First Hartford Form NT-10-Q | OMB APPROVAL
OMB Number 3235-0058 |
| SEC FILE NUMBER
0-8862 |
| CUSIP NUMBER
32 0488109 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
AMENDMENT NO. 2
NOTIFICATION OF LATE FILING
(CHECK ONE): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR
For | Period Ended: January 31, 2014 |
| |
o
o
o
o
o | Transition Report on Form 10-K
Transition Report on Form 20-F
Transition Report on Form 11-K
Transition Report on Form 10-Q
Transition Report on Form N-SAR
For the Transition Period Ended: ______________________________ |
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
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PART I - REGISTRANT INFORMATION
First Hartford Corp.
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Full Name of Registrant
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Former Name if Applicable
149 Colonial Road
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Address of Principal Executive Office (Street and Number)
Manchester, CT 06040
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City, State and Zip Code
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
| | | (a) | | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
| | | | | |
| | (b) | | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
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| | | (c) | | The accountant's statement or other exhibit required by Rule 12-b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail why the Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed)
The smaller reporting company is unable to complete the referenced quarterly report on Form 10-Q within the prescribed time. The report is delayed due to a requirement to consolidate certain subsidiaries and restate the smaller reporting company's financial statements as more particularly discussed in the current report on Form 8-K which was filed on 29-October-2013 The smaller reporting company is working to resolve the accounting issues and completion of the report. We expect to complete the audit for the year ended April 30, 2013 and file Form 10-K in the near future, and to restate prior periods or to prepare its interim consolidated financial statements for the quarters ended July 31, 2013, October 31, 2013 and subsequent periods.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this notification
Stuart Greenwald
(Name) | 860
(Area Code) | 646-6555
(Telephone Number) |
(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ¨ No x
a. Annual report on Form 10-K for fiscal year ended April 31, 2013.
b. Quarterly reports on Form 10-Q for the quarters ended July 31, 2013 and October 31, 2013.
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(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? T Yes ¨ No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made
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The smaller reporting company references the current report on Form 8-K which was filed on 29-October-2013 with respect to its response to this item.
First Hartford Corp.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date 3/19/2014 | By: /s/ Stuart Greenwald
Stuart Greenwald
Treasurer |
