SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(AMENDMENT NO. 1)
Quarterly Report Under Section 13 or 15(d)
of the Securities Exchange Act of 1934
Quarter Ended June 30, 2007
Commission File Number 0-10232
FIRST REGIONAL BANCORP
(Exact name of registrant as specified in its charter)
California |
| 95-3582843 |
State or other jurisdiction of |
| IRS Employer Identification Number |
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|
|
1801 Century Park East, Los Angeles, California |
| 90067 |
Address of principal executive offices |
| Zip Code |
(310) 552-1776
Registrant’s telephone number, including area code
Not applicable
Former name, former address, and former fiscal year, if changed since last report
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant is large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2 of the Exchange Act).
Large Accelerated filer o | Accelerated filer x | Non-accelerated filer o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
APPLICABLE ONLY TO CORPORATE ISSUERS
Indicate the number of shares outstanding in each of the issuer’s classes of common stock, as of the latest practicable date.
Common Stock, No Par Value |
| 12,177,893 |
Class |
| Outstanding on August 7, 2007 |
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A has been filed solely for the purpose of correcting the number of shares of the Registrant’s common stock, no par value, outstanding on August 7, 2007, as indicated on the cover page of the Form 10-Q originally filed with the Securities and Exchange Commission on August 8, 2007. The correct number of shares outstanding on August 7, 2007, or 12,177,893, is set forth on the cover page of this Form 10-Q/A. This number reflects the Registrant’s repurchase of 132,202 shares of its common stock as of August 7, 2007. In addition, since August 7, 2007, the Registrant has repurchased, or committed to repurchase, an additional 84,751 shares of its common stock.
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ITEM 6. EXHIBITS
The following is a table of exhibits to this Quarterly Report on Form 10-Q.
Exhibit |
| Description |
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|
|
31.1 |
| Certification of the Chief Executive Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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31.2 |
| Certification of the Corporate Secretary furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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31.3 |
| Certification of the Chief Financial Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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32 |
| Certification furnished pursuant to Section 906 of the Sarbanes-Oxley Act |
|
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FIRST REGIONAL BANCORP | |
|
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Date: August 14, 2007 | /s/ JACK A. SWEENEY |
| Jack A. Sweeney, Chairman of the Board |
| and Chief Executive Officer |
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Date: August 14, 2007 | /s/ THOMAS E. MCCULLOUGH |
| Thomas E. McCullough, Corporate Secretary |
|
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Date: August 14, 2007 | /s/ ELIZABETH THOMPSON |
| Elizabeth Thompson, Chief Financial Officer |
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Exhibit Index
Exhibit |
| Description |
|
|
|
31.1 |
| Certification of the Chief Executive Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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|
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31.2 |
| Certification of the Corporate Secretary furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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31.3 |
| Certification of the Chief Financial Officer furnished pursuant to Section 302 of the Sarbanes-Oxley Act |
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32 |
| Certification furnished pursuant to Section 906 of the Sarbanes-Oxley Act |
|
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