As filed with the Securities and Exchange Commission on July 17, 2008
| Registration No. 333-145473 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
___________
FINANCIAL INDUSTRIES CORPORATION
(Exact name of registrant as specified in its charter)
___________
Texas | 74-2126975 |
(State of Incorporation) | (I.R.S. Employer Identification No.) |
6500 River Place Boulevard, Building I
Austin, Texas 78730
(512) 404-5000
(Address of principal executive offices)(Zip code)
____________
FINANCIAL INDUSTRIES CORPORATION 2004 INCENTIVE STOCK PLAN
and
FINANCIAL INDUSTRIES CORPORATION
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
(Full title of plan)
___________
William B. Prouty
Chief Executive Officer
Financial Industries Corporation
6500 River Place Boulevard, Building I
Austin, Texas 78730
(512) 404-5000
(Name, address and telephone number of registrant’s agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer o
Accelerated filer x
Non-accelerated filer o | (Do not check if smaller reporting company) |
Smaller reporting company o
EXPLANATORY STATEMENT: DEREGISTRATION OF SECURITIES
On August 15, 2007, Financial Industries Corporation (the "Corporation") filed a registration statement on Form S-8 (File Number 333-145473) (the "Registration Statement"), which registered 900,000 shares of common stock of the Corporation, par value $0.20 per share (the "Common Stock"), to be offered in accordance with the Financial Industries Corporation 2004 Incentive Stock Plan and the Financial Industries Corporation Stock Option Plan for Non-Employee Directors (collectively, the "Plans").
On July 17, 2008 (the "Closing Date"), in accordance with the Agreement and Plan of Merger dated January 14, 2008, as amended, among the Corporation, Americo Life, Inc., a Missouri corporation ("Americo") and Americo Acquisition Corp., a Texas corporation ("Merger Sub"), Merger Sub merged with and into the Corporation (the "Merger"). Pursuant to the Merger, the existence of Merger Sub ceased, and the Corporation survived the Merger as an indirect wholly owned subsidiary of Americo. The Corporation plans to file with the Securities and Exchange Commission a Certification and Notice of Termination and Suspension on Form 15 regarding the Common Stock.
As a result of the Merger, the Corporation has terminated all offerings of the Common Stock under the Registration Statement. Accordingly, pursuant to the undertaking found in the Registration Statement to remove from registration by means of a post-effective amendment any of the securities being registered that remain unsold at the termination of the offering, the Corporation is filing this Post Effective Amendment No. 1 to the Registration Statement to deregister all of the Common Stock under the Plans that remain unsold as of the Closing Date.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Austin, State of Texas, on this 17th day of July, 2008.
| FINANCIAL INDUSTRIES CORPORATION |
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| By: /s/ William B. Prouty |
| Name: William B. Prouty |
| Title: Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities indicated as of July 17, 2008.
/s/ William B. Prouty |
| /s/ David Hopkins |
|
William B. Prouty Chief Executive Officer (Principal Executive Officer) |
| David Hopkins Senior Vice President and Controller (Principal Financial and Accounting Officer)
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/s/ R. Keith Long * |
| /s/ Richard H. Gudeman * |
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R. Keith Long Chairman
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| Richard H. Gudeman Director |
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/s/ John Barnett * |
| /s/ Kenneth Shifrin * |
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John Barnett Director
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| Kenneth Shifrin Director |
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/s/ Robert A. Nikels * |
| /s/ Lonnie Steffen * |
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Robert A. Nikels Director
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| Lonnie Steffen Director |
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/s/ Eugene Woznicki * |
| /s/ Patrick E. Falconio * |
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Eugene Woznicki Director |
| Patrick E. Falconio Director
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* William B. Prouty, by signing his name below, does hereby sign this Post-Effective Amendment No. 1 to the Registration Statement on behalf of each of the above directors and officers of the Company in accordance with the power of attorney filed with the Registration Statement.
By: /s/ William B. Prouty |
|
William B. Prouty |
|
Attorney-in-fact |
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