndrew For For Management
1.9 Elect Director Lloyd W. Newton For For Management
1.10 Elect Director Wesley D. Protheroe For For Management
1.11 Elect Director Darren M. Rebelez For For Management
1.12 Elect Director Lamar C. Smith For For Management
1.13 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Richard Y. Bradley For For Management
1.3 Elect Director Kriss Cloninger III For For Management
1.4 Elect Director Walter W. Driver, Jr. For For Management
1.5 Elect Director Gardiner W. Garrard, Jr. For For Management
1.6 Elect Director Sidney E. Harris For For Management
1.7 Elect Director Mason H. Lampton For For Management
1.8 Elect Director H. Lynn Page For For Management
1.9 Elect Director Philip W. Tomlinson For For Management
1.10 Elect Director John T. Turner For For Management
1.11 Elect Director Richard W. Ussery For For Management
1.12 Elect Director M. Troy Woods For For Management
1.13 Elect Director James D. Yancey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For For Management
1.3 Elect Director Jonathan F. Miller For For Management
1.4 Elect Director Jeremy Philips For For Management
1.5 Elect Director Christopher W. Shean For For Management
1.6 Elect Director Sukhinder Singh Cassidy For For Management
1.7 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividends For For Management
2 Approve Special Dividends For For Management
3.1 Elect George R. Oliver as Director For For Management
3.2 Elect Frank M. Drendel as Director For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Director Edward D. Breen For For Management
3.2 Elect Director Michael E. Daniels For For Management
3.3 Elect Director Frank M. Drendel For For Management
3.4 Elect Director Brian Duperreault For For Management
3.5 Elect Director Rajiv L. Gupta For For Management
3.6 Elect Director John A. Krol For For Management
3.7 Elect Director George R. Oliver For For Management
3.8 Elect Director Brendan R. O'Neill For For Management
3.9 Elect Director Sandra S. Wijnberg For For Management
3.10 Elect Director R. David Yost For For Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2012/2013
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Allocation of Income For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Renew Authorized Capital For For Management
8 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 01, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Michael J. Burns For For Management
1c Elect Director D. Scott Davis For For Management
1d Elect Director Stuart E. Eizenstat For For Management
1e Elect Director Michael L. Eskew For For Management
1f Elect Director William R. Johnson For For Management
1g Elect Director Candace Kendle For For Management
1h Elect Director Ann M. Livermore For For Management
1i Elect Director Rudy H. P. Markham For Against Management
1j Elect Director Clark T. Randt, Jr. For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin M. Warsh For For Management
2 Ratify Auditors For For Management
3 Report on Lobbying Payments and Policy Against Against Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan O. Dinges For For Management
1.2 Elect Director John G. Drosdick For For Management
1.3 Elect Director John J. Engel For For Management
1.4 Elect Director Charles R. Lee For Against Management
1.5 Elect Director Thomas W. LaSorda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Michael Caulfield For For Management
1.2 Elect Director Ronald E. Goldsberry For For Management
1.3 Elect Director Kevin T. Kabat For For Management
1.4 Elect Director Michael J. Passarella For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Belair For Withhold Management
1.2 Elect Director Robert H. Strouse For Withhold Management
1.3 Elect Director Margaret A. Hayne For For Management
2 Amend Omnibus Stock Plan For For Management
3 Eliminate Cumulative Voting and Adopt For For Management
Majority Vote Standard
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2013 Meeting Type: Annual
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Andrew Eckert For For Management
1.2 Elect Director Mark R. Laret For For Management
1.3 Elect Director Erich R. Reinhardt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For Against Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Sheli Z. Rosenberg For For Management
1j Elect Director Glenn J. Rufrano For For Management
1k Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
7 Adopt Anti Gross-up Policy Against Against Shareholder
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against Against Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director George Fellows For For Management
1.4 Elect Director Clarence Otis, Jr. For For Management
1.5 Elect Director Matthew J. Shattock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For Against Management
1c Elect Director Francisco Javier For Against Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Candace K. Beinecke For Withhold Management
1.2 Elect Director Robert P. Kogod For Withhold Management
1.3 Elect Director David Mandelbaum For Withhold Management
1.4 Elect Director Richard R. West For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. McGregor For For Management
1.2 Elect Director Lee J. Styslinger, III For For Management
1.3 Elect Director Vincent J. Trosino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Declassify the Board of Directors For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director William K. Hall For For Management
1.4 Elect Director Stuart L. Levenick For For Management
1.5 Elect Director John W. McCarter, Jr. For For Management
1.6 Elect Director Neil S. Novich For For Management
1.7 Elect Director Michael J. Roberts For For Management
1.8 Elect Director Gary L. Rogers For For Management
1.9 Elect Director James T. Ryan For For Management
1.10 Elect Director E. Scott Santi For For Management
1.11 Elect Director James D. Slavik For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For For Management
1e Elect Director Michael T. Duke For Against Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For For Management
1j Elect Director H. Lee Scott, Jr. For Against Management
1k Elect Director Jim C. Walton For For Management
1l Elect Director S. Robson Walton For Against Management
1m Elect Director Christopher J. Williams For Against Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director Frank M. Clark, Jr. For For Management
1c Elect Director Patrick W. Gross For Against Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director John C. Pope For Against Management
1f Elect Director W. Robert Reum For For Management
1g Elect Director David P. Steiner For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Adopt Compensation Benchmarking Policy Against Against Shareholder
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila P. Burke For For Management
1b Elect Director George A. Schaefer, Jr. For For Management
1c Elect Director Joseph R. Swedish For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director John F. Coyne For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Michael D. Lambert For For Management
1f Elect Director Len J. Lauer For For Management
1g Elect Director Matthew E. Massengill For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Kensuke Oka For For Management
1j Elect Director Thomas E. Pardun For Against Management
1k Elect Director Arif Shakeel For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Mark A. Emmert For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director John I. Kieckhefer For For Management
1.5 Elect Director Wayne W. Murdy For For Management
1.6 Elect Director Nicole W. Piasecki For For Management
1.7 Elect Director Doyle R. Simons For For Management
1.8 Elect Director Richard H. Sinkfield For For Management
1.9 Elect Director D. Michael Steuert For For Management
1.10 Elect Director Kim Williams For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gary T. DiCamillo For For Management
1c Elect Director Diane M. Dietz For For Management
1d Elect Director Jeff M. Fettig For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director William T. Kerr For For Management
1g Elect Director John D. Liu For For Management
1h Elect Director Harish Manwani For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
WINDSTREAM CORPORATION
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. ('Skip') For For Management
Frantz
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Alan L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Thomas J. Fischer For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Henry W. Knueppel For For Management
1.8 Elect Director Ulice Payne, Jr. For For Management
1.9 Elect Director Mary Ellen Stanek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Carrig For For Management
1.2 Elect Director Henry E. Lentz For Withhold Management
1.3 Elect Director William G. Lowrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Mulroney For Withhold Management
1.2 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Chen For For Management
1.2 Elect Director Marc D. Schorr For For Management
1.3 Elect Director J. Edward (Ted) Virtue For For Management
1.4 Elect Director Elaine P. Wynn For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: FEB 22, 2013 Meeting Type: Special
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Director Kazuo Okada For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray R. Irani For Withhold Management
1.2 Elect Director Alvin V. Shoemaker For Withhold Management
1.3 Elect Director D. Boone Wayson For Withhold Management
1.4 Elect Director Stephen A. Wynn For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gail Koziara Boudreaux For For Management
1b Elect Director Fredric W. Corrigan For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Benjamin G.S. Fowke, III For For Management
1e Elect Director Albert F. Moreno For For Management
1f Elect Director Richard T. O'Brien For For Management
1g Elect Director Christopher J. For For Management
Policinski
1h Elect Director A. Patricia Sampson For For Management
1i Elect Director James J. Sheppard For For Management
1j Elect Director David A. Westerlund For For Management
1k Elect Director Kim Williams For For Management
1l Elect Director Timothy V. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Richard J. Harrington For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Robert J. Keegan For For Management
1.6 Elect Director Robert A. McDonald For For Management
1.7 Elect Director Charles Prince For For Management
1.8 Elect Director Ann N. Reese For For Management
1.9 Elect Director Sara Martinez Tucker For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philip T. Gianos For For Management
2 Elect Director Moshe N. Gavrielov For For Management
3 Elect Director John L. Doyle For For Management
4 Elect Director Jerald G. Fishman For For Management
5 Elect Director William G. Howard, Jr. For For Management
6 Elect Director J. Michael Patterson For For Management
7 Elect Director Albert A. Pimentel For For Management
8 Elect Director Marshall C. Turner For For Management
9 Elect Director Elizabeth W. Vanderslice For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
11 Amend Omnibus Stock Plan For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joseph Mauriello as Director For For Management
2 Elect Eugene M. McQuade as Director For For Management
3 Elect Clayton S. Rose as Director For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis J. Crawford For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Surya N. Mohapatra For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUL 12, 2012 Meeting Type: Annual
Record Date: MAY 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alfred J. Amoroso For For Management
2 Elect Director John D. Hayes For For Management
3 Elect Director Susan M. James For For Management
4 Elect Director David W. Kenny For For Management
5 Elect Director Peter Liguori For For Management
6 Elect Director Daniel S. Loeb For For Management
7 Elect Director Thomas J. McInerney For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Maynard G. Webb, Jr. For For Management
10 Elect Director Harry J. Wilson For For Management
11 Elect Director Michael J. Wolf For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Omnibus Stock Plan For For Management
14 Amend Non-Employee Director Omnibus For For Management
Stock Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Peter Liguori For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Marissa A. Mayer For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Maynard G. Webb, Jr. For For Management
1.9 Elect Director Harry J. Wilson For For Management
1.10 Elect Director Michael J. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Cavanagh For For Management
1b Elect Director David W. Dorman For For Management
1c Elect Director Massimo Ferragamo For For Management
1d Elect Director Mirian M. Graddick-Weir For For Management
1e Elect Director J. David Grissom For For Management
1f Elect Director Bonnie G. Hill For For Management
1g Elect Director Jonathan S. Linen For For Management
1h Elect Director Thomas C. Nelson For For Management
1i Elect Director David C. Novak For For Management
1j Elect Director Thomas M. Ryan For For Management
1k Elect Director Jing-Shyh S. Su For For Management
1l Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Comprehensive Packaging Against Against Shareholder
Recycling Strategy
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director David C. Dvorak For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Arthur J. Higgins For For Management
1h Elect Director John L. McGoldrick For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director R.D. Cash For For Management
1c Elect Director Patricia Frobes For For Management
1d Elect Director J. David Heaney For For Management
1e Elect Director Roger B. Porter For For Management
1f Elect Director Stephen D. Quinn For For Management
1g Elect Director Harris H. Simmons For For Management
1h Elect Director L.E. Simmons For For Management
1i Elect Director Shelley Thomas Williams For For Management
1j Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Require Independent Board Chairman Against Against Shareholder
======================= BlackRock Total Return V.I. Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== BlackRock U.S. Government Bond V.I. Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== BlackRock Value Opportunities V.I. Fund ====================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Bachmann For For Management
1b Elect Director Michael E. Greenlees For For Management
1c Elect Director Kevin S. Huvane For For Management
1d Elect Director Michael S. Jeffries For For Management
1e Elect Director John W. Kessler For For Management
1f Elect Director Craig R. Stapleton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
5 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George V. Bayly For For Management
1.2 Elect Director James A. Buzzard For Withhold Management
1.3 Elect Director Kathleen S. Dvorak For For Management
1.4 Elect Director G. Thomas Hargrove For For Management
1.5 Elect Director Robert H. Jenkins For For Management
1.6 Elect Director Robert J. Keller For For Management
1.7 Elect Director Thomas Kroeger For For Management
1.8 Elect Director Michael Norkus For For Management
1.9 Elect Director E. Mark Rajkowski For Withhold Management
1.10 Elect Director Sheila G. Talton For For Management
1.11 Elect Director Norman H. Wesley For For Management
1.12 Elect Director Boris Elisman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACXIOM CORPORATION
Ticker: ACXM Security ID: 005125109
Meeting Date: AUG 16, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John L. Battelle For For Management
2 Elect Director Ann Die Hasselmo For For Management
3 Elect Director William J. Henderson For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AEROPOSTALE, INC.
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald R. Beegle For For Management
1.2 Elect Director Robert B. Chavez For For Management
1.3 Elect Director Michael J. Cunningham For For Management
1.4 Elect Director Evelyn Dilsaver For For Management
1.5 Elect Director Janet E. Grove For For Management
1.6 Elect Director John N. Haugh For For Management
1.7 Elect Director Karin Hirtler-Garvey For For Management
1.8 Elect Director John D. Howard For For Management
1.9 Elect Director Thomas P. Johnson For For Management
1.10 Elect Director Arthur Rubinfeld For For Management
1.11 Elect Director David B. Vermylen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AFFYMETRIX, INC.
Ticker: AFFX Security ID: 00826T108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P.A. Fodor For For Management
1.2 Elect Director Frank Witney For For Management
1.3 Elect Director Nelson C. Chan For For Management
1.4 Elect Director Gary S. Guthart For For Management
1.5 Elect Director Jami Dover Nachtsheim For For Management
1.6 Elect Director Robert H. Trice For For Management
1.7 Elect Director Robert P. Wayman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. George Benson For For Management
1.2 Elect Director Wolfgang Deml For For Management
1.3 Elect Director Luiz F. Furlan For For Management
1.4 Elect Director George E. Minnich For For Management
1.5 Elect Director Martin H. Richenhagen For For Management
1.6 Elect Director Gerald L. Shaheen For For Management
1.7 Elect Director Mallika Srinivasan For For Management
1.8 Elect Director Hendrikus Visser For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AIR LEASE CORPORATION
Ticker: AL Security ID: 00912X302
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John G. Danhakl For For Management
1b Elect Director Matthew J. Hart For For Management
1c Elect Director Robert A. Milton For For Management
1d Elect Director John L. Plueger For For Management
1e Elect Director Anthony P. Ressler For For Management
1f Elect Director Wilbur L. Ross, Jr. For Against Management
1g Elect Director Ian M. Saines For For Management
1h Elect Director Ronald D. Sugar For For Management
1i Elect Director Steven F. Udvar-Hazy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Certain Performance-Based For For Management
Awards
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn W. Dindo For For Management
1.2 Elect Director Heidi J. Eddins For For Management
1.3 Elect Director Sidney W. Emery, Jr. For For Management
1.4 Elect Director George G. Goldfarb For For Management
1.5 Elect Director James S. Haines, Jr. For For Management
1.6 Elect Director Alan R. Hodnik For For Management
1.7 Elect Director James J. Hoolihan For For Management
1.8 Elect Director Madeleine W. Ludlow For For Management
1.9 Elect Director Douglas C. Neve For For Management
1.10 Elect Director Leonard C. Rodman For For Management
1.11 Elect Director Bruce W. Stender For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALTRA HOLDINGS, INC.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Carl R. Christenson For For Management
1.3 Elect Director Lyle G. Ganske For For Management
1.4 Elect Director Michael L. Hurt For For Management
1.5 Elect Director Michael S. Lipscomb For For Management
1.6 Elect Director Larry McPherson For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord James Blyth For For Management
1.2 Elect Director Frederic F. Brace For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Robert J. Eck For For Management
1.5 Elect Director Robert W. Grubbs For For Management
1.6 Elect Director F. Philip Handy For For Management
1.7 Elect Director Melvyn N. Klein For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Stuart M. Sloan For For Management
1.10 Elect Director Matthew Zell For For Management
1.11 Elect Director Samuel Zell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARQULE, INC.
Ticker: ARQL Security ID: 04269E107
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Kelley For For Management
1.2 Elect Director Michael D. Loberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04270V106
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director John Anderson Craig For For Management
1.5 Elect Director Andrew T. Heller For For Management
1.6 Elect Director Matthew B. Kearney For For Management
1.7 Elect Director Robert J. Stanzione For For Management
1.8 Elect Director Debora J. Wilson For For Management
1.9 Elect Director David A. Woodle For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Usdan For For Management
1.2 Elect Director Randy L. Pearce For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director T. Kevin DeNicola For For Management
1.3 Elect Director Patrick J. Fleming For For Management
1.4 Elect Director Robert M. Gervis For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director William L. Mansfield For For Management
1.8 Elect Director Michael H. McGarry For For Management
1.9 Elect Director Mark L. Noetzel For For Management
1.10 Elect Director Robert Ripp For For Management
1.11 Elect Director David N. Weinstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Adams For For Management
1.2 Elect Director Connie R. Collingsworth For For Management
1.3 Elect Director Robert J. Lane For For Management
1.4 Elect Director Gary Sirmon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Auditors For For Management
5 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alden For For Management
1.2 Elect Director Francis J. Kramer For For Management
1.3 Elect Director William J. Morgan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
BBCN BANCORP, INC.
Ticker: BBCN Security ID: 073295107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Broidy For For Management
1.2 Elect Director Louis M. Cosso For For Management
1.3 Elect Director Jin Chul Jhung For For Management
1.4 Elect Director Kevin S. Kim For For Management
1.5 Elect Director Peter Y.S. Kim For For Management
1.6 Elect Director Sang Hoon Kim For For Management
1.7 Elect Director Chung Hyun Lee For For Management
1.8 Elect Director Jesun Paik For For Management
1.9 Elect Director Scott Yoon-Suk Whang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BILL BARRETT CORPORATION
Ticker: BBG Security ID: 06846N104
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carin M. Barth For For Management
1.2 Elect Director Kevin O. Meyers For For Management
1.3 Elect Director Edmund P. Segner, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
Ticker: BMR Security ID: 09063H107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Gold For For Management
1.2 Elect Director Daniel M. Bradbury For For Management
1.3 Elect Director Barbara R. Cambon For For Management
1.4 Elect Director Edward A. Dennis For For Management
1.5 Elect Director Richard I. Gilchrist For For Management
1.6 Elect Director Gary A. Kreitzer For For Management
1.7 Elect Director Theodore D. Roth For For Management
1.8 Elect Director M. Faye Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Colangelo For For Management
1.2 Elect Director Clayton G. Deutsch For For Management
1.3 Elect Director Allen L. Sinai For For Management
1.4 Elect Director Stephen M. Waters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Curran For For Management
1.2 Elect Director Joseph L. Mullen For For Management
1.3 Elect Director James W. Zilinski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: JAN 17, 2013 Meeting Type: Special
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC.
Ticker: BBRG Security ID: 10567B109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas J. Baldwin For For Management
1B Elect Director James S. Gulmi For For Management
1C Elect Director Saed Mohseni For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Ticker: BGG Security ID: 109043109
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Humphrey For For Management
1.2 Elect Director Robert J. O'Toole For For Management
1.3 Elect Director Charles I. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 08, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl G. Anderson, Jr. For For Management
1.2 Elect Director Philip M. Anderson For For Management
1.3 Elect Director Jeffrey Wadsworth For For Management
1.4 Elect Director William A. Wulfsohn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson, IV For For Management
1.2 Elect Director Steven A. Webster For Withhold Management
1.3 Elect Director Thomas L. Carter, Jr. For For Management
1.4 Elect Director Robert F. Fulton For For Management
1.5 Elect Director F. Gardner Parker For Withhold Management
1.6 Elect Director Roger A. Ramsey For For Management
1.7 Elect Director Frank A. Wojtek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly L. Chan For For Management
1.2 Elect Director Dunson K. Cheng For For Management
1.3 Elect Director Thomas C.T. Chiu For For Management
1.4 Elect Director Joseph C.H. Poon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELL THERAPEUTICS, INC.
Ticker: CTIC Security ID: 150934883
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Bauer For For Management
1.2 Elect Director Phillip M. Nudelman For Withhold Management
1.3 Elect Director Reed V. Tuckson For For Management
2 Increase Authorized Common Stock For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Verna K. Gibson For For Management
1.2 Elect Director David F. Dyer For For Management
1.3 Elect Director Janice L. Fields For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome D. Brady For For Management
1.2 Elect Director Peter M. Wilver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLLECTIVE BRANDS, INC.
Ticker: PSS Security ID: 19421W100
Meeting Date: AUG 21, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: JUN 22, 2013 Meeting Type: Written Consent
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Consent to Remove Existing Director For Withhold Shareholder
Barry M. Portnoy
1.2 Consent to Remove Existing Director For Withhold Shareholder
Adam D. Portnoy
1.3 Consent to Remove Existing Director For Withhold Shareholder
Joseph L. Morea
1.4 Consent to Remove Existing Director For Withhold Shareholder
William A. Lamkin
1.5 Consent to Remove Existing Director For Withhold Shareholder
Frederick N. Zeytoonjian
--------------------------------------------------------------------------------
COMPUWARE CORPORATION
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director William O. Grabe For For Management
1.4 Elect Director Frederick A. Henderson For For Management
1.5 Elect Director Peter Karmanos, Jr. For For Management
1.6 Elect Director Faye Alexander Nelson For For Management
1.7 Elect Director Robert C. Paul For For Management
1.8 Elect Director Glenda D. Price For For Management
1.9 Elect Director W. James Prowse For For Management
1.10 Elect Director G. Scott Romney For For Management
1.11 Elect Director Ralph J. Szygenda For For Management
2 Ratify Auditors For For Management
3 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene R. Corasanti For For Management
1.2 Elect Director Joseph J. Corasanti For For Management
1.3 Elect Director Bruce F. Daniels For For Management
1.4 Elect Director Jo Ann Golden For For Management
1.5 Elect Director Stephen M. Mandia For For Management
1.6 Elect Director Stuart J. Schwartz For For Management
1.7 Elect Director Mark E. Tryniski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay H. Shidler For For Management
1b Elect Director Clay W. Hamlin, III For For Management
1c Elect Director Thomas F. Brady For For Management
1d Elect Director Robert L. Denton For For Management
1e Elect Director Elizabeth A. Hight For For Management
1f Elect Director David M. Jacobstein For For Management
1g Elect Director Steven D. Kesler For For Management
1h Elect Director Richard Szafranski For For Management
1i Elect Director Roger A. Waesche, Jr. For For Management
1j Elect Director Kenneth D. Wethe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COTT CORPORATION
Ticker: BCB Security ID: 22163N106
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benadiba For For Management
1.2 Elect Director George A. Burnett For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director David T. Gibbons For For Management
1.5 Elect Director Stephen H. Halperin For Withhold Management
1.6 Elect Director Betty Jane (BJ) Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Andrew Prozes For For Management
1.10 Elect Director Eric Rosenfeld For Withhold Management
1.11 Elect Director Graham Savage For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to ratify Named For For Management
Executive Officer's Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Forte For For Management
1.2 Elect Director Ellen McClain Haime For For Management
1.3 Elect Director Ronald C. Lindsay For For Management
1.4 Elect Director Jennifer M. Pollino For For Management
1.5 Elect Director James L.L. Tullis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Dean M. Flatt For For Management
1.3 Elect Director S. Marce Fuller For For Management
1.4 Elect Director Allen A. Kozinski For For Management
1.5 Elect Director John R. Myers For For Management
1.6 Elect Director John B. Nathman For For Management
1.7 Elect Director Robert J. Rivet For For Management
1.8 Elect Director William W. Sihler For For Management
1.9 Elect Director Albert E. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DSP GROUP, INC.
Ticker: DSPG Security ID: 23332B106
Meeting Date: JUN 10, 2013 Meeting Type: Proxy Contest
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Card) None
1.1 Elect Director Eliyahu Ayalon For Did Not Vote Management
1.2 Elect Director Zvi Limon For Did Not Vote Management
1.3 Elect Director Reuven Regev For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Elect Gabi Seligsohn as Class II For For Management
Director
7 Adjourn Meeting For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1.1 Elect Director Michael Bornak For Did Not Vote Shareholder
1.2 Elect Director Norman J. Rice, III For For Shareholder
1.3 Elect Director Norman P. Taffe For For Shareholder
2 Amend Qualified Employee Stock Against Did Not Vote Management
Purchase Plan
3 Amend Omnibus Stock Plan Against Did Not Vote Management
4 Ratify Auditors None Did Not Vote Management
5 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
6 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Hossein Fateh For For Management
1.5 Elect Director Jonathan G. Heiliger For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director John T. Roberts, Jr. For For Management
1.8 Elect Director John H. Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERNOC, INC.
Ticker: ENOC Security ID: 292764107
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Healy For For Management
1.2 Director David Brewster For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul V. Haack For For Management
1.2 Elect Director Scott E. Kuechle For For Management
1.3 Elect Director R. Bradley Lawrence For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sona Chawla For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Michael Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Randy W. Carson For For Management
1.3 Elect Director Terry A. Klebe For For Management
1.4 Elect Director Anthony Lear For For Management
1.5 Elect Director Thomas L. Magnanti For For Management
1.6 Elect Director Kevin J. McGarity For For Management
1.7 Elect Director Bryan R. Roub For For Management
1.8 Elect Director Ronald W. Shelly For For Management
1.9 Elect Director Mark S. Thompson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC.
Ticker: FFIN Security ID: 32020R109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Beal For For Management
1.2 Elect Director Tucker S. Bridwell For For Management
1.3 Elect Director Joseph E. Canon For For Management
1.4 Elect Director David Copeland For For Management
1.5 Elect Director F. Scott Dueser For For Management
1.6 Elect Director Murray Edwards For For Management
1.7 Elect Director Ron Giddiens For For Management
1.8 Elect Director Tim Lancaster For For Management
1.9 Elect Director Kade L. Matthews For For Management
1.10 Elect Director Johnny E. Trotter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRED'S, INC.
Ticker: FRED Security ID: 356108100
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Hayes For For Management
1.2 Elect Director John R. Eisenman For For Management
1.3 Elect Director Roger T. Knox For For Management
1.4 Elect Director Thomas H. Tashjian For For Management
1.5 Elect Director B. Mary McNabb For For Management
1.6 Elect Director Michael T. McMillan For For Management
1.7 Elect Director Bruce A. Efird For For Management
1.8 Elect Director Steven R. Fitzpatrick For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt, Renew or Amend Shareholder For Against Management
Rights Plan (Poison Pill)
6 Require Nomination of a Corporate Against For Shareholder
Governance Expert to the Board of
Directors
--------------------------------------------------------------------------------
FRED'S, INC.
Ticker: FRED Security ID: 356108100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Hayes For For Management
1.2 Elect Director John R. Eisenman For For Management
1.3 Elect Director Thomas H. Tashjian For For Management
1.4 Elect Director B. Mary McNabb For For Management
1.5 Elect Director Michael T. McMillan For For Management
1.6 Elect Director Bruce A. Efird For For Management
1.7 Elect Director Steven R. Fitzpatrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Bacon For For Management
1.2 Elect Director Denis J. Callaghan For For Management
1.3 Elect Director Claudio Costamagna For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Jack B. Dunn, IV For For Management
1.6 Elect Director Vernon Ellis For For Management
1.7 Elect Director Gerard E. Holthaus For For Management
1.8 Elect Director Marc Holtzman For For Management
1.9 Elect Director Dennis J. Shaughnessy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Laura Pomerantz For For Management
1.7 Elect Director Allen Sirkin For For Management
1.8 Elect Director Willem van Bokhorst For For Management
1.9 Elect Director Cheryl Vitali For For Management
1.10 Elect Director Richard White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY
Ticker: GET Security ID: 367905106
Meeting Date: SEP 25, 2012 Meeting Type: Special
Record Date: AUG 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Authorize the Potential Issuance of For For Management
Additional Common Stock in Compliance
of Listing Rules
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Beard For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director William F. Blaufuss, Jr. For For Management
1.4 Elect Director James W. Bradford For For Management
1.5 Elect Director Robert J. Dennis For For Management
1.6 Elect Director Matthew C. Diamond For For Management
1.7 Elect Director Marty G. Dickens For For Management
1.8 Elect Director Thurgood Marshall, Jr. For For Management
1.9 Elect Director Kathleen Mason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENTIVA HEALTH SERVICES, INC.
Ticker: GTIV Security ID: 37247A102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Forman, Jr. For For Management
1.2 Elect Director Victor F. Ganzi For For Management
1.3 Elect Director Philip R. Lochner, Jr. For For Management
1.4 Elect Director Stuart Olsten For For Management
1.5 Elect Director Sheldon M. Retchin For For Management
1.6 Elect Director Tony Strange For For Management
1.7 Elect Director Raymond S. Troubh For For Management
1.8 Elect Director Rodney D. Windley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GEORGIA GULF CORPORATION
Ticker: GGC Security ID: 373200302
Meeting Date: JAN 10, 2013 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GERON CORPORATION
Ticker: GERN Security ID: 374163103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hoyoung Huh For For Management
1.2 Elect Director Daniel M. Bradbury For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Blodnick For For Management
1.2 Elect Director Sherry L. Cladouhos For For Management
1.3 Elect Director James M. English For For Management
1.4 Elect Director Allen J. Fetscher For For Management
1.5 Elect Director Annie M. Goodwin For For Management
1.6 Elect Director Dallas I. Herron For For Management
1.7 Elect Director Craig A. Langel For For Management
1.8 Elect Director L. Peter Larson For For Management
1.9 Elect Director Douglas J. McBride For For Management
1.10 Elect Director John W. Murdoch For For Management
1.11 Elect Director Everit A. Sliter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410405
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter G. 'Gil' Goodrich For For Management
1.2 Elect Director Robert C. Turnham, Jr. For For Management
1.3 Elect Director Stephen M. Straty For For Management
1.4 Elect Director Arthur A. Seeligson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HANSEN MEDICAL, INC.
Ticker: HNSN Security ID: 411307101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Hykes For For Management
1.2 Elect Director Nadim Yared For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Ticker: HE Security ID: 419870100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Fargo For For Management
1.2 Elect Director Kelvin H. Taketa For For Management
1.3 Elect Director Jeffrey N. Watanabe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 25, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul J. Bohan For For Management
2 Elect Director Donald C. Campion For For Management
3 Elect Director Mark M. Comerford For For Management
4 Elect Director John C. Corey For For Management
5 Elect Director Robert H. Getz For For Management
6 Elect Director Timothy J. McCarthy For For Management
7 Elect Director Michael L. Shor For For Management
8 Elect Director William P. Wall For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary H. Futrell For For Management
1b Elect Director Stephen J. Hasenmiller For For Management
1c Elect Director Peter H. Heckman For For Management
1d Elect Director Ronald J. Helow For For Management
1e Elect Director Beverley J. McClure For For Management
1f Elect Director Gabriel L. Shaheen For For Management
1g Elect Director Roger J. Steinbecker For For Management
1h Elect Director Robert Stricker For For Management
1i Elect Director Charles R. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For Withhold Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Jon M. Huntsman, Jr. For Withhold Management
1.4 Elect Director Robert J. Margetts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest J. Mrozek For For Management
1.2 Elect Director David C. Parry For For Management
1.3 Elect Director Livingston L. For For Management
Satterthwaite
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK CORP.
Ticker: INDB Security ID: 453836108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin A. Gilmore, II For Withhold Management
1.2 Elect Director Eileen C. Miskell For Withhold Management
1.3 Elect Director Carl Ribeiro For For Management
1.4 Elect Director John H. Spurr, Jr. For For Management
1.5 Elect Director Thomas R. Venables For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGRAM MICRO INC.
Ticker: IM Security ID: 457153104
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard I. Atkins For For Management
1.2 Elect Director Leslie Stone Heisz For For Management
1.3 Elect Director John R. Ingram For For Management
1.4 Elect Director Orrin H. Ingram, II For For Management
1.5 Elect Director Dale R. Laurance For For Management
1.6 Elect Director Linda Fayne Levinson For Against Management
1.7 Elect Director Scott A. McGregor For For Management
1.8 Elect Director Alain Monie For For Management
1.9 Elect Director Paul Read For For Management
1.10 Elect Director Michael T. Smith For For Management
1.11 Elect Director Joe B. Wyatt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Delaney For For Management
1.2 Elect Director C. Martin Harris For For Management
1.3 Elect Director A. Malachi Mixon, III For For Management
1.4 Elect Director Gerald B. Blouch For For Management
1.5 Elect Director William M. Weber For For Management
1.6 Elect Director Charles S. Robb For For Management
1.7 Elect Director Baiju R. Shah For For Management
1.8 Elect Director James L. Jones For For Management
1.9 Elect Director Dan T. Moore, III For For Management
1.10 Elect Director Dale C. LaPorte For For Management
1.11 Elect Director Ellen O. Tauscher For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: ITG Security ID: 46145F105
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Burdett For For Management
1.2 Elect Director Minder Cheng For For Management
1.3 Elect Director Christopher V. Dodds For For Management
1.4 Elect Director Robert C. Gasser For For Management
1.5 Elect Director Timothy L. Jones For For Management
1.6 Elect Director Kevin J. P. O'Hara For For Management
1.7 Elect Director Maureen O'Hara For For Management
1.8 Elect Director Steven S. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Timothy W. Finchem For For Management
1.4 Elect Director Thomas W. Gilligan For For Management
1.5 Elect Director Kenneth M. Jastrow, II For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Melissa Lora For For Management
1.8 Elect Director Michael G. McCaffery For For Management
1.9 Elect Director Jeffrey T. Mezger For For Management
1.10 Elect Director Luis G. Nogales For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For For Management
1.2 Elect Director Loren K. Carroll For For Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Jeffrey E. Curtiss For For Management
1.5 Elect Director Jack B. Moore For For Management
1.6 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Defeo For For Management
1.2 Elect Director William R. Newlin For For Management
1.3 Elect Director Lawrence W. Stranghoener For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 05, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine D. Rosen For For Management
1.2 Elect Director Ralph E. Struzziero For Withhold Management
1.3 Elect Director Howard W. Sutter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward L. Kuntz For For Management
1b Elect Director Joel Ackerman For For Management
1c Elect Director Jonathan D. Blum For For Management
1d Elect Director Thomas P. Cooper For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director Christopher T. Hjelm For For Management
1g Elect Director Isaac Kaufman For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LCA-VISION INC.
Ticker: LCAV Security ID: 501803308
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Bahl For For Management
1.2 Elect Director John C. Hassan For For Management
1.3 Elect Director Edgar F. Heizer, III For For Management
1.4 Elect Director James C. Wachtman For For Management
1.5 Elect Director E. Anthony Woods For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC.
Ticker: LEAP Security ID: 521863308
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Harkey, Jr. For Withhold Management
1.2 Elect Director S. Douglas Hutcheson For For Management
1.3 Elect Director Ronald J. Kramer For For Management
1.4 Elect Director Robert V. LaPenta For For Management
1.5 Elect Director Mark A. Leavitt For For Management
1.6 Elect Director Mark H. Rachesky For Withhold Management
1.7 Elect Director Richard R. Roscitt For For Management
1.8 Elect Director Robert E. Switz For For Management
1.9 Elect Director Michael B. Targoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC.
Ticker: LF Security ID: 52186N106
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Barbour For For Management
1.2 Elect Director William B. Chiasson For For Management
1.3 Elect Director Thomas J. Kalinske For For Management
1.4 Elect Director Stanley E. Maron For For Management
1.5 Elect Director E. Stanton McKee, Jr. For For Management
1.6 Elect Director Theodore R. Mitchell For For Management
1.7 Elect Director Randy O. Rissman For For Management
1.8 Elect Director Caden C. Wang For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Clifford Broser For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfield For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: MAR 18, 2013 Meeting Type: Annual
Record Date: JAN 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Berman For For Management
1.2 Elect Director Herbert T. Buchwald For For Management
1.3 Elect Director Larry A. Mizel For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MANNKIND CORPORATION
Ticker: MNKD Security ID: 56400P201
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MANNKIND CORPORATION
Ticker: MNKD Security ID: 56400P201
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred E. Mann For For Management
1.2 Elect Director Hakan S. Edstrom For For Management
1.3 Elect Director Ronald Consiglio For For Management
1.4 Elect Director Michael Friedman For For Management
1.5 Elect Director Kent Kresa For For Management
1.6 Elect Director David H. MacCallum For For Management
1.7 Elect Director Henry L. Nordhoff For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For For Management
1.6 Elect Director G. Larry Owens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Darlene J. S. Solomon For For Management
1.3 Elect Director Robert B. Toth For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director Roger A. Brown For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Stephen M. Johnson For For Management
1.5 Elect Director D. Bradley McWilliams For For Management
1.6 Elect Director William H. Schumann, For For Management
III
1.7 Elect Director Mary L. Shafer-Malicki For For Management
1.8 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOOG INC.
Ticker: MOG.A Security ID: 615394202
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert F. Myers For For Management
2 Ratify Auditors For For Management
3 Amend Stock Appreciation Rights Plan For For Management
--------------------------------------------------------------------------------
NATIONAL FINANCIAL PARTNERS CORP.
Ticker: NFP Security ID: 63607P208
Meeting Date: JUN 19, 2013 Meeting Type: Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC.
Ticker: NPBC Security ID: 637138108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christian F. Martin, IV For For Management
1.2 Elect Director R. Chadwick Paul, Jr. For For Management
1.3 Elect Director C. Robert Roth For For Management
1.4 Elect Director Wayne R. Weidner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward 'Pete' Boykin For For Management
1.2 Elect Director Linda Fayne Levinson For Withhold Management
1.3 Elect Director Deanna W. Oppenheimer For For Management
1.4 Elect Director Kurt P. Kuehn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Adik For For Management
1.2 Elect Director Dorothy M. Bradley For For Management
1.3 Elect Director E. Linn Draper, Jr. For For Management
1.4 Elect Director Dana J. Dykhouse For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Philip L. Maslowe For For Management
1.7 Elect Director Denton Louis Peoples For For Management
1.8 Elect Director Robert C. Rowe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis V. Lukianov For For Management
1.2 Elect Director Jack R. Blair For For Management
1.3 Elect Director Peter M. Leddy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McShane For For Management
1.2 Elect Director Thomas B. Nusz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OFFICEMAX INCORPORATED
Ticker: OMX Security ID: 67622P101
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Joseph M. DePinto For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director V. James Marino For For Management
1e Elect Director William J. Montgoris For For Management
1f Elect Director Francesca Ruiz de For For Management
Luzuriaga
1g Elect Director Ravichandra K. Saligram For For Management
1h Elect Director David M. Szymanski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin A. Lambert For For Management
1.2 Elect Director Mark G. Papa For For Management
1.3 Elect Director Stephen A. Wells For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan W. Braun For For Management
1.2 Elect Director Larry E. Dunigan For For Management
1.3 Elect Director Niel C. Ellerbrook For For Management
1.4 Elect Director Andrew E. Goebel For For Management
1.5 Elect Director Robert G. Jones For For Management
1.6 Elect Director Phelps L. Lambert For For Management
1.7 Elect Director Arthur H. McElwee, Jr. For For Management
1.8 Elect Director James T. Morris For For Management
1.9 Elect Director Randall T. Shepard For For Management
1.10 Elect Director Kelly N. Stanley For For Management
1.11 Elect Director Linda E. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OM GROUP, INC.
Ticker: OMG Security ID: 670872100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katharine L. Plourde For For Management
1.2 Elect Director Patrick S. Mullin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Lowenthal For For Management
1.2 Elect Director Stephen D. Plavin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald M. Ostrov For For Management
1.2 Elect Director Stephen S. Tang For For Management
1.3 Elect Director Douglas G. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
Ticker: ORB Security ID: 685564106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Lennard A. Fisk For For Management
1c Elect Director Ronald T. Kadish For For Management
1d Elect Director Garrett E. Pierce For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Fogg For For Management
1.2 Elect Director John W. Gerdelman For For Management
1.3 Elect Director Lemuel E. Lewis For For Management
1.4 Elect Director Martha H. Marsh For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director Robert C. Sledd For For Management
1.8 Elect Director Craig R. Smith For For Management
1.9 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Ericson For For Management
1.2 Elect Director David Botstein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC.
Ticker: PZZA Security ID: 698813102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norborne P. Cole, Jr. For For Management
1b Elect Director Christopher L. Coleman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Ira M. Lubert For For Management
1.6 Elect Director Donald F. Mazziotti For For Management
1.7 Elect Director Mark E. Pasquerilla For For Management
1.8 Elect Director Charles P. Pizzi For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director George F. Rubin For For Management
1.11 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Barr For For Management
1.2 Elect Director Michael R. Eisenson For For Management
1.3 Elect Director Robert H. Kurnick, Jr. For For Management
1.4 Elect Director William J. Lovejoy For For Management
1.5 Elect Director Kimberly J. McWaters For For Management
1.6 Elect Director Yoshimi Namba For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Roger S. Penske For For Management
1.9 Elect Director Richard J. Peters For For Management
1.10 Elect Director Sandra E. Pierce For For Management
1.11 Elect Director Ronald G. Steinhart For For Management
1.12 Elect Director H. Brian Thompson For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
Ticker: PERY Security ID: 288853104
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Feldenkreis For For Management
1.2 Elect Director Gary Dix For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue G. Atkinson For For Management
1.2 Elect Director Harold Gordon Bone For For Management
1.3 Elect Director Gregory L. Burns For For Management
1.4 Elect Director Gary L. Scott For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP.
Ticker: PES Security ID: 723664108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Michael Rauh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralf R. Boer For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director David J. Drury For For Management
1.4 Elect Director Dean A. Foate For For Management
1.5 Elect Director Rainer Jueckstock For For Management
1.6 Elect Director Peter Kelly For For Management
1.7 Elect Director Phil R. Martens For For Management
1.8 Elect Director Michael V. Schrock For For Management
1.9 Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director James V. Diller, Sr. For For Management
1.3 Elect Director Michael R. Farese For For Management
1.4 Elect Director Jonathan J. Judge For For Management
1.5 Elect Director Michael A. Klayko For For Management
1.6 Elect Director William H. Kurtz For For Management
1.7 Elect Director Gregory S. Lang For For Management
1.8 Elect Director Richard N. Nottenburg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Miller For For Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director David G. DeWalt None None Management
1.4 Elect Director John A. Kelley, Jr. For For Management
1.5 Elect Director D. Scott Mercer For For Management
1.6 Elect Director William A. Owens For For Management
1.7 Elect Director Kevin T. Parker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
Ticker: PVTB Security ID: 742962103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Robert F. Coleman For For Management
2.2 Elect Director James M. Guyette For For Management
2.3 Elect Director Collin E. Roche For For Management
2.4 Elect Director William R. Rybak For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
PROCERA NETWORKS, INC.
Ticker: PKT Security ID: 74269U203
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott McClendon For For Management
1.2 Elect Director James F. Brear For For Management
1.3 Elect Director Staffan Hillberg For For Management
1.4 Elect Director Alan B. Lefkof For For Management
1.5 Elect Director Mary Losty For For Management
1.6 Elect Director Thomas Saponas For For Management
1.7 Elect Director William Slavin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Change State of Incorporation [from For For Management
Nevada to Delaware]
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Berry For For Management
1.2 Elect Director Frank L. Fekete For For Management
1.3 Elect Director Matthew K. Harding For For Management
1.4 Elect Director Thomas B. Hogan Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PTC INC
Ticker: PMTC Security ID: 699173209
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Bogan For For Management
1.2 Elect Director Michael E. Porter For For Management
1.3 Elect Director Robert P. Schechter For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Simon Biddiscombe For For Management
2 Elect Director H.K. Desai For For Management
3 Elect Director Balakrishnan S. Iyer For Against Management
4 Elect Director Kathryn B. Lewis For For Management
5 Elect Director D. Scott Mercer For For Management
6 Elect Director George D. Wells For For Management
7 Elect Director William M. Zeitler For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 14, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell I. Quain For Withhold Management
1.2 Elect Director Alan B. Levine For For Management
1.3 Elect Director Richard R. Crowell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 18, 2012 Meeting Type: Annual
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Crawford For For Management
1.2 Elect Director Donald Murray For For Management
1.3 Elect Director A. Robert Pisano For For Management
1.4 Elect Director Michael Wargotz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 25, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Stephen Felker For For Management
1.2 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.3 Elect Director John W. Spiegel For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC.
Ticker: ROC Security ID: 774415103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seifi Ghasemi For For Management
1.2 Elect Director Sheldon R. Erikson For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC.
Ticker: RSTI Security ID: 775043102
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Baasel For For Management
1.2 Elect Director Gary K. Willis For For Management
1.3 Elect Director Daniel J. Smoke For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROUSE PROPERTIES, INC.
Ticker: RSE Security ID: 779287101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For For Management
1.2 Elect Director Richard Clark For For Management
1.3 Elect Director Christopher Haley For For Management
1.4 Elect Director Michael Hegarty For For Management
1.5 Elect Director Brian Kingston For For Management
1.6 Elect Director David Kruth For For Management
1.7 Elect Director Michael Mullen For For Management
1.8 Elect Director Andrew Silberfein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Amend Stock Ownership Limitations For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
RUBY TUESDAY, INC.
Ticker: RT Security ID: 781182100
Meeting Date: OCT 10, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Lane Cardwell, Jr For For Management
2 Elect Director Kevin T. Clayton For For Management
3 Elect Director Jeffrey J. O'Neill For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director E. K. Gaylord, II For For Management
1.3 Elect Director Ralph Horn For For Management
1.4 Elect Director Ellen Levine For For Management
1.5 Elect Director Robert S. Prather, Jr. For For Management
1.6 Elect Director Colin V. Reed For For Management
1.7 Elect Director Michael D. Rose For For Management
1.8 Elect Director Michael I. Roth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For Withhold Management
1.2 Elect Director Steven R. Fischer For For Management
1.3 Elect Director Michael J. Grainger For For Management
1.4 Elect Director Steven H. Owings For Withhold Management
1.5 Elect Director John P. Reilly For For Management
1.6 Elect Director Charles R. Whitchurch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic P. Villoutreix For For Management
1.2 Elect Director Anderson D. Warlick For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Bauer For For Management
1.2 Elect Director Annabelle G. Bexiga For For Management
1.3 Elect Director A. David Brown For For Management
1.4 Elect Director John C. Burville For For Management
1.5 Elect Director Joan M. Lamm-Tennant For For Management
1.6 Elect Director Michael J. Morrissey For For Management
1.7 Elect Director Gregory E. Murphy For For Management
1.8 Elect Director Cynthia S. Nicholson For For Management
1.9 Elect Director Ronald L. O'Kelley For For Management
1.10 Elect Director William M. Rue For For Management
1.11 Elect Director J. Brian Thebault For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director Anthony J. Best For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Stephen R. Brand For For Management
1.5 Elect Director William J. Gardiner For For Management
1.6 Elect Director Loren M. Leiker For For Management
1.7 Elect Director Julio M. Quintana For For Management
1.8 Elect Director John M. Seidl For For Management
1.9 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SODASTREAM INTERNATIONAL LTD.
Ticker: SODA Security ID: M9068E105
Meeting Date: DEC 20, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes to Salary and Fringe For For Management
Benefits of Director and CEO Daniel
Birnbaum
2 Approve 2011 Bonus for Daniel Birnbaum For For Management
3 Approve 2012 Bonus for Daniel Birnbaum For For Management
4 Approve 2013 Bonus for Daniel Birnbaum For For Management
5 Approve Long Term Incentive Plan for For For Management
Daniel Birnbaum
6 Increase Number of Shares Available For For Management
under Employee Share Option Plan by
900,000
7 Reappoint Somekh Chaikin, a member For For Management
firm of KPMG International, as
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Barpoulis For For Management
1.2 Elect Director Thomas A. Bracken For For Management
1.3 Elect Director Keith S. Campbell For For Management
1.4 Elect Director Sheila Hartnett-Devlin For For Management
1.5 Elect Director Victor A. Fortkiewicz For For Management
1.6 Elect Director Edward J. Graham For For Management
1.7 Elect Director Walter M. Higgins, III For For Management
1.8 Elect Director Sunita Holzer For For Management
1.9 Elect Director Joseph H. Petrowski For For Management
1.10 Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Thomas E. Chestnut For For Management
1.4 Elect Director Stephen C. Comer For For Management
1.5 Elect Director Leroy C. Hanneman, Jr. For For Management
1.6 Elect Director Michael O. Maffie For For Management
1.7 Elect Director Anne L. Mariucci For For Management
1.8 Elect Director Michael J. Melarkey For For Management
1.9 Elect Director Jeffrey W. Shaw For For Management
1.10 Elect Director A. Randall Thoman For For Management
1.11 Elect Director Thomas A. Thomas For Withhold Management
1.12 Elect Director Terrence L. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPARTECH CORPORATION
Ticker: SEH Security ID: 847220209
Meeting Date: MAR 12, 2013 Meeting Type: Special
Record Date: FEB 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For For Management
1.2 Elect Director Ivor (Ike) Evans For For Management
1.3 Elect Director Paul Fulchino For For Management
1.4 Elect Director Richard Gephardt For Withhold Management
1.5 Elect Director Robert Johnson For For Management
1.6 Elect Director Ronald Kadish For For Management
1.7 Elect Director Larry A. Lawson For For Management
1.8 Elect Director Tawfiq Popatia For For Management
1.9 Elect Director Francis Raborn For For Management
1.10 Elect Director Jeffrey L. Turner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STANDARD MICROSYSTEMS CORPORATION
Ticker: SMSC Security ID: 853626109
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Brown For For Management
1.2 Elect Director John P. Dubinsky For For Management
1.3 Elect Director Robert E. Grady For For Management
1.4 Elect Director Thomas B. Michaud For For Management
1.5 Elect Director James M. Oates For Withhold Management
1.6 Elect Director Ben A. Plotkin For For Management
1.7 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Ernest E. 'Wyn' Howard, For For Management
III
1.7 Elect Director Peter D. Kinnear For For Management
1.8 Elect Director Michael M. McShane For For Management
1.9 Elect Director W. Matt Ralls For For Management
1.10 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Stock Ownership Limitations For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUSQUEHANNA BANCSHARES, INC.
Ticker: SUSQ Security ID: 869099101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Agnone, Sr. For For Management
1.2 Elect Director Wayne E. Alter, Jr. For For Management
1.3 Elect Director Henry R. Gibbel For For Management
1.4 Elect Director Bruce A. Hepburn For For Management
1.5 Elect Director Donald L. Hoffman For For Management
1.6 Elect Director Sara G. Kirkland For For Management
1.7 Elect Director Jeffrey F. Lehman For For Management
1.8 Elect Director Michael A. Morello For For Management
1.9 Elect Director Scott J. Newkam For For Management
1.10 Elect Director Robert E. Poole, Jr. For For Management
1.11 Elect Director William J. Reuter For For Management
1.12 Elect Director Andrew S. Samuel For For Management
1.13 Elect Director Christine Sears For For Management
1.14 Elect Director James A. Ulsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For Withhold Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Ellis 'Jeb' Bush For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Brenda J. Gaines For For Management
1d Elect Director Karen M. Garrison For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director J. Robert Kerrey For For Management
1g Elect Director Richard R. Pettingill For For Management
1h Elect Director Ronald A. Rittenmeyer For For Management
1i Elect Director James A. Unruh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Bates, Jr. For For Management
1.2 Elect Director Stuart M. Brightman For For Management
1.3 Elect Director Paul D. Coombs For For Management
1.4 Elect Director Ralph S. Cunningham For For Management
1.5 Elect Director Tom H. Delimitros For For Management
1.6 Elect Director Geoffrey M. Hertel For For Management
1.7 Elect Director Kenneth P. Mitchell For For Management
1.8 Elect Director William D. Sullivan For Withhold Management
1.9 Elect Director Kenneth E. White, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane Elfers For For Management
1.2 Elect Director Susan Patricia Griffith For For Management
1.3 Elect Director Louis Lipschitz For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Card For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Matthew H. Kamens For For Management
1.4 Elect Director Gerald C. Crotty For For Management
1.5 Elect Director Lowell W. Robinson For For Management
1.6 Elect Director Robert L. Mettler For For Management
1.7 Elect Director Margaret H. Georgiadis For For Management
1.8 Elect Director John D. Demsey For For Management
1.9 Elect Director Jeffrey D. Nuechterlein For For Management
1.10 Elect Director Ann Marie C. Wilkins For For Management
1.11 Elect Director James A. Mitarotonda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE KEYW HOLDING CORPORATION
Ticker: KEYW Security ID: 493723100
Meeting Date: AUG 15, 2012 Meeting Type: Annual
Record Date: JUN 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Campbell For For Management
1.2 Elect Director Pierre A. Chao For For Management
1.3 Elect Director John G. Hannon For For Management
1.4 Elect Director Kenneth A. Minihan For For Management
1.5 Elect Director Arthur L. Money For For Management
1.6 Elect Director Leonard E. Moodispaw For For Management
1.7 Elect Director Caroline S. Pisano For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WARNACO GROUP, INC.
Ticker: WRC Security ID: 934390402
Meeting Date: FEB 13, 2013 Meeting Type: Special
Record Date: JAN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 11, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Graves For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TILLY'S, INC.
Ticker: TLYS Security ID: 886885102
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hezy Shaked For For Management
1.2 Elect Director Doug Collier For For Management
1.3 Elect Director Daniel Griesemer For For Management
1.4 Elect Director Seth Johnson For For Management
1.5 Elect Director Janet E. Kerr For For Management
1.6 Elect Director Bernard Zeichner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VITRAN CORPORATION INC.
Ticker: VTN Security ID: 92850E107
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. McGraw For For Management
1.2 Elect Director William S. Deluce For For Management
1.3 Elect Director John R. Gossling For For Management
1.4 Elect Director Georges L. Hebert For For Management
1.5 Elect Director David S. McClimon For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Stock Option Plan For For Management
5 Adopt By-Law No. 8, other than For For Management
Sections 4.16 (Resolution 6) and 10.5
(Resolution 7)
6 Adopt Section 4.16 of By-Law No. 8, For For Management
which Eliminates the Chair's Casting
Vote
7 Adopt Section 10.5 of By-Law No. 8, For Against Management
which Provides for the Adoption of
Advance Notice Provisions
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Mack For For Management
1.2 Elect Director Todd Marshall For For Management
1.3 Elect Director M. Nafees Nagy For For Management
1.4 Elect Director James E. Nave For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director Michael B. Walen For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James, III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Ingrid S. Stafford For For Management
1.12 Elect Director Sheila G. Talton For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Boromisa For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director Timothy J. O'Donovan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC.
Ticker: WMGI Security ID: 98235T107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2.1 Elect Director Gary D. Blackford For For Management
2.2 Elect Director Martin J. Emerson For For Management
2.3 Elect Director Lawrence W. Hamilton For For Management
2.4 Elect Director Ronald K. Labrum For For Management
2.5 Elect Director John L. Miclot For For Management
2.6 Elect Director Robert J. Palmisano For For Management
2.7 Elect Director Amy S. Paul For For Management
2.8 Elect Director Robert J. Quillinan For For Management
2.9 Elect Director David D. Stevens For For Management
3 Elect Director Douglas G. Watson For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XOMA CORPORATION
Ticker: XOMA Security ID: 98419J107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Varian For For Management
1.2 Elect Director Patrick J. Scannon For For Management
1.3 Elect Director W. Denman Van Ness For For Management
1.4 Elect Director William K. Bowes, Jr. For For Management
1.5 Elect Director Peter Barton Hutt For For Management
1.6 Elect Director Joseph M. Limber For For Management
1.7 Elect Director Kelvin Neu For For Management
1.8 Elect Director Timothy P. Walbert For For Management
1.9 Elect Director Jack L. Wyszomierski For For Management
2 Ratify Auditors For For Management
========== END NPX REPORTPursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BlackRock Variable Series Funds, Inc.
