FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03329
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
CYNTHIA LO BESSETTE, SECRETARY AND CHIEF LEGAL OFFICER, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2020 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2019 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP EQUITY-INCOME PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ALIMENTATION COUCHE-TARD INC.
MEETING DATE: SEP 18, 2019 | TICKER: ATD.B SECURITY ID: 01626P403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Alain Bouchard | Management | For | For |
| 2.2 | Elect Director Melanie Kau | Management | For | For |
| 2.3 | Elect Director Jean Bernier | Management | For | For |
| 2.4 | Elect Director Nathalie Bourque | Management | For | For |
| 2.5 | Elect Director Eric Boyko | Management | For | For |
| 2.6 | Elect Director Jacques D'Amours | Management | For | For |
| 2.7 | Elect Director Richard Fortin | Management | For | For |
| 2.8 | Elect Director Brian Hannasch | Management | For | For |
| 2.9 | Elect Director Marie Josee Lamothe | Management | For | For |
| 2.10 | Elect Director Monique F. Leroux | Management | For | For |
| 2.11 | Elect Director Real Plourde | Management | For | For |
| 2.12 | Elect Director Daniel Rabinowicz | Management | For | For |
| 2.13 | Elect Director Louis Tetu | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 31, 2020 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director James S. Kahan | Management | For | For |
| 1.4 | Elect Director Rafael de la Vega | Management | For | For |
| 1.5 | Elect Director Giora Yaron | Management | For | For |
| 1.6 | Elect Director Eli Gelman | Management | For | For |
| 1.7 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.8 | Elect Director John A. MacDonald | Management | For | For |
| 1.9 | Elect Director Shuky Sheffer | Management | For | For |
| 1.10 | Elect Director Yvette Kanouff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve an Increase in the Quarterly Cash Dividend Rate | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMEREN CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: AEE SECURITY ID: 023608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1c | Elect Director Catherine S. Brune | Management | For | For |
| 1d | Elect Director J. Edward Coleman | Management | For | For |
| 1e | Elect Director Ward H. Dickson | Management | For | For |
| 1f | Elect Director Noelle K. Eder | Management | For | For |
| 1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1h | Elect Director Rafael Flores | Management | For | For |
| 1i | Elect Director Richard J. Harshman | Management | For | For |
| 1j | Elect Director Craig S. Ivey | Management | For | For |
| 1k | Elect Director James C. Johnson | Management | For | For |
| 1l | Elect Director Steven H. Lipstein | Management | For | For |
| 1m | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 06, 2020 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Amato | Management | For | For |
| 1b | Elect Director Anthony J. Conti | Management | For | For |
| 1c | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | Against |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: APR 29, 2020 | TICKER: AZN SECURITY ID: G0593M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| |
|---|
BECTON, DICKINSON AND COMPANY
MEETING DATE: JAN 28, 2020 | TICKER: BDX SECURITY ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Thomas E. Polen | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 02, 2020 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | For |
| |
|---|
BJ'S WHOLESALE CLUB HOLDINGS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: BJ SECURITY ID: 05550J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maile Clark | Management | For | For |
| 1.2 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
BLACK KNIGHT, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BKI SECURITY ID: 09215C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: MAY 27, 2020 | TICKER: BP SECURITY ID: G12793108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4(a) | Elect Bernard Looney as Director | Management | For | For |
| 4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
| 4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 4(d) | Re-elect Pamela Daley as Director | Management | For | For |
| 4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
| 4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 4(g) | Re-elect Helge Lund as Director | Management | For | For |
| 4(h) | Re-elect Melody Meyer as Director | Management | For | For |
| 4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
| 4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
| 4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted English | Management | For | For |
| 1.2 | Elect Director Jordan Hitch | Management | For | For |
| 1.3 | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | Against |
| 1c | Elect Director Ann Fritz Hackett | Management | For | Against |
| 1d | Elect Director Peter Thomas Killalea | Management | For | Against |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | Against |
| 1f | Elect Director Pierre E. Leroy | Management | For | Against |
| 1g | Elect Director Francois Locoh-Donou | Management | For | Against |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | Against |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 24, 2020 | TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Susan O. Rheney | Management | For | For |
| 1g | Elect Director Phillip R. Smith | Management | For | For |
| 1h | Elect Director John W. Somerhalder, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | Against |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CHUBB LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: CB SECURITY ID: H1467J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Michael G. Atieh | Management | For | For |
| 5.3 | Elect Director Sheila P. Burke | Management | For | For |
| 5.4 | Elect Director James I. Cash | Management | For | For |
| 5.5 | Elect Director Mary Cirillo | Management | For | For |
| 5.6 | Elect Director Michael P. Connors | Management | For | For |
| 5.7 | Elect Director John A. Edwardson | Management | For | For |
| 5.8 | Elect Director Robert J. Hugin | Management | For | For |
| 5.9 | Elect Director Robert W. Scully | Management | For | For |
| 5.10 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.11 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.12 | Elect Director David H. Sidwell | Management | For | For |
| 5.13 | Elect Director Olivier Steimer | Management | For | For |
| 5.14 | Elect Director Frances F. Townsend | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10 | Approve CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2020 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Grace E. Dailey | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director John C. Dugan | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Review on Governance Documents | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
CLARIVATE ANALYTICS PLC
MEETING DATE: MAY 07, 2020 | TICKER: CCC SECURITY ID: G21810109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sheryl von Blucher | Management | For | For |
| 1b | Elect Director Jane Okun Bomba | Management | For | For |
| 1c | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1d | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Change Company Name to Clarivate Plc | Management | For | For |
| 3 | Amend Memorandum and Articles of Association | Management | For | Against |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 5 | Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2020 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
DIAGEO PLC
MEETING DATE: SEP 19, 2019 | TICKER: DGE SECURITY ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debra Crew as Director | Management | For | For |
| 5 | Re-elect Lord Davies as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Ho KwonPing as Director | Management | For | For |
| 9 | Re-elect Nicola Mendelsohn as Director | Management | For | For |
| 10 | Re-elect Ivan Menezes as Director | Management | For | For |
| 11 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 12 | Re-elect Alan Stewart as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Approve Irish Sharesave Scheme | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: DG SECURITY ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Debra A. Sandler | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 11, 2020 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold S. Barron | Management | For | For |
| 1b | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1c | Elect Director Thomas W. Dickson | Management | For | For |
| 1d | Elect Director Lemuel E. Lewis | Management | For | For |
| 1e | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1f | Elect Director Gary M. Philbin | Management | For | For |
| 1g | Elect Director Bob Sasser | Management | For | For |
| 1h | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1i | Elect Director Stephanie P. Stahl | Management | For | For |
| 1j | Elect Director Carrie A. Wheeler | Management | For | For |
| 1k | Elect Director Thomas E. Whiddon | Management | For | For |
| 1l | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Greenhouse Gas Emissions Goals | Shareholder | Against | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Eskew | Management | For | For |
| 1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1c | Elect Director David A. Ricks | Management | For | For |
| 1d | Elect Director Marschall S. Runge | Management | For | For |
| 1e | Elect Director Karen Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Forced Swim Test | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 07, 2020 | TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director John A. McKinley | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Elane B. Stock | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
FORTIVE CORPORATION
MEETING DATE: JUN 02, 2020 | TICKER: FTV SECURITY ID: 34959J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kate D. Mitchell | Management | For | For |
| 1B | Elect Director Mitchell P. Rales | Management | For | For |
| 1C | Elect Director Steven M. Rales | Management | For | For |
| 1D | Elect Director Jeannine Sargent | Management | For | For |
| 1E | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sebastien Bazin | Management | For | For |
| 2 | Elect Director Ashton Carter | Management | For | For |
| 3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Edward Garden | Management | For | For |
| 6 | Elect Director Thomas W. Horton | Management | For | For |
| 7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 8 | Elect Director Catherine Lesjak | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Leslie Seidman | Management | For | For |
| 11 | Elect Director James Tisch | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HILTON FOOD GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: HFG SECURITY ID: G4586W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Rebecca Shelley as Director | Management | For | For |
| 4 | Re-elect Robert Watson as Director | Management | For | For |
| 5 | Re-elect Philip Heffer as Director | Management | For | For |
| 6 | Re-elect Nigel Majewski as Director | Management | For | For |
| 7 | Re-elect Christine Cross as Director | Management | For | For |
| 8 | Re-elect John Worby as Director | Management | For | For |
| 9 | Re-elect Dr Angus Porter as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Final Dividend | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
| 1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.4 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
| 1.12 | Elect Director David L. Porteous | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMPERIAL OIL LTD.
MEETING DATE: MAY 01, 2020 | TICKER: IMO SECURITY ID: 453038408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director D.C. (David) Brownell | Management | For | For |
| 2.2 | Elect Director D.W. (David) Cornhill | Management | For | For |
| 2.3 | Elect Director B.W. (Bradley) Corson | Management | For | For |
| 2.4 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.5 | Elect Director M.C. (Miranda) Hubbs | Management | For | For |
| 2.6 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.7 | Elect Director D.S. (David) Sutherland | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: FEB 04, 2020 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Trane Technologies plc | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2020 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | For |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KEURIG DR PEPPER INC.
MEETING DATE: JUN 24, 2020 | TICKER: KDP SECURITY ID: 49271V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Gamgort | Management | For | For |
| 1b | Elect Director Olivier Goudet | Management | For | For |
| 1c | Elect Director Peter Harf | Management | For | Against |
| 1d | Elect Director Genevieve Hovde | Management | For | For |
| 1e | Elect Director Anna-Lena Kamenetzky | Management | For | For |
| 1f | Elect Director Paul S. Michaels | Management | For | For |
| 1g | Elect Director Pamela H. Patsley | Management | For | For |
| 1h | Elect Director Gerhard Pleuhs | Management | For | For |
| 1i | Elect Director Fabien Simon | Management | For | For |
| 1j | Elect Director Robert Singer | Management | For | For |
| 1k | Elect Director Dirk Van de Put | Management | For | For |
| 1l | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.2 | Elect Director Robert W. Decherd | Management | For | For |
| 1.3 | Elect Director Michael D. Hsu | Management | For | For |
| 1.4 | Elect Director Mae C. Jemison | Management | For | For |
| 1.5 | Elect Director S. Todd Maclin | Management | For | For |
| 1.6 | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1.7 | Elect Director Christa S. Quarles | Management | For | For |
| 1.8 | Elect Director Ian C. Read | Management | For | For |
| 1.9 | Elect Director Dunia A. Shive | Management | For | For |
| 1.10 | Elect Director Mark T. Smucker | Management | For | For |
| 1.11 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.4 | Elect Director Gary N. Geisel | Management | For | For |
| 1.5 | Elect Director Richard S. Gold | Management | For | For |
| 1.6 | Elect Director Richard A. Grossi | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Rene F. Jones | Management | For | For |
| 1.9 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.10 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.11 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Denis J. Salamone | Management | For | For |
| 1.15 | Elect Director John R. Scannell | Management | For | For |
| 1.16 | Elect Director David S. Scharfstein | Management | For | For |
| 1.17 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2020 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W.K. Booth | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Debra A. Crew | Management | For | For |
| 1.4 | Elect Director Lois D. Juliber | Management | For | For |
| 1.5 | Elect Director Peter W. May | Management | For | For |
| 1.6 | Elect Director Jorge S. Mesquita | Management | For | For |
| 1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.8 | Elect Director Christiana S. Shi | Management | For | For |
| 1.9 | Elect Director Patrick T. Siewert | Management | For | For |
| 1.10 | Elect Director Michael A. Todman | Management | For | For |
| 1.11 | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1.12 | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Kathleen E. Ciaramello | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Sydney Selati | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 23, 2020 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.f | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.g | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.h | Reelect Ursula Burns as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1.j | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.k | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.l | Reelect Dick Boer as Director | Management | For | For |
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: NOC SECURITY ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director Paul W. Hobby | Management | For | For |
| 1h | Elect Director Alexandra Pruner | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 27, 2020 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Elect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
| 10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 17, 2019 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 06, 2020 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director Cesar Conde | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director David C. Page | Management | For | For |
| 1i | Elect Director Robert C. Pohlad | Management | For | For |
| 1j | Elect Director Daniel Vasella | Management | For | For |
| 1k | Elect Director Darren Walker | Management | For | For |
| 1l | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2020 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: RTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1e | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1f | Elect Director Denise L. Ramos | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| 5 | Report on Plant Closures | Shareholder | Against | Against |
| |
|---|
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SUNCOR ENERGY INC.
MEETING DATE: MAY 06, 2020 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: JUL 30, 2019 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcelo Claure | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.4 | Elect Director Srini Gopalan | Management | For | For |
| 1.5 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Director Timotheus Hottges | Management | For | For |
| 1.7 | Elect Director Christian P. Illek | Management | For | For |
| 1.8 | Elect Director Stephen Kappes | Management | For | For |
| 1.9 | Elect Director Raphael Kubler | Management | For | For |
| 1.10 | Elect Director Thorsten Langheim | Management | For | For |
| 1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.12 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 09, 2020 | TICKER: 2330 SECURITY ID: 874039100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | For | For |
| |
|---|
TAPESTRY, INC.
MEETING DATE: NOV 07, 2019 | TICKER: TPR SECURITY ID: 876030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darrell Cavens | Management | For | For |
| 1B | Elect Director David Denton | Management | For | For |
| 1C | Elect Director Anne Gates | Management | For | For |
| 1D | Elect Director Andrea Guerra | Management | For | For |
| 1E | Elect Director Susan Kropf | Management | For | For |
| 1F | Elect Director Annabelle Yu Long | Management | For | For |
| 1G | Elect Director Ivan Menezes | Management | For | For |
| 1H | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 11, 2020 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director William A. Jeffrey | Management | For | For |
| 1f | Elect Director David M. Kerko | Management | For | For |
| 1g | Elect Director Thomas J. Lynch | Management | For | For |
| 1h | Elect Director Yong Nam | Management | For | For |
| 1i | Elect Director Daniel J. Phelan | Management | For | For |
| 1j | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1k | Elect Director Mark C. Trudeau | Management | For | For |
| 1l | Elect Director Dawn C. Willoughby | Management | For | For |
| 1m | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 27, 2019 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
| 14 | Approve Reduction of Share Capital | Management | For | For |
| 15 | Adjourn Meeting | Management | For | For |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.6 | Elect Director Michael I. Roth | Management | For | For |
| 1.7 | Elect Director Linda S. Sanford | Management | For | For |
| 1.8 | Elect Director David M. Thomas | Management | For | For |
| 1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE J. M. SMUCKER COMPANY
MEETING DATE: AUG 14, 2019 | TICKER: SJM SECURITY ID: 832696405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Paul J. Dolan | Management | For | For |
| 1c | Elect Director Jay L. Henderson | Management | For | For |
| 1d | Elect Director Gary A. Oatey | Management | For | For |
| 1e | Elect Director Kirk L. Perry | Management | For | For |
| 1f | Elect Director Sandra Pianalto | Management | For | For |
| 1g | Elect Director Nancy Lopez Russell | Management | For | For |
| 1h | Elect Director Alex Shumate | Management | For | For |
| 1i | Elect Director Mark T. Smucker | Management | For | For |
| 1j | Elect Director Richard K. Smucker | Management | For | For |
| 1k | Elect Director Timothy P. Smucker | Management | For | For |
| 1l | Elect Director Dawn C. Willoughby | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 25, 2020 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Bobby S. Shackouls | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | For |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1g | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1h | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1i | Elect Director Alan D. Schnitzer | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.8 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director William H. Spence | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TIFFANY & CO.
MEETING DATE: JUN 01, 2020 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1d | Elect Director Roger N. Farah | Management | For | For |
| 1e | Elect Director Jane Hertzmark Hudis | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director William A. Shutzer | Management | For | For |
| 1i | Elect Director Robert S. Singer | Management | For | For |
| 1j | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRUIST FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: TFC SECURITY ID: 89832Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Dallas S. Clement | Management | For | For |
| 1.6 | Elect Director Paul D. Donahue | Management | For | For |
| 1.7 | Elect Director Paul R. Garcia | Management | For | For |
| 1.8 | Elect Director Patrick C. Graney, III | Management | For | For |
| 1.9 | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1.10 | Elect Director Kelly S. King | Management | For | For |
| 1.11 | Elect Director Easter A. Maynard | Management | For | For |
| 1.12 | Elect Director Donna S. Morea | Management | For | For |
| 1.13 | Elect Director Charles A. Patton | Management | For | For |
| 1.14 | Elect Director Nido R. Qubein | Management | For | For |
| 1.15 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.16 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.17 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.18 | Elect Director Christine Sears | Management | For | For |
| 1.19 | Elect Director Thomas E. Skains | Management | For | For |
| 1.20 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.21 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.22 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNILEVER NV
MEETING DATE: APR 30, 2020 | TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Directors | Management | For | For |
| 5 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 10 | Reelect A Jope as Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Director | Management | For | For |
| 17 | Reelect F Sijbesma as Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: OCT 11, 2019 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WALMART INC.
MEETING DATE: JUN 03, 2020 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | For |
| 6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: WCN SECURITY ID: 94106B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1.3 | Elect Director Michael W. Harlan | Management | For | For |
| 1.4 | Elect Director Larry S. Hughes | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director Elise L. Jordan | Management | For | For |
| 1.7 | Elect Director Susan "Sue" Lee | Management | For | For |
| 1.8 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WEC ENERGY GROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WEC SECURITY ID: 92939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.2 | Elect Director Curt S. Culver | Management | For | For |
| 1.3 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.7 | Elect Director Maria C. Green | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.10 | Elect Director Thomas K. Lane | Management | For | For |
| 1.11 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.12 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
VOTE SUMMARY REPORT
VIP FLOATING RATE HIGH INCOME PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
VIP GROWTH PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
10X GENOMICS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: TXG SECURITY ID: 88025U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Serge Saxonov | Management | For | For |
| 1.2 | Elect Director Benjamin J. Hindson | Management | For | For |
| 1.3 | Elect Director John R. Stuelpnagel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| |
|---|
ADOBE INC.
MEETING DATE: APR 09, 2020 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
ADYEN NV
MEETING DATE: DEC 06, 2019 | TICKER: ADYEN SECURITY ID: N3501V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Mariette Bianca Swart to Management Board | Management | For | For |
| 3 | Elect Kamran Zaki to Management Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| |
|---|
ADYEN NV
MEETING DATE: MAY 26, 2020 | TICKER: ADYEN SECURITY ID: N3501V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Annual Accounts | Management | For | For |
| 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.e | Approve Remuneration Policy for Management Board | Management | For | For |
| 2.f | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Piero Overmars to Supervisory Board | Management | For | For |
| 6 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Ratify PWC as Auditors | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| |
|---|
AIMMUNE THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AIMT SECURITY ID: 00900T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett K. Haumann | Management | For | For |
| 1.2 | Elect Director Mark D. McDade | Management | For | For |
| 1.3 | Elect Director Stacey D. Seltzer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: ALB SECURITY ID: 012653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Mary Lauren Brlas | Management | For | For |
| 2b | Elect Director Luther C. Kissam, IV | Management | For | For |
| 2c | Elect Director J. Kent Masters | Management | For | For |
| 2d | Elect Director Glenda J. Minor | Management | For | For |
| 2e | Elect Director James J. O'Brien | Management | For | For |
| 2f | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 2g | Elect Director Dean L. Seavers | Management | For | For |
| 2h | Elect Director Gerald A. Steiner | Management | For | For |
| 2i | Elect Director Holly A. Van Deursen | Management | For | For |
| 2j | Elect Director Alejandro D. Wolff | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALIBABA GROUP HOLDING LIMITED
MEETING DATE: JUL 15, 2019 | TICKER: BABA SECURITY ID: 01609W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Subdivision | Management | For | For |
| 2.1 | Elect Daniel Yong Zhang as Director | Management | For | For |
| 2.2 | Elect Chee Hwa Tung as Director | Management | For | For |
| 2.3 | Elect Jerry Yang as Director | Management | For | For |
| 2.4 | Elect Wan Ling Martello as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | For |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | For |
| 1.11 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Against |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 10 | Report on Takedown Requests | Shareholder | Against | Against |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | For |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | Against |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | For |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 15 | Human Rights Risk Assessment | Shareholder | Against | For |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ANTA SPORTS PRODUCTS LTD.
MEETING DATE: MAY 11, 2020 | TICKER: 2020 SECURITY ID: G04011105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lai Shixian as Director | Management | For | For |
| 4 | Elect Wu Yonghua as Director | Management | For | For |
| 5 | Elect Wang Wenmo as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | Against |
| |
|---|
APPLIED THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: APLT SECURITY ID: 03828A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Les Funtleyder | Management | For | For |
| 1.2 | Elect Director Stacy J. Kanter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 22, 2020 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3a | Approve Remuneration Report | Management | For | For |
| 3b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3d | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 8b | Opportunity to Make Recommendations | Management | None | None |
| 8c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Management | None | None |
| 8d | Reelect A.P. (Annet) Aris to Supervisory Board | Management | For | For |
| 8e | Elect D.M. (Mark) Durcan to Supervisory Board | Management | For | For |
| 8f | Elect D.W.A. (Warren) East to Supervisory Board | Management | For | For |
| 8g | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a | Management | For | For |
| 10c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c | Management | For | For |
| 11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: APR 29, 2020 | TICKER: AZN SECURITY ID: 046353108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| |
|---|
BIO-TECHNE CORPORATION
MEETING DATE: OCT 24, 2019 | TICKER: TECH SECURITY ID: 09073M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | For |
| 2b | Elect Director John L. Higgins | Management | For | For |
| 2c | Elect Director Joseph D. Keegan | Management | For | For |
| 2d | Elect Director Charles R. Kummeth | Management | For | For |
| 2e | Elect Director Roeland Nusse | Management | For | For |
| 2f | Elect Director Alpna Seth | Management | For | For |
| 2g | Elect Director Randolph C. Steer | Management | For | For |
| 2h | Elect Director Rupert Vessey | Management | For | For |
| 2i | Elect Director Harold J. Wiens | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BIONTECH SE
MEETING DATE: JUN 26, 2020 | TICKER: BNTX SECURITY ID: 09075V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Amend Articles Re: Exclusion of Preemptive Rights for Authorized Capital | Management | For | For |
| 7 | Amend Articles Re: Absentee Vote, Online Participation, Virtual General Meetings | Management | For | For |
| 8a | Approve Affiliation Agreement with BioNTech Small Molecules GmbH | Management | For | For |
| 8b | Approve Affiliation Agreement with BioNTech IVAC GmbH | Management | For | For |
| 8c | Approve Affiliation Agreement with BioNTech Real Estate Holding GmbH | Management | For | For |
| 8d | Approve Affiliation Agreement with JPT Peptide Technologies GmbH | Management | For | For |
| 8e | Approve Affiliation Agreement with BioNTech Cell & Gene Therapies GmbH | Management | For | For |
| |
|---|
BLACK KNIGHT, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BKI SECURITY ID: 09215C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Director Wei Hopeman | Management | For | For |
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.7 | Elect Director Charles H. Noski | Management | For | For |
| 1.8 | Elect Director Nicholas J. Read | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Bob van Dijk | Management | For | For |
| 1.11 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Hermann Requardt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CLOUDFLARE, INC.
MEETING DATE: JUN 02, 2020 | TICKER: NET SECURITY ID: 18915M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Sandell | Management | For | For |
| 1.2 | Elect Director Michelle Zatlyn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 06, 2020 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen G. Dilly | Management | For | For |
| 1b | Elect Director Alison Moore | Management | For | For |
| 1c | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 16, 2019 | TICKER: STZ SECURITY ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Director Jerry Fowden | Management | For | For |
| 1.3 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.4 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect Director William A. Newlands | Management | For | For |
| 1.8 | Elect Director Richard Sands | Management | For | For |
| 1.9 | Elect Director Robert Sands | Management | For | For |
| 1.10 | Elect Director Judy A. Schmeling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COPART, INC.
MEETING DATE: DEC 06, 2019 | TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 28, 2019 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Hodge | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Darren R. Jackson | Management | For | For |
| 1.4 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 13, 2020 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | For |
| 1.2 | Elect Director Edward M. Kaye | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 22, 2020 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
DATADOG, INC.
MEETING DATE: JUN 11, 2020 | TICKER: DDOG SECURITY ID: 23804L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Olivier Pomel | Management | For | For |
| 1b | Elect Director Dev Ittycheria | Management | For | For |
| 1c | Elect Director Shardul Shah | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DELIVERY HERO SE
MEETING DATE: JUN 18, 2020 | TICKER: DHER SECURITY ID: D1T0KZ103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Jeanette Gorgas to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.2 | Elect Martin Enderle to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.3 | Elect Patrick Kolek to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.4 | Elect Nils Engvall to the Supervisory Board as Employee Representative | Management | For | For |
| 6.5 | Elect Gabriella Ardbo to the Supervisory Board as Employee Representative | Management | For | For |
| 6.6 | Elect Gerald Taylor to the Supervisory Board as Employee Representative | Management | For | For |
| 6.7 | Elect Gabriela Chavez as Alternate Supervisory Board Member | Management | For | For |
| 6.8 | Elect Vera Stachowiak as Alternate Supervisory Board Member | Management | For | For |
| 7 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Shareholder Register | Management | For | For |
| 11 | Amend Articles Re: General Meeting Chairman | Management | For | For |
| 12 | Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings | Management | For | For |
| 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 15 | Approve Remuneration of the Supervisory Board Chairman | Management | For | For |
| |
|---|
EDENRED SA
MEETING DATE: MAY 07, 2020 | TICKER: EDEN SECURITY ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | For |
| 6 | Reelect Dominique D Hinnin as Director | Management | For | For |
| 7 | Elect Alexandre de Juniac as Director | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Board Members | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 13 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Conventions | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 23 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | Management | For | For |
| 24 | Amend Article 15 of Bylaws Re: Board Deliberation | Management | For | For |
| 25 | Amend Articles 1, 3, 4, 5, 7, 8, 9, 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 04, 2019 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 29, 2019 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Steven Schuurman | Management | For | For |
| 1B | Elect Director Chetan Puttagunta | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Executive Director | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: JAN 10, 2020 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alison Gleeson | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 08, 2019 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | For |
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Eskew | Management | For | For |
| 1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1c | Elect Director David A. Ricks | Management | For | For |
| 1d | Elect Director Marschall S. Runge | Management | For | For |
| 1e | Elect Director Karen Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Forced Swim Test | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 27, 2020 | TICKER: ENR SECURITY ID: 29272W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 07, 2020 | TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director John A. McKinley | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Elane B. Stock | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | Against |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | For |
| |
|---|
FERRARI NV
MEETING DATE: APR 16, 2020 | TICKER: RACE SECURITY ID: N3167Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 1.13 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Louis C. Camilleri as Executive Director | Management | For | For |
| 3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.d | Reelect Delphine Arnault as Non-Executive Director | Management | For | Against |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.h | Reelect Adam Keswick as Non-Executive Director | Management | For | For |
| 3.i | Elect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.j | Elect Roberto Cingolani as Non-Executive Director | Management | For | For |
| 3.k | Elect John Galantic as Non-Executive Director | Management | For | For |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5 | Amend Remuneration Policy | Management | For | Against |
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Awards to Chairman | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| |
|---|
FEVERTREE DRINKS PLC
MEETING DATE: JUN 04, 2020 | TICKER: FEVR SECURITY ID: G33929103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect William Ronald as Director | Management | For | For |
| 5 | Re-elect Timothy Warrillow as Director | Management | For | For |
| 6 | Re-elect Andrew Branchflower as Director | Management | For | For |
| 7 | Re-elect Coline McConville as Director | Management | For | For |
| 8 | Re-elect Kevin Havelock as Director | Management | For | For |
| 9 | Re-elect Jeff Popkin as Director | Management | For | For |
| 10 | Re-elect Domenic De Lorenzo as Director | Management | For | For |
| 11 | Reappoint BDO LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Approve Increase in Limit on Aggregate Fees Payable to Directors | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
FIVE BELOW, INC.
MEETING DATE: JUN 16, 2020 | TICKER: FIVE SECURITY ID: 33829M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joel D. Anderson | Management | For | For |
| 1b | Elect Director Kathleen S. Barclay | Management | For | For |
| 1c | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GALAPAGOS NV
MEETING DATE: APR 28, 2020 | TICKER: GLPG SECURITY ID: 36315X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Discharge of Directors and Auditor | Management | For | For |
| 8 | Acknowledge Information on Auditors' Remuneration | Management | None | None |
| 9 | Ratify Deloitte as Auditor and Approve Auditors' Remuneration | Management | For | For |
| 10 | Re-elect Mary Kerr as Independent Director | Management | For | For |
| 11 | Elect Elisabeth Svanberg as Independent Director | Management | For | For |
| 12 | Approve Remuneration of Directors | Management | For | For |
| 13 | Approve Offer of 85,000 Subscription Rights | Management | For | For |
| 1 | Receive Special Board Report Re: Change Purpose of Company | Management | None | None |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Articles Re: New Code of Companies and Associations | Management | For | For |
| 4 | Elect Supervisory Board Members | Management | For | For |
| 5 | Authorize Implementation of Approved Resolutions and Coordination of Article | Management | For | For |
| 6 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
GARDNER DENVER HOLDINGS, INC.
MEETING DATE: FEB 21, 2020 | TICKER: GDI SECURITY ID: 36555P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 18, 2020 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcia J. Avedon | Management | For | For |
| 1.2 | Elect Director Bennett J. Morgan | Management | For | For |
| 1.3 | Elect Director Dominick P. Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUARDANT HEALTH, INC.
MEETING DATE: JUN 12, 2020 | TICKER: GH SECURITY ID: 40131M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ian Clark | Management | For | For |
| 1b | Elect Director Samir Kaul | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HDFC ASSET MANAGEMENT CO. LTD.
MEETING DATE: JUL 16, 2019 | TICKER: 541729 SECURITY ID: Y3R1AG299
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend and Confirm Interim Dividend | Management | For | For |
| 3 | Reelect Renu Karnad as Director | Management | For | For |
| 4 | Reelect N. K. Skeoch as Director | Management | For | Against |
| 5 | Authorize Board to Fix Remuneration of B S R & Co. LLP, Chartered Accountants as Auditors | Management | For | For |
| 6 | Elect Dhruv Kaji as Director | Management | For | For |
| 7 | Elect Jairaj Purandare as Director | Management | For | For |
| 8 | Elect Sanjay Bhandarkar as Director | Management | For | For |
| 9 | Elect Parag Shah as Director | Management | For | For |
| 10 | Elect Roshni Nadar Malhotra as Director | Management | For | For |
| 11 | Approve Commission to Non-Executive Directors Including Independent Directors | Management | For | For |
| 12 | Approve Deepak Parekh to Continue Office as Non-Executive Director | Management | For | For |
| 13 | Reelect Hoshang Billimoria as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | Against |
| |
|---|
HDFC BANK LIMITED
MEETING DATE: JUL 12, 2019 | TICKER: 500180 SECURITY ID: Y3119P174
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Reelect Srikanth Nadhamuni as Director | Management | For | For |
| 5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Management | For | For |
| 7 | Elect Sanjiv Sachar as Director | Management | For | For |
| 8 | Elect Sandeep Parekh as Director | Management | For | For |
| 9 | Elect M. D. Ranganath as Director | Management | For | For |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Management | For | For |
| 13 | Approve Sub-Division of Equity Shares | Management | For | For |
| 14 | Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| |
|---|
IHS MARKIT LTD.
MEETING DATE: APR 16, 2020 | TICKER: INFO SECURITY ID: G47567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lance Uggla | Management | For | For |
| 1b | Elect Director John Browne | Management | For | For |
| 1c | Elect Director Ruann F. Ernst | Management | For | For |
| 1d | Elect Director William E. Ford | Management | For | For |
| 1e | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1f | Elect Director Deborah K. Orida | Management | For | For |
| 1g | Elect Director James A. Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INGERSOLL RAND, INC.
MEETING DATE: JUN 16, 2020 | TICKER: IR SECURITY ID: 45687V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director William P. Donnelly | Management | For | For |
| 1c | Elect Director Marc E. Jones | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: 1801 SECURITY ID: G4818G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Ronnie Hao Xi Ede as Director | Management | For | Against |
| 2.2 | Elect Charles Leland Cooney as Director | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
INNOVENT BIOLOGICS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: 1801 SECURITY ID: G4818G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu under the RS Plan | Management | For | For |
| 2a | Approve Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan | Management | For | For |
| 2b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede under the RS Plan | Management | For | For |
| 3a | Approve Grant of Restricted Shares to Charles Leland Cooney under the RS Plan | Management | For | For |
| 3b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney under the RS Plan | Management | For | For |
| 4a | Approve Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan | Management | For | For |
| 4b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu under the RS Plan | Management | For | For |
| 5a | Approve Grant of Restricted Shares to Kaixian Chen under the RS Plan | Management | For | For |
| 5b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen under the RS Plan | Management | For | For |
| 6a | Approve Adoption of 2020 RS Plan Limit, 2020 RS Plan Listing Approval, 2020 RS Plan and Related Transactions | Management | For | For |
| 6b | Approve Grant of Specific Mandate to Issue Shares under the 2020 RS Plan | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 1.3 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INSPIRE MEDICAL SYSTEMS, INC.
MEETING DATE: APR 30, 2020 | TICKER: INSP SECURITY ID: 457730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Ellis | Management | For | For |
| 1.2 | Elect Director Mudit K. Jain | Management | For | For |
| 1.3 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2020 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Thomas Szkutak | Management | For | For |
| 1j | Elect Director Raul Vazquez | Management | For | For |
| 1k | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Against |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 23, 2020 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
JMP GROUP LLC
MEETING DATE: JUN 01, 2020 | TICKER: JMP SECURITY ID: 46629U107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Jolson | Management | For | For |
| 1.2 | Elect Director Craig R. Johnson | Management | For | For |
| 1.3 | Elect Director Carter D. Mack | Management | For | For |
| 1.4 | Elect Director Mark L. Lehmann | Management | For | For |
| 1.5 | Elect Director Glenn H. Tongue | Management | For | For |
| 1.6 | Elect Director Kenneth M. Karmin | Management | For | For |
| 1.7 | Elect Director H. Mark Lunenburg | Management | For | For |
| 1.8 | Elect Director David M. DiPietro | Management | For | For |
| 1.9 | Elect Director Jonathan M. Orszag | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KWEICHOW MOUTAI CO., LTD.
MEETING DATE: MAR 20, 2020 | TICKER: 600519 SECURITY ID: Y5070V116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gao Weidong as Non-Independent Director | Management | For | For |
| 2 | Elect You Yalin as Supervisor | Shareholder | For | For |
| |
|---|
KWEICHOW MOUTAI CO., LTD.
MEETING DATE: JUN 10, 2020 | TICKER: 600519 SECURITY ID: Y5070V116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial and Internal Control Auditor | Management | For | For |
| 9.1 | Elect Gao Weidong as Non-Independent Director | Management | For | For |
| 9.2 | Elect Li Jingren as Non-Independent Director | Management | For | For |
| 9.3 | Elect Wang Yan as Non-Independent Director | Management | For | For |
| 10.1 | Elect Li Botan as Independent Director | Management | For | For |
| 10.2 | Elect Lu Jinhai as Independent Director | Management | For | For |
| 10.3 | Elect Xu Dingbo as Independent Director | Management | For | For |
| 10.4 | Elect Zhang Jingzhong as Independent Director | Management | For | For |
| 11.1 | Elect You Yalin as Supervisor | Management | For | For |
| 11.2 | Elect Che Xingyu as Supervisor | Management | For | For |
| |
|---|
LAUREATE EDUCATION, INC.
MEETING DATE: MAY 11, 2020 | TICKER: LAUR SECURITY ID: 518613203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | For |
| 1.3 | Elect Director William L. Cornog | Management | For | For |
| 1.4 | Elect Director Pedro del Corro | Management | For | For |
| 1.5 | Elect Director Michael J. Durham | Management | For | For |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Judith Rodin | Management | For | For |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | For |
| 1.10 | Elect Director Ian K. Snow | Management | For | For |
| 1.11 | Elect Director Steven M. Taslitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: JUN 30, 2020 | TICKER: MC SECURITY ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Delphine Arnault as Director | Management | For | For |
| 6 | Reelect Antonio Belloni as Director | Management | For | For |
| 7 | Reelect Diego Della Valle as Director | Management | For | Against |
| 8 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 9 | Reelect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 10 | Elect Natacha Valla as Director | Management | For | For |
| 11 | Appoint Lord Powell of Bayswater as Censor | Management | For | Against |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 23 | Amend Article 14 of Bylaws Re: Board Powers | Management | For | For |
| 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eddie Capel | Management | For | For |
| 1b | Elect Director Charles E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
METRO BANK PLC
MEETING DATE: MAY 26, 2020 | TICKER: MTRO SECURITY ID: G60640102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir Michael Snyder as Director | Management | For | For |
| 5 | Elect Daniel Frumkin as Director | Management | For | For |
| 6 | Re-elect David Arden as Director | Management | For | For |
| 7 | Re-elect Monique Melis as Director | Management | For | For |
| 8 | Re-elect Catherine Brown as Director | Management | For | For |
| 9 | Re-elect Paul Thandi as Director | Management | For | For |
| 10 | Elect Sally Clark as Director | Management | For | For |
| 11 | Elect Michael Torpey as Director | Management | For | For |
| 12 | Elect Nicholas Winsor as Director | Management | For | For |
| 13 | Elect Anne Grim as Director | Management | For | For |
| 14 | Elect Ian Henderson as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Kathleen E. Ciaramello | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Sydney Selati | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 28, 2020 | TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director Catherine R. Kinney | Management | For | For |
| 1f | Elect Director Jacques P. Perold | Management | For | For |
| 1g | Elect Director Sandy C. Rattray | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director Marcus L. Smith | Management | For | For |
| 1j | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NANOSTRING TECHNOLOGIES, INC.
MEETING DATE: JUN 16, 2020 | TICKER: NSTG SECURITY ID: 63009R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Bradley Gray | Management | For | For |
| 1b | Elect Director Robert M. Hershberg | Management | For | Withhold |
| 1c | Elect Director Kirk D. Malloy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL VISION HOLDINGS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: EYE SECURITY ID: 63845R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Tehle | Management | For | For |
| 1.2 | Elect Director Thomas V. Taylor, Jr. | Management | For | For |
| 1.3 | Elect Director Virginia A. Hepner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 21, 2020 | TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Fischer | Management | For | For |
| 1.2 | Elect Director Shawn T. McCormick | Management | For | For |
| 1.3 | Elect Director Kevin O'Boyle | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOVANTA INC.
MEETING DATE: MAY 26, 2020 | TICKER: NOVT SECURITY ID: 67000B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director Lonny J. Carpenter | Management | For | For |
| 1.3 | Elect Director Deborah DiSanzo | Management | For | For |
| 1.4 | Elect Director Matthijs Glastra | Management | For | For |
| 1.5 | Elect Director Brian D. King | Management | For | For |
| 1.6 | Elect Director Ira J. Lamel | Management | For | For |
| 1.7 | Elect Director Maxine L. Mauricio | Management | For | For |
| 1.8 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.9 | Elect Director Thomas N. Secor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 05, 2020 | TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 27, 2020 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Elect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
| 10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OKTA, INC.
MEETING DATE: JUN 16, 2020 | TICKER: OKTA SECURITY ID: 679295105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye Archambeau | Management | For | For |
| 1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick Grady | Management | For | For |
| 1.4 | Elect Director Ben Horowitz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENUMBRA, INC.
MEETING DATE: JUN 03, 2020 | TICKER: PEN SECURITY ID: 70975L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arani Bose | Management | For | For |
| 1.2 | Elect Director Bridget O'Rourke | Management | For | For |
| 1.3 | Elect Director Surbhi Sarna | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERNOD RICARD SA
MEETING DATE: NOV 08, 2019 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.12 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Kory Sorenson as Director | Management | For | For |
| 6 | Elect Esther Berrozpe Galindo as Director | Management | For | For |
| 7 | Elect Philippe Petitcolin as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 9 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 24 | Amend Article 16 of Bylaws Re: Employee Representative | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PERRIGO COMPANY PLC
MEETING DATE: MAY 06, 2020 | TICKER: PRGO SECURITY ID: G97822103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley A. Alford | Management | For | For |
| 1.2 | Elect Director Rolf A. Classon | Management | For | For |
| 1.3 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.4 | Elect Director Murray S. Kessler | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Erica L. Mann | Management | For | For |
| 1.7 | Elect Director Donal O'Connor | Management | For | For |
| 1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
| 1.9 | Elect Director Theodore R. Samuels | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 18, 2020 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Joseph B. Fuller | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director G. Penny McIntyre | Management | For | For |
| 1g | Elect Director Amy McPherson | Management | For | For |
| 1h | Elect Director Henry Nasella | Management | For | For |
| 1i | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1j | Elect Director Craig Rydin | Management | For | For |
| 1k | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2020 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 12, 2020 | TICKER: RB SECURITY ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Mehmood Khan as Director | Management | For | For |
| 8 | Re-elect Pam Kirby as Director | Management | For | For |
| 9 | Re-elect Chris Sinclair as Director | Management | For | For |
| 10 | Re-elect Elane Stock as Director | Management | For | For |
| 11 | Elect Jeff Carr as Director | Management | For | For |
| 12 | Elect Sara Mathew as Director | Management | For | For |
| 13 | Elect Laxman Narasimhan as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Joseph L. Goldstein | Management | For | For |
| 1c | Elect Director Christine A. Poon | Management | For | For |
| 1d | Elect Director P. Roy Vagelos | Management | For | For |
| 1e | Elect Director Huda Y. Zoghbi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LIMITED
MEETING DATE: AUG 12, 2019 | TICKER: 500325 SECURITY ID: Y72596102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Pawan Kumar Kapil as Director | Management | For | For |
| 4 | Elect Nita M. Ambani as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | Management | For | For |
| 6 | Reelect Raminder Singh Gujral as Director | Management | For | For |
| 7 | Elect Arundhati Bhattacharya as Director | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
RESMED INC.
MEETING DATE: NOV 21, 2019 | TICKER: RMD SECURITY ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol Burt | Management | For | For |
| 1b | Elect Director Jan De Witte | Management | For | For |
| 1c | Elect Director Rich Sulpizio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Patricia H. Mueller | Management | For | For |
| 1h | Elect Director George P. Orban | Management | For | For |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Larree M. Renda | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RUBIUS THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: RUBY SECURITY ID: 78116T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Noubar B. Afeyan | Management | For | For |
| 1.2 | Elect Director Michael Rosenblatt | Management | For | For |
| 1.3 | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 11, 2020 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Craig Conway | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Robin Washington | Management | For | For |
| 1j | Elect Director Maynard Webb | Management | For | For |
| 1k | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
MEETING DATE: JUN 01, 2020 | TICKER: 981 SECURITY ID: G8020E119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve RMB Share Issue and Specific Mandate | Management | For | For |
| 2 | Authorize Board to Deal with All Matters in Relation to the RMB Share Issue | Management | For | For |
| 3 | Approve Plan for Distribution of Profits Accumulated Before the RMB Share Issue | Management | For | For |
| 4 | Approve Policy for Stabilization of the Price of the RMB Shares for the Three Years After the RMB Share Issue | Management | For | For |
| 5 | Approve Profits Distribution Policy and Dividend Return Plan for the Three Years After the RMB Share Issue | Management | For | For |
| 6 | Approve Use of Proceeds from the RMB Share Issue | Management | For | For |
| 7 | Approve Remedial Measures for the Potential Dilution of Immediate Returns by the RMB Share Issue | Management | For | For |
| 8 | Approve Undertakings and Corresponding Binding Measures in Connection with the RMB Share Issue | Management | For | For |
| 9 | Approve Adoption of Policy Governing the Procedures for the Holding of General Meetings | Management | For | For |
| 10 | Approve Adoption of Policy Governing the Procedures for the Holding of Board meetings | Management | For | For |
| 11 | Amend Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association | Management | For | For |
| |
|---|
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
MEETING DATE: JUN 23, 2020 | TICKER: 981 SECURITY ID: G8020E119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Zhou Zixue as Director | Management | For | Against |
| 2b | Elect Gao Yonggang as Director | Management | For | Against |
| 2c | Elect William Tudor Brown as Director | Management | For | For |
| 2d | Elect Tong Guohua as Director | Management | For | Against |
| 2e | Elect Young Kwang Leei as Director | Management | For | For |
| 2f | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers as Auditors for Hong Kong Financial Reporting Purpose, and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
MEETING DATE: JUN 23, 2020 | TICKER: 981 SECURITY ID: G8020E119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve CICT Agreements, Utilization of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions | Management | For | For |
| 2 | Approve Shanghai IC Fund Agreements, Utilization of the Specific Mandate to Issue Such Number of RMB Shares and Related Transactions | Management | For | For |
| |
|---|
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
MEETING DATE: JUN 23, 2020 | TICKER: 981 SECURITY ID: G8020E119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve New JV Agreement, New Capital Contribution Agreement and Related Transactions | Management | For | For |
| |
|---|
SHOPIFY INC.
MEETING DATE: MAY 27, 2020 | TICKER: SHOP SECURITY ID: 82509L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tobias Luetke | Management | For | For |
| 1.2 | Elect Director Robert Ashe | Management | For | For |
| 1.3 | Elect Director Gail Goodman | Management | For | For |
| 1.4 | Elect Director Colleen Johnston | Management | For | For |
| 1.5 | Elect Director Jeremy Levine | Management | For | For |
| 1.6 | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SQUARE, INC.
MEETING DATE: JUN 16, 2020 | TICKER: SQ SECURITY ID: 852234103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Botha | Management | For | For |
| 1.2 | Elect Director Amy Brooks | Management | For | For |
| 1.3 | Elect Director James McKelvey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
TENCENT HOLDINGS LIMITED
MEETING DATE: MAY 13, 2020 | TICKER: 700 SECURITY ID: G87572163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 3b | Elect Charles St Leger Searle as Director | Management | For | For |
| 3c | Elect Ke Yang as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Management | For | For |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 15, 2019 | TICKER: EL SECURITY ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | For |
| 1.3 | Elect Director Richard D. Parsons | Management | For | For |
| 1.4 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.5 | Elect Director Jennifer Tejada | Management | For | For |
| 1.6 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE REALREAL, INC.
MEETING DATE: JUN 16, 2020 | TICKER: REAL SECURITY ID: 88339P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Kumin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 22, 2020 | TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director Richard J. Kramer | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director John G. Morikis | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE SIMPLY GOOD FOODS COMPANY
MEETING DATE: JAN 22, 2020 | TICKER: SMPL SECURITY ID: 82900L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Kilts | Management | For | For |
| 1.2 | Elect Director David J. West | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Brian K. Ratzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2020 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
TRADEWEB MARKETS INC.
MEETING DATE: MAY 19, 2020 | TICKER: TW SECURITY ID: 892672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Finley | Management | For | For |
| 1.2 | Elect Director Scott Ganeles | Management | For | For |
| 1.3 | Elect Director Debra Walton | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: OCT 03, 2019 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: JUN 29, 2020 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
| |
|---|
TRANSUNION
MEETING DATE: MAY 12, 2020 | TICKER: TRU SECURITY ID: 89400J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5a | Elect Director Suzanne P. Clark | Management | For | For |
| 5b | Elect Director Kermit R. Crawford | Management | For | For |
| 5c | Elect Director Thomas L. Monahan, III | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: UBER SECURITY ID: 90353T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald Sugar | Management | For | For |
| 1b | Elect Director Ursula Burns | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Amanda Ginsberg | Management | For | For |
| 1e | Elect Director Dara Khosrowshahi | Management | For | For |
| 1f | Elect Director Wan Ling Martello | Management | For | For |
| 1g | Elect Director Yasir Al-Rumayyan | Management | For | For |
| 1h | Elect Director John Thain | Management | For | For |
| 1i | Elect Director David I. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Steven V. Abramson | Management | For | For |
| 1B | Elect Director Cynthia J. Comparin | Management | For | For |
| 1C | Elect Director Richard C. Elias | Management | For | For |
| 1D | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1E | Elect Director C. Keith Hartley | Management | For | For |
| 1F | Elect Director Celia M. Joseph | Management | For | For |
| 1G | Elect Director Lawrence Lacerte | Management | For | For |
| 1H | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1I | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UPWORK INC.
MEETING DATE: JUN 01, 2020 | TICKER: UPWK SECURITY ID: 91688F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leela Srinivasan | Management | For | For |
| 1.2 | Elect Director Gary Steele | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VEEVA SYSTEMS INC.
MEETING DATE: JUN 25, 2020 | TICKER: VEEV SECURITY ID: 922475108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Carges | Management | For | For |
| 1.2 | Elect Director Paul E. Chamberlain | Management | For | For |
| 1.3 | Elect Director Paul Sekhri | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERRA MOBILITY CORPORATION
MEETING DATE: MAY 26, 2020 | TICKER: VRRM SECURITY ID: 92511U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Geldmacher | Management | For | For |
| 1.2 | Elect Director John Rexford | Management | For | For |
| 1.3 | Elect Director David Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 03, 2020 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.8 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WISE TALENT INFORMATION TECHNOLOGY CO., LTD.
MEETING DATE: JUN 15, 2020 | TICKER: 6100 SECURITY ID: G9722R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Ye Yaming as Director | Management | For | For |
| 2b | Elect Zhang Ximeng as Director | Management | For | For |
| 2c | Elect Choi Onward as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 7 | Change English Name and Chinese Name of the Company | Management | For | For |
| 8 | Amend Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
XP, INC.
MEETING DATE: APR 30, 2020 | TICKER: XP SECURITY ID: G98239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Management Accounts for the Fiscal Year Ended December 31, 2019 | Management | For | For |
| 3 | Elect Director Ricardo Baldin | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: ZBRA SECURITY ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anders Gustafsson | Management | For | For |
| 1.2 | Elect Director Janice M. Roberts | Management | For | For |
| 1.3 | Elect Director Linda M. Connly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
VIP HIGH INCOME PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
WEATHERFORD INTERNATIONAL PLC
MEETING DATE: JUN 12, 2020 | TICKER: WFTLF SECURITY ID: G48833118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1b | Elect Director John F. Glick | Management | For | For |
| 1c | Elect Director Neal P. Goldman | Management | For | For |
| 1d | Elect Director Gordon T. Hall | Management | For | For |
| 1e | Elect Director Mark A. McCollum | Management | For | For |
| 1f | Elect Director Jacqueline C. Mutschler | Management | For | For |
| 1g | Elect Director Charles M. Sledge | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VOTE SUMMARY REPORT
VIP OVERSEAS PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A.P. MOLLER-MAERSK A/S
MEETING DATE: MAR 23, 2020 | TICKER: MAERSK.B SECURITY ID: K0514G135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 150 Per Share | Management | For | For |
| 5a | Reelect Jim Hagemann Snabe as Director | Management | For | For |
| 5b | Reelect Ane Maersk Mc-Kinney Uggla as Director | Management | For | For |
| 5c | Reelect Robert Maersk Uggla as Director | Management | For | For |
| 5d | Reelect Jacob Andersen Sterling as Director | Management | For | For |
| 5e | Reelect Thomas Lindegaard Madsen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7a | Authorize Board to Declare Extraordinary Dividend | Management | For | For |
| 7b | Approve DKK 784.9 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 7c | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 7d | Amend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings | Management | For | For |
| |
|---|
ADDLIFE AB
MEETING DATE: MAY 07, 2020 | TICKER: ALIF.B SECURITY ID: W0R093118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Nominating Committee's Report | Management | None | None |
| 11 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 575,000 for Chairman and SEK 275,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Johan Sjo (Chairman), Hakan Roos, Stefan Hedelius, Birgit Stattin Norinder, Eva Nilsagard and Andreas Gothberg as Directors | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Stock Option Plan 2020 for Key Employees | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Approve 4:1 Stock Split; Amend Articles Re: Set Minimum (60 Million) and Maximum (240 Million) Number of Shares | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
ADDTECH AB
MEETING DATE: AUG 29, 2019 | TICKER: ADDT.B SECURITY ID: W4260L121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Dividends of SEK 5 Per Share | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Report on Nomination Committee's Work | Management | None | None |
| 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3.1 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Anders Borjesson (Chair), Eva Elmstedt, Kenth Eriksson, Henrik Hedelius, Ulf Mattsson, Malin Nordesjo and Johan Sjo as Directors | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Stock Option Plan | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
ADEVINTA ASA
MEETING DATE: OCT 24, 2019 | TICKER: ADEA SECURITY ID: R0000V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Collapse of Company's Share Classes | Management | For | Did Not Vote |
| 5 | Approve Creation of NOK 800,000 Pool of Capital by Way of a Rights Issue Towards Class A Shareholders | Management | For | Did Not Vote |
| 6 | Approve Creation of NOK 7.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
ADEVINTA ASA
MEETING DATE: OCT 24, 2019 | TICKER: ADEA SECURITY ID: R0000V110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Collapse of Company's Share Classes | Management | For | Did Not Vote |
| 5 | Approve Creation of NOK 800,000 Pool of Capital by Way of a Rights Issue Towards Class A Shareholders | Management | For | Did Not Vote |
| 6 | Approve Creation of NOK 7.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
ADEVINTA ASA
MEETING DATE: MAY 05, 2020 | TICKER: ADE SECURITY ID: R0000V110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.06 Million for the Chairman and NOK 497,000 for the Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
| 9.a | Elect Trond Berger (Chair) as Member of Nominating Committee | Management | For | Did Not Vote |
| 9.b | Elect Mette Krogsrud as Member of Nominating Committee | Management | For | Did Not Vote |
| 9.c | Elect Chris Davies as Member of Nominating Committee | Management | For | Did Not Vote |
| 9.d | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 9.e | Approve Instructions for Nominating Committee | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Advance Voting | Management | For | Did Not Vote |
| 11 | Approve Creation of NOK 13.7 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 13 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
AEON FINANCIAL SERVICE CO., LTD.
MEETING DATE: MAY 27, 2020 | TICKER: 8570 SECURITY ID: J0021H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Suzuki, Masaki | Management | For | For |
| 1.2 | Elect Director Fujita, Kenji | Management | For | For |
| 1.3 | Elect Director Wakabayashi, Hideki | Management | For | For |
| 1.4 | Elect Director Mangetsu, Masaaki | Management | For | For |
| 1.5 | Elect Director Mitsufuji, Tomoyuki | Management | For | For |
| 1.6 | Elect Director Suzuki, Kazuyoshi | Management | For | For |
| 1.7 | Elect Director Ishizuka, Kazuo | Management | For | For |
| 1.8 | Elect Director Watanabe, Hiroyuki | Management | For | For |
| 1.9 | Elect Director Nakajima, Yoshimi | Management | For | For |
| 1.10 | Elect Director Yamazawa, Kotaro | Management | For | For |
| 1.11 | Elect Director Sakuma, Tatsuya | Management | For | For |
| 1.12 | Elect Director Nagasaka, Takashi | Management | For | For |
| 2.1 | Appoint Statutory Auditor Otani, Go | Management | For | For |
| 2.2 | Appoint Statutory Auditor Miyazaki, Takeshi | Management | For | For |
| |
|---|
AGGREKO PLC
MEETING DATE: APR 23, 2020 | TICKER: AGK SECURITY ID: G0116S185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Sarah Kuijlaars as Director | Management | For | For |
| 5 | Re-elect Ken Hanna as Director | Management | For | For |
| 6 | Re-elect Chris Weston as Director | Management | For | For |
| 7 | Re-elect Heath Drewett as Director | Management | For | For |
| 8 | Re-elect Dame Nicola Brewer as Director | Management | For | For |
| 9 | Re-elect Barbara Jeremiah as Director | Management | For | For |
| 10 | Re-elect Uwe Krueger as Director | Management | For | For |
| 11 | Re-elect Diana Layfield as Director | Management | For | For |
| 12 | Re-elect Ian Marchant as Director | Management | For | For |
| 13 | Re-elect Miles Roberts as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
AIA GROUP LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 1299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 4 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 5 | Elect Mohamed Azman Yahya Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Management | For | For |
| |
|---|
ALCON INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALC SECURITY ID: H01301128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Management | For | For |
| 5.1 | Reelect Michael Ball as Director | Management | For | For |
| 5.2 | Reelect Lynn Bleil as Director | Management | For | For |
| 5.3 | Reelect Arthur Cummings as Director | Management | For | For |
| 5.4 | Reelect David Endicott as Director | Management | For | For |
| 5.5 | Reelect Thomas Glanzmann as Director | Management | For | For |
| 5.6 | Reelect Keith Grossmann as Director | Management | For | For |
| 5.7 | Reelect Scott Maw as Director | Management | For | For |
| 5.8 | Reelect Karen May as Director | Management | For | For |
| 5.9 | Reelect Ines Poeschel as Director | Management | For | For |
| 5.10 | Reelect Dieter Spaelti as Director | Management | For | For |
| 6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Management | For | For |
| 6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Management | For | For |
| 6.3 | Reappoint Karen May as Member of the Compensation Committee | Management | For | For |
| 6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Management | For | For |
| 7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ALLIANZ SE
MEETING DATE: MAY 06, 2020 | TICKER: ALV SECURITY ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Did Not Vote |
| 5 | Approve Affiliation Agreement with Allianz Africa Holding GmbH | Management | For | Did Not Vote |
| |
|---|
ALTEN SA
MEETING DATE: JUN 18, 2020 | TICKER: ATE SECURITY ID: F02626103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Evelyne Feldman as Director | Management | For | For |
| 6 | Reelect Philippe Tribadeau as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Simon Azoulay, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Gerald Attia, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Pierre Marcel, Vice-CEO | Management | For | For |
| 15 | Authorize Repurchase of Up to 7 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize up to 650,000 Shares for Use in Restricted Stock Plans | Management | For | For |
| 17 | Amend Article 16 of Bylaws Re: Employee Representative | Management | For | For |
| 18 | Amend Article 18 of Bylaws Re: Written Consultation | Management | For | For |
| 19 | Amend Articles 16 and 10 of Bylaws Re: Board Remuneration and Shareholders Identification | Management | For | For |
| 20 | Textual References Regarding Change of Codification | Management | For | Against |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AMADEUS IT GROUP SA
MEETING DATE: JUN 17, 2020 | TICKER: AMS SECURITY ID: E04648114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Xiaoqun Clever as Director | Management | For | For |
| 5.2 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 5.8 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Authorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMUNDI SA
MEETING DATE: MAY 12, 2020 | TICKER: AMUN SECURITY ID: F0300Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation Report | Management | For | For |
| 6 | Approve Compensation of Yves Perrier, CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Advisory Vote on the Aggregate Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 11 | Ratify Appointment of Henri Buecher as Director | Management | For | For |
| 12 | Reelect Laurence Danon as Director | Management | For | For |
| 13 | Reelect Helene Molinari as Director | Management | For | For |
| 14 | Reelect Christian Rouchon as Director | Management | For | For |
| 15 | Reelect Andree Samat as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 13 of Bylaws Re: Board Members Remuneration | Management | For | For |
| 18 | Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 19 | Correction Regarding Items 18 and 19 of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ARATA CORP.
MEETING DATE: JUN 25, 2020 | TICKER: 2733 SECURITY ID: J01911106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Hatanaka, Nobuyuki | Management | For | For |
| 2.2 | Elect Director Suzaki, Hiroaki | Management | For | For |
| 2.3 | Elect Director Suzuki, Yoichi | Management | For | For |
| 2.4 | Elect Director Omote, Toshiyuki | Management | For | For |
| 2.5 | Elect Director Furiyoshi, Takahiro | Management | For | For |
| 2.6 | Elect Director Mizuno, Akihito | Management | For | For |
| 2.7 | Elect Director Aoki, Yoshihisa | Management | For | For |
| 2.8 | Elect Director Ishii, Hideo | Management | For | For |
| 2.9 | Elect Director Iwasaki, Akira | Management | For | For |
| 3.1 | Appoint Statutory Auditor Hiramitsu, Satoshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Sakamoto, Tomoko | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Okada, Shuichi | Management | For | For |
| |
|---|
AS ONE CORP.
MEETING DATE: JUN 25, 2020 | TICKER: 7476 SECURITY ID: J0332U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77 | Management | For | For |
| 2.1 | Elect Director Iuchi, Takuji | Management | For | For |
| 2.2 | Elect Director Yamada, Kazuhito | Management | For | For |
| 2.3 | Elect Director Hoshino, Yasuyuki | Management | For | For |
| 2.4 | Elect Director Kimura, Mitsushige | Management | For | For |
| 2.5 | Elect Director Nishikawa, Keisuke | Management | For | For |
| 2.6 | Elect Director Suzuki, Joji | Management | For | For |
| 2.7 | Elect Director Odaki, Kazuhiko | Management | For | For |
| 2.8 | Elect Director Kanai, Michiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Mihara, Hideaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hara, Toshiki | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Morisawa, Takeo | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 22, 2020 | TICKER: ASML SECURITY ID: N07059202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8.a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 8.b | Opportunity to Make Recommendations | Management | None | None |
| 8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Management | None | None |
| 8.d | Reelect A.P. (Annet) Aris to Supervisory Board | Management | For | For |
| 8.e | Elect D.M. (Mark) Durcan to Supervisory Board | Management | For | For |
| 8.f | Elect D.W.A. (Warren) East to Supervisory Board | Management | For | For |
| 8.g | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ASR NEDERLAND NV
MEETING DATE: OCT 30, 2019 | TICKER: ASRNL SECURITY ID: N0709G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
| 3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
| 3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
| 3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
| 4 | Allow Questions | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ASR NEDERLAND NV
MEETING DATE: MAY 20, 2020 | TICKER: ASRNL SECURITY ID: N0709G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.c | Discuss Dividends | Management | None | None |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
| 7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
| 7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
ASSA ABLOY AB
MEETING DATE: APR 29, 2020 | TICKER: ASSA.B SECURITY ID: W0817X204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8.c | Receive Board's Proposal on Distribution of Profits | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Dividends of SEK 2.00 Per Share | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director | Management | For | Did Not Vote |
| 12.b | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Approve Performance Share Matching Plan LTI 2020 | Management | For | Did Not Vote |
| 16 | Amend Articles of Association | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
ASTELLAS PHARMA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: 4503 SECURITY ID: J03393105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Yasukawa, Kenji | Management | For | For |
| 1.3 | Elect Director Okamura, Naoki | Management | For | For |
| 1.4 | Elect Director Sekiyama, Mamoru | Management | For | For |
| 1.5 | Elect Director Yamagami, Keiko | Management | For | For |
| 1.6 | Elect Director Kawabe, Hiroshi | Management | For | For |
| 1.7 | Elect Director Ishizuka, Tatsuro | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Yoshimitsu, Toru | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Sasaki, Hiro | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Takahashi, Raita | Management | For | For |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: APR 29, 2020 | TICKER: AZN SECURITY ID: G0593M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| |
|---|
ATLAS COPCO AB
MEETING DATE: APR 23, 2020 | TICKER: ATCO.A SECURITY ID: W1R924161
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Opening of Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive CEO's Report; Questions | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.c | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
| 8.d | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
| 9.a | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 10.a | Reelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors | Management | For | Did Not Vote |
| 10.b | Elect Hans Straberg as Board Chairman | Management | For | Did Not Vote |
| 10.c | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares | Management | For | Did Not Vote |
| 11.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12.b | Approve Performance Based Stock Option Plan 2020 for Key Employees | Management | For | Did Not Vote |
| 13.a | Acquire Class A Shares Related to Personnel Option Plan for 2020 | Management | For | Did Not Vote |
| 13.b | Acquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares | Management | For | Did Not Vote |
| 13.c | Transfer Class A Shares Related to Personnel Option Plan for 2020 | Management | For | Did Not Vote |
| 13.d | Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board | Management | For | Did Not Vote |
| 13.e | Sell Class A and B Shares to Cover Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
AXIS BANK
MEETING DATE: AUG 21, 2019 | TICKER: 532215 SECURITY ID: Y0487S137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JUL 20, 2019 | TICKER: 532215 SECURITY ID: Y0487S137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Usha Sangwan as Director | Management | For | Against |
| 4 | Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | Management | For | For |
| 5 | Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO | Management | For | For |
| 6 | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking) | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) | Management | For | For |
| 8 | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (Corporate Centre) | Management | For | For |
| 9 | Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) | Management | For | For |
| 10 | Elect Pralay Mondal as Director | Management | For | Against |
| 11 | Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) | Management | For | For |
| 12 | Approve Issuance of Debt Securities on Private Placement Basis | Management | For | For |
| 13 | Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank | Management | For | For |
| |
|---|
BAYER AG
MEETING DATE: APR 28, 2020 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | For | For |
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | For | For |
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
BCA MARKETPLACE PLC
MEETING DATE: JUL 29, 2019 | TICKER: BCA SECURITY ID: G1094F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Cash Acquisition of BCA Marketplace plc by BBD Bidco Limited | Management | For | For |
| |
|---|
BCA MARKETPLACE PLC
MEETING DATE: JUL 29, 2019 | TICKER: BCA SECURITY ID: G1094F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
BEAZLEY PLC
MEETING DATE: MAR 25, 2020 | TICKER: BEZ SECURITY ID: G0936K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Second Interim Dividend | Management | For | For |
| 5 | Re-elect Adrian Cox as Director | Management | For | For |
| 6 | Re-elect Andrew Horton as Director | Management | For | For |
| 7 | Re-elect Christine LaSala as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect David Roberts as Director | Management | For | For |
| 10 | Re-elect John Sauerland as Director | Management | For | For |
| 11 | Re-elect Robert Stuchbery as Director | Management | For | For |
| 12 | Re-elect Catherine Woods as Director | Management | For | For |
| 13 | Elect Nicola Hodson as Director | Management | For | For |
| 14 | Elect Sally Lake as Director | Management | For | For |
| 15 | Elect John Reizenstein as Director | Management | For | For |
| 16 | Reappoint EY as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BECTON, DICKINSON AND COMPANY
MEETING DATE: JAN 28, 2020 | TICKER: BDX SECURITY ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Thomas E. Polen | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BERTRANDT AG
MEETING DATE: FEB 19, 2020 | TICKER: BDT SECURITY ID: D1014N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2018/19 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2018/19 | Management | For | For |
| 5 | Amend Corporate Purpose | Management | For | For |
| 6 | Amend New Articles of Association | Management | For | For |
| 7 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019/20 | Management | For | For |
| |
|---|
BLACK KNIGHT, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BKI SECURITY ID: 09215C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BP PLC
MEETING DATE: MAY 27, 2020 | TICKER: BP SECURITY ID: G12793108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4(a) | Elect Bernard Looney as Director | Management | For | For |
| 4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
| 4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 4(d) | Re-elect Pamela Daley as Director | Management | For | For |
| 4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
| 4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 4(g) | Re-elect Helge Lund as Director | Management | For | For |
| 4(h) | Re-elect Melody Meyer as Director | Management | For | For |
| 4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
| 4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
| 4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CAPGEMINI SE
MEETING DATE: MAY 20, 2020 | TICKER: CAP SECURITY ID: F4973Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | For |
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Sian Herbert-Jones as Director | Management | For | For |
| 15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Management | For | For |
| 16 | Elect Aiman Ezzat as Director | Management | For | For |
| 17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Management | For | For |
| 17A | Elect Claire Sauvanaud as Director Shareholder Representative | Management | Against | Against |
| 18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 19 | Appoint Mazars as Auditor | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Management | For | For |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CINEWORLD GROUP PLC
MEETING DATE: FEB 11, 2020 | TICKER: CINE SECURITY ID: G219AH100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Cineplex Inc | Management | For | For |
| |
|---|
CLOSE BROTHERS GROUP PLC
MEETING DATE: NOV 21, 2019 | TICKER: CBG SECURITY ID: G22120102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Mike Biggs as Director | Management | For | For |
| 5 | Re-elect Preben Prebensen as Director | Management | For | For |
| 6 | Re-elect Mike Morgan as Director | Management | For | For |
| 7 | Re-elect Oliver Corbett as Director | Management | For | For |
| 8 | Elect Peter Duffy as Director | Management | For | For |
| 9 | Re-elect Geoffrey Howe as Director | Management | For | For |
| 10 | Re-elect Lesley Jones as Director | Management | For | For |
| 11 | Re-elect Bridget Macaskill as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity in Relation to the Issue of AT1 Securities | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of AT1 Securities | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
COMPASS GROUP PLC
MEETING DATE: FEB 06, 2020 | TICKER: CPG SECURITY ID: G23296208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Karen Witts as Director | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Gary Green as Director | Management | For | For |
| 7 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 8 | Re-elect John Bason as Director | Management | For | For |
| 9 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 10 | Re-elect John Bryant as Director | Management | For | For |
| 11 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 12 | Re-elect Nelson Silva as Director | Management | For | For |
| 13 | Re-elect Ireena Vittal as Director | Management | For | For |
| 14 | Re-elect Paul Walsh as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Approve Payment of Fees to Non-executive Directors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| |
|---|
CONSTELLATION SOFTWARE INC.
MEETING DATE: MAY 08, 2020 | TICKER: CSU SECURITY ID: 21037X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Bender | Management | For | For |
| 1.2 | Elect Director Lawrence Cunningham | Management | For | For |
| 1.3 | Elect Director Susan Gayner | Management | For | For |
| 1.4 | Elect Director Robert Kittel | Management | For | For |
| 1.5 | Elect Director Mark Leonard | Management | For | For |
| 1.6 | Elect Director Paul McFeeters | Management | For | For |
| 1.7 | Elect Director Mark Miller | Management | For | For |
| 1.8 | Elect Director Lori O'Neill | Management | For | For |
| 1.9 | Elect Director Stephen R. Scotchmer | Management | For | For |
| 1.10 | Elect Director Robin Van Poelje | Management | For | For |
| 1.11 | Elect Director Dexter Salna | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CRANSWICK PLC
MEETING DATE: JUL 29, 2019 | TICKER: CWK SECURITY ID: G2504J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Kate Allum as Director | Management | For | For |
| 5 | Re-elect Mark Bottomley as Director | Management | For | Against |
| 6 | Re-elect Jim Brisby as Director | Management | For | Against |
| 7 | Re-elect Adam Couch as Director | Management | For | Against |
| 8 | Re-elect Martin Davey as Director | Management | For | Against |
| 9 | Re-elect Pam Powell as Director | Management | For | For |
| 10 | Re-elect Mark Reckitt as Director | Management | For | For |
| 11 | Re-elect Tim Smith as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CREDICORP LTD.
MEETING DATE: JUN 05, 2020 | TICKER: BAP SECURITY ID: G2519Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Present 2019 Annual Report | Management | None | None |
| 2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report | Management | None | None |
| 3.1 | Elect Antonio Abruna Puyol as Director | Management | For | For |
| 3.2 | Elect Maite Aranzabal Harreguy as Director | Management | For | For |
| 3.3 | Elect Fernando Fort Marie as Director | Management | For | For |
| 3.4 | Elect Alexandre Gouvea as Director | Management | For | For |
| 3.5 | Elect Patricia Lizarraga Guthertz as Director | Management | For | For |
| 3.6 | Elect Raimundo Morales Dasso as Director | Management | For | For |
| 3.7 | Elect Irzio Pinasco Menchelli as Director | Management | For | For |
| 3.8 | Elect Luis Enrique Romero Belismelis as Director | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5.1 | Amend Article 2.6 Re: Transfer of Shares | Management | For | For |
| 5.2 | Amend Article 3.4.2 Re: Mechanisms for Appointment of Proxy | Management | For | For |
| 5.3 | Amend Article 4.11 Re: Increase in Number of Directors | Management | For | For |
| 5.4 | Amend Article 4.15 Re: Notice of Board Meetings and Participation of Directors in Board Meetings | Management | For | For |
| 5.5 | Amend Article 4.16.1 Re: Quorum for Transaction of Business at Board Meetings | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DAH SING BANKING GROUP LIMTED
MEETING DATE: MAY 29, 2020 | TICKER: 2356 SECURITY ID: Y1923F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect David Shou-Yeh Wong as Director | Management | For | For |
| 3b | Elect Nicholas John Mayhew as Director | Management | For | For |
| 3c | Elect Seng-Lee Chan as Director | Management | For | For |
| 4 | Approve Directors' Fees | Management | For | Against |
| 5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Approve Grant of Options and Issuance of Shares Under the Share Option Scheme | Management | For | For |
| |
|---|
DAH SING FINANCIAL HOLDINGS LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 440 SECURITY ID: Y19182107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Gary Pak-Ling Wang as Director | Management | For | Against |
| 3b | Elect Eiichi Yoshikawa as Director | Management | For | Against |
| 3c | Elect Paul Franz Winkelmann as Director | Management | For | For |
| 3d | Elect Yoshikazu Shimauchi as Director | Management | For | Against |
| 4 | Approve Directors' Fees | Management | For | Against |
| 5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve Grant of Options and Issuance of Shares Under the Share Option Scheme | Management | For | For |
| 10 | Amend Articles of Association and Adopt New Articles of Association | Management | For | For |
| |
|---|
DAIICHIKOSHO CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 7458 SECURITY ID: J0962F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 57 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Arichika, Masumi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Shibano, Hiroyoshi | Management | For | For |
| |
|---|
DCC PLC
MEETING DATE: JUL 12, 2019 | TICKER: DCC SECURITY ID: G2689P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4(a) | Elect Mark Breuer as Director | Management | For | For |
| 4(b) | Elect Caroline Dowling as Director | Management | For | For |
| 4(c) | Re-elect David Jukes as Director | Management | For | For |
| 4(d) | Re-elect Pamela Kirby as Director | Management | For | For |
| 4(e) | Re-elect Jane Lodge as Director | Management | For | For |
| 4(f) | Re-elect Cormac McCarthy as Director | Management | For | For |
| 4(g) | Re-elect John Moloney as Director | Management | For | For |
| 4(h) | Re-elect Donal Murphy as Director | Management | For | For |
| 4(i) | Re-elect Fergal O'Dwyer as Director | Management | For | For |
| 4(j) | Re-elect Mark Ryan as Director | Management | For | For |
| 4(k) | Re-elect Leslie Van de Walle as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Increase in the Aggregate Sum of Fees Payable to Non-executive Directors | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Shares | Management | For | For |
| 11 | Authorise Reissuance Price Range of Treasury Shares | Management | For | For |
| |
|---|
DECHRA PHARMACEUTICALS PLC
MEETING DATE: OCT 18, 2019 | TICKER: DPH SECURITY ID: G2769C145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Lisa Bright as Director | Management | For | For |
| 5 | Re-elect Tony Rice as Director | Management | For | For |
| 6 | Re-elect Ian Page as Director | Management | For | For |
| 7 | Re-elect Anthony Griffin as Director | Management | For | For |
| 8 | Re-elect Julian Heslop as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Lawson Macartney as Director | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DELIVERY HERO SE
MEETING DATE: JUN 18, 2020 | TICKER: DHER SECURITY ID: D1T0KZ103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Jeanette Gorgas to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.2 | Elect Martin Enderle to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.3 | Elect Patrick Kolek to the Supervisory Board as Shareholder Representative | Management | For | For |
| 6.4 | Elect Nils Engvall to the Supervisory Board as Employee Representative | Management | For | For |
| 6.5 | Elect Gabriella Ardbo to the Supervisory Board as Employee Representative | Management | For | For |
| 6.6 | Elect Gerald Taylor to the Supervisory Board as Employee Representative | Management | For | For |
| 6.7 | Elect Gabriela Chavez as Alternate Supervisory Board Member | Management | For | For |
| 6.8 | Elect Vera Stachowiak as Alternate Supervisory Board Member | Management | For | For |
| 7 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Shareholder Register | Management | For | For |
| 11 | Amend Articles Re: General Meeting Chairman | Management | For | For |
| 12 | Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings | Management | For | For |
| 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 15 | Approve Remuneration of the Supervisory Board Chairman | Management | For | For |
| |
|---|
DEUTSCHE BOERSE AG
MEETING DATE: MAY 19, 2020 | TICKER: DB1 SECURITY ID: D1882G119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Elect Michael Ruediger to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 10 | Amend Corporate Purpose | Management | For | For |
| 11 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: SEP 19, 2019 | TICKER: DGE SECURITY ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debra Crew as Director | Management | For | For |
| 5 | Re-elect Lord Davies as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Ho KwonPing as Director | Management | For | For |
| 9 | Re-elect Nicola Mendelsohn as Director | Management | For | For |
| 10 | Re-elect Ivan Menezes as Director | Management | For | For |
| 11 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 12 | Re-elect Alan Stewart as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Approve Irish Sharesave Scheme | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DIPLOMA PLC
MEETING DATE: JAN 15, 2020 | TICKER: DPLM SECURITY ID: G27664112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect John Nicholas as Director | Management | For | For |
| 4 | Elect Johnny Thomson as Director | Management | For | For |
| 5 | Re-elect Nigel Lingwood as Director | Management | For | For |
| 6 | Re-elect Charles Packshaw as Director | Management | For | For |
| 7 | Re-elect Andy Smith as Director | Management | For | For |
| 8 | Re-elect Anne Thorburn as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve 2020 Performance Share Plan | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
DSV A/S
MEETING DATE: SEP 24, 2019 | TICKER: DSV SECURITY ID: K3013J154
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to DSV Panalpina A/S; Add DSV A/S as Secondary Name | Management | For | For |
| 2 | Elect Beat Walti as New Director | Management | For | For |
| 3 | Approve Creation of DKK 48.3 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 4 | Approve DKK 6.5 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 5 | Amend Articles Re: In Addition to Danish, Make English Corporate Language | Management | For | For |
| 6 | Amend Articles Re: General Meetings Can be Held in Danish or English; Documents in Connection with General Meetings and Company Announcements will be in English Only | Management | For | For |
| |
|---|
DSV PANALPINA A/S
MEETING DATE: MAR 16, 2020 | TICKER: DSV SECURITY ID: K3013J154
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration of Directors in the Amount of DKK 500,000 for Ordinary Directors | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 2.50 Per Share | Management | For | For |
| 5.1 | Reelect Thomas Plenborg as Director | Management | For | For |
| 5.2 | Reelect Jorgen Moller as Director | Management | For | For |
| 5.3 | Reelect Birgit Norgaard as Director | Management | For | For |
| 5.4 | Reelect Annette Sadolin as Director | Management | For | For |
| 5.5 | Reelect Malou Aamund as Director | Management | For | For |
| 5.6 | Reelect Beat Walti as Director | Management | For | For |
| 5.7 | Elect Niels Smedegaard as New Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 5 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 7.4 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | For |
| 7.5 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8 | Other Business | Management | None | None |
| |
|---|
EBOS GROUP LIMITED
MEETING DATE: OCT 15, 2019 | TICKER: EBO SECURITY ID: Q33853112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to the Constitution | Management | For | For |
| 2 | Elect Stuart McLauchlan as Director | Management | For | For |
| 3 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| |
|---|
EDENRED SA
MEETING DATE: MAY 07, 2020 | TICKER: EDEN SECURITY ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | For |
| 6 | Reelect Dominique D Hinnin as Director | Management | For | For |
| 7 | Elect Alexandre de Juniac as Director | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Board Members | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 13 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Conventions | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 23 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | Management | For | For |
| 24 | Amend Article 15 of Bylaws Re: Board Deliberation | Management | For | For |
| 25 | Amend Articles 1, 3, 4, 5, 7, 8, 9, 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELECOM CO., LTD.
MEETING DATE: JUN 24, 2020 | TICKER: 6750 SECURITY ID: J12884102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Yamamoto, Yutaka | Management | For | For |
| |
|---|
ELIOR GROUP SA
MEETING DATE: MAR 20, 2020 | TICKER: ELIOR SECURITY ID: F3253Q112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.29 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Amendment of Non-Compete Agreement with Philippe Guillemot, CEO | Management | For | For |
| 6 | Approve Amendment of Severance Agreement with Philippe Guillemot, CEO | Management | For | For |
| 7 | Approve Compensation of Gilles Cojan, Chairman of the Board | Management | For | For |
| 8 | Approve Compensation of Philippe Guillemot, CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Approve Remuneration Policy of CEO | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 12 | Reelect Anne Busquet as Director | Management | For | For |
| 13 | Reelect Servinvest as Director | Management | For | For |
| 14 | Reelect Emesa Corporacion Empresarial S.L as Director | Management | For | For |
| 15 | Elect Sofibim as Director | Management | For | For |
| 16 | Appoint Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 520,000 | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260,000 | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Article 15 of Bylaws Re: Employee Representative | Management | For | For |
| 25 | Amend Article 16 of Bylaws Re: Board Decisions | Management | For | For |
| 26 | Amend Article 21 of Bylaws Re: Appointment of Auditor | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EQT AB
MEETING DATE: JUN 08, 2020 | TICKER: EQT SECURITY ID: W3R27C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Approval of the Meeting Being Streamed Online and Persons Who Are Not Shareholders Following the Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 11 | Approve Allocation of Income and Dividends of SEK 2.20 Per Share | Management | For | Did Not Vote |
| 12.a | Approve Discharge of Conni Jonsson (Board) | Management | For | Did Not Vote |
| 12.b | Approve Discharge of Edith Cooper (Board) | Management | For | Did Not Vote |
| 12.c | Approve Discharge of Johan Forssell (Board) | Management | For | Did Not Vote |
| 12.d | Approve Discharge of Gordon Orr (Board) | Management | For | Did Not Vote |
| 12.e | Approve Discharge of Finn Rausing (Board) | Management | For | Did Not Vote |
| 12.f | Approve Discharge of Peter Wallenberg Jr (Board) | Management | For | Did Not Vote |
| 12.g | Approve Discharge of Christian Sinding (President) | Management | For | Did Not Vote |
| 13.a | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 13.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14.a | Approve Remuneration of Directors in the Amount of SEK 275,000 for Chairman and SEK 125,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 14.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15.a | Reelect Conni Jonsson as Director | Management | For | Did Not Vote |
| 15.b | Reelect Edith Cooper as Director | Management | For | Did Not Vote |
| 15.c | Reelect Johan Forssell as Director | Management | For | Did Not Vote |
| 15.d | Reelect Gordon Orr as Director | Management | For | Did Not Vote |
| 15.e | Reelect Finn Rausing as Director | Management | For | Did Not Vote |
| 15.f | Reelect Peter Wallenberg Jr. as Director | Management | For | Did Not Vote |
| 15.g | Elect Nicola Kimm as Director | Management | For | Did Not Vote |
| 15.h | Elect Diony Lebot as Director | Management | For | Did Not Vote |
| 15.i | Elect Conni Jonsson as Board Chairman | Management | For | Did Not Vote |
| 16 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Amend Articles Re: Corporate Purpose; Participation at Shareholders Meetings; Collecting of Powers of Attorneys and Vote by Post; Allow Non Shareholders to Attend Shareholders Meetings | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
EQUINOR ASA
MEETING DATE: MAY 14, 2020 | TICKER: EQNR SECURITY ID: R2R90P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share | Management | For | Did Not Vote |
| 7 | Approve Board to Distribute Dividends | Management | For | Did Not Vote |
| 8 | Approve NOK 202.4 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 9 | Instruct Company to Set and Publish Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming | Shareholder | Against | Did Not Vote |
| 10 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy resources | Shareholder | Against | Did Not Vote |
| 11 | Instruct Company to Consider the Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy | Shareholder | Against | Did Not Vote |
| 12 | Instruct Company to Refrain from Oil and Gas Exploration and Production Activities in Certain Areas | Shareholder | Against | Did Not Vote |
| 13 | Instruct Company to Stop All Oil and Gas Activities Outside the Norwegian Continental Shelf | Shareholder | Against | Did Not Vote |
| 14 | Instruct Board to Present New Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years | Shareholder | Against | Did Not Vote |
| 15 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 16.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 16.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 18 | Elect All Members and Deputy Members of Corporate Assembly Bundled | Management | For | Did Not Vote |
| 18.1 | Reelect Tone Lunde Bakker (Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.2 | Reelect Nils Bastiansen (Vice Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.3 | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.4 | Reelect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.5 | Reelect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.6 | Reelect Finn Kinserdal as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.7 | Reelect Jarle Roth as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.8 | Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.9 | Elect Kjerstin Fyllingen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.10 | Elect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.11 | Elect Mari Rege as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.12 | Elect Brynjar Kristian Forbergskog as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.13 | Elect Knut Nesse as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.14 | Elect Trond Straume as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.15 | Reelect Nina Kivijervi Jonassen as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.16 | Reelect Martin Wien Fjell as 4th Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 19 | Approve Remuneration of Corporate Assembly | Management | For | Did Not Vote |
| 20 | Elect All Members of Nominating Committee Bundled | Management | For | Did Not Vote |
| 20.1 | Reelect Tone Lunde Bakker (Chair) as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.2 | Elect Bjorn Stale Haavik as Member of Nominating Committee with Personal Deputy Andreas Hilding Eriksen | Management | For | Did Not Vote |
| 20.3 | Reelect Jarle Roth as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.4 | Reelect Berit L. Henriksen as Member of Nominating Committee | Management | For | Did Not Vote |
| 21 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 22 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 23 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| |
|---|
EURONEXT NV
MEETING DATE: MAY 14, 2020 | TICKER: ENX SECURITY ID: N3113K397
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Presentation by CEO | Management | None | None |
| 3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.b | Adopt Remuneration Report | Management | For | For |
| 3.c | Adopt Financial Statements | Management | For | For |
| 3.d | Approve Dividends of EUR 1.59 Per Share | Management | For | For |
| 3.e | Approve Discharge of Management Board | Management | For | For |
| 3.f | Approve Discharge of Supervisory Board | Management | For | For |
| 4.a | Reelect Dick Sluimers to Supervisory Board | Management | For | For |
| 5.a | Elect Oivind Amundsen to Management Board | Management | For | For |
| 5.b | Elect Georges Lauchard to Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for Management Board | Management | For | Against |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Management or Supervisory Board to Grant Rights to French Beneficiaries | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
EXPERIAN PLC
MEETING DATE: JUL 24, 2019 | TICKER: EXPN SECURITY ID: G32655105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dr Ruba Borno as Director | Management | For | For |
| 4 | Re-elect Brian Cassin as Director | Management | For | For |
| 5 | Re-elect Caroline Donahue as Director | Management | For | For |
| 6 | Re-elect Luiz Fleury as Director | Management | For | For |
| 7 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 8 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 9 | Re-elect Mike Rogers as Director | Management | For | For |
| 10 | Re-elect George Rose as Director | Management | For | For |
| 11 | Re-elect Kerry Williams as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
FINECOBANK SPA
MEETING DATE: FEB 18, 2020 | TICKER: FBK SECURITY ID: T4R999104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andrea Zappia as Director | Management | For | For |
| 1 | Amend Company Bylaws Re: Articles 13, 17, and 23 | Management | For | For |
| |
|---|
FINECOBANK SPA
MEETING DATE: APR 28, 2020 | TICKER: FBK SECURITY ID: T4R999104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve the Coverage of the Negative IFRS 9 Reserve | Management | For | For |
| 4a | Fix Number of Directors | Management | For | For |
| 4b | Fix Board Terms for Directors | Management | For | For |
| 4c.1 | Slate 1 Submitted by Management | Management | For | For |
| 4c.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Slate 1 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 7 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Second Section of the Remuneration Report | Management | For | For |
| 10 | Approve 2020 Incentive System for Employees | Management | For | For |
| 11 | Approve 2020 Incentive System for Personal Financial Advisors | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service the 2020 PFA System | Management | For | For |
| 13 | Amend Regulations on General Meetings | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2020 Incentive System | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2019 Incentive System | Management | For | For |
| 3 | Approve Equity Plan Financing to Service 2018-2020 Long Term Incentive Plan | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
GENPACT LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: G SECURITY ID: G3922B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director James Madden | Management | For | For |
| 1.3 | Elect Director Ajay Agrawal | Management | For | For |
| 1.4 | Elect Director Stacey Cartwright | Management | For | For |
| 1.5 | Elect Director Laura Conigliaro | Management | For | For |
| 1.6 | Elect Director Carol Lindstrom | Management | For | For |
| 1.7 | Elect Director CeCelia Morken | Management | For | For |
| 1.8 | Elect Director Mark Nunnelly | Management | For | For |
| 1.9 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
GLENCORE PLC
MEETING DATE: JUN 02, 2020 | TICKER: GLEN SECURITY ID: G39420107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Anthony Hayward as Director | Management | For | For |
| 3 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 4 | Re-elect Peter Coates as Director | Management | For | For |
| 5 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 6 | Re-elect Martin Gilbert as Director | Management | For | For |
| 7 | Re-elect John Mack as Director | Management | For | For |
| 8 | Re-elect Gill Marcus as Director | Management | For | For |
| 9 | Re-elect Patrice Merrin as Director | Management | For | For |
| 10 | Elect Kalidas Madhavpeddi as Director | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: APR 29, 2020 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1c | Elect Director John G. Bruno | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director William I. Jacobs | Management | For | For |
| 1f | Elect Director Joia M. Johnson | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director William B. Plummer | Management | For | For |
| 1j | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GMO INTERNET, INC.
MEETING DATE: MAR 30, 2020 | TICKER: 9449 SECURITY ID: J1822R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Amend Provisions on Number of Directors | Management | For | For |
| 2.1 | Elect Director Kumagai, Masatoshi | Management | For | For |
| 2.2 | Elect Director Yasuda, Masashi | Management | For | For |
| 2.3 | Elect Director Nishiyama, Hiroyuki | Management | For | For |
| 2.4 | Elect Director Ainoura, Issei | Management | For | For |
| 2.5 | Elect Director Ito, Tadashi | Management | For | For |
| 2.6 | Elect Director Yamashita, Hirofumi | Management | For | For |
| 2.7 | Elect Director Arisawa, Katsumi | Management | For | For |
| 2.8 | Elect Director Horiuchi, Toshiaki | Management | For | For |
| 2.9 | Elect Director Arai, Teruhiro | Management | For | For |
| 2.10 | Elect Director Hayashi, Yasuo | Management | For | For |
| 2.11 | Elect Director Kodama, Kimihiro | Management | For | For |
| 2.12 | Elect Director Chujo, Ichiro | Management | For | For |
| 2.13 | Elect Director Hashiguchi, Makoto | Management | For | For |
| 2.14 | Elect Director Fukui, Atsuko | Management | For | For |
| 2.15 | Elect Director Kaneko, Takehito | Management | For | For |
| 2.16 | Elect Director Inagaki, Noriko | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Tachibana, Koichi | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Ogura, Keigo | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Gunjikake, Takashi | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Masuda, Kaname | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| |
|---|
GN STORE NORD A/S
MEETING DATE: MAR 11, 2020 | TICKER: GN SECURITY ID: K4001S214
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 1.45 Per Share | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 870,000 for Chairman, DKK 580,000 for Vice Chairman, and DKK 290,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 6.1 | Reelect Per Wold-Olsen as Director | Management | For | For |
| 6.2 | Reelect Wolfgang Reim as Director | Management | For | For |
| 6.3 | Reelect Helene Barnekow as Director | Management | For | For |
| 6.4 | Reelect Ronica Wang as Director | Management | For | For |
| 6.5 | Elect Jukka Pekka Pertola as New Director | Management | For | For |
| 6.6 | Elect Montserrat Maresch Pascual as New Director | Management | For | For |
| 6.7 | Elect Anette Weber as New Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8.1 | Authorize Share Repurchase Program | Management | For | For |
| 8.2 | Approve DKK 16.7 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 8.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.4 | Amend Articles Re: Advisory Vote on Remuneration Report on Annual General Meetings | Management | For | For |
| 9 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
GRANDVISION NV
MEETING DATE: NOV 04, 2019 | TICKER: GVNV SECURITY ID: N36915200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Amend Remuneration Policy | Management | For | Against |
| 3 | Close Meeting | Management | None | None |
| |
|---|
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
MEETING DATE: NOV 18, 2019 | TICKER: 000651 SECURITY ID: Y2882R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| |
|---|
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
MEETING DATE: MAR 17, 2020 | TICKER: 000651 SECURITY ID: Y2882R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| |
|---|
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
MEETING DATE: JUN 01, 2020 | TICKER: 000651 SECURITY ID: Y2882R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Report | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor | Management | For | For |
| 7 | Approve Special Report on Foreign Exchange Derivatives Trading Business | Management | For | For |
| 8 | Approve Use of Own Idle Funds for Investment in Financial Products | Management | For | For |
| 9 | Approve Daily Related-Party Transactions | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE SAB DE CV
MEETING DATE: MAR 30, 2020 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPO FINANCIERO BANORTE SAB DE CV
MEETING DATE: APR 24, 2020 | TICKER: GFNORTEO SECURITY ID: P49501201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Receive Auditor's Report on Tax Position of Company | Management | None | None |
| 4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 4.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 4.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 4.a5 | Elect Carlos de la Isla Corry as Director | Management | For | For |
| 4.a6 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 4.a8 | Elect Hector Federico Reyes Retana y Dahl as Director | Management | For | For |
| 4.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 4.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 4.a11 | Elect David Penaloza Alanis as Director | Management | For | For |
| 4.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 4.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 4.a14 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 4.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 4.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 4.a17 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 4.a18 | Elect Gerardo Salazar Viezca as Alternate Director | Management | For | For |
| 4.a19 | Elect Alberto Perez-Jacome Friscione as Alternate Director | Management | For | For |
| 4.a20 | Elect Diego Martinez Rueda-Chapital as Alternate Director | Management | For | For |
| 4.a21 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 4.a22 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | Management | For | For |
| 4.a23 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 4.a24 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 4.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | Management | For | For |
| 4.a26 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | For |
| 4.a27 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 4.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 4.b | Elect Hector Avila Flores (Non-Member) as Board Secretary | Management | For | For |
| 4.c | Approve Directors Liability and Indemnification | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Elect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 7.1 | Approve Report on Share Repurchase | Management | For | For |
| 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 8 | Approve Certification of the Company's Bylaws | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HAIER ELECTRONICS GROUP CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 1169 SECURITY ID: G42313125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Yang Guang as Director | Management | For | For |
| 2b | Elect Eva Cheng Li Kam Fun as Director | Management | For | For |
| 2c | Elect Gong Shao Lin as Director | Management | For | For |
| 2d | Elect John Changzheng Ma as Director | Management | For | For |
| 2e | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Approve Allotment and Issuance of New Shares Under the Restricted Share Award Scheme | Management | For | For |
| |
|---|
HANNOVER RUECK SE
MEETING DATE: MAY 06, 2020 | TICKER: HNR1 SECURITY ID: D3015J135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| |
|---|
HASTINGS GROUP HOLDINGS PLC
MEETING DATE: MAY 21, 2020 | TICKER: HSTG SECURITY ID: G43345100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Gary Hoffman as Director | Management | For | For |
| 5 | Re-elect Tobias van der Meer as Director | Management | For | For |
| 6 | Re-elect Herman Bosman as Director | Management | For | Against |
| 7 | Re-elect Alison Burns as Director | Management | For | For |
| 8 | Re-elect Elizabeth Chambers as Director | Management | For | For |
| 9 | Re-elect Thomas Colraine as Director | Management | For | For |
| 10 | Re-elect Pierre Lefevre as Director | Management | For | For |
| 11 | Re-elect Teresa Robson-Capps as Director | Management | For | For |
| 12 | Re-elect Selina Sagayam as Director | Management | For | For |
| 13 | Re-elect John Worth as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HEINEKEN NV
MEETING DATE: APR 23, 2020 | TICKER: HEIA SECURITY ID: N39427211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 1.b | Approve Remuneration Report | Management | For | For |
| 1.c | Adopt Financial Statements | Management | For | For |
| 1.d | Receive Explanation on Dividend Policy | Management | None | None |
| 1.e | Approve Dividends of EUR 1.68 Per Share | Management | For | For |
| 1.f | Approve Discharge of Management Board | Management | For | For |
| 1.g | Approve Discharge of Supervisory Board | Management | For | For |
| 2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b | Management | For | For |
| 3 | Approve Remuneration Policy for Management Board | Management | For | For |
| 4 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6.a | Amend Articles 7, 9, 10, 12, 13 Paragraph 1 and Article 18 of the Articles of Association | Management | For | For |
| 6.b | Amend Article 13 Paragraph 10 of the Articles of Association | Management | For | Against |
| 7 | Elect Dolf van den Brink to Management Board | Management | For | For |
| 8 | Reelect Pamela Mars Wright to Supervisory Board | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| |
|---|
HEXAGON AB
MEETING DATE: APR 29, 2020 | TICKER: HEXA.B SECURITY ID: W40063104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8.c | Receive the Board's Dividend Proposal | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 13 | Reelect Mikael Ekdahl, Jan Andersson and Johan Strandberg, and Elect Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Amend Articles of Association Re: Company Name; Participation at General Meeting; Share Registrar | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
HEXPOL AB
MEETING DATE: APR 28, 2020 | TICKER: HPOL.B SECURITY ID: W4580B159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income; Approve Postponement of Decision on Dividends | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 900,000 for Chairman, and SEK 390,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Georg Brunstam (Chairman), Alf Goransson, Kerstin Lindell, Jan-Anders Manson, Gun Nilsson, Malin Persson and Marta Schorling Andreen as Directors | Management | For | Did Not Vote |
| 13 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 14 | Reelect Mikael Ekdahl (Chairman), Henrik Didner and Marcus Luttgen as Members of Nominating Committee; Elect Mats Gustafsson as New Member of Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Company Name; Participation at General Meeting; Share Registrar | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
HILTON FOOD GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: HFG SECURITY ID: G4586W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Rebecca Shelley as Director | Management | For | For |
| 4 | Re-elect Robert Watson as Director | Management | For | For |
| 5 | Re-elect Philip Heffer as Director | Management | For | For |
| 6 | Re-elect Nigel Majewski as Director | Management | For | For |
| 7 | Re-elect Christine Cross as Director | Management | For | For |
| 8 | Re-elect John Worby as Director | Management | For | For |
| 9 | Re-elect Dr Angus Porter as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Final Dividend | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HISCOX LTD.
MEETING DATE: MAY 14, 2020 | TICKER: HSX SECURITY ID: G4593F138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Robert Childs as Director | Management | For | For |
| 5 | Re-elect Caroline Foulger as Director | Management | For | For |
| 6 | Re-elect Michael Goodwin as Director | Management | For | For |
| 7 | Re-elect Thomas Hurlimann as Director | Management | For | For |
| 8 | Re-elect Hamayou Akbar Hussain as Director | Management | For | For |
| 9 | Re-elect Colin Keogh as Director | Management | For | For |
| 10 | Re-elect Anne MacDonald as Director | Management | For | For |
| 11 | Re-elect Bronislaw Masojada as Director | Management | For | For |
| 12 | Re-elect Constantinos Miranthis as Director | Management | For | For |
| 13 | Elect Joanne Musselle as Director | Management | For | For |
| 14 | Re-elect Lynn Pike as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers Ltd as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Amend Performance Share Plan | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 06, 2020 | TICKER: H78 SECURITY ID: G4587L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robert Wong as Director | Management | For | For |
| 4 | Re-elect Simon Dixon as Director | Management | For | For |
| 5 | Re-elect Yiu Kai Pang as Director | Management | For | For |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
HOYA CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 7741 SECURITY ID: J22848105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Uchinaga, Yukako | Management | For | For |
| 1.2 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.3 | Elect Director Takasu, Takeo | Management | For | For |
| 1.4 | Elect Director Kaihori, Shuzo | Management | For | For |
| 1.5 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.6 | Elect Director Suzuki, Hiroshi | Management | For | For |
| |
|---|
IHS MARKIT LTD.
MEETING DATE: APR 16, 2020 | TICKER: INFO SECURITY ID: G47567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lance Uggla | Management | For | For |
| 1b | Elect Director John Browne | Management | For | For |
| 1c | Elect Director Ruann F. Ernst | Management | For | For |
| 1d | Elect Director William E. Ford | Management | For | For |
| 1e | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1f | Elect Director Deborah K. Orida | Management | For | For |
| 1g | Elect Director James A. Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMCD NV
MEETING DATE: JUN 30, 2020 | TICKER: IMCD SECURITY ID: N4447S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Receive Auditors' Report (Non-Voting) | Management | None | None |
| 2.d | Adopt Financial Statements | Management | For | For |
| 2.e | Approve Dividends of EUR 0.90 Per Share | Management | For | For |
| 3.a | Approve Discharge of Management Board | Management | For | For |
| 3.b | Approve Discharge of Supervisory Board | Management | For | For |
| 4.a | Approve Remuneration Policy for Management Board | Management | For | For |
| 4.b | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 5.a | Reelect Janus Smalbraak to Supervisory Board | Management | For | For |
| 5.b | Elect Valerie Diele-Braun to Supervisory Board | Management | For | For |
| 5.c | Elect Amy Hebert to Supervisory Board | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
INDUTRADE AB
MEETING DATE: FEB 04, 2020 | TICKER: INDT SECURITY ID: W4939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Approve Transaction with a Related Party | Management | For | Did Not Vote |
| 8 | Close Meeting | Management | None | None |
| |
|---|
INDUTRADE AB
MEETING DATE: JUN 02, 2020 | TICKER: INDT SECURITY ID: W4939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Board and Board Committee Reports | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 10.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10.b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 10.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Receive Nominating Committee Report | Management | None | None |
| 12 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 600,000 for Chairman, SEK 450,000 for Deputy Chairman and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Susanna Campbell, Bengt Kjell, Ulf Lundahl, Katarina Martinson (Chair), Krister Mellve, Anders Jernhall, Lars Pettersson and Bo Annvik as Directors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
INSTONE REAL ESTATE GROUP AG
MEETING DATE: JUN 09, 2020 | TICKER: INS SECURITY ID: D3706C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors | Management | For | For |
| 6 | Approve Affiliation Agreement with Instone Real Estate Property GmbH | Management | For | For |
| 7 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| |
|---|
INSURANCE AUSTRALIA GROUP LTD.
MEETING DATE: OCT 25, 2019 | TICKER: IAG SECURITY ID: Q49361100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Approve Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer | Management | For | For |
| 3 | Elect George Savvides as Director | Management | For | For |
| 4 | Elect Helen Marion Nugent as Director | Management | For | For |
| 5 | Elect Thomas William Pockett as Director | Management | For | For |
| 6 | Ratify Past Issuance of Subordinated Medium Term Notes to Institutional Investors | Management | For | For |
| 7a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 7b | Approve Fossil Fuel Investment Exposure Reduction Targets | Shareholder | Against | Against |
| |
|---|
INTERCONTINENTAL EXCHANGE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: ICE SECURITY ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Frederick W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTERTEK GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: ITRK SECURITY ID: G4911B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir David Reid as Director | Management | For | For |
| 6 | Re-elect Andre Lacroix as Director | Management | For | For |
| 7 | Re-elect Ross McCluskey as Director | Management | For | For |
| 8 | Re-elect Graham Allan as Director | Management | For | For |
| 9 | Re-elect Gurnek Bains as Director | Management | For | For |
| 10 | Re-elect Dame Louise Makin as Director | Management | For | For |
| 11 | Re-elect Andrew Martin as Director | Management | For | For |
| 12 | Re-elect Gill Rider as Director | Management | For | For |
| 13 | Re-elect Jean-Michel Valette as Director | Management | For | For |
| 14 | Re-elect Lena Wilson as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INTERTRUST NV
MEETING DATE: NOV 28, 2019 | TICKER: INTER SECURITY ID: N4584R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Amend Remuneration Policy | Management | For | For |
| 2b | Approve Performance Share Plan | Management | For | For |
| 3 | Elect R.M.S. van Wijk to Management Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| |
|---|
INTERTRUST NV
MEETING DATE: MAY 14, 2020 | TICKER: INTER SECURITY ID: N4584R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.a | Adopt Financial Statements | Management | For | For |
| 4.b | Receive Explanation on Dividend Policy | Management | None | None |
| 4.c | Discuss Dividends | Management | None | None |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.a | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: AUG 12, 2019 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | Against |
| 2 | Approve Change in Board Term | Management | For | Against |
| 3 | Elect Ivan de Souza Monteiro as Board Chairman | Management | For | For |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: SEP 19, 2019 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thais Ricarte Peters as Alternate Director | Management | For | For |
| 2 | Elect Otavio Ladeira de Medeiros as Fiscal Council Member | Management | For | For |
| 3 | Approve 3-for-1 Stock Split | Management | For | For |
| 4 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
IRISH RESIDENTIAL PROPERTIES REIT PLC
MEETING DATE: JUL 09, 2019 | TICKER: IRES SECURITY ID: G49456109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to a Placing | Management | For | For |
| |
|---|
IRISH RESIDENTIAL PROPERTIES REIT PLC
MEETING DATE: MAY 27, 2020 | TICKER: IRES SECURITY ID: G49456109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Re-elect Phillip Burns as Director | Management | For | For |
| 2b | Re-elect Joan Garahy as Director | Management | For | For |
| 2c | Re-elect Tom Kavanagh as Director | Management | For | For |
| 2d | Re-elect Mark Kenney as Director | Management | For | For |
| 2e | Re-elect Declan Moylan as Director | Management | For | For |
| 2f | Re-elect Aidan O'Hogan as Director | Management | For | For |
| 2g | Re-elect Margaret Sweeney as Director | Management | For | For |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 9 | Authorise Reissuance of Treasury Shares | Management | For | For |
| |
|---|
IRISO ELECTRONICS CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 6908 SECURITY ID: J2429P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Sato, Sadao | Management | For | For |
| 2.2 | Elect Director Yuki, Ikuo | Management | For | For |
| 2.3 | Elect Director Takeda, Keiji | Management | For | For |
| 2.4 | Elect Director Suzuki, Hitoshi | Management | For | For |
| 2.5 | Elect Director Miyauchi, Toshihiko | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Oe, Kenichi | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Ebata, Makoto | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Fujita, Koji | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Yamamoto, Shimako | Management | For | For |
| |
|---|
JAMES FISHER & SONS PLC
MEETING DATE: APR 30, 2020 | TICKER: FSJ SECURITY ID: G35056103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Eoghan O'Lionaird as Director | Management | For | For |
| 5 | Re-elect Malcolm Paul as Director | Management | For | For |
| 6 | Re-elect Stuart Kilpatrick as Director | Management | For | For |
| 7 | Re-elect Fergus Graham as Director | Management | For | For |
| 8 | Re-elect Justin Atkinson as Director | Management | For | For |
| 9 | Re-elect Aedamar Comiskey as Director | Management | For | For |
| 10 | Re-elect Michael Salter as Director | Management | For | For |
| 11 | Re-elect Dr Inken Braunschmidt as Director | Management | For | Against |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
JTC PLC
MEETING DATE: MAY 26, 2020 | TICKER: JTC SECURITY ID: G5211H117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers CI LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Michael Liston as Director | Management | For | For |
| 7 | Re-elect Nigel Le Quesne as Director | Management | For | For |
| 8 | Re-elect Martin Fotheringham as Director | Management | For | For |
| 9 | Elect Wendy Holley as Director | Management | For | For |
| 10 | Re-elect Dermot Mathias as Director | Management | For | For |
| 11 | Re-elect Michael Gray as Director | Management | For | For |
| 12 | Elect Erika Schraner as a Director | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
JULIUS BAER GRUPPE AG
MEETING DATE: MAY 18, 2020 | TICKER: BAER SECURITY ID: H4414N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.75 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Approve Remuneration of Board of Directors in the Amount of CHF 4 Million from 2020 AGM Until 2021 AGM | Management | For | For |
| 4.2.1 | Approve Variable Cash-Based Remuneration of Executive Committee in the Amount of CHF 7.5 Million for Fiscal 2019 | Management | For | For |
| 4.2.2 | Approve Variable Share-Based Remuneration of Executive Committee in the Amount of CHF 6.7 Million for Fiscal 2020 | Management | For | For |
| 4.2.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021 | Management | For | For |
| 5.1.1 | Reelect Romeo Lacher as Director | Management | For | For |
| 5.1.2 | Reelect Gilbert Achermann as Director | Management | For | For |
| 5.1.3 | Reelect Heinrich Baumann as Director | Management | For | For |
| 5.1.4 | Reelect Richard Campbell-Breeden as Director | Management | For | For |
| 5.1.5 | Reelect Ivo Furrer as Director | Management | For | For |
| 5.1.6 | Reelect Claire Giraut as Director | Management | For | For |
| 5.1.7 | Reelect Charles Stonehill as Director | Management | For | For |
| 5.1.8 | Reelect Eunice Zehnder-Lai as Director | Management | For | For |
| 5.1.9 | Reelect Olga Zoutendijk as Director | Management | For | For |
| 5.2.1 | Elect Kathryn Shih as Director (as per Sep. 1, 2020) | Management | For | For |
| 5.2.2 | Elect Christian Meissner as Director | Management | For | For |
| 5.3 | Elect Romeo Lacher as Board Chairman | Management | For | For |
| 5.4.1 | Reappoint Gilbert Achermann as Member of the Compensation Committee | Management | For | For |
| 5.4.2 | Reappoint Richard Campbell-Breeden as Member of the Compensation Committee | Management | For | For |
| 5.4.3 | Appoint Kathryn Shih as Member of the Compensation Committee (as per Sep. 1, 2020) | Management | For | For |
| 5.4.4 | Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee | Management | For | For |
| 6 | Ratify KPMG AG as Auditors | Management | For | For |
| 7 | Designate Marc Nater as Independent Proxy | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
KAMBI GROUP PLC
MEETING DATE: MAY 13, 2020 | TICKER: KAMBI SECURITY ID: X4170A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | None | None |
| 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | None | None |
| 4 | Approve Agenda | Management | None | None |
| 5 | Determine Whether the Meeting has been Duly Convened | Management | None | None |
| 6 | Statement by CEO | Management | None | None |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Statement by the Nomination Committee | Management | None | None |
| 9 | Approve Director Remuneration Report | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Re-elect Lars Stugemo as Director | Management | For | For |
| 12 | Re-elect Anders Strom as Director | Management | For | For |
| 13 | Re-elect Patrick Clase as Director | Management | For | For |
| 14 | Re-elect Marlene Forsell as Director | Management | For | For |
| 15 | Re-elect Cecilia de Leeuw as Director | Management | For | For |
| 16 | Ratify Mazars as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 17 | Approve Stock Option Plan | Management | For | For |
| 18 | Authorize Share Capital Increase without Preemptive Rights | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
KAO CORP.
MEETING DATE: MAR 25, 2020 | TICKER: 4452 SECURITY ID: J30642169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Sawada, Michitaka | Management | For | For |
| 3.2 | Elect Director Takeuchi, Toshiaki | Management | For | For |
| 3.3 | Elect Director Hasebe, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Matsuda, Tomoharu | Management | For | For |
| 3.5 | Elect Director Kadonaga, Sonosuke | Management | For | For |
| 3.6 | Elect Director Shinobe, Osamu | Management | For | For |
| 3.7 | Elect Director Mukai, Chiaki | Management | For | For |
| 3.8 | Elect Director Hayashi, Nobuhide | Management | For | For |
| 4 | Appoint Statutory Auditor Nakazawa, Takahiro | Management | For | For |
| |
|---|
KBC GROUP SA/NV
MEETING DATE: MAY 07, 2020 | TICKER: KBC SECURITY ID: B5337G162
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Approve Allocation of Income | Management | For | For |
| 5b | Approve Dividends of EUR 1.00 Per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9 | Approve Auditors' Remuneration | Management | For | For |
| 10a | Indicate Koenraad Debackere as Independent Director | Management | For | For |
| 10b | Elect Erik Clinck as Director | Management | For | Against |
| 10c | Elect Liesbet Okkerse as Director | Management | For | Against |
| 10d | Reelect Theodoros Roussis as Director | Management | For | Against |
| 10e | Reelect Sonja De Becker as Director | Management | For | Against |
| 10f | Reelect Johan Thijs as Director | Management | For | Against |
| 10g | Reelect Vladimira Papirnik as Independent Director | Management | For | For |
| 11 | Transact Other Business | Management | None | None |
| |
|---|
KERING SA
MEETING DATE: JUN 16, 2020 | TICKER: KER SECURITY ID: F5433L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 8 per Share | Management | For | For |
| 4 | Reelect Jean-Pierre Denis as Director | Management | For | For |
| 5 | Reelect Ginevra Elkann as Director | Management | For | Against |
| 6 | Reelect Sophie L Helias as Director | Management | For | For |
| 7 | Elect Jean Liu as Director | Management | For | For |
| 8 | Elect Tidjane Thiam as Director | Management | For | For |
| 9 | Elect Emma Watson as Director | Management | For | For |
| 10 | Approve Compensation of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 12 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | Against |
| 13 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 14 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 15 | Renew Appointments of Deloitte and Associes as Auditor and BEAS as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 18 | Amend Article 10 of Bylaws Re: Shares Hold by Directors and Employee Representative | Management | For | For |
| 19 | Amend Article 11 of Bylaws Re: Board Power | Management | For | For |
| 20 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 21 | Remove Article 18 of Bylaws Re: Censors | Management | For | For |
| 22 | Amend Article 17 of Bylaws Re: Board Remuneration | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KERRY GROUP PLC
MEETING DATE: APR 30, 2020 | TICKER: KRZ SECURITY ID: G52416107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gerry Behan as Director | Management | For | For |
| 3b | Re-elect Dr Hugh Brady as Director | Management | For | For |
| 3c | Re-elect Gerard Culligan as Director | Management | For | For |
| 3d | Re-elect Dr Karin Dorrepaal as Director | Management | For | For |
| 3e | Re-elect Joan Garahy as Director | Management | For | For |
| 3f | Re-elect Marguerite Larkin as Director | Management | For | For |
| 3g | Re-elect Tom Moran as Director | Management | For | For |
| 3h | Re-elect Con Murphy as Director | Management | For | For |
| 3i | Re-elect Christopher Rogers as Director | Management | For | For |
| 3j | Re-elect Edmond Scanlon as Director | Management | For | For |
| 3k | Re-elect Philip Toomey as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 9 | Authorise Market Purchase of A Ordinary Shares | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 12, 2020 | TICKER: 6861 SECURITY ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Nakata, Yu | Management | For | For |
| 2.3 | Elect Director Kimura, Keiichi | Management | For | For |
| 2.4 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.5 | Elect Director Miki, Masayuki | Management | For | For |
| 2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Elect Director Kanzawa, Akira | Management | For | For |
| 2.8 | Elect Director Tanabe, Yoichi | Management | For | For |
| 2.9 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takeda, Hidehiko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Indo, Hiroji | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| |
|---|
KEYWORDS STUDIOS PLC
MEETING DATE: MAY 27, 2020 | TICKER: KWS SECURITY ID: G5254U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Andrew Day as Director | Management | For | For |
| 4 | Re-elect Georges Fornay as Director | Management | For | For |
| 5 | Re-elect Charlotta Ginman as Director | Management | For | For |
| 6 | Re-elect Ross Graham as Director | Management | For | For |
| 7 | Re-elect Giorgio Guastalla as Director | Management | For | For |
| 8 | Re-elect David Reeves as Director | Management | For | For |
| 9 | Elect Jon Hauck as Director | Management | For | For |
| 10 | Reappoint BDO as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Adopt New Articles of Association | Management | For | For |
| |
|---|
KH NEOCHEM CO., LTD.
MEETING DATE: MAR 26, 2020 | TICKER: 4189 SECURITY ID: J330C4109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takahashi, Michio | Management | For | For |
| 2.2 | Elect Director Matsuoka, Toshihiro | Management | For | For |
| 2.3 | Elect Director Niiya, Tatsuro | Management | For | For |
| 2.4 | Elect Director Hamamoto, Masaya | Management | For | For |
| 2.5 | Elect Director Isogai, Yukihiro | Management | For | For |
| 2.6 | Elect Director Miyairi, Sayoko | Management | For | For |
| 2.7 | Elect Director Tsuchiya, Jun | Management | For | For |
| 2.8 | Elect Director Kikuchi, Yuji | Management | For | For |
| 3.1 | Appoint Statutory Auditor Odo, Tokuo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawai, Kazuhiro | Management | For | Against |
| 3.3 | Appoint Statutory Auditor Tamura, Keiko | Management | For | For |
| |
|---|
KINGSPAN GROUP PLC
MEETING DATE: MAY 01, 2020 | TICKER: KRX SECURITY ID: G52654103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Eugene Murtagh as Director | Management | For | For |
| 3b | Re-elect Gene Murtagh as Director | Management | For | For |
| 3c | Re-elect Geoff Doherty as Director | Management | For | For |
| 3d | Re-elect Russell Shiels as Director | Management | For | For |
| 3e | Re-elect Peter Wilson as Director | Management | For | For |
| 3f | Re-elect Gilbert McCarthy as Director | Management | For | For |
| 3g | Re-elect Linda Hickey as Director | Management | For | For |
| 3h | Re-elect Michael Cawley as Director | Management | For | For |
| 3i | Re-elect John Cronin as Director | Management | For | For |
| 3j | Re-elect Bruce McLennan as Director | Management | For | For |
| 3k | Re-elect Jost Massenberg as Director | Management | For | For |
| 3l | Elect Anne Heraty as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Authorise Issue of Equity | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 9 | Authorise Market Purchase of Shares | Management | For | For |
| 10 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
KONINKLIJKE PHILIPS NV
MEETING DATE: APR 30, 2020 | TICKER: PHIA SECURITY ID: N7637U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.c | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| 2.d | Approve Remuneration Report | Management | For | For |
| 2.e | Approve Discharge of Management Board | Management | For | For |
| 2.f | Approve Discharge of Supervisory Board | Management | For | For |
| 3.a | Approve Remuneration Policy for Management Board | Management | For | For |
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Management | For | For |
| 3.c | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 4.a | Reelect N. Dhawan to Supervisory Board | Management | For | For |
| 4.b | Elect F. Sijbesma to Supervisory Board | Management | For | For |
| 4.c | Elect P. Loscher to Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS NV
MEETING DATE: JUN 26, 2020 | TICKER: PHIA SECURITY ID: N7637U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| |
|---|
KOSHIDAKA HOLDINGS CO., LTD.
MEETING DATE: NOV 27, 2019 | TICKER: 2157 SECURITY ID: J36577104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Koshidaka, Hiroshi | Management | For | For |
| 2.2 | Elect Director Asakura, Kazuhiro | Management | For | For |
| 2.3 | Elect Director Koshidaka, Miwako | Management | For | For |
| 2.4 | Elect Director Doi, Yoshihito | Management | For | For |
| 2.5 | Elect Director Zama, Akira | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Nishi, Tomohiko | Management | For | Against |
| 3.2 | Elect Director and Audit Committee Member Moriuchi, Shigeyuki | Management | For | For |
| 3.3 | Elect Director and Audit Committee Member Takai, Kenichi | Management | For | Against |
| 4 | Approve Spin-Off of Curves Holdings | Management | For | For |
| |
|---|
LEGRAND SA
MEETING DATE: MAY 27, 2020 | TICKER: LR SECURITY ID: F56196185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board | Management | For | For |
| 6 | Approve Compensation of Benoit Coquart, CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Board Members | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
| 11 | Reelect Isabelle Boccon-Gibod as Director | Management | For | For |
| 12 | Reelect Christel Bories as Director | Management | For | For |
| 13 | Reelect Angeles Garcia-Poveda as Director | Management | For | For |
| 14 | Elect Benoit Coquart as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Amend Article 9 of Bylaws Re: Directors Length of Terms | Management | For | For |
| 17 | Amend Article 9 of Bylaws Re: Employee Representative | Management | For | For |
| 18 | Amend Article 9 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 19 | Amend Article 9 of Bylaws Re: Board Powers | Management | For | For |
| 20 | Amend Articles 10, 11 and 13 to Comply with Legal Changes | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 26 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 28 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LG CHEM LTD.
MEETING DATE: MAR 20, 2020 | TICKER: 051910 SECURITY ID: Y52758102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Kwon Young-soo as Non-Independent Non-Executive Director | Management | For | For |
| 2.2 | Elect Cha Dong-seok as Inside Director | Management | For | For |
| 2.3 | Elect Jeong Dong-min as Outside Director | Management | For | For |
| 3 | Elect Jeong Dong-min as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LIC HOUSING FINANCE LIMITED
MEETING DATE: AUG 28, 2019 | TICKER: 500253 SECURITY ID: Y5278Z133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect P. Koteswara Rao as Director | Management | For | For |
| 4 | Approve Gokhale & Sathe, Chartered Accountants, Mumbai and M. P. Chitale & Co., Chartered Accountants, Mumbai as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Redeemable Non-Convertible Debentures, Secured or Unsecured, and/or any other Hybrid Instruments on Private Placement Basis | Management | For | For |
| 6 | Elect M. R. Kumar as Non-Executive Chairman | Management | For | For |
| 7 | Reelect Dharmendra Bhandari as Director | Management | For | For |
| 8 | Elect Kashi Prasad Khandelwal as Director | Management | For | For |
| 9 | Elect Sanjay Kumar Khemani as Director | Management | For | For |
| 10 | Approve Increase in Borrowing Powers | Management | For | For |
| |
|---|
LLOYDS BANKING GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: LLOY SECURITY ID: G5533W248
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect William Chalmers as Director | Management | For | For |
| 3 | Elect Sarah Legg as Director | Management | For | For |
| 4 | Elect Catherine Woods as Director | Management | For | For |
| 5 | Re-elect Lord Blackwell as Director | Management | For | For |
| 6 | Re-elect Juan Colombas as Director | Management | For | For |
| 7 | Re-elect Alan Dickinson as Director | Management | For | For |
| 8 | Re-elect Simon Henry as Director | Management | For | For |
| 9 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 10 | Re-elect Lord Lupton as Director | Management | For | For |
| 11 | Re-elect Amanda Mackenzie as Director | Management | For | For |
| 12 | Re-elect Nick Prettejohn as Director | Management | For | For |
| 13 | Re-elect Stuart Sinclair as Director | Management | For | For |
| 14 | Re-elect Sara Weller as Director | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Final Dividend | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Approve Long Term Share Plan | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 29 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
LONDON STOCK EXCHANGE GROUP PLC
MEETING DATE: NOV 26, 2019 | TICKER: LSE SECURITY ID: G5689U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Refinitiv | Management | For | For |
| 2 | Authorise Issue of Equity in Connection with the Acquisition | Management | For | For |
| |
|---|
LONDON STOCK EXCHANGE GROUP PLC
MEETING DATE: APR 21, 2020 | TICKER: LSE SECURITY ID: G5689U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Jacques Aigrain as Director | Management | For | For |
| 6 | Re-elect Marshall Bailey as Director | Management | For | For |
| 7 | Re-elect Kathleen DeRose as Director | Management | For | For |
| 8 | Re-elect Cressida Hogg as Director | Management | For | For |
| 9 | Re-elect Raffaele Jerusalmi as Director | Management | For | For |
| 10 | Re-elect Stephen O'Connor as Director | Management | For | For |
| 11 | Re-elect Val Rahmani as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect David Schwimmer as Director | Management | For | For |
| 14 | Re-elect Andrea Sironi as Director | Management | For | For |
| 15 | Re-elect David Warren as Director | Management | For | For |
| 16 | Elect Dominic Blakemore as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Deferred Bonus Plan | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
LONZA GROUP AG
MEETING DATE: APR 28, 2020 | TICKER: LONN SECURITY ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.3 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.4 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.5 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.6 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.7 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2.1 | Elect Dorothee Deuring as Director | Management | For | For |
| 5.2.2 | Elect Moncef Slaoui as Director | Management | For | For |
| 5.3 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.4.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.4.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd as Auditors | Management | For | For |
| 7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
LOVISA HOLDINGS LIMITED
MEETING DATE: OCT 29, 2019 | TICKER: LOV SECURITY ID: Q56334107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Elect Brett Blundy as Director | Management | For | Against |
| 3b | Elect Sei Jin Alt as Director | Management | For | For |
| 3c | Elect James King as Director | Management | For | For |
| 4 | Approve Issuance of Options to Shane Fallscheer | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: JUN 30, 2020 | TICKER: MC SECURITY ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Delphine Arnault as Director | Management | For | For |
| 6 | Reelect Antonio Belloni as Director | Management | For | For |
| 7 | Reelect Diego Della Valle as Director | Management | For | Against |
| 8 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 9 | Reelect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 10 | Elect Natacha Valla as Director | Management | For | For |
| 11 | Appoint Lord Powell of Bayswater as Censor | Management | For | Against |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 23 | Amend Article 14 of Bylaws Re: Board Powers | Management | For | For |
| 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Management | For | For |
| |
|---|
M&G PLC
MEETING DATE: MAY 27, 2020 | TICKER: MNG SECURITY ID: G6107R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Mike Evans as Director | Management | For | For |
| 5 | Elect John Foley as Director | Management | For | For |
| 6 | Elect Clare Bousfield as Director | Management | For | For |
| 7 | Elect Clive Adamson as Director | Management | For | For |
| 8 | Elect Robin Lawther as Director | Management | For | For |
| 9 | Elect Clare Thompson as Director | Management | For | For |
| 10 | Elect Massimo Tosato as Director | Management | For | For |
| 11 | Appoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Preference Shares | Management | For | For |
| 16 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MAYR-MELNHOF KARTON AG
MEETING DATE: APR 29, 2020 | TICKER: MMK SECURITY ID: A42818103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify PwC GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 7.1 | Elect Rainer Zellner as Supervisory Board Member | Management | For | For |
| 7.2 | Elect Johannes Goess-Saurau as Supervisory Board Member | Management | For | For |
| 7.3 | Elect Nikolaus Ankershofen as Supervisory Board Member | Management | For | For |
| 7.4 | Elect Alexander Leeb as Supervisory Board Member | Management | For | For |
| 7.5 | Elect Georg Mayr-Melnhof as Supervisory Board Member | Management | For | For |
| 7.6 | Elect Ferdinand Mayr-Melnhof-Saurau as Supervisory Board Member | Management | For | For |
| 7.7 | Elect Klaus Rabel as Supervisory Board Member | Management | For | For |
| 7.8 | Elect Franz Rappold as Supervisory Board Member | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| |
|---|
MIROKU JYOHO SERVICE CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 9928 SECURITY ID: J43067107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | For |
| 2.1 | Elect Director Koreda, Nobuhiko | Management | For | For |
| 2.2 | Elect Director Koreda, Hiroki | Management | For | For |
| 2.3 | Elect Director Yui, Toshimitsu | Management | For | For |
| 2.4 | Elect Director Terasawa, Keishi | Management | For | For |
| 2.5 | Elect Director Iwama, Takahiro | Management | For | For |
| 2.6 | Elect Director Okubo, Toshiharu | Management | For | For |
| 2.7 | Elect Director Matsuda, Shuichi | Management | For | For |
| 2.8 | Elect Director Nagatomo, Eisuke | Management | For | For |
| 2.9 | Elect Director Gomi, Hirofumi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Makino, Hiroshi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Usui, Nobuaki | Management | For | For |
| 3.3 | Appoint Statutory Auditor Tadaki, Keiichi | Management | For | For |
| 4.1 | Appoint Alternate Statutory Auditor Goto, Toshiki | Management | For | For |
| 4.2 | Appoint Alternate Statutory Auditor Kitabata, Takao | Management | For | For |
| |
|---|
MONDI PLC
MEETING DATE: MAY 07, 2020 | TICKER: MNDI SECURITY ID: G6258S107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Enoch Godongwana as Director | Management | For | For |
| 6 | Elect Philip Yea as Director | Management | For | For |
| 7 | Re-elect Tanya Fratto as Director | Management | For | For |
| 8 | Re-elect Stephen Harris as Director | Management | For | For |
| 9 | Re-elect Andrew King as Director | Management | For | For |
| 10 | Re-elect Dominique Reiniche as Director | Management | For | For |
| 11 | Re-elect Stephen Young as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Jorge A. Bermudez | Management | For | For |
| 1c | Elect Director Therese Esperdy | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1g | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 2c | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NABTESCO CORP.
MEETING DATE: MAR 24, 2020 | TICKER: 6268 SECURITY ID: J4707Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | For |
| 2.1 | Elect Director Teramoto, Katsuhiro | Management | For | For |
| 2.2 | Elect Director Juman, Shinji | Management | For | For |
| 2.3 | Elect Director Hakoda, Daisuke | Management | For | For |
| 2.4 | Elect Director Akita, Toshiaki | Management | For | For |
| 2.5 | Elect Director Naoki, Shigeru | Management | For | For |
| 2.6 | Elect Director Kimura, Kazumasa | Management | For | For |
| 2.7 | Elect Director Fujiwara, Yutaka | Management | For | For |
| 2.8 | Elect Director Uchida, Norio | Management | For | For |
| 2.9 | Elect Director Iizuka, Mari | Management | For | For |
| 2.10 | Elect Director Mizukoshi, Naoko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Shimizu, Isao | Management | For | For |
| 3.2 | Appoint Statutory Auditor Sasaki, Zenzo | Management | For | For |
| 3.3 | Appoint Statutory Auditor Nagasaka, Takemi | Management | For | For |
| |
|---|
NAKANISHI INC.
MEETING DATE: MAR 27, 2020 | TICKER: 7716 SECURITY ID: J4800J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Nakanishi, Eiichi | Management | For | For |
| 2.2 | Elect Director Nakanishi, Kensuke | Management | For | For |
| 2.3 | Elect Director Suzuki, Masataka | Management | For | For |
| 2.4 | Elect Director Nonagase, Yuji | Management | For | For |
| 2.5 | Elect Director Suzuki, Fusato | Management | For | For |
| 3 | Appoint Statutory Auditor Maki, Yoshihiro | Management | For | For |
| |
|---|
NASPERS LTD.
MEETING DATE: AUG 23, 2019 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Management | For | For |
| 4 | Re-elect Nolo Letele as Directors | Management | For | For |
| 5.1 | Re-elect Koos Bekker as Director | Management | For | For |
| 5.2 | Re-elect Steve Pacak as Director | Management | For | For |
| 5.3 | Re-elect Cobus Stofberg as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 5.5 | Re-elect Debra Meyer as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Implementation of the Remuneration Policy | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | Abstain |
| 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Management | For | For |
| |
|---|
NASPERS LTD.
MEETING DATE: AUG 23, 2019 | TICKER: NPN SECURITY ID: S53435103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Management | For | Against |
| |
|---|
NATIONAL STORAGE REIT
MEETING DATE: NOV 13, 2019 | TICKER: NSR SECURITY ID: Q6605D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Anthony Keane as Director | Management | For | For |
| 4 | Ratify Past Issuance of Stapled Securities to Institutional and Professional Securityholders | Management | For | For |
| 5 | Approve the Amendments to the Constitution | Management | For | For |
| 6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 23, 2020 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.f | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.g | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.h | Reelect Ursula Burns as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1.j | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.k | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.l | Reelect Dick Boer as Director | Management | For | For |
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For |
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| |
|---|
NETCOMPANY GROUP A/S
MEETING DATE: AUG 20, 2019 | TICKER: NETC SECURITY ID: K7020C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robbert Kuppens as New Director | Management | For | For |
| |
|---|
NETCOMPANY GROUP A/S
MEETING DATE: MAR 11, 2020 | TICKER: NETC SECURITY ID: K7020C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chair and DKK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Travel Fees | Management | For | For |
| 5a | Reelect Bo Rygaard (Chairman) as Director | Management | For | For |
| 5b | Reelect Pernille Fabricius (Vice Chairman) as Director | Management | For | For |
| 5c | Reelect Juha Christensen as Director | Management | For | For |
| 5d | Reelect Scanes Bentley as Director | Management | For | For |
| 5e | Reelect Robbert Kuppens as Director | Management | For | For |
| 6 | Ratify Deloitte as Auditors | Management | For | For |
| 7 | Authorize Share Repurchase Program (Not Submitted for Proposal) | Management | None | None |
| 8.a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.b | Amend Articles Re: Add Item Regarding Presentation of and Advisory Vote on the Remuneration Report to the Agenda for the Annual General Meeting | Management | For | For |
| 9 | Other Business | Management | None | None |
| |
|---|
NITORI HOLDINGS CO., LTD.
MEETING DATE: MAY 14, 2020 | TICKER: 9843 SECURITY ID: J58214131
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nitori, Akio | Management | For | For |
| 1.2 | Elect Director Shirai, Toshiyuki | Management | For | For |
| 1.3 | Elect Director Sudo, Fumihiro | Management | For | For |
| 1.4 | Elect Director Matsumoto, Fumiaki | Management | For | For |
| 1.5 | Elect Director Takeda, Masanori | Management | For | For |
| 1.6 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 1.7 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Kubo, Takao | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Ando, Takaharu | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Suzuki, Kazuhiro | Management | For | For |
| 2.4 | Elect Director and Audit Committee Member Tatsuoka, Tsuneyoshi | Management | For | For |
| |
|---|
NOF CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 4403 SECURITY ID: J58934100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Miyaji, Takeo | Management | For | Against |
| 3.2 | Elect Director Maeda, Kazuhito | Management | For | For |
| 3.3 | Elect Director Inoue, Kengo | Management | For | For |
| 3.4 | Elect Director Sakahashi, Hideaki | Management | For | For |
| 3.5 | Elect Director Miyo, Masanobu | Management | For | For |
| 3.6 | Elect Director Arima, Yasuyuki | Management | For | For |
| 3.7 | Elect Director Ito, Kunimitsu | Management | For | For |
| 4 | Appoint Statutory Auditor Hayashi, Izumi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Sagara, Yuriko | Management | For | For |
| |
|---|
NOKIAN RENKAAT OYJ
MEETING DATE: APR 02, 2020 | TICKER: TYRES SECURITY ID: X5862L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.58 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees | Management | For | For |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Heikki Allonen, Kari Jordan, Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify KPMG as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 13.8 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Establish Nominating Committee | Management | For | For |
| 19 | Amend Articles Re: Board Consists of Maximum 9 Members; Annual General Meeting | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| |
|---|
ORACLE CORP JAPAN
MEETING DATE: AUG 20, 2019 | TICKER: 4716 SECURITY ID: J6165M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Obermeier | Management | For | For |
| 1.2 | Elect Director Minato, Koji | Management | For | For |
| 1.3 | Elect Director Krishna Sivaraman | Management | For | For |
| 1.4 | Elect Director Edward Paterson | Management | For | For |
| 1.5 | Elect Director Kimberly Woolley | Management | For | For |
| 1.6 | Elect Director Fujimori, Yoshiaki | Management | For | For |
| 1.7 | Elect Director John L. Hall | Management | For | For |
| 1.8 | Elect Director Natsuno, Takeshi | Management | For | For |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 8591 SECURITY ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Inoue, Makoto | Management | For | For |
| 1.2 | Elect Director Irie, Shuji | Management | For | For |
| 1.3 | Elect Director Taniguchi, Shoji | Management | For | For |
| 1.4 | Elect Director Matsuzaki, Satoru | Management | For | For |
| 1.5 | Elect Director Stan Koyanagi | Management | For | For |
| 1.6 | Elect Director Suzuki, Yoshiteru | Management | For | For |
| 1.7 | Elect Director Yasuda, Ryuji | Management | For | For |
| 1.8 | Elect Director Takenaka, Heizo | Management | For | For |
| 1.9 | Elect Director Michael Cusumano | Management | For | For |
| 1.10 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.11 | Elect Director Watanabe, Hiroshi | Management | For | For |
| 1.12 | Elect Director Sekine, Aiko | Management | For | For |
| |
|---|
OTSUKA CORP.
MEETING DATE: MAR 27, 2020 | TICKER: 4768 SECURITY ID: J6243L115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 110 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Nakai, Kazuhiko | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Hada, Etsuo | Management | For | For |
| 2.3 | Appoint Statutory Auditor Minagawa, Katsumasa | Management | For | For |
| |
|---|
PALTAC CORP.
MEETING DATE: JUN 23, 2020 | TICKER: 8283 SECURITY ID: J6349W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikita, Kunio | Management | For | For |
| 1.2 | Elect Director Kasutani, Seiichi | Management | For | For |
| 1.3 | Elect Director Noma, Masahiro | Management | For | For |
| 1.4 | Elect Director Moriya, Akiyoshi | Management | For | For |
| 1.5 | Elect Director Shimada, Masaharu | Management | For | For |
| 1.6 | Elect Director Yogo, Katsutoshi | Management | For | For |
| 1.7 | Elect Director Oishi, Kaori | Management | For | For |
| 1.8 | Elect Director Asada, Katsumi | Management | For | For |
| 2.1 | Appoint Statutory Auditor Kanaoka, Yukihiro | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kotera, Yohei | Management | For | For |
| |
|---|
PARAMOUNT BED HOLDINGS CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 7817 SECURITY ID: J63525109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Authorize Board to Determine Income Allocation | Management | For | Against |
| 3.1 | Elect Director Kimura, Kyosuke | Management | For | For |
| 3.2 | Elect Director Kimura, Tomohiko | Management | For | For |
| 3.3 | Elect Director Sato, Izumi | Management | For | For |
| 3.4 | Elect Director Hatta, Toshiyuki | Management | For | For |
| 3.5 | Elect Director Kimura, Yosuke | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Kitahara, Yoshiharu | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Oka, Yukari | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Sato, Masaki | Management | For | Against |
| 4.4 | Elect Director and Audit Committee Member Goto, Yoshikazu | Management | For | For |
| |
|---|
PERSOL HOLDINGS CO., LTD.
MEETING DATE: JUN 24, 2020 | TICKER: 2181 SECURITY ID: J6367Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Mizuta, Masamichi | Management | For | For |
| 2.2 | Elect Director Wada, Takao | Management | For | For |
| 2.3 | Elect Director Takahashi, Hirotoshi | Management | For | For |
| 2.4 | Elect Director Tamakoshi, Ryosuke | Management | For | For |
| 2.5 | Elect Director Nishiguchi, Naohiro | Management | For | For |
| 2.6 | Elect Director Yamauchi, Masaki | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Enomoto, Chisa | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Tomoda, Kazuhiko | Management | For | For |
| 4 | Elect Alternate Director and Audit Committee Member Tsukamoto, Hideo | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 7 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: OCT 15, 2019 | TICKER: PRU SECURITY ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group | Management | For | For |
| 2 | Elect Amy Yip as Director | Management | For | For |
| |
|---|
PRUDENTIAL PLC
MEETING DATE: MAY 14, 2020 | TICKER: PRU SECURITY ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Jeremy Anderson as Director | Management | For | For |
| 5 | Elect Shriti Vadera as Director | Management | For | For |
| 6 | Re-elect Mark Fitzpatrick as Director | Management | For | For |
| 7 | Re-elect David Law as Director | Management | For | For |
| 8 | Re-elect Paul Manduca as Director | Management | For | For |
| 9 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 10 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 11 | Re-elect Philip Remnant as Director | Management | For | For |
| 12 | Re-elect Alice Schroeder as Director | Management | For | For |
| 13 | Re-elect James Turner as Director | Management | For | For |
| 14 | Re-elect Thomas Watjen as Director | Management | For | For |
| 15 | Re-elect Michael Wells as Director | Management | For | For |
| 16 | Re-elect Fields Wicker-Miurin as Director | Management | For | For |
| 17 | Re-elect Amy Yip as Director | Management | For | For |
| 18 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity | Management | For | For |
| 22 | Authorise Issue of Equity to Include Repurchased Shares | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
PT ASTRA INTERNATIONAL TBK
MEETING DATE: JUN 16, 2020 | TICKER: ASII SECURITY ID: Y7117N172
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Changes in Board of Company and Approve Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Approve Tanudiredja, Wibisana, Rintis & Rekan as Auditors | Management | For | For |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: SEP 02, 2019 | TICKER: BBRI SECURITY ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Evaluation of First Semester Performance 2019 | Shareholder | None | For |
| 2 | Approve Company's Recovery Plan | Shareholder | None | For |
| 3 | Approve Changes in Board of Company | Shareholder | None | Abstain |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: FEB 18, 2020 | TICKER: BBRI SECURITY ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | Abstain |
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 5 | Approve Changes in Board of Company | Management | For | Abstain |
| |
|---|
REA GROUP LIMITED
MEETING DATE: NOV 19, 2019 | TICKER: REA SECURITY ID: Q8051B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Tracey Fellows as Director | Management | For | For |
| 3b | Elect Richard Freudenstein as Director | Management | For | For |
| 3c | Elect Michael Miller as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights to Owen Wilson | Management | For | For |
| |
|---|
RECORDATI SPA
MEETING DATE: APR 29, 2020 | TICKER: REC SECURITY ID: T78458139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Fix Number of Directors | Management | For | For |
| 2b | Elect Directors (Bundled) | Management | For | Against |
| 2c | Approve Remuneration of Directors | Management | For | Against |
| 2d | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | Against |
| 3a.1 | Slate 1 Submitted by FIMEI SpA | Shareholder | None | For |
| 3a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 3b | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Remuneration Policy | Management | For | For |
| 5b | Approve Second Section of the Remuneration Report | Management | For | Against |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
RECRUIT HOLDINGS CO., LTD.
MEETING DATE: JUN 30, 2020 | TICKER: 6098 SECURITY ID: J6433A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Minegishi, Masumi | Management | For | For |
| 1.2 | Elect Director Idekoba, Hisayuki | Management | For | For |
| 1.3 | Elect Director Senaha, Ayano | Management | For | For |
| 1.4 | Elect Director Rony Kahan | Management | For | For |
| 1.5 | Elect Director Izumiya, Naoki | Management | For | For |
| 1.6 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.1 | Appoint Statutory Auditor Nagashima, Yukiko | Management | For | For |
| 2.2 | Appoint Statutory Auditor Ogawa, Yoichiro | Management | For | For |
| 2.3 | Appoint Statutory Auditor Natori, Katsuya | Management | For | For |
| 2.4 | Appoint Alternate Statutory Auditor Tanaka, Miho | Management | For | For |
| |
|---|
RELO GROUP, INC.
MEETING DATE: JUN 25, 2020 | TICKER: 8876 SECURITY ID: J6436W118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sasada, Masanori | Management | For | For |
| 1.2 | Elect Director Nakamura, Kenichi | Management | For | For |
| 1.3 | Elect Director Kadota, Yasushi | Management | For | For |
| 1.4 | Elect Director Koshinaga, Kenji | Management | For | For |
| 1.5 | Elect Director Kawano, Takeshi | Management | For | For |
| 1.6 | Elect Director Onogi, Takashi | Management | For | For |
| 1.7 | Elect Director Udagawa, Kazuya | Management | For | For |
| 2.1 | Appoint Statutory Auditor Koyama, Katsuhiko | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kuboya, Michio | Management | For | For |
| 2.3 | Appoint Statutory Auditor Sakurai, Masao | Management | For | For |
| 2.4 | Appoint Statutory Auditor Dai, Tsuyoshi | Management | For | For |
| |
|---|
RELX PLC
MEETING DATE: APR 23, 2020 | TICKER: REL SECURITY ID: G7493L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Elect Charlotte Hogg as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Sir Anthony Habgood as Director | Management | For | For |
| 10 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 16 | Re-elect Suzanne Wood as Director | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
RELX PLC
MEETING DATE: MAY 26, 2020 | TICKER: REL SECURITY ID: G7493L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Management | For | For |
| |
|---|
RENESAS ELECTRONICS CORP.
MEETING DATE: MAR 27, 2020 | TICKER: 6723 SECURITY ID: J4881V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
| 1.2 | Elect Director Shibata, Hidetoshi | Management | For | For |
| 1.3 | Elect Director Toyoda, Tetsuro | Management | For | For |
| 1.4 | Elect Director Iwasaki, Jiro | Management | For | For |
| 1.5 | Elect Director Slena Loh Lacroix | Management | For | For |
| 1.6 | Elect Director Arunjai Mittal | Management | For | For |
| 2 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
RENTOKIL INITIAL PLC
MEETING DATE: MAY 13, 2020 | TICKER: RTO SECURITY ID: G7494G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Cathy Turner as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Ransom as Director | Management | For | For |
| 6 | Re-elect Angela Seymour-Jackson as Director | Management | For | For |
| 7 | Re-elect Richard Solomons as Director | Management | For | For |
| 8 | Re-elect Julie Southern as Director | Management | For | For |
| 9 | Re-elect Jeremy Townsend as Director | Management | For | For |
| 10 | Re-elect Linda Yueh as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
RIGHTMOVE PLC
MEETING DATE: MAY 04, 2020 | TICKER: RMV SECURITY ID: G7565D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend (Resolution Withdrawn) | Management | None | None |
| 5 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Elect Andrew Fisher as Director | Management | For | For |
| 8 | Elect Amit Tiwari as Director | Management | For | For |
| 9 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 10 | Re-elect Robyn Perriss as Director | Management | For | For |
| 11 | Re-elect Jacqueline de Rojas as Director | Management | For | For |
| 12 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 13 | Re-elect Andrew Findlay as Director | Management | For | For |
| 14 | Re-elect Lorna Tilbian as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| |
|---|
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
S FOODS, INC.
MEETING DATE: MAY 22, 2020 | TICKER: 2292 SECURITY ID: J7T34B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Murakami, Shinnosuke | Management | For | For |
| 2.2 | Elect Director Hirai, Hirokatsu | Management | For | For |
| 2.3 | Elect Director Tsujita, Akihiro | Management | For | For |
| 2.4 | Elect Director Komata, Motoaki | Management | For | For |
| 2.5 | Elect Director Morishima, Yoshimitsu | Management | For | For |
| 2.6 | Elect Director Sugimoto, Mitsufumi | Management | For | For |
| 2.7 | Elect Director Yuasa, Yosuke | Management | For | For |
| 2.8 | Elect Director Yoshimura, Naoki | Management | For | For |
| 2.9 | Elect Director Matsuno, Masaru | Management | For | For |
| 2.10 | Elect Director Tanaka, Masatsugu | Management | For | For |
| 2.11 | Elect Director Kamoda, Shizuko | Management | For | For |
| 3.1 | Appoint Alternate Statutory Auditor Aono, Mitsuhiro | Management | For | For |
| 3.2 | Appoint Alternate Statutory Auditor Kin, Daiyo | Management | For | For |
| |
|---|
SABRE INSURANCE GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: SBRE SECURITY ID: G7739M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Catherine Barton as Director | Management | For | For |
| 5 | Re-elect Geoff Carter as Director | Management | For | For |
| 6 | Re-elect Ian Clark as Director | Management | For | For |
| 7 | Re-elect Andy Pomfret as Director | Management | For | For |
| 8 | Re-elect Rebecca Shelley as Director | Management | For | For |
| 9 | Re-elect Patrick Snowball as Director | Management | For | For |
| 10 | Re-elect Adam Westwood as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Approve Matters Relating to the Interim Dividend Paid in 2018 | Management | None | For |
| |
|---|
SAFARICOM PLC
MEETING DATE: AUG 30, 2019 | TICKER: SCOM SECURITY ID: V74587102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Final Dividend of KES 1.25 Per Share | Management | For | For |
| 2.2 | Approve Special Dividend of KES 0.62 Per Share | Management | For | For |
| 3.1 | Reelect Bitange Ndemo as Director | Management | For | For |
| 3.2 | Reelect Rose Ogega as Director | Management | For | For |
| 4.1 | Reelect Bitange Ndemo as Member of Audit Committee | Management | For | For |
| 4.2 | Reelect Esther Koimett as Member of Audit Committee | Management | For | Against |
| 4.3 | Reelect Mohamed Joosub as Member of Audit Committee | Management | For | Against |
| 4.4 | Reelect Till Streichert as Member of Audit Committee | Management | For | Against |
| 4.5 | Reelect Rose Ogega as Member of Audit Committee | Management | For | For |
| 5 | Approve Remuneration of Directors and Approve Director's Remuneration Report | Management | For | For |
| 6 | Ratify Pricewaterhousecoopers as Auditors and Fix Their Remuneration | Management | For | For |
| 7 | Other Business | Management | For | Against |
| 8 | Amend Article 89 (a) of Bylaws Re: Board Size | Management | For | Against |
| |
|---|
SANNE GROUP PLC
MEETING DATE: MAY 13, 2020 | TICKER: SNN SECURITY ID: G7805V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Rupert Robson as Director | Management | For | For |
| 7 | Re-elect Andy Pomfret as Director | Management | For | For |
| 8 | Re-elect Mel Carvill as Director | Management | For | For |
| 9 | Re-elect Nicola Palios as Director | Management | For | For |
| 10 | Re-elect Julia Chapman as Director | Management | For | For |
| 11 | Re-elect James Ireland as Director | Management | For | For |
| 12 | Re-elect Yves Stein as Director | Management | For | For |
| 13 | Re-elect Martin Schnaier as Director | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP SE
MEETING DATE: MAY 20, 2020 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 8 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| |
|---|
SBANKEN ASA
MEETING DATE: APR 24, 2020 | TICKER: SBANK SECURITY ID: R7565B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4.2 | Approve Omission of Dividends | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 8.1 | Approve Advisory Vote on Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8.2 | Approve Binding Vote on Remuneration Policy and Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 10 | Reelect Tom Jovik as Member of Nominating Committee | Management | For | Did Not Vote |
| 11.1 | Reelect Hugo Maurstad as Director | Management | For | Did Not Vote |
| 11.2 | Reelect August Baumann as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Cathrine Klouman as Director | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 13.1 | Authorize Board to Issue Hybrid Capital Instruments with Total Nominal Value up to NOK 600 Million | Management | For | Did Not Vote |
| 13.2 | Authorize Board to Issue Subordinated Loans with Total Nominal Value up to NOK 750 Million | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 100 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
SCANDINAVIAN TOBACCO GROUP A/S
MEETING DATE: MAR 26, 2020 | TICKER: STG SECURITY ID: K8553U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 6.10 Per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 5a | Reelect Nigel Northridge as Director (Chairman) | Management | For | For |
| 5b | Reelect Henrik Brandt as Director (Vice Chair) | Management | For | For |
| 5c | Reelect Dianne Neal Blixt as Director | Management | For | For |
| 5d | Reelect Luc Missorten as Director | Management | For | For |
| 5e | Reelect Anders Obel as Director | Management | For | For |
| 5f | Reelect Marlene Forsell as Director | Management | For | For |
| 5g | Reelect Claus Gregersen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7a | Approve Creation of DKK 10 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7b | Authorize Share Repurchase Program | Management | For | For |
| 7c | Amend Articles Re: Change of Standard Agenda for Annual General Meeting | Management | For | For |
| 7d | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| |
|---|
SCHIBSTED ASA
MEETING DATE: MAY 06, 2020 | TICKER: SCHA SECURITY ID: R75677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 6b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 7 | Receive Report from Nominating Committee | Management | None | None |
| 8a | Elect Ole Jacob Sunde (Chair) as Director | Management | For | Did Not Vote |
| 8b | Elect Christian Ringnes as Director | Management | For | Did Not Vote |
| 8c | Elect Birger Steen as Director | Management | For | Did Not Vote |
| 8d | Elect Eugenie van Wiechen as Director | Management | For | Did Not Vote |
| 8e | Elect Philippe Vimard as Director | Management | For | Did Not Vote |
| 8f | Elect Anna Mossberg as Director | Management | For | Did Not Vote |
| 8.g | Elect Satu Huber as Director | Management | For | Did Not Vote |
| 8.h | Elect Karl-Christian Agerup as Director | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Nominating Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members | Management | For | Did Not Vote |
| 11 | Grant Power of Attorney to Board Pursuant to Article 7 of Articles of Association | Management | For | Did Not Vote |
| 12 | Approve NOK 2.2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
SCHIBSTED ASA
MEETING DATE: MAY 06, 2020 | TICKER: SCHA SECURITY ID: R75677147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 6b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 7 | Receive Report from Nominating Committee | Management | None | None |
| 8a | Elect Ole Jacob Sunde (Chair) as Director | Management | For | Did Not Vote |
| 8b | Elect Christian Ringnes as Director | Management | For | Did Not Vote |
| 8c | Elect Birger Steen as Director | Management | For | Did Not Vote |
| 8d | Elect Eugenie van Wiechen as Director | Management | For | Did Not Vote |
| 8e | Elect Philippe Vimard as Director | Management | For | Did Not Vote |
| 8f | Elect Anna Mossberg as Director | Management | For | Did Not Vote |
| 8.g | Elect Satu Huber as Director | Management | For | Did Not Vote |
| 8.h | Elect Karl-Christian Agerup as Director | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Nominating Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members | Management | For | Did Not Vote |
| 11 | Grant Power of Attorney to Board Pursuant to Article 7 of Articles of Association | Management | For | Did Not Vote |
| 12 | Approve NOK 2.2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
SCOUT24 AG
MEETING DATE: JUN 18, 2020 | TICKER: G24 SECURITY ID: D345XT105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Hans-Holger Albrecht to the Supervisory Board | Management | For | For |
| 6.2 | Elect Christoph Brand to the Supervisory Board | Management | For | For |
| 6.3 | Elect Elke Frank to the Supervisory Board | Management | For | For |
| 6.4 | Elect Frank Lutz to the Supervisory Board | Management | For | For |
| 6.5 | Elect Peter Schwarzenbauer to the Supervisory Board | Management | For | For |
| 6.6 | Elect Andre Schwaemmlein to the Supervisory Board | Management | For | For |
| 6.7 | Vote Against Shareholder Election Proposals Submitted Prior to the AGM | Management | For | For |
| 7 | Approve EUR 30 Million Reduction in Share Capital via Redemption Shares | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Approve Creation of EUR 32.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Affiliation Agreement with Scout24 Beteiligungs SE | Management | For | For |
| |
|---|
SECURITAS AB
MEETING DATE: MAY 07, 2020 | TICKER: SECU.B SECURITY ID: W7912C118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8.c | Receive Board's Dividend Proposal | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Dividends of SEK 4.80 Per Share | Management | For | Did Not Vote |
| 9.c | Approve May 11, 2020, as Record Date for Dividend Payment | Management | For | Did Not Vote |
| 9.d | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Directors (8) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.3 Million for Chairman, SEK 870,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Ingrid Bonde, John Brandon, Anders Boos, Fredrik Cappelen, Carl Douglas, Marie Ehrling (Chairman), Sofia Schorling Hogberg and Dick Seger as Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Approve 2020 Incentive Scheme and Related Hedging Measures | Management | For | Did Not Vote |
| 17 | Approve Performance Share Program LTI 2020/2022 for Key Employees and Related Financing | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
SHISEIDO CO., LTD.
MEETING DATE: MAR 25, 2020 | TICKER: 4911 SECURITY ID: J74358144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Uotani, Masahiko | Management | For | For |
| 2.2 | Elect Director Shimatani, Yoichi | Management | For | For |
| 2.3 | Elect Director Suzuki, Yukari | Management | For | For |
| 2.4 | Elect Director Tadakawa, Norio | Management | For | For |
| 2.5 | Elect Director Fujimori, Yoshiaki | Management | For | For |
| 2.6 | Elect Director Ishikura, Yoko | Management | For | For |
| 2.7 | Elect Director Iwahara, Shinsaku | Management | For | For |
| 2.8 | Elect Director Oishi, Kanoko | Management | For | For |
| 3 | Appoint Statutory Auditor Nonomiya, Ritsuko | Management | For | For |
| 4 | Approve Performance Share Plan | Management | For | For |
| |
|---|
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
MEETING DATE: MAY 26, 2020 | TICKER: 511218 SECURITY ID: Y7758E119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Redeemable Non-Convertible Debentures, Subordinated Debentures, Bonds or Any Other Debt Securities on Private Placement Basis | Management | For | For |
| |
|---|
SIKA AG
MEETING DATE: APR 21, 2020 | TICKER: SIKA SECURITY ID: H7631K273
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Frits van Dijk as Director | Management | For | For |
| 4.1.3 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.4 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.5 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.6 | Reelect Justin Howell as Director | Management | For | For |
| 4.1.7 | Reelect Thierry Vanlancker as Director | Management | For | For |
| 4.1.8 | Reelect Viktor Balli as Director | Management | For | Against |
| 4.2 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 19.5 Million for Fiscal 2021 | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
SITC INTERNATIONAL HOLDINGS COMPANY LIMITED
MEETING DATE: APR 29, 2020 | TICKER: 1308 SECURITY ID: G8187G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Yang Shaopeng as Director | Management | For | For |
| 4 | Elect Xue Peng as Director | Management | For | For |
| 5 | Elect Tsui Yung Kwok as Director | Management | For | For |
| 6 | Elect Yeung Kwok On as Director | Management | For | For |
| 7 | Elect Lo Wing Yan, William as Director | Management | For | For |
| 8 | Elect Ngai Wai Fung as Director | Management | For | For |
| 9 | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
SMARTONE TELECOMMUNICATIONS HOLDINGS LIMITED
MEETING DATE: NOV 01, 2019 | TICKER: 315 SECURITY ID: G8219Z105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Kwok Ping-luen, Raymond as Director | Management | For | For |
| 3.1b | Elect Chau Kam-kun, Stephen as Director | Management | For | For |
| 3.1c | Elect Siu Hon-wah, Thomas as Director | Management | For | For |
| 3.1d | Elect Li Ka-cheung, Eric as Director | Management | For | For |
| 3.1e | Elect Ip Yeung See-ming, Christine as Director | Management | For | For |
| 3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
SMC CORP. (JAPAN)
MEETING DATE: JUN 26, 2020 | TICKER: 6273 SECURITY ID: J75734103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Management | For | For |
| 2.1 | Elect Director Maruyama, Katsunori | Management | For | For |
| 2.2 | Elect Director Takada, Yoshiki | Management | For | For |
| 2.3 | Elect Director Kosugi, Seiji | Management | For | For |
| 2.4 | Elect Director Satake, Masahiko | Management | For | For |
| 2.5 | Elect Director Isoe, Toshio | Management | For | For |
| 2.6 | Elect Director Ota, Masahiro | Management | For | For |
| 2.7 | Elect Director Maruyama, Susumu | Management | For | For |
| 2.8 | Elect Director Samuel Neff | Management | For | For |
| 2.9 | Elect Director Kaizu, Masanobu | Management | For | For |
| 2.10 | Elect Director Kagawa, Toshiharu | Management | For | For |
| 3 | Approve Director Retirement Bonus | Management | For | For |
| 4 | Approve Bonus Related to Retirement Bonus System Abolition | Management | For | For |
| 5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
SMITH & NEPHEW PLC
MEETING DATE: APR 09, 2020 | TICKER: SN SECURITY ID: G82343164
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Graham Baker as Director | Management | For | For |
| 6 | Re-elect Vinita Bali as Director | Management | For | For |
| 7 | Re-elect Baroness Virginia Bottomley as Director | Management | For | For |
| 8 | Re-elect Roland Diggelmann as Director | Management | For | For |
| 9 | Re-elect Erik Engstrom as Director | Management | For | For |
| 10 | Re-elect Robin Freestone as Director | Management | For | For |
| 11 | Re-elect Marc Owen as Director | Management | For | For |
| 12 | Re-elect Angie Risley as Director | Management | For | For |
| 13 | Re-elect Roberto Quarta as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Global Share Plan 2020 | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SONOVA HOLDING AG
MEETING DATE: JUN 11, 2020 | TICKER: SOON SECURITY ID: H8024W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Issuance of Scrip Dividend | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Robert Spoerry as Director and Board Chairman | Management | For | For |
| 4.1.2 | Reelect Beat Hess as Director | Management | For | For |
| 4.1.3 | Reelect Lynn Bleil as Director | Management | For | For |
| 4.1.4 | Reelect Lukas Braunschweiler as Director | Management | For | For |
| 4.1.5 | Reelect Michael Jacobi as Director | Management | For | For |
| 4.1.6 | Reelect Stacy Seng as Director | Management | For | For |
| 4.1.7 | Reelect Ronald van der Vis as Director | Management | For | For |
| 4.1.8 | Reelect Jinlong Wang as Director | Management | For | For |
| 4.2 | Elect Adrian Widmer as Director | Management | For | For |
| 4.3.1 | Reappoint Robert Spoerry as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.2 | Reappoint Beat Hess as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.3.3 | Reappoint Stacy Seng as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.6 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 15.2 Million | Management | For | For |
| 6 | Approve Creation of CHF 321,990.65 Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
SUNDRUG CO., LTD.
MEETING DATE: JUN 20, 2020 | TICKER: 9989 SECURITY ID: J78089109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
| 2.1 | Elect Director Saitsu, Tatsuro | Management | For | For |
| 2.2 | Elect Director Sadakata, Hiroshi | Management | For | For |
| 2.3 | Elect Director Tada, Naoki | Management | For | For |
| 2.4 | Elect Director Tada, Takashi | Management | For | For |
| 2.5 | Elect Director Sugiura, Nobuhiko | Management | For | For |
| 2.6 | Elect Director Matsumoto, Masato | Management | For | For |
| 2.7 | Elect Director Tsuji, Tomoko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Ozawa, Tetsuro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Shinohara, Kazuma | Management | For | For |
| |
|---|
SUZUKI MOTOR CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 7269 SECURITY ID: J78529138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Management | For | For |
| 2.1 | Elect Director Suzuki, Osamu | Management | For | Against |
| 2.2 | Elect Director Harayama, Yasuhito | Management | For | For |
| 2.3 | Elect Director Suzuki, Toshihiro | Management | For | For |
| 2.4 | Elect Director Honda, Osamu | Management | For | For |
| 2.5 | Elect Director Nagao, Masahiko | Management | For | For |
| 2.6 | Elect Director Suzuki, Toshiaki | Management | For | For |
| 2.7 | Elect Director Kawamura, Osamu | Management | For | For |
| 2.8 | Elect Director Domichi, Hideaki | Management | For | For |
| 2.9 | Elect Director Kato, Yuriko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kasai, Masato | Management | For | For |
| 3.3 | Appoint Statutory Auditor Tanaka, Norio | Management | For | For |
| 3.4 | Appoint Statutory Auditor Araki, Nobuyuki | Management | For | For |
| 3.5 | Appoint Statutory Auditor Nagano, Norihisa | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| |
|---|
SVENSKA HANDELSBANKEN AB
MEETING DATE: MAR 25, 2020 | TICKER: SHB.A SECURITY ID: W9112U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 12 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 13 | Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 14 | Determine Number of Directors (9) | Management | For | Did Not Vote |
| 15 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 17a | Reelect Jon-Fredrik Baksaas as Director | Management | For | Did Not Vote |
| 17b | Reelect Hans Biorck as Director | Management | For | Did Not Vote |
| 17c | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 17d | Reelect Kerstin Hessius as Director | Management | For | Did Not Vote |
| 17e | Reelect Lise Kaae as Director | Management | For | Did Not Vote |
| 17f | Reelect Fredrik Lundberg as Director | Management | For | Did Not Vote |
| 17g | Elect Ulf Riese as New Director | Management | For | Did Not Vote |
| 17h | Elect Arja Taaveniku as New Director | Management | For | Did Not Vote |
| 17i | Reelect Carina Akerstrom as Director | Management | For | Did Not Vote |
| 18 | Reelect Par Boman as Board Chairman | Management | For | Did Not Vote |
| 19 | Ratify Ernst & Young and PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 20 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
| 22 | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 23 | Instruct Board to Work for the Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act | Shareholder | None | Did Not Vote |
| 24 | Instruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 | Shareholder | None | Did Not Vote |
| 25 | Require a Special Examination Regarding Introduction of Negative Interest Rates and Review of Code of Ethics | Shareholder | None | Did Not Vote |
| 26 | Close Meeting | Management | None | None |
| |
|---|
SWEDBANK AB
MEETING DATE: MAY 28, 2020 | TICKER: SWED.A SECURITY ID: W94232100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3.a | Authorize Board to Decide on Entitlement of Attending the Meeting | Management | For | Did Not Vote |
| 3.b | Approve that Employees of the Swedish Television Company Should Not be Allowed to Attend the AGM | Shareholder | None | Did Not Vote |
| 3.c | Approve that Shareholders Shall be Given the Opportunity to Present Supporting Documents for Decisions on a Big Screen at the AGM | Shareholder | None | Did Not Vote |
| 3.d | Approve Broadcasting of Meeting Over Web Link | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.b | Receive Auditor's Report | Management | None | None |
| 7.c | Receive President's Report | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 10.a | Approve Discharge of Annika Poutiainen as Ordinary Board Member | Management | For | Did Not Vote |
| 10.b | Approve Discharge of Lars Idermark as Ordinary Board Member | Management | For | Did Not Vote |
| 10.c | Approve Discharge of Ulrika Francke as Ordinary Board Member | Management | For | Did Not Vote |
| 10.d | Approve Discharge of Peter Norman as Ordinary Board Member | Management | For | Did Not Vote |
| 10.e | Approve Discharge of Siv Svensson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.f | Approve Discharge of Bodil Eriksson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.g | Approve Discharge of Mats Granryd as Ordinary Board Member | Management | For | Did Not Vote |
| 10.h | Approve Discharge of Bo Johansson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.i | Approve Discharge of Anna Mossberg as Ordinary Board Member | Management | For | Did Not Vote |
| 10.j | Approve Discharge of Magnus Uggla as Ordinary Board Member | Management | For | Did Not Vote |
| 10.k | Approve Discharge of Kerstin Hermansson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.l | Approve Discharge of Josefin Lindstrand as Ordinary Board Member | Management | For | Did Not Vote |
| 10.m | Approve Discharge of Bo Magnusson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.n | Approve Discharge of Goran Persson as Ordinary Board Member | Management | For | Did Not Vote |
| 10.o | Approve Discharge of Birgitte Bonnesen as CEO Until 28 March 2019 | Management | For | Did Not Vote |
| 10.p | Approve Discharge of Anders Karlsson as CEO Until 1 October 2019 | Management | For | Did Not Vote |
| 10.q | Approve Discharge of Jens Henriksson as CEO as of 1 October 2019 | Management | For | Did Not Vote |
| 10.r | Approve Discharge of Camilla Linder as Ordinary Employee Representative | Management | For | Did Not Vote |
| 10.s | Approve Discharge of Roger Ljung as Ordinary Employee Representative | Management | For | Did Not Vote |
| 10.t | Approve Discharge of Henrik Joelsson as Deputy Employee Representative | Management | For | Did Not Vote |
| 10.u | Approve Discharge of Ake Skoglund as Deputy Employee Representative | Management | For | Did Not Vote |
| 11 | Determine Number of Directors (10) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 2.63 Million for Chairman, SEK 885,000 for Vice Chairman and SEK 605,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13.a | Elect Bo Bengtsson as New Director | Management | For | Did Not Vote |
| 13.b | Elect Goran Bengtsson as New Director | Management | For | Did Not Vote |
| 13.c | Elect Hans Eckerstrom as New Director | Management | For | Did Not Vote |
| 13.d | Elect Bengt Erik Lindgren as New Director | Management | For | Did Not Vote |
| 13.e | Elect Biljana Pehrsson as New Director | Management | For | Did Not Vote |
| 13.f | Reelect Kerstin Hermansson as Director | Management | For | Did Not Vote |
| 13.g | Reelect Josefin Lindstrand as Director | Management | For | Did Not Vote |
| 13.h | Reelect Bo Magnusson as Director | Management | For | Did Not Vote |
| 13.i | Reelect Anna Mossberg as Director | Management | For | Did Not Vote |
| 13.j | Reelect Goran Persson as Director | Management | For | Did Not Vote |
| 14 | Elect Goran Persson as Board Chairman | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | Did Not Vote |
| 18 | Authorize General Share Repurchase Program | Management | For | Did Not Vote |
| 19 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
| 20.a | Approve Common Deferred Share Bonus Plan (Eken 2020) | Management | For | Did Not Vote |
| 20.b | Approve Deferred Share Bonus Plan for Key Employees (IP 2020) | Management | For | Did Not Vote |
| 20.c | Approve Equity Plan Financing to Participants of 2020 and Previous Programs | Management | For | Did Not Vote |
| 21 | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 22 | Instruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 | Shareholder | None | Did Not Vote |
| 23 | Appoint Special Examination of the Auditors' Actions | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| |
|---|
SWEDISH MATCH AB
MEETING DATE: APR 02, 2020 | TICKER: SWMA SECURITY ID: W92277115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 12.50 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.17 million to Chair, SEK 1 Million to Vice Chair and SEK 865,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12 | Reelect Charles Blixt, Andrew Cripps (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors; Elect Alexander Lacik as New Director | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve up to SEK 19.7 Million Reduction in Share Capital via Share Cancellation for Allocation to Unrestricted Equity; Approve Capitalization of Reserves of Minimum Equivalent Nominal Value as the Share Capital Reduction | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 19 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Approve Issuance of Shares up to 10 Per cent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 21.a | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 21.b | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee | Shareholder | None | Did Not Vote |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 09, 2020 | TICKER: 2330 SECURITY ID: Y84629107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | For | For |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
MEETING DATE: MAR 31, 2020 | TICKER: ERIC.B SECURITY ID: W26049119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.3 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | Management | For | Did Not Vote |
| 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.1 | Reelect Jon Baksaas as Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 11.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 11.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 11.5 | Reelect Eric A. Elzvik as Director | Management | For | Did Not Vote |
| 11.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 11.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 11.8 | Reelect Kristin S. Rinne as Director | Management | For | Did Not Vote |
| 11.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 11.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 12 | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17.1 | Approve Long-Term Variable Compensation Program 2020 (LTV 2020) | Management | For | Did Not Vote |
| 17.2 | Approve Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 17.3 | Approve Alternative Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Did Not Vote |
| 19 | Approve Equity Plan Financing of LTV 2016 and 2017 | Management | For | Did Not Vote |
| 20.1 | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 20.2 | Amend Articles Re: Editorial Changes | Shareholder | None | Did Not Vote |
| 21.1 | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 21.2 | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee | Shareholder | None | Did Not Vote |
| 22 | Appoint Special Examination of the Company's and the Auditors' Actions | Shareholder | None | Did Not Vote |
| 23 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2021 | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| |
|---|
TELEPERFORMANCE SE
MEETING DATE: OCT 01, 2019 | TICKER: TEP SECURITY ID: F9120F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELEPERFORMANCE SE
MEETING DATE: JUN 26, 2020 | TICKER: TEP SECURITY ID: F9120F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Daniel Julien, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Olivier Rigaudy, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 11 | Reelect Christobel Selecky as Director | Management | For | For |
| 12 | Reelect Angela Maria Sierra-Moreno as Director | Management | For | For |
| 13 | Reelect Jean Guez as Director | Management | For | For |
| 14 | Reelect Bernard Canetti as Director | Management | For | For |
| 15 | Reelect Philippe Dominati as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 22 | Amend Article 14 of Bylaws Re: Employee Representatives | Management | For | For |
| 23 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 24 | Amend Article 13 of Bylaws Re: Shareholders Identification | Management | For | For |
| 25 | Amend Article 14 of Bylaws Re: Shares Hold by Board Members | Management | For | For |
| 26 | Amend Article 20 of Bylaws Re: Corporate Officers Remuneration | Management | For | For |
| 27 | Amend Article 27 of Bylaws Re: Corporate Officers Remuneration | Management | For | For |
| 28 | Amend Article 21 of Bylaws Re: Agreement Between Company and Corporate Officer | Management | For | For |
| 29 | Amend Article 23 of Bylaws Re: Deadline of Notice of Meeting | Management | For | For |
| 30 | Textual References Regarding Change of Codification | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TGS-NOPEC GEOPHYSICAL CO. ASA
MEETING DATE: MAY 12, 2020 | TICKER: TGS SECURITY ID: R9138B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Change Location of Registered Office to Skoyen, Oslo | Management | For | Did Not Vote |
| 7a | Elect Henry H. Hamilton (Chairman) as Director | Management | For | Did Not Vote |
| 7b | Elect Mark Leonard as Director | Management | For | Did Not Vote |
| 7c | Elect Vicki Messer as Director | Management | For | Did Not Vote |
| 7d | Elect Wenche Agerup as Director | Management | For | Did Not Vote |
| 7e | Elect Torstein Sanness as Director | Management | For | Did Not Vote |
| 7f | Elect Irene Egset as Director | Management | For | Did Not Vote |
| 7g | Elect Christopher Geoffrey Finlayson as Director | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 9 | Fix Number of Members of Nominating Committee | Management | For | Did Not Vote |
| 10a | Elect Herman Kleeven as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b | Elect Glen Ole Rodland as Member of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 12 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Approve Long Term Incentive Plan Consisting of PSUs and RSUs | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Approve NOK 481,112.50 Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 17 | Approve Creation of NOK 3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| |
|---|
TOTAL SA
MEETING DATE: MAY 29, 2020 | TICKER: FP SECURITY ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Reelect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Jerome Contamine as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | Shareholder | Against | Against |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: AUG 29, 2019 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
TSURUHA HOLDINGS, INC.
MEETING DATE: AUG 09, 2019 | TICKER: 3391 SECURITY ID: J9348C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tsuruha, Tatsuru | Management | For | For |
| 1.2 | Elect Director Horikawa, Masashi | Management | For | For |
| 1.3 | Elect Director Tsuruha, Jun | Management | For | For |
| 1.4 | Elect Director Goto, Teruaki | Management | For | For |
| 1.5 | Elect Director Abe, Mitsunobu | Management | For | For |
| 1.6 | Elect Director Mitsuhashi, Shinya | Management | For | For |
| 1.7 | Elect Director Ogawa, Hisaya | Management | For | For |
| 1.8 | Elect Director Okada, Motoya | Management | For | For |
| 1.9 | Elect Director Yamada, Eiji | Management | For | For |
| 1.10 | Elect Director Murakami, Shoichi | Management | For | For |
| 1.11 | Elect Director Atsumi, Fumiaki | Management | For | For |
| 1.12 | Elect Director Fujii, Fumiyo | Management | For | For |
| 1.13 | Elect Director Sato, Harumi | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Yamazaki, Mikine | Management | For | For |
| |
|---|
UDG HEALTHCARE PLC
MEETING DATE: JAN 28, 2020 | TICKER: UDG SECURITY ID: G9285S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Approve Remuneration Report | Management | For | For |
| 3b | Approve Remuneration Policy | Management | For | For |
| 4a | Elect Peter Chambre as Director | Management | For | For |
| 4b | Re-elect Nigel Clerkin as Director | Management | For | For |
| 4c | Elect Shane Cooke as Director | Management | For | For |
| 4d | Re-elect Peter Gray as Director | Management | For | For |
| 4e | Re-elect Myles Lee as Director | Management | For | For |
| 4f | Re-elect Brendan McAtamney as Director | Management | For | For |
| 4g | Re-elect Lisa Ricciardi as Director | Management | For | For |
| 4h | Re-elect Erik Van Snippenberg as Director | Management | For | For |
| 4i | Re-elect Linda Wilding as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Shares | Management | For | For |
| 11 | Determine Price Range at which Treasury Shares May be Re-issued Off-Market | Management | For | For |
| |
|---|
ULTRA ELECTRONICS HOLDINGS PLC
MEETING DATE: MAY 13, 2020 | TICKER: ULE SECURITY ID: G9187G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Amend Long Term Incentive Plan | Management | For | For |
| 5 | Elect Jos Sclater as Director | Management | For | For |
| 6 | Elect Daniel Shook as Director | Management | For | For |
| 7 | Re-elect Martin Broadhurst as Director | Management | For | For |
| 8 | Re-elect Geeta Gopalan as Director | Management | For | For |
| 9 | Re-elect Victoria Hull as Director | Management | For | For |
| 10 | Re-elect Simon Pryce as Director | Management | For | For |
| 11 | Re-elect Tony Rice as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
UNILEVER NV
MEETING DATE: APR 30, 2020 | TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Directors | Management | For | For |
| 5 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 10 | Reelect A Jope as Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Director | Management | For | For |
| 17 | Reelect F Sijbesma as Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
UNILEVER PLC
MEETING DATE: APR 29, 2020 | TICKER: ULVR SECURITY ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Nils Andersen as Director | Management | For | For |
| 4 | Re-elect Laura Cha as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
| 7 | Re-elect Alan Jope as Director | Management | For | For |
| 8 | Re-elect Andrea Jung as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Strive Masiyiwa as Director | Management | For | For |
| 11 | Re-elect Youngme Moon as Director | Management | For | For |
| 12 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Feike Sijbesma as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
UPM-KYMMENE OYJ
MEETING DATE: MAR 31, 2020 | TICKER: UPM SECURITY ID: X9518S108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.30 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11 | Remuneration of Directors in the Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work | Management | For | For |
| 12 | Fix Number of Directors at Ten | Management | For | For |
| 13 | Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Approve Issuance of up to 25 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Authorize Charitable Donations | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| |
|---|
VALUE PARTNERS GROUP LTD.
MEETING DATE: APR 27, 2020 | TICKER: 806 SECURITY ID: G93175100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final and Special Dividends | Management | For | For |
| 3A1 | Elect So Chun Ki Louis as Director | Management | For | Against |
| 3A2 | Elect Ho Man Kei, Norman as Director | Management | For | Against |
| 3A3 | Elect Chen Shih-Ta Michael as Director | Management | For | For |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | Against |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
VESTAS WIND SYSTEMS A/S
MEETING DATE: APR 07, 2020 | TICKER: VWS SECURITY ID: K9773J128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 7.93 Per Share | Management | For | For |
| 4.a | Elect Anders Runevad as New Director | Management | For | For |
| 4.b | Reelect Bert Nordberg as Director | Management | For | For |
| 4.c | Reelect Bruce Grant as Director | Management | For | For |
| 4.d | Reelect Carsten Bjerg as Director | Management | For | For |
| 4.e | Reelect Eva Merete Sofelde Berneke as Director | Management | For | For |
| 4.f | Reelect Helle Thorning-Schmidt as Director | Management | For | For |
| 4.g | Elect Karl-Henrik Sundstrom as New Director | Management | For | For |
| 4.h | Reelect Lars Josefsson as Director | Management | For | For |
| 5.1 | Approve Remuneration of Directors for 2019 | Management | For | For |
| 5.2 | Approve Remuneration of Directors for 2020 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 7.2 | Amend Articles Re: Change of Standard Agenda for Annual General Meeting | Management | For | For |
| 7.3 | Approve DKK 1.9 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 7.4 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 9 | Other Business | Management | None | None |
| |
|---|
VICTREX PLC
MEETING DATE: FEB 06, 2020 | TICKER: VCT SECURITY ID: G9358Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Larry Pentz as Director | Management | For | For |
| 6 | Re-elect Jane Toogood as Director | Management | For | For |
| 7 | Re-elect Janet Ashdown as Director | Management | For | For |
| 8 | Re-elect Brendan Connolly as Director | Management | For | For |
| 9 | Re-elect David Thomas as Director | Management | For | For |
| 10 | Re-elect Jakob Sigurdsson as Director | Management | For | For |
| 11 | Re-elect Dr Martin Court as Director | Management | For | For |
| 12 | Re-elect Richard Armitage as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VOLUTION GROUP PLC
MEETING DATE: DEC 12, 2019 | TICKER: FAN SECURITY ID: G93824103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Hill as Director | Management | For | For |
| 5 | Re-elect Ronnie George as Director | Management | For | For |
| 6 | Re-elect Paul Hollingworth as Director | Management | For | For |
| 7 | Re-elect Amanda Mellor as Director | Management | For | For |
| 8 | Re-elect Tony Reading as Director | Management | For | For |
| 9 | Re-elect Claire Tiney as Director | Management | For | For |
| 10 | Elect Andy O'Brien as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VONOVIA SE
MEETING DATE: JUN 30, 2020 | TICKER: VNA SECURITY ID: D9581T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.57 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
WELCIA HOLDINGS CO., LTD.
MEETING DATE: MAY 21, 2020 | TICKER: 3141 SECURITY ID: J9505A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ikeno, Takamitsu | Management | For | For |
| 1.2 | Elect Director Mizuno, Hideharu | Management | For | For |
| 1.3 | Elect Director Matsumoto, Tadahisa | Management | For | For |
| 1.4 | Elect Director Sato, Norimasa | Management | For | For |
| 1.5 | Elect Director Nakamura, Juichi | Management | For | For |
| 1.6 | Elect Director Abe, Takashi | Management | For | For |
| 1.7 | Elect Director Hata, Kazuhiko | Management | For | For |
| 1.8 | Elect Director Okada, Motoya | Management | For | For |
| 1.9 | Elect Director Narita, Yukari | Management | For | For |
| 1.10 | Elect Director Nakai, Tomoko | Management | For | For |
| 2 | Appoint Statutory Auditor Kagami, Hirohisa | Management | For | For |
| 3 | Approve Cash Compensation Ceiling for Directors and Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
WOLTERS KLUWER NV
MEETING DATE: APR 23, 2020 | TICKER: WKL SECURITY ID: N9643A197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements | Management | For | For |
| 3.b | Receive Explanation on Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 1.18 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Reelect Jeanette Horan to Supervisory Board | Management | For | For |
| 5.b | Elect Jack de Kreij to Supervisory Board | Management | For | For |
| 5.c | Elect Sophie Vandebroek to Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy for Management Board | Management | For | For |
| 7.a | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 7.b | Amend Remuneration of Supervisory Board Members | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
YUNNAN BAIYAO GROUP CO., LTD.
MEETING DATE: AUG 21, 2019 | TICKER: 000538 SECURITY ID: Y9879F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendments to Articles of Association | Management | For | Against |
| 2 | Approve Use of Own Funds for Adjustment on Securities Investment | Management | For | For |
| 3.1 | Elect Chen Fashu as Non-Independent Director | Management | For | Against |
| 3.2 | Elect Chen Yanhui as Non-Independent Director | Management | For | Against |
| 3.3 | Elect Wang Rong as Non-Independent Director | Management | For | Against |
| 3.4 | Elect Na Pengjie as Non-Independent Director | Management | For | Against |
| 3.5 | Elect Li Shuangyou as Non-Independent Director | Management | For | Against |
| 3.6 | Elect Wang Minghui as Non-Independent Director | Management | For | Against |
| 3.7 | Elect Yang Changhong as Non-Independent Director | Management | For | Against |
| 4.1 | Elect Yin Xiaobing as Independent Director | Management | For | For |
| 4.2 | Elect Dai Yang as Independent Director | Management | For | For |
| 4.3 | Elect Zhang Yongliang as Independent Director | Management | For | For |
| 5.1 | Elect You Guanghui as Supervisor | Shareholder | For | For |
| 5.2 | Elect Zhong Jie as Supervisor | Shareholder | For | For |
| 5.3 | Elect Song Chengli as Supervisor | Shareholder | For | For |
| 5.4 | Elect Wu Qun as Supervisor | Shareholder | For | For |
| |
|---|
YUNNAN BAIYAO GROUP CO., LTD.
MEETING DATE: OCT 29, 2019 | TICKER: 000538 SECURITY ID: Y9879F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employee Share Purchase Plan (Draft) and Summary | Management | For | Against |
| 2 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Management | For | Against |
| 3 | Approve Draft of Employee Share Purchase Plan Management Method | Management | For | Against |
| 4 | Approve Incentive Fund Management Method | Management | For | For |
| 5 | Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel | Management | For | For |
| |
|---|
YUNNAN BAIYAO GROUP CO., LTD.
MEETING DATE: APR 21, 2020 | TICKER: 000538 SECURITY ID: Y9879F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Appointment of Auditor and Internal Control Auditor | Management | For | For |
| 7 | Approve Draft and Summary of Stock Option Incentive Plan | Management | For | For |
| 8 | Approve Assessment and Management Measures of the Stock Option Incentive Plan | Management | For | For |
| 9 | Approve Company Shares Repurchase to Implement Employee Incentive Plan | Management | For | For |
| 10 | Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan | Management | For | For |
| 11 | Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase | Management | For | For |
| |
|---|
ZOZO, INC.
MEETING DATE: JAN 28, 2020 | TICKER: 3092 SECURITY ID: J9893A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kawabe, Kentaro | Management | For | For |
| |
|---|
ZOZO, INC.
MEETING DATE: JUN 29, 2020 | TICKER: 3092 SECURITY ID: J9893A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 18 | Management | For | For |
| 2.1 | Elect Director Ozawa, Takao | Management | For | For |
| 2.2 | Elect Director Saito, Taro | Management | For | For |
| 3 | Appoint Statutory Auditor Utsunomiya, Junko | Management | For | For |
| 4 | Appoint Deloitte Touche Tohmatsu LLC as New External Audit Firm | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
VIP VALUE PORTFOLIO
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
AECOM
MEETING DATE: MAR 10, 2020 | TICKER: ACM SECURITY ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Card | Management | For | For |
| 1.2 | Elect Director Peter A. Feld | Management | For | For |
| 1.3 | Elect Director William H. Frist | Management | For | Against |
| 1.4 | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | Against |
| 1.6 | Elect Director Robert J. Routs | Management | For | Against |
| 1.7 | Elect Director Clarence T. Schmitz | Management | For | Against |
| 1.8 | Elect Director Douglas W. Stotlar | Management | For | Against |
| 1.9 | Elect Director Daniel R. Tishman | Management | For | Against |
| 1.10 | Elect Director Janet C. Wolfenbarger | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: APR 22, 2020 | TICKER: AER SECURITY ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6.a | Reelect Paul T. Dacier as Non-Executive Director | Management | For | For |
| 6.b | Reelect Richard M. Gradon as Non-Executive Director | Management | For | For |
| 6.c | Reelect Robert G. Warden as Non-Executive Director | Management | For | For |
| 7 | Appoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a | Management | For | For |
| 9.c | Grant Board Authority to Issue Additional Shares | Management | For | For |
| 9.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c | Management | For | For |
| 10.a | Authorize Repurchase of Shares | Management | For | For |
| 10.b | Conditional Authorization to Repurchase Additional Shares | Management | For | For |
| 11 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ARE SECURITY ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director James P. Cain | Management | For | For |
| 1.5 | Elect Director Maria C. Freire | Management | For | For |
| 1.6 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.7 | Elect Director Richard H. Klein | Management | For | For |
| 1.8 | Elect Director James H. Richardson | Management | For | For |
| 1.9 | Elect Director Michael A. Woronoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 31, 2020 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director James S. Kahan | Management | For | For |
| 1.4 | Elect Director Rafael de la Vega | Management | For | For |
| 1.5 | Elect Director Giora Yaron | Management | For | For |
| 1.6 | Elect Director Eli Gelman | Management | For | For |
| 1.7 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.8 | Elect Director John A. MacDonald | Management | For | For |
| 1.9 | Elect Director Shuky Sheffer | Management | For | For |
| 1.10 | Elect Director Yvette Kanouff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve an Increase in the Quarterly Cash Dividend Rate | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Brian T. Shea | Management | For | For |
| 1h | Elect Director W. Edward Walter, III | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BAYER AG
MEETING DATE: APR 28, 2020 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | For | For |
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | For | For |
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | Against |
| 1c | Elect Director Ann Fritz Hackett | Management | For | Against |
| 1d | Elect Director Peter Thomas Killalea | Management | For | Against |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | Against |
| 1f | Elect Director Pierre E. Leroy | Management | For | Against |
| 1g | Elect Director Francois Locoh-Donou | Management | For | Against |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | Against |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CENOVUS ENERGY INC.
MEETING DATE: APR 29, 2020 | TICKER: CVE SECURITY ID: 15135U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Keith M. Casey | Management | For | For |
| 2.2 | Elect Director Susan F. Dabarno | Management | For | For |
| 2.3 | Elect Director Jane E. Kinney | Management | For | For |
| 2.4 | Elect Director Harold N. Kvisle | Management | For | For |
| 2.5 | Elect Director Steven F. Leer | Management | For | For |
| 2.6 | Elect Director M. George Lewis | Management | For | For |
| 2.7 | Elect Director Keith A. MacPhail | Management | For | For |
| 2.8 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.9 | Elect Director Claude Mongeau | Management | For | For |
| 2.10 | Elect Director Alexander J. Pourbaix | Management | For | For |
| 2.11 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael F. Neidorff | Management | For | For |
| 1b | Elect Director H. James Dallas | Management | For | For |
| 1c | Elect Director Robert K. Ditmore | Management | For | For |
| 1d | Elect Director Richard A. Gephardt | Management | For | For |
| 1e | Elect Director Lori J. Robinson | Management | For | For |
| 1f | Elect Director William L. Trubeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director G. Andrea Botta | Management | For | For |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director Michele A. Evans | Management | For | For |
| 1F | Elect Director David I. Foley | Management | For | For |
| 1G | Elect Director David B. Kilpatrick | Management | For | For |
| 1H | Elect Director Andrew Langham | Management | For | For |
| 1I | Elect Director Courtney R. Mather | Management | For | For |
| 1J | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1K | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | For |
| |
|---|
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 08, 2020 | TICKER: COMM SECURITY ID: 20337X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Director Frank M. Drendel | Management | For | For |
| 2b | Elect Director Joanne M. Maguire | Management | For | For |
| 2c | Elect Director Thomas J. Manning | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Removal of Common Shares Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONAGRA BRANDS, INC.
MEETING DATE: SEP 19, 2019 | TICKER: CAG SECURITY ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anil Arora | Management | For | For |
| 1b | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1c | Elect Director Stephen G. Butler | Management | For | For |
| 1d | Elect Director Sean M. Connolly | Management | For | For |
| 1e | Elect Director Joie A. Gregor | Management | For | For |
| 1f | Elect Director Rajive Johri | Management | For | For |
| 1g | Elect Director Richard H. Lenny | Management | For | For |
| 1h | Elect Director Melissa Lora | Management | For | For |
| 1i | Elect Director Ruth Ann Marshall | Management | For | For |
| 1j | Elect Director Craig P. Omtvedt | Management | For | For |
| 1k | Elect Director Scott Ostfeld | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2020 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSTELLIUM SE
MEETING DATE: NOV 25, 2019 | TICKER: CSTM SECURITY ID: N22035104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Change of Corporate Seat from Amsterdam to Paris | Management | For | Against |
| 3 | Amend Articles of Association | Management | For | Against |
| 4 | Confirm Board Composition Following Transfer of Corporate Seat | Management | For | For |
| 5 | Confirm Annual Fixed Fees to Directors | Management | For | For |
| 6 | Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors | Management | For | For |
| 7 | Approve Issuance of Shares under 2013 Equity Incentive Plan | Management | For | For |
| 8 | Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital | Management | For | For |
| 9 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital | Management | For | For |
| 11 | Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital | Management | For | For |
| 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents and Other Formalities | Management | For | For |
| 15 | Allow Questions | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| |
|---|
CONSTELLIUM SE
MEETING DATE: JUN 29, 2020 | TICKER: CSTM SECURITY ID: F21107101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Jean-Marc Germain as Director | Management | For | For |
| 2 | Reelect Peter Hartman as Director | Management | For | For |
| 3 | Reelect Guy Maugis as Director | Management | For | For |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 8 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Andrea J. Funk | Management | For | For |
| 1.5 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Director Rose Lee | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director B. Craig Owens | Management | For | For |
| 1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Director Jim L. Turner | Management | For | For |
| 1.12 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CUBESMART
MEETING DATE: MAY 12, 2020 | TICKER: CUBE SECURITY ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DARLING INGREDIENTS INC.
MEETING DATE: MAY 05, 2020 | TICKER: DAR SECURITY ID: 237266101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director Beth Albright | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Charles Macaluso | Management | For | For |
| 1h | Elect Director Gary W. Mize | Management | For | For |
| 1i | Elect Director Michael E. Rescoe | Management | For | For |
| 1j | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: JUN 08, 2020 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director Michael A. Coke | Management | For | For |
| 1d | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1e | Elect Director Kevin J. Kennedy | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1h | Elect Director Afshin Mohebbi | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 1j | Elect Director Mary Hogan Preusse | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 14, 2020 | TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach - Withdrawn Resolution | Management | None | None |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
DXC TECHNOLOGY COMPANY
MEETING DATE: AUG 15, 2019 | TICKER: DXC SECURITY ID: 23355L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Michael J. Salvino | Management | For | For |
| 1j | Elect Director Manoj P. Singh | Management | For | For |
| 1k | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 06, 2019 | TICKER: EXP SECURITY ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director George J. Damiris | Management | For | For |
| 1B | Elect Director Martin M. Ellen | Management | For | For |
| 1C | Elect Director David B. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: JUN 29, 2020 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Diana Farrell | Management | For | For |
| 1e | Elect Director Logan D. Green | Management | For | For |
| 1f | Elect Director Bonnie S. Hammer | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EDGEWELL PERSONAL CARE COMPANY
MEETING DATE: FEB 06, 2020 | TICKER: EPC SECURITY ID: 28035Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert W. Black | Management | For | For |
| 1b | Elect Director George R. Corbin | Management | For | For |
| 1c | Elect Director Daniel J. Heinrich | Management | For | For |
| 1d | Elect Director Carla C. Hendra | Management | For | For |
| 1e | Elect Director R. David Hoover | Management | For | For |
| 1f | Elect Director John C. Hunter, III | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Rod R. Little | Management | For | For |
| 1i | Elect Director Joseph D. O'Leary | Management | For | For |
| 1j | Elect Director Rakesh Sachdev | Management | For | For |
| 1k | Elect Director Gary K. Waring | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 23, 2020 | TICKER: EIX SECURITY ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Carey A. Smith | Management | For | For |
| 1h | Elect Director Linda G. Stuntz | Management | For | For |
| 1i | Elect Director William P. Sullivan | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: NOV 15, 2019 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| 3 | Approve the ERI A&R Nevada Charter | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: JUN 29, 2020 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Bonnie Biumi | Management | For | For |
| 1.3 | Elect Director Frank J. Fahrenkopf | Management | For | For |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.6 | Elect Director Michael E. Pegram | Management | For | For |
| 1.7 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.8 | Elect Director David P. Tomick | Management | For | For |
| 1.9 | Elect Director Roger P. Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 27, 2020 | TICKER: ENR SECURITY ID: 29272W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC
MEETING DATE: JUN 19, 2020 | TICKER: FTAI SECURITY ID: 34960P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
| 1.2 | Elect Director Judith A. Hannaway | Management | For | Withhold |
| 1.3 | Elect Director Martin Tuchman | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GCI LIBERTY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: GLIBA SECURITY ID: 36164V305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Duncan | Management | For | For |
| 1.2 | Elect Director Donne F. Fisher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sebastien Bazin | Management | For | For |
| 2 | Elect Director Ashton Carter | Management | For | For |
| 3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Edward Garden | Management | For | For |
| 6 | Elect Director Thomas W. Horton | Management | For | For |
| 7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 8 | Elect Director Catherine Lesjak | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Leslie Seidman | Management | For | For |
| 11 | Elect Director James Tisch | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Peter A. Dorsman | Management | For | For |
| 1.4 | Elect Director Stephen J. Konenkamp | Management | For | For |
| 1.5 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.6 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.7 | Elect Director Charles W. Peffer | Management | For | For |
| 1.8 | Elect Director James A. Rubright | Management | For | For |
| 1.9 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HESS CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
| 1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.4 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
| 1.12 | Elect Director David L. Porteous | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.6 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.7 | Elect Director C. Michael Petters | Management | For | For |
| 1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.9 | Elect Director John K. Welch | Management | For | For |
| 1.10 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2019 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul L. Berns | Management | For | For |
| 1b | Elect Director Patrick G. Enright | Management | For | For |
| 1c | Elect Director Seamus Mulligan | Management | For | For |
| 1d | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 05, 2019 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.10 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LAUREATE EDUCATION, INC.
MEETING DATE: MAY 11, 2020 | TICKER: LAUR SECURITY ID: 518613203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | For |
| 1.3 | Elect Director William L. Cornog | Management | For | For |
| 1.4 | Elect Director Pedro del Corro | Management | For | For |
| 1.5 | Elect Director Michael J. Durham | Management | For | For |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Judith Rodin | Management | For | For |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | For |
| 1.10 | Elect Director Ian K. Snow | Management | For | For |
| 1.11 | Elect Director Steven M. Taslitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick Berard | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director John F. O'Brien | Management | For | For |
| 1i | Elect Director Guhan Subramanian | Management | For | For |
| 1j | Elect Director Xavier Urbain | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 06, 2020 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan H. Arnold | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1e | Elect Director Allison H. Mnookin | Management | For | For |
| 1f | Elect Director Anne M. Mulcahy | Management | For | For |
| 1g | Elect Director James S. Putnam | Management | For | For |
| 1h | Elect Director Richard P. Schifter | Management | For | For |
| 1i | Elect Director Corey E. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MHK SECURITY ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 28, 2020 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director James E. Craddock | Management | For | For |
| 1c | Elect Director Barbara J. Duganier | Management | For | For |
| 1d | Elect Director Thomas J. Edelman | Management | For | For |
| 1e | Elect Director Holli C. Ladhani | Management | For | For |
| 1f | Elect Director David L. Stover | Management | For | For |
| 1g | Elect Director Scott D. Urban | Management | For | For |
| 1h | Elect Director William T. Van Kleef | Management | For | For |
| 1i | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | For |
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | For |
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NUTRIEN LTD.
MEETING DATE: MAY 06, 2020 | TICKER: NTR SECURITY ID: 67077M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director David C. Everitt | Management | For | For |
| 1.4 | Elect Director Russell K. Girling | Management | For | For |
| 1.5 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Charles V. Magro | Management | For | For |
| 1.9 | Elect Director Keith G. Martell | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS N.V.
MEETING DATE: MAY 27, 2020 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board Members | Management | For | For |
| 3a | Elect Kurt Sievers as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
| 3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
| 3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
| 3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
| 4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| 8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
| 10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: ORI SECURITY ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | For |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | For |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | For |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: OLN SECURITY ID: 680665205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Heidi S. Alderman | Management | For | For |
| 1b | Elect Director Beverley A. Babcock | Management | For | For |
| 1c | Elect Director Gray G. Benoist | Management | For | For |
| 1d | Elect Director Scott D. Ferguson | Management | For | For |
| 1e | Elect Director John E. Fischer | Management | For | For |
| 1f | Elect Director W. Barnes Hauptfuhrer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 1.3 | Elect Director Peter B. Sinensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 20, 2020 | TICKER: RJF SECURITY ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.4 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.5 | Elect Director Anne Gates | Management | For | For |
| 1.6 | Elect Director Francis S. Godbold | Management | For | For |
| 1.7 | Elect Director Thomas A. James | Management | For | For |
| 1.8 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.10 | Elect Director Paul C. Reilly | Management | For | For |
| 1.11 | Elect Director Raj Seshadri | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 01, 2020 | TICKER: R SECURITY ID: 783549108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Eck | Management | For | For |
| 1b | Elect Director Robert A. Hagemann | Management | For | For |
| 1c | Elect Director Michael F. Hilton | Management | For | For |
| 1d | Elect Director Tamara L. Lundgren | Management | For | For |
| 1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1f | Elect Director David G. Nord | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Abbie J. Smith | Management | For | For |
| 1i | Elect Director E. Follin Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy R. Baer | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
| 1.6 | Elect Director Linda Heasley | Management | For | For |
| 1.7 | Elect Director Robert R. McMaster | Management | For | For |
| 1.8 | Elect Director John A. Miller | Management | For | For |
| 1.9 | Elect Director P. Kelly Mooney | Management | For | For |
| 1.10 | Elect Director Susan R. Mulder | Management | For | For |
| 1.11 | Elect Director Denise Paulonis | Management | For | For |
| 1.12 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 05, 2020 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director Michael N. Mears | Management | For | For |
| 1.10 | Elect Director Jack T. Taylor | Management | For | For |
| 1.11 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.12 | Elect Director Cynthia J. Warner | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
SENSATA TECHNOLOGIES HOLDING PLC
MEETING DATE: MAY 28, 2020 | TICKER: ST SECURITY ID: G8060N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew C. Teich | Management | For | For |
| 1b | Elect Director Jeffrey J. Cote | Management | For | For |
| 1c | Elect Director John P. Absmeier | Management | For | For |
| 1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
| 1e | Elect Director James E. Heppelmann | Management | For | For |
| 1f | Elect Director Charles W. Peffer | Management | For | For |
| 1g | Elect Director Constance E. Skidmore | Management | For | For |
| 1h | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1i | Elect Director Martha N. Sullivan | Management | For | For |
| 1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
| 1k | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Director Compensation Report | Management | For | For |
| 6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Grant Board Authority to Repurchase Shares | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
| 13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Mary Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Mark L. Lavelle | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1i | Elect Director William N. Shiebler | Management | For | For |
| 1j | Elect Director Robert S. Strong | Management | For | For |
| 1k | Elect Director Jonathan W. Witter | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPECTRUM BRANDS HOLDINGS, INC.
MEETING DATE: JUL 10, 2019 | TICKER: SPB SECURITY ID: 84790A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherianne James | Management | For | For |
| 1.2 | Elect Director Norman S. Matthews | Management | For | For |
| 1.3 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 1.3 | Elect Director Michael J. Zamkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC.
MEETING DATE: MAY 06, 2020 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: JUL 30, 2019 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcelo Claure | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.4 | Elect Director Srini Gopalan | Management | For | For |
| 1.5 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Director Timotheus Hottges | Management | For | For |
| 1.7 | Elect Director Christian P. Illek | Management | For | For |
| 1.8 | Elect Director Stephen Kappes | Management | For | For |
| 1.9 | Elect Director Raphael Kubler | Management | For | For |
| 1.10 | Elect Director Thorsten Langheim | Management | For | For |
| 1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.12 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| |
|---|
TAPESTRY, INC.
MEETING DATE: NOV 07, 2019 | TICKER: TPR SECURITY ID: 876030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darrell Cavens | Management | For | For |
| 1B | Elect Director David Denton | Management | For | For |
| 1C | Elect Director Anne Gates | Management | For | For |
| 1D | Elect Director Andrea Guerra | Management | For | For |
| 1E | Elect Director Susan Kropf | Management | For | For |
| 1F | Elect Director Annabelle Yu Long | Management | For | For |
| 1G | Elect Director Ivan Menezes | Management | For | For |
| 1H | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE BRINK'S COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: BCO SECURITY ID: 109696104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathie J. Andrade | Management | For | For |
| 1.2 | Elect Director Paul G. Boynton | Management | For | For |
| 1.3 | Elect Director Ian D. Clough | Management | For | For |
| 1.4 | Elect Director Susan E. Docherty | Management | For | For |
| 1.5 | Elect Director Reginald D. Hedgebeth | Management | For | For |
| 1.6 | Elect Director Dan R. Henry - Withdrawn | Management | None | None |
| 1.7 | Elect Director Michael J. Herling | Management | For | For |
| 1.8 | Elect Director Douglas A. Pertz | Management | For | For |
| 1.9 | Elect Director George I. Stoeckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE CHEMOURS COMPANY
MEETING DATE: APR 28, 2020 | TICKER: CC SECURITY ID: 163851108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Erin N. Kane | Management | For | For |
| 1h | Elect Director Sean D. Keohane | Management | For | For |
| 1i | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Advisory Position | Shareholder | Against | Against |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1g | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1h | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1i | Elect Director Alan D. Schnitzer | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRONOX HOLDINGS PLC
MEETING DATE: JUN 24, 2020 | TICKER: TROX SECURITY ID: G9087Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Mutlaq Al-Morished | Management | For | For |
| 1.4 | Elect Director Vanessa Guthrie | Management | For | For |
| 1.5 | Elect Director Peter B. Johnston | Management | For | For |
| 1.6 | Elect Director Ginger M. Jones | Management | For | For |
| 1.7 | Elect Director Stephen Jones | Management | For | For |
| 1.8 | Elect Director Moazzam Khan | Management | For | For |
| 1.9 | Elect Director Sipho Nkosi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Statutory Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRUIST FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: TFC SECURITY ID: 89832Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Dallas S. Clement | Management | For | For |
| 1.6 | Elect Director Paul D. Donahue | Management | For | For |
| 1.7 | Elect Director Paul R. Garcia | Management | For | For |
| 1.8 | Elect Director Patrick C. Graney, III | Management | For | For |
| 1.9 | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1.10 | Elect Director Kelly S. King | Management | For | For |
| 1.11 | Elect Director Easter A. Maynard | Management | For | For |
| 1.12 | Elect Director Donna S. Morea | Management | For | For |
| 1.13 | Elect Director Charles A. Patton | Management | For | For |
| 1.14 | Elect Director Nido R. Qubein | Management | For | For |
| 1.15 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.16 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.17 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.18 | Elect Director Christine Sears | Management | For | For |
| 1.19 | Elect Director Thomas E. Skains | Management | For | For |
| 1.20 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.21 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.22 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 06, 2020 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Jonathan D. Mariner | Management | For | For |
| 1g | Elect Director Kevin M. McNamara | Management | For | For |
| 1h | Elect Director Cheryl S. Miller | Management | For | For |
| 1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1j | Elect Director Robert Thurber | Management | For | For |
| 1k | Elect Director Barbara A. Tyson | Management | For | Against |
| 1l | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Deforestation Impacts in Company's Supply Chain | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| 7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
UNIVAR SOLUTIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: UNVR SECURITY ID: 91336L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan Braca | Management | For | For |
| 1.2 | Elect Director Mark J. Byrne | Management | For | For |
| 1.3 | Elect Director Daniel P. Doheny | Management | For | For |
| 1.4 | Elect Director David C. Jukes | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Kerry J. Preete | Management | For | For |
| 1.7 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
US FOODS HOLDING CORP.
MEETING DATE: MAY 13, 2020 | TICKER: USFD SECURITY ID: 912008109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Court D. Carruthers | Management | For | For |
| 1b | Elect Director David M. Tehle | Management | For | For |
| 1c | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
WILLSCOT CORPORATION
MEETING DATE: MAY 11, 2020 | TICKER: WSC SECURITY ID: 971375126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary Lindsay | Management | For | For |
| 1b | Elect Director Stephen Robertson | Management | For | For |
| 1c | Elect Director Jeff Sagansky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WILLSCOT CORPORATION
MEETING DATE: JUN 24, 2020 | TICKER: WSC SECURITY ID: 971375126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Combined Company Charter | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Commonwealth Trust II
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Holly Grotnik my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2019.
WITNESS my hand on this 1st day of June 2019.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer
