SECURITIES AND EXCHANGE COMMISSION
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(State or other jurisdiction of incorporation)
1-9247 (Commission File Number) | 13-2857434 (IRS Employer Identification No.) | |
One CA Plaza Islandia, New York (Address of Principal Executive Offices) | 11749 (Zip Code) |
(Registrant’s Telephone Number, Including Area Code)
(Former name or former address, if changed since last report.)
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Additional Pre-Tax | Additional After-Tax | |||||||
(Benefit) Expense | (Benefit) Expense | |||||||
Fiscal Year | (unaudited) | (unaudited) | ||||||
(in millions) | (in millions) | |||||||
1996 | $ | (17 | ) | $ | (13 | ) | ||
1997 | (22 | ) | (22 | ) | ||||
1998 | (6 | ) | (7 | ) | ||||
1999 | 61 | 35 | ||||||
2000 | 48 | 24 | ||||||
2001 | 101 | 61 | ||||||
Years prior to fiscal year 2002 | $ | 165 | $ | 78 | ||||
Additional Pre-Tax | Additional After-Tax | |||||||
Expense | Expense | |||||||
Fiscal Year | (unaudited) | (unaudited)(1) | ||||||
(in millions) | (in millions) | |||||||
1996 | $ | — | $ | — | ||||
1997 | 12 | 8 | ||||||
1998 | 32 | 22 | ||||||
1999 | 90 | 63 | ||||||
2000 | 97 | 68 | ||||||
2001 | 88 | 62 | ||||||
2002 | 66 | 47 | ||||||
2003 | 35 | 26 | ||||||
2004 | 20 | 37 |
(1) For fiscal years 2003 and 2004, the actual tax deduction related to option exercises would have been less than the amount of stock-based compensation expense that would have been recorded for financial reporting purposes. Since no pool of excess tax benefits would have been available to offset the shortfall, the Company would have recorded additional tax expense of $1 million and $23 million in fiscal years 2003 and 2004, respectively, which is reflected in the additional after- tax expense amounts for each period.
CA, INC. | ||||
Date: May 15, 2007 | By: | /s/ Kenneth V. Handal | ||
Kenneth V. Handal | ||||
Executive Vice President, Global Risk & Compliance, and Corporate Secretary | ||||