FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03329
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP EQUITY-INCOME PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
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AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
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ALCOA INC.
MEETING DATE: APR 23, 2010 |
TICKER: AA SECURITY ID: 013817101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Arthur D. Collins, Jr | Management | For | For |
| 1.2 | Elect Director Carlos Ghosn | Management | For | For |
| 1.3 | Elect Director Michael G. Morris | Management | For | For |
| 1.4 | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
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ALLEGHENY ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AYE SECURITY ID: 017361106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Furlong Baldwin | Management | For | For |
| 1.2 | Elect Director Eleanor Baum | Management | For | For |
| 1.3 | Elect Director Paul J. Evanson | Management | For | For |
| 1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.7 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.8 | Elect Director Steven H. Rice | Management | For | For |
| 1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
| 1.10 | Elect Director Michael H. Sutton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
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ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: SG1G61871305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
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ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
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AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
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ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
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ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Stock Option Exchange Program | Management | For | Against |
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APACHE CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: APA SECURITY ID: 037411105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Eugene C. Fiedorek | Management | For | For |
| 2 | Elect Director Patricia Albjerg Graham | Management | For | For |
| 3 | Elect Director F.H. Merelli | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
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ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AT&T INC.
MEETING DATE: APR 30, 2010 |
TICKER: T SECURITY ID: 00206R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 12 | Elect Director Patricia P. Upton | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
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AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
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BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
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BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
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BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
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BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
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BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK SARASIN & CIE AG
MEETING DATE: APR 27, 2010 |
TICKER: BSAN SECURITY ID: CH0038389307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
| 4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 30, 2010 |
TICKER: BARC SECURITY ID: GB0031348658
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Reuben Jeffery III as Director | Management | For | For |
| 4 | Re-elect Marcus Agius as Director | Management | For | For |
| 5 | Re-elect David Booth as Director | Management | For | For |
| 6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 7 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect Chris Lucas as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Approve SAYE Share Option Scheme | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BELO CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BLC SECURITY ID: 080555105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judith L. Craven, M.D. | Management | For | For |
| 1.2 | Elect Director Dealey D. Herndon | Management | For | For |
| 1.3 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: DE0005190003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BOSTON SCIENTIFIC CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Abele | Management | For | For |
| 1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.4 | Elect Director Nelda J. Connors | Management | For | For |
| 1.5 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.6 | Elect Director Marye Anne Fox | Management | For | For |
| 1.7 | Elect Director Ray J. Groves | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.10 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.12 | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
BRIGGS & STRATTON CORP.
MEETING DATE: OCT 21, 2009 |
TICKER: BGG SECURITY ID: 109043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. O'Toole | Management | For | Withhold |
| 1.2 | Elect Director John S. Shiely | Management | For | Withhold |
| 1.3 | Elect Director Charles I. Story | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CECO SECURITY ID: 141665109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 2 | Elect Director David W. Devonshire | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director Gregory L. Jackson | Management | For | For |
| 5 | Elect Director Thomas B. Lally | Management | For | For |
| 6 | Elect Director Steven H. Lesnik | Management | For | For |
| 7 | Elect Director Gary E. McCullough | Management | For | For |
| 8 | Elect Director Edward A. Snyder | Management | For | For |
| 9 | Elect Director Leslie T. Thornton | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: DK0010181759
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CC MEDIA HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CCMO SECURITY ID: 12502P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Abrams | Management | For | For |
| 2 | Elect Director Steven W. Barnes | Management | For | For |
| 3 | Elect Director Richard J. Bressler | Management | For | For |
| 4 | Elect Director Charles A. Brizius | Management | For | For |
| 5 | Elect Director John P. Connaughton | Management | For | For |
| 6 | Elect Director Blair E. Hendrix | Management | For | For |
| 7 | Elect Director Jonathon S. Jacobson | Management | For | For |
| 8 | Elect Director Ian K. Loring | Management | For | For |
| 9 | Elect Director Mark P. Mays | Management | For | For |
| 10 | Elect Director Randall T. Mays | Management | For | For |
| 11 | Elect Director Scott M. Sperling | Management | For | For |
| 12 | Elect Director Kent R. Weldon | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: JUL 24, 2009 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Management | For | For |
| 2 | Amend Certificate of Incorporation to Approve Director Amendment | Management | For | For |
| 3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Management | For | Against |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: SEP 2, 2009 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Management | For | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: CH0012142631
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CLD SECURITY ID: 18911Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Keith Bailey | Management | For | For |
| 2 | Elect Director William Owens | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
MEETING DATE: MAY 7, 2010 |
TICKER: ML SECURITY ID: FR0000121261
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Transaction with a Related Party | Management | For | For |
| 5 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
| 6 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
| 7 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 8 | Reelect Pierre Coll as Alternate Auditor | Management | For | For |
| 9 | Ratify Deloitte & Associes as Auditor | Management | For | For |
| 10 | Ratify BEAS as Alternate Auditor | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 118 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
| 15 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Set Global Limit for Capital Increase to Result from Issuance Requests Under Items 13, 14, 15, 16 and 18 Above at EUR 118 Million | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2010 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Armitage | Management | For | For |
| 1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Ruth R. Harkin | Management | For | For |
| 1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director Robert A. Niblock | Management | For | For |
| 1.9 | Elect Director Harald J. Norvik | Management | For | For |
| 1.10 | Elect Director William K. Reilly | Management | For | For |
| 1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
| 1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 1.13 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
| 9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
MEETING DATE: APR 30, 2010 |
TICKER: CSGN SECURITY ID: 225401108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
| 5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
| 5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
| 5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
DAIMLER AG
MEETING DATE: APR 14, 2010 |
TICKER: DAI SECURITY ID: DE0007100000
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10 | Amend Articles Re: Board-Related | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: DVN SECURITY ID: 25179M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Richels | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: DD SECURITY ID: 263534109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bodman | Management | For | For |
| 2 | Elect Director Richard H. Brown | Management | For | For |
| 3 | Elect Director Robert A. Brown | Management | For | For |
| 4 | Elect Director Bertrand P. Collomb | Management | For | For |
| 5 | Elect Director Curtis J. Crawford | Management | For | For |
| 6 | Elect Director Alexander M. Cutler | Management | For | For |
| 7 | Elect Director John T. Dillon | Management | For | For |
| 8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
| 9 | Elect Director Marillyn A. Hewson | Management | For | For |
| 10 | Elect Director Lois D. Juliber | Management | For | For |
| 11 | Elect Director Ellen J. Kullman | Management | For | For |
| 12 | Elect Director William K. Reilly | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FIAT SPA
MEETING DATE: MAR 25, 2010 |
TICKER: F SECURITY ID: IT0001976403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 3 | Amend 2009-2010 Retricted Stock Plan | Management | For | Did Not Vote |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FONDIARIA SAI SPA (FORMERLY SAI)
MEETING DATE: APR 21, 2010 |
TICKER: FSA SECURITY ID: IT0001463089
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Board Representative for Holders of Saving Shares | Management | For | Did Not Vote |
| 2 | Approve Representative Remuneration | Management | For | Did Not Vote |
| 3 | Set Up Fund for Covering Common Expenses for Holders of Savings Shares | Management | For | Did Not Vote |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director Thomas M. Bloch | Management | For | For |
| 1.3 | Elect Director Richard C. Breeden | Management | For | For |
| 1.4 | Elect Director Robert A. Gerard | Management | For | For |
| 1.5 | Elect Director Len J. Lauer | Management | For | For |
| 1.6 | Elect Director David B. Lewis | Management | For | For |
| 1.7 | Elect Director Tom D. Seip | Management | For | For |
| 1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1.9 | Elect Director Russell P. Smyth | Management | For | For |
| 1.10 | Elect Director Christianna Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Gail J. McGovern | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| |
|---|
HCP, INC.
MEETING DATE: APR 22, 2010 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Flaherty III | Management | For | For |
| 1.2 | Elect Director Christine N. Garvey | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.5 | Elect Director Michael D. Mckee | Management | For | For |
| 1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.7 | Elect Director Peter L. Rhein | Management | For | For |
| 1.8 | Elect Director Kenneth B. Roath | Management | For | For |
| 1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
| 1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 3 | Reappoint N. Gehlaut as Director | Management | For | For |
| 4 | Reappoint V. Bansal as Director | Management | For | For |
| 5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: OCT 4, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INFORMA PLC
MEETING DATE: APR 27, 2010 |
TICKER: INF SECURITY ID: JE00B3WJHK45
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Derek Mapp as Director | Management | For | For |
| 3 | Re-elect Peter Rigby as Director | Management | For | For |
| 4 | Re-elect Adam Walker as Director | Management | For | For |
| 5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 6 | Re-elect John Davis as Director | Management | For | For |
| 7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director C. Black | Management | For | For |
| 3 | Elect Director W. R. Brody | Management | For | For |
| 4 | Elect Director K. I. Chenault | Management | For | For |
| 5 | Elect Director M. L. Eskew | Management | For | For |
| 6 | Elect Director S. A. Jackson | Management | For | For |
| 7 | Elect Director A. N. Liveris | Management | For | For |
| 8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 9 | Elect Director T. Nishimuro | Management | For | For |
| 10 | Elect Director J. W. Owens | Management | For | For |
| 11 | Elect Director S. J. Palmisano | Management | For | For |
| 12 | Elect Director J. E. Spero | Management | For | For |
| 13 | Elect Director S. Taurel | Management | For | For |
| 14 | Elect Director L. H. Zambrano | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
INTERPUBLIC GROUP OF COMPANIES, INC., THE
MEETING DATE: MAY 27, 2010 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 6 | Elect Director H. John Greeniaus | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: KMT SECURITY ID: 489170100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
| 1.2 | Elect Director William R. Newlin | Management | For | For |
| 1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: KSS SECURITY ID: 500255104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: LINTA SECURITY ID: 53071M104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: LMT SECURITY ID: 539830109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
| 2 | Elect Director Nolan D. Archibald | Management | For | For |
| 3 | Elect Director David B. Burritt | Management | For | For |
| 4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Director Gwendolyn S. King | Management | For | For |
| 6 | Elect Director James M. Loy | Management | For | Against |
| 7 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 8 | Elect Director Joseph W. Ralston | Management | For | For |
| 9 | Elect Director James Schneider | Management | For | For |
| 10 | Elect Director Anne Stevens | Management | For | For |
| 11 | Elect Director Robert J. Stevens | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: NO0003054108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 2 | Approve Notice of Meeting and Agenda | Management | For | For |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | For |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | For |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: MAY 27, 2010 |
TICKER: MHG SECURITY ID: NO0003054108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive President's Report | Management | None | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends of NOK 0.35 per Share | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of 357.5 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
| 13 | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | Shareholder | Against | Did Not Vote |
| |
|---|
MARSHALL & ILSLEY CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: MI SECURITY ID: 571837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon F. Chait | Management | For | For |
| 1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Ted D. Kellner | Management | For | For |
| 1.5 | Elect Director Dennis J. Kuester | Management | For | For |
| 1.6 | Elect Director David J. Lubar | Management | For | For |
| 1.7 | Elect Director Katharine C. Lyall | Management | For | For |
| 1.8 | Elect Director John A. Mellowes | Management | For | For |
| 1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
| 1.10 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.11 | Elect Director Peter M. Platten, III | Management | For | For |
| 1.12 | Elect Director John S. Shiely | Management | For | For |
| 1.13 | Elect Director George E. Wardeberg | Management | For | For |
| 1.14 | Elect Director James B. Wigdale | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: 606822104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: MGI SECURITY ID: 60935Y109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Coley Clark | Management | For | For |
| 2 | Elect Director Victor W. Dahir | Management | For | For |
| 3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 4 | Elect Director Scott L. Jaeckel | Management | For | Against |
| 5 | Elect Director Seth W. Lawry | Management | For | Against |
| 6 | Elect Director Ann Mather | Management | For | For |
| 7 | Elect Director Pamela H. Patsley | Management | For | For |
| 8 | Elect Director Ganesh B. Rao | Management | For | For |
| 9 | Elect Director W. Bruce Turner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: MRH SECURITY ID: G62185106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John G. Bruton as Director | Management | For | For |
| 1.2 | Elect John F. Shettle as Director | Management | For | For |
| 1.3 | Elect Morgan W. Davis as Director | Management | For | For |
| 1.4 | Elect Thomas G. S. Busher as Director | Management | For | For |
| 1.5 | Elect Heinrich Burgi as Director | Management | For | For |
| 2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.2 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 3A | Approve Amendments on Advance Notice Provisions | Management | For | For |
| 3B | Approve Amendments on Limits on Board Size | Management | For | For |
| 3C | Approve Amendments on Reductions in Subsidiary Board Elections | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: CH0038863350
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NOMURA HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8604 SECURITY ID: JP3762600009
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Junichi Ujiie | Management | For | For |
| 1.2 | Elect Director Kenichi Watanabe | Management | For | For |
| 1.3 | Elect Director Takumi Shibata | Management | For | For |
| 1.4 | Elect Director Masanori Itatani | Management | For | For |
| 1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
| 1.6 | Elect Director Haruo Tsuji | Management | For | For |
| 1.7 | Elect Director Hajime Sawabe | Management | For | For |
| 1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
| 1.9 | Elect Director Hideaki Kubori | Management | For | For |
| 1.10 | Elect Director Masahiro Sakane | Management | For | For |
| 1.11 | Elect Director Colin Marshall | Management | For | For |
| 1.12 | Elect Director Clara Furse | Management | For | For |
| |
|---|
NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NVLS SECURITY ID: 670008101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Neil R. Bonke | Management | For | For |
| 1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.4 | Elect Director Yoshio Nishi | Management | For | For |
| 1.5 | Elect Director Glen G. Possley | Management | For | For |
| 1.6 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.7 | Elect Director William R. Spivey | Management | For | For |
| 1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NUE SECURITY ID: 670346105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.2 | Elect Director James D. Hlavacek | Management | For | For |
| 1.3 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORBITAL SCIENCES CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: ORB SECURITY ID: 685564106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward F. Crawley | Management | For | For |
| 1.2 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.3 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.4 | Elect Director Garrett E. Pierce | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PROMISE CO LTD.
MEETING DATE: JUN 22, 2010 |
TICKER: 8574 SECURITY ID: JP3833750007
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Approve Mergers by Absorption | Management | For | For |
| 3.1 | Elect Director Ken Kubo | Management | For | For |
| 3.2 | Elect Director Teruaki Watanabe | Management | For | For |
| 3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
| 3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
| 3.5 | Elect Director Masahiko Iwanami | Management | For | For |
| 4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: NOV 17, 2009 |
TICKER: 500325 SECURITY ID: INE002A01018
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reappoint H.S. Kohli as Director | Management | For | For |
| 2b | Reappoint Y.P. Trivedi as Director | Management | For | For |
| 2c | Reappoint D.C. Jain as Director | Management | For | For |
| 2d | Reappoint M.L. Bhakta as Director | Management | For | For |
| 3 | Approve Chaturvedi & Shah, Deloitte Haskins and Sells, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Capitalization of Reserves for Bonus Issue of up to 1.67 Billion Equity Shares in the Proportion of One New Equity Share for Every One Existing Equity Share Held | Management | For | For |
| 5 | Approve Reappointment and Remuneration of H.R. Meswani, Executive Director | Management | For | For |
| 6 | Approve Appointment and Remuneration of P.M.S. Prasad, Executive Director | Management | For | For |
| 7 | Approve Appointment and Remuneration of R. Ravimohan, Executive Director | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 500325 SECURITY ID: INE002A01018
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
| 3a | Reappoint H.R. Meswani as Director | Management | For | For |
| 3b | Reappoint M.P. Modi as Director | Management | For | For |
| 3c | Reappoint D.V. Kapur as Director | Management | For | For |
| 3d | Reappoint R.A. Mashalkar as Director | Management | For | Against |
| 4 | Approve Chaturvedi & Shah, Deloitte Haskins and Sells, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Appointment and Remuneration of P.K. Kapil as Executive Director | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: DE0007030009
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: KR7005930003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDS CHINA LTD.
MEETING DATE: JUN 19, 2010 |
TICKER: 1928 SECURITY ID: KYG7800X1079
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Sheldon Gary Adelson as Non-Executive Director | Management | For | For |
| 2b | Reelect Steven Craig as Executive Director | Management | For | For |
| 2c | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: FR0000120578
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 22, 2010 |
TICKER: SU SECURITY ID: FR0000121972
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
| 6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
| 7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
| 8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
| 9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
| 10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
| 11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
| 12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 13 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 14 | Reelect Mazars as Primary Auditor | Management | For | For |
| 15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: GB00B5ZN1N88
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 26, 2010 |
TICKER: SIE SECURITY ID: 826197501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
| 4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
| 4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
| 4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
| 4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
| 4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
| 4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
| 4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
| 4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
| 5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
| 5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
| 5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
| 5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
| 5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
| 5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
| 5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
| 5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
| 5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
| 5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
| 5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
| 5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
| 5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
| 5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
| 5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
| 5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
| 5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
| 5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
| 5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
| 5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
| 5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
| 5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
| 7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
| 12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
| 12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
| 12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
| 12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
| 12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
| 12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
| 12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
| 12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
| 13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
| 14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
| 15 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Stock Option Exchange Program | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SPR SECURITY ID: 848574109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Chadwell | Management | For | For |
| 1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
| 1.3 | Elect Director Paul Fulchino | Management | For | For |
| 1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
| 1.5 | Elect Director Robert Johnson | Management | For | For |
| 1.6 | Elect Director Ronald Kadish | Management | For | For |
| 1.7 | Elect Director Francis Raborn | Management | For | For |
| 1.8 | Elect Director Jeff L. Turner | Management | For | For |
| 1.9 | Elect Director James Welch | Management | For | For |
| 1.10 | Elect Director Nigel Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 7, 2010 |
TICKER: STAN SECURITY ID: GB0004082847
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Jamie Dundas as Director | Management | For | For |
| 5 | Re-elect Val Gooding as Director | Management | For | For |
| 6 | Re-elect Rudy Markham as Director | Management | For | For |
| 7 | Re-elect John Peace as Director | Management | For | For |
| 8 | Re-elect Peter Sands as Director | Management | For | For |
| 9 | Re-elect Paul Skinner as Director | Management | For | For |
| 10 | Re-elect Oliver Stocken as Director | Management | For | For |
| 11 | Elect Jaspal Bindra as Director | Management | For | For |
| 12 | Elect Richard Delbridge as Director | Management | For | For |
| 13 | Elect Dr Han Seung-soo as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Elect Mike Rees as Director | Management | For | For |
| 16 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase | Management | For | For |
| 25 | Authorise Market Purchase | Management | For | For |
| 26 | Adopt New Articles of Association | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Amend Restricted Share Scheme | Management | For | For |
| 29 | Approve Waiver on the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek | Management | For | For |
| 30 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-term Written Agreements with Temasek | Management | For | For |
| 31 | Approve Future Ongoing Banking Transactions with Temasek | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | Against |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | Against |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | Against |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Logue | Management | For | For |
| 11 | Elect Director R. Sergel | Management | For | Against |
| 12 | Elect Director R. Skates | Management | For | For |
| 13 | Elect Director G. Summe | Management | For | For |
| 14 | Elect Director R. Weissman | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
STERLING FINANCIAL CORPORATION
MEETING DATE: SEP 21, 2009 |
TICKER: STSA SECURITY ID: 859319105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: JP3890350006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: HK0669013440
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 21, 2010 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Deborah C. Wright | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 17, 2010 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zvi Barzilay | Management | For | For |
| 1.2 | Elect Director Edward G. Boehne | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Carl B. Marbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
TRAVELERS COMPANIES, INC., THE
MEETING DATE: MAY 4, 2010 |
TICKER: TRV SECURITY ID: 89417E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Beller | Management | For | For |
| 1.2 | Elect Director John H. Dasburg | Management | For | For |
| 1.3 | Elect Director Janet M. Dolan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Lawrence G. Graev | Management | For | For |
| 1.7 | Elect Director Patricia L. Higgins | Management | For | For |
| 1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.11 | Elect Director Donald J. Shepard | Management | For | For |
| 1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TUESDAY MORNING CORP.
MEETING DATE: NOV 12, 2009 |
TICKER: TUES SECURITY ID: 899035505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Quinnell | Management | For | For |
| 1.2 | Elect Director Kathleen Mason | Management | For | For |
| 1.3 | Elect Director W.J. Hunckler, III | Management | For | For |
| 1.4 | Elect Director Robin P. Selati | Management | For | For |
| 1.5 | Elect Director Starlette Johnson | Management | For | For |
| 1.6 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.7 | Elect Director David B. Green | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TYC SECURITY ID: H89128104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Edward Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.11 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 5a | Approve Carrying Forward of Net Loss | Management | For | For |
| 5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
| 6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBS AG
MEETING DATE: APR 14, 2010 |
TICKER: UBSN SECURITY ID: CH0024899483
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
| 3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
| 3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
UBS AG
MEETING DATE: APR 14, 2010 |
TICKER: UBSN SECURITY ID: H89231338
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
| 3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
| 3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: GB0006928617
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Richard Walker as Director | Management | For | For |
| 4 | Re-elect John Tonkiss as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: GB0006928617
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Savings Related Share Option Scheme | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: FR0000120354
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VIVENDI
MEETING DATE: APR 29, 2010 |
TICKER: VIV SECURITY ID: FR0000127771
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | Management | For | Did Not Vote |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Did Not Vote |
| 5 | Elect Dominique Hediard Dubreuil as Supervisory Board Member | Management | For | Did Not Vote |
| 6 | Elect Aliza Jabes as Supervisory Board Member | Management | For | Did Not Vote |
| 7 | Elect Jacqueline Tammenoms Bakker as Supervisory Board Member | Management | For | Did Not Vote |
| 8 | Elect Daniel Camus as Supervisory Board Member | Management | For | Did Not Vote |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2009 |
TICKER: VOD SECURITY ID: 92857W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Simon Murray as Director | Management | For | For |
| 12 | Elect Stephen Pusey as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Anthony Watson as Director | Management | For | For |
| 15 | Re-elect Philip Yea as Director | Management | For | For |
| 16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
| 21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
| 22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
WACKER CHEMIE AG
MEETING DATE: MAY 21, 2010 |
TICKER: WCH SECURITY ID: DE000WCH8881
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 15, 2009 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irvin E. Aal | Management | For | For |
| 1.2 | Elect Director Joseph W. England | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
VIP GROWTH PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: AUG 5, 2009 |
TICKER: ACN SECURITY ID: G1150G111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 4, 2010 |
TICKER: ACN SECURITY ID: G1151C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
| 1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
| 1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
| 2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
| |
|---|
ADVENT SOFTWARE, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ADVS SECURITY ID: 007974108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Scully | Management | For | For |
| 1.2 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.3 | Elect Director A. George Battle | Management | For | For |
| 1.4 | Elect Director James D. Kirsner | Management | For | For |
| 1.5 | Elect Director James P. Roemer | Management | For | For |
| 1.6 | Elect Director Wendell G. Van Auken | Management | For | For |
| 1.7 | Elect Director Christine S. Manfredi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Eliminate Right to Act by Written Consent | Management | For | For |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 21, 2010 |
TICKER: DOX SECURITY ID: G02602103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Bruce K. Anderson as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect Charles E. Foster as a Director | Management | For | For |
| 1.4 | Elect James S. Kahan as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Dov Baharav as a Director | Management | For | For |
| 1.7 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.8 | Elect Eli Gelman as a Director | Management | For | For |
| 1.9 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
| 1.10 | Elect John T. McLennan as a Director | Management | For | For |
| 1.11 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.12 | Elect Simon Olswang as a Director | Management | For | For |
| 1.13 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AME SECURITY ID: 031100100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Klein | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ASIAINFO HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: ASIA SECURITY ID: 04518A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: BLK SECURITY ID: 09247X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Dennis D. Dammerman | Management | For | For |
| 1.4 | Elect Director Robert E. Diamond, Jr. | Management | For | For |
| 1.5 | Elect Director David H. Komansky | Management | For | For |
| 1.6 | Elect Director James E. Rohr | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEBAY ASSET MANAGEMENT PLC
MEETING DATE: NOV 25, 2009 |
TICKER: BBAY SECURITY ID: G13287100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 4.8 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Terence Eccles as Director | Management | For | For |
| 5 | Re-elect Nick Williams as Director | Management | For | For |
| 6 | Re-elect Alex Khein as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Approve that a General Meeting Other than an Annual General Meeting May be Called on not Less than 14 Clear Day Notice | Management | For | For |
| 10 | Authorise 19,419,250 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 64,730.83 and an Additional Amount Pursuant to a Rights Issue of up to GBP 64,730.83 | Management | For | For |
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,709.62 | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | For |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CELG SECURITY ID: 151020104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: CAKE SECURITY ID: 163072101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director Thomas L. Gregory | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD
MEETING DATE: JAN 15, 2010 |
TICKER: 658 SECURITY ID: G2112D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amended and Restated Equity Swap and Related Transactions | Management | For | For |
| 2 | Approve Potential Off-Market Repurchase of Up to 12.6 Million Shares as Contemplated by the Amended and Restated Equity Swap | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL INC
MEETING DATE: DEC 21, 2009 |
TICKER: CMG SECURITY ID: 169656204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Class of Common Stock | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CMG SECURITY ID: 169656105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.3 | Elect Director Darlene J. Friedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director David W. Johnson | Management | For | For |
| 7 | Elect Director Richard J. Kogan | Management | For | For |
| 8 | Elect Director Delano E. Lewis | Management | For | For |
| 9 | Elect Director J. Pedro Reinhard | Management | For | For |
| 10 | Elect Director Stephen I. Sadove | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONCEPTUS, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: CPTS SECURITY ID: 206016107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Sieczkarek | Management | For | For |
| 1.2 | Elect Director John L. Bishop | Management | For | For |
| 1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CONSOLIDATED THOMPSON IRON MINES LIMITED
MEETING DATE: MAY 6, 2010 |
TICKER: CLM SECURITY ID: 210206108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jean Dipatie as Director | Management | For | For |
| 1.2 | Elect Pierre Lortie as Director | Management | For | For |
| 1.3 | Elect C. Kevin McArthur as Director | Management | For | For |
| 1.4 | Elect Gerald McCarvill as Director | Management | For | For |
| 1.5 | Elect Yin Xiao Peng as Director | Management | For | For |
| 1.6 | Elect Richard Quesnel as Director | Management | For | For |
| 1.7 | Elect V. James Sardo as Director | Management | For | For |
| 1.8 | Elect Brian V. Tobin as Director | Management | For | For |
| 1.9 | Elect Bernard R. Wilson as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles: Change Registered Office from Toronto to Quebec | Management | For | For |
| 4 | Amend Articles: Include the French Language Name of the Corporation | Management | For | For |
| 5 | Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
| 6 | Amend Stock Option Plan | Management | For | Against |
| 7 | Adopt By-Law No. 2 and Repeal By-Law No.1 | Management | For | For |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CTCT SECURITY ID: 210313102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Badavas | Management | For | For |
| 1.2 | Elect Director Gail F. Goodman | Management | For | For |
| 1.3 | Elect Director William S. Kaiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CSGP SECURITY ID: 22160N109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | Withhold |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director Josiah O. Low, III | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CROMPTON GREAVES LTD.
MEETING DATE: FEB 24, 2010 |
TICKER: 500093 SECURITY ID: Y1788L144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Share Capital from INR 1.25 Billion to INR 2.6 Billion by the Creation of 675 Million New Equity Shares of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | Against |
| 2 | Authorize Capitalization of Reserves for Bonus Issue in the Ratio of Three New Equity Shares for Every Four Existing Shares Held | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: DENN SECURITY ID: 24869P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.2 | Elect Director Nelson J. Marchioli | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 1.4 | Elect Director Louis P. Neeb | Management | For | For |
| 1.5 | Elect Director Donald C. Robinson | Management | For | For |
| 1.6 | Elect Director Donald R. Shepherd | Management | For | For |
| 1.7 | Elect Director Debra Smithhard-Oglesby | Management | For | For |
| 1.8 | Elect Director Laysha Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Patrick H. Arbor | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Jonathan Dash | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director David Makula | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Brenda J. Lauderback | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Louis P. Neeb | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Donald C. Robinson | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Donald R. Shepherd | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Laysha Ward | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: XRAY SECURITY ID: 249030107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paula H. Cholmondeley | Management | For | For |
| 1.2 | Elect Director Michael J. Coleman | Management | For | For |
| 1.3 | Elect Director John C. Miles II | Management | For | For |
| 1.4 | Elect Director John L. Miclot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DYNEGY INC.
MEETING DATE: MAY 21, 2010 |
TICKER: DYN SECURITY ID: 26817G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Williamson | Management | For | For |
| 1.2 | Elect Director David W. Biegler | Management | For | For |
| 1.3 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
| 1.4 | Elect Director Victor E. Grijalva | Management | For | For |
| 1.5 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.6 | Elect Director Howard B. Sheppard | Management | For | For |
| 1.7 | Elect Director William L. Trubeck | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Eliminate Class of Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 6, 2009 |
TICKER: EXP SECURITY ID: 26969P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. William Barnett | Management | For | For |
| 1.2 | Elect Director David W. Quinn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBIX, INC.
MEETING DATE: OCT 30, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin Raina | Management | For | Against |
| 2 | Elect Director Hans U. Benz | Management | For | Against |
| 3 | Elect Director Pavan Bhalla | Management | For | Against |
| 4 | Elect Director Neil D. Eckert | Management | For | Against |
| 5 | Elect Director Rolf Herter | Management | For | Against |
| 6 | Elect Director Hans Ueli Keller | Management | For | Against |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 21, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ECL SECURITY ID: 278865100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur J. Higgins | Management | For | For |
| 2 | Elect Director Joel W. Johnson | Management | For | For |
| 3 | Elect Director C. Scott O'Hara | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EMERGENCY MEDICAL SERVICES CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: EMS SECURITY ID: 29100P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Epstein | Management | For | For |
| 1.2 | Elect Director Paul B. Iannini | Management | For | For |
| 1.3 | Elect Director James T. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: EXPE SECURITY ID: 30212P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Barry Diller | Management | For | For |
| 1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.4 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 16, 2010 |
TICKER: BEN SECURITY ID: 354613101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.2 | Elect Director Charles Crocker | Management | For | For |
| 1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 1.4 | Elect Director Robert D. Joffe | Management | For | For |
| 1.5 | Elect Director Charles B. Johnson | Management | For | For |
| 1.6 | Elect Director Gregory E. Johnson | Management | For | For |
| 1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas H. Kean | Management | For | For |
| 1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
| 1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
| 1.11 | Elect Director Laura Stein | Management | For | For |
| 1.12 | Elect Director Anne M. Tatlock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: DEC 7, 2009 |
TICKER: 175 SECURITY ID: G3777B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Chengdu Gaoyuan Agreement and Related Transactions | Management | For | For |
| 2 | Approve the Jinan Geely Agreement and Related Transactions | Management | For | For |
| 3 | Approve the Lanzhou Geely Agreement and Related Transactions | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: GNTX SECURITY ID: 371901109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Mulder | Management | For | For |
| 1.2 | Elect Director Frederick Sotok | Management | For | For |
| 1.3 | Elect Director Wallace Tsuha | Management | For | For |
| 2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GIMV
MEETING DATE: JUN 1, 2010 |
TICKER: GIMB SECURITY ID: B4567G117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Did Not Vote |
| 2a | Receive Special Board Report | Management | None | Did Not Vote |
| 2b | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Did Not Vote |
| 3 | Authorize Coordination of Articles | Management | For | Did Not Vote |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: HTWR SECURITY ID: U4229L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: HTWR SECURITY ID: U4229L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Godshall | Management | For | For |
| 1.2 | Elect Director Seth Harrison | Management | For | For |
| 1.3 | Elect Director Robert Stockman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
| 4 | Approve Stock Grant to Robert Thomas | Management | For | For |
| 5 | Approve Stock Grant to Seth Harrison | Management | For | For |
| 6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
| 7 | Approve Stock Grant to Christine Bennett | Management | For | For |
| 8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
| 9 | Approve Stock Grant to Robert Stockman | Management | For | For |
| 10 | Approve Stock Grant to Denis Wade | Management | For | For |
| 11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
| 12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HLTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: HLTH SECURITY ID: 40422Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Paul A. Brooke | Management | For | For |
| 2.2 | Elect Director James V. Manning | Management | For | For |
| 2.3 | Elect Director Martin J. Wygod | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: INCY SECURITY ID: 45337C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director John F. Niblack | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: DEC 15, 2009 |
TICKER: INTU SECURITY ID: 461202103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Batchelder | Management | For | For |
| 1.2 | Elect Director Christopher W. Brody | Management | For | For |
| 1.3 | Elect Director William V. Campbell | Management | For | For |
| 1.4 | Elect Director Scott D. Cook | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director Michael R. Hallman | Management | For | For |
| 1.7 | Elect Director Edward A. Kangas | Management | For | For |
| 1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.9 | Elect Director Dennis D. Powell | Management | For | For |
| 1.10 | Elect Director Stratton D. Sclavos | Management | For | For |
| 1.11 | Elect Director Brad D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: IPGP SECURITY ID: 44980X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Shcherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director John H. Dalton | Management | For | For |
| 1.7 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.8 | Elect Director William S. Hurley | Management | For | For |
| 1.9 | Elect Director William F. Krupke | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JMP GROUP INC.
MEETING DATE: JUN 7, 2010 |
TICKER: JMP SECURITY ID: 46629U107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Jolson | Management | For | For |
| 1.2 | Elect Director Craig R. Johnson | Management | For | For |
| 1.3 | Elect Director Mark L. Lehmann | Management | For | For |
| 1.4 | Elect Director Carter D. Mack | Management | For | For |
| 1.5 | Elect Director Edward J. Sebastian | Management | For | For |
| 1.6 | Elect Director Glenn H. Tongue | Management | For | For |
| 1.7 | Elect Director Kenneth M. Karmin | Management | For | For |
| 1.8 | Elect Director Harris S. Barton | Management | For | For |
| 1.9 | Elect Director H. Mark Lunenburg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KNOT, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: KNOT SECURITY ID: 499184109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Baker | Management | For | For |
| 1.2 | Elect Director Peter Sachse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KORN/FERRY INTERNATIONAL
MEETING DATE: SEP 10, 2009 |
TICKER: KFY SECURITY ID: 500643200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Whipple | Management | For | For |
| 1.2 | Elect Director Baroness Denise Kingsmill | Management | For | For |
| 1.3 | Elect Director George Shaheen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: LULU SECURITY ID: 550021109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Stemberg | Management | For | For |
| 1.2 | Elect Director Dennis J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MTB SECURITY ID: 55261F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director Robert J. Bennett | Management | For | For |
| 1.3 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.4 | Elect Director Robert T. Brady | Management | For | For |
| 1.5 | Elect Director Michael D. Buckley | Management | For | For |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.8 | Elect Director Colm E. Doherty | Management | For | For |
| 1.9 | Elect Director Gary N. Geisel | Management | For | For |
| 1.10 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.11 | Elect Director Richard G. King | Management | For | For |
| 1.12 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.13 | Elect Director Michael P. Pinto | Management | For | For |
| 1.14 | Elect Director Melinda R. Rich | Management | For | For |
| 1.15 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.16 | Elect Director Herbert L. Washington | Management | For | For |
| 1.17 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MAR SECURITY ID: 571903202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director W. Mitt Romney | Management | For | For |
| 10 | Elect Director William J. Shaw | Management | For | For |
| 11 | Elect Director Lawrence M. Small | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: MPWR SECURITY ID: 609839105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 8, 2010 |
TICKER: MXB SECURITY ID: 55354G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Benjamin F. duPont | Management | For | For |
| 2 | Elect Director Henry A. Fernandez | Management | For | For |
| 3 | Elect Director Alice W. Handy | Management | For | For |
| 4 | Elect Director Catherine R. Kinney | Management | For | For |
| 5 | Elect Director Linda H. Riefler | Management | For | For |
| 6 | Elect Director George W. Siguler | Management | For | For |
| 7 | Elect Director Scott M. Sipprelle | Management | For | For |
| 8 | Elect Director Rodolphe M. Vallee | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVITAS LTD.
MEETING DATE: NOV 20, 2009 |
TICKER: NVT SECURITY ID: Q6630H109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 2 | Elect Harvey Collins as a Director | Management | For | For |
| 3 | Elect Ted Evans as a Director | Management | For | For |
| |
|---|
NBTY, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: NTY SECURITY ID: 628782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Glenn Cohen | Management | For | For |
| 1.3 | Elect Director Arthur Rudolph | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: NICE SECURITY ID: 653656108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ron Gutler as Director | Management | For | For |
| 1.2 | Elect Joseph Atsmon as Director | Management | For | For |
| 1.3 | Elect Rimon Ben-Shaoul as Director | Management | For | For |
| 1.4 | Elect Yoseph Dauber as Director | Management | For | For |
| 1.5 | Elect John Hughes as Director | Management | For | For |
| 1.6 | Elect David Kostman as Director | Management | For | For |
| 2.1 | Elect Dan Falk as External Director | Management | For | For |
| 2.2 | Elect Yocheved Dvir as External Director | Management | For | For |
| 3 | Approve Grant of Options | Management | For | For |
| 4 | Approve Payment of Chairman | Management | For | For |
| 5 | Amend Articles | Management | For | Against |
| 6 | Approve Director Liability and Indemnification Agreements | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: NKE SECURITY ID: 654106103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill K. Conway | Management | For | For |
| 1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Lechleiter | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PACCAR INC
MEETING DATE: APR 20, 2010 |
TICKER: PCAR SECURITY ID: 693718108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Robert T. Parry | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: PMCS SECURITY ID: 69344F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.4 | Elect Director Michael R. Farese | Management | For | For |
| 1.5 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Frank J. Marshall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Performance-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 2, 2010 |
TICKER: PCLN SECURITY ID: 741503403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ROST SECURITY ID: 778296103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
| 1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: RBCN SECURITY ID: 78112T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don N. Aquilano | Management | For | For |
| 1.2 | Elect Director Donald R. Caldwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
MEETING DATE: OCT 28, 2009 |
TICKER: SNDA SECURITY ID: 81941Q203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tianqiao Chen as Director | Management | For | Against |
| 1.2 | Elect Danian Chen as Director | Management | For | Against |
| 1.3 | Elect Qianqian Luo as Director | Management | For | Against |
| 1.4 | Elect Jisheng Huang as Director | Management | For | For |
| 1.5 | Elect Chengyu Xiong as Director | Management | For | For |
| 1.6 | Elect Kai Zhao as Director | Management | For | For |
| 1.7 | Elect Qunzhao Tan as Director | Management | For | Against |
| 1.8 | Elect Grace Wu as Director | Management | For | Against |
| |
|---|
SHERWIN-WILLIAMS COMPANY, THE
MEETING DATE: APR 20, 2010 |
TICKER: SHW SECURITY ID: 824348106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director James C. Boland | Management | For | For |
| 1.3 | Elect Director Christopher M. Connor | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Gary E. McCullough | Management | For | For |
| 1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.9 | Elect Director Curtis E. Moll | Management | For | For |
| 1.10 | Elect Director Richard K. Smucker | Management | For | For |
| 1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SONOVA HOLDING AG (FORMERLY PHONAK HOLDING AG)
MEETING DATE: JUN 15, 2010 |
TICKER: SOON SECURITY ID: H8024W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Elect John Zei as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Amend Articles Re: New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: FIRE SECURITY ID: 83616T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: SRCL SECURITY ID: 858912108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Miller | Management | For | For |
| 1.2 | Elect Director Jack W. Schuler | Management | For | For |
| 1.3 | Elect Director Thomas D. Brown | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director Jonathan T. Lord | Management | For | For |
| 1.7 | Elect Director John Patience | Management | For | For |
| 1.8 | Elect Director J.W.P. Reid-Anderson | Management | For | For |
| 1.9 | Elect Director Ronald G. Spaeth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TALEO CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: TLEO SECURITY ID: 87424N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Gregoire | Management | For | For |
| 1.2 | Elect Director Michael Tierney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHNE CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: TECH SECURITY ID: 878377100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Oland | Management | For | For |
| 1.2 | Elect Director Roger C. Lucas | Management | For | For |
| 1.3 | Elect Director Howard V. O'Connell | Management | For | For |
| 1.4 | Elect Director Randolph C Steer | Management | For | For |
| 1.5 | Elect Director Robert V. Baumgartner | Management | For | For |
| 1.6 | Elect Director Charles A. Dinarello | Management | For | For |
| 1.7 | Elect Director Karen A. Holbrook | Management | For | For |
| 1.8 | Elect Director John L. Higgins | Management | For | For |
| 2 | Fix Number of Directors at Eight | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director David A. Brandon | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Elect Director Fletcher H. Wiley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Belair | Management | For | For |
| 1.2 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 13, 2009 |
TICKER: VIT SECURITY ID: 921564100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
| 2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
| 3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
| 4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
| 5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
| 6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
| 7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC
MEETING DATE: AUG 27, 2009 |
TICKER: VNDA SECURITY ID: 921659108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
| 1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: WCN SECURITY ID: 941053100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 2 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: WBMD SECURITY ID: 94770V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Mark J. Adler | Management | For | For |
| 2.2 | Elect Director Neil F. Dimick | Management | For | For |
| 2.3 | Elect Director James V. Manning | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEG SA
MEETING DATE: APR 27, 2010 |
TICKER: WEGE3 SECURITY ID: P9832B129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 5 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
| 6 | Amend Articles | Management | For | Against |
| 7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
VIP HIGH INCOME PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CIT SECURITY ID: 125581801
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: John A. Thain | Management | For | For |
| 1.2 | Elect Director: Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William M. Freeman | Management | For | For |
| 1.4 | Elect Director: Arthur B. Newman | Management | For | For |
| 1.5 | Elect Director: Daniel A. Ninivaggi | Management | For | For |
| 1.6 | Elect Director: R. Brad Oates | Management | For | For |
| 1.7 | Elect Director: Marianne Miller Parrs | Management | For | For |
| 1.8 | Elect Director: Gerald Rosenfeld | Management | For | For |
| 1.9 | Elect Director: John R. Ryan | Management | For | For |
| 1.10 | Elect Director: Seymour Sternberg | Management | For | For |
| 1.11 | Elect Director: Peter J. Tobin | Management | For | For |
| 1.12 | Elect Director: Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
VOTE SUMMARY REPORT
VIP OVERSEAS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABB LTD.
MEETING DATE: APR 26, 2010 |
TICKER: ABBN SECURITY ID: H0010V101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 2.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income, Omission of Dividends, and Transfer of CHF 340 Million from Legal Reserves to Free Reserves | Management | For | Did Not Vote |
| 5 | Approve CHF 34.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Approve CHF 1.2 Billion Reduction in Share Capital and Repayment of CHF 0.51 per Share | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Share Ownership Requirement for Proposing Agenda Items | Management | For | Did Not Vote |
| 8.1 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
| 9.1 | Reelect Roger Agnelli as Director | Management | For | Did Not Vote |
| 9.2 | Reelect Louis Hughes as Director | Management | For | Did Not Vote |
| 9.3 | Reelect Hans Maerki as Director | Management | For | Did Not Vote |
| 9.4 | Reelect Michel de Rosen as Director | Management | For | Did Not Vote |
| 9.5 | Reelect Michael Ireschow as Director | Management | For | Did Not Vote |
| 9.6 | Reelect Bernd Voss as Director | Management | For | Did Not Vote |
| 9.7 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 9.8 | Reelect Hubertus von Gruenberg as Director | Management | For | Did Not Vote |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| |
|---|
ABERDEEN ASSET MANAGEMENT PLC
MEETING DATE: JAN 21, 2010 |
TICKER: ADN SECURITY ID: G00434111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 3.2 Pence Per Ordinary Share | Management | For | For |
| 3 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Re-elect Sir Malcolm Rifkind as Director | Management | For | Against |
| 5 | Re-elect Donald Waters as Director | Management | For | Against |
| 6 | Re-elect Giles Weaver as Director | Management | For | Against |
| 7 | Elect Simon Troughton as Director | Management | For | For |
| 8 | Elect Gerhard Fusenig as Director | Management | For | Against |
| 9 | Elect Kenichi Miyanaga as Director | Management | For | Against |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights Under General Authority up to GBP45,167,817 and an Additional Amount Pursuant to a Rights Issue up to GBP33,714,718 After Deducting Securities Issued Under the General Authority in excess of GBP33,714,718 | Management | For | For |
| 12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,057,208 | Management | For | For |
| 13 | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 14 | Adopt New Articles of Association | Management | For | For |
| 15 | Authorise 101,144,154 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| |
|---|
ADECCO SA
MEETING DATE: MAY 11, 2010 |
TICKER: ADEN SECURITY ID: H00392318
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 0.75 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Jakob Baer as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Rolf Doerig as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Andreas Jacobs as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Francis Mer as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Thomas O'Neill as Director | Management | For | Did Not Vote |
| 4.6 | Reelect David Prince as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Wanda Rapaczynski as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Judith Sprieser as Director | Management | For | Did Not Vote |
| 4.9 | Elect Alexander Gut as Director | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young Ltd as Auditors | Management | For | Did Not Vote |
| |
|---|
AEGON NV
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: N00927298
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Presentation on the Course of Business and Significant Events in 2009 | Management | None | Did Not Vote |
| 3.1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3.2 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 3.3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 8 | Amend Articles | Management | For | Did Not Vote |
| 9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Reelect K.J. Storm to Supervisory Board | Management | For | Did Not Vote |
| 12 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Management | For | Did Not Vote |
| 14 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Resignation of D.G. Eustace as a Board Member (Non-voting) | Management | None | Did Not Vote |
| 17 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 18 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AJISEN (CHINA) HOLDINGS LTD.
MEETING DATE: JUN 3, 2010 |
TICKER: 538 SECURITY ID: G0192S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3ai | Reelect Yin Yibing as Director | Management | For | Against |
| 3aii | Reelect Wong Hin Sun, Eugene as Director | Management | For | Against |
| 3aiii | Reelect Jen Shek Voon as Director | Management | For | For |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5(A) | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5(B) | Authorize Share Repurchase Program | Management | For | For |
| 5(C) | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Approve Amendments to the Articles of Association and Adopt the Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
AKER SOLUTIONS ASA (FORMERLY AKER KVAERNER)
MEETING DATE: APR 8, 2010 |
TICKER: AKSO SECURITY ID: R0180X100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Open Meeting | Management | For | Did Not Vote |
| 1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Receive Information About Business | Management | None | Did Not Vote |
| 3a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3b | Approve Allocation of Income and Dividends of NOK 2.60 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors for 2009 | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Members of Nominating Committee for 2009 | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditor for 2009 | Management | For | Did Not Vote |
| 8 | Elect Member of Nominating Committee | Management | For | Did Not Vote |
| 9 | Amend Articles Regarding Notice Period | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Issued Shares with an Aggregate Nominal Value of up to NOK 54.8 Million | Management | For | Did Not Vote |
| |
|---|
ALLIANZ SE (FORMERLY ALLIANZ AG)
MEETING DATE: MAY 5, 2010 |
TICKER: ALV SECURITY ID: D03080112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 4.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Elect Peter Sutherland to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 15 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Use of Financial Derivatives of up to Five Percent of Issued Share Capital When Repurchasing Shares | Management | For | For |
| 13 | Approve Affiliation Agreement with Subsidiary Allianz Common Applications and Services GmbH | Management | For | For |
| 14 | Approve Affiliation Agreement with Subsidiary AZ-Argos 45 Vermoegensverwaltungsgesellschaft mbH | Management | For | For |
| |
|---|
AMP LIMITED
MEETING DATE: MAY 13, 2010 |
TICKER: AMP SECURITY ID: Q0344G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Ratify Past Issuance of 8.42 Million Shares at A$6.20 Each and 7.58 Million Shares at A$6.25 Each to UBS Nominees Pty Ltd Made on Sept. 30, 2009 | Management | For | For |
| 3(a) | Elect Peter Mason as Director | Management | For | For |
| 3(b) | Elect John Palmer as Director | Management | For | For |
| 3(c) | Elect Richard Grellman as Director | Management | For | For |
| 3(d) | Elect Paul Fegan as Director | Management | For | For |
| 4 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
| 5 | Approve Long Term Incentive Arrangements for Craig Dunn, Managing Director and CEO | Management | For | For |
| 6 | Approve the Increase in Non-Executive Directors' Fee Cap from A$3 Million to A$3.5 Million Per Year | Management | None | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 22, 2010 |
TICKER: AAL SECURITY ID: G03764134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Sir Philip Hampton as Director | Management | For | For |
| 3 | Elect Ray O'Rourke as Director | Management | For | For |
| 4 | Elect Sir John Parker as Director | Management | For | For |
| 5 | Elect Jack Thompson as Director | Management | For | For |
| 6 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 7 | Re-elect Nicky Oppenheimer as Director | Management | For | For |
| 8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ARCELORMITTAL
MEETING DATE: MAY 11, 2010 |
TICKER: MT SECURITY ID: 03938L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
| 2 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
| 3 | Accept Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Acknowledge Cooptation of Jeannot Krecke as Director | Management | For | Did Not Vote |
| 8 | Reelect Vanisha Mittal Bhatia as Director | Management | For | Did Not Vote |
| 9 | Elect Jeannot Krecke as Director | Management | For | Did Not Vote |
| 10 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
| 12 | Approve Share Plan Grant | Management | For | Did Not Vote |
| 13 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 14 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Did Not Vote |
| |
|---|
ARISTOCRAT LEISURE LTD.
MEETING DATE: APR 28, 2010 |
TICKER: ALL SECURITY ID: Q0521T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect ID Blackburne as Director | Management | For | For |
| 2 | Elect SW Morro as Director | Management | For | For |
| 3 | Elect DJ Simpson as Director | Management | For | For |
| 4 | Approve the Grant of 449,572 Performance Share Rights to JR Ordell, Chief Executive Officer and Managing Director | Management | For | For |
| 5 | Approve the Grant of 110,174 Performance Share Rights to V Blanco, Senior Vice President, Platform Architecture | Management | For | For |
| 6 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Management | For | Against |
| |
|---|
ASAHI GLASS CO. LTD.
MEETING DATE: MAR 30, 2010 |
TICKER: 5201 SECURITY ID: J02394120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 8 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASPEN PHARMACARE HOLDINGS LTD
MEETING DATE: DEC 4, 2009 |
TICKER: APN SECURITY ID: ZAE000066692
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
| 2.a | Re-elect Archie Aaron as Director | Management | For | Against |
| 2.b | Re-elect Chris Mortimer as Director | Management | For | For |
| 2.c | Re-elect David Nurek as Director | Management | For | Against |
| 2.d | Re-elect Sindi Zilwa as Director | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
| 5 | Approve Non-executive Director Fees for the Year Ending 30 June 2010 | Management | For | For |
| 6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorise the Directors to Approve the Repurchase by the Company of 681,301 Treasury Shares of ZAR 62.5 Each in the Issued Share Capital from Pharmacare Ltd | Management | For | For |
| |
|---|
ASX LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: ASX SECURITY ID: AU000000ASX7
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Report, Directors' Report, and Auditor's Report for ASX for the Year Ended June 30, 2009 | Management | None | None |
| 2 | Receive the Financial Report and Auditor's Report for the National Guarantee Fund For the Year Ended June 30, 2009 | Management | None | None |
| 3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 4(a) | Elect Roderic Holliday-Smith as Director | Management | For | For |
| 4(b) | Elect Jillian Segal as Director | Management | For | For |
| 4(c) | Elect Peter Warne as Director | Management | For | For |
| 4(d) | Elect Peter Marriott as Director | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: MAY 27, 2010 |
TICKER: ATO SECURITY ID: F06116101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
| 6 | Elect Aminata Niane as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 18 | Appoint Colette Neuville as Censor | Management | For | For |
| |
|---|
AUSNUTRIA DAIRY CORPORATION LTD
MEETING DATE: JUN 18, 2010 |
TICKER: 1717 SECURITY ID: G06318102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Wu Yueshi as Executive Director | Management | For | Against |
| 2a2 | Reelect Yan Weibin as Executive Director | Management | For | Against |
| 2a3 | Reelect Chen Yuanrong as Executive Director | Management | For | Against |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. (FORMERLY AUSTR
MEETING DATE: DEC 18, 2009 |
TICKER: ANZ SECURITY ID: Q09504137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 | Management | None | None |
| 2 | Ratify the Past Issuance of 173.61 Million Shares at an Issue Price of A$14.40 Each to Institutions and Sophisticated and Professional Investors Made on June 3, 2009 | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 | Management | For | For |
| 4(a) | Elect J.P. Morschel as a Director | Management | For | For |
| 4(b) | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
| 4(c) | Elect Lee Hsien Yang as a Director | Management | For | For |
| |
|---|
AVIVA PLC
MEETING DATE: APR 28, 2010 |
TICKER: AV. SECURITY ID: G0683Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Andrea Moneta as Director | Management | For | For |
| 4 | Elect Patrick Regan as Director | Management | For | For |
| 5 | Elect Michael Hawker as Director | Management | For | For |
| 6 | Elect Leslie Van de Walle as Director | Management | For | For |
| 7 | Re-elect Andrew Moss as Director | Management | For | For |
| 8 | Re-elect Colin Sharman as Director | Management | For | For |
| 9 | Re-elect Scott Wheway as Director | Management | For | For |
| 10 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Receive and Consider the Corporate Responsibility Report | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise Market Purchase | Management | For | For |
| |
|---|
AXA
MEETING DATE: APR 29, 2010 |
TICKER: CS SECURITY ID: F06106102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Pension Scheme Agreement for Henri de Castries, Denis Duverne, and Francois Pierson | Management | For | For |
| 6 | Approve Severance Payment Agreement for Henri de Castries | Management | For | For |
| 7 | Approve Severance Payment Agreement for Denis Duverne | Management | For | For |
| 8 | Reelect Norbert Dentressangle as Supervisory Board Member | Management | For | For |
| 9 | Reelect Mazars as Auditor | Management | For | For |
| 10 | Ratify Jean-Brice de Turkheim as Alternate Auditor | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Adopt One-Tiered Board Structure, Amend Bylaws Accordingly and Acknowledge Transfer of All Outstanding Authorizations | Management | For | For |
| 16 | Amend Articles 7, 8, and 10 of Bylaws Re: Share Ownership Disclosure Thresholds, Form of Shares, Director Shareholding Requirements | Management | For | For |
| 17 | Elect Henri de Castries as Director | Management | For | For |
| 18 | Elect Denis Duverne as Director | Management | For | For |
| 19 | Elect Jacques de Chateauvieux as Director | Management | For | For |
| 20 | Elect Norbert Dentressangle as Director | Management | For | For |
| 21 | Elect Jean-Martin Folz as Director | Management | For | For |
| 22 | Elect Anthony Hamilton as Director | Management | For | For |
| 23 | Elect Francois Martineau as Director | Management | For | For |
| 24 | Elect Giuseppe Mussari as Director | Management | For | For |
| 25 | Elect Ramon de Oliveira as Director | Management | For | For |
| 26 | Elect Michel Pebereau as Director | Management | For | For |
| 27 | Elect Dominique Reiniche as Director | Management | For | For |
| 28 | Elect Ezra Suleiman as Director | Management | For | For |
| 29 | Elect Isabelle Kocher as Director | Management | For | For |
| 30 | Elect Suet-Fern Lee as Director | Management | For | For |
| 31 | Elect Wendy Cooper as Representative of Employee Shareholders to the Board | Management | For | For |
| 32 | Elect John Coultrap as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 33 | Elect Paul Geiersbach as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 34 | Elect Sebastien Herzog as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 35 | Elect Rodney Koch as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 36 | Elect Jason Steinberg as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 37 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
| 38 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AXA
MEETING DATE: APR 29, 2010 |
TICKER: CS SECURITY ID: 054536107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Company's Financial Statements For 2009 | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Earnings Allocation And Payment Of A Dividend Of 0.55 Euro per share | Management | For | For |
| 4 | Approval Of The Statutory Auditors Special Report On Related-party agreements | Management | For | For |
| 5 | Approval Of Pension And Social Protection Commitments Referred to In The Last Paragraph Of Article L.225-90-1 Of The French Commercial Code | Management | For | For |
| 6 | Approval Of Commitments Referred To In Article L.225-90-1 Of The French Commercial Code Granted To Henri De Castries In Order to Align His Status With The Afep/medef Recommendations | Management | For | For |
| 7 | Approval Of Commitments Referred To In Article L.225-90-1 Of The French Commercial Code Granted To Denis Duverne In Order To align His Status With The Afep/medef Recommendations | Management | For | For |
| 8 | Re-appointment Of Norbert Dentressangle To The Supervisory Board | Management | For | For |
| 9 | Re-appointment Of Mazars As Incumbent Statutory Auditor | Management | For | For |
| 10 | Appointment Of Jean-brice De Turkheim As Alternate Statutory Auditor | Management | For | For |
| 11 | Authorization Granted To The Management Board In Order To purchase Shares Of The Company | Management | For | Against |
| 12 | Authorization Granted To The Management Board In Order To increase The Share Capital By Issuing Ordinary Shares Or Securities Giving A Claim To The Company's Ordinary Shares, Reserved For Employees Enrolled In An Employer-sponsored Savings plan | Management | For | For |
| 13 | Authorization Granted To The Management Board In Order To increase The Share Capital Of The Company By Issuing Ordinary shares, Without Preferential Subscription Rights, In Favor Of A Category Of Beneficiaries | Management | For | For |
| 14 | Authorization Granted To The Management Board In Order To Reduce the Share Capital Through The Cancellation Of Ordinary Shares | Management | For | For |
| 15 | Change In The Governance Structure Of The Company; Amendments Ofthe Bylaws Accordingly; Acknowledgment Of The Continuity O fauthorizations And Delegations Granted To The Management Boardin Favor Of The Board Of Directors | Management | For | For |
| 16 | Additional Amendments To The By-laws | Management | For | For |
| 17 | Appointment Of Henri De Castries To The Board Of Directors | Management | For | For |
| 18 | Appointment Of Denis Duverne To The Board Of Directors | Management | For | For |
| 19 | Appointment Of Jacques De Chateauvieux To The Board Of Directors | Management | For | For |
| 20 | Appointment Of Norbert Dentressangle To The Board Of Directors | Management | For | For |
| 21 | Appointment Of Jean-martin Folz To The Board Of Directors | Management | For | For |
| 22 | Appointment Of Anthony Hamilton To The Board Of Directors | Management | For | For |
| 23 | Appointment Of Francois Martineau To The Board Of Directors | Management | For | For |
| 24 | Appointment Of Giuseppe Mussari To The Board Of Directors | Management | For | For |
| 25 | Appointment Of Ramon De Oliveira To The Board Of Directors | Management | For | For |
| 26 | Appointment Of Michel Pebereau To The Board Of Directors | Management | For | For |
| 27 | Appointment Of Dominique Reiniche To The Board Of Directors | Management | For | For |
| 28 | Appointment Of Ezra Suleiman To The Board Of Directors | Management | For | For |
| 29 | Appointment Of Isabelle Kocher To The Board Of Directors | Management | For | For |
| 30 | Appointment Of Suet-fern Lee To The Board Of Directors | Management | For | For |
| 31 | Appointment Of Wendy Cooper To The Board Of Directors Upon proposal Of The Employee Shareholders Of The Axa Group | Management | For | For |
| 32 | Appointment Of John Coultrap To The Board Of Directors Upon proposal Of The Employee Shareholders Of The Axa Group | Management | Against | Against |
| 33 | Appointment Of Paul Geiersbach To The Board Of Directors upon Proposal Of The Employee Shareholders Of The Axa Group | Management | Against | Against |
| 34 | Appointment Of Sebastien Herzog To The Board Of Directors upon Proposal Of The Employee Shareholders Of The Axa Group | Management | Against | Against |
| 35 | Appointment Of Rodney Koch To The Board Of Directors Upon proposal Of The Employee Shareholders Of The Axa Group | Management | Against | Against |
| 36 | Appointment Of Jason Steinberg To The Board Of Directors upon Proposal Of The Employee Shareholders Of The Axa Group | Management | Against | Against |
| 37 | Setting Of The Annual Amount Of Directors Fees Allocated To members Of The Board Of Directors | Management | For | For |
| 38 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
MEETING DATE: MAR 11, 2010 |
TICKER: BBVA SECURITY ID: E11805103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors | Management | For | For |
| 2.1 | Re-elect Francisco Gonzales Rodriguez | Management | For | For |
| 2.2 | Ratify and Re-elect Angel Cano Fernandez | Management | For | For |
| 2.3 | Re-elect Ramon Bustamente y de la Mora | Management | For | For |
| 2.4 | Re-elect Ignacio Ferrero Jordi | Management | For | For |
| 3 | Authorize Share Repurchase and Subsequent Capital Reduction via Amortization of Shares | Management | For | For |
| 4 | Approve Share Incentive Scheme Plan for Management Team, Executive Directors and Executive Committee | Management | For | For |
| 5 | Re-elect Auditors for Company and Consolidated Group for Fiscal Year 2010 | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO SANTANDER S.A.
MEETING DATE: JUN 10, 2010 |
TICKER: SAN SECURITY ID: E19790109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Elect Angel Jado Becerro de Bengoa as Director | Management | For | For |
| 3.2 | Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.3 | Re-elect Isabel Tocino Biscarolasaga as Director | Management | For | For |
| 3.4 | Re-elect Fernando de Asua Alvarez as Director | Management | For | For |
| 3.5 | Re-elect Alfredo Saenz Abad | Management | For | For |
| 4 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
| 5 | Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 | Management | For | For |
| 7.1 | Authorize Increase in Capital through Bonus Share Issuance | Management | For | For |
| 7.2 | Authorize Increase in Capital through Bonus Share Issuance | Management | For | For |
| 8 | Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | Management | For | For |
| 9.1 | Approve Bundled Incentive Plans Linked to Performance Objectives | Management | For | For |
| 9.2 | Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Approve Director Remuneration Policy Report | Management | For | For |
| |
|---|
BANCO SANTANDER S.A.
MEETING DATE: JUN 10, 2010 |
TICKER: SAN SECURITY ID: 05964H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Elect Angel Jado Becerro de Bengoa as Director | Management | For | For |
| 3.2 | Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.3 | Re-elect Isabel Tocino Biscarolasaga as Director | Management | For | For |
| 3.4 | Re-elect Fernando de Asua Alvarez as Director | Management | For | For |
| 3.5 | Re-elect Alfredo Saenz Abad | Management | For | For |
| 4 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
| 5 | Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 | Management | For | For |
| 7.1 | Authorize Increase in Capital through Bonus Share Issuance | Management | For | For |
| 7.2 | Authorize Increase in Capital through Bonus Share Issuance | Management | For | For |
| 8 | Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | Management | For | For |
| 9.1 | Approve Bundled Incentive Plans Linked to Performance Objectives | Management | For | For |
| 9.2 | Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Approve Director Remuneration Policy Report | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: AUG 6, 2009 |
TICKER: NU.P SECURITY ID: GB0031348658
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: AUG 6, 2009 |
TICKER: NU.P SECURITY ID: 06738E204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Disposal by Barclays plc of the Barclays Global Investors Business and Ancillary Arrangements | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 30, 2010 |
TICKER: BARC SECURITY ID: G08036124
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Reuben Jeffery III as Director | Management | For | For |
| 4 | Re-elect Marcus Agius as Director | Management | For | For |
| 5 | Re-elect David Booth as Director | Management | For | For |
| 6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 7 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect Chris Lucas as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Approve SAYE Share Option Scheme | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 30, 2010 |
TICKER: BARC SECURITY ID: 06738E204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Reuben Jeffery III as Director | Management | For | For |
| 4 | Re-elect Marcus Agius as Director | Management | For | For |
| 5 | Re-elect David Booth as Director | Management | For | For |
| 6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 7 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect Chris Lucas as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Approve SAYE Share Option Scheme | Management | For | For |
| |
|---|
BASF SE (FORMERLY BASF AG)
MEETING DATE: APR 29, 2010 |
TICKER: BAS SECURITY ID: D06216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Conversion of Bearer Shares into Registered Shares | Management | For | For |
| 7 | Amend Articles Re: Electronic Distribution of Company Communications | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Amend Articles Re: Calculation of Deadlines for General Meeting | Management | For | For |
| 9b | Amend Articles Re: Proxy Voting at General Meeting | Management | For | For |
| 9c | Amend Articles Re: Video and Audio Transmission of General Meeting | Management | For | For |
| |
|---|
BAWANG INTERNATIONAL (GROUP) HOLDING LTD.
MEETING DATE: MAY 25, 2010 |
TICKER: 1338 SECURITY ID: G09038103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4a | Reelect Wan Yuhua as Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4b | Reelect Shen Xiaodi as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4c | Reelect Wong Sin Yung as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4d | Reelect Guo Jing as Non-Independent Non-Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4e | Reelect Ngai Wai Fung as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4f | Reelect Li Bida as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4g | Reelect Chen Kaizhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
BAYER AG
MEETING DATE: APR 30, 2010 |
TICKER: BAYN SECURITY ID: D0712D163
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 6 | Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 12, 2010 |
TICKER: BG. SECURITY ID: G1245Z108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Mark Seligman as Director | Management | For | For |
| 5 | Re-elect Peter Backhouse as Director | Management | For | For |
| 6 | Re-elect Lord Sharman as Director | Management | For | For |
| 7 | Re-elect Philippe Varin as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| |
|---|
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
MEETING DATE: NOV 26, 2009 |
TICKER: BHP SECURITY ID: AU000000BHP4
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc for the Fiscal Year Ended June 30, 2009 | Management | For | For |
| 2 | Elect Carlos Cordeiro as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 4 | Elect Gail de Planque as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 5 | Elect Marius Kloppers as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 6 | Elect Don Argus as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 7 | Elect Wayne Murdy as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
| 8 | Approve KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For |
| 9 | Approve Renewal of General Authority to Issue of Up to 555.97 Million Shares in BHP Billiton Plc in Connection with Its Employee Share and Incentive Schemes | Management | For | For |
| 10 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | Management | For | For |
| 11 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
| 12i | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on April 30, 2010 | Management | For | For |
| 12ii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on June 17, 2010 | Management | For | For |
| 12iii | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Sept. 15, 2010 | Management | For | For |
| 12iv | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd on Nov. 11, 2010 | Management | For | For |
| 13 | Approve Remuneration Report for the Fiscal Year Ended June 30, 2009 | Management | For | For |
| 14 | Approve Grant of Approximately 55,932 Deferred Shares, 223,739 Options, and 424,612 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and the Long Term Incentive Plan | Management | For | For |
| |
|---|
BHP BILLITON PLC
MEETING DATE: OCT 29, 2009 |
TICKER: BLT SECURITY ID: GB0000566504
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Carlos Cordeiro as Director | Management | For | For |
| 3 | Re-elect David Crawford as Director | Management | For | For |
| 4 | Re-elect Gail de Planque as Director | Management | For | For |
| 5 | Re-elect Marius Kloppers as Director | Management | For | For |
| 6 | Re-elect Don Argus as Director | Management | For | For |
| 7 | Elect Wayne Murdy as Director | Management | For | For |
| 8 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | Management | For | For |
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | Management | For | For |
| 11 | Authorise 223,112,120 Ordinary Shares for Market Purchase | Management | For | For |
| 12i | Approve Cancellation of Shares in BHP Billiton plc held by BHP Billiton Ltd on 30 April 2010 | Management | For | For |
| 12ii | Approve Cancellation of Shares in BHP Billiton plc held by BHP Billiton Ltd on 17 June 2010 | Management | For | For |
| 12iii | Approve Cancellation of Shares in BHP Billiton plc held by BHP Billiton Ltd on 15 September 2010 | Management | For | For |
| 12iv | Approve Cancellation of Shares in BHP Billiton plc held by BHP Billiton Ltd on 11 November 2010 | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve the Grant of Deferred Shares and Options under the BHP Billiton Ltd Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BNP PARIBAS
MEETING DATE: MAY 12, 2010 |
TICKER: BNP SECURITY ID: F1058Q238
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Louis Schweitzer as Director | Management | For | For |
| 7 | Elect Michel Tilmant as Director | Management | For | For |
| 8 | Elect Emiel Van Broekhoven as Director | Management | For | For |
| 9 | Elect Meglena Kuneva as Director | Management | For | For |
| 10 | Elect Jean Laurent Bonnafe as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
| 14 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 16 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Approve Merger by Absorption of Fortis Banque France | Management | For | For |
| 22 | Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: APR 20, 2010 |
TICKER: 3998 SECURITY ID: G12652106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 15, 2010 |
TICKER: BP. SECURITY ID: G12793108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Douglas Flint as Director | Management | For | For |
| 12 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 13 | Re-elect Dr Tony Hayward as Director | Management | For | For |
| 14 | Re-elect Andy Inglis as Director | Management | For | For |
| 15 | Re-elect Dr DeAnne Julius as Director | Management | For | For |
| 16 | Elect Carl-Henric Svanberg as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| 25 | Approve that the Audit Committee or a Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project | Shareholder | Against | Abstain |
| |
|---|
BP PLC
MEETING DATE: APR 15, 2010 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Receive The Directors Annual Report And Accounts | Management | For | For |
| 2 | To Approve The Directors Remuneration Report | Management | For | For |
| 3 | To Elect P Anderson As A Director | Management | For | For |
| 4 | To Re-elect A Burgmans As A Director | Management | For | For |
| 5 | To Re-elect C B Carroll As A Director | Management | For | For |
| 6 | To Re-elect William Castell As A Director | Management | For | For |
| 7 | To Re-elect I C Conn As A Director | Management | For | For |
| 8 | To Re-elect G David As A Director | Management | For | For |
| 9 | To Elect I E L Davis As A Director | Management | For | For |
| 10 | To Re-elect R Dudley As A Director | Management | For | For |
| 11 | To Re-elect D J Flint As A Director | Management | For | For |
| 12 | To Re-elect B E Grote As A Director | Management | For | For |
| 13 | To Re-elect A B Hayward As A Director | Management | For | For |
| 14 | To Re-elect A G Inglis As A Director | Management | For | For |
| 15 | To Re-elect D S Julius As A Director | Management | For | For |
| 16 | To Elect C-H Svanberg As A Director | Management | For | For |
| 17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | Management | For | For |
| 18 | To Adopt New Articles Of Association | Management | For | For |
| 19 | To Give Limited Authority For The Purchaseof Its Own Shares By The Company | Management | For | For |
| 20 | To Give Limited Authority To Allot Shares Up To A Specified amount | Management | For | For |
| 21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | Management | For | For |
| 22 | To Authorize The Calling Of General Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days | Management | For | For |
| 23 | To Approve The Renewal Of The Executive Directors Incentive Plan | Management | For | For |
| 24 | To Approve The Scrip Dividend Programme | Management | For | For |
| 25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | Shareholder | Against | Abstain |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: JUL 10, 2009 |
TICKER: BLND SECURITY ID: GB0001367019
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Chris Gibson-Smith as Director | Management | For | For |
| 3 | Elect Chris Grigg as Director | Management | For | For |
| 4 | Re-elect Andrew Jones as Director | Management | For | For |
| 5 | Re-elect Tim Roberts as Director | Management | For | For |
| 6 | Elect John Gildersleeve as Director | Management | For | For |
| 7 | Elect Aubrey Adams as Director | Management | For | For |
| 8 | Re-elect Robert Swannell as Director | Management | For | For |
| 9 | Re-elect Lord Turnbull as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 71,016,144 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,016,144 | Management | For | For |
| 14 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,652,422 | Management | For | For |
| 15 | Authorise 85,219,373 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Days' Clear Notice | Management | For | For |
| 17 | Authorise the Company and its Subsidiaries to Make EU Donations to Political Parties, Independent Candidates and Political Organisations up to GBP 20,000 | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: JUL 10, 2009 |
TICKER: BLND SECURITY ID: GB0001367019
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorised Share Capital from GBP 221,750,000 to GBP 360,000,000 | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: OCT 8, 2009 |
TICKER: BLND SECURITY ID: GB0001367019
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Transaction | Management | For | For |
| |
|---|
BULGARI SPA
MEETING DATE: JUL 21, 2009 |
TICKER: BUL SECURITY ID: IT0001119087
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capital Increase in the Maximum Amount of EUR 150 Million without Preemptive Rights | Management | For | Did Not Vote |
| 2 | Authorize Board to Increase Capital Reserved to a Stock Option Plan for the CEO | Management | For | Did Not Vote |
| 3 | Authorize Board to Increase Capital Reserved to a Stock Option Plan for Managers | Management | For | Did Not Vote |
| 4 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 1 | Amend Authorization for Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
BULGARI SPA
MEETING DATE: APR 22, 2010 |
TICKER: BUL SECURITY ID: T23079113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Fix Number of Directors, Elect Directors, and Approve Their Remuneration | Management | For | Did Not Vote |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 1 | Amend Company Bylaws Re: Article 11 (General Meetings) | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights and Duties | Management | For | Did Not Vote |
| |
|---|
CAIRN ENERGY PLC
MEETING DATE: DEC 21, 2009 |
TICKER: CNE SECURITY ID: G17528236
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Subdivision of Each Ordinary Share of 6 2/13 Pence in the Capital of the Company Into Ten Ordinary Shares of 8/13 Pence Each | Management | For | For |
| 2 | Authorise 209,240,841 New Ordinary Shares for Market Purchase | Management | For | For |
| 3 | Approve the LTIP Conversion Proposal; Approve the Cairn Energy plc Replacement Long Term Incentive Plan | Management | For | For |
| 4 | Approve the Option Conversion Proposal; Approve the Cairn Energy plc Replacement Share Option Plan | Management | For | For |
| |
|---|
CAIRN ENERGY PLC
MEETING DATE: MAY 20, 2010 |
TICKER: CNE SECURITY ID: G17528251
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 4 | Re-elect Malcolm Thoms as Director | Management | For | Against |
| 5 | Re-elect Jann Brown as Director | Management | For | Against |
| 6 | Re-elect Simon Thomson as Director | Management | For | Against |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Adopt New Articles of Association | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CANON INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 7751 SECURITY ID: J05124144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 55 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 2.9 | Elect Director | Management | For | For |
| 2.10 | Elect Director | Management | For | For |
| 2.11 | Elect Director | Management | For | For |
| 2.12 | Elect Director | Management | For | For |
| 2.13 | Elect Director | Management | For | For |
| 2.14 | Elect Director | Management | For | For |
| 2.15 | Elect Director | Management | For | For |
| 2.16 | Elect Director | Management | For | For |
| 2.17 | Elect Director | Management | For | For |
| 3.1 | Appoint Statutory Auditor | Management | For | For |
| 3.2 | Appoint Statutory Auditor | Management | For | For |
| 3.3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Directors | Management | For | Against |
| 5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System for Statutory Auditors | Management | For | Against |
| 6 | Approve Payment of Annual Bonuses to Directors | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | For |
| |
|---|
CANON INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 7751 SECURITY ID: 138006309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 55 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 2.9 | Elect Director | Management | For | For |
| 2.10 | Elect Director | Management | For | For |
| 2.11 | Elect Director | Management | For | For |
| 2.12 | Elect Director | Management | For | For |
| 2.13 | Elect Director | Management | For | For |
| 2.14 | Elect Director | Management | For | For |
| 2.15 | Elect Director | Management | For | For |
| 2.16 | Elect Director | Management | For | For |
| 2.17 | Elect Director | Management | For | For |
| 3.1 | Appoint Statutory Auditor | Management | For | For |
| 3.2 | Appoint Statutory Auditor | Management | For | For |
| 3.3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Directors | Management | For | Against |
| 5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System for Statutory Auditors | Management | For | Against |
| 6 | Approve Payment of Annual Bonuses to Directors | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | For |
| |
|---|
CAP GEMINI
MEETING DATE: MAY 27, 2010 |
TICKER: CAP SECURITY ID: F13587120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 5 | Reelect Yann Delabriere as Director | Management | For | For |
| 6 | Reelect Paul Hermelin as Director | Management | For | For |
| 7 | Reelect Michel Jalabert as Director | Management | For | For |
| 8 | Reelect Serge Kampf as Director | Management | For | For |
| 9 | Reelect Phil Laskawy as Director | Management | For | For |
| 10 | Reelect Ruud van Ommeren as Director | Management | For | For |
| 11 | Reelect Terry Ozan as Director | Management | For | For |
| 12 | Reelect Bruno Roger as Director | Management | For | For |
| 13 | Elect Laurence Dors as Director | Management | For | For |
| 14 | Reelect Pierre Hessler as Censor | Management | For | For |
| 15 | Reelect Geoff Unwin as Censor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 20 to 26 at EUR 500 Million and under Items 21 to 26 at EUR 185 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million | Management | For | For |
| 22 | Approve Issuance of Shares for a Private Placement up to Aggregate Nominal Amount of EUR 185 Million | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 24 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 26 | Authorize Capital Increase of Up to EUR 185 Million for Future Exchange Offers | Management | For | For |
| 27 | Approve Employee Stock Purchase Plan | Management | For | For |
| 28 | Amend Articles 14 and 19 of Bylaws Re: Chairman of the board | Management | For | For |
| 29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CAPITA GROUP PLC, THE
MEETING DATE: MAY 11, 2010 |
TICKER: CPI SECURITY ID: G1846J115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Paul Pindar as Director | Management | For | Against |
| 5 | Re-elect Simon Pilling as Director | Management | For | Against |
| 6 | Re-elect Bill Grimsey as Director | Management | For | Against |
| 7 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Approve the SAYE Plan | Management | For | For |
| 14 | Approve the 2010 Deferred Annual Bonus Plan | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: JUL 23, 2009 |
TICKER: CPW SECURITY ID: GB0008787029
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 3 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect David Mansfield as Director | Management | For | For |
| 5 | Re-elect Baroness Morgan as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | Management | For | For |
| 7 | Approve The Carphone Warehouse Group plc Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 8 | Authorise the Company to Make Loans to Those Directors of the Company and its Subsidiaries Who Participate in and Pursuant to the Rules of the CPWG VES as Determined by the Remuneration Committee | Management | For | For |
| 9 | Subject to the Approval of Resolutions 7 and 8, Authorise Directors to do All Acts and Things Which They May Consider Necessary For the Purpose of Establishing and Carrying the CPWG VES Into Effect | Management | For | For |
| 10 | Approve the TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 11 | Authorise Company to Make Loans to Those Directors of the Company and its Subsidiaries Who Participate in and Pursuant to the Rules of the TTG VES as Determined by the Remuneration Committee | Management | For | For |
| 12 | Subject to the Approval of Resolutions 10 and 11, Authorise Directors to do All Acts and Things Which They May Consider Necessary For the Purpose of Establishing and Carrying the TTG VES Into Effect | Management | For | For |
| 13 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 14 | Auth. Issue of Equity with Rights Under a General Authority up to Aggregate Nominal Amount of GBP 304,703 and an Additional Amount Pursuant to a Rights Issue of up to GBP 609,406 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,705 | Management | For | For |
| 16 | Authorise 91,410,825 Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CATHAY PACIFIC AIRWAYS LTD
MEETING DATE: APR 28, 2010 |
TICKER: 293 SECURITY ID: Y11757104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Framework Agreement and The Relevant Agreements in Relation to the Establishment of Cargo Airline Joint Venture | Management | For | For |
| |
|---|
CATHAY PACIFIC AIRWAYS LTD
MEETING DATE: MAY 12, 2010 |
TICKER: 293 SECURITY ID: Y11757104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend | Management | For | For |
| 2a | Relect Robert Barclay Woods as Director | Management | For | For |
| 2b | Reelect Zhang Lan as Director | Management | For | Against |
| 2c | Elect Cai Jianjiang as Director | Management | For | For |
| 2d | Elect Fan Cheng as Director | Management | For | For |
| 2e | Elect Peter Alan Kilgour as Director | Management | For | For |
| 2f | Elect Irene Yun Lien Lee as Director | Management | For | For |
| 2g | Elect Wong Tung Shun Peter as Director | Management | For | For |
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD
MEETING DATE: JUN 15, 2010 |
TICKER: CETV SECURITY ID: G20045202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald S. Lauder as Director | Management | For | For |
| 1.2 | Elect Herbert A. Granath as Director | Management | For | For |
| 1.3 | Elect Paul Cappuccio as Director | Management | For | For |
| 1.4 | Elect Michael Del Nin as Director | Management | For | For |
| 1.5 | Elect Charles R. Frank, Jr. as Director | Management | For | For |
| 1.6 | Elect Igor Kolomoisky as Director | Management | For | Withhold |
| 1.7 | Elect Alfred W. Langer as Director | Management | For | For |
| 1.8 | Elect Fred Langhammer as Director | Management | For | For |
| 1.9 | Elect Bruce Maggin as Director | Management | For | For |
| 1.10 | Elect Parm Sandhu as Director | Management | For | For |
| 1.11 | Elect Adrian Sarbu as Director | Management | For | For |
| 1.12 | Elect Caryn Seidman Becker as Director | Management | For | For |
| 1.13 | Elect Duco Sickinghe as Director | Management | For | For |
| 1.14 | Elect Eric Zinterhofer as Director | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CENTRICA PLC
MEETING DATE: MAY 10, 2010 |
TICKER: CNA SECURITY ID: G2018Z143
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Roger Carr as Director | Management | For | Against |
| 5 | Re-elect Helen Alexander as Director | Management | For | Against |
| 6 | Re-elect Phil Bentley as Director | Management | For | Against |
| 7 | Re-elect Nick Luff as Director | Management | For | Against |
| 8 | Elect Chris Weston as Director | Management | For | Against |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CHINA DONGXIANG (GROUP) CO., LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 3818 SECURITY ID: G2112Y109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Final Special Dividend | Management | For | For |
| 3a1 | Reelect Qin Dazhong as an Executive Director | Management | For | Against |
| 3a2 | Reelect Gao Yu as a Non-Executive Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Payout of Interim Dividends from the Share Premium Account | Management | For | For |
| |
|---|
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD
MEETING DATE: JUN 18, 2010 |
TICKER: 658 SECURITY ID: G2112D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Hu Yueming as Executive Director | Management | For | Against |
| 3b | Reelect Chen Yongdao as Executive Director | Management | For | Against |
| 3c | Reelect Lu Xun as Executive Director | Management | For | Against |
| 3d | Reelect Jin Maoji as Executive Director | Management | For | Against |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHINA MERCHANTS BANK CO LTD
MEETING DATE: OCT 19, 2009 |
TICKER: CHMBK SECURITY ID: CNE1000002M1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1g | Approve Validity of the Special Resolution | Management | For | For |
| 2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the Rights Issue | Management | For | For |
| 3 | Approve Proposal Regarding the Use of Proceeds of the Rights Issue | Management | For | For |
| 4 | Approve Explanatory Statement In Relation to the Use of Proceeds from the Previous Fund Raising | Management | For | For |
| 5 | Approve Provisional Measures for Appointment of Annual Auditors | Management | For | For |
| |
|---|
CHINA MERCHANTS BANK CO LTD
MEETING DATE: OCT 19, 2009 |
TICKER: CHMBK SECURITY ID: CNE1000002M1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
| 1g | Approve Validity of the Special Resolution | Management | For | For |
| |
|---|
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: NOV 3, 2009 |
TICKER: 762 SECURITY ID: 16945R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Repurchase of 899.7 Million Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion | Management | For | For |
| |
|---|
CITIZEN HOLDINGS CO. LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 7762 SECURITY ID: J07938111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | For |
| 2.1 | Elect Director Mitsuyuki Kanamori | Management | For | For |
| 2.2 | Elect Director Toshio Koga | Management | For | For |
| 2.3 | Elect Director Takeshi Kakishima | Management | For | For |
| 2.4 | Elect Director Kenji Sugimoto | Management | For | For |
| 2.5 | Elect Director Kazumoto Yamamoto | Management | For | For |
| 2.6 | Elect Director Teruaki Aoki | Management | For | For |
| 2.7 | Elect Director Toshio Tokura | Management | For | For |
| 2.8 | Elect Director Mikio Unno | Management | For | For |
| 2.9 | Elect Director Katsushige Osano | Management | For | For |
| 3 | Appoint Statutory Auditor Takeshi Hayasaka | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CLICKS GROUP LTD
MEETING DATE: MAY 14, 2010 |
TICKER: CLS SECURITY ID: S17249111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
COMMONWEALTH BANK OF AUSTRALIA
MEETING DATE: NOV 11, 2009 |
TICKER: CBA SECURITY ID: AU000000CBA7
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2(a) | Elect S Carolyn Kay as a Director | Management | For | For |
| 2(b) | Elect Fergus D Ryan as a Director | Management | For | For |
| 2(c) | Elect David J Turner as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 4 | Approve the Grant of Reward Shares to a Maximum Value of A$4.49 Million to R J Norris, CEO, Under the Group Leadership Reward Plan of Commonwealth Bank of Australia | Management | For | Against |
| |
|---|
COMPAGNIE FINANCIERE RICHEMONT SA
MEETING DATE: SEP 9, 2009 |
TICKER: CFR SECURITY ID: CH0045039655
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per A Bearer Share and EUR 0.03 per B Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Jean-Paul Aeschimann as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Alain Perrin as Director | Management | For | Did Not Vote |
| 4.10 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.11 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.12 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.13 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.14 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.15 | Reelect Martha Wikstrom as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| |
|---|
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO
MEETING DATE: MAY 11, 2010 |
TICKER: ING SECURITY ID: F51723116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | Management | For | For |
| 5 | Reelect Philippe Lazare as Director | Management | For | Against |
| 6 | Reelect Allan Green as Director | Management | For | Against |
| 7 | Appoint KPMG Audit IS SAS as Auditor and KPMG Audit ID SAS as Alternate Auditor | Management | For | For |
| 8 | Renew Appointment of C.G.E.C. as Auditor and Daniel Boulay as Alternate Auditor | Management | For | For |
| 9 | Approve Transaction with Philippe Lazare Re: Sevarance Payments | Management | For | For |
| 10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Item 14 | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 13, and 14 | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 20 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 22 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Allow Board to Use All Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 25 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
| 26 | Amend Article 11 of Bylaws Re: Loyalty Dividend | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CREDIT AGRICOLE SA
MEETING DATE: MAY 19, 2010 |
TICKER: ACA SECURITY ID: F22797108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Approve Agreement for Rene Carron Re: Post-Mandate Benefits | Management | For | For |
| 6 | Approve Agreement for Bernard Mary Re: Post-Mandate Benefits | Management | For | For |
| 7 | Approve Agreement for Jean-Yves Hocher Re: Post-Mandate Benefits | Management | For | For |
| 8 | Approve Agreement for Jacques Lenormand Re: Post-Mandate Benefits | Management | For | For |
| 9 | Approve Agreement for Frederic de Leusse Re: Post-Mandate Benefits | Management | For | For |
| 10 | Approve Agreement for Georges Pauget Re: Post-Mandate Benefits | Management | For | For |
| 11 | Approve Agreement for Jean-Paul Chifflet Re: Post-Mandate Benefits | Management | For | For |
| 12 | Approve Agreement for Michel Mathieu Re: Post-Mandate Benefits | Management | For | For |
| 13 | Approve Agreement for Bruno de Laage Re: Post-Mandate Benefits | Management | For | For |
| 14 | Ratify Appointment of Philippe Brassac as Director | Management | For | For |
| 15 | Reelect Philippe Brassac as Director | Management | For | For |
| 16 | Ratify Appointment of Veronique Flachaire as Director | Management | For | For |
| 17 | Reelect Veronique Flachaire as Director | Management | For | For |
| 18 | Elect Claude Henry as Director | Management | For | For |
| 19 | Ratify Appointment of Bernard Lepot as Director | Management | For | For |
| 20 | Elect Jean-Marie Sander as Director | Management | For | For |
| 21 | Elect Christian Talgorn as Director | Management | For | For |
| 22 | Elect Monica Mondardini Director | Management | For | For |
| 23 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
| 24 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion | Management | For | For |
| 26 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 30 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 31 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 5.7 Billion | Management | For | For |
| 32 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
| 33 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 34 | Approve Employee Stock Purchase Plan | Management | For | For |
| 35 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 36 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 37 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 38 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Delegate Powers to the Board to Define the Terms and Conditions for Allocating Seats on the ESOP's Supervisory Boards | Shareholder | None | Against |
| |
|---|
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
MEETING DATE: APR 30, 2010 |
TICKER: CSGN SECURITY ID: H3698D419
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
| 5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
| 5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
| 5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
| |
|---|
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
MEETING DATE: APR 30, 2010 |
TICKER: CSGN SECURITY ID: 225401108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
| 5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
| 5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
| 5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
| |
|---|
CRH PLC
MEETING DATE: MAY 5, 2010 |
TICKER: CRG SECURITY ID: G25508105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Reelect U-H. Felcht as Director | Management | For | For |
| 4b | Reelect D.N. O'Connor as Director | Management | For | For |
| 4c | Reelect W.I. O'Mahony as Director | Management | For | For |
| 4d | Reelect J.W. Kennedy as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Authorize Reissuance of Treasury Shares | Management | For | For |
| 9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 10 | Approve Share Option Scheme | Management | For | For |
| 11 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 12 | Amend Articles Re: Editorial Changes | Management | For | For |
| |
|---|
DANONE
MEETING DATE: APR 22, 2010 |
TICKER: BN SECURITY ID: F12033134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 7 | Ratify Ernst & Young et Autres as Auditor | Management | For | For |
| 8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
| 9 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Approve Transaction with Franck Riboud | Management | For | For |
| 12 | Approve Transaction with Emmanuel Faber | Management | For | For |
| 13 | Approve Transaction with Bernard Hours | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 16 | Amend Stock Ownership Limitations | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DANSKE BANK AS (FORMERLY DEN DANSKE BANK)
MEETING DATE: MAR 23, 2010 |
TICKER: DANSKE SECURITY ID: K22272114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Financial Statements and Statutory Report; Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 2 | Reelect Alf Duch-Pedersen, Eivind Kolding, Peter Hojland , Mats Jansson, Majken Schultz, Sten Scheibye, Claus Vastrup, and Birgit Aagaard-Svendsen as Directors; Elect Ole Andersen and Michael Fairey as New Directors | Management | For | Did Not Vote |
| 3 | Ratify Grant Thornton and KPMG as Auditors | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Incorporate New Concepts in Articles of Association as Consequence of New Danish Companies Act | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Move Reference to the Company's Address from Article 3.1 to Article 1.2 | Management | For | Did Not Vote |
| 4.3 | Amend Articles Re: Stipulate That the Corporate Language is Danish and English; Stipulate that General Meetings May be Held in Danish or English | Management | For | Did Not Vote |
| 4.4 | Extend Authorization to Increase Share Capital by up to DKK 23.99 Billion to March 1, 2015; Extend Authorization to Issue Convertible Bonds to March 1, 2015 | Management | For | Did Not Vote |
| 4.5 | Amend Articles Re: Editorial Changes to Article 6.3 | Management | For | Did Not Vote |
| 4.6 | Amend Articles Re: Editorial Changes to Article 6.4; Adjust Minimum Conversion Price for Convertible Loans | Management | For | Did Not Vote |
| 4.7 | Amend Articles Re: Information Referring to Company's Share Registrar | Management | For | Did Not Vote |
| 4.8 | Amend Articles Re: Electronic Distribution of Documents Pertaining to the General Meeting | Management | For | Did Not Vote |
| 4.9 | Amend Articles Re: Right to Convene an Extraordinary General Meeting | Management | For | Did Not Vote |
| 4.10 | Amend Articles Re: Notification of General Meeting; Set Deadline for Submitting Shareholder Proposals | Management | For | Did Not Vote |
| 4.11 | Amend Articles Re: Chairman of the General Meeting | Management | For | Did Not Vote |
| 4.12 | Amend Articles Re: Set Record Date and Registration Date | Management | For | Did Not Vote |
| 4.13 | Amend Articles Re: Proxy Voting | Management | For | Did Not Vote |
| 4.14 | Amend Articles Re: Stipulate that Board Meetings may be Held in Danish and English | Management | For | Did Not Vote |
| 5.1 | Amend Corporate Purpose | Shareholder | Against | Did Not Vote |
| 5.2 | Wind up Businesses not Covered by the New Corporate Purpose | Shareholder | Against | Did Not Vote |
| 5.3 | Specify that all Shares must be Registered by Name | Shareholder | Against | Did Not Vote |
| 5.4 | Stipulate that Existing Shareholders Shall Have Preemption Rights to Subscribe for New Shares in Proportion to Their Existing Holdings | Shareholder | Against | Did Not Vote |
| 5.5 | Approve Creation of DKK 24.0 Million with Preemptive Rights | Shareholder | Against | Did Not Vote |
| 5.6 | Proposal for Deletion of Article 6.2 | Shareholder | Against | Did Not Vote |
| 5.7 | Amend Article 6.4 Regarding Convertible Loans | Shareholder | Against | Did Not Vote |
| 5.8 | Proposal for Deletion of Article 6.5 | Shareholder | Against | Did Not Vote |
| 5.9 | Amend Article 6.7 Regarding Share Characteristics | Shareholder | Against | Did Not Vote |
| 5.10 | Introduce New Article 7.4 Regarding Shareholders' Right to Submit Proposals in Writing or by Email | Shareholder | Against | Did Not Vote |
| 5.11 | Amend Article 6.4 and Stipulate That Any Shareholder Shall be Entitled to Demand That a Ballot be Held | Shareholder | Against | Did Not Vote |
| 5.12 | Amend Article 10.2 Regarding Signing of the Minutes of the Meeting | Shareholder | Against | Did Not Vote |
| 5.13 | Amend Article 13.2 Regarding Agenda for the Annual General Meeting | Shareholder | Against | Did Not Vote |
| 5.14 | Amend Article 15.1 Regarding the Election of Board Members | Shareholder | Against | Did Not Vote |
| 5.15 | Amend Article 15.3 Regarding The Board Members' Term of Office | Shareholder | Against | Did Not Vote |
| 5.16 | Amend Article 18.2 and Stipulate Variable Remuneration May Not Be Paid to Members of the Board of Directors, Executive Board, and Other Employees | Shareholder | Against | Did Not Vote |
| 5.17 | Amend Article 23.1 to Include Aben og Aerlig Bank as Company's Secondary Name | Shareholder | Against | Did Not Vote |
| 6.1 | Require Directors and Executives to Respond Questions at General Meetings Instantly With Reference to Questions | Shareholder | Against | Did Not Vote |
| 6.2 | Ban Variable Pay from Staff and Directors Until Share Price Exceeds Certain Historical Price | Shareholder | Against | Did Not Vote |
| 6.3 | Require Quarter of Salaries of Directors and Executives to be Paid in Shares that Vest over Three Years | Shareholder | Against | Did Not Vote |
| 6.4 | Require Directors and Executives to Disclose their Tradings of Danske Bank Shares at Every General Meeting | Shareholder | Against | Did Not Vote |
| 6.5 | Require that at Least Five Shareholders Supervise the Vote Count | Shareholder | Against | Did Not Vote |
| 6.6 | Require that General Meeting be Open to the Press; Require Filming of General Meeting be Permitted | Shareholder | Against | Did Not Vote |
| 6.7 | Require that General Meeting be Videotaped; Require that Video be Posted on Danske Bank?s Web site; Require that Video be Available to All | Shareholder | Against | Did Not Vote |
| 6.8 | Require that Shareholders Owning More than Five Percent of Share Capital Disclose Their Vote | Shareholder | Against | Did Not Vote |
| 6.9 | Require that at least Three Board Members Own Less than DKK 5 Million in Danske Bank?s Share Capital | Shareholder | Against | Did Not Vote |
| 6.10 | Require that the Entire Board of Directors Sit on the Stage (at the Meeting); Require that Board Members be Visible to Shareholders | Shareholder | Against | Did Not Vote |
| 6.11 | Require that Acquisition of Banks Outside Denmark as Well as Major Investments be Approved by AGM | Shareholder | Against | Did Not Vote |
| 6.12 | Require that Board of Directors Resign if Company Loses more than 50 Percent of Share Capital | Shareholder | Against | Did Not Vote |
| 6.13 | Move IT Development from India to Denmark; Require that Actual IT Development be Initiated | Shareholder | Against | Did Not Vote |
| 7 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 8 | Require Board to Find New CEO not Currently Employed by Danske Bank | Shareholder | Against | Did Not Vote |
| |
|---|
DEBENHAMS PLC
MEETING DATE: JAN 12, 2010 |
TICKER: DEB SECURITY ID: G2768V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dennis Millard as Director | Management | For | For |
| 4 | Re-elect RobTempleman as Director | Management | For | For |
| 5 | Elect Martina King as Director | Management | For | For |
| 6 | Elect SophieTurner Laing as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 42,893 | Management | For | For |
| 10 | Subject and Conditional Upon Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,434 | Management | For | For |
| 11 | Authorise 128,680,629 Shares for Market Purchase | Management | For | For |
| 12 | Approve That a General Meeting of the Company Other Than an AGM May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DENSO CORP.
MEETING DATE: JUN 25, 2010 |
TICKER: 6902 SECURITY ID: J12075107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2.1 | Elect Director Kouichi Fukaya | Management | For | For |
| 2.2 | Elect Director Nobuaki Katou | Management | For | For |
| 2.3 | Elect Director Hiromi Tokuda | Management | For | For |
| 2.4 | Elect Director Kouji Kobayashi | Management | For | For |
| 2.5 | Elect Director Kazuo Hironaka | Management | For | For |
| 2.6 | Elect Director Soujirou Tsuchiya | Management | For | For |
| 2.7 | Elect Director Hikaru Sugi | Management | For | For |
| 2.8 | Elect Director Shinji Shirasaki | Management | For | For |
| 2.9 | Elect Director Mitsuhiko Masegi | Management | For | For |
| 2.10 | Elect Director Masahiko Miyaki | Management | For | For |
| 2.11 | Elect Director Akio Shikamura | Management | For | For |
| 2.12 | Elect Director Haruya Maruyama | Management | For | For |
| 2.13 | Elect Director Shouichirou Toyoda | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 4 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
| |
|---|
DEUTSCHE BANK AG
MEETING DATE: MAY 27, 2010 |
TICKER: DBKG SECURITY ID: D18190898
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10 | Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 13 | Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH | Management | For | For |
| |
|---|
DEUTSCHE BOERSE AG
MEETING DATE: MAY 27, 2010 |
TICKER: DB1 SECURITY ID: D1882G119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 6 | Approve EUR 27.8 Million Capital Increase without Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
| 9 | Approve Affiliation Agreement with Clearstream Banking AG | Management | For | For |
| 10a | Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10b | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 11 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
DEUTSCHE LUFTHANSA AG
MEETING DATE: APR 29, 2010 |
TICKER: LHA SECURITY ID: D1908N106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration System for Management Board Members | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5.1 | Elect Martin Koehler as Supervisory Board Members | Management | For | For |
| 5.2 | Elect Robert Kimmitt as Supervisory Board Members | Management | For | For |
| 5.3 | Elect Herbert Hainer as Supervisory Board Members | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 561.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Amend Articles Re: Supervisory Board Compensation; Location of General Meeting; Compliance with New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
DEUTSCHE POST AG
MEETING DATE: APR 28, 2010 |
TICKER: DPW SECURITY ID: D19225107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9 | Reelect Roland Oetker to the Supervisory Board | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Voting Rights Representation at, and Video/ Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
DEUTSCHE POSTBANK AG
MEETING DATE: APR 29, 2010 |
TICKER: DPB SECURITY ID: D1922R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2010 | Management | For | For |
| 5 | Elect Lawrence Rosen to the Supervisory Board | Management | For | For |
| 6 | Authorize Repurchase of up to 5 Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Amend Articles Re: Convocation of, Participation in, Exercise of Voting Rights at, and Audio/Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 273.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | Against |
| |
|---|
DEUTSCHE TELEKOM AG
MEETING DATE: NOV 19, 2009 |
TICKER: DTE SECURITY ID: DE0005557508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin-Off and Takeover Agreement Concluded on September 3, 2009 with T-Mobile Deutschland GmbH | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 14, 2009 |
TICKER: DGE SECURITY ID: GB0002374006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 22.2 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Laurence Danon as Director | Management | For | For |
| 5 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Management | For | For |
| 6 | Re-elect Paul Walsh as Director | Management | For | For |
| 7 | Elect Peggy Bruzelius as Director | Management | For | For |
| 8 | Elect Betsy Holden as Director | Management | For | For |
| 9 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 12 | If Resolution 11 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 | Management | For | For |
| 13 | Authorise 249,964,000 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
| 15 | Approve Diageo plc 2009 Discretionary Incentive Plan | Management | For | For |
| 16 | Approve Diageo plc 2009 Executive Long Term Incentive Plan | Management | For | For |
| 17 | Approve Diageo plc 2009 International Sharematch Plan | Management | For | For |
| 18 | Authorise Board to Establish Future Share Plans for the Benefit of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan | Management | For | For |
| 19 | Approve Diageo plc 2009 Irish Sharesave Scheme | Management | For | For |
| 20 | Amend Diageo plc Executive Share Option Plan | Management | For | For |
| 21 | Amend Diageo plc 2008 Senior Executive Share Option Plan | Management | For | For |
| 22 | Amend Diageo plc Senior Executive Share Option Plan | Management | For | For |
| 23 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 24 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS))
MEETING DATE: APR 27, 2010 |
TICKER: DNBNO SECURITY ID: R1812S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Committee of Representatives, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.75 per Share | Management | For | Did Not Vote |
| 7 | Relect Nils Bastiansen, Toril Eidesvik, Eldbjorg Lower, Dag Opedal, Gudrun Rollefsen, Arthur Sletteberg, Hanne Wiig, and Herbjorn Hansson to Committee of Representatives; Elect Camilla Grieg, Per Moller, and Ole Reitan as New Members; Elect Deputy | Management | For | Did Not Vote |
| 8 | Reelect Eldbjorg Lower, Per Moller, Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 10a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 10b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11a | Special remuneration or broad shared financial responsibility and common interests | Shareholder | None | Did Not Vote |
| 11b | Reforms to ensure sound corporate governance by changing/strengthening the competence and independence of governing bodies | Shareholder | None | Did Not Vote |
| 11c | Reversal of authority to the General Meeting | Shareholder | None | Did Not Vote |
| 11d | Cultivation of individual roles in the Group to strengthen risk management and capital adequacy | Shareholder | None | Did Not Vote |
| |
|---|
EACCESS LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 9427 SECURITY ID: J12548103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Exchange Agreement with EMOBILE | Management | For | For |
| 2 | Amend Articles To Require Supermajority Support of Board Members to Issue New Shares/Amend Articles - Reduce Maximum Board Size - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Sachio Senmoto | Management | For | For |
| 3.2 | Elect Director Kouji Fukata | Management | For | For |
| 3.3 | Elect Director Eric Gan | Management | For | For |
| 3.4 | Elect Director Ankur Sahu | Management | For | For |
| 3.5 | Elect Director Junji Inoue | Management | For | For |
| 3.6 | Elect Director Glenn Gumpel | Management | For | For |
| 3.7 | Elect Director Jirou Kokuryou | Management | For | For |
| 3.8 | Elect Director Julian Horn-Smith | Management | For | For |
| 3.9 | Elect Director Shiong Tan | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Yuji Shibata | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| 6 | Approve Stock Option Plan for Directors | Management | For | For |
| 7 | Approve Stock Option Plan for Statutory Auditors | Management | For | For |
| 8 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| |
|---|
EAST JAPAN RAILWAY CO
MEETING DATE: JUN 23, 2010 |
TICKER: 9020 SECURITY ID: J1257M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Mutsutake Otsuka | Management | For | For |
| 3.2 | Elect Director Yoshio Ishida | Management | For | For |
| 3.3 | Elect Director Satoshi Seino | Management | For | For |
| 3.4 | Elect Director Tetsuro Tomita | Management | For | For |
| 3.5 | Elect Director Masaki Ogata | Management | For | For |
| 3.6 | Elect Director Yoshiaki Arai | Management | For | For |
| 3.7 | Elect Director Tsugio Sekiji | Management | For | For |
| 3.8 | Elect Director Yoichi Minami | Management | For | For |
| 3.9 | Elect Director Toru Owada | Management | For | For |
| 3.10 | Elect Director Yuji Fukasawa | Management | For | For |
| 3.11 | Elect Director Yasuo Hayashi | Management | For | For |
| 3.12 | Elect Director Shigeru Tanabe | Management | For | For |
| 3.13 | Elect Director Shinichiro Kamada | Management | For | For |
| 3.14 | Elect Director Yoshitaka Taura | Management | For | For |
| 3.15 | Elect Director Naomichi Yagishita | Management | For | For |
| 3.16 | Elect Director Naoto Miyashita | Management | For | For |
| 3.17 | Elect Director Yuji Morimoto | Management | For | For |
| 3.18 | Elect Director Osamu Kawanobe | Management | For | For |
| 3.19 | Elect Director Toshiro Ichinose | Management | For | For |
| 3.20 | Elect Director Masayuki Satomi | Management | For | For |
| 3.21 | Elect Director Kimio Shimizu | Management | For | For |
| 3.22 | Elect Director Tsukasa Haraguchi | Management | For | For |
| 3.23 | Elect Director Tadami Tsuchiya | Management | For | For |
| 3.24 | Elect Director Yasuyoshi Umehara | Management | For | For |
| 3.25 | Elect Director Takeshi Sasaki | Management | For | For |
| 3.26 | Elect Director Tomokazu Hamaguchi | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 5 | Amend Articles to Require Disclosure of Individual Director Compensation Levels | Shareholder | Against | Against |
| 6 | Amend Articles to Require Reporting to Shareholders of Advisor Appointments and Pay | Shareholder | Against | Against |
| 7.1 | Remove Director Mutsutake Otsuka from Office | Shareholder | Against | Against |
| 7.2 | Remove Director Satoshi Seino from Office | Shareholder | Against | Against |
| 7.3 | Remove Director Masaki Ogata from Office | Shareholder | Against | Against |
| 7.4 | Remove Director Toru Owada from Office | Shareholder | Against | Against |
| 7.5 | Remove Director Yuji Fukasawa from Office | Shareholder | Against | Against |
| 7.6 | Remove Director Yasuo Hayashi from Office | Shareholder | Against | Against |
| 7.7 | Remove Director Yuji Morimoto from Office | Shareholder | Against | Against |
| 8.1 | Appoint Shareholder Nominee Hisayoshi Serizawa to the Board | Shareholder | Against | Against |
| 8.2 | Appoint Shareholder Nominee Fusao Shimoyama to the Board | Shareholder | Against | Against |
| 8.3 | Appoint Shareholder Nominee Makoto Sataka to the Board | Shareholder | Against | Against |
| 8.4 | Appoint Shareholder Nominee Hisakatsu Nihei to the Board | Shareholder | Against | Against |
| 8.5 | Appoint Shareholder Nominee Yoshinori Takahashi to the Board | Shareholder | Against | Against |
| 9 | Cut Board Compensation by 20 Percent | Shareholder | Against | Against |
| 10 | Approve Alternate Income Allocation to Establish Reserve for Reemployment of Former JNR Employees | Shareholder | Against | Against |
| 11 | Approve Alternate Income Allocation to Establish Reserve for Retention of Local Rail Lines | Shareholder | Against | Against |
| 12 | Approve Alternate Income Allocation to Establish "Reserve for Safety Personnel" to Reduce Suicides | Shareholder | Against | Against |
| |
|---|
EDP RENOVAVEIS SA
MEETING DATE: APR 13, 2010 |
TICKER: EDPR SECURITY ID: E3847K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income for Fiscal Year Ended December 31, 2009 | Management | For | Did Not Vote |
| 3 | Approve Individual and Consolidated Management Report and Corporate Governance Report for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
| 5 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6 | Amend Sections 1 and 2 of Article 17 of Company Bylaws Re: Assembly Quorum Requirements | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8 | Reelect KPMG Auditores, S.L. as Auditor | Management | For | Did Not Vote |
| 9 | Approve Fiscal Consolidation of Tax Regime | Management | For | Did Not Vote |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| |
|---|
ENI SPA
MEETING DATE: APR 29, 2010 |
TICKER: ENI SECURITY ID: T3643A145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 1 | Amend Company Bylaws | Management | For | Did Not Vote |
| |
|---|
ESSILOR INTERNATIONAL
MEETING DATE: MAY 11, 2010 |
TICKER: EI SECURITY ID: F31668100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Transaction with Hubert Sagnieres Re: Severance Payments | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Elect Yi He as Representative of Employee Shareholders to the Board | Management | For | For |
| 7 | Reelect Xavier Fontanet as Director | Management | For | For |
| 8 | Reelect Yves Chevillotte as Director | Management | For | For |
| 9 | Reelect Yves Gillet as Director | Management | For | For |
| 10 | Elect Mireille Faugere as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 525,000 | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Employee Stock Purchase Plan | Management | For | For |
| 15 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | Management | For | For |
| 16 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 17 | Set Global Limit for Capital Increases Resulting from Items 15 and 16 at 3 Percent of Issued Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 18 | Management | For | For |
| 20 | Approve Issuance of Debt Securities Convertible into Shares without Preemptive Rights | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 20 | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 24 | Authorize Board to Issue Free Warrants During a Public Tender Offer | Management | For | For |
| 25 | Amend Article 12 of Bylaws Re: Board of Directors Composition | Management | For | For |
| 26 | Amend Articles 12 and 14 of Bylaws Re: Directors Length of Term | Management | For | For |
| 27 | Amend Article 24 of Bylaws Re: General Meeting Convening and Quorum Requirements | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FANUC LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 6954 SECURITY ID: J13440102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 43.14 | Management | For | For |
| 2.1 | Elect Director Yoshiharu Inaba | Management | For | For |
| 2.2 | Elect Director Hiroyuki Uchida | Management | For | For |
| 2.3 | Elect Director Hideo Kojima | Management | For | For |
| 2.4 | Elect Director Yoshihiro Gonda | Management | For | For |
| 2.5 | Elect Director Kenji Yamaguchi | Management | For | For |
| 2.6 | Elect Director Mitsuo Kurakake | Management | For | For |
| 2.7 | Elect Director Hidehiro Miyajima | Management | For | For |
| 2.8 | Elect Director Hiroshi Noda | Management | For | For |
| 2.9 | Elect Director Hiroshi Araki | Management | For | For |
| 2.10 | Elect Director Shunsuke Matsubara | Management | For | For |
| 2.11 | Elect Director Richard E. Schneider | Management | For | For |
| 2.12 | Elect Director Hajimu Kishi | Management | For | For |
| 2.13 | Elect Director Takayuki Ito | Management | For | For |
| 2.14 | Elect Director Mineko Yamasaki | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FORTIS SA/NV
MEETING DATE: SEP 18, 2009 |
TICKER: BNP SECURITY ID: BE0003801181
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Bart de Smet as Director | Management | For | Did Not Vote |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 4 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
FORTIS SA/NV
MEETING DATE: APR 28, 2010 |
TICKER: BNP SECURITY ID: B4399L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Opening Meeting | Management | None | Did Not Vote |
| 2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2.1.2 | Receive Auditors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2.1.3 | Accept Financial Statements | Management | For | Did Not Vote |
| 2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Management | For | Did Not Vote |
| 231a | Approve Discharge of Louis Cheung Chi Yan as Director | Management | For | Did Not Vote |
| 231b | Approve Discharge of Philippe Bodson as Director | Management | For | Did Not Vote |
| 231c | Approve Discharge of Richard Delbridge as Director | Management | For | Did Not Vote |
| 231d | Approve Discharge of Clara Furse as Director | Management | For | Did Not Vote |
| 231e | Approve Discharge of Reiner Hagemann as Director | Management | For | Did Not Vote |
| 231f | Approve Discharge of Jan Michiel Hessels as Director | Management | For | Did Not Vote |
| 231g | Approve Discharge of Jacques Manardo as Director | Management | For | Did Not Vote |
| 231h | Approve Discharge of Alois Michielsen as Director | Management | For | Did Not Vote |
| 231i | Approve Discharge of Ronald Sandler as Director | Management | For | Did Not Vote |
| 231j | Approve Discharge of Rana Talwar as Director | Management | For | Did Not Vote |
| 213k | Approve Discharge of Klaas Westdijk as Director | Management | For | Did Not Vote |
| 213l | Approve Discharge of Karel De Boeck as Director | Management | For | Did Not Vote |
| 213m | Approve Discharge of Georges Ugeux as Director | Management | For | Did Not Vote |
| 213n | Approve Discharge of Jozef De Mey as Director | Management | For | Did Not Vote |
| 213o | Approve Discharge of Jan Zegering Hadders as Director | Management | For | Did Not Vote |
| 213p | Approve Discharge of Frank Arts as Director | Management | For | Did Not Vote |
| 213q | Approve Discharge of Guy de Selliers de Moranville as Director | Management | For | Did Not Vote |
| 213r | Approve Discharge of Roel Nieuwdorp as Director | Management | For | Did Not Vote |
| 213s | Approve Discharge of Lionel Perl as Director | Management | For | Did Not Vote |
| 213t | Approve Discharge of Shaoliang Jin as Director | Management | For | Did Not Vote |
| 213u | Approve Discharge of Bart De Smet as Director | Management | For | Did Not Vote |
| 2.3.2 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6.1 | Elect Bart De Smet as Director | Management | For | Did Not Vote |
| 6.2 | Elect Bridget McIntyre as Director | Management | For | Did Not Vote |
| 6.3 | Elect Belen Romana as Director | Management | For | Did Not Vote |
| 7.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 7.2 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8.1.1 | Change Company Name into ageas SA/NV | Management | For | Did Not Vote |
| 8.1.2 | Amend Articles 3 Re: Registered Office | Management | For | Did Not Vote |
| 8.2.1 | Receive Special Report (Non-Voting) | Management | None | Did Not Vote |
| 8.2.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Coupon Payments | Management | For | Did Not Vote |
| 8.2.3 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Redeemable Perpetual Cumulative Coupon Debt Securities | Management | For | Did Not Vote |
| 8.2.4 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 8.2.5 | Amend Articles 10 a and d Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
| 8.3 | Amend Article 17 Re: Board Remuneration | Management | For | Did Not Vote |
| 8.4 | Amend Articles 28 Re: Disclosure of Major Shareholdings | Management | For | Did Not Vote |
| 8.5 | Authorize Coordination of Articles | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
FORTIS SA/NV
MEETING DATE: APR 29, 2010 |
TICKER: BNP SECURITY ID: B4399L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Opening Meeting | Management | None | Did Not Vote |
| 2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2.1.2 | Receive Auditors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2.1.3 | Accept Financial Statements | Management | For | Did Not Vote |
| 2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Management | For | Did Not Vote |
| 2.3.a | Approve Discharge of Louis Cheung Chi Yan as Director | Management | For | Did Not Vote |
| 2.3.b | Approve Discharge of Philippe Bodson as Director | Management | For | Did Not Vote |
| 2.3.c | Approve Discharge of Richard Delbridge as Director | Management | For | Did Not Vote |
| 2.3.d | Approve Discharge of Clara Furse as Director | Management | For | Did Not Vote |
| 2.3.e | Approve Discharge of Reiner Hagemann as Director | Management | For | Did Not Vote |
| 2.3.f | Approve Discharge of Jan Michiel Hessels as Director | Management | For | Did Not Vote |
| 2.3.g | Approve Discharge of Jacques Manardo as Director | Management | For | Did Not Vote |
| 2.3.h | Approve Discharge of Alois Michielsen as Director | Management | For | Did Not Vote |
| 2.3.i | Approve Discharge of Ronald Sandler as Director | Management | For | Did Not Vote |
| 2.3.j | Approve Discharge of Rana Talwar as Director | Management | For | Did Not Vote |
| 2.3.k | Approve Discharge of Klaas Westdijk as Director | Management | For | Did Not Vote |
| 2.3.l | Approve Discharge of Karel De Boeck as Director | Management | For | Did Not Vote |
| 2.3.m | Approve Discharge of Georges Ugeux as Director | Management | For | Did Not Vote |
| 2.3.n | Approve Discharge of Jozef De Mey as Director | Management | For | Did Not Vote |
| 2.3.o | Approve Discharge of Jan Zegering Hadders as Director | Management | For | Did Not Vote |
| 2.3.p | Approve Discharge of Frank Arts as Director | Management | For | Did Not Vote |
| 2.3.q | Approve Discharge of Guy de Selliers de Moranville as Director | Management | For | Did Not Vote |
| 2.3.r | Approve Discharge of Roel Nieuwdorp as Director | Management | For | Did Not Vote |
| 2.3.s | Approve Discharge of Lionel Perl as Director | Management | For | Did Not Vote |
| 2.3.t | Approve Discharge of Shaoliang Jin as Director | Management | For | Did Not Vote |
| 2.3.u | Approve Discharge of Bart De Smet as Director | Management | For | Did Not Vote |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6.1 | Elect Bridget McIntyre as Director | Management | For | Did Not Vote |
| 6.2 | Elect Belen Romana as Director | Management | For | Did Not Vote |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 8.1 | Change Company Name into ageas N.V. | Management | For | Did Not Vote |
| 8.2 | Approve Issuance of Equity | Management | For | Did Not Vote |
| 8.3 | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
| 8.4 | Eliminate Preemptive Rights Re: Item 8.2 | Management | For | Did Not Vote |
| 8.5 | Amend Articles: Board Remuneration | Management | For | Did Not Vote |
| 8.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 9 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
FUJI MEDIA HOLDINGS, INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 4676 SECURITY ID: J15477102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 800 | Management | For | For |
| 2.1 | Elect Director Hisashi Hieda | Management | For | For |
| 2.2 | Elect Director Kou Toyoda | Management | For | For |
| 2.3 | Elect Director Hideaki Ohta | Management | For | For |
| 2.4 | Elect Director Shuuji Kanou | Management | For | For |
| 2.5 | Elect Director Kazunobu Iijima | Management | For | For |
| 2.6 | Elect Director Ryuunosuke Endou | Management | For | For |
| 2.7 | Elect Director Katsuaki Suzuki | Management | For | For |
| 2.8 | Elect Director Kouji Inaki | Management | For | For |
| 2.9 | Elect Director Isao Matsuoka | Management | For | Against |
| 2.10 | Elect Director Akihiro Miki | Management | For | For |
| 2.11 | Elect Director Taizan Ishiguro | Management | For | Against |
| 2.12 | Elect Director Masafumi Yokota | Management | For | For |
| 2.13 | Elect Director Takehiko Kiyohara | Management | For | For |
| 2.14 | Elect Director Kazuo Terasaki | Management | For | For |
| 3 | Appoint Statutory Auditor Nobuya Minami | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 6, 2010 |
TICKER: GSK SECURITY ID: G3910J112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 4 | Re-elect Julian Heslop as Director | Management | For | For |
| 5 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 6 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 7 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
H & M HENNES & MAURITZ
MEETING DATE: APR 29, 2010 |
TICKER: HM B SECURITY ID: W41422101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Receive President's Report; Allow Questions | Management | None | Did Not Vote |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Information About Application of Remuneration Guidelines | Management | None | Did Not Vote |
| 8b | Receive Auditor's and Auditing Committee's Reports | Management | None | Did Not Vote |
| 8c | Receive Chairman's Report About Board Work | Management | None | Did Not Vote |
| 8d | Receive Report of the Chairman of the Nominating Committee | Management | None | Did Not Vote |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 16.00 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman and SEK 375,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), and Melker Schorling as Directors; Elect Anders Dahlvig and Christian Sievert as New Directors | Management | For | Did Not Vote |
| 13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Peter Lindell as Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Approve 2:1 Stock Split; Amend Articles Accordingly | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
HAMON & CIE INTERNATIONAL SA
MEETING DATE: APR 27, 2010 |
TICKER: HAMO SECURITY ID: B47755101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports | Management | None | Did Not Vote |
| 2 | Receive Auditors' Reports | Management | None | Did Not Vote |
| 3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.60 per Share | Management | For | Did Not Vote |
| 4 | Receive Consolidated Financial Statements | Management | None | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 8 | Transact Other Business | Management | None | Did Not Vote |
| |
|---|
HANG LUNG PROPERTIES LTD
MEETING DATE: OCT 20, 2009 |
TICKER: 101 SECURITY ID: HK0101000591
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Ronald Joseph Arculli as Director | Management | For | For |
| 3b | Reelect Laura Lok Yee Chen as Director | Management | For | For |
| 3c | Reelect Pak Wai Liu as Director | Management | For | For |
| 3d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HANG SENG BANK
MEETING DATE: MAY 14, 2010 |
TICKER: 11 SECURITY ID: Y30327103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect John C C Chan as Director | Management | For | For |
| 2b | Reelect William W Leung as Director | Management | For | For |
| 2c | Reelect Eric K C Li as Director | Management | For | For |
| 2d | Reelect Vincent H S Lo as Director | Management | For | For |
| 2e | Reelect Iain J Mackay as Director | Management | For | For |
| 2f | Reelect Dorothy K Y P Sit as Director | Management | For | For |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
HAYS PLC
MEETING DATE: NOV 11, 2009 |
TICKER: HAS SECURITY ID: GB0004161021
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 3.95 Pence Per Ordinary Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alistair Cox as Director | Management | For | For |
| 5 | Re-elect Lesley Knox as Director | Management | For | For |
| 6 | Re-elect Paul Harrison as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,607,002 | Management | For | For |
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 691,050 | Management | For | For |
| 11 | Authorise 138,210,080 Ordinary Shares for Market Purchase | Management | For | For |
| 12 | Approve that a General Meeting, Other than an Annual General Meeting, May be Called on Not Less than 14 Clear Days' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| 14 | Approve the Hays UK Sharesave Scheme | Management | For | For |
| 15 | Approve the Hays International Sharesave Scheme | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Lee King Yue as Director | Management | For | For |
| 3b | Reelect Li Ning as Director | Management | For | For |
| 3c | Reelect Lee Tat Man as Director | Management | For | Against |
| 3d | Reelect Po-shing Woo as Director | Management | For | For |
| 3e | Reelect Gordon Kwong Che Keung as Director | Management | For | For |
| 3f | Reelect Ko Ping Keung as Director | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 5d | Approve Increase in Authorized Share Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Warrants Issue | Management | For | For |
| |
|---|
HENGDELI HOLDINGS LTD
MEETING DATE: SEP 11, 2009 |
TICKER: 3389 SECURITY ID: KYG9827T1195
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Share Capital from HK$20.0 Million to HK$50.0 Million By the Creation of an Additional 6.0 Billion New Shares | Management | For | For |
| 2 | Approve Bonus Issue on the Basis of Five Bonus Shares For Every Ten Existing Shares Held and the Related Transactions | Management | For | For |
| 3 | Change Company Name to Hengdeli Holdings Limited | Management | For | For |
| |
|---|
HENGDELI HOLDINGS LTD
MEETING DATE: MAY 11, 2010 |
TICKER: 3389 SECURITY ID: G45048108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HIKMA PHARMACEUTICALS PLC
MEETING DATE: MAY 13, 2010 |
TICKER: HIK SECURITY ID: G4576K104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Dr Ronald Goode as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Amend Management Incentive Plan | Management | For | For |
| 13 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
| 14 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
| |
|---|
HIMAX TECHNOLOGIES INC.
MEETING DATE: AUG 6, 2009 |
TICKER: HIMX SECURITY ID: 43289P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt The 2008 Audited Accounts And Financial Reports | Management | For | For |
| 2 | Re-elect Chun-yen Chang As A Director And Elect Yan-kuin Su And Chih-chung Tsai As New Directors Of The Company | Management | For | Against |
| 3 | Approve The Increase Of Authorised Share Capital, Bonus Issue, Share Consolidation And Amendments To Memorandum And Articles Of Association Of The Company | Management | For | For |
| 4 | Waive And Dis-apply Any And All Preemptive Rights Of offerings Re Cash Capital Increase For Dual Listing On The Taiwan Stock Exchange | Management | For | For |
| 5 | Re-instate The Existing Amended And Restated Memorandum And Articles Of Association Of The Company Where The Company Aborts the Application To List Its Shares On The Taiwan Stock Exchange | Management | For | For |
| 6 | Transact Any Other Business Properly Brought Before The Meeting | Management | For | Against |
| |
|---|
HOME INNS & HOTELS MANAGEMENT, INC.
MEETING DATE: NOV 3, 2009 |
TICKER: HMIN SECURITY ID: 43713W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company's 2006 Share Incentive Plan | Management | For | Against |
| 2 | Amend Memorandum and Articles -- Purchase and Redemption of Shares, Editorial Changes | Management | For | Against |
| 3 | Adopt the Amended and Restated Memorandum and Articles of Association | Management | For | Against |
| |
|---|
HON HAI PRECISION INDUSTRY CO., LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: 2317 SECURITY ID: Y36861105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2009 Dividends and Issuance of New Shares | Management | For | For |
| 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
| 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8.1 | Elect Gou, Terry with ID Number 1 as Director | Management | For | Against |
| 8.2 | Elect Tai, Jeng-Wu from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
| 8.3 | Elect Lu, Sidney from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
| 8.4 | Elect Chien, Mark from Hon-Jin International Investment Co. with ID Number 57132 as Director | Management | For | Against |
| 8.5 | Elect Wu Yu-Chi with ID Number N120745520 as Independent Director | Management | For | For |
| 8.6 | Elect Liu, Cheng Yu with ID Number E121186813 as Independent Director | Management | For | For |
| 8.7 | Elect Huang, Chin-Yuan with ID Number R101807553 as Supervisor | Management | For | For |
| 8.8 | Elect Chen Wan, Jui-Hsia from Fu rui International Investment Co., Ltd. with ID Number 18953 as Supervisor | Management | For | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 10 | Transact Other Business | Management | None | None |
| |
|---|
HONDA MOTOR CO. LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 7267 SECURITY ID: J22302111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
| 2.1 | Elect Director Takanobu Itou | Management | For | For |
| 2.2 | Elect Director Kouichi Kondou | Management | For | For |
| 2.3 | Elect Director Shigeru Takagi | Management | For | For |
| 2.4 | Elect Director Akio Hamada | Management | For | For |
| 2.5 | Elect Director Tetsuo Iwamura | Management | For | For |
| 2.6 | Elect Director Tatsuhiro Ohyama | Management | For | For |
| 2.7 | Elect Director Fumihiko Ike | Management | For | For |
| 2.8 | Elect Director Masaya Yamashita | Management | For | For |
| 2.9 | Elect Director Kensaku Hougen | Management | For | For |
| 2.10 | Elect Director Nobuo Kuroyanagi | Management | For | For |
| 2.11 | Elect Director Takeo Fukui | Management | For | For |
| 2.12 | Elect Director Hiroshi Kobayashi | Management | For | For |
| 2.13 | Elect Director Shou Minekawa | Management | For | For |
| 2.14 | Elect Director Takuji Yamada | Management | For | For |
| 2.15 | Elect Director Youichi Houjou | Management | For | For |
| 2.16 | Elect Director Tsuneo Tanai | Management | For | For |
| 2.17 | Elect Director Hiroyuki Yamada | Management | For | For |
| 2.18 | Elect Director Tomohiko Kawanabe | Management | For | For |
| 2.19 | Elect Director Masahiro Yoshida | Management | For | For |
| 2.20 | Elect Director Seiji Kuraishi | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| |
|---|
HONG KONG EXCHANGES AND CLEARING LTD
MEETING DATE: APR 22, 2010 |
TICKER: 388 SECURITY ID: Y3506N139
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$ 2.09 Per Share | Management | For | For |
| 3a | Elect John Estmond Strickland as Director | Management | For | For |
| 3b | Elect Wong Sai Hung, Oscar as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6a | Approve Remuneration of HK$500,000 and HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively | Management | For | For |
| 6b | Approve Attendance Fee of HK$2,500 Per Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| |
|---|
HOYA CORP.
MEETING DATE: JUN 18, 2010 |
TICKER: 7741 SECURITY ID: J22848105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Takeo Shiina | Management | For | For |
| 1.2 | Elect Director Yuuzaburou Mogi | Management | For | For |
| 1.3 | Elect Director Eiko Kouno | Management | For | For |
| 1.4 | Elect Director Yukiharu Kodama | Management | For | For |
| 1.5 | Elect Director Itaru Koeda | Management | For | For |
| 1.6 | Elect Director Hiroshi Suzuki | Management | For | For |
| 1.7 | Elect Director Hiroshi Hamada | Management | For | For |
| 1.8 | Elect Director Kenji Ema | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| 3.1 | Appoint Shareholder Nominee Dr. Balamurali K. Ambati to the Board | Shareholder | Against | Against |
| 3.2 | Appoint Shareholder Nominee Dr. Paul Ashton to the Board | Shareholder | Against | Against |
| 3.3 | Appoint Shareholder Nominee Dr. Cardinal Warde to the Board | Shareholder | Against | Against |
| 3.4 | Appoint Shareholder Nominee Akira Mizobuchi to the Board | Shareholder | Against | Against |
| 3.5 | Appoint Shareholder Nominee Motoko Hirotsu to the Board | Shareholder | Against | Against |
| 3.6 | Appoint Shareholder Nominee Yohei Suda to the Board | Shareholder | Against | Against |
| 3.7 | Appoint Shareholder Nominee Hiroshi Hamada to the Board | Shareholder | Against | Against |
| 3.8 | Appoint Shareholder Nominee Eiko Kono to the Board | Shareholder | Against | Against |
| 3.9 | Appoint Shareholder Nominee Itaru Koeda to the Board | Shareholder | Against | Against |
| 4 | Amend Articles to Raise Limit on Shareholder Proposal Text to 4000 Characters | Shareholder | Against | Against |
| 5 | Amend Articles to Adopt Secret Ballot to Extent Permitted by Law | Shareholder | Against | Against |
| 6 | Amend Articles to Permit No More than One Executive on Board of Directors | Shareholder | Against | Against |
| 7 | Amend Articles to Permit Cumulative Voting (Delete Current Prohibition) | Shareholder | Against | Against |
| 8 | Amend Articles to Prohibit Director Candidates Who Have Served as Director or Officer at Any Other Firm Simultaneously with Director or Officer Service at Hoya | Shareholder | Against | Against |
| 9 | Amend Articles to Prohibit Outside Director Candidates Who Serve on More than Three Boards (Including Hoya) | Shareholder | Against | Against |
| 10 | Amend Articles to Limit Outside Directors to No More than 10 Re-elections | Shareholder | Against | Against |
| 11 | Amend Articles to Require Disclosure of Pay to Former Directors | Shareholder | Against | Against |
| 12 | Amend Articles to Require Non-Executive Directors to Meet Without Executive Director Presence At Least Once a Year | Shareholder | Against | Against |
| 13 | Amend Articles to Require Nomination Committee to Set Strict Standards to Define Independent Directors Each Year | Shareholder | Against | Against |
| 14 | Amend Articles to Require Disclosure of Individual Director and Officer Compensation Levels in USD and JPY | Shareholder | Against | Against |
| 15 | Amend Articles to Require Disclosure of Director Candidate Service with Public Interest Corporations/Organizations | Shareholder | Against | Against |
| 16 | Amend Articles to Require Disclosure in Advance When Directors, Family Members Sell Company Stock | Shareholder | Against | Against |
| 17 | Amend Articles to Prohibit Hedging of Stock Options | Shareholder | Against | Against |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: MAY 28, 2010 |
TICKER: HSBA SECURITY ID: G4634U169
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Rona Fairhead as Director | Management | For | For |
| 3b | Re-elect Michael Geoghegan as Director | Management | For | For |
| 3c | Re-elect Stephen Green as Director | Management | For | For |
| 3d | Re-elect Gwyn Morgan as Director | Management | For | For |
| 3e | Re-elect Nagavara Murthy as Director | Management | For | For |
| 3f | Re-elect Simon Robertson as Director | Management | For | For |
| 3g | Re-elect John Thornton as Director | Management | For | For |
| 3h | Re-elect Sir Brian Williamson as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve UK Share Incentive Plan | Management | For | For |
| 9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: MAY 28, 2010 |
TICKER: HSBA SECURITY ID: 404280406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Rona Fairhead as Director | Management | For | For |
| 3b | Re-elect Michael Geoghegan as Director | Management | For | For |
| 3c | Re-elect Stephen Green as Director | Management | For | For |
| 3d | Re-elect Gwyn Morgan as Director | Management | For | For |
| 3e | Re-elect Nagavara Murthy as Director | Management | For | For |
| 3f | Re-elect Simon Robertson as Director | Management | For | For |
| 3g | Re-elect John Thornton as Director | Management | For | For |
| 3h | Re-elect Sir Brian Williamson as Director | Management | For | For |
| 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve UK Share Incentive Plan | Management | For | For |
| 9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HUTCHISON WHAMPOA LIMITED
MEETING DATE: MAY 27, 2010 |
TICKER: 13 SECURITY ID: Y38024108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Li Tzar Kuoi, Victor as Director | Management | For | Against |
| 3b | Reelect Frank John Sixt as Director | Management | For | Against |
| 3c | Reelect Michael David Kadoorie as Director | Management | For | For |
| 3d | Reelect George Colin Magnus as Director | Management | For | Against |
| 3e | Reelect Margaret Leung Ko May Yee as Director | Management | For | For |
| 4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Approve CKH Master Agreement and Acquisition of CKH Connected Debt Securities | Management | For | For |
| 7 | Approve HSE Master Agreement and Acquisition of HSE Connected Debt Securities | Management | For | For |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
IMPALA PLATINUM HOLDINGS LTD
MEETING DATE: OCT 22, 2009 |
TICKER: IMP SECURITY ID: ZAE000083648
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Management | For | For |
| 2.1 | Reelect Dawn Earp as Director | Management | For | For |
| 2.2 | Reelect Khotso Mokhele as Director | Management | For | For |
| 2.3 | Reelect Thandi Orleyn as Director | Management | For | For |
| 3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | Management | For | For |
| 5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 2, 2010 |
TICKER: IMT SECURITY ID: G4721W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 52 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
| 5 | Re-elect Jean-Dominique Comolli as Director | Management | For | For |
| 6 | Re-elect Robert Dyrbus as Director | Management | For | For |
| 7 | Re-elect Charles Knott as Director | Management | For | For |
| 8 | Re-elect Iain Napier as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Management | For | For |
| 14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Management | For | For |
| 15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 14, 2009 |
TICKER: ITX SECURITY ID: ES0148396015
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2009 | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2009 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Reelect Carlos Espinosa de los Monteros as Director | Management | For | For |
| 4.2 | Reelect Francisco Luzon Lopez as Director | Management | For | For |
| 5 | Reelect Auditors | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INFORMA PLC
MEETING DATE: APR 27, 2010 |
TICKER: INF SECURITY ID: G4770C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Derek Mapp as Director | Management | For | For |
| 3 | Re-elect Peter Rigby as Director | Management | For | For |
| 4 | Re-elect Adam Walker as Director | Management | For | For |
| 5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 6 | Re-elect John Davis as Director | Management | For | For |
| 7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
ING GROEP NV
MEETING DATE: NOV 25, 2009 |
TICKER: IBLGF SECURITY ID: NL0000303600
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2a | Receive Announcements on Strategy (non-voting) | Management | None | None |
| 2b | Approve Strategy Change Re: Divestment from Insurance Operations | Management | For | For |
| 3 | Grant Board Authority to Issue Shares for un Amount Up to EUR 7,500,000,000 | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| |
|---|
ING GROEP NV
MEETING DATE: APR 27, 2010 |
TICKER: INGA SECURITY ID: N4578E413
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2c | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
| 5a | Discussion of Management Board Profile | Management | None | None |
| 5b | Discussion of Supervisory Board Profile | Management | None | None |
| 5c | Approve Company's Corporate Governance Structure | Management | For | Against |
| 5d | Discussion on Depositary Receipt Structure | Management | None | None |
| 6 | Receive Explanation on Company's Corporate Responsibility Performance | Management | None | None |
| 7a | Approve Discharge of Management Board | Management | For | For |
| 7b | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Reelect P.C. Klaver to Supervisory Board | Management | For | For |
| 9a | Grant Board Authority to Issue Shares up to 8.44 Percent of the Authorized Share Capital and Include or Exclude Preemptive Rights | Management | For | For |
| 9b | Grant Board Authority to Issue Shares up to 6.4 Percent of the Authorized Share Capital in Case of Takeover/Merger and Include or Exclude Preemptive Rights | Management | For | For |
| 10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Regarding the Restructuring of the Company's Capital | Management | For | For |
| 11 | Any Other Businesss and Close Meeting | Management | None | None |
| |
|---|
INTERCONTINENTAL HOTELS GROUP PLC
MEETING DATE: MAY 28, 2010 |
TICKER: IHG SECURITY ID: G4804L122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4a | Elect Graham Allan as Director | Management | For | For |
| 4b | Re-elect Ralph Kugler as Director | Management | For | For |
| 4c | Re-elect David Webster as Director | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
INTESA SANPAOLO SPA
MEETING DATE: APR 30, 2010 |
TICKER: ISP SECURITY ID: T55067101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income | Management | For | Did Not Vote |
| 2 | Fix Number of Directors of the Supervisory Board | Management | For | Did Not Vote |
| 3.1 | Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo | Management | None | Did Not Vote |
| 3.2 | Slate 2 - Submitted by Banking Foundations | Management | None | Did Not Vote |
| 3.3 | Slate 3 - Submitted by Assicurazioni Generali | Management | None | Did Not Vote |
| 3.4 | Slate 4 - Submitted by Insitutional Investors through Assogestioni | Management | None | Did Not Vote |
| 3.5 | Slate 5 - Submitted by Credit Agricole | Management | None | Did Not Vote |
| 4 | Elect Chairman and Deputy Chairmen of the Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report of Management Board Members | Management | For | Did Not Vote |
| 7 | Approve Share Incentive Plan | Management | For | Did Not Vote |
| |
|---|
IPSOS
MEETING DATE: APR 8, 2010 |
TICKER: IPS SECURITY ID: F5310M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors and Auditors | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.51 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Abstain |
| 5 | Reelect Didier Truchot as Director | Management | For | Against |
| 6 | Reelect Jean-Marc Lech as Director | Management | For | Against |
| 7 | Reelect Carlos Harding as Director | Management | For | Against |
| 8 | Reelect Wladimir Mollof as Director | Management | For | For |
| 9 | Elect Brian Gosschalk as Director | Management | For | Against |
| 10 | Relect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 11 | Reelect Etienne Boris as Alternate Auditor | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.23 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.7 Million | Management | For | For |
| 15 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1.7 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 1.7 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | Against |
| 19 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Issuance of Shares Up to 10 Percent of Issued Capital Reserved for Ipsos Partnership Fund | Management | For | For |
| 21 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Against |
| 23 | Removal of Article 6 bis of Bylaws Re: Shares | Management | For | For |
| 24 | Amend Article 12 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 25 | Remove Article 13 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
| 26 | Amend Articles 16 and 19 of Bylaws Re: Age Limit for Chairman of the Board and for CEO | Management | For | For |
| 27 | Amend Articles 20 of Bylaws Re: General Meeting Convening | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ITV PLC
MEETING DATE: MAY 7, 2010 |
TICKER: ITV SECURITY ID: G4984A110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Archie Norman as Director | Management | For | For |
| 4 | Elect Adam Crozier as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| |
|---|
JAPAN RETAIL FUND INVESTMENT CORP.
MEETING DATE: JAN 26, 2010 |
TICKER: 8953 SECURITY ID: J27544105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Update Terminology to Reflect New Law - Increase Authorized Capital to Reflect Unit Split, and Amend Permitted Investment Types and Dividend Payout Policy, in Preparation for Merger with LaSalle Japan REIT | Management | For | For |
| 2 | Elect Executive Director | Management | For | For |
| 3.1 | Elect Supervisory Director | Management | For | For |
| 3.2 | Elect Supervisory Director | Management | For | For |
| 4 | Elect Alternate Executive Director | Management | For | For |
| 5 | Elect Alternate Supervisory Director | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2010 |
TICKER: 2914 SECURITY ID: J27869106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2.1 | Elect Director Youji Wakui | Management | For | For |
| 2.2 | Elect Director Hiroshi Kimura | Management | For | For |
| 2.3 | Elect Director Munetaka Takeda | Management | For | For |
| 2.4 | Elect Director Masaaki Sumikawa | Management | For | For |
| 2.5 | Elect Director Mitsuomi Koizumi | Management | For | For |
| 2.6 | Elect Director Masakazu Shimizu | Management | For | For |
| 2.7 | Elect Director Noriaki Ohkubo | Management | For | For |
| 2.8 | Elect Director Mutsuo Iwai | Management | For | For |
| 2.9 | Elect Director Yasushi Shingai | Management | For | For |
| |
|---|
JFE HOLDINGS INC.
MEETING DATE: JUN 28, 2010 |
TICKER: 5411 SECURITY ID: J2817M100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Hajime Bada | Management | For | For |
| 2.2 | Elect Director Eiji Hayashida | Management | For | For |
| 2.3 | Elect Director Yoshio Ishikawa | Management | For | For |
| 2.4 | Elect Director Kouhei Wakabayashi | Management | For | For |
| 2.5 | Elect Director Sumiyuki Kishimoto | Management | For | For |
| 2.6 | Elect Director Shigeo Asai | Management | For | For |
| 2.7 | Elect Director Akimitsu Ashida | Management | For | For |
| 3 | Appoint Statutory Auditor Hiroyuki Itami | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Isao Saiki | Management | For | For |
| |
|---|
JOHNSON MATTHEY PLC
MEETING DATE: JUL 21, 2009 |
TICKER: JMAT SECURITY ID: GB0004764071
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Final Dividend of 26 Pence Per Ordinary Share | Management | For | Did Not Vote |
| 4 | Elect Sir Thomas Harris as Director | Management | For | Did Not Vote |
| 5 | Elect Robert MacLeod as Director | Management | For | Did Not Vote |
| 6 | Re-elect Sir John Banham as Director | Management | For | Did Not Vote |
| 7 | Re-elect Neil Carson as Director | Management | For | Did Not Vote |
| 8 | Re-elect Larry Pentz as Director | Management | For | Did Not Vote |
| 9 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | Did Not Vote |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | Management | For | Did Not Vote |
| 12 | Approve Increase in Authorised Share Capital from GBP 291,550,000 to GBP 365,000,000 | Management | For | Did Not Vote |
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 71,558,579 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,558,579 | Management | For | Did Not Vote |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,033,680 | Management | For | Did Not Vote |
| 15 | Authorise 21,467,573 Ordinary Shares for Market Purchase | Management | For | Did Not Vote |
| 16 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | Did Not Vote |
| |
|---|
JSR CORP.
MEETING DATE: JUN 18, 2010 |
TICKER: 4185 SECURITY ID: J2856K106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Yoshinori Yoshida | Management | For | For |
| 3.2 | Elect Director Mitsunobu Koshiba | Management | For | For |
| 3.3 | Elect Director Tsugio Haruki | Management | For | For |
| 3.4 | Elect Director Seiichi Hasegawa | Management | For | For |
| 3.5 | Elect Director Masaki Hirose | Management | For | For |
| 3.6 | Elect Director Hozumi Satou | Management | For | For |
| 3.7 | Elect Director Yasuki Sajima | Management | For | For |
| 3.8 | Elect Director Kouichi Kawasaki | Management | For | For |
| 3.9 | Elect Director Hisao Hasegawa | Management | For | For |
| 4 | Appoint Statutory Auditor Kenji Itou | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
KBC ANCORA
MEETING DATE: OCT 30, 2009 |
TICKER: KBCA SECURITY ID: BE0003867844
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Annual Report | Management | None | Did Not Vote |
| 2 | Receive Auditors' Report | Management | None | Did Not Vote |
| 3 | Allow Questions | Management | None | Did Not Vote |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors and Auditors | Management | For | Did Not Vote |
| 6 | Transact Other Business | Management | None | Did Not Vote |
| 1 | Receive Announcements on Bylaws Amendments | Management | None | Did Not Vote |
| 2 | Allow Questions | Management | None | Did Not Vote |
| 3.1 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 3.2 | Amend Articles to Reflect Changes in Capital Made Under Item 3.1 | Management | For | Did Not Vote |
| 3.31 | Amend Article 13 Re: Independence Criteria for Board Members | Management | For | Did Not Vote |
| 3.321 | Receive Special Board Report Re: Capital Increase | Management | None | Did Not Vote |
| 3.322 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Article 9 Accordingly | Management | For | Did Not Vote |
| 3.333 | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Article 10 Accordingly | Management | For | Did Not Vote |
| 3.334 | Approve Modification in Share Ownership Disclosure Threshold and Amend Article 11 Accordingly | Management | For | Did Not Vote |
| 3.4 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
| 3.5 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 4 | Transact Other Business | Management | None | Did Not Vote |
| |
|---|
KESA ELECTRICALS PLC
MEETING DATE: SEP 10, 2009 |
TICKER: KESA SECURITY ID: GB0033040113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend of 3.25 Pence Per Ordinary Share | Management | For | For |
| 5 | Elect Thierry Falque-Pierrotin as Director | Management | For | For |
| 6 | Re-elect David Newlands as Director | Management | For | For |
| 7 | Re-elect Bernard Dufau as Director | Management | For | For |
| 8 | Authorise Issue of Equity with Rights up to Aggregate Nominal Amount of GBP 43,688,140 and an Additional Amount Pursuant to a Rights Issue of up to GBP 87,376,280 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 9 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000, to Political Org. Other Than Political Parties up to GBP 75,000 and Incur EU Political Expenditure up to GBP 75,000 | Management | For | For |
| 10 | If Resolution 8 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,619,415 | Management | For | For |
| 11 | Authorise 52,955,321 Ordinary Shares for Market Purchase | Management | For | For |
| 12 | Approve that a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days Notice | Management | For | For |
| 13 | Amend Art. of Assoc. by Deleting All the Provisions of the Company's Memorandum of Assoc. Which by Virtue of Section 28 of the Companies Act 2006 are to be Treated as Provisions of the Company's Art. of Assoc.; Adopt New Articles of Association | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 17, 2010 |
TICKER: 6861 SECURITY ID: J32491102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
| 2.2 | Elect Director Michio Sasaki | Management | For | For |
| 2.3 | Elect Director Akira Kanzawa | Management | For | For |
| 2.4 | Elect Director Akinori Yamamoto | Management | For | For |
| 2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
| 2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
| 2.7 | Elect Director Yuji Ogishi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
| |
|---|
KINGSPAN GROUP PLC
MEETING DATE: MAY 13, 2010 |
TICKER: KRX SECURITY ID: G52654103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Re-elect Noel Crowe as a Director | Management | For | Against |
| 2b | Re-elect Tony McArdle as a Director | Management | For | Against |
| 2c | Re-elect Helen Kirkpatrick as a Director | Management | For | Against |
| 2d | Re-elect Eugene Murtagh as a Director | Management | For | Against |
| 2e | Re-elect Danny Kitchen as a Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorize Issuance of Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 5 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase up to Ten Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Amend Articles Re: Appointment of Proxies, Conduct of General Meetings, and Electronic Communications | Management | For | For |
| |
|---|
KIRIN HOLDINGS CO., LTD.
MEETING DATE: MAR 26, 2010 |
TICKER: 2503 SECURITY ID: 497350108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 11.5 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 2.9 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | Management | For | For |
| |
|---|
KONICA MINOLTA HOLDINGS INC.
MEETING DATE: JUN 22, 2010 |
TICKER: 4902 SECURITY ID: J36060119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshikatsu Ota | Management | For | Against |
| 1.2 | Elect Director Masatoshi Matsuzaki | Management | For | Against |
| 1.3 | Elect Director Tadao Namiki | Management | For | Against |
| 1.4 | Elect Director Tooru Tsuji | Management | For | Against |
| 1.5 | Elect Director Youzou Izuhara | Management | For | For |
| 1.6 | Elect Director Nobuhiko Ito | Management | For | Against |
| 1.7 | Elect Director Yoshifumi Jouno | Management | For | Against |
| 1.8 | Elect Director Yasuo Matsumoto | Management | For | Against |
| 1.9 | Elect Director Shouei Yamana | Management | For | Against |
| 1.10 | Elect Director Akio Kitani | Management | For | Against |
| 1.11 | Elect Director Yoshiaki Ando | Management | For | Against |
| |
|---|
KONINKLIJKE DSM NV
MEETING DATE: MAR 31, 2010 |
TICKER: DSM SECURITY ID: N5017D122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2b | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 4b | Approve Dividends of EUR 1.20 Per Share | Management | For | Did Not Vote |
| 5a | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6a | Reelect N.H. Gerardu to Management Board | Management | For | Did Not Vote |
| 6b | Reelect R.D. Schwalb to Management Board | Management | For | Did Not Vote |
| 7a | Reelect T. de Swaan to Supervisory Board | Management | For | Did Not Vote |
| 7b | Elect R.J. Routs to Supervisory Board | Management | For | Did Not Vote |
| 8 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 11 | Authoriize Reduction of Up to 10 Percent of Share Capital by Cancellation of Shares | Management | For | Did Not Vote |
| 12 | Other Business | Management | None | Did Not Vote |
| 13 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAR 25, 2010 |
TICKER: PHIA SECURITY ID: N6817P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | Did Not Vote |
| 2a | Approve 2009 Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2b | Receive Explanation on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends of EUR 0.70 Per Share | Management | For | Did Not Vote |
| 2e | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 2f | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 3a | Reelect G.H.A. Dutine to Management Board | Management | For | Did Not Vote |
| 3b | Reelect R.S. Provoost to Management Board | Management | For | Did Not Vote |
| 3c | Reelect A. Ragnetti to Management Board | Management | For | Did Not Vote |
| 3d | Reelect S.H. Rusckowski to Management Board | Management | For | Did Not Vote |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 6 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
KPN NV
MEETING DATE: APR 13, 2010 |
TICKER: KPN SECURITY ID: N4297B146
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 4 | Approve Financial Statements | Management | For | Did Not Vote |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 6 | Approve Dividends of EUR 0.69 Per Share | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers Acountants N.V. as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 11 | Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board | Management | None | Did Not Vote |
| 12 | Announce Vacancies on Supervisory Board | Management | None | Did Not Vote |
| 13 | Receive Announcement Re: Changes in Composition in Supervisory Board Committees | Management | None | Did Not Vote |
| 14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 15 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | Did Not Vote |
| 16 | Other Business and Close Meeting | Management | None | Did Not Vote |
| |
|---|
KUEHNE & NAGEL INTERNATIONAL AG
MEETING DATE: MAY 18, 2010 |
TICKER: KNIN SECURITY ID: H4673L145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
| 4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
| 4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
| 4d | Reelect Joachim Hausser as Director | Management | For | Did Not Vote |
| 4e | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
| 4f | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
| 4g | Reelect Georg Obermeier as Director | Management | For | Did Not Vote |
| 4h | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
| 4i | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
| 4j | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
| 4k | Elect Joerg Wolle as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 20 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
LAND SECURITIES GROUP PLC
MEETING DATE: JUL 16, 2009 |
TICKER: LSGBF SECURITY ID: GB0031809436
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm the Interim Dividends; Approve Final Dividend of 7 Pence Per Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Martin Greenslade as Director | Management | For | For |
| 5 | Re-elect Francis Salway as Director | Management | For | For |
| 6 | Re-elect Michael Hussey as Director | Management | For | For |
| 7 | Re-elect Sir Stuart Rose as Director | Management | For | For |
| 8 | Re-elect Bo Lerenius as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,809,179 | Management | For | For |
| 12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,809,541 | Management | For | For |
| 13 | Authorise 76,190,821 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 15 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
| |
|---|
LAND SECURITIES GROUP PLC
MEETING DATE: DEC 14, 2009 |
TICKER: LSGBF SECURITY ID: G5375M118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scrip Dividend Program; Capitalise the Aggregate Nominal Value of New Ord. Shares in Company Out of Amount Standing to Credit of Reserves (Including Any Share Premium Account or Cap. Redemption Reserve) or Profit and Loss Account (Scrip Dividends) | Management | For | For |
| |
|---|
LAURENT PERRIER
MEETING DATE: JUL 8, 2009 |
TICKER: LPE SECURITY ID: FR0006864484
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Consolidated Financial Statements, and Discharge Management Board Members | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Management | For | For |
| 3 | Approve Related-Party Transactions with Supervisory Board Members | Management | For | For |
| 4 | Approve Related-Party Transactions with Management Board Members | Management | For | For |
| 5 | Approve Related-Party Transactions with Shareholders Holding More Than 10 Percent of the Voting Rights | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 158,340 | Management | For | For |
| 7 | Reelect Yann Duchesne as Supervisory Board Member | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
| 12 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 13 | Allow Board to Use All Delegations Granted Under Items 10 to 12 in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 14 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 15 | Authorize Shares for Use in Stock Option Plan (Repurchased Shares) | Management | For | For |
| 16 | Authorize up to 1.7 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LEGAL & GENERAL GROUP PLC
MEETING DATE: MAY 26, 2010 |
TICKER: LGEN SECURITY ID: G54404127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Rudy Markham as Director | Management | For | For |
| 4 | Re-elect John Pollock as Director | Management | For | For |
| 5 | Re-elect Henry Staunton as Director | Management | For | For |
| 6 | Re-elect James Strachan as Director | Management | For | For |
| 7 | Elect Clara Furse as Director | Management | For | For |
| 8 | Elect John Stewart as Director | Management | For | For |
| 9 | Elect Nigel Wilson as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINDE AG
MEETING DATE: MAY 4, 2010 |
TICKER: LIN SECURITY ID: D50348107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 85 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Convocation of, Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
MEETING DATE: NOV 26, 2009 |
TICKER: LLOY SECURITY ID: GB0008706128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Subdivide Each of the Ordinary Shares of 25 Pence Each Into One Ordinary Share of 10 Pence; Subdivide Each of the Limited Voting Shares of 25 Pence Each Into One Limited Voting Share of 10 Pence | Management | For | For |
| 2 | Issue Equity with Pre-emptive Rights up to GBP 9 Billion (Rights Issue); Issue Equity with Rights up to GBP 10 Billion (Issue of Enhanced Capital Notes in Connection with Exchange Offers) and Otherwise up to GBP 1.5 Billion | Management | For | For |
| 3 | Issue Equity with Pre-emptive Rights up to GBP 3,908,086,780.50 (Ord. Shares), GBP 100 Million, USD 40 Million, EUR 40 Million, YEN 1.250 Billion (Preference Shares) and an Additional Amount Pursuant to a Rights Issue of up to GBP 3,908,086,780.50 | Management | For | For |
| 4 | Approve the HMT Transactions (Related Party Transactions) | Management | For | For |
| 5 | Capitalise GBP 493,420.75 of the Company's Share Premium Account, Capital Redemption Reserve or Other Undistributable Reserve and Apply this Sum in Paying Up 1,973,683 New Limited Voting Shares | Management | For | For |
| 6 | Amend Articles Re: Rights Attaching to the Deferred Shares | Management | For | For |
| 7 | Authorise Repurchase of the Preference Shares in Connection with the Exchange Offers | Management | For | For |
| 8 | Approve Off-market Purchases of Existing Preference Shares Held By Equiniti Ltd in Connection with the Exchange Offers | Management | For | For |
| 9 | Approve Off-market Purchases of Existing Preference Shares Held By BNY Corporate Trustee Services Ltd in Connection with the Exchange Offers | Management | For | For |
| 10 | Approve Off-market Buy-back of 6.3673 Per Cent Non-Cumulative Fixed to Floating Rate Preference Shares From Allen and Overy Service Company Ltd and Fleetside Legal Representative Services Ltd | Management | For | For |
| 11 | Issue Equity without Pre-emptive Rights up to GBP 9 Billion (Rights Issue); Issue Equity with Rights up to GBP 10 Billion (Issue of Enhanced Capital Notes in Connection with Exchange Offers) and Otherwise up to GBP 1.5 Billion | Management | For | For |
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 586,213,017 | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
MEETING DATE: MAY 6, 2010 |
TICKER: LLOY SECURITY ID: G5542W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Sir Winfried Bischoff as Director | Management | For | For |
| 3b | Elect Glen Moreno as Director | Management | For | For |
| 3c | Elect David Roberts as Director | Management | For | For |
| 4a | Re-elect Dr Wolfgang Berndt as Director | Management | For | For |
| 4b | Re-elect Eric Daniels as Director | Management | For | For |
| 4c | Re-elect Helen Weir as Director | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON
MEETING DATE: APR 15, 2010 |
TICKER: MC SECURITY ID: F58485115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 5 | Reelect Bernard Arnault as Director | Management | For | For |
| 6 | Reelect Delphine Arnault as Director | Management | For | For |
| 7 | Reelect Nicholas Clive Worms as Director | Management | For | For |
| 8 | Reelect Patrick Houel as Director | Management | For | For |
| 9 | Reelect Felix G. Rohatyn as Director | Management | For | For |
| 10 | Reelect Hubert Vedrine as Director | Management | For | For |
| 11 | Elect Helene Carrere d' Encausse as Director | Management | For | For |
| 12 | Reelect Kilian Hennesy as Censor | Management | For | For |
| 13 | Reelect Deloitte & Associes as Auditor | Management | For | For |
| 14 | Ratify Ernst & Young Audit as Auditor | Management | For | For |
| 15 | Reelect Denis Grison as Alternate Auditor | Management | For | For |
| 16 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
MAN GROUP PLC
MEETING DATE: JUL 9, 2009 |
TICKER: EMG SECURITY ID: GB00B28KQ186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 15.47 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Jon Aisbitt as Director | Management | For | For |
| 5 | Re-elect Peter Clarke as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Increase in Authorised Share Capital from USD 681,010,434.49209 and GBP 50,000 to USD 698,010,434.49209 and GBP 50,000 | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to USD 19,520,845 and an Additional Amount Pursuant to a Rights Issue of up to USD 39,041,690 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,928,127 | Management | For | For |
| 11 | Authorise 170,805,967 Ordinary Shares for Market Purchase | Management | For | For |
| 12 | Authorise Directors to Call General Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 13 | Approve and Authorise the Terms of the Proposed Contract Between the Company and All the Holders of Deferred Dollar Shares Pursuant to Which the Company will Purchase all of the Deferred Dollar Shares in Issue | Management | For | For |
| |
|---|
MARKS AND SPENCER GROUP PLC
MEETING DATE: JUL 8, 2009 |
TICKER: MKS SECURITY ID: GB0031274896
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 9.5 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Sir Stuart Rose as Director | Management | For | For |
| 5 | Elect Jan du Plessis as Director | Management | For | For |
| 6 | Re-elect Jeremy Darroch as Director | Management | For | For |
| 7 | Re-elect Sir David Michels as Director | Management | For | For |
| 8 | Re-elect Louise Patten as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise the Audit Committee to Determine Remuneration of Auditors | Management | For | For |
| 11 | Issue Equity with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 131,511,272 and an Additional Amount Pursuant to a Rights Issue of up to GBP 263,022,544 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,726,691 | Management | For | For |
| 13 | Authorise 158,000,000 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 15 | Approve Marks and Spencer Group Republic of Ireland Sharesave Plan 2009 | Management | For | For |
| 16 | Authorise the Board to Take All Reasonable and Practical Steps to Bring Forward the Appointment of an Independent Chairman to July 2010 | Shareholder | Against | Against |
| |
|---|
MAZDA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7261 SECURITY ID: J41551102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director Takashi Yamanouchi | Management | For | For |
| 2.2 | Elect Director Kiyoshi Ozaki | Management | For | For |
| 2.3 | Elect Director Seita Kanai | Management | For | For |
| 2.4 | Elect Director Masazumi Wakayama | Management | For | For |
| 2.5 | Elect Director Thomas A. H. Pixton | Management | For | For |
| 2.6 | Elect Director Akira Marumoto | Management | For | For |
| 2.7 | Elect Director Masamichi Kogai | Management | For | For |
| 3 | Appoint Statutory Auditor Kazuyuki Mitate | Management | For | For |
| |
|---|
MEDIASET SPA
MEETING DATE: APR 21, 2010 |
TICKER: MS SECURITY ID: T6688Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Integrate External Auditors Remuneration | Management | For | Did Not Vote |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
MITSUBISHI CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 8058 SECURITY ID: J43830116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
| 2.1 | Elect Director Yorihiko Kojima | Management | For | For |
| 2.2 | Elect Director Ken Kobayashi | Management | For | For |
| 2.3 | Elect Director Ryouichi Ueda | Management | For | For |
| 2.4 | Elect Director Masahide Yano | Management | For | For |
| 2.5 | Elect Director Hideyuki Nabeshima | Management | For | For |
| 2.6 | Elect Director Hideto Nakahara | Management | For | For |
| 2.7 | Elect Director Tsuneo Iyobe | Management | For | For |
| 2.8 | Elect Director Kiyoshi Fujimura | Management | For | For |
| 2.9 | Elect Director Yasuo Nagai | Management | For | For |
| 2.10 | Elect Director Mikio Sasaki | Management | For | For |
| 2.11 | Elect Director Tamotsu Nomakuchi | Management | For | Against |
| 2.12 | Elect Director Kunio Itou | Management | For | For |
| 2.13 | Elect Director Kazuo Tsukuda | Management | For | Against |
| 2.14 | Elect Director Ryouzou Katou | Management | For | For |
| 2.15 | Elect Director Hidehiro konno | Management | For | For |
| 3 | Appoint Statutory Auditor Yukio Ueno | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Set Amounts for Retirement Bonus Reserve Funds for Directors | Management | For | Abstain |
| 6 | Approve Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | Against |
| |
|---|
MITSUBISHI ELECTRIC CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 6503 SECURITY ID: J43873116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Setsuhiro Shimomura | Management | For | Against |
| 1.2 | Elect Director Kenichiro Yamanishi | Management | For | Against |
| 1.3 | Elect Director Masanori Saito | Management | For | Against |
| 1.4 | Elect Director Hiroki Yoshimatsu | Management | For | Against |
| 1.5 | Elect Director Noritomo Hashimoto | Management | For | Against |
| 1.6 | Elect Director Ryosuke Fujimoto | Management | For | Against |
| 1.7 | Elect Director Masaki Sakuyama | Management | For | Against |
| 1.8 | Elect Director Hiroyoshi Murayama | Management | For | Against |
| 1.9 | Elect Director Shunji Yanai | Management | For | Against |
| 1.10 | Elect Director Osamu Shigeta | Management | For | For |
| 1.11 | Elect Director Mikio Sasaki | Management | For | For |
| 1.12 | Elect Director Shigemitsu Miki | Management | For | Against |
| |
|---|
MITSUBISHI ESTATE CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 8802 SECURITY ID: J43916113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Keiji Kimura | Management | For | For |
| 2.2 | Elect Director Nobuyuki Iizuka | Management | For | For |
| 2.3 | Elect Director Toshio Nagashima | Management | For | For |
| 2.4 | Elect Director Hiroshi Danno | Management | For | For |
| 2.5 | Elect Director Masaaki Kouno | Management | For | For |
| 2.6 | Elect Director Hiroyoshi Itou | Management | For | For |
| 2.7 | Elect Director Yutaka Yanagisawa | Management | For | For |
| 2.8 | Elect Director Hirotaka Sugiyama | Management | For | For |
| 2.9 | Elect Director Masamichi Ono | Management | For | For |
| 2.10 | Elect Director Isao Matsuhashi | Management | For | For |
| 2.11 | Elect Director Fumikatsu Tokiwa | Management | For | For |
| 2.12 | Elect Director Yasumasa Gomi | Management | For | For |
| 2.13 | Elect Director Shuu Tomioka | Management | For | For |
| 3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: J44497105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: 606822104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MITSUI & CO.
MEETING DATE: JUN 23, 2010 |
TICKER: 8031 SECURITY ID: J44690139
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Shoei Utsuda | Management | For | For |
| 2.2 | Elect Director Masami Iijima | Management | For | For |
| 2.3 | Elect Director Ken Abe | Management | For | For |
| 2.4 | Elect Director Junichi Matsumoto | Management | For | For |
| 2.5 | Elect Director Seiichi Tanaka | Management | For | For |
| 2.6 | Elect Director Norinao Iio | Management | For | For |
| 2.7 | Elect Director Takao Omae | Management | For | For |
| 2.8 | Elect Director Masayoshi Komai | Management | For | For |
| 2.9 | Elect Director Daisuke Saiga | Management | For | For |
| 2.10 | Elect Director Nobuko Matsubara | Management | For | For |
| 2.11 | Elect Director Ikujiro Nonaka | Management | For | For |
| 2.12 | Elect Director Hiroshi Hirabayashi | Management | For | For |
| 2.13 | Elect Director Toshiro Muto | Management | For | For |
| 3 | Appoint Statutory Auditor Naoto Nakamura | Management | For | For |
| |
|---|
MIZUHO FINANCIAL GROUP INC.
MEETING DATE: JUN 22, 2010 |
TICKER: 8411 SECURITY ID: J4599L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 8 for Ordinary Shares | Management | For | For |
| 2.1 | Elect Director Takashi Tsukamoto | Management | For | For |
| 2.2 | Elect Director Setsu Onishi | Management | For | For |
| 2.3 | Elect Director Takeo Nakano | Management | For | For |
| 3.1 | Appoint Statutory Auditor Shuzo Haimoto | Management | For | For |
| 3.2 | Appoint Statutory Auditor Masahiro Seki | Management | For | For |
| 4 | Amend Articles to Ban Lending for Underpriced MBOs | Shareholder | Against | Against |
| 5 | Amend Articles to Require Disclosure of Individual Director and Statutory Auditor Compensation | Shareholder | Against | Against |
| |
|---|
MS&AD INSURANCE GROUP HOLDINGS
MEETING DATE: DEC 22, 2009 |
TICKER: 8725 SECURITY ID: J45745106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Exchange Agreement with Aioi Insurance Co. and Nissay Dowa General Insurance Co. | Management | For | For |
| 2 | Amend Articles To Change Company Name | Management | For | For |
| 3.1 | Elect Director | Management | For | For |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 3.6 | Elect Director | Management | For | For |
| 3.7 | Elect Director | Management | For | For |
| 4.1 | Appoint Statutory Auditor | Management | For | For |
| 4.2 | Appoint Statutory Auditor | Management | For | For |
| 4.3 | Appoint Statutory Auditor | Management | For | For |
| |
|---|
MS&AD INSURANCE GROUP HOLDINGS
MEETING DATE: JUN 29, 2010 |
TICKER: 8725 SECURITY ID: J4687C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
| 2.1 | Elect Director Toshiaki Egashira | Management | For | For |
| 2.2 | Elect Director Ichiro Tateyama | Management | For | For |
| 2.3 | Elect Director Tadashi Kodama | Management | For | For |
| 2.4 | Elect Director Yasuyoshi Karasawa | Management | For | For |
| 2.5 | Elect Director Susumu Fujimoto | Management | For | For |
| 2.6 | Elect Director Shuhei Horimoto | Management | For | For |
| 2.7 | Elect Director Hisahito Suzuki | Management | For | For |
| 2.8 | Elect Director Masanori Yoneda | Management | For | For |
| 2.9 | Elect Director Katsuaki Ikeda | Management | For | For |
| 2.10 | Elect Director Toshihiko Seki | Management | For | For |
| 2.11 | Elect Director Akira Watanabe | Management | For | For |
| 2.12 | Elect Director Mitsuhiro Umezu | Management | For | For |
| 2.13 | Elect Director Daiken Tsunoda | Management | For | For |
| |
|---|
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
MEETING DATE: APR 28, 2010 |
TICKER: MUV2 SECURITY ID: D55535104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) | Management | None | None |
| 1b | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 5.75 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Elect Benita Ferrero-Waldner to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 11 | Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
MURATA MANUFACTURING CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 6981 SECURITY ID: J46840104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Yoshitaka Fujita | Management | For | For |
| 2.2 | Elect Director Hiroaki Yoshihara | Management | For | For |
| 3 | Appoint Statutory Auditor Masakazu Toyoda | Management | For | For |
| |
|---|
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 17, 2009 |
TICKER: NAB SECURITY ID: Q65336119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 | Management | None | None |
| 2(a) | Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 | Management | For | For |
| 2(b) | Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 | Management | For | For |
| 2(c) | Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 | Management | For | For |
| 2(d) | Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 | Management | For | For |
| 4 | Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans | Management | For | For |
| 5(a) | Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans | Management | For | For |
| 5(b) | Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans | Management | For | For |
| 6(a) | Elect Michael Chaney as a Director | Management | For | For |
| 6(b) | Elect Paul Rizzo as a Director | Management | For | For |
| 6(c) | Elect Michael Ullmer as a Director | Management | For | For |
| 6(d) | Elect Mark Joiner as a Director | Management | For | For |
| 6(e) | Elect John Waller as a Director | Management | For | For |
| 6(f) | Elect Stephen Mayne as a Director | Shareholder | Against | Against |
| |
|---|
NATIONAL BANK OF GREECE SA
MEETING DATE: FEB 18, 2010 |
TICKER: ETE SECURITY ID: X56533114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Convertible Debt Issuance | Management | For | Did Not Vote |
| |
|---|
NATIONAL BANK OF GREECE SA
MEETING DATE: MAY 21, 2010 |
TICKER: ETE SECURITY ID: X56533114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Financial Statements and Income Allocation | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 4 | Approve Director Remuneration for 2009; Preapprove Chairman, CEO and Non Executive Director Remuneration till AGM of 2011; Approve Remuneration of Committee Members for 2009 and Preapprove Remuneration of Committee Members till AGM of 2011 | Management | For | Did Not Vote |
| 5 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | Did Not Vote |
| 6 | Ratify Director Appointment | Management | For | Did Not Vote |
| 7 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 8 | Other Business | Management | For | Did Not Vote |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: AU000000NCM7
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: DEC 3, 2009 |
TICKER: NHH SECURITY ID: ES0161560018
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Ratify Appointment of D. Javier Illa Ruiz as Director for a Three-year Term | Management | For | Against |
| 1.2 | Ratify Appointment of D. Juan Antonio Samaranch Salisachs as External Director for a Three-year Term | Management | For | For |
| 2 | Approve Modification of Article 15 Re: Regulation of Limits of Shareholders' Voting Rights | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: JUN 24, 2010 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2009; Approve Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Miguel Rodriguez Dominguez as Director | Management | For | For |
| 2.2 | Reelect Caja de Ahorros de Valencia, Castellon y Alicante as Director | Management | For | Against |
| 2.3 | Reelect Hoteles Participados SL as Director | Management | For | Against |
| 2.4 | Ratify Roberto Cibeira Moreiras as Director | Management | For | Against |
| 2.5 | Ratify Juan Llopart Perez as Director | Management | For | Against |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance with Article 153.1b of Spanish Company Law | Management | For | For |
| 4.1 | Amend Article 20 of Company Bylaws Re: Board of Directors | Management | For | For |
| 4.2 | Fix Annual Remuneration of Directors and Committees | Management | For | For |
| 5 | Authorize Issuance of Simple Bonds, Promisory Notes, Other Fixed Income Securities, and Preferred Stocks, Including Convertible Bonds and Warrants Without Preemptive Rights for a Period of 5 Years; Void Authorization Granted at AGM Held on June 16, 2009 | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Elect Deloitte SL as Auditor of the Company and its Consolidated Group | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 7974 SECURITY ID: J51699106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 660 | Management | For | For |
| 2.1 | Elect Director Satoru Iwata | Management | For | For |
| 2.2 | Elect Director Yoshihiro Mori | Management | For | For |
| 2.3 | Elect Director Shinji Hatano | Management | For | For |
| 2.4 | Elect Director Genyou Takeda | Management | For | For |
| 2.5 | Elect Director Shigeru Miyamoto | Management | For | For |
| 2.6 | Elect Director Nobuo Nagai | Management | For | For |
| 2.7 | Elect Director Masaharu Matsumoto | Management | For | For |
| 2.8 | Elect Director Eiichi Suzuki | Management | For | For |
| 2.9 | Elect Director Kazuo Kawahara | Management | For | For |
| 2.10 | Elect Director Tatsumi Kimishima | Management | For | For |
| 2.11 | Elect Director Kaoru Takemura | Management | For | For |
| 3 | Appoint Statutory Auditor Katashi Ozaki | Management | For | For |
| |
|---|
NOKIA CORP.
MEETING DATE: MAY 6, 2010 |
TICKER: NOK1V SECURITY ID: X61873133
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Calling the Meeting to Order | Management | None | Did Not Vote |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | Did Not Vote |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
| 12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of up to 360 Million Issued Shares | Management | For | Did Not Vote |
| 17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
NOMURA HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8604 SECURITY ID: J59009159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Junichi Ujiie | Management | For | For |
| 1.2 | Elect Director Kenichi Watanabe | Management | For | For |
| 1.3 | Elect Director Takumi Shibata | Management | For | For |
| 1.4 | Elect Director Masanori Itatani | Management | For | For |
| 1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
| 1.6 | Elect Director Haruo Tsuji | Management | For | For |
| 1.7 | Elect Director Hajime Sawabe | Management | For | For |
| 1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
| 1.9 | Elect Director Hideaki Kubori | Management | For | For |
| 1.10 | Elect Director Masahiro Sakane | Management | For | For |
| 1.11 | Elect Director Colin Marshall | Management | For | For |
| 1.12 | Elect Director Clara Furse | Management | For | For |
| |
|---|
NORDEA BANK AB (FORMERLY NORDEA AB)
MEETING DATE: MAR 25, 2010 |
TICKER: NDA SEK SECURITY ID: W57996105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech | Management | None | Did Not Vote |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Hans Dalborg, Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Bjorn Saven, and Bjorn Wahlroos as Directors; Elect Sarah Russell and Kari Stadigh as New Directors | Management | For | Did Not Vote |
| 13 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 14 | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 15a | Authorize Repurchase of Issued Shares | Management | For | Did Not Vote |
| 15b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act | Management | For | Did Not Vote |
| 17a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17b | Proposal From The Swedish State that Executive Management Will Not Be Able to Receive Annual Variable Pay or Participate in Long Term Variable Pay Programs | Shareholder | Against | Did Not Vote |
| 18a | Approve 2010 Share Matching Plan | Management | For | Did Not Vote |
| 18b | Approve Issuance of up to 5.13 Million Class C-Shares, Approve Repurchase of up to 5.13 Million Class C-Shares, and Approve Conveyance of up to 4.1 Million Class C-Shares | Management | For | Did Not Vote |
| 19 | Require Nordea to Refrain From Investing in Forest and Paper Based Industries Which are Involved in Large-Scale Environmental Destruction | Shareholder | None | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NSK LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 6471 SECURITY ID: J55505101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| 2.1 | Elect Director Seiichi Asaka | Management | For | Against |
| 2.2 | Elect Director Norio Ohtsuka | Management | For | Against |
| 2.3 | Elect Director Michio Hara | Management | For | Against |
| 2.4 | Elect Director Kazuo Matsuda | Management | For | Against |
| 2.5 | Elect Director Yukio Takebe | Management | For | Against |
| 2.6 | Elect Director Tsutomu Komori | Management | For | Against |
| 2.7 | Elect Director Yoshio Shoda | Management | For | Against |
| 2.8 | Elect Director Masami Tazawa | Management | For | Against |
| 2.9 | Elect Director Toyohiko Sanari | Management | For | For |
| 2.10 | Elect Director Michio Ueno | Management | For | For |
| 2.11 | Elect Director Yoshikazu Sashida | Management | For | For |
| 2.12 | Elect Director Toshitaka Hagiwara | Management | For | For |
| |
|---|
OMRON CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 6645 SECURITY ID: J61374120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Yoshio Tateishi | Management | For | For |
| 2.2 | Elect Director Fumio Tateishi | Management | For | For |
| 2.3 | Elect Director Hisao Sakuta | Management | For | For |
| 2.4 | Elect Director Keiichirou Akahoshi | Management | For | For |
| 2.5 | Elect Director Yutaka Takigawa | Management | For | For |
| 2.6 | Elect Director Kazuhiko Toyama | Management | For | For |
| 2.7 | Elect Director Masamitsu Sakurai | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: CA6837151068
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 8591 SECURITY ID: J61933123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshihiko Miyauchi | Management | For | Against |
| 1.2 | Elect Director Yukio Yanase | Management | For | Against |
| 1.3 | Elect Director Hiroaki Nishina | Management | For | Against |
| 1.4 | Elect Director Haruyuki Urata | Management | For | Against |
| 1.5 | Elect Director Kazuo Kojima | Management | For | Against |
| 1.6 | Elect Director Yoshiyuki Yamaya | Management | For | Against |
| 1.7 | Elect Director Makoto Inoue | Management | For | Against |
| 1.8 | Elect Director Yoshinori Yokoyama | Management | For | Against |
| 1.9 | Elect Director Hirotaka Takeuchi | Management | For | Against |
| 1.10 | Elect Director Takeshi Sasaki | Management | For | Against |
| 1.11 | Elect Director Eiko Tsujiyama | Management | For | For |
| 1.12 | Elect Director Robert Feldman | Management | For | Against |
| 1.13 | Elect Director Takeshi Niinami | Management | For | Against |
| |
|---|
PADDY POWER (FRMRLY. POWER LEISURE)
MEETING DATE: MAY 18, 2010 |
TICKER: PLS SECURITY ID: G68673105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect Jane Lighting as Director | Management | For | For |
| 4a | Re-Elect Nigel Northridge as Director | Management | For | For |
| 4b | Re-Elect Patrick Kennedy as Director | Management | For | For |
| 4c | Re-Elect Stewart Kenny as Director | Management | For | For |
| 4d | Re-Elect David Power as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise ReIssuance of Repurchased Shares and Determine the Price Range of Issuance | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| |
|---|
PEAK SPORT PRODUCTS CO., LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 1968 SECURITY ID: G69599101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends of HK$0.12 Per Share | Management | For | For |
| 3 | Reelect Xu Jingnan as an Executive Director | Management | For | Against |
| 4 | Reelect Xu Zhihua as an Executive Director | Management | For | Against |
| 5 | Reelect Xu Zhida as an Executive Director | Management | For | Against |
| 6 | Reelect Wu Tigao as a Non-Executive Director | Management | For | Against |
| 7 | Reelect Shen Nanpeng as a Non-Executive Director | Management | For | Against |
| 8 | Reelect Hu Zhanghong as a Non-Executive Director | Management | For | Against |
| 9 | Reelect Zhu Linan as a Non-Executive Director | Management | For | Against |
| 10 | Reelect Xiang Bing as an Independent Non-Executive Director | Management | For | Against |
| 11 | Reelect Rock Jin as an Independent Non-Executive Director | Management | For | Against |
| 12 | Reelect Wang Mingquan as an Independent Non-Executive Director | Management | For | Against |
| 13 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 14 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 17 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 2, 2009 |
TICKER: RI SECURITY ID: FR0000120693
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Pierre Pringuet Re: Severance Payments | Management | For | For |
| 6 | Reelect Daniele Ricard as Director | Management | For | For |
| 7 | Reelect Societe Paul Ricard as Director | Management | For | For |
| 8 | Reelect Jean-Dominique Comolli as Director | Management | For | For |
| 9 | Reelect Lord Douro as Director | Management | For | For |
| 10 | Elect Gerald Frere as Director | Management | For | For |
| 11 | Elect Michel Chambaud as Director | Management | For | For |
| 12 | Elect Anders Narvinger as Director | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Authorize Capital Increase of Up to 20 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 24 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
| 25 | Approve Employee Stock Purchase Plan | Management | For | For |
| 26 | Amend Articles 20 and 24 of Bylaws Re: Age Limit for Chairman of the Board and for CEO | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PETROLEUM GEO-SERVICES ASA
MEETING DATE: OCT 14, 2009 |
TICKER: PGS SECURITY ID: NO0010199151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2a | Elect Carol Bell as New Director | Management | For | Did Not Vote |
| 2b | Elect Ingar Skaug as New Director | Management | For | Did Not Vote |
| 3 | Amend Articles Re: Approve Electronic Publication of Meeting Notice Material | Management | For | Did Not Vote |
| 4 | Approve Creation of NOK 59.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
PETROLEUM GEO-SERVICES ASA
MEETING DATE: APR 29, 2010 |
TICKER: PGS SECURITY ID: R69628114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5.1 | Relect Francis Robert Gugen as Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Harald Norvik as Deputy-Chairman | Management | For | Did Not Vote |
| 5.3 | Reelect Daniel Piette as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Holly Van Deursen as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Anette Malm Justad as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Carol Bell as Director | Management | For | Did Not Vote |
| 5.7 | Relect Ingar Skaug as Director | Management | For | Did Not Vote |
| 6.1 | Reelect Roger O'Neil as Chair of Nominating Committee | Management | For | Did Not Vote |
| 6.2 | Reelect C. Maury Devine as Member of Nominating Committee | Management | For | Did Not Vote |
| 6.3 | Reelect Hanne Harlem as Member of Nominating Committee | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration of Directors and Nominating Committee for 2009 | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration Principles of Directors for 2010 | Management | For | Did Not Vote |
| 7.3 | Approve Remuneration Principles of Nominating Committee for 2010 | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 10.1 | Amend Articles Re: Electronic Voting | Management | For | Did Not Vote |
| 10.2 | Amend Articles Re: Notice Period for General Meetings | Management | For | Did Not Vote |
| 11 | Approve Stock Option Plan | Management | For | Did Not Vote |
| 12.1 | Approve Creation of NOK 59.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12.2 | Approve Creation of NOK 28 Million Pool of Capital for Option Plans | Management | For | Did Not Vote |
| 13 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.5 Billion; Approve Creation of NOK 59.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 14 | Approve Director Indemnification | Management | For | Did Not Vote |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: JUN 7, 2010 |
TICKER: PRU SECURITY ID: G72899100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | Against |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: JUN 7, 2010 |
TICKER: PRU SECURITY ID: G72899100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Establish Prudential Group plc as the New Ultimate Holding Company of the Prudential Group | Management | For | Against |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 3 | Approve Performance Share Plan, Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 | Management | For | Against |
| 4 | Approve UK Savings-Related Share Option Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan | Management | For | Against |
| 5 | Authorise Establishment of Additional Employee Share Schemes for the Benefit of Overseas Employees | Management | For | Against |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: JUN 7, 2010 |
TICKER: PRU SECURITY ID: G72899100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Michael Garrett as Director | Management | For | For |
| 4 | Re-elect Bridget Macaskill as Director | Management | For | For |
| 5 | Re-elect Clark Manning as Director | Management | For | For |
| 6 | Re-elect Barry Stowe as Director | Management | For | For |
| 7 | Elect Nic Nicandrou as Director | Management | For | For |
| 8 | Elect Rob Devey as Director | Management | For | For |
| 9 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Final Dividend | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
PUBLIC POWER CORPORATION S.A.
MEETING DATE: APR 26, 2010 |
TICKER: PPC SECURITY ID: X7023M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company Articles | Management | For | Did Not Vote |
| 2 | Elect Members of Audit Committee | Management | For | Did Not Vote |
| 3 | Ratify Director Appointment | Management | For | Did Not Vote |
| 4 | Approve Lump Sum Financial Support to Personnel Insurance Funds | Management | For | Did Not Vote |
| 5 | Other Business | Management | For | Did Not Vote |
| |
|---|
PUMA AG RUDOLF DASSLER SPORT
MEETING DATE: APR 20, 2010 |
TICKER: PUM SECURITY ID: D62318148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary PUMA Sprint GmbH | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary PUMA Vertrieb GmbH | Management | For | For |
| 9 | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RAKUTEN CO.
MEETING DATE: MAR 30, 2010 |
TICKER: 4755 SECURITY ID: J64264104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Amend Business Lines - Increase Maximum Board Size | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 2.9 | Elect Director | Management | For | For |
| 2.10 | Elect Director | Management | For | For |
| 2.11 | Elect Director | Management | For | For |
| 2.12 | Elect Director | Management | For | For |
| 2.13 | Elect Director | Management | For | For |
| 2.14 | Elect Director | Management | For | Against |
| 2.15 | Elect Director | Management | For | For |
| 2.16 | Elect Director | Management | For | For |
| 3 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 25, 2010 |
TICKER: RAND SECURITY ID: N7291Y137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2b | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends | Management | For | Did Not Vote |
| 2e | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 3a | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 3b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 4a | Reelect M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
| 4b | Reelect G. Kampouri Monnas to Supervisory Board | Management | For | Did Not Vote |
| 5a | Grant Board Authority to Issue Shares | Management | For | Did Not Vote |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | Did Not Vote |
| 5c | Approve Performance Related Remuneration in Performance Shares and Performance Options | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | Did Not Vote |
| 7 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
REMY COINTREAU
MEETING DATE: JUL 28, 2009 |
TICKER: RCONV SECURITY ID: FR0000130395
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share (in Cash or in Cash and Shares) | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Reelect Francois Heriard Dubreuil as Director | Management | For | For |
| 7 | Reelect Jacques-Etienne T'Serclaes as Director | Management | For | For |
| 8 | Reelect Gabriel Hawawini as Director | Management | For | For |
| 9 | Relect Orpar, Represented by Marie Barbaret, as Director | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Management | For | For |
| 11 | Approve Transaction with Jean Marie Laborde Re: Severance Payment | Management | For | For |
| 12 | Approve Transactions with Dominique Heriard Dubreuil, Francois Heriard Dubreuil, Marc Heriard Dubreuil, and Jean-Marie Laborde Re: Additional Pension Scheme | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million, with the Possibility Not to Offer them to the Public | Management | For | For |
| 18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 22 | Approve Employee Stock Purchase Plan | Management | Against | Against |
| 23 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 25 | Amend Article 12 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
| 26 | Amend Article 23.2 of Bylaws Re: Double Voting Rights | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
RICOH CO. LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 7752 SECURITY ID: J64683105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16.5 | Management | For | For |
| 2.1 | Elect Director Masamitsu Sakurai | Management | For | For |
| 2.2 | Elect Director Shiro Kondo | Management | For | For |
| 2.3 | Elect Director Takashi Nakamura | Management | For | For |
| 2.4 | Elect Director Kazunori Azuma | Management | For | For |
| 2.5 | Elect Director Zenji Miura | Management | For | For |
| 2.6 | Elect Director Hiroshi Kobayashi | Management | For | For |
| 2.7 | Elect Director Shiro Sasaki | Management | For | For |
| 2.8 | Elect Director Yoshimasa Matsuura | Management | For | For |
| 2.9 | Elect Director Nobuo Inaba | Management | For | For |
| 2.10 | Elect Director Eiji Hosoya | Management | For | For |
| 2.11 | Elect Director Mochio Umeda | Management | For | For |
| 3.1 | Appoint Statutory Auditor Shigekazu Iijima | Management | For | For |
| 3.2 | Appoint Statutory Auditor Tsukasa Yunoki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kiyohisa Horie | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
RIO TINTO LTD. (FORMERLY CRA LTD.)
MEETING DATE: MAY 26, 2010 |
TICKER: RIO SECURITY ID: Q81437107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended December 31, 2009 | Management | For | For |
| 2 | Approve Remuneration Report for the Year Ended December 31, 2009 as Set Out in the 2009 Annual Report | Management | For | Against |
| 3 | Elect Robert Brown as Director | Management | For | For |
| 4 | Elect Ann Godbehere as Director | Management | For | For |
| 5 | Elect Sam Walsh as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Elect Michael Fitzpatrick as Director | Management | For | For |
| 8 | Elect Lord Kerr as Director | Management | For | For |
| 9 | Re-Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors' Remuneration | Management | For | For |
| 10 | Approve Renewal of Off-Market and On-Market Share Buyback Authorities | Management | For | For |
| 11 | Approve Renewal of Authorities to Buy Back Shares Held by Rio Tinto Plc | Management | For | For |
| |
|---|
RIO TINTO PLC
MEETING DATE: APR 15, 2010 |
TICKER: RIO SECURITY ID: 767204100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Robert Brown as Director | Management | For | For |
| 4 | Elect Ann Godbehere as Director | Management | For | For |
| 5 | Elect Sam Walsh as Director | Management | For | For |
| 6 | Re-elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 8 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
RIO TINTO PLC
MEETING DATE: APR 15, 2010 |
TICKER: RIO SECURITY ID: G75754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Robert Brown as Director | Management | For | For |
| 4 | Elect Ann Godbehere as Director | Management | For | For |
| 5 | Elect Sam Walsh as Director | Management | For | For |
| 6 | Re-elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 8 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditor and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ROYAL BANK OF SCOTLAND GROUP PLC, THE
MEETING DATE: DEC 15, 2009 |
TICKER: RBS SECURITY ID: G76891111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Accession to and Participation in the Asset Protection Scheme; Approve the Issue of B Shares and the Dividend Access Share to HM Treasury (Related Party Transaction) | Management | For | For |
| 2 | Issue Equity with Rights up to GBP 84,500,000,000.01, Comprising up to 4,025,000,000,000 B Shares and One Dividend Access Share (HM Treasury) and 177,000,000,000 Ord. Shares (Converting B Shares into Ord. Shares and/or Non-Voting Deferred Shares Series B) | Management | For | For |
| 3 | Authorise Directors to Capitalise Certain Amounts of the Company's Reserves for the Purposes of Paying Up in Full New B Shares; Consolidate and Subdivide Share Capital and/or Subdivide Shares | Management | For | For |
| 4 | Approve RBS 2010 Deferral Plan | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Issue Equity without Pre-emptive Rights up to GBP 1,610,000,000.01 (Issue of B Shares and the Dividend Access Share to HM Treasury or its Nominee) and up to GBP 44,250,000,000 (Issue of Ordinary Shares in Connection with Conversion of B Shares) | Management | For | For |
| |
|---|
ROYAL BANK OF SCOTLAND GROUP PLC, THE
MEETING DATE: APR 28, 2010 |
TICKER: RBS SECURITY ID: G76891111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Sandy Crombie as Director | Management | For | For |
| 4 | Elect Bruce Van Saun as Director | Management | For | For |
| 5 | Elect Philip Scott as Director | Management | For | For |
| 6 | Elect Penny Hughes as Director | Management | For | For |
| 7 | Elect Brendan Nelson as Director | Management | For | For |
| 8 | Re-elect Joe MacHale as Director | Management | For | For |
| 9 | Re-elect Philip Hampton as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Approve Share Sub Division | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 16 | Approve Long Term Incentive Plan | Management | For | For |
| 17 | Approve Employee Share Ownership Plan | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
ROYAL BANK OF SCOTLAND GROUP PLC, THE
MEETING DATE: APR 28, 2010 |
TICKER: RBS SECURITY ID: G76891111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Terms of the Conditional Repurchase Agreement and the Argon Conditional Repurchase Agreement | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: G7690A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Abstain |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: G7690A118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Abstain |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
SAIPEM
MEETING DATE: APR 26, 2010 |
TICKER: SPM SECURITY ID: T82000117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Remove Current External Auditors and Appoint New Ones | Management | For | Did Not Vote |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: 80105N105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: F5548N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP AG
MEETING DATE: JUN 8, 2010 |
TICKER: SAP SECURITY ID: 803054204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 8 | Amend Articles Re: Convocation of, Registration for, Voting Rights Representation at, and Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 9.2 | Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 12 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
SAP AG
MEETING DATE: JUN 8, 2010 |
TICKER: SAP SECURITY ID: D66992104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 8.1 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8.2 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8.3 | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8.4 | Amend Articles Re: Postal and Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8.5 | Amend Articles Re: Proxy Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8.6 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9.1 | Approve Cancellation of Authorized Capital I and Authorized Capital II | Management | For | For |
| 9.2 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 9.3 | Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan | Management | For | For |
| 11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 12 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 22, 2010 |
TICKER: SU SECURITY ID: F86921107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
| 6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
| 7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
| 8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
| 9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
| 10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
| 11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
| 12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 13 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 14 | Reelect Mazars as Primary Auditor | Management | For | For |
| 15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHRODERS PLC
MEETING DATE: MAY 6, 2010 |
TICKER: SDR SECURITY ID: G7860B102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Robin Buchanan as Director | Management | For | Against |
| 4 | Re-elect Michael Miles as Director | Management | For | Against |
| 5 | Re-elect Merlyn Lowther as Director | Management | For | Against |
| 6 | Re-elect Bruno Schroder as Director | Management | For | Against |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Approve Long Term Incentive Plan | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: SGMS SECURITY ID: 80874P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lorne Weil | Management | For | For |
| 1.2 | Elect Director Michael R. Chambrello | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director David L. Kennedy | Management | For | For |
| 1.6 | Elect Director J. Robert Kerrey | Management | For | For |
| 1.7 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.8 | Elect Director Michael J. Regan | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Frances F. Townsend | Management | For | For |
| 1.11 | Elect Director Eric M. Turner | Management | For | For |
| 1.12 | Elect Director Joseph R. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCOTTISH AND SOUTHERN ENERGY PLC
MEETING DATE: JUL 23, 2009 |
TICKER: SSE SECURITY ID: GB0007908733
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 46.2 Pence Per Ordinary Share | Management | For | For |
| 4 | Elect Thomas Andersen as Director | Management | For | For |
| 5 | Re-elect Susan Rice as Director | Management | For | For |
| 6 | Re-elect Gregor Alexander as Director | Management | For | For |
| 7 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 139,779,600 | Management | For | For |
| 10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,011,020 | Management | For | For |
| 11 | Authorise 92,044,080 Ordinary Shares for Market Purchase | Management | For | For |
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
SEEK LTD.
MEETING DATE: NOV 30, 2009 |
TICKER: SEK SECURITY ID: AU000000SEK6
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 3 | Elect Colin Carter as a Director | Management | For | For |
| 4 | Approve the Grant of 559,212 Options at an Exercise Price of A$4.10 Each to Andrew Bassat, Executive Director and Joint Chief Executive Officer | Management | For | For |
| 5 | Approve the Grant of 559,212 Options at an Exercise Price of A$4.10 Each to Paul Bassat, Executive Director and Joint Chief Executive Officer | Management | For | For |
| 6 | Approve the Grant of Options at an Exercise Price Equal to the VWAP of the Company's Shares Over the 28 Days Up to But Not Including July 1, 2010 or Performance Rights to Andrew Bassat, Executive Director and Joint Chief Executive Officer | Management | For | Against |
| 7 | Approve the Grant of Options at an Exercise Price Equal to the VWAP of the Company's Shares Over the 28 Days Up to But Not Including July 1, 2010 or Performance Rights to Paul Bassat, Executive Director and Joint Chief Executive Officer | Management | For | Against |
| |
|---|
SEVAN MARINE ASA
MEETING DATE: JAN 7, 2010 |
TICKER: SEVAN SECURITY ID: R776D4103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman Of the Board as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Approve Electronic Distribution of Meeting Notice Material; Approve Arendal as Additional General Meeting Location | Management | For | Did Not Vote |
| |
|---|
SEVAN MARINE ASA
MEETING DATE: MAY 31, 2010 |
TICKER: SEVAN SECURITY ID: R776D4103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Receive Report on Company's Status | Management | None | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income on Omission of Dividends | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors, Audit Committee, and Nominating Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9 | Elect Arne Smedal (Chairman), Hilde Dronen, Mai-Lill Ibsen, May Myhr, and Aasulv Tveitereid as Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11a | Cancel Previous Capital Authorizations | Management | For | Did Not Vote |
| 11b | Approve Creation of NOK 10.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 11c | Approve Creation of NOK 5.24 Million Pool of Capital in Connection with Stock Option Programs | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 13 | Approve Issuance Convertible Loan without Preemptive Rights; Approve Creation of NOK 10.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Remove Article 8 Regarding Notice Period of General Meeting | Management | For | Did Not Vote |
| 15 | Approve Reduced Notice Period for Calling Extraordinary General Meeting | Management | For | Did Not Vote |
| |
|---|
SHARP CORP.
MEETING DATE: JUN 23, 2010 |
TICKER: 6753 SECURITY ID: J71434112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Katsuhiko Machida | Management | For | For |
| 3.2 | Elect Director Mikio Katayama | Management | For | For |
| 3.3 | Elect Director Masafumi Matsumoto | Management | For | For |
| 3.4 | Elect Director Toshio Adachi | Management | For | For |
| 3.5 | Elect Director Toshishige Hamano | Management | For | For |
| 3.6 | Elect Director Yoshiaki Ibuchi | Management | For | For |
| 3.7 | Elect Director Kenji Ohta | Management | For | For |
| 3.8 | Elect Director Nobuyuki Taniguchi | Management | For | For |
| 3.9 | Elect Director Kunio Itou | Management | For | For |
| 3.10 | Elect Director Katsuaki Nomura | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
SHIN-ETSU CHEMICAL CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 4063 SECURITY ID: J72810120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Chihiro Kanagawa | Management | For | For |
| 2.2 | Elect Director Shunzo Mori | Management | For | For |
| 2.3 | Elect Director Fumio Akiya | Management | For | For |
| 2.4 | Elect Director Kiichi Habata | Management | For | For |
| 2.5 | Elect Director Masashi Kaneko | Management | For | For |
| 2.6 | Elect Director Fumio Arai | Management | For | For |
| 2.7 | Elect Director Masahiko Todoroki | Management | For | For |
| 2.8 | Elect Director Toshiya Akimoto | Management | For | For |
| 2.9 | Elect Director Hiroshi Komiyama | Management | For | For |
| 3 | Appoint Statutory Auditor Yoshihito Kosaka | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 26, 2010 |
TICKER: SIE SECURITY ID: D69671218
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
| 4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
| 4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
| 4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
| 4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
| 4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
| 4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
| 4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
| 4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
| 5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
| 5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
| 5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
| 5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
| 5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
| 5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
| 5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
| 5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
| 5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
| 5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
| 5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
| 5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
| 5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
| 5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
| 5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
| 5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
| 5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
| 5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
| 5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
| 5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
| 5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
| 5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
| 7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
| 12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
| 12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
| 12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
| 12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
| 12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
| 12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
| 12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
| 12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
| 13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
| 14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
| 15 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SINGAPORE EXCHANGE LTD.
MEETING DATE: OCT 13, 2009 |
TICKER: S68 SECURITY ID: SG1J26887955
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.155 Per Share | Management | For | For |
| 3 | Reelect Joseph Yuvaraj Pillay as Director | Management | For | For |
| 4 | Reelect Euleen Goh as Director | Management | For | For |
| 5 | Reelect Ho Tian Yee as Director | Management | For | For |
| 6 | Reelect Low Check Kian as Director | Management | For | For |
| 7 | Reelect Robert Owen as Director | Management | For | For |
| 8 | Reelect Liew Mun Leong as Director | Management | For | For |
| 9 | Approve Directors' Fees of Up to SGD 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 | Management | For | For |
| 10 | Approve Directors' Fees of Up to SGD 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Grant of Awards Under the SGX Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan | Management | For | For |
| |
|---|
SINGAPORE EXCHANGE LTD.
MEETING DATE: OCT 13, 2009 |
TICKER: S68 SECURITY ID: SG1J26887955
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
SMC CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 6273 SECURITY ID: J75734103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Yoshiyuki Takada | Management | For | For |
| 2.2 | Elect Director Katsunori Maruyama | Management | For | For |
| 2.3 | Elect Director Fumitaka Itou | Management | For | For |
| 2.4 | Elect Director Ikuji Usui | Management | For | For |
| 2.5 | Elect Director Yoshihiro Fukano | Management | For | For |
| 2.6 | Elect Director Yoshiki Takada | Management | For | For |
| 2.7 | Elect Director Katsunori Tomita | Management | For | For |
| 2.8 | Elect Director Seiji Kosugi | Management | For | For |
| 2.9 | Elect Director Bunji Ohshida | Management | For | For |
| 2.10 | Elect Director Tamon Kitabatake | Management | For | For |
| 2.11 | Elect Director Iwao Mogi | Management | For | For |
| 2.12 | Elect Director Eiji Ohhashi | Management | For | For |
| 2.13 | Elect Director Masahiko Satake | Management | For | For |
| 2.14 | Elect Director Kouichi Shikakura | Management | For | For |
| 2.15 | Elect Director Osamu Kuwahara | Management | For | For |
| 2.16 | Elect Director Peter G Driver | Management | For | For |
| 2.17 | Elect Director German Berakoetxea | Management | For | For |
| 2.18 | Elect Director Daniel Langmeier | Management | For | For |
| 2.19 | Elect Director Koji Ogura | Management | For | For |
| 2.20 | Elect Director Motoichi Kawada | Management | For | For |
| 2.21 | Elect Director Chan Li Yan | Management | For | For |
| 3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| |
|---|
SOCIETE GENERALE
MEETING DATE: JUL 6, 2009 |
TICKER: GLE SECURITY ID: FR0000130809
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Appointment of Frederic Oudea as Director | Management | For | For |
| 2 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.03 Million From Fiscal Year 2009 | Management | For | For |
| 3 | Amend Terms of Preferred Stock (Class B) Re: Remuneration Rate, and Amend Bylaws Accordingly | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOCIETE GENERALE
MEETING DATE: MAY 25, 2010 |
TICKER: SOGN SECURITY ID: F43638141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3 | Approve Stock Dividend Program | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions | Management | For | For |
| 6 | Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes | Management | For | For |
| 7 | Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli | Management | For | For |
| 8 | Approve Additional Pension Scheme Agreement for Bernardo Sanchez | Management | For | For |
| 9 | Approve Non-Compete Agreement for Philippe Citerne | Management | For | For |
| 10 | Renew Severance Payment Agreement for Frederic Oudea | Management | For | For |
| 11 | Approve Ongoing Non-Compete Agreement for Frederic Oudea | Management | For | For |
| 12 | Reelect Robert Castaigne as Director | Management | For | For |
| 13 | Reelect Gianemilio Osculati as Director | Management | For | For |
| 14 | Elect one Director | Management | None | None |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | For |
| 21 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 22 | Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOFTBANK CORP
MEETING DATE: JUN 25, 2010 |
TICKER: 9984 SECURITY ID: J75963108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| |
|---|
SONY CORP.
MEETING DATE: JUN 18, 2010 |
TICKER: 6758 SECURITY ID: J76379106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Stringer | Management | For | For |
| 1.2 | Elect Director Ryouji Chuubachi | Management | For | For |
| 1.3 | Elect Director Youtarou Kobayashi | Management | For | For |
| 1.4 | Elect Director Yoshiaki Yamauchi | Management | For | For |
| 1.5 | Elect Director Peter Bonfield | Management | For | For |
| 1.6 | Elect Director Fujio Chou | Management | For | For |
| 1.7 | Elect Director Ryuuji Yasuda | Management | For | For |
| 1.8 | Elect Director Yukako Uchinaga | Management | For | For |
| 1.9 | Elect Director Mitsuaki Yahagi | Management | For | For |
| 1.10 | Elect Director Tsun-Yang Hsieh | Management | For | For |
| 1.11 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.12 | Elect Director Kanemitsu Anraku | Management | For | For |
| 1.13 | Elect Director Yorihiko Kojima | Management | For | For |
| 1.14 | Elect Director Osamu Nagayama | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SONY CORP.
MEETING DATE: JUN 18, 2010 |
TICKER: 6758 SECURITY ID: 835699307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Howard Stringer | Management | For | For |
| 1.2 | Director Ryouji Chubachi | Management | For | For |
| 1.3 | Director Youtarou Kobayashi | Management | For | For |
| 1.4 | Director Yoshiaki Yamauchi | Management | For | For |
| 1.5 | Director Peter Bonfield | Management | For | For |
| 1.6 | Director Fujio Chou | Management | For | For |
| 1.7 | Director Ryuuji Yasuda | Management | For | For |
| 1.8 | Director Yukako Uchinaga | Management | For | For |
| 1.9 | Director Mitsuaki Yahagi | Management | For | For |
| 1.10 | Director Tsun-yan Hsieh | Management | For | For |
| 1.11 | Director Roland A. Hernandez | Management | For | For |
| 1.12 | Director Kanemitsu Anraku | Management | For | For |
| 1.13 | Director Yorihiko Kojima | Management | For | For |
| 1.14 | Director Osamu Nagayama | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 7, 2010 |
TICKER: STAN SECURITY ID: G84228157
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Jamie Dundas as Director | Management | For | For |
| 5 | Re-elect Val Gooding as Director | Management | For | For |
| 6 | Re-elect Rudy Markham as Director | Management | For | For |
| 7 | Re-elect John Peace as Director | Management | For | For |
| 8 | Re-elect Peter Sands as Director | Management | For | For |
| 9 | Re-elect Paul Skinner as Director | Management | For | For |
| 10 | Re-elect Oliver Stocken as Director | Management | For | For |
| 11 | Elect Jaspal Bindra as Director | Management | For | For |
| 12 | Elect Richard Delbridge as Director | Management | For | For |
| 13 | Elect Dr Han Seung-soo as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Elect Mike Rees as Director | Management | For | For |
| 16 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase | Management | For | For |
| 25 | Authorise Market Purchase | Management | For | For |
| 26 | Adopt New Articles of Association | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Amend Restricted Share Scheme | Management | For | For |
| 29 | Approve Waiver on the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek | Management | For | For |
| 30 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-term Written Agreements with Temasek | Management | For | For |
| 31 | Approve Future Ongoing Banking Transactions with Temasek | Management | For | For |
| |
|---|
STATOIL ASA
MEETING DATE: MAY 19, 2010 |
TICKER: STL SECURITY ID: 85771P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Olaug Svarva as Chair of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9.1 | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.2 | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.3 | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.4 | Reelect Greger Mannsverk as Member Corporate Assembly | Management | For | Did Not Vote |
| 9.5 | Relect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.6 | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.7 | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.8 | Relect Tore Ulstein as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.9 | Elect Live Aker as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.10 | Elect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.11 | Elect Thor Bolstad as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.12 | Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.13 | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.14 | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.15 | Elect Linda Aase as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9.16 | Reelect Shahzad Rana as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Members and Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members | Management | For | Did Not Vote |
| 11.1 | Reelect Olaug Svarva as Chair of Nominating Committee | Management | For | Did Not Vote |
| 11.2 | Reelect Bjorn Haavik as Member of Nominating Committee | Management | For | Did Not Vote |
| 11.3 | Reelect Tom Rathke as Member of Nominating Committee | Management | For | Did Not Vote |
| 11.4 | Elect Live Aker as Member of Nominating Committee | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members | Management | For | Did Not Vote |
| 13 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | Management | For | Did Not Vote |
| 14 | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments | Management | For | Did Not Vote |
| 16 | Withdraw Company From Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
| |
|---|
STHREE PLC
MEETING DATE: APR 23, 2010 |
TICKER: STHR SECURITY ID: G8499E103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sunil Wickremeratne as Director | Management | For | For |
| 4 | Re-elect Tony Ward as Director | Management | For | For |
| 5 | Re-elect Alicja Lesniak as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Company and Its Subsidiaries to make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
| 9 | Authorise Company to Offer Key Individuals the Opportunity to Purchase Shareholdings; Approve Amendment to the Terms on Which Offers May be Made; Renew the Five Year Period Available to the Company to Make Such Offers to Key Individuals | Management | For | For |
| 10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 405,854 | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 60,878 | Management | For | For |
| 12 | Authorise 12,175,628 Ordinary Shares for Market Purchase | Management | For | For |
| 13 | Approve that a General Meeting Other than an Annual General Meeting May be Called on Not Less than 14 Clear Days' Notice | Management | For | For |
| |
|---|
SUMITOMO CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 8053 SECURITY ID: J77282119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Motoyuki Oka | Management | For | For |
| 2.2 | Elect Director Susumu Kato | Management | For | For |
| 2.3 | Elect Director Kazuo Omori | Management | For | For |
| 2.4 | Elect Director Shunichi Arai | Management | For | For |
| 2.5 | Elect Director Nobuo Kitagawa | Management | For | For |
| 2.6 | Elect Director Toyosaku Hamada | Management | For | For |
| 2.7 | Elect Director Takahiro Moriyama | Management | For | For |
| 2.8 | Elect Director Takashi Kano | Management | For | For |
| 2.9 | Elect Director Kuniharu Nakamura | Management | For | For |
| 2.10 | Elect Director Takuro Kawahara | Management | For | For |
| 2.11 | Elect Director Yoshio Osawa | Management | For | For |
| 2.12 | Elect Director Yasuyuki Abe | Management | For | For |
| 3 | Appoint Statutory Auditor Ichiro Miura | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| 6 | Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUMITOMO METAL INDUSTRIES LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 5405 SECURITY ID: J77669133
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hiroshi Shimozuma | Management | For | For |
| 1.2 | Elect Director Hiroshi Tomono | Management | For | For |
| 1.3 | Elect Director Fumio Honbe | Management | For | For |
| 1.4 | Elect Director Yasuyuki Tozaki | Management | For | For |
| 1.5 | Elect Director Yasuo Imai | Management | For | For |
| 1.6 | Elect Director Shuuichirou Kozuka | Management | For | For |
| 1.7 | Elect Director Mitsunori Okada | Management | For | For |
| 1.8 | Elect Director Michiharu Takii | Management | For | For |
| 1.9 | Elect Director Shinichi Miki | Management | For | For |
| 1.10 | Elect Director Yoshitaka Hotta | Management | For | For |
| 2.1 | Appoint Statutory Auditor Hirohiko Minato | Management | For | For |
| 2.2 | Appoint Statutory Auditor Keiichi Murakami | Management | For | For |
| 2.3 | Appoint Statutory Auditor Hirotake Abe | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SVENSKA HANDELSBANKEN
MEETING DATE: APR 29, 2010 |
TICKER: SHB A SECURITY ID: W90937181
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions | Management | None | Did Not Vote |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 8.00 per Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Authorize Repurchase of Up to 40.0 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | Did Not Vote |
| 13 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 675,000 for Each Vice Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Reelect Hans Larsson (Chairman), Jon Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Ratify Auditors | Management | For | Did Not Vote |
| 18 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 19 | Allocate SEK 2.0 million to a Fund With Aim to Prevent Crimes of Violence and Errors or Negligence in The Exercising of Public Authority at Municipal Level | Shareholder | Against | Did Not Vote |
| 20 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
SWATCH GROUP AG
MEETING DATE: MAY 12, 2010 |
TICKER: UHR SECURITY ID: H83949141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports and Receive Auditor's Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.80 per Registered Share and CHF 4.00 per Bearer Share | Management | For | Did Not Vote |
| 4 | Elect Esther Grether, Nayla Hayek, Claude Nicollier, Peter Gross, Nicolas Hayek, Johann Niklaus Schneider-Ammann, Ernst Tanner Georges Nicolas Hayek and Jean-Pierre Roth as Directors | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
SWEDBANK AB
MEETING DATE: MAR 26, 2010 |
TICKER: SWED A SECURITY ID: W9423X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | Did Not Vote |
| 7b | Receive Auditor's Reports | Management | None | Did Not Vote |
| 7c | Receive President's Report | Management | None | Did Not Vote |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Ulrika Francke, Berith Hagglund-Marcus, Anders Igel, Helle Kruse Nielsen, Pia Rudengren, Anders Sundstrom, and Karl-Henrik Sundstrom as Directors; Elect Goran Hedman, Lars Idermark (Chair), adn Siv Svensson as New Directors. | Management | For | Did Not Vote |
| 14 | Ratify Deloitte AB as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of Up to 1 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Proposal from Shareholder Christer Dupuis to Remove the "Swedbank Arena" Sign from the Football Stadium in Solna, Sweden | Shareholder | Against | Did Not Vote |
| 19 | Proposal from Shareholder Tommy Jonasson to Allocate SEK 2 Million to a fund called "Create Decent Landskrona Residents" to Prevent Violent Crime and Error or Misconduct by the Municipal Authority | Shareholder | Against | Did Not Vote |
| 20 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
MEETING DATE: APR 7, 2010 |
TICKER: RUKN SECURITY ID: H84046137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.2 | Accept Financial Statements and Statutory Reports for Fiscal 2009 | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Add CHF 1.1 Million to Existing Pool of Capital without Preemptive Rights for Employee Remuneration | Management | For | Did Not Vote |
| 5.1 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.2 | Amend Articles Re: Group Auditors | Management | For | Did Not Vote |
| 6.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
| 6.1.2 | Reelect Robert Scott as Director | Management | For | Did Not Vote |
| 6.1.3 | Elect Malcolm Knight as Director | Management | For | Did Not Vote |
| 6.1.4 | Elect Carlos Represas as Director | Management | For | Did Not Vote |
| 6.1.5 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 6.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6.3 | Ratify OBT AG as Special Auditors | Management | For | Did Not Vote |
| |
|---|
T&D HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8795 SECURITY ID: J86796109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2.1 | Elect Director Tamiji Matsumoto | Management | For | For |
| 2.2 | Elect Director Sonosuke Usui | Management | For | For |
| 2.3 | Elect Director Tsugujiro Nakatsukasa | Management | For | For |
| 3 | Appoint Statutory Auditor Masaaki Uno | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Yuichi Ozawa | Management | For | For |
| 5 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | Abstain |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2330 SECURITY ID: 874039100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| |
|---|
TELEFONICA S.A.
MEETING DATE: JUN 2, 2010 |
TICKER: TEF SECURITY ID: 879382109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Management | For | For |
| 3 | Authorize Repurchase of Shares | Management | For | For |
| 4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Management | For | For |
| 5 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
TESCO PLC
MEETING DATE: JUL 3, 2009 |
TICKER: TSCO SECURITY ID: GB0008847096
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 8.39 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Richard Brasher as Director | Management | For | For |
| 5 | Re-elect Philip Clarke as Director | Management | For | For |
| 6 | Re-elect Andrew Higginson as Director | Management | For | For |
| 7 | Re-elect Charles Allen as Director | Management | For | For |
| 8 | Re-elect Dr Harald Einsmann as Director | Management | For | For |
| 9 | Elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
| 10 | Elect Patrick Cescau as Director | Management | For | For |
| 11 | Elect Ken Hanna as Director | Management | For | For |
| 12 | Elect Laurie Mcllwee as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | Management | For | For |
| 16 | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 17 | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | Management | For | For |
| 18 | Authorise 790,063,358 Ordinary Shares for Market Purchase | Management | For | For |
| 19 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| 20 | Approve Tesco plc Group Bonus Plan | Management | For | For |
| 21 | Amend Tesco plc 2004 Discretionary Share Option Plan | Management | For | For |
| 22 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 23 | Resolve that the Directors Allocate a NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain | Shareholder | Against | Against |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TOD'S SPA
MEETING DATE: APR 22, 2010 |
TICKER: TOD SECURITY ID: T93619103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Appoint Internal Statutory Auditors and Approve Auditor Remuneration | Management | For | Did Not Vote |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 1 | Amend Articles | Management | For | Did Not Vote |
| |
|---|
TOKIO MARINE HOLDINGS, INC.
MEETING DATE: JUN 28, 2010 |
TICKER: 8766 SECURITY ID: J86298106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
| 2.1 | Elect Director Kunio Ishihara | Management | For | For |
| 2.2 | Elect Director Shuzo Sumi | Management | For | For |
| 2.3 | Elect Director Daisaku Honda | Management | For | For |
| 2.4 | Elect Director Hiroshi Amemiya | Management | For | For |
| 2.5 | Elect Director Shinichiro Okada | Management | For | For |
| 2.6 | Elect Director Minoru Makihara | Management | For | For |
| 2.7 | Elect Director Hiroshi Miyajima | Management | For | For |
| 2.8 | Elect Director Kunio Ito | Management | For | Against |
| 2.9 | Elect Director Akio Mimura | Management | For | For |
| 2.10 | Elect Director Toshifumi Kitazawa | Management | For | For |
| 2.11 | Elect Director Masashi Oba | Management | For | For |
| 3.1 | Appoint Statutory Auditor Hiroshi Fukuda | Management | For | For |
| 3.2 | Appoint Statutory Auditor Yuko Kawamoto | Management | For | For |
| 3.3 | Appoint Statutory Auditor Toshiro Yagi | Management | For | For |
| |
|---|
TOKYO ELECTRON LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8035 SECURITY ID: J86957115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tetsurou Higashi | Management | For | For |
| 1.2 | Elect Director Tetsuo Tsuneishi | Management | For | For |
| 1.3 | Elect Director Kiyoshi Satou | Management | For | For |
| 1.4 | Elect Director Hiroshi Takenaka | Management | For | For |
| 1.5 | Elect Director Masao Kubodera | Management | For | For |
| 1.6 | Elect Director Haruo Iwatsu | Management | For | For |
| 1.7 | Elect Director Hirofumi Kitayama | Management | For | For |
| 1.8 | Elect Director Kenji Washino | Management | For | For |
| 1.9 | Elect Director Hikaru Itou | Management | For | For |
| 1.10 | Elect Director Takashi Nakamura | Management | For | For |
| 1.11 | Elect Director Hiroshi Inoue | Management | For | For |
| 1.12 | Elect Director Masahiro Sakane | Management | For | For |
| 2 | Appoint Statutory Auditor Mamoru Hara | Management | For | For |
| |
|---|
TOSHIBA CORP.
MEETING DATE: JUN 23, 2010 |
TICKER: 6502 SECURITY ID: J89752117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reduction in Capital Reserves | Management | For | For |
| 2.1 | Elect Director Atsutoshi Nishida | Management | For | For |
| 2.2 | Elect Director Norio Sasaki | Management | For | For |
| 2.3 | Elect Director Masashi Muromachi | Management | For | For |
| 2.4 | Elect Director Fumio Muraoka | Management | For | For |
| 2.5 | Elect Director Masao Namiki | Management | For | For |
| 2.6 | Elect Director Ichirou Tai | Management | For | For |
| 2.7 | Elect Director Yoshihiro Maeda | Management | For | For |
| 2.8 | Elect Director Kazuo Tanigawa | Management | For | For |
| 2.9 | Elect Director Shigeo Koguchi | Management | For | For |
| 2.10 | Elect Director Hiroshi Horioka | Management | For | For |
| 2.11 | Elect Director Kiichirou Furusawa | Management | For | Against |
| 2.12 | Elect Director Hiroshi Hirabayashi | Management | For | For |
| 2.13 | Elect Director Takeshi Sasaki | Management | For | For |
| 2.14 | Elect Director Takeo Kosugi | Management | For | For |
| 3 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
| 4 | Amend Articles to Deem Non-Votes as Votes FOR Meeting Agenda Items | Shareholder | Against | Against |
| 5 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
| 6 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
| 7 | Amend Articles to Require Disclosure of Truth Behind Fraudulent Billing of NEDO and Ban NEDO Contracts for Three Years | Shareholder | Against | Against |
| 8 | Amend Articles to Require Disclosure of Individual Historical Compensation for Directors and Officers | Shareholder | Against | Against |
| 9 | Amend Articles to Require Disclosure of Individual Historical Compensation for Advisors | Shareholder | Against | Against |
| 10 | Amend Articles to Require Disclosure Concerning Former Public Officials Employed by Toshiba | Shareholder | Against | Against |
| 11 | Amend Articles to Pay Temporary Workers At Least JPY 2000 per Hour | Shareholder | Against | Against |
| |
|---|
TOTAL SA
MEETING DATE: MAY 21, 2010 |
TICKER: FP SECURITY ID: F92124100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Reelect Thierry Desmarest as Director | Management | For | For |
| 8 | Reelect Thierry de Rudder as Director | Management | For | For |
| 9 | Elect Gunnar Brock as Director | Management | For | For |
| 10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Management | For | For |
| 11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 12 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Reelect Ernst & Young Audit as Auditor | Management | For | For |
| 14 | Reelect KPMG Audit as Auditor | Management | For | For |
| 15 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 16 | Ratify KPMG Audit I.S. as Alternate Auditor | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| A | Amend Article 9 of Bylaws Re: Mutual Fund | Shareholder | Against | Against |
| |
|---|
TOTAL SA
MEETING DATE: MAY 21, 2010 |
TICKER: FP SECURITY ID: 89151E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Reelect Thierry Desmarest as Director | Management | For | For |
| 8 | Reelect Thierry de Rudder as Director | Management | For | For |
| 9 | Elect Gunnar Brock as Director | Management | For | For |
| 10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Management | For | For |
| 11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | For |
| 12 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Management | Against | For |
| 13 | Reelect Ernst & Young Audit as Auditor | Management | For | For |
| 14 | Reelect KPMG Audit as Auditor | Management | For | For |
| 15 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 16 | Ratify KPMG Audit I.S. as Alternate Auditor | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| A | Amend Article 9 of Bylaws Re: Mutual Fund | Shareholder | Against | Against |
| |
|---|
TOYOTA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7203 SECURITY ID: J92676113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Fujio Cho | Management | For | For |
| 2.2 | Elect Director Katsuaki Watanabe | Management | For | For |
| 2.3 | Elect Director Kazuo Okamoto | Management | For | For |
| 2.4 | Elect Director Akio Toyoda | Management | For | For |
| 2.5 | Elect Director Takeshi Uchiyamada | Management | For | For |
| 2.6 | Elect Director Yukitoshi Funo | Management | For | For |
| 2.7 | Elect Director Atsushi Niimi | Management | For | For |
| 2.8 | Elect Director Shinichi Sasaki | Management | For | For |
| 2.9 | Elect Director Yoichiro Ichimaru | Management | For | For |
| 2.10 | Elect Director Satoshi Ozawa | Management | For | For |
| 2.11 | Elect Director Akira Okabe | Management | For | For |
| 2.12 | Elect Director Shinzou Kobuki | Management | For | For |
| 2.13 | Elect Director Akira Sasaki | Management | For | For |
| 2.14 | Elect Director Mamoru Furuhashi | Management | For | For |
| 2.15 | Elect Director Iwao Nihashi | Management | For | For |
| 2.16 | Elect Director Tadashi Yamashina | Management | For | For |
| 2.17 | Elect Director Takahiko Ijichi | Management | For | For |
| 2.18 | Elect Director Tetsuo Agata | Management | For | For |
| 2.19 | Elect Director Masamoto Maekawa | Management | For | For |
| 2.20 | Elect Director Yasumori Ihara | Management | For | For |
| 2.21 | Elect Director Takahiro Iwase | Management | For | For |
| 2.22 | Elect Director Yoshimasa Ishii | Management | For | For |
| 2.23 | Elect Director Takeshi Shirane | Management | For | For |
| 2.24 | Elect Director Yoshimi Inaba | Management | For | For |
| 2.25 | Elect Director Nampachi Hayashi | Management | For | For |
| 2.26 | Elect Director Nobuyori Kodaira | Management | For | For |
| 2.27 | Elect Director Mitsuhisa Kato | Management | For | For |
| 3.1 | Appoint Statutory Auditor Masaki Nakatsugawa | Management | For | For |
| 3.2 | Appoint Statutory Auditor Yoichi Morishita | Management | For | For |
| 3.3 | Appoint Statutory Auditor Akishige Okada | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TOYOTA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7203 SECURITY ID: 892331307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Distribution Of Surplus | Management | For | For |
| 2.1 | Director Fujio Cho | Management | For | For |
| 2.2 | Director Katsuaki Watanabe | Management | For | For |
| 2.3 | Director Kazuo Okamoto | Management | For | For |
| 2.4 | Director Akio Toyoda | Management | For | For |
| 2.5 | Director Takeshi Uchiyamada | Management | For | For |
| 2.6 | Director Yukitoshi Funo | Management | For | For |
| 2.7 | Director Atsushi Niimi | Management | For | For |
| 2.8 | Director Shinichi Sasaki | Management | For | For |
| 2.9 | Director Yoichiro Ichimaru | Management | For | For |
| 2.10 | Director Satoshi Ozawa | Management | For | For |
| 2.11 | Director Akira Okabe | Management | For | For |
| 2.12 | Director Shinzo Kobuki | Management | For | For |
| 2.13 | Director Akira Sasaki | Management | For | For |
| 2.14 | Director Mamoru Furuhashi | Management | For | For |
| 2.15 | Director Iwao Nihashi | Management | For | For |
| 2.16 | Director Tadashi Yamashina | Management | For | For |
| 2.17 | Director Takahiko Ijichi | Management | For | For |
| 2.18 | Director Tetsuo Agata | Management | For | For |
| 2.19 | Director Masamoto Maekawa | Management | For | For |
| 2.20 | Director Yasumori Ihara | Management | For | For |
| 2.21 | Director Takahiro Iwase | Management | For | For |
| 2.22 | Director Yoshimasa Ishii | Management | For | For |
| 2.23 | Director Takeshi Shirane | Management | For | For |
| 2.24 | Director Yoshimi Inaba | Management | For | For |
| 2.25 | Director Nampachi Hayashi | Management | For | For |
| 2.26 | Director Nobuyori Kodaira | Management | For | For |
| 2.27 | Director Mitsuhisa Kato | Management | For | For |
| 3 | Election Of Corporate Auditor: Masaki Nakatsugawa | Management | For | For |
| 4 | Election Of Corporate Auditor: Yoichi Morishita | Management | For | For |
| 5 | Election Of Corporate Auditor: Akishige Okada | Management | For | For |
| 6 | Issuance Of Stock Acquisition Rights For The Purpose Of granting Stock Options | Management | For | For |
| |
|---|
UBS AG
MEETING DATE: APR 14, 2010 |
TICKER: UBSN SECURITY ID: H89231338
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
| 3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
| 3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
UNICREDIT SPA
MEETING DATE: NOV 16, 2009 |
TICKER: UCG SECURITY ID: IT0000064854
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve EUR 4 Billion Capital Increase with Preemptive Rights to Holders of Ordinary Shares and Saving Shares | Management | For | Did Not Vote |
| |
|---|
UNICREDIT SPA
MEETING DATE: APR 22, 2010 |
TICKER: UCG SECURITY ID: T95132105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3.1 | Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Belluno, and Ancona | Management | For | Did Not Vote |
| 3.2 | Slate 2 - Submitted by Institutional Investors through Assogestioni | Management | For | Did Not Vote |
| 4 | Approve Internal Auditors' Remuneration | Management | For | Did Not Vote |
| 5 | Amend Remuneration of the Supervision Body's Chairman | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7 | Approve Group Employee Share Ownership Plan 2010 | Management | For | Did Not Vote |
| 8 | Approve Group Long Term Incentive Plan 2010 | Management | For | Did Not Vote |
| 1 | Approve Creation of EUR 64 Million Pool of Capital without Preemptive Rights Reserved to Stock Purchase Plans | Management | For | Did Not Vote |
| 2 | Approve Creation of EUR 29.5 Million Pool of Capital without Preemptive Rights Reserved to Stock Grant Plans | Management | For | Did Not Vote |
| |
|---|
UNIONE DI BANCHE ITALIANE SCPA
MEETING DATE: APR 23, 2010 |
TICKER: UBI SECURITY ID: T1681V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 3.1 | Slate Submitted by the Supervisory Board | Management | None | Did Not Vote |
| 3.2 | Slate 1000 Miglia | Management | None | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: U11 SECURITY ID: V96194127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.40 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 842,500 for the Year Ended Dec. 31, 2009 (2008: SGD 912,500) | Management | For | For |
| 4 | Approve Director's Fee of SGD 2.5 Million for the Year Ended Dec. 31, 2009 | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Reelect Wong Meng Meng as Director | Management | For | For |
| 7 | Reelect Yeo Liat Kok Philip as Director | Management | For | For |
| 8 | Reelect Wee Cho Yaw as Director | Management | For | For |
| 9 | Reelect Lim Pin as Director | Management | For | For |
| 10 | Reelect Ngiam Tong Dow as Director | Management | For | For |
| 11 | Reelect Cham Tao Soon as Director | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| |
|---|
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: U11 SECURITY ID: V96194127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Approve Issuance of New Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: JAN 14, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
| 2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| |
|---|
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES)
MEETING DATE: JUL 27, 2009 |
TICKER: VIVO3 SECURITY ID: 92855S200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
| b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
| c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
| d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2009 |
TICKER: VOD SECURITY ID: GB00B16GWD56
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Simon Murray as Director | Management | For | For |
| 12 | Elect Stephen Pusey as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Anthony Watson as Director | Management | For | For |
| 15 | Re-elect Philip Yea as Director | Management | For | For |
| 16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
| 21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
| 22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2009 |
TICKER: VOD SECURITY ID: 92857W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Simon Murray as Director | Management | For | For |
| 12 | Elect Stephen Pusey as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Anthony Watson as Director | Management | For | For |
| 15 | Re-elect Philip Yea as Director | Management | For | For |
| 16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
| 21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
| 22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
WENDEL
MEETING DATE: JUN 4, 2010 |
TICKER: MF SECURITY ID: F98370103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1 per Share | Management | For | For |
| 4 | Approve Agreement forJean-Bernard Lafonta | Management | For | For |
| 5 | Approve Agreement for Frederic Lemoine | Management | For | For |
| 6 | Approve Agreement for Bernard Gautier | Management | For | For |
| 7 | Reelect Nicolas Celier as Supervisory Board Member | Management | For | Against |
| 8 | Elect Dominique Heriard Dubreuil as Supervisory Board Member | Management | For | For |
| 9 | Elect Guylaine Saucier as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 14 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 15 | Amend Article 25 of Bylaws Re: Electronic Vote | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
WESFARMERS LTD.
MEETING DATE: NOV 10, 2009 |
TICKER: WES SECURITY ID: AU000000WES1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2(a) | Elect Patricia Anne Cross as a Director | Management | For | For |
| 2(b) | Elect Charles Macek as a Director | Management | For | For |
| 2(c) | Elect Terence James Bowen as a Director | Management | For | For |
| 2(d) | Elect Diane Lee Smith-Gander as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| |
|---|
WESTFIELD GROUP
MEETING DATE: MAY 27, 2010 |
TICKER: WDC SECURITY ID: Q97062105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | Management | For | For |
| 3 | Elect Frederick G Hilmer as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Elect Judith Sloan as Director | Management | For | For |
| 6 | Elect Mark Johnson as Director | Management | For | For |
| 7 | Elect Frank P Lowy as Director | Management | For | For |
| |
|---|
WHARF (HOLDINGS) LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: 4 SECURITY ID: Y8800U127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Edward K. Y. Chen as Director | Management | For | Against |
| 3b | Reelect Raymond K. F. Ch'ien as Director | Management | For | Against |
| 3c | Reelect T. Y. Ng as Director | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WIENERBERGER AG
MEETING DATE: MAY 20, 2010 |
TICKER: WIE SECURITY ID: A95384110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Approve Discharge of Supervisory Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Amend Articles Re: Compliance with New Austrian Legislation (Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 7, 2010 |
TICKER: WDH SECURITY ID: K9898W129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
| 6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
| 6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
WILLIAM HILL PLC
MEETING DATE: MAY 11, 2010 |
TICKER: WMH SECURITY ID: G9645P117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect David Allvey as Director | Management | For | For |
| 4 | Re-elect Ralph Topping as Director | Management | For | For |
| 5 | Elect Neil Cooper as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Performance Share Plan | Management | For | For |
| 9 | Approve Share Incentive Plan | Management | For | For |
| 10 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
WPP PLC
MEETING DATE: JUN 29, 2010 |
TICKER: WPP SECURITY ID: G9787K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve the Corporate Responsibility Report | Management | For | For |
| 4 | Re-elect Paul Richardson as Director | Management | For | For |
| 5 | Re-elect Philip Lader as Director | Management | For | For |
| 6 | Re-elect Esther Dyson as Director | Management | For | For |
| 7 | Re-elect John Quelch as Director | Management | For | For |
| 8 | Re-elect Stanley Morten as Director | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
XSTRATA PLC
MEETING DATE: MAY 5, 2010 |
TICKER: XTA SECURITY ID: G9826T102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Mick Davis as Director | Management | For | For |
| 5 | Re-elect David Rough as Director | Management | For | For |
| 6 | Re-elect Sir Steve Robson as Director | Management | For | For |
| 7 | Re-elect Willy Strothotte as Director | Management | For | For |
| 8 | Elect Dr Con Fauconnier as Director | Management | For | For |
| 9 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise the Company to Call EGM with Not Less Than 20 Clear Days' Notice | Management | For | For |
| 13 | Amend Articles of Association | Management | For | For |
| |
|---|
YAHOO JAPAN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: 4689 SECURITY ID: J95402103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Masahiro Inoue | Management | For | For |
| 1.2 | Elect Director Masayoshi Son | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 1.4 | Elect Director Akira Kajikawa | Management | For | For |
| 1.5 | Elect Director Hiroaki Kitano | Management | For | For |
| |
|---|
ZURICH FINANCIAL SERVICES AG
MEETING DATE: MAR 30, 2010 |
TICKER: ZRINS SECURITY ID: H9870Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1b | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 16 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve CHF 183,640 Reduction in Share Capital | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 480,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 235,617 Pool of Capital without Preemptive Rights for Employee Remuneration | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 8.1.1 | Elect JosefAckermann as Director | Management | For | Did Not Vote |
| 8.1.2 | Reelect Susan Bies as Director | Management | For | Did Not Vote |
| 8.1.3 | Reelect Victor Chu as Director | Management | For | Did Not Vote |
| 8.1.4 | Reelect Armin Meyer as Director | Management | For | Did Not Vote |
| 8.1.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
| 8.2 | Ratify Pricewaterhouse Coopers AG as Auditors | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
VIP VALUE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABOVENET, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ABVT SECURITY ID: 00374N107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
| 1.2 | Elect Director Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William G. LaPerch | Management | For | For |
| 1.4 | Elect Director Richard Postma | Management | For | For |
| 1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
| 1.6 | Elect Director Stuart Subotnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: AUG 5, 2009 |
TICKER: ACN SECURITY ID: G1150G111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 4, 2010 |
TICKER: ACN SECURITY ID: G1151C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
| 1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
| 1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
| 2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ABD SECURITY ID: 00081T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.3 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.4 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.5 | Elect Director Robert J. Keller | Management | For | For |
| 1.6 | Elect Director Thomas Kroeger | Management | For | For |
| 1.7 | Elect Director Michael Norkus | Management | For | For |
| 1.8 | Elect Director Sheila Talton | Management | For | For |
| 1.9 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AGCO SECURITY ID: 001084102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
| 1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
| 1.3 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: AEM SECURITY ID: 008474108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
| |
|---|
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: ALK SECURITY ID: 011659109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William S. Ayer | Management | For | For |
| 2 | Elect Director Patricia M. Bedient | Management | For | For |
| 3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 4 | Elect Director Mark R. Hamilton | Management | For | For |
| 5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect Director R. Marc Langland | Management | For | For |
| 7 | Elect Director Dennis F. Madsen | Management | For | For |
| 8 | Elect Director Byron I. Mallott | Management | For | For |
| 9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ALBANY INTERNATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: AIN SECURITY ID: 012348108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
| 2 | Elect Director Paula H.J. Cholmondeley | Management | For | For |
| 3 | Elect Director Edgar G. Hotard | Management | For | For |
| 4 | Elect Director Erland E. Kailbourne | Management | For | For |
| 5 | Elect Director Joseph G. Morone | Management | For | For |
| 6 | Elect Director Juhani Pakkala | Management | For | For |
| 7 | Elect Director Christine L. Standish | Management | For | For |
| 8 | Elect Director John C. Standish | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Furlong Baldwin | Management | For | For |
| 1.2 | Elect Director Eleanor Baum | Management | For | For |
| 1.3 | Elect Director Paul J. Evanson | Management | For | For |
| 1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.7 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.8 | Elect Director Steven H. Rice | Management | For | For |
| 1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
| 1.10 | Elect Director Michael H. Sutton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: Y00398100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMAG SECURITY ID: 00163U106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
| 1.2 | Elect Director Michael Narachi | Management | For | Withhold |
| 1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
| 1.5 | Elect Director Lesley Russell | Management | For | Withhold |
| 1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ANNTAYLOR STORES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ANN SECURITY ID: 036115103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michelle Gass | Management | For | For |
| 2 | Elect Director Michael W. Trapp | Management | For | For |
| 3 | Elect Director Daniel W. Yih | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AON CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: AON SECURITY ID: 037389103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Edgar D. Jannotta | Management | For | For |
| 5 | Elect Director Jan Kalff | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director R. Eden Martin | Management | For | For |
| 8 | Elect Director Andrew J. McKenna | Management | For | For |
| 9 | Elect Director Robert S. Morrison | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director Richard C. Notebaert | Management | For | For |
| 12 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 13 | Elect Director Gloria Santona | Management | For | For |
| 14 | Elect Director Carolyn Y. Woo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 8304 SECURITY ID: J0172K107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuji Shirakawa | Management | For | For |
| 1.2 | Elect Director Brian F. Prince | Management | For | For |
| 1.3 | Elect Director Kunimi Tokuoka | Management | For | For |
| 1.4 | Elect Director Shinsuke Baba | Management | For | For |
| 1.5 | Elect Director James Danforth Quayle | Management | For | For |
| 1.6 | Elect Director Frank W. Bruno | Management | For | For |
| 1.7 | Elect Director Lawrence B. Lindsey | Management | For | For |
| 1.8 | Elect Director Kiyoshi Tsugawa | Management | For | For |
| 1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
| 1.10 | Elect Director Lee Millstein | Management | For | For |
| 1.11 | Elect Director Shunsuke Takeda | Management | For | For |
| 1.12 | Elect Director Cornelis Maas | Management | For | For |
| 2 | Appoint Statutory Auditor Shinichi Fujihira | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Tomiaki Nagase | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 11, 2010 |
TICKER: AJG SECURITY ID: 363576109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William L. Bax | Management | For | For |
| 2 | Elect Director Frank E. English, Jr. | Management | For | For |
| 3 | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 4 | Elect Director Ilene S. Gordon | Management | For | For |
| 5 | Elect Director David S. Johnson | Management | For | For |
| 6 | Elect Director James R. Wimmer | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 16, 2009 |
TICKER: AZO SECURITY ID: 053332102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Crowley | Management | For | For |
| 1.2 | Elect Director Sue E. Gove | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Robert R. Grusky | Management | For | For |
| 1.5 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.6 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.8 | Elect Director Luis P. Nieto | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVATAR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: AVTR SECURITY ID: 053494100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P.D. Barnett | Management | For | For |
| 1.2 | Elect Director M. Dresner | Management | For | For |
| 1.3 | Elect Director R.W. Einiger | Management | For | For |
| 1.4 | Elect Director G.D. Kelfer | Management | For | For |
| 1.5 | Elect Director Joshua Nash | Management | For | For |
| 1.6 | Elect Director K.T. Rosen | Management | For | For |
| 1.7 | Elect Director J.M. Simon | Management | For | For |
| 1.8 | Elect Director B.A. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BALDOR ELECTRIC COMPANY
MEETING DATE: MAY 1, 2010 |
TICKER: BEZ SECURITY ID: 057741100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Mauldin | Management | For | For |
| 1.2 | Elect Director R.L. Qualls | Management | For | For |
| 1.3 | Elect Director Barry K. Rogstad | Management | For | For |
| 1.4 | Elect Director Ronald E. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 3, 2010 |
TICKER: BSBR4 SECURITY ID: 05967A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of Three (3) New Members Of The Company's Board Of Directors, Being One (1) Of Them Considered Independent Director | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 27, 2010 |
TICKER: BSBR4 SECURITY ID: 05967A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 4 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: BECN SECURITY ID: 073685109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director H. Arthur Bellows, Jr. | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.5 | Elect Director Andrew R. Logie | Management | For | For |
| 1.6 | Elect Director Stuart A. Randle | Management | For | For |
| 1.7 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: APR 20, 2010 |
TICKER: 3998 SECURITY ID: G12652106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: BPFH SECURITY ID: 101119105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
| 1.2 | Elect Director Allen L. Sinai | Management | For | For |
| 1.3 | Elect Director Stephen M. Waters | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKFIELD PROPERTIES CORP.
MEETING DATE: MAY 5, 2010 |
TICKER: BPO SECURITY ID: 112900105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Gordon E. Arnell as Director | Management | For | For |
| 2.2 | Elect William T. Cahill as Director | Management | For | For |
| 2.3 | Elect Richard B. Clark as Director | Management | For | For |
| 2.4 | Elect Jack L. Cockwell as Director | Management | For | For |
| 2.5 | Elect Roderick D. Fraser as Director | Management | For | For |
| 2.6 | Elect Paul D. McFarlane as Director | Management | For | For |
| 2.7 | Elect Allan S. Olson as Director | Management | For | For |
| 2.8 | Elect Robert L. Stelzl as Director | Management | For | For |
| 2.9 | Elect Diana L. Taylor as Director | Management | For | For |
| 2.10 | Elect John E. Zuccotti as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALGON CARBON CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CCC SECURITY ID: 129603106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Cruickshank | Management | For | Withhold |
| 1.2 | Elect Director Julie S. Roberts | Management | For | Withhold |
| 1.3 | Elect Director J. Rich Alexander | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CANADIAN NATIONAL RAILWAY COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: CNR SECURITY ID: 136375102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael R. Armellino as Director | Management | For | For |
| 1.2 | Elect A. Charles Baillie as Director | Management | For | For |
| 1.3 | Elect Hugh J. Bolton as Director | Management | For | For |
| 1.4 | Elect Gordon D. Giffin as Director | Management | For | For |
| 1.5 | Elect Edith E. Holiday as Director | Management | For | For |
| 1.6 | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1.7 | Elect Denis Losier as Director | Management | For | For |
| 1.8 | Elect Edward C. Lumley as Director | Management | For | For |
| 1.9 | Elect David G.A. McLean as Director | Management | For | For |
| 1.10 | Elect Claude Mongeau as Director | Management | For | For |
| 1.11 | Elect Robert Pace as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: CNQ SECURITY ID: 136385101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Gary A. Filmon | Management | For | For |
| 1.4 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.5 | Elect Director Steve W. Laut | Management | For | For |
| 1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
| 1.7 | Elect Director Allan P. Markin | Management | For | For |
| 1.8 | Elect Director Frank J. McKenna | Management | For | For |
| 1.9 | Elect Director James S. Palmer | Management | For | For |
| 1.10 | Elect Director Eldon R. Smith | Management | For | For |
| 1.11 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Split | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: K36628137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CARNIVAL CORP.
MEETING DATE: APR 13, 2010 |
TICKER: CCL SECURITY ID: 143658300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Shares for Market Purchase | Management | For | For |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 23 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPTON PETROLEUM CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CMT SECURITY ID: 204940100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Mel F. Belich as Director | Management | For | For |
| 2.2 | Elect Tim S. Granger as Director | Management | For | For |
| 2.3 | Elect J. Stephens Allan as Director | Management | For | For |
| 2.4 | Elect David M. Fitzpatrick as Director | Management | For | For |
| 2.5 | Elect R. Bradley Hurtubise as Director | Management | For | For |
| 2.6 | Elect Irvine J. Koop as Director | Management | For | For |
| 2.7 | Elect Warren M. Shimmerlik as Director | Management | For | For |
| 2.8 | Elect Jeffrey T. Smith as Director | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONAGRA FOODS INC.
MEETING DATE: SEP 25, 2009 |
TICKER: CAG SECURITY ID: 205887102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Stephen G. Butler | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Joie A. Gregor | Management | For | For |
| 1.5 | Elect Director Rajive Johri | Management | For | For |
| 1.6 | Elect Director W.g. Jurgensen | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED GRAPHICS, INC.
MEETING DATE: AUG 6, 2009 |
TICKER: CGX SECURITY ID: 209341106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry J. Alexander | Management | For | For |
| 1.2 | Elect Director Brady F. Carruth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER COMPANIES, INC., THE
MEETING DATE: MAR 17, 2010 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Donald Press | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: OFC SECURITY ID: 22002T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay H. Shidler | Management | For | For |
| 1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
| 1.3 | Elect Director Thomas F. Brady | Management | For | For |
| 1.4 | Elect Director Robert L. Denton | Management | For | For |
| 1.5 | Elect Director Douglas M. Firstenberg | Management | For | For |
| 1.6 | Elect Director Randall M. Griffin | Management | For | For |
| 1.7 | Elect Director David M. Jacobstein | Management | For | For |
| 1.8 | Elect Director Steven D. Kesler | Management | For | For |
| 1.9 | Elect Director Kenneth S. Sweet, Jr. | Management | For | For |
| 1.10 | Elect Director Richard Szafranski | Management | For | For |
| 1.11 | Elect Director Kenneth D. Wethe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORRECTIONS CORPORATION OF AMERICA
MEETING DATE: MAY 13, 2010 |
TICKER: CXW SECURITY ID: 22025Y407
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Ferguson | Management | For | For |
| 1.2 | Elect Director Damon T. Hininger | Management | For | For |
| 1.3 | Elect Director Donna M. Alvarado | Management | For | For |
| 1.4 | Elect Director William F. Andrews | Management | For | For |
| 1.5 | Elect Director John D. Correnti | Management | For | Withhold |
| 1.6 | Elect Director Dennis W. Deconcini | Management | For | For |
| 1.7 | Elect Director John R. Horne | Management | For | Withhold |
| 1.8 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Charles L. Overby | Management | For | For |
| 1.11 | Elect Director John R. Prann, Jr. | Management | For | Withhold |
| 1.12 | Elect Director Joseph V. Russell | Management | For | Withhold |
| 1.13 | Elect Director Henri L. Wedell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CRANE CO.
MEETING DATE: APR 19, 2010 |
TICKER: CR SECURITY ID: 224399105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Karen E. Dykstra | Management | For | For |
| 2 | Elect Director Richard S. Forte | Management | For | For |
| 3 | Elect Director James L. L. Tullis | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 22, 2010 |
TICKER: CYT SECURITY ID: 232820100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Chris A. Davis | Management | For | For |
| 2 | ElectDirector Shane D. Fleming | Management | For | For |
| 3 | Elect Director William P. Powell | Management | For | For |
| 4 | Elect Director: Louis L. Hoynes, Jr. | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST INC.
MEETING DATE: APR 27, 2010 |
TICKER: DLR SECURITY ID: 253868103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Magnuson | Management | For | For |
| 1.2 | Elect Director Michael F. Foust | Management | For | For |
| 1.3 | Elect Director Laurence A. Chapman | Management | For | For |
| 1.4 | Elect Director Kathleen Earley | Management | For | For |
| 1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.7 | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DINEEQUITY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: DIN SECURITY ID: 254423106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DTE ENERGY COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: DTE SECURITY ID: 233331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.2 | Elect Director Allan D. Gilmour | Management | For | For |
| 1.3 | Elect Director Frank M. Hennessey | Management | For | For |
| 1.4 | Elect Director Gail J. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
| 2 | Elect Director Barrington H. Branch | Management | For | For |
| 3 | Elect Director Geoffrey A. Button | Management | For | For |
| 4 | Elect Director William Cavanaugh III | Management | For | For |
| 5 | Elect Director Ngaire E. Cuneo | Management | For | For |
| 6 | Elect Director Charles R. Eitel | Management | For | For |
| 7 | Elect Director Martin C. Jischke, PhD | Management | For | For |
| 8 | Elect Director Dennis D. Oklak | Management | For | For |
| 9 | Elect Director Jack R. Shaw | Management | For | For |
| 10 | Elect Director Lynn C. Thurber | Management | For | For |
| 11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
DYCOM INDUSTRIES, INC.
MEETING DATE: NOV 24, 2009 |
TICKER: DY SECURITY ID: 267475101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Coley | Management | For | Withhold |
| 1.2 | Elect Director Patricia L. Higgins | Management | For | Withhold |
| 1.3 | Elect Director Steven E. Nielsen | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
EASTMAN KODAK COMPANY
MEETING DATE: MAY 12, 2010 |
TICKER: EK SECURITY ID: 277461109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard S. Braddock | Management | For | For |
| 2 | Elect Director Herald Y. Chen | Management | For | For |
| 3 | Elect Director Adam H. Clammer | Management | For | For |
| 4 | Elect Director Timothy M. Donahue | Management | For | For |
| 5 | Elect Director Michael J. Hawley | Management | For | For |
| 6 | Elect Director William H. Hernandez | Management | For | For |
| 7 | Elect Director Douglas R. Lebda | Management | For | For |
| 8 | Elect Director Debra L. Lee | Management | For | For |
| 9 | Elect Director Delano E. Lewis | Management | For | For |
| 10 | Elect Director William G. Parrett | Management | For | For |
| 11 | Elect Director Antonio M. Perez | Management | For | For |
| 12 | Elect Director Joel Seligman | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EDR SECURITY ID: 28140H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGEN CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: EGN SECURITY ID: 29265N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Ban | Management | For | For |
| 1.2 | Elect Director Julian W. Banton | Management | For | For |
| 1.3 | Elect Director T. Michael Goodrich | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 16, 2009 |
TICKER: ETH SECURITY ID: 297602104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 19, 2010 |
TICKER: RE SECURITY ID: G3223R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
| 1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPERIAN PLC
MEETING DATE: JUL 15, 2009 |
TICKER: EXPN SECURITY ID: G32655105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Chris Callero as Director | Management | For | For |
| 4 | Re-elect John Peace as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Sir Alan Rudge as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 | Management | For | For |
| 11 | Authorise 102,547,586 Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: FITB SECURITY ID: 316773100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darryl F. Allen | Management | For | For |
| 1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.3 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.4 | Elect Director James P. Hackett | Management | For | For |
| 1.5 | Elect Director Gary R. Heminger | Management | For | For |
| 1.6 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.7 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
| 1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1.11 | Elect Director Dudley S. Taft | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FR SECURITY ID: 32054K103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.2 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 14, 2010 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
| 1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 19, 2010 |
TICKER: G SECURITY ID: 380956409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Community - Environment Impact | Shareholder | Against | Against |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Griffith | Management | For | For |
| 1.6 | Elect Director William R. Holland | Management | For | For |
| 1.7 | Elect Director John P. Jumper | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Douglas E. Olesen | Management | For | For |
| 1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GRANITE CONSTRUCTION INCORPORATED
MEETING DATE: MAY 7, 2010 |
TICKER: GVA SECURITY ID: 387328107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William G. Dorey | Management | For | For |
| 2 | Elect Director Rebecca A. McDonald | Management | For | For |
| 3 | Elect Director William H. Powell | Management | For | For |
| 4 | Elect Director Claes G. Bjork | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director Thomas M. Bloch | Management | For | For |
| 1.3 | Elect Director Richard C. Breeden | Management | For | For |
| 1.4 | Elect Director Robert A. Gerard | Management | For | For |
| 1.5 | Elect Director Len J. Lauer | Management | For | For |
| 1.6 | Elect Director David B. Lewis | Management | For | For |
| 1.7 | Elect Director Tom D. Seip | Management | For | For |
| 1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1.9 | Elect Director Russell P. Smyth | Management | For | For |
| 1.10 | Elect Director Christianna Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: HA SECURITY ID: 419879101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director L. Todd Budge | Management | For | For |
| 1.3 | Elect Director Donald J. Carty | Management | For | For |
| 1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: APR 22, 2010 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Flaherty III | Management | For | For |
| 1.2 | Elect Director Christine N. Garvey | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.5 | Elect Director Michael D. Mckee | Management | For | For |
| 1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.7 | Elect Director Peter L. Rhein | Management | For | For |
| 1.8 | Elect Director Kenneth B. Roath | Management | For | For |
| 1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
| 1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 29, 2010 |
TICKER: HEI SECURITY ID: 422806208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.5 | Elect Director Jack P. Reid | Management | For | For |
| 1.6 | Elect Director Paul T. Stoffel | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HOLX SECURITY ID: 436440101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. LaVance Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 20, 2010 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Jones, Jr. | Management | For | For |
| 2 | Elect Director Frank A. D'Amelio | Management | For | For |
| 3 | Elect Director W. Roy Dunbar | Management | For | For |
| 4 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Elect Director W. Ann Reynolds | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAMGOLD CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: IMG SECURITY ID: 450913108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Derek Bullock as Director | Management | For | For |
| 1.2 | Elect John E. Caldwell as Director | Management | For | For |
| 1.3 | Elect Donald K. Charter as Director | Management | For | For |
| 1.4 | Elect W. Robert Dengler as Director | Management | For | For |
| 1.5 | Elect Guy G. Dufresne as Director | Management | For | For |
| 1.6 | Elect Peter C. Jones as Director | Management | For | For |
| 1.7 | Elect Mahendra Naik as Director | Management | For | For |
| 1.8 | Elect William D. Pugliese as Director | Management | For | For |
| 1.9 | Elect John Shaw as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: IHS SECURITY ID: 451734107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 2.1 | Elect Director Steven A. Denning | Management | For | For |
| 2.2 | Elect Director Roger Holtback | Management | For | For |
| 2.3 | Elect Director Michael Klein | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL RECTIFIER CORP.
MEETING DATE: NOV 9, 2009 |
TICKER: IRF SECURITY ID: 460254105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
| |
|---|
INTERPUBLIC GROUP OF COMPANIES, INC., THE
MEETING DATE: MAY 27, 2010 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 6 | Elect Director H. John Greeniaus | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
INVESCO LTD. (FORMERLY INVESCO PLC)
MEETING DATE: MAY 18, 2010 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph R. Canion as Director | Management | For | For |
| 1.2 | Elect Edward P. Lawrence as Director | Management | For | For |
| 1.3 | Elect James I. Robertson as Director | Management | For | For |
| 1.4 | Elect Phoebe A. Wood as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ITRI SECURITY ID: 465741106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas S. Glanville | Management | For | Against |
| 2 | Elect Director Sharon L. Nelson | Management | For | Against |
| 3 | Elect Director Malcolm Unsworth | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 28, 2010 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Edward V. Fritzky | Management | For | For |
| 1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
| 1.4 | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: JAH SECURITY ID: 471109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian G.H Ashken | Management | For | Withhold |
| 1.2 | Elect Director Richard L. Molen | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Wood | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES APPAREL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: JNY SECURITY ID: 480074103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wesley R. Card | Management | For | For |
| 2 | Elect Director Sidney Kimmel | Management | For | For |
| 3 | Elect Director Matthew H. Kamens | Management | For | For |
| 4 | Elect Director J. Robert Kerrey | Management | For | For |
| 5 | Elect Director Ann N. Reese | Management | For | For |
| 6 | Elect Director Gerald C. Crotty | Management | For | For |
| 7 | Elect Director Lowell W. Robinson | Management | For | For |
| 8 | Elect Director Donna F. Zarcone | Management | For | For |
| 9 | Elect Director Robert L. Mettler | Management | For | For |
| 10 | Elect Director Margaret H. Georgiadis | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: KMT SECURITY ID: 489170100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
| 1.2 | Elect Director William R. Newlin | Management | For | For |
| 1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 17, 2010 |
TICKER: 6861 SECURITY ID: J32491102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
| 2.2 | Elect Director Michio Sasaki | Management | For | For |
| 2.3 | Elect Director Akira Kanzawa | Management | For | For |
| 2.4 | Elect Director Akinori Yamamoto | Management | For | For |
| 2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
| 2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
| 2.7 | Elect Director Yuji Ogishi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LA-Z-BOY INC.
MEETING DATE: AUG 19, 2009 |
TICKER: LZB SECURITY ID: 505336107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Foss | Management | For | For |
| 1.2 | Elect Director Janet E. Kerr | Management | For | For |
| 1.3 | Elect Director Nido R. Qubein | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEGGETT & PLATT, INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: LEG SECURITY ID: 524660107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Brunner | Management | For | For |
| 2 | Elect Director Ralph W. Clark | Management | For | For |
| 3 | Elect Director R. Ted Enloe, III | Management | For | For |
| 4 | Elect Director Richard T. Fisher | Management | For | For |
| 5 | Elect Director Matthew C. Flanigan | Management | For | For |
| 6 | Elect Director Karl G. Glassman | Management | For | For |
| 7 | Elect Director Ray A. Griffith | Management | For | For |
| 8 | Elect Director David S. Haffner | Management | For | For |
| 9 | Elect Director Joseph W. McClanathan | Management | For | For |
| 10 | Elect Director Judy C. Odom | Management | For | For |
| 11 | Elect Director Maurice E. Purnell, Jr. | Management | For | For |
| 12 | Elect Director Phoebe A. Wood | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVE NATION, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: LYV SECURITY ID: 538034109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3.1 | Elect Director Ariel Emanuel | Management | For | Withhold |
| 3.2 | Elect Director Randall T. Mays | Management | For | Withhold |
| 3.3 | Elect Director Connie McCombs McNab | Management | For | Withhold |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
LIZ CLAIBORNE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: LIZ SECURITY ID: 539320101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raul J. Fernandez | Management | For | Against |
| 2 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 3 | Elect Director Arthur C. Martinez | Management | For | Against |
| 4 | Elect Director Doreen A. Toben | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
LOEWS CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: L SECURITY ID: 540424108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann E. Berman | Management | For | For |
| 2 | Elect Director Joseph L. Bower | Management | For | For |
| 3 | Elect Director Charles M. Diker | Management | For | For |
| 4 | Elect Director Jacob A. Frenkel | Management | For | For |
| 5 | Elect Director Paul J. Fribourg | Management | For | For |
| 6 | Elect Director Walter L. Harris | Management | For | For |
| 7 | Elect Director Philip A. Laskawy | Management | For | For |
| 8 | Elect Director Ken Miller | Management | For | For |
| 9 | Elect Director Gloria R. Scott | Management | For | For |
| 10 | Elect Director Andrew H. Tisch | Management | For | For |
| 11 | Elect Director James S. Tisch | Management | For | For |
| 12 | Elect Director Jonathan M. Tisch | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MACQUARIE INFRASTRUCTURE CO LLC
MEETING DATE: JUN 3, 2010 |
TICKER: MIC SECURITY ID: 55608B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director George W. Carmany, III | Management | For | For |
| 1.3 | Elect Director William H. Webb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MANPOWER INC.
MEETING DATE: APR 27, 2010 |
TICKER: MAN SECURITY ID: 56418H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.3 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MMC SECURITY ID: 571748102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Baker | Management | For | For |
| 1.2 | Elect Director Zachary W. Carter | Management | For | For |
| 1.3 | Elect Director Brian Duperreault | Management | For | For |
| 1.4 | Elect Director Oscar Fanjul | Management | For | For |
| 1.5 | Elect Director H. Edward Hanway | Management | For | For |
| 1.6 | Elect Director Gwendolyn S. King | Management | For | For |
| 1.7 | Elect Director Bruce P. Nolop | Management | For | For |
| 1.8 | Elect Director Marc D. Oken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MARSHALL & ILSLEY CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: MI SECURITY ID: 571837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon F. Chait | Management | For | For |
| 1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Ted D. Kellner | Management | For | For |
| 1.5 | Elect Director Dennis J. Kuester | Management | For | For |
| 1.6 | Elect Director David J. Lubar | Management | For | For |
| 1.7 | Elect Director Katharine C. Lyall | Management | For | For |
| 1.8 | Elect Director John A. Mellowes | Management | For | For |
| 1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
| 1.10 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.11 | Elect Director Peter M. Platten, III | Management | For | For |
| 1.12 | Elect Director John S. Shiely | Management | For | For |
| 1.13 | Elect Director George E. Wardeberg | Management | For | For |
| 1.14 | Elect Director James B. Wigdale | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MTZ SECURITY ID: 576323109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
| 1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
| 1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: MCK SECURITY ID: 58155Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andy D. Bryant | Management | For | Against |
| 1.2 | Elect Director Wayne A. Budd | Management | For | Against |
| 1.3 | Elect Director John H. Hammergren | Management | For | Against |
| 1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
| 1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
| 1.6 | Elect Director Marie L. Knowles | Management | For | Against |
| 1.7 | Elect Director David M. Lawrence | Management | For | Against |
| 1.8 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.9 | Elect Director Jane E. Shaw | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: J44497105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MKSI SECURITY ID: 55306N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cristina H. Amon | Management | For | For |
| 1.2 | Elect Director Richard S. Chute | Management | For | For |
| 1.3 | Elect Director Peter R. Hanley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NBIX SECURITY ID: 64125C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: NYB SECURITY ID: 649445103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald M. Blake | Management | For | For |
| 1.2 | Elect Director Michael J. Levine | Management | For | For |
| 1.3 | Elect Director Guy V. Molinari | Management | For | For |
| 1.4 | Elect Director John M. Tsimbinos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 23, 2010 |
TICKER: NEM SECURITY ID: 651639106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glen A. Barton | Management | For | For |
| 2 | Elect Director Vincent A. Calarco | Management | For | For |
| 3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 4 | Elect Director Noreen Doyle | Management | For | For |
| 5 | Elect Director Veronica M. Hagen | Management | For | For |
| 6 | Elect Director Michael S. Hamson | Management | For | For |
| 7 | Elect Director Richard T. O'Brien | Management | For | For |
| 8 | Elect Director John B. Prescott | Management | For | For |
| 9 | Elect Director Donald C. Roth | Management | For | For |
| 10 | Elect Director James V. Taranik | Management | For | For |
| 11 | Elect Director Simon Thompson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
NH HOTELES S.A
MEETING DATE: DEC 3, 2009 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Ratify Appointment of D. Javier Illa Ruiz as Director for a Three-year Term | Management | For | Against |
| 1.2 | Ratify Appointment of D. Juan Antonio Samaranch Salisachs as External Director for a Three-year Term | Management | For | For |
| 2 | Approve Modification of Article 15 Re: Regulation of Limits of Shareholders' Voting Rights | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629992389
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 25, 2010 |
TICKER: OZM SECURITY ID: 67551U105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel S. Och | Management | For | For |
| 1.2 | Elect Director Jerome P. Kenney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OSHKOSH CORP.
MEETING DATE: FEB 4, 2010 |
TICKER: OSK SECURITY ID: 688239201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. William Andersen | Management | For | For |
| 2 | Elect Director Robert G. Bohn | Management | For | For |
| 3 | Elect Director Richard M. Donnelly | Management | For | For |
| 4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
| 5 | Elect Director Michael W. Grebe | Management | For | For |
| 6 | Elect Director John J. Hamre | Management | For | For |
| 7 | Elect Director Kathleen J. Hempel | Management | For | For |
| 8 | Elect Director Harvey N. Medvin | Management | For | For |
| 9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
| 10 | Elect Director Craig P. Omtvedt | Management | For | For |
| 11 | Elect Director Richard G. Sim | Management | For | For |
| 12 | Elect Director Charles L. Szews | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: MAY 12, 2010 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John A. Rollwagen as a Director | Management | For | For |
| 1.2 | Elect Vito H. Baumgartner as a Director | Management | For | For |
| 1.3 | Elect Jean-Paul L. Montupet as a Director | Management | For | For |
| 1.4 | Elect Lucio Stanca as a Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 26, 2010 |
TICKER: PTEN SECURITY ID: 703481101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
| 1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PETROBAKKEN ENERGY LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBN SECURITY ID: 71645A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian S. Brown as Director | Management | For | For |
| 1.2 | Elect E. Craig Lothian as Director | Management | For | For |
| 1.3 | Elect Corey C. Ruttan as Director | Management | For | For |
| 1.4 | Elect John D. Wright as Director | Management | For | For |
| 1.5 | Elect Martin Hislop as Director | Management | For | For |
| 1.6 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.7 | Elect Dan Themig as Director | Management | For | For |
| 2 | Approve Deloite & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: PNW SECURITY ID: 723484101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Basha, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Donald E. Brandt | Management | For | For |
| 1.3 | Elect Director Susan Clark-Johnson | Management | For | Withhold |
| 1.4 | Elect Director Denis A. Cortese | Management | For | For |
| 1.5 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Director Pamela Grant | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Herberger, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Humberto S. Lopez | Management | For | Withhold |
| 1.9 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.11 | Elect Director W. Douglas Parker | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLARIS INDUSTRIES INC.
MEETING DATE: APR 29, 2010 |
TICKER: PII SECURITY ID: 731068102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Caulk | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 11, 2009 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | Withhold |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
| 1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: DEC 16, 2009 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Kibali (Jersey) Ltd of Shares in Kibali Goldmines sprl | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 4, 2010 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Kadri Dagdelen as Director | Management | For | For |
| 3 | Re-elect Philippe Lietard as Director | Management | For | For |
| 4 | Re-elect Robert Israel as Director | Management | For | For |
| 5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 6 | Re-elect Karl Voltaire as Director | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Non-executive Director Fees | Management | For | For |
| 9 | Reappoint BDO LLP as Auditors | Management | For | For |
| 10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
| 10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
| 10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGENCY CENTERS CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: REG SECURITY ID: 758849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond L. Bank | Management | For | For |
| 1.3 | Elect Director C. Ronald Blankenship | Management | For | For |
| 1.4 | Elect Director A.r. Carpenter | Management | For | For |
| 1.5 | Elect Director J. Dix Druce | Management | For | For |
| 1.6 | Elect Director Mary Lou Fiala | Management | For | For |
| 1.7 | Elect Director Bruce M. Johnson | Management | For | For |
| 1.8 | Elect Director Douglas S. Luke | Management | For | For |
| 1.9 | Elect Director John C. Schweitzer | Management | For | For |
| 1.10 | Elect Director Brian M. Smith | Management | For | For |
| 1.11 | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 19, 2010 |
TICKER: RGA SECURITY ID: 759351604
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Bartlett | Management | For | For |
| 1.2 | Elect Director Alan C. Henderson | Management | For | For |
| 1.3 | Elect Director Rachel Lomax | Management | For | For |
| 1.4 | Elect Director Fred Sievert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REXAM PLC
MEETING DATE: MAY 6, 2010 |
TICKER: REX SECURITY ID: G1274K113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Ellwood as Director | Management | For | For |
| 5 | Re-elect Graham Chipchase as Director | Management | For | For |
| 6 | Re-elect David Robbie as Director | Management | For | For |
| 7 | Re-elect Carl Symon as Director | Management | For | For |
| 8 | Re-elect Noreen Doyle as Director | Management | For | For |
| 9 | Re-elect John Langston as Director | Management | For | For |
| 10 | Re-elect Wolfgang Meusburger as Director | Management | For | For |
| 11 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
ROBBINS & MYERS, INC.
MEETING DATE: JAN 6, 2010 |
TICKER: RBN SECURITY ID: 770196103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Giromini | Management | For | Withhold |
| 1.2 | Elect Director Stephen F. Kirk | Management | For | Withhold |
| 1.3 | Elect Director Peter C. Wallace | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 20, 2010 |
TICKER: RCL SECURITY ID: V7780T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as Director | Management | For | For |
| 1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
| 1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
| 1.4 | Reelect Bernt Reitan as Director | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: R SECURITY ID: 783549108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David I. Fuente | Management | For | For |
| 2 | Elect Director Eugene A. Renna | Management | For | For |
| 3 | Elect Director Abbie J. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: SD SECURITY ID: 80007P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Gilliland | Management | For | For |
| 1.2 | Elect Director D. Dwight Scott | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Serota | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: G80277141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 12, 2010 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 2 | Elect Director Donald E. Felsinger | Management | For | For |
| 3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 4 | Elect Director William D. Jones | Management | For | For |
| 5 | Elect Director William G. Ouchi | Management | For | For |
| 6 | Elect Director Carlos Ruiz | Management | For | For |
| 7 | Elect Director William C. Rusnack | Management | For | For |
| 8 | Elect Director William P. Rutledge | Management | For | For |
| 9 | Elect Director Lynn Schenk | Management | For | For |
| 10 | Elect Director Neal E. Schmale | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
SHERWIN-WILLIAMS COMPANY, THE
MEETING DATE: APR 20, 2010 |
TICKER: SHW SECURITY ID: 824348106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director James C. Boland | Management | For | For |
| 1.3 | Elect Director Christopher M. Connor | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Gary E. McCullough | Management | For | For |
| 1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.9 | Elect Director Curtis E. Moll | Management | For | For |
| 1.10 | Elect Director Richard K. Smucker | Management | For | For |
| 1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
SIGNET JEWELERS LTD.
MEETING DATE: JUN 17, 2010 |
TICKER: SIG SECURITY ID: G81276100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert Blanchard as Director | Management | For | For |
| 1b | Elect Terry Burman as Director | Management | For | For |
| 2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOFTBANK CORP
MEETING DATE: JUN 25, 2010 |
TICKER: 9984 SECURITY ID: J75963108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JOE COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: JOE SECURITY ID: 790148100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ainslie | Management | For | For |
| 1.2 | Elect Director Hugh M. Durden | Management | For | For |
| 1.3 | Elect Director Thomas A. Fanning | Management | For | For |
| 1.4 | Elect Director Wm. Britton Greene | Management | For | For |
| 1.5 | Elect Director Delores M. Kesler | Management | For | For |
| 1.6 | Elect Director John S. Lord | Management | For | For |
| 1.7 | Elect Director Walter L. Revell | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: SFG SECURITY ID: 852891100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duane C. McDougall | Management | For | For |
| 1.2 | Elect Director George J. Puentes | Management | For | For |
| 1.3 | Elect Director E. Kay Stepp | Management | For | For |
| 1.4 | Elect Director Michael G. Thorne | Management | For | For |
| 1.5 | Elect Director J. Greg Ness | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
STANDARD MICROSYSTEMS CORP.
MEETING DATE: JUL 8, 2009 |
TICKER: SMSC SECURITY ID: 853626109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Caggia | Management | For | For |
| 1.2 | Elect Director James A. Donahue | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STANDARD PACIFIC CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: SPF SECURITY ID: 85375C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Campbell | Management | For | For |
| 1.2 | Elect Director Bruce A. Choate | Management | For | For |
| 1.3 | Elect Director James L. Doti | Management | For | For |
| 1.4 | Elect Director Ronald R. Foell | Management | For | For |
| 1.5 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.6 | Elect Director David J. Matlin | Management | For | For |
| 1.7 | Elect Director F. Patt Schiewitz | Management | For | For |
| 1.8 | Elect Director Peter Schoels | Management | For | For |
| 2 | Approve Stock/Cash Award to Executive | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: STRI SECURITY ID: 78478V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Jilot | Management | For | For |
| 1.2 | Elect Director Andrew M. Leitch | Management | For | For |
| 1.3 | Elect Director Susan C. Schnabel | Management | For | For |
| 1.4 | Elect Director Scott S. Brown | Management | For | For |
| 1.5 | Elect Director Jason L. Metakis | Management | For | For |
| 1.6 | Elect Director Ryan M. Sprott | Management | For | For |
| 1.7 | Elect Director John A. Janitz | Management | For | For |
| 1.8 | Elect Director Dominick J. Schiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERVALU INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SVU SECURITY ID: 868536103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Chappel | Management | For | For |
| 2 | Elect Director Irwin S. Cohen | Management | For | For |
| 3 | Elect Director Ronald E. Daly | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Craig R. Herkert | Management | For | For |
| 6 | Elect Director Charles M. Lillis | Management | For | For |
| 7 | Elect Director Steven S. Rogers | Management | For | For |
| 8 | Elect Director Matthew E. Rubel | Management | For | For |
| 9 | Elect Director Wayne C. Sales | Management | For | For |
| 10 | Elect Director Kathi P. Seifert | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Company Request on Advisory Vote on Executive Compensation | Management | For | Abstain |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMRISE AG
MEETING DATE: MAY 11, 2010 |
TICKER: SY1 SECURITY ID: D827A1108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Approve Creation of EUR 59 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 18, 2009 |
TICKER: SYY SECURITY ID: 871829107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan Golden | Management | For | For |
| 2 | Elect Director Joseph A. Hafner. Jr. | Management | For | For |
| 3 | Elect Director Nancy S. Newcomb | Management | For | For |
| 4 | Elect Director Kenneth F. Spitler | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: TCB SECURITY ID: 872275102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bell | Management | For | For |
| 1.2 | Elect Director William F. Bieber | Management | For | Withhold |
| 1.3 | Elect Director Theodore J. Bigos | Management | For | Withhold |
| 1.4 | Elect Director William A. Cooper | Management | For | For |
| 1.5 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.6 | Elect Director Luella G. Goldberg | Management | For | Withhold |
| 1.7 | Elect Director George G. Johnson | Management | For | For |
| 1.8 | Elect Director Vance K. Opperman | Management | For | Withhold |
| 1.9 | Elect Director Gregory J. Pulles | Management | For | For |
| 1.10 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Ralph Strangis | Management | For | Withhold |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORP.
MEETING DATE: FEB 25, 2010 |
TICKER: AMTD SECURITY ID: 87236Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director William H. Hatanaka | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMH SECURITY ID: 87817A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lynn Massingale | Management | For | Withhold |
| 1.2 | Elect Director Neil P. Simpkins | Management | For | Withhold |
| 1.3 | Elect Director Earl P. Holland | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXAS INDUSTRIES INCORPORATED
MEETING DATE: OCT 22, 2009 |
TICKER: TXI SECURITY ID: 882491103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1.1 | Elect Director Gordon E. Forward | Management | For | For |
| 1.2 | Elect Director Keith W. Hughes | Management | For | For |
| 1.3 | Elect Director Henry H. Mauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | None |
| 1.2 | Elect Director Dennis A. Johnson | Shareholder | For | None |
| 1.3 | Elect Director Gary L. Pechota | Shareholder | For | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Declassify the Board of Directors | Shareholder | For | None |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | None |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | None |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil D. Chrisman | Management | For | For |
| 1.2 | Elect Director Alan Siegel | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
| |
|---|
TOKYO OHKA KOGYO CO. LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 4186 SECURITY ID: J87430104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Youichi Nakamura | Management | For | For |
| 2.2 | Elect Director Kouichi Kaihatsu | Management | For | For |
| 2.3 | Elect Director Koubun Iwasaki | Management | For | For |
| 2.4 | Elect Director Hidekatsu Kohara | Management | For | For |
| 2.5 | Elect Director Jirou Makino | Management | For | For |
| 2.6 | Elect Director Hiroshi Asaba | Management | For | For |
| 2.7 | Elect Director Ikuo Akutsu | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kenichi Fujiwara | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTIMATE SOFTWARE GROUP, INC., THE
MEETING DATE: MAY 11, 2010 |
TICKER: ULTI SECURITY ID: 90385D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Scherr | Management | For | For |
| 1.2 | Elect Director Alois T. Leiter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: UMPQ SECURITY ID: 904214103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director David B. Frohnmayer | Management | For | For |
| 1.3 | Elect Director William A. Lansing | Management | For | For |
| 1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.6 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.7 | Elect Director Luis F. Machuca | Management | For | For |
| 1.8 | Elect Director Bryan L. Timm | Management | For | For |
| 1.9 | Elect Director Allyn C. Ford | Management | For | For |
| 1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
| 1.11 | Elect Director Diane D. Miller | Management | For | For |
| 1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: UPS SECURITY ID: 911312106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Michael J. Burns | Management | For | For |
| 1.3 | Elect Director D. Scott Davis | Management | For | For |
| 1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.5 | Elect Director Michael L. Eskew | Management | For | For |
| 1.6 | Elect Director William R. Johnson | Management | For | For |
| 1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
| 1.8 | Elect Director Rudy Markham | Management | For | For |
| 1.9 | Elect Director John W. Thompson | Management | For | For |
| 1.10 | Elect Director Carol B. Tome | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: MTN SECURITY ID: 91879Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director John F. Sorte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
VALIDUS HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Robert D. Reed | Management | For | For |
| 1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.7 | Elect Director James D. Shelton | Management | For | For |
| 1.8 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGIN MEDIA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: VMED SECURITY ID: 92769L101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Allen | Management | For | For |
| 1.2 | Elect Director Andrew J. Cole | Management | For | For |
| 1.3 | Elect Director Gordon D. McCallum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: VPHM SECURITY ID: 928241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
| 1.2 | Elect Director William D. Claypool | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 14, 2010 |
TICKER: VMC SECURITY ID: 929160109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. McGregor | Management | For | For |
| 1.2 | Elect Director Vincent J. Trosino | Management | For | For |
| 1.3 | Elect Director Philip J. Carroll, Jr. | Management | For | For |
| 1.4 | Elect Director James V. Napier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WILLIS GROUP HOLDINGS PLC
MEETING DATE: DEC 11, 2009 |
TICKER: WSH SECURITY ID: G96655108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland via a Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
WILLIS GROUP HOLDINGS PLC
MEETING DATE: APR 21, 2010 |
TICKER: WSH SECURITY ID: G96666105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William W. Bradley as Director | Management | For | For |
| 1.2 | Elect Joseph A. Califano as Director | Management | For | For |
| 1.3 | Elect Anna C. Catalano as Director | Management | For | For |
| 1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
| 1.5 | Elect Sir Jeremy Hanley as Director | Management | For | For |
| 1.6 | Elect Robyn S. Kravit as Director | Management | For | For |
| 1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
| 1.8 | Elect Wendy E. Lane as Director | Management | For | For |
| 1.9 | Elect James F. McCann as Director | Management | For | Against |
| 1.10 | Elect Joseph J. Plumeri as Director | Management | For | For |
| 1.11 | Elect Douglas B. Roberts as Director | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve the Willis Group Holdings Public Limited Company 2010 North American Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 15, 2009 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irvin E. Aal | Management | For | For |
| 1.2 | Elect Director Joseph W. England | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: ZION SECURITY ID: 989701107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger B. Porter | Management | For | For |
| 2 | Elect Director L.E. Simmons | Management | For | For |
| 3 | Elect Director Steven C. Wheelwright | Management | For | For |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
