UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-03346 |
| Exact name of registrant as specified in charter: | Oppenheimer Series Fund on behalf of its series:
Oppenheimer Value Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 10/31 |
| Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-03346
Registrant Name: Oppenheimer Series Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Value Fund
| ABBOTT LABORATORIES Meeting Date: APR 27, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Edward M. Liddy | Management | For | For |
| 1.5 | Elect Director Nancy McKinstry | Management | For | For |
| 1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.7 | Elect Director William A. Osborn | Management | For | For |
| 1.8 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.9 | Elect Director Daniel J. Starks | Management | For | For |
| 1.10 | Elect Director John G. Stratton | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| ALPHABET INC. Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | Withhold |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | For |
| AMERIPRISE FINANCIAL, INC. Meeting Date: APR 25, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMP Security ID: 03076C106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Christopher J. Williams | Management | For | For |
| 1h | Elect Director W. Edward Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| AMGEN INC. Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMGN Security ID: 031162100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wanda M. Austin | Management | For | For |
| 1.2 | Elect Director Robert A. Bradway | Management | For | For |
| 1.3 | Elect Director Brian J. Druker | Management | For | For |
| 1.4 | Elect Director Robert A. Eckert | Management | For | For |
| 1.5 | Elect Director Greg C. Garland | Management | For | For |
| 1.6 | Elect Director Fred Hassan | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
| AON PLC Meeting Date: JUN 22, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AON Security ID: G0408V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Shares for Market Purchase | Management | For | For |
| 9 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 11 | Approve Political Donations | Management | For | For |
| AT&T INC. Meeting Date: APR 27, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| BANK OF AMERICA CORPORATION Meeting Date: APR 25, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BAC Security ID: 060505104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 1m | Elect Director Thomas D. Woods | Management | For | For |
| 1n | Elect Director R. David Yost | Management | For | For |
| 1o | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| BLACKROCK, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: 09247X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1b | Elect Director Pamela Daley | Management | For | For |
| 1c | Elect Director William S. Demchak | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Laurence D. Fink | Management | For | For |
| 1f | Elect Director William E. Ford | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director Margaret L. Johnson | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director Deryck Maughan | Management | For | For |
| 1l | Elect Director Cheryl D. Mills | Management | For | For |
| 1m | Elect Director Gordon M. Nixon | Management | For | For |
| 1n | Elect Director Charles H. Robbins | Management | For | For |
| 1o | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1q | Elect Director Susan L. Wagner | Management | For | For |
| 1r | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BSX Security ID: 101137107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: COURT | ||||
| Ticker: AVGO Security ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| BROADCOM LIMITED Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Gayla J. Delly | Management | For | For |
| 1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1e | Elect Director Kenneth Y. Hao | Management | For | For |
| 1f | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Donald Macleod | Management | For | For |
| 1i | Elect Director Peter J. Marks | Management | For | For |
| 1j | Elect Director Henry Samueli | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CARNIVAL CORPORATION Meeting Date: APR 11, 2018 Record Date: FEB 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CCL Security ID: 143658300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| CATERPILLAR INC. Meeting Date: JUN 13, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CAT Security ID: 149123101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.6 | Elect Director William A. Osborn | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 1.12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Amend Compensation Clawback Policy | Shareholder | Against | For |
| 6 | Require Director Nominee with Human Rights Experience | Shareholder | Against | Abstain |
| CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
| 6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Abstain |
| 7 | Report on Methane Emissions | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CIT GROUP INC. Meeting Date: MAY 08, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CIT Security ID: 125581801 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Michael L. Brosnan | Management | For | For |
| 1c | Elect Director Michael A. Carpenter | Management | For | For |
| 1d | Elect Director Dorene C. Dominguez | Management | For | For |
| 1e | Elect Director Alan Frank | Management | For | For |
| 1f | Elect Director William M. Freeman | Management | For | For |
| 1g | Elect Director R. Brad Oates | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Khanh T. Tran | Management | For | For |
| 1l | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Amend Proxy Access Right | Shareholder | Against | For |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| COCA-COLA EUROPEAN PARTNERS PLC Meeting Date: MAY 31, 2018 Record Date: MAY 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CCE Security ID: G25839104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Francisco Crespo Benitez as Director | Management | For | For |
| 4 | Elect Alvaro Gomez-Trenor Aguilar as Director | Management | For | For |
| 5 | Re-elect Jose Ignacio Comenge Sanchez-Real as Director | Management | For | For |
| 6 | Re-elect Irial Finan as Director | Management | For | For |
| 7 | Re-elect Damian Gammell as Director | Management | For | For |
| 8 | Re-elect Alfonso Libano Daurella as Director | Management | For | For |
| 9 | Re-elect Mario Rotllant Sola as Director | Management | For | For |
| 10 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Approve Waiver on Tender-Bid Requirement | Management | For | Against |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CONCHO RESOURCES INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 1.4 | Elect Director E. Joseph Wright | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Ryan M. Lance | Management | For | For |
| 1g | Elect Director Sharmila Mulligan | Management | For | For |
| 1h | Elect Director Arjun N. Murti | Management | For | For |
| 1i | Elect Director Robert A. Niblock | Management | For | For |
| 1j | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DANAHER CORPORATION Meeting Date: MAY 08, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DHR Security ID: 235851102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | Against |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | Against |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | Against |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| DIGITAL REALTY TRUST, INC. Meeting Date: SEP 13, 2017 Record Date: AUG 14, 2017 Meeting Type: SPECIAL | ||||
| Ticker: DLR Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DIGITAL REALTY TRUST, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DLR Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Laurence A. Chapman | Management | For | For |
| 1B | Elect Director Michael A. Coke | Management | For | For |
| 1C | Elect Director Kevin J. Kennedy | Management | For | Against |
| 1D | Elect Director William G. LaPerch | Management | For | Against |
| 1E | Elect Director Afshin Mohebbi | Management | For | For |
| 1F | Elect Director Mark R. Patterson | Management | For | For |
| 1G | Elect Director Mary Hogan Preusse | Management | For | For |
| 1H | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1I | Elect Director Dennis E. Singleton | Management | For | For |
| 1J | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUKE ENERGY CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DUK Security ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.3 | Elect Director Robert M. Davis | Management | For | For |
| 1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.5 | Elect Director John H. Forsgren | Management | For | For |
| 1.6 | Elect Director Lynn J. Good | Management | For | For |
| 1.7 | Elect Director John T. Herron | Management | For | For |
| 1.8 | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.12 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Benefits of Lobbying | Shareholder | Against | For |
| EASTMAN CHEMICAL COMPANY Meeting Date: MAY 03, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EMN Security ID: 277432100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Michael P. Connors | Management | For | For |
| 1.4 | Elect Director Mark J. Costa | Management | For | For |
| 1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.6 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.7 | Elect Director Julie F. Holder | Management | For | For |
| 1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.9 | Elect Director Lewis M. Kling | Management | For | For |
| 1.10 | Elect Director James J. O'Brien | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| EDISON INTERNATIONAL Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EIX Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael C. Camunez | Management | For | For |
| 1b | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1c | Elect Director James T. Morris | Management | For | For |
| 1d | Elect Director Timothy T. O'Toole | Management | For | For |
| 1e | Elect Director Pedro J. Pizarro | Management | For | For |
| 1f | Elect Director Linda G. Stuntz | Management | For | For |
| 1g | Elect Director William P. Sullivan | Management | For | For |
| 1h | Elect Director Ellen O. Tauscher | Management | For | For |
| 1i | Elect Director Peter J. Taylor | Management | For | For |
| 1j | Elect Director Brett White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| ENBRIDGE INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ENB Security ID: 29250N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.8 | Elect Director Michael McShane | Management | For | For |
| 1.9 | Elect Director Al Monaco | Management | For | For |
| 1.10 | Elect Director Michael E.J. Phelps | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 1.12 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENTERGY CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ETR Security ID: 29364G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director Stuart L. Levenick | Management | For | For |
| 1h | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1i | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Distributed Renewable Generation Resources | Shareholder | Against | For |
| FEDEX CORPORATION Meeting Date: SEP 25, 2017 Record Date: JUL 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FDX Security ID: 31428X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| 9 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Abstain |
| FIRST DATA CORPORATION Meeting Date: MAY 10, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FDC Security ID: 32008D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Nevels | Management | For | Withhold |
| 1.2 | Elect Director Tagar C. Olson | Management | For | Withhold |
| 1.3 | Elect Director Barbara A. Yastine | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FLUOR CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FLR Security ID: 343412102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter K. Barker | Management | For | For |
| 1B | Elect Director Alan M. Bennett | Management | For | For |
| 1C | Elect Director Rosemary T. Berkery | Management | For | For |
| 1D | Elect Director Peter J. Fluor | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director Samuel J. Locklear, III | Management | For | For |
| 1G | Elect Director Deborah D. McWhinney | Management | For | For |
| 1H | Elect Director Armando J. Olivera | Management | For | For |
| 1I | Elect Director Matthew K. Rose | Management | For | For |
| 1J | Elect Director David T. Seaton | Management | For | For |
| 1K | Elect Director Nader H. Sultan | Management | For | For |
| 1L | Elect Director Lynn C. Swann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| FREEPORT-MCMORAN INC. Meeting Date: JUN 05, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FCX Security ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Jon C. Madonna | Management | For | For |
| 1.5 | Elect Director Courtney Mather | Management | For | For |
| 1.6 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAL MOTORS COMPANY Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GM Security ID: 37045V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Linda R. Gooden | Management | For | For |
| 1c | Elect Director Joseph Jimenez | Management | For | For |
| 1d | Elect Director Jane L. Mendillo | Management | For | For |
| 1e | Elect Director Michael G. Mullen | Management | For | For |
| 1f | Elect Director James J. Mulva | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Fleet GHG Emissions in Relation to CAFE Standards | Shareholder | Against | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John C. Martin | Management | For | For |
| 1f | Elect Director John F. Milligan | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HANESBRANDS INC. Meeting Date: APR 24, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HBI Security ID: 410345102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1b | Elect Director Bobby J. Griffin | Management | For | For |
| 1c | Elect Director James C. Johnson | Management | For | For |
| 1d | Elect Director Jessica T. Mathews | Management | For | For |
| 1e | Elect Director Franck J. Moison | Management | For | For |
| 1f | Elect Director Robert F. Moran | Management | For | For |
| 1g | Elect Director Ronald L. Nelson | Management | For | For |
| 1h | Elect Director Richard A. Noll | Management | For | For |
| 1i | Elect Director David V. Singer | Management | For | For |
| 1j | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVITATION HOMES INC. Meeting Date: MAY 24, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INVH Security ID: 46187W107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | Withhold |
| 1.2 | Elect Director Frederick C. Tuomi | Management | For | For |
| 1.3 | Elect Director Richard D. Bronson | Management | For | For |
| 1.4 | Elect Director Kenneth A. Caplan | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Robert G. Harper | Management | For | For |
| 1.7 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 1.10 | Elect Director William J. Stein | Management | For | For |
| 1.11 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| KANSAS CITY SOUTHERN Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KSU Security ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Lu M. Cordova | Management | For | For |
| 1.3 | Elect Director Robert J. Druten | Management | For | For |
| 1.4 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.5 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.6 | Elect Director David Garza-Santos | Management | For | For |
| 1.7 | Elect Director Janet H. Kennedy | Management | For | For |
| 1.8 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.9 | Elect Director Henry J. Maier | Management | For | For |
| 1.10 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.11 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
| 1.12 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| KEYCORP Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KEY Security ID: 493267108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Charles P. Cooley | Management | For | For |
| 1.3 | Elect Director Gary M. Crosby | Management | For | For |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.5 | Elect Director H. James Dallas | Management | For | For |
| 1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.9 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.10 | Elect Director Richard J. Hipple | Management | For | For |
| 1.11 | Elect Director Kristen L. Manos | Management | For | For |
| 1.12 | Elect Director Beth E. Mooney | Management | For | For |
| 1.13 | Elect Director Demos Parneros | Management | For | For |
| 1.14 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.15 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 2.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2.3 | Elect Director Micheline Chau | Management | For | For |
| 2.4 | Elect Director Patrick Dumont | Management | For | For |
| 2.5 | Elect Director Charles D. Forman | Management | For | For |
| 2.6 | Elect Director Steven L. Gerard | Management | For | For |
| 2.7 | Elect Director Robert G. Goldstein | Management | For | For |
| 2.8 | Elect Director George Jamieson | Management | For | For |
| 2.9 | Elect Director Charles A. Koppelman | Management | For | For |
| 2.10 | Elect Director Lewis Kramer | Management | For | For |
| 2.11 | Elect Director David F. Levi | Management | For | For |
| 3.1 | Elect Director Micheline Chau | Management | For | For |
| 3.2 | Elect Director Patrick Dumont | Management | For | For |
| 3.3 | Elect Director David F. Levi | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| LENNAR CORPORATION Meeting Date: APR 11, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LEN Security ID: 526057104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Donna Shalala | Management | For | For |
| 1.10 | Elect Director Scott D. Stowell | Management | For | For |
| 1.11 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Approve Conversion of Class B Stock | Shareholder | Against | Against |
| 6 | Establish Term Limits for Directors | Shareholder | Against | Against |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 26, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director David B. Burritt | Management | For | For |
| 1.4 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| MARVELL TECHNOLOGY GROUP LTD. Meeting Date: MAR 16, 2018 Record Date: FEB 02, 2018 Meeting Type: SPECIAL | ||||
| Ticker: MRVL Security ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD. Meeting Date: JUN 28, 2018 Record Date: MAY 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MRVL Security ID: G5876H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tudor Brown | Management | For | For |
| 1.2 | Elect Director Richard S. Hill | Management | For | For |
| 1.3 | Elect Director Oleg Khaykin | Management | For | For |
| 1.4 | Elect Director Bethany Mayer | Management | For | For |
| 1.5 | Elect Director Donna Morris | Management | For | For |
| 1.6 | Elect Director Matthew J. Murphy | Management | For | For |
| 1.7 | Elect Director Michael Strachan | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| METLIFE, INC. Meeting Date: OCT 19, 2017 Record Date: SEP 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: MET Security ID: 59156R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Helmut Panke | Management | For | For |
| 1.8 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.9 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.10 | Elect Director Charles W. Scharf | Management | For | For |
| 1.11 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.12 | Elect Director John W. Stanton | Management | For | For |
| 1.13 | Elect Director John W. Thompson | Management | For | For |
| 1.14 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| MORGAN STANLEY Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MS Security ID: 617446448 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Jami Miscik | Management | For | For |
| 1h | Elect Director Dennis M. Nally | Management | For | For |
| 1i | Elect Director Hutham S. Olayan | Management | For | For |
| 1j | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1k | Elect Director Perry M. Traquina | Management | For | For |
| 1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| MYLAN N.V. Meeting Date: JUN 29, 2018 Record Date: JUN 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MYL Security ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | Against |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | Against |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Mark W. Parrish | Management | For | For |
| 1J | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1K | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1L | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2018 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| NASDAQ, INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NDAQ Security ID: 631103108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director Thomas A. Kloet | Management | For | For |
| 1g | Elect Director John D. Rainey | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Jacob Wallenberg | Management | For | For |
| 1j | Elect Director Lars R. Wedenborn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| NEXTERA ENERGY, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NEE Security ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| PACCAR INC Meeting Date: MAY 01, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PCAR Security ID: 693718108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beth E. Ford | Management | For | For |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Roderick C. McGeary | Management | For | Against |
| 1.4 | Elect Director Mark A. Schulz | Management | For | Against |
| 1.5 | Elect Director Mark C. Pigott | Management | For | For |
| 1.6 | Elect Director Charles R. Williamson | Management | For | Against |
| 1.7 | Elect Director Ronald E. Armstrong | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| PARKER-HANNIFIN CORPORATION Meeting Date: OCT 25, 2017 Record Date: AUG 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PH Security ID: 701094104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.6 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.7 | Elect Director Candy M. Obourn | Management | For | For |
| 1.8 | Elect Director Joseph Scaminace | Management | For | For |
| 1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.10 | Elect Director Ake Svensson | Management | For | For |
| 1.11 | Elect Director James R. Verrier | Management | For | For |
| 1.12 | Elect Director James L. Wainscott | Management | For | For |
| 1.13 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Albert Bourla | Management | For | For |
| 1.4 | Elect Director W. Don Cornwell | Management | For | For |
| 1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director James M. Kilts | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director Ian C. Read | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PM Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.5 | Elect Director Werner Geissler | Management | For | For |
| 1.6 | Elect Director Lisa A. Hook | Management | For | For |
| 1.7 | Elect Director Jennifer Li | Management | For | For |
| 1.8 | Elect Director Jun Makihara | Management | For | For |
| 1.9 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.10 | Elect Director Kalpana Morparia | Management | For | For |
| 1.11 | Elect Director Lucio A. Noto | Management | For | For |
| 1.12 | Elect Director Frederik Paulsen | Management | For | For |
| 1.13 | Elect Director Robert B. Polet | Management | For | For |
| 1.14 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| PHILLIPS 66 Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PSX Security ID: 718546104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Brian Ferguson | Management | For | For |
| 1b | Elect Director Harold W. McGraw, III | Management | For | For |
| 1c | Elect Director Victoria J. Tschinkel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PROLOGIS, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PLD Security ID: 74340W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RITE AID CORPORATION Meeting Date: JUL 17, 2017 Record Date: MAY 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RAD Security ID: 767754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Standley | Management | For | For |
| 1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1c | Elect Director Bruce G. Bodaken | Management | For | For |
| 1d | Elect Director David R. Jessick | Management | For | For |
| 1e | Elect Director Kevin E. Lofton | Management | For | For |
| 1f | Elect Director Myrtle S. Potter | Management | For | For |
| 1g | Elect Director Michael N. Regan | Management | For | For |
| 1h | Elect Director Frank A. Savage | Management | For | For |
| 1i | Elect Director Marcy Syms | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SIEMENS AG Meeting Date: JAN 31, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SIE Security ID: 826197501 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016/2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016/2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016/2017 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017/2018 | Management | For | For |
| 6a | Elect Werner Brandt to the Supervisory Board | Management | For | For |
| 6b | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
| 6c | Elect Benoit Potier to the Supervisory Board | Management | For | For |
| 6d | Elect Norbert Reithofer to the Supervisory Board | Management | For | For |
| 6e | Elect Nemat Talaat to the Supervisory Board | Management | For | For |
| 6f | Elect Nathalie von Siemens to the Supervisory Board | Management | For | For |
| 6g | Elect Matthias Zachert to the Supervisory Board | Management | For | For |
| 7 | Amend Corporate Purpose | Management | For | For |
| 8 | Amend Articles Re: Notice of General Meeting | Management | For | For |
| 9 | Approve Affiliation Agreements with Subsidiary Flender GmbH | Management | For | For |
| 10a | Approve Affiliation Agreements with Subsidiary Kyros 53 GmbH | Management | For | For |
| 10b | Approve Affiliation Agreements with Subsidiary Kyros 54 GmbH | Management | For | For |
| 11 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
| 12 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
| 13 | Additional Proposals presented at the Meeting | Shareholder | Against | Against |
| A | Counter Motion A | Shareholder | Against | Against |
| B | Counter Motion B | Shareholder | Against | Against |
| C | Counter Motion C | Shareholder | Against | Against |
| D | Counter Motion D | Shareholder | Against | Against |
| E | Counter Motion E | Shareholder | Against | Against |
| F | Counter Motion F | Shareholder | Against | Against |
| G | Counter Motion | Shareholder | Against | Against |
| H | Counter Motion | Shareholder | Against | Against |
| I | Counter Motion | Shareholder | Against | Against |
| SUNCOR ENERGY INC. Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director Dennis M. Houston | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Steven W. Williams | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SYNOPSYS, INC. Meeting Date: APR 05, 2018 Record Date: FEB 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SNPS Security ID: 871607107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| TAPESTRY, INC. Meeting Date: NOV 09, 2017 Record Date: SEP 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TPR Security ID: 189754104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Denton | Management | For | For |
| 1b | Elect Director Andrea Guerra | Management | For | For |
| 1c | Elect Director Susan Kropf | Management | For | For |
| 1d | Elect Director Annabelle Yu Long | Management | For | For |
| 1e | Elect Director Victor Luis | Management | For | For |
| 1f | Elect Director Ivan Menezes | Management | For | For |
| 1g | Elect Director William Nuti | Management | For | For |
| 1h | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Net-Zero Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| 7 | Report on Risks from Company's Use of Real Animal Fur | Shareholder | Against | Abstain |
| TARGET CORPORATION Meeting Date: JUN 13, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TGT Security ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Kenneth L. Salazar | Management | For | For |
| 1l | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| TE CONNECTIVITY LTD. Meeting Date: MAR 14, 2018 Record Date: FEB 22, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: H84989104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director William A. Jeffrey | Management | For | For |
| 1e | Elect Director Thomas J. Lynch | Management | For | For |
| 1f | Elect Director Yong Nam | Management | For | For |
| 1g | Elect Director Daniel J. Phelan | Management | For | For |
| 1h | Elect Director Paula A. Sneed | Management | For | For |
| 1i | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 29, 2017 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | Against |
| 14 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
| 15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Adjourn Meeting | Management | For | Against |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD Meeting Date: JUL 13, 2017 Record Date: JUN 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TEVA Security ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | Management | For | For |
| 1b | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | Management | For | For |
| 1c | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | Management | For | For |
| 1d | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | Management | For | For |
| 1e | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | Management | For | For |
| 1f | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | Management | For | For |
| 2 | Approve Compensation of Sol J. Barer, Chairman | Management | For | For |
| 3 | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | Management | For | For |
| 4 | Approve Compensation of Directors | Management | For | For |
| 5 | Approve an Amendment to the Equity Compensation Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Teva's Registered Share Capital to NIS 249,434,338 | Management | For | For |
| 8 | Appoint Kesselman & Kesselman as Auditors | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TXN Security ID: 882508104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Todd M. Bluedorn | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director Janet F. Clark | Management | For | For |
| 1f | Elect Director Carrie S. Cox | Management | For | For |
| 1g | Elect Director Brian T. Crutcher | Management | For | For |
| 1h | Elect Director Jean M. Hobby | Management | For | For |
| 1i | Elect Director Ronald Kirk | Management | For | For |
| 1j | Elect Director Pamela H. Patsley | Management | For | For |
| 1k | Elect Director Robert E. Sanchez | Management | For | For |
| 1l | Elect Director Richard K. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE COCA-COLA COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KO Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Christopher C. Davis | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James Quincey | Management | For | For |
| 1.15 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.16 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GS Security ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director William W. George | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HIG Security ID: 416515104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Carlos Dominguez | Management | For | For |
| 1c | Elect Director Trevor Fetter | Management | For | For |
| 1d | Elect Director Stephen P. McGill | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Thomas A. Renyi | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 1i | Elect Director Teresa W. Roseborough | Management | For | For |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1k | Elect Director Christopher J. Swift | Management | For | For |
| 1l | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 10, 2017 Record Date: AUG 11, 2017 Meeting Type: PROXY CONTEST | ||||
| Ticker: PG Security ID: 742718109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Francis S. Blake | Management | For | Did Not Vote |
| 1.2 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
| 1.3 | Elect Director Amy L. Chang | Management | For | Did Not Vote |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | Did Not Vote |
| 1.5 | Elect Director Scott D. Cook | Management | For | Did Not Vote |
| 1.6 | Elect Director Terry J. Lundgren | Management | For | Did Not Vote |
| 1.7 | Elect Director W. James McNerney, Jr. | Management | For | Did Not Vote |
| 1.8 | Elect Director David S. Taylor | Management | For | Did Not Vote |
| 1.9 | Elect Director Margaret C. Whitman | Management | For | Did Not Vote |
| 1.10 | Elect Director Patricia A. Woertz | Management | For | Did Not Vote |
| 1.11 | Elect Director Ernesto Zedillo | Management | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Did Not Vote |
| 6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Did Not Vote |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Did Not Vote |
| 8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
| 1.2 | Management Nominee Francis S. Blake | Shareholder | For | For |
| 1.3 | Management Nominee Angela F. Braly | Shareholder | For | For |
| 1.4 | Management Nominee Amy L. Chang | Shareholder | For | For |
| 1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | For |
| 1.6 | Management Nominee Scott D. Cook | Shareholder | For | For |
| 1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | For |
| 1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | For |
| 1.9 | Management Nominee David S. Taylor | Shareholder | For | For |
| 1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | For |
| 1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | None | Against |
| 6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Against |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Against |
| 8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | For |
| THE WALT DISNEY COMPANY Meeting Date: MAR 08, 2018 Record Date: JAN 08, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director John S. Chen | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Fred H. Langhammer | Management | For | For |
| 1i | Elect Director Aylwin B. Lewis | Management | For | For |
| 1j | Elect Director Mark G. Parker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director Lars R. Sorensen | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 17, 2018 Record Date: NOV 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Abstain |
| WASTE MANAGEMENT, INC. Meeting Date: MAY 14, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WM Security ID: 94106L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradbury H. Anderson - Withdrawn Resolution | Management | None | None |
| 1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 1c | Elect Director James C. Fish, Jr. | Management | For | For |
| 1d | Elect Director Andres R. Gluski | Management | For | For |
| 1e | Elect Director Patrick W. Gross | Management | For | For |
| 1f | Elect Director Victoria M. Holt | Management | For | For |
| 1g | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1h | Elect Director John C. Pope | Management | For | For |
| 1i | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| WEATHERFORD INTERNATIONAL PLC Meeting Date: APR 27, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WFT Security ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director John D. Gass | Management | For | For |
| 1d | Elect Director Emyr Jones Parry | Management | For | For |
| 1e | Elect Director Francis S. Kalman | Management | For | For |
| 1f | Elect Director David S. King | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Mark A. McCollum | Management | For | For |
| 1i | Elect Director Angela A. Minas | Management | For | For |
| 1j | Elect Director Guillermo Ortiz | Management | For | Against |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESTROCK COMPANY Meeting Date: FEB 02, 2018 Record Date: DEC 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WRK Security ID: 96145D105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director John A. Luke, Jr. | Management | For | For |
| 1g | Elect Director Gracia C. Martore | Management | For | For |
| 1h | Elect Director James E. Nevels | Management | For | For |
| 1i | Elect Director Timothy H. Powers | Management | For | For |
| 1j | Elect Director Steven C. Voorhees | Management | For | For |
| 1k | Elect Director Bettina M. Whyte | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: DEC 20, 2017 Record Date: NOV 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: MAY 17, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.4 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.5 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.6 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.7 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | For |
| ZEBRA TECHNOLOGIES CORPORATION Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ZBRA Security ID: 989207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chirantan 'CJ' J. Desai | Management | For | For |
| 1.2 | Elect Director Richard L. Keyser | Management | For | For |
| 1.3 | Elect Director Ross W. Manire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ZIMMER BIOMET HOLDINGS, INC. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ZBH Security ID: 98956P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Gail K. Boudreaux | Management | For | For |
| 1d | Elect Director Michael J. Farrell | Management | For | For |
| 1e | Elect Director Larry C. Glasscock | Management | For | For |
| 1f | Elect Director Robert A. Hagemann | Management | For | For |
| 1g | Elect Director Bryan C. Hanson | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZIONS BANCORPORATION Meeting Date: JUN 01, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ZION Security ID: 989701107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Jerry C. Atkin | Management | For | For |
| 1B | Elect Director Gary L. Crittenden | Management | For | For |
| 1C | Elect Director Suren K. Gupta | Management | For | For |
| 1D | Elect Director J. David Heaney | Management | For | For |
| 1E | Elect Director Vivian S. Lee | Management | For | For |
| 1F | Elect Director Edward F. Murphy | Management | For | For |
| 1G | Elect Director Roger B. Porter | Management | For | For |
| 1H | Elect Director Stephen D. Quinn | Management | For | For |
| 1I | Elect Director Harris H. Simmons | Management | For | For |
| 1J | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Series Fund on behalf of its series:
|
| Oppenheimer Value Fund | |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
| Trustee, President and Principal Executive Officer |
Date: August 20, 2018
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |
